NSDL UPDATE December 2017

News Articles

World Forum of Central Securities Depositories (WFC) 2017 co-hosted by NSDL

NSDL successfully co-hosted WFC 2017 alongwith CDC Pakistan, CSDC China and HKEX Hong Kong during November 14 - 17, 2017 at Hong Kong. WFC 2017, CSD’s premier event, attracted over 250 industry delegates from 58 countries. The primary goal of the conference was to bring together market leaders and professionals of CSDs, regulators, central banks, international banks, local authorities and custodians from around the world to exchange latest information, collaborate on solutions, define best practices and discuss contemporary issues.

(Mr. G. V. Nageswara Rao, MD & CEO, NSDL (Participants from various countries giving opening remarks at WFC 2017) at WFC 2017)

Highlights during the month Performance Summary Investor Accounts 1,65,68,711 News Articles Participants 268

Companies Name Change Participant Service Centres 27,964

Demat Custody 1,71,32,419 Cr. Corporate Action Statistics ` Settlement ` 3,04,223 Cr. Performance Summary Companies available for demat 19,151

Securities Admitted For Dematerialisation Instruments w Debentures/Bonds 15,395 Calendar of Events w Securitised Instruments 2,100 w Commercial Paper 2,402 w Certificates of Deposit 310 2

Security Type code added in DPM for ‘Real Estate Investment Trusts’ Participants are hereby informed that a new Security Type Code has been added in DPM for ‘Real Estate Investment Trusts’ (REIT) as exhibited below:

Security Type Code Description

25 Real Estate Investment Trusts (REIT)

Participants are requested to note of this for required changes in the static data for back-office batch interface with the DPM. This was informed to Participants vide Circular No. NSDL/POLICY/2017/0067 dated November 17, 2017.

SEBI Circular on Review of Securities Lending and Borrowing Mechanism SEBI has modified the SLB framework regarding Tenure of the Contract, Position Limit in SLB, Treatment of Corporate Actions during SLB and Rollover Facility. This was informed to Participants vide Circular No. NSDL/POLICY/2017/0069 dated November 29, 2017 and is available on NSDL website www.nsdl.co.in.

Display of price and value updated at the interval of 5 minutes on IDeAS facility for securities listed on National Stock Exchange NSDL is pleased to inform that display of price and valuation of securities are now updated at interval of 5 minutes IDeAS facility for securities which are listed on NSE. This was informed to Participants vide Circular No. NSDL/POLICY/2017/0070 dated November 29, 2017 and is available on NSDL website www.nsdl.co.in.

Subscription to SPEED-e During November 2017, one more Participant has subscribed to the SPEED-e facility namely  AUM Capital Market Private Limited (DP ID IN304211) Clients of the above mentioned Participants can now avail the facility of submitting various instructions through SPEED-e. This takes the total number of Participants which have subscribed to SPEED-e to 197.

Training Programme for Participants:  NISM / NSDL-DO training / certification programmes for Participants To facilitate officials of Participants to prepare and appear for NISM-Series VI Depository Operations Certification Examination (DOCE), NSDL conducted a three day training programme at Mumbai in November 2017.  CPE Training Programme for Participants NSDL, a NISM Accredited Continuing Professional Education (CPE) Provider offers CPE training programmes in different modules like Depository Operations, Mutual Fund, Currency Derivatives, Equity Derivatives, Securities Operations & Risk Management etc. for eligible associated persons. In November 2017, NSDL conducted seven such training programmes at Ahmedabad, Chennai, Kolkata, Lucknow, Mumbai and New Delhi. 3

Investor Education initiatives undertaken by NSDL  Investor Awareness Programmes: In order to reach out to investors that are spread across the country to apprise them about the facilities available in NSDL depository system and educate them about financial markets, NSDL conducts various Programmes with Participants, Housing Societies, Institutions like SEBI, NSE, corporates etc. and also participates in various events. During November 2017, NSDL conducted / participated in 43 such programmes / events which were attended by more than 3,700 investors. Details are mentioned below: Sr. No. Particulars 1 Joint Awareness Programmes with Participants No. of Programmes Sharekhan Limited 7 CSE Capital Markets Private Limited 4 Axis Bank Limited 3 Kotak Securities Limited 2 Canara Bank Securities Limited 1 ICICI Bank Limited 1 Integrated Enterprises (India) Private Limited 1 Nirmal Bang Securities Private Limited 1 YES Bank Limited 1 Total Programmes 21 2 Joint Awareness Programmes with other Institutions No. of Programmes Integrated Enterprises (India) Private Limited, Nanayam Vikatan and NSE 6 Securities and Exchange Board of India 2 Total Programmes 8 3 Training Programmes for Participants No. of Programmes TJSB Sahakari Bank Limited 5 Citizen Credit Co-operative Bank Limited 1 NKGSB Co-op. Bank Limited 1 The Saraswat Co-Operative Bank Limited 1 Total Programmes 8 4 Participation at Events No. of Programmes 9th International Convention 2017 on ‘Financial Inclusion - Expanding the horizon’ 1 organised by Association of National Exchanges Members of India at Mumbai. ICC Retail Savings Opportunities Conclave 2017 organised by Indian Chamber of Commerce 1 at Bhubaneswar. Finbridge Expo 2017 (5th edition) at Delhi 1 Total Programmes 3

