JOURNAL OF APPLIED PHYSICS VOLUME 91, NUMBER 3 1 FEBRUARY 2002

Wrinkling of a compressed elastic film on a viscous layer R. Huanga) Department of Civil and Environmental Engineering, Princeton University, Princeton, New Jersey 08544 Z. Suo Department of Mechanical and Aerospace Engineering and Princeton Materials Institute, Princeton University, Princeton, New Jersey 08544 ͑Received 29 June 2001; accepted for publication 22 October 2001͒ A compressively strained elastic film bonded to a viscous layer can form wrinkles. The present study provides a theoretical model for the wrinkling process. The elastic film is modeled with the nonlinear theory of a thin plate subject to in-plane and out-of-plane loads. The flow of the viscous layer is modeled with the theory of lubrication. The interface between the elastic film and the viscous layer is assumed to be perfect with no slipping or debonding. A set of partial differential equations evolves the deflection and the in-plane displacements as functions of time. A linear stability analysis identifies the critical wave number, below which the elastic film is unstable and the wrinkles can grow. For any fixed wave number less than the critical wave number, the wrinkles reach a kinetically constrained equilibrium configuration, in which the is partially relaxed in the elastic film and the viscous layer stops flowing. Numerical simulations reveal rich dynamics of the system with many unstable equilibrium configurations. © 2002 American Institute of Physics. ͓DOI: 10.1063/1.1427407͔

I. INTRODUCTION is modeled as a thin plate under the combined action of in-plane and out-of-plane loads. To allow large deflection, Various types of compliant substrates have been fabri- the nonlinear Von Karman plate theory11,12 is applied with a cated to grow relaxed heteroepitaxial films with low disloca- minor change to include the shear stresses at the interface. tion density for optoelectronic applications.1 In the recent The plan for the article is as follows. Section II formu- experiments by Hobart et al.,2 a strain-relaxed substrates was lates the problem and reduces the formulations under the formed by transferring a compressively strained heteroepi- plane strain conditions. A linear stability analysis is per- taxial SiGe film to a Si substrate covered with a glass layer formed in Sec. III to determine the critical wave number of through wafer bonding. Upon annealing above the glass tran- wrinkling. For any fixed wave number less than the critical sition temperature, the SiGe film formed wrinkles at the cen- wave number, the solution for the kinetically constrained ter of the film, but extended at the edges. Figure 1 schemati- equilibrium state is obtained in Sec. IV. Numerical simula- cally shows the flat and the wrinkled states of an elastic film tions in Sec. V show rich dynamics of the wrinkling process. on a viscous layer, which in turn lies on a rigid substrate. Similar wrinkling pattern has also been observed in other II. COUPLED VISCOUS FLOW AND ELASTIC systems, such as thermally grown oxides on metals3–5 and 6,7 thin metal films on polymers. While the compliant sub- To formulate the problem, we describe the viscous layer strate technology for optoelectronic applications usually re- with the lubrication theory, and the elastic film with the non- quires the films to be flat with no wrinkles, the formation and linear thin plate theory. The viscous layer and the elastic film control of the ordered pattern may find uses in optical de- are coupled at the interface, where the traction vector and the vices as diffraction gratings and microfluidic devices in mak- velocity vector are continuous. The formulation is for three- 7 ing channels with microstructured walls. dimensional flow and deformation, but is reduced to the Previous studies on stress relaxation of an elastic film on plane strain field at the end, which will be applied in the a viscous layer tend to separate deflection and in-plane ex- remaining sections. tension. Freund and Nix8 considered the in-plane extension using the shear lag model, and Sridhar et al.9 studied the A. Flow of the viscous layer kinetics of wrinkling with only the deflection. However, de- Since the thickness of the viscous layer is small com- flection and in-plane extension are inherently coupled, be- pared with the characteristic lengths in the x and y directions, cause the flow conserves the volume of the viscous layer, and such as the wavelength of the wrinkles, we describe the vis- the deflection relaxes the compressive stress in the elastic cous layer using the theory of lubrication.10 Such approxima- film. In the present study, the flow in the viscous layer is tion has been used to model the surface evolution in thin approximated by the theory of lubrication.10 The elastic film films, describing the three-dimensional flow with two- dimensional partial differential equations.13,14 In the lubrica- a͒Author to whom correspondence should be addressed; electronic mail: tion theory, the Navier–Stokes equations for incompressible [email protected] viscous flow reduce to

0021-8979/2002/91(3)/1135/8/$19.001135 © 2002 American Institute of Physics

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Equations ͑6͒ and ͑7͒ evolve the displacements once we re- late the tractions p and T␣ to the field. These relations will be provided by analyzing the elastic deforma- tion of the thin film in the next subsection.

