Summary of investment portfolio as at March 31, 2021 (unaudited) Compass Balanced Portfolio

Investment Mix – Sector Investment Mix – Geography Weight % Weight % Equities 56.8% Fixed Income 41.0% Financials 11.90% Equities 56.8% Industrials 9.10% Canada 18.0% Info Technology 9.10% US 22.3% Consumer Discretionary 5.30% Overseas 16.5% Health Care 4.30% *Cash & Equivalents 2.2% Consumer Staples 4.20% Total 100.0% Communication Services 3.70% Materials 3.30% Energy 2.60% Bond Mix – Sector Real Estate 2.10% Weight % Government Bonds Utilities 1.00% 5.8% Private Equity 0.20% Corporate Bonds 30.4% Fixed Income 41.0% Mortgage-Backed Securities 4.9% *Cash & Equivalents 2.2% Total 41.0% Total 100.0% Total Fund Net Asset Value $6,274,092,360

*Cash component includes cash held in underlying mandates. Asset class weightings are presented on a look-through basis.

Top 25 holdings

Weight % Weight %

Mawer International Equity Fund Canadian Commercial Mortgage Origination Trust 4 1. 12.2% 14. 1.0% 3.55% May 12/50 2. BlackRock CDN US Equity Index Fund Cl. D 8.7% 15. Canadian Imperial Bank of Commerce 0.63% Mar 04/25 0.9% 3. Mawer Canadian Equity Fund 3.2% 16. American Airlines Inc. 11.75% Jul 15/25 0.8% 4. iShares Core S&P Small-Cap ETF 3.1% 17. Manulife Financial Corporation 3.38% Jun 19/81 0.8% 5. BMO MSCI EAFE Index ETF 2.5% 18. Royal 4.50% Nov 24/80 0.7% 6. Mawer New Canada Fund Series O 2.5% Canadian Commercial Mortgage Origination Trust 4 19. 0.7% 7. BMO Government Bond Index ETF 2.4% 3.14% May 12/50

8. BlackRock Canada Universe Bond Index Fund 2.3% 20. The Toronto-Dominion Bank 0.7%

Canadian Commercial Mortgage Origination Trust 5 21. 0.6% 9. 2.3% 1.00% Jun 24/41 22. Ford Credit Canada Company 3.58% Mar 21/24 0.6% 10. Cash and Cash Equivalent 1.3% 23. BMO S&P 500 Index ETF 0.6% 11. BMO S&P/TSX Capped Composite Index ETF 1.1% 24. The Bank of Nova Scotia 0.6% 12. BMO S&P US Mid Cap Index ETF 1.1% 25. TWDC Enterprises 18 Corp. 2.76% Oct 07/24 0.6% 13. Air Canada 9.00% Jun 22/24 1.1%

All figures are subject to rounding. This Summary of Investment Portfolios has been prepared by ATB Investment Management Inc. (“ATBIM”) which manages the Compass Portfolios and ATBIS Pools. Mutual Funds are not insured by the Canada Deposit Insurance Corporation, nor guaranteed by ATB Investment Management Inc., ATB Financial, the province of , any other government or any government agency. Commissions, trailing commissions, management fees, and expenses may all be associated with mutual fund investments. Read the fund disclosure documents before investing. The Compass Portfolios include investments in other mutual funds. Information on these mutual funds, including the prospectus, is available on the internet at www.sedar.com. The Summary of Investment Portfolio may change due to ongoing portfolio transactions of the investment fund. The most recent annual or semiannual reports for the investment portfolios are available at no cost by calling 1-855-386-2282, by e-mailing: [email protected], or by visiting our website at www.atb.com/wealth.