5 Workshop for Colleges No. of Programmes VVM's Shree Damodar College of Commerce & Economics Margao, Goa 1 Rosary College of Commerce & Arts, Navelim, Goa 1 Kirori Mal College, Delhi 1 Total Programmes 3 4

List of Companies that have changed Names (During November 2017)

Sr. No. Old Name New Name 1 Sonal Apparel Private Limited SAPL Industries Private Limited 2 RBS Financial Services (India) Private Ltd RBS Prime Services (India) Private Limited 3 IFGL Exports Limited IFGL Refractories Limited 4 Bhilwara Tex-Fin Limited Capital India Finance Limited 5 Wellworth Securities Limited Wellworth Industries Limited 6 Raghav Ramming Mass Limited Raghav Productivity Enhancers Limited 7 Mohini Fibers Limited Mohini Health & Hygiene Limited 8 Forefront Capital Management Private Limited Edelweiss Multi Strategy Funds Management Private Limited 9 Leaseplan India Ltd. Lease Plan India Private Limited 10 Rockwool (India) Private Limited Rockwool India Private Limited 11 L&T Krishnagiri Walajahpet Tollway Limited Krishnagiri Walajahpet Tollway Limited 12 Darcl Logistics Limited Cj Darcl Logistics Limited 13 Akar Tools Limited Akar Auto Industries Limited 14 Munak Chemicals Limited Saptak Chem And Business Limited 15 PC Products India Limited Dr Habeebullah Life Sciences Limited 16 Sree Rayalaseema Alkalies & Allied Chemicals Limited TGV Sraac Limited 17 Viraj Credit Capital Limited Aurum Capital Projects Limited 18 Manaksia Industries Limited BKM Industries Limited 19 Ambadi Investments Private Limited Ambadi Investments Limited 20 Avantha Ergo Life Insurance Company Limited Avantha Consulting Services Limited 21 Peerless Mutual Fund Essel Mutual Fund 22 Mount Shivalik Breweries Limited Molson Coors India Private Limited 23 Artech Power Products Limited Artech Power & Trading Limited 24 Integrated Enterprises (India) Ltd. Integrated Enterprises (India) Private Limited

Corporate Action Statistics

During November 2017 For F.Y. 2017 - 18 (Upto November 2017) Sr. No. Description No. of Allottees No. of Securities No. of Allottees No. of Securities 1 Equity Shares 2,154,394 10,193,938,736 14,913,670 93,120,195,838 2 Preference Shares 32 137,256,539 158,202 8,057,132,485 3 Bonds 996 828,907,673 34,740 9,050,559,258 4 Commercial Papers 737 4,817,691 7,313 33,991,693 5 Certificates of Deposit 138 3,172,500 1,033 23,815,900 6 Securitised Instruments 125 16,916,953,483 838 65,685,792,138 7 Mutual Fund Units 46,397 176,991,098 398,788 1,870,667,759 8 Government Securities 10,932 265,982 45,694 1,270,965 9 Warrants 11 1,630,000 138 158,766,133 10 Mutual Fund Units (Trase) 70,929 329,174,927 550,741 2,903,989,013 11 Infrastructure Investment Trust 0 0 7,943 873,904,448 Total 2,284,691 28,593,108,629 16,119,100 181,780,085,631 5

Performance Summary

INVESTORS PARTICIPANTS Client Accounts Month -Year Month - No. of Participants Service Cities / No. of Accounts (lakhs) Year Centres Towns

Nov-15 142.10 Nov-15 271 19,166 1,778 Nov-16 151.91 Nov-16 268 27,315 1,942 Nov-17 165.68 Nov-17 268 27,964 1,937

DEMATERIALISATION SETTLEMENT (LISTED EQUITY SHARES) Value of Quantity of shares Value of shares No. of Dematerialised Month - Dematerialised Month - settled in settled in Securities Year Securities Year dematerialised form dematerialised form (Cr.) ( ` Cr.) (Cr.) ( ` Cr.)