B. Deformation of the elastic film We now turn our attention to the elastic film. The non- linear theory11,12 for large deflections of thin elastic plates under in-plane and out-of-plane loads is employed for the film. The elastic film is bonded to the viscous layer, so that the displacements and tractions are continuous across the in- FIG. 1. Schematic illustration of a compressed elastic film on a viscous terface. That is, the elastic film is subject to the p ͑ ͒ layer. a The trivial equilibrium state where the film is flat and biaxially and the shear stresses Tx and Ty , and the displacement com- stressed. ͑b͒ A wrinkled state. ponents of the film are ux , uy , and w. We take the flat, biaxially strained film as the reference state, in which the ␧ membrane strain is 0 in both x and y directions. The dis- 2 placements are set to be zero in the reference state. The pץ v␣ 1 ץ ϭ , ͑1͒ membrane strains relate to the displacements as ␣xץ z2 ␩ץ wץ wץ u␤ 1ץ ␣uץ 1 ␩ ␧ ϭ␧ ␦ ϩ ͩ ϩ ͪ ϩ ͑ ͒ 8 . ץ ץ ץ ץ ␤␣ where is the and p is the pressure. The greek ␣␤ 0 ␣ 2 x␤ x␣ 2 x␣ x␤ suffix takes the two values x and y, and vx , vy are the flow velocities in the x and y directions. The shear stresses arising The nonlinear plate theory includes the term quadratic in the from the viscosity are slope of the deflection. v␣ Hooke’s law relates the membrane forces in the film toץ ␶ ␣ϭ␩ . ͑2͒ ,z the membrane strains, namelyץ z

The no-slip boundary condition is assumed at the bottom 1 ␯ of the viscous layer, i.e., v ϭv ϭ0atzϭ0. Let H(x,y,t)be N␣␤ϭEhͫ ␧␣␤ϩ ␧␥␥␦␣␤ͬ, ͑9͒ x y 1ϩ␯ Ϫ␯2 the varying thickness of the viscous layer. At the top of the 1 viscous layer, zϭH(x,y,t), we prescribe shear stresses: ␶ zx ␯ ϭT and ␶ ϭT . The pressure p is independent of z in the where E is Young’s modulus, is Poisson’s ratio, and h is x zy y ϭ theory of lubrication, such that Eq. ͑1͒ can be integrated the thickness of the film. In the reference state, Nxx Nyy ϭ␴ ϭ ␴ ϭ ␧ Ϫ twice with respect to z, giving 0h and Nxy 0, where 0 E 0 /(1 v) is the biaxial stress when the film is flat. p T␣ Equilibrium in the plane of the film requires thatץ 1 v␣ϭ z͑zϪ2H͒ϩ z. ͑3͒ x␣ ␩ץ 2␩ ␤␣Nץ The flow rates in the x and y directions are T␣ϭ . ͑10͒ ␤xץ p H2ץ H H3 ϭ ϭϪ ϩ ͑ ͒ Q␣ ͵ v␣ dz T␣ , 4 Equilibrium in the direction perpendicular to the plane and x␣ 2␩ץ 3␩ 0 equilibrium of moments require that and the mass conservation requires that wץ 2wץ 4wץ Q␣ pϭD ϪN␣␤ ϪT␣ , ͑11͒ץ Hץ ␣xץ ␤xץ␣xץ ␤xץ␤xץ␣xץ␣xץ ϩ ϭ0. ͑5͒ ␣xץ tץ where D is the flexural rigidity of the elastic film, i.e., D Let ux and uy be the displacements at the top surface of 3 2 the viscous layer in the x and y directions, and w be the ϭ͓Eh /12(1Ϫ␯ )͔. Equations ͑8͒–͑11͒ relate the tractions, p and T␣ , to the displacement in the z directions. Let H0 be the initial thick- ϭ ϩ displacements, w and u␣ . These relations, together with Eqs. ness of the viscous layer, so that H(x,y,t) H0 w(x,y,t). Equations ͑5͒ and ͑3͒ give ͑6͒ and ͑7͒, form a complete system governing the relaxation process of a strained elastic film on a viscous layer. p H2ץ H3 ץ wץ ϭ ͩ Ϫ ͪ ͑ ͒ The elastic strain energy stored in the film provides the T␣ , 6 x␣ 2␩ driving force of the relaxation process. The strain energyץ x␣ 3␩ץ tץ arises from two processes: and in-plane deforma- 2 -p H tion. The energy density ͑energy per unit area͒ due to bendץ u␣ Hץ ϭϪ ϩ T␣ . ͑7͒ x␣ ␩ ing isץ t 2␩ץ

