Position Limits Compliance Simplified
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Position Limits Compliance Simplified. Monitoring & Reporting Demand a Low-Cost Data Solution Validating position limits data on a daily basis is an arduous and time-consuming The IFM is a nonprofit 501 (c)(3) responsibility. The industry’s solution is the IFM’s position limits data services foundation and an independent which help firms simplify global data sourcing and reduce costs. affiliate of the FIA, the leading trade IFM’s Position Limits Databank (PLD) and Equity Options Position Limits Databank organization for the futures, options (EOPLD) make it easier to obtain data required for pre-trade screening, complex and cleared swaps markets worldwide. post-trade monitoring, and exchange and regulatory reporting. On a daily basis, IFM manually aggregates, cleanses and validates limits data from exchanges and Annual subscription price for banks, governments to eliminate inconsistencies or omissions. Together, the PLD and EOPLD serve as industry utilities and are the only consolidated source for global broker/dealers, FCMs, clearing firms, position limits and related regulatory information data in the world. and market-users for the Position Limits Databank (PLD) is $20,625, Ask how the IFM can simplify your surveillance and reporting requirements. and the supplemental Equity Options Key Features Position Limits Databank (EOPLD) is an additional $6,625. • Continuous global coverage on more than 37,000 products including futures, options on futures, cleared swaps, delivery and shipping certificates, stops and warrants, warehouse receipts, equity options, etc. Contact us for an online demonstration. • Up-to-date data to help firms mitigate risk and compliance lapses. WEB www.theIFM.org • Email alerts to stay informed of limit changes, rules and new products TEL 202.223.1528 • Data includes accountability levels, reporting levels, position limits, EMAIL [email protected] contract aggregations, diminishing contract indicators, mini contract multipliers, and more • Data available via Web portal and in XML and ASCII file formats via FTP • IFM Data Center Help Desk to answer limit-related questions PLD — Futures and Options on Futures Exchanges 1. Agricultural Futures Exchange of Thailand 23. European Energy Exchange 45. National Multi-Commodity Exchange of India 2. Athens Derivatives Exchange 24. Hong Kong Exchanges and Clearing Ltd. 46. National Stock Exchange of India Limited 3. Australian Securities Exchange 25. ICE ENDEX 47. Nodal Exchange 4. BM&F Bovespa 26. Intercontinental Exchange Futures Canada 48. NYSE Euronext Amsterdam 5. Bombay Stock Exchange Limited 27. Intercontinental Exchange Futures Europe 49. NYSE Euronext Brussels 6. Bourse De Montréal 28. Intercontinental Exchange Futures Singapore 50. NYSE Euronext Lisbon 7. Borsa Istanbul 29. Intercontinental Exchange Futures U.S. 51. NYSE Euronext Paris 8. Borsa Italiana 30. Jakarta Futures Exchange 52. OneChicago 9. Budapest Stock Exchange 31. Kansai Commodities Exchange 53. Osaka Securities Exchange Co.,Ltd. 10. Bursa Malaysia Derivatives Berhad 32. Korea Exchange 54. Oslo Bors 11. CBOE Futures Exchange 33. London Metal Exchange Limited 55. Rosario Futures Exchange (ROFEX) 12. Chicago Board of Options Exchange 34. Mercado A Termino De Buenos Aires 56. Singapore Exchange Derivatives Trading Ltd. 13. CME Group: Chicago Board of Trade 35. Mercado Español De Futuros Financieros 57. Shanghai Futures Exchange 14. CME Group: Chicago Mercantile Exchange 36. Mercado Mexicano De Derivados 58. Johannesburg Derivatives Exchange 15. CME Group: CME Clearing Europe 37. Minneapolis Grain Exchange 59. Taiwan Futures Exchange 16. CME Group: New York Mercantile Exchange 38. Moscow Exchange MICEX-RTS 60. Tel-Aviv Stock Exchange, Ltd 17. Dalian Commodity Exchange 39. Multi Commodity Exchange of India 61. Thailand Futures Exchange 18. Dubai Gold & Commodities Exchange 40. NASDAQ Dubai 62. Tokyo Financial Exchange 19. Dubai Mercantile Exchange 41. NASDAQ OMX Commodities (Nord Pool) 63. Tokyo Commodity Exchange 20. ELX Futures Exchange 42. NASDAQ OMX Futures Exchange 64. Turquoise Derivatives Exchange 21. Eris Exchange 43. NASDAQ OMX Nordic Exchange 65. Warsaw Stock Exchange – Derivatives 22. Eurex 44. National Commodity & Derivatives Exchange 66. Zhengzhou Commodity Exchange EOPLD — Equity Options Exchanges 1. BATS Options Exchange 10. ISE Gemini 19. NASDAQ OMX BX 2. BOX Options Exchange 11. ISE Mercury 20. NASDAQ OMX PHLX 3. Bourse De Montréal 12. Intercontinental Exchange Futures Europe 21. National Stock Exchange of India 4. C2 Options Exchange 13. International Securities Exchange 22. NYSE Market LLC 5. Chicago Board of Options Exchange 14. Korea Exchange 23. NYSE Arca Options 6. EDGX Exchange 15. Miami International Securities Exchange 24. Osaka Securities Exchange Co., Ltd. 7. Eurex 16. Mercado Mexicano De Derivados 25. Taiwan Stock Exchange 8. Italian Derivatives Market 17. NASDAQ 26. Tel Aviv Stock Exchange, Ltd. 9. Hong Kong Exchanges and Clearing Ltd. 18. NASDAQ OMX 2001 Pennsylvania Avenue NW | Suite 600 | Washington DC 20006 ©2016 The Institute for Financial Markets. All rights reserved. (3/2016).