Nov-15 1,02,321 1,17,50,473 Nov-15 653 1,38,338 Nov-16 1,22,104 1,31,13,387 Nov-16 876 2,17,739 Nov-17 1,43,734 1,71,32,419 Nov-17 1,236 3,04,223 (Single Side) EQUITY No. of Companies Month - Year Operational Companies Nov-15 15,003 Nov-16 16,941 Nov-17 19,151

DEBENTURES / BONDS SECURITISED INSTRUMENTS Month - No. of No. of active Demat Value Month - No. of No. of active Demat Value Year Issuers instruments ( ` Cr.) Year Issuers instruments ( ` Cr.) Nov-15 1,271 12,435 19,00,152 Nov-15 1,106 1,455 1,23,435 Nov-16 1,556 14,394 22,46,457 Nov-16 1,468 1,913 1,63,307 Nov-17 1,914 15,395 26,78,682 Nov-17 1,686 2,100 1,87,816

COMMERCIAL PAPERS CERTIFICATES OF DEPOSIT Month - No. of No. of active Demat Value Month - No. of No. of active Demat Value Year Issuers instruments ( ` Cr.) Year Issuers instruments ( ` Cr.) Nov-15 358 2,037 3,36,160 Nov-15 35 559 1,92,322 Nov-16 405 2,522 4,04,427 Nov-16 36 594 1,98,489 Nov-17 420 2,402 5,07,859 Nov-17 28 310 1,46,043 6

Securities admitted for Dematerialisation during November 2017

Sr. No. COMPANY ISIN Sr. No. COMPANY ISIN 1 A And M Jumbo Bags Limited INE749Y01014 37 Eden Renewable Anvers Private Limited INE711Y01014 2 Ajax Engineering Private Limited INE743Y01017 38 Eden Renewable Blanche Private Limited INE708Y01010 3 Ajooni Biotech Limited INE820Y01013 39 Eden Renewable Cite Private Limited INE709Y01018 4 Akshar Impex Private Limited INE766Y01018 40 Eden Renewable Concorde Private INE704Y01019 5 Amazing Entertainment Private Limited INE837Y01017 Limited 41 Eden Renewable Iena Private Limited INE706Y01014 6 Anvil Consultancy Private Limited INE731Y01012 42 Eden Renewable Jasmin Private Limited INE713Y01010 7 Ashok Apparels Private Limited INE769Y01012 43 Eden Renewable Lourmel Private Limited INE707Y01012 8 Assotech Realty Private Limited INE690Y01010 44 Eden Renewable Simplon Private Limited INE705Y01016 9 Athena Jewels Online Private Limited INE781Y01017 45 Eden Renewable Varenne Private Limited INE710Y01016 10 Axis Wind Farms (Beluguppa) Private INE830Y01012 Limited 46 Eden Renewable Villiers Private Limited INE712Y01012 11 Axis Wind Farms (Borampalle) Private INE847Y01016 47 Elixir Softech Private Limited INE872Y01014 Limited 48 Encore Asset Reconstruction Company INE864Y01011 12 Axis Wind Farms (Godavari) Private INE829Y01014 Private Limited Limited 49 Etco Denim Private Limited INE762Y01017 13 Axis Wind Farms (Manirevu) Private INE846Y01018 50 Excelra Knowledge Solutions Private INE664Y01015 Limited Limited 14 Axis Wind Farms (Nuthimadugu) Private INE831Y01010 51 Fine Organic Industries Limited INE686Y01018 Limited 15 Axis Wind Farms (Pottipadu) Private INE844Y01013 52 Fortum Amrit Energy Private Limited INE804Y01017 Limited 53 Franklin Templeton Asset Management INE090I01016 16 Axis Wind Farms (Uravakonda) Private INE835Y01011 (India) Private Limited Limited 54 Franklin Templeton International Services INE856Y01017 17 Axis Wind Farms (Vajrakarur) Private INE845Y01010 (India) Private Limited Limited 55 Franklin Templeton Trustee Services INE855Y01019 18 Ballabh Commercial Limited INE868E01014 Private Limited 19 Barmer Power Transmission Service INE745Y01012 56 Gagandeep Consultancy Private Limited INE723Y01019 Limited 57 Gangadi Investments Private Limited INE806Y01012 20 Bhavani Infin Services India Private INE737Y01019 58 Genus Innovation Limited INE825Y01012 Limited 59 Gho Agro Private Limited INE832Y01018 21 Bonanza Portfolio Limited INE745K01011 60 Glitterbug Technologies Private Limited INE771Y01018 22 Canal Solar Energy Private Limited INE697Y01015 61 Godrej Skyline Developers Private Limited INE782Y01015 23 CEB India Private Limited INE850Y01010 62 Hadoti Power Transmission Service INE746Y01010 24 Cgd Mappedu Private Limited INE808Y01018 Limited 25 Chandigarh Distillers & Bottlers Limited INE330G01010 63 Hale Realtors Private Limited INE783Y01013 26 Cignattk Health Insurance Company INE790W01012 64 Hangyo Icecreams Private Limited INE747Y01018 Limited 65 Havmor Ice Cream Limited INE687Y01016 27 Claris Holdings Private Limited INE701Y01015 66 Hindcon Chemicals Limited INE642Y01011 28 Clover Forging & Machining Private INE787Y01014 Limited 67 Hindusthan Consultancy and Services INE871Y01016 Limited 29 Core Green Sugar And Fuels Private INE725Y01014 Limited 68 Hitodi Infrastructure Limited INE748Y01016 30 Creative Propack Limited INE768Y01014 69 Hms Real Estate Private Limited INE828Y01016 31 Dam Good Restaurants Private Limited INE738Y01017 70 Home Loan Advisors Private Limited INE703Y01011 32 Darby Asia Investors (India) Private INE854Y01012 71 Horizon Buildmart Private Limited INE696Y01017 Limited 72 Ienergy Wind Farms (Theni) Private INE665Y01012 33 Delight Propcon Private Limited INE694Y01012 Limited 34 Diamond Realcon Private Limited INE695Y01019 73 INDIABULLS PHARMACEUTICALS LIMITED INE716Y01013 35 Dolfin Rubbers Limited INE666Y01010 74 JK Petroenergy Private Limited INE873Y01012 36 Dynamic Cables Limited INE600Y01019 75 Jocata Financial Advisory & Technology INE833Y01016 Services Private Limited 7