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2 2w film is neglected. A flat film with the uniform biaxial strainץ 2wץ D ⌽ ϭ ͫͩ ϩ ͪ Ϫ ͑ Ϫ␯͒ ␧ and stress ␴ ϭE␧ /(1Ϫv) is a trivial equilibrium state, 1 2 1 0 0 0 y 2 ϭ ϭ ϭ ϭ␴ ϭ ϭץ x2ץ 2 in which w ux 0, Nxx Nyy 0h, and p Tx 0, as ͑ ͒ ⌽ shown in Fig. 1 a . The total elastic energy density is 2 2ץ 2ץ 2ץ w w w ϭ␴ ␧ ͑ ͒ ͑ ͒ ϫͩ Ϫͩ ͪ ͪͬ. ͑12͒ 0 0h. In this state, according to Eqs. 14 and 15 , ϭ ץ ץϭ ץ ץ ץ ץ 2 ץ 2 ץ x y x y w/ t ux / t 0. Consequently, the film does not evolve. The energy density due to in-plane deformation is However, this equilibrium state is unstable. The elastic en- ergy reduces when the film forms wrinkles. 1 Perturb the displacements as ⌽ ϭ N␣␤␧␣␤ . ͑13͒ 2 2 w͑x,t͒ϭA͑t͒sin͑kx͒, ͑23͒ ⌽ϭ⌽ ϩ⌽ The total elastic energy density in the film is 1 2 . u͑x,t͒ϭB͑t͒cos͑kx͒, ͑24͒ C. Reduced formulations under the plane strain conditions where A and B are small amplitudes. Substituting Eqs. ͑23͒ and ͑24͒ into Eqs. ͑18͒, ͑16͒, and ͑17͒, and keeping only the Since the film is initially strained in both the x and y first order terms in A and B, we obtain that directions, relaxation occurs simultaneously in both direc- tions. To make the problem simpler, the remainder of this Ehk ϭ␴ Ϫ ͑ ͒ ͑ ͒ paper assumes that relaxation occurs only in the x direction, Nxx 0h B sin kx , 25 1Ϫ␯2 such that the deformation is in a state of plane strain, i.e., ϭ ϭ ϭ ux ux(x,t), w w(x,t), and uy 0. Thus, the evolution Ehk2 ͑ ͒ ͑ ͒ ϭϪ ͒ ͑ ͒ equations 6 and 7 reduce to Tx B cos͑kx , 26 1Ϫ␯2 p H2ץ H3 ץ wץ ϭ ͩ Ϫ T ͪ , ͑14͒ x 2␩ x Ek4h3ץ x 3␩ץ tץ ϭͫ ␴ 2ϩ ͬ ͑ ͒ ͑ ͒ p 0hk A sin kx . 27 12͑1Ϫ␯2͒ ץ 2 ץ ux H p H ϭϪ ϩ T . ͑15͒ -x ␩ x Inserting Eqs. ͑26͒ and ͑27͒ into Eqs. ͑14͒ and ͑15͒,weobץ t 2␩ץ tain that The shear stress Tx and the pressure p are dA 1 ץ Nxx ϭ␣ Ϫ ␤ ͑ ͒ T ϭ , ͑16͒ A kH0B, 28 x dt 2ץ x dB 3␣ ͒ ͑ ␤w ϭ Ϫץ 2wץ 4wץ ϭ Ϫ Ϫ ͑ ͒ A B, 29 p D Nxx Tx . 17 dt 2kH x 0ץ x2ץ x4ץ where The membrane forces are E͑kH ͒3 3 0 2 ץ ץ Eh ux 1 w ␣ϭ ͓Ϫ12␧ ͑1ϩ␯͒͑kh͒Ϫ͑kh͒ ͔, ͑30͒ ϭ␴ ϩ ͫ ϩ ͩ ͪ ͬ ͑ ͒ 2 0 Nxx 0h , 18 36␩͑1Ϫ␯ ͒ xץ x 2ץ 1Ϫ␯2 ͑ ͒͑ ͒ E kh kH0 2 ץ ץ vEh ux 1 w ␤ϭ . ͑31͒ ϭ␴ ϩ ͫ ϩ ͩ ͪ ͬ ͑ ͒ 2 Nyy 0h , 19 ␩͑1Ϫ␯ ͒ xץ x 2ץ 1Ϫ␯2 ͑ ͒ ͑ ͒ and N ϭ0. The membrane strain components are Equations 28 and 29 are two coupled linear ordinary xy differential equations. The solution takes the form 2 ץ ץ ux 1 w ␧ ϭ␧ ϩ ϩ ͩ ͪ , ␧ ϭ␧ , ␧ ϭ0. ͑20͒ A͑t͒ϭA exp͑s t͒ϩA exp͑s t͒, ͑32͒ x yy 0 xy 1 1 2 2ץ x 2ץ xx 0 ͑ ͒ϭ ͑ ͒ϩ ͑ ͒ ͑ ͒ The energy densities in Eqs. ͑12͒ and ͑13͒ reduce to B t B1 exp s1t B2 exp s2t , 33 2 where 2wץ D ⌽ ϭ ͩ ͪ , ͑21͒ 1 2 ϭ 1͓͑␣Ϫ␤͒ϩͱ͑␣Ϫ␤͒2ϩ␣␤͔ ͑ ͒ x s1 2 , 34ץ 2 ⌽ ϭ 1͑ ␧ ϩ ␧ ͒ ͑ ͒ ϭ 1͓͑␣Ϫ␤͒ϩͱ͑␣Ϫ␤͒2ϩ␣␤͔ ͑ ͒ 2 2 Nxx xx Nyy yy . 22 s2 2 , 35 and III. LINEAR PERTURBATION ANALYSIS ␣Ϫ ͒ ␣Ϫ ͒ B1 2͑ s1 B2 2͑ s2 The remainder of this article considers a compressively ϭ , ϭ . ͑36͒ A ␤kH A ␤kH strained infinite film under the plane strain conditions. That 1 0 2 0 ϭ ϭ is, the lateral dimension of the film is much larger than the Let the initial amplitudes be A(0) A0 and B(0) B0 ,so wrinkle wavelength, so that the relaxation at the edges of the that

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FIG. 2. The normalized growth rate as a function of the normalized wave number. FIG. 3. The normalized critical wave number and the fastest growing wave number as functions of the initial compressive strain. ␣Ϫs ␤kH ϭ 2 Ϫ 0 ͑ ͒ A1 Ϫ A0 ͑ Ϫ ͒ B0 , 37 s1 s2 2 s1 s2 interface. This is because the pressure at the surface of the ␣Ϫ ␤ viscous layer is not uniformly distributed and thus forces the s1 kH0 A ϭ A Ϫ B , ͑38͒ viscous flow parallel to the surface. While in Ref. 7, the 2 s Ϫs 0 2͑s Ϫs ͒ 0 2 1 2 1 shear stress at the interface is neglected. ͑ ͒ and B1 , B2 can be obtained from Eq. 36 . The fastest growing wave number, km , can be found by ϭ ץ ץ Ͼ Ͻ␤ For any given wave number k, 0 and s2 0. Conse- setting s1 / k 0, as shown by the thin solid line in Fig. 3. ͑ ͒ ͑ ͒ quently, the s2 mode in Eqs. 32 and 33 always decays The dashed line in Fig. 3 is from the linear stability analysis exponentially with time. For the s1 mode, however, there in Ref. 7 in the limit of small viscous layer thickness. Al- exists a critical wave number though the present study gives a different growth rate of the wrinkling, the fastest growing wave number is close to the k hϭͱϪ12␧ ͑1ϩ␯͒. ͑39͒ c 0 previous study. It is also found that the fastest growing wave Ͼ ␣Ͻ Ͻ When k kc , 0 and s1 0, so that the perturbations de- number from the present study slightly depends on the thick- Ͻ cay and the trivial equilibrium state is stable. When k kc , ness ratio between the viscous layer and the elastic film. The ␣Ͼ Ͼ 0 and s1 0, so that the perturbation grows exponentially thick solid line in Fig. 3 shows the critical wave number. and the trivial equilibrium state is unstable. The critical wave In the experiments of Hobart et al.,2 they found the number is an outcome of the trade-off between bending and wavelength of the wrinkles is approximately 1 ␮m for a film ␧ ϭ ϭ ϭ in-plane deformation. The film wrinkles to reduce the elastic with 0 0.012, h 30 nm, and H0 200 nm. Assuming that ␭ energy due to the compressive in-plane deformation. Upon this corresponds to the fastest growing wavelength ( m wrinkling, the film acquires some bending energy. The bend- ing energy is low when the wave number is small. The sta- bility condition is identical to that of Euler buckling, and ␣ is the same as the growth rate of buckling amplitude in Ref. 7 in the limit of small thickness of the viscous layer. However, the growth rate from the present analysis is s1 , which is different from ␣. For comparison, Fig. 2 shows the growth rate as a function of the wave number for given initial strain ␧ ϭϪ ϭ 0 0.012, thickness ratio H0 /h 200/30, and Poisson’s ratio ␯ϭ0.3. The solid line is the growth rate and the dashed line is ␣. When kh→0, the wrinkles have long waves, and it takes a long time for the viscous material under the film to flow to accommodate the wrinkling process, so that the growth rate is small. When kh→ϱ, the wrinkles have short waves, and the bending energy is too high to trade off with the in-plane elastic energy, so that wrinkles decay. Ͻ The growth rate becomes positive when k kc , and reaches a peak at a wave number km . The difference between the present analysis and the analysis in Ref. 7 is that, in the present analysis, the in-plane FIG. 4. The average strain energy densities of the kinetically constrained displacement is not zero, neither is the shear stress at the equilibrium wrinkles as functions of the wave number.