Securities admitted for Dematerialisation during November 2017 (Contd.)

Sr. No. COMPANY ISIN Sr. No. COMPANY ISIN 76 JSW Paints Private Limited INE754Y01014 116 River Shore Developers Private Limited INE836Y01019 77 Knaup Management Services Private INE693Y01014 117 Royal Hometown Planners Private Limited INE698Y01013 Limited 118 Ruia International Holding Company INE778Y01013 78 Kooh Sports Private Limited INE770Y01010 Private Limited 79 L&T - Mhps Turbine Generators Private INE803Y01019 119 Sadipali Solar Private Limited INE877Y01013 Limited 120 Sagittarius Investments Private Limited INE730Y01014 80 L&T Capital Markets Limited INE799Y01019 121 Sandal Suites Private Limited INE727Y01010 81 L&T Financial Consultants Limited INE246Q01017 122 Sanjay Infraspace Limited INE692Y01016 82 L&T Infra Investment Partners Advisory INE741Y01011 Private Limited 123 Sarvpriya Securities Private Limited INE740Y01013 83 L&T Infra Investment Partners Trustee INE722Y01011 124 Scope E-Knowledge Center Private INE755Y01011 Private Limited Limited 84 L&T- Mhps Boilers Private Limited INE788Y01012 125 Sharika Enterprises Limited INE669Y01014 85 La-Med Healthcare Private Limited INE780Y01019 126 Shining Sun Power Jaipur Private Limited INE818Y01017 86 Laxmi Goldorna House Limited INE258Y01016 127 Shradha Infraprojects (Nagpur) Limited INE715Y01015 87 Macrofil Investments Limited INE798Y01011 128 Shrimay Enterprises Private Limited INE717Y01011 88 Madhubala Enterprises Private Limited INE663Y01017 129 Signature Infrabuild Private Limited INE851Y01018 89 Mahindra Happinest Developers Limited INE785Y01018 130 Skap Forging Private Limited INE807Y01010 90 Makesense Technologies Limited INE750Y01012 131 SMVD Poly Pack Limited INE702Y01013 91 Mansarovar Outdoors Private Limited INE838Y01015 132 Soctronics Technologies Private Limited INE802Y01011 92 Marine Infrastructure Developer Private INE724Y01017 133 Spank Management Services Private INE852Y01016 Limited Limited 93 Maruti Comforts & Inn Private Limited INE834Y01014 134 Sri Jayajothi & Company Private Limited INE826Y01010 94 Masco Builders Private Limited INE809Y01016 135 Sterling Guaranty & Finance Limited INE668Y01016 95 Mieten Business Solutions Private Limited INE736Y01011 136 STFL Trading And Finance Private Limited INE776Y01017 96 Milagro Infrastructure Private Limited INE875Y01017 137 Strides Healthcare Private Limited INE775Y01019 97 MMP Industries Limited INE511Y01018 138 Suntec Infrastructure Private Limited INE876Y01015 98 My Home Constructions Private Limited INE865Y01018 139 Sun-Vision Estates And Consultants INE721Y01013 99 Nearbuy India Private Limited INE853Y01014 Private Limited 100 Nitco Logistics Private Limited INE729Y01016 140 Supertech Orb Project Private Limited INE874Y01010 101 North Eastern Development Finance INE720Y01015 141 Surya Fincap Limited INE866Y01016 Corporation Limited 142 Team Concepts Private Limited INE767Y01016 102 One Point One Solutions Limited INE840Y01011 143 Technology Frontiers (India) Private INE742Y01019 103 P.D. Agrawal Constructions Private INE849Y01012 Limited Limited 144 Terra Dekm India Private Limited INE667Y01018 104 Partap Industries Limited INE480Y01016 145 Thar Power Transmission Service Limited INE744Y01015 105 Passion Realtech Private Limited INE805Y01014 146 The Peerless General Finance & INE870Y01018 106 Petrole Service India Private Limited INE772Y01016 Investment Co Ltd 107 PMV Maltings Private Limited INE726Y01012 147 Transformative Learning Solutions Private INE718Y01019 108 Pune Heat Treat Private Limited INE714Y01018 Limited 109 Radhakrishna Ramnarain Private Limited INE779Y01011 148 Trinity League India Limited INE884X01011 110 Ratnabali Securities Private Limited INE784Y01011 149 Uday Management Services Private INE691Y01018 111 Ratnabhumi Developers Limited INE821Y01011 Limited 112 Reddy Projects And Developers Private INE719Y01017 150 Vaid Milk Products Private Limited INE843Y01015 Limited 151 Vanilla Clean Power Private Limited INE777Y01015 113 Reddy Structures Private Limited INE660P01011 152 Varanasi Stp Project Private Limited INE700Y01017 114 Reliance Electric Generation And Supply INE732Y01010 153 Vineet Laboratories Limited INE505Y01010 Limited 154 Yashraj Biotechnology Limited INE522Y01015 115 Rithwik Facility Management Services INE819Y01015 Limited 155 Zodiac Energy Limited INE761Y01019 8