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FIG. 5. Distributions of the normalized deflection and in-plane displacement at different times from the numerical simulation with the wave number kh FIG. 6. Distributions of the normalized membrane force and strain energy ϭ0.3533. density at different times from the numerical simulation with the wave num- ber khϭ0.3533.

ϭ ␲ 2 /km), the present analysis predicts a wavelength of 0.53 ␮m, which is in reasonable agreement with the experiments ϭ ϭ ͑ ͒ face vanish, i.e., p Tx 0. Consequently, Eq. 16 requires ͑i.e., less than a factor of 2͒. ͑ ͒ that Nxx be independent of x, and Eq. 17 becomes 2wץ 4wץ IV. KINETICALLY CONSTRAINED EQUILIBRIUM ϭ ͑ ͒ D Nxx . 40 x2ץ x4ץ WRINKLES When an elastic column in the air is subject to a large Let k be a given wave number of the equilibrium enough axial compression at two ends, the column buckles to wrinkle. Equation ͑40͒ has a solution in the form an equilibrium configuration. Depending on the type of con- ϭ ͑ ͒ ͑ ͒ straint at the ends, the equilibrium configuration takes the w Aeq sin kx , 41 shape of a half or a whole period of a sinusoidal curve. where the equilibrium wrinkle amplitude, Aeq ,istobede- Equilibrium configurations with shorter waves do exist. termined as a function of the wrinkle wave number. Substi- However, these configurations are of higher energy than the tuting Eq. ͑41͒ into Eq. ͑40͒, we obtain that fundamental mode. The column in the air can quickly settle to the fundamental mode. k 2 ϭͩ ͪ ␴ ͑ ͒ Nxx 0h, 42 For a large area elastic film on a viscous layer, experi- kc ments have shown that the film can stay in the state of short ͑ ͒ wave wrinkles for a long time.2,15 Indeed, for any wave num- where kc is given by Eq. 39 . As anticipated, the longer the ber kϽk , there is an equilibrium wrinkle state. Once the wrinkle wave, the smaller the magnitude of the membrane c Ͻ ͑ ͒ film is in the neighborhood of such an equilibrium state, the force. The stress is relaxed when k kc . From Eqs. 18 and ͑ ͒ viscosity of the underlayer makes the film stay there for a 41 , we obtain that long time before the film further evolves to lower energy, 1 longer wave wrinkles. That is, all these equilibrium states are u ϭϪ kA2 sin͑2kx͒. ͑43͒ x 8 eq unstable, but the film may spend a long time in such a state simply because of the kinetic constraint of the viscous layer. Observe that, in the equilibrium state, the in-plane displace- The film reaches the unstable equilibrium states when ment undulates with the wave number twice the wave num- the viscous layer stops flowing and the tractions at the inter- ber of the deflection.