NSDL Calendar of Events

FORTHCOMING COMPLIANCE

Particulars Deadline Manner of sending Reference

Investor Grievance By 10th of the Through e-PASS Circular No. NSDL/POLICY/2015/0096 Report (Monthly) following month. dated October 29, 2015

Compliance 31st January Digitally signed compliance 1. Circular No. NSDL/ POLICY/2006/0023 Certificate every year. certificate by email at dated July 6, 2006 (July - December) [email protected].

Alternatively, by hard copy to 2. Circular No. NSDL/POLICY/2010/0017 Inspection Department. dated February 22, 2010

NSDL Offices

Head Office Mumbai 4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel .: (022) 24994200 / 40904200

Branch Offices Ahmedabad Bengaluru Chennai Hyderabad Unit No. 407, 4th floor, 3rd Eye Office No. 106, 6A, 6th Floor, Kences Towers, #1 Office No. 123, Hyderabad Regus One Commercial complex DBS house 26, Ramkrishna Street, North Usman Mid-Town, 1st Floor, Mid Town Co-operative Society Limited, Cunningham Road, Road, T. Nagar, Plaza, Road No. 1, Banjara Hills, C. G. Road, Near Panchvati Bengaluru - 560052 Chennai - 600017 Hyderabad - 500033 Circle, Ahmedabad - 380006 Tel.: (080) 40407106 Tel.: (044) 28143911 / 17 Tel.: (040) 44334178 Tel.: (079) 26461376 Kochi Kolkata New Delhi Suite No. S – 105, Monlash Business Center, Unit 2E, 2nd Floor, The Millenium, Unit No. 601, 603, 604, 6th Floor, 4th Floor, Crescens Tower, NH 47, 235/2A, A.J.C. Bose Road, Tower-A, Naurang House, Kasturba Gandhi Changampuzha Nagar Post, Kolkata - 700020 Marg, Connaught Place, Kochi - 682033 Tel.: (033) 22814662 / (033) 22904246 New Delhi - 110001 Tel.: (0484) 2933075 Tel.: (011) 23353814 / 15 For more information, email us at [email protected]

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