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FIG. 8. Distributions of the normalized deflection and in-plane displacement at different times from the numerical simulation with a perturbed deflection from the kinetically constrained equilibrium wrinkles as the initial condi- FIG. 7. ͑a͒ The amplitude of the wrinkles as a function of time; ͑b͒ the tion. average membrane force as a function of time; ͑c͒ the average strain energy densities as functions of time. The total elastic energy is lower at the equilibrium states → → ⌽ with a lower wave number. As k 0, Nxx 0 and → ␧ 2 Inserting Eqs. ͑41͒, ͑42͒, and ͑43͒ into Eq. ͑18͒,weob- E 0 h/2, which corresponds to the state when the film is tain that fully relaxed in the x direction but under uniaxial compres-

2 sion in the y direction. Figure 4 shows the average energy 1 kc A ϭhͱ ͫͩ ͪ Ϫ1ͬ. ͑44͒ densities at the equilibrium state as functions of the wave eq 3 k number. Ͻ ͑ ͒ For k kc , Eq. 44 gives a real equilibrium amplitude of the wrinkle and the amplitude increases as the wave number de- V. NUMERICAL SIMULATIONS Ͼ creases. For k kc , however, Aeq is imaginary and the equi- In this section, we solve the nonlinear partial differential librium state does not exist. equations by using the finite difference method. The forward- The elastic strain energy densities in the equilibrium time-centered-space ͑FTCS͒ differencing scheme is used and states are the periodic boundary conditions are assumed. The equations

2 2 are normalized for numerical simulations. In the following k k ␩ ⌽ ϭ͑1ϩ␯͒⌽ ͩ 1Ϫ ͪ ͓1Ϫcos͑2kx͔͒, ͑45͒ discussions, the unit of time is /E. Using the typical values 1 0 2 2 ␩ ϳ 10 2 ϳ 11 2 kc kc of ( 10 N s/m ) and E( 10 N/m ), an estimate of the time unit is 0.1 second. ⌽ 4 0 k ⌽ ϭ ͫ 1Ϫ␯ϩ͑1ϩ␯͒ ͬ, ͑46͒ A. Sinusoidal deflection as the initial condition 2 2 4 kc We start the numerical simulation with the initial condi- where ⌽ ϭ␴ ␧ h is the strain energy density in the trivial ϭ ϭ ϭ ϭ 0 0 0 tion w(x,t 0) A0 sin(kx) and u(x,t 0) 0. Figure 5 equilibrium state. The average of the total strain energy den- shows the distribution of the displacements at different sity is times, and Fig. 6 shows the distributions of the membrane 2 ϭ 1ϩ␯ k2 force and the strain energy density. At t 0, the compressive ⌽ϭ⌽ ͫ 1Ϫ ͩ 1Ϫ ͪ ͬ. ͑47͒ membrane force is slightly relaxed due to the initial deflec- 0 2 2 kc tion. Numerical simulations with various wave numbers of

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FIG. 10. Distributions of the normalized deflection and in-plane displace- ment at different times from the numerical simulation with a random deflec- tion as the initial condition.

brane force decreases and reaches the equilibrium value, which is given by Eq. ͑42͒ and indicated by the dashed line. FIG. 9. Distributions of the normalized membrane force and strain energy ͑ ͒ density at different times from the numerical simulation with a perturbed Figure 7 c shows the average strain energy densities as deflection from the kinetically constrained equilibrium wrinkles as the initial functions of time. As the wrinkle grows, the strain energy condition. due to in-plane deformation decreases, but the strain energy due to bending increases. The total strain energy decreases and reaches the equilibrium value. the initial deflection confirm that the amplitude of perturba- Ͼ Ͻ tion decays when k kc and grows when k kc , as predicted by the linear perturbation analysis. When the amplitude does grow, the numerical simulation goes beyond the linear per- turbation analysis and reaches the kinetically constrained equilibrium state. At the early stage, as in the linear pertur- bation analysis, the wave number of the in-plane displace- ment is the same as the deflection. At a later stage, the film tries to reach the constrained equilibrium state, in which the wave number of the in-plane displacement is twice the wave number of deflection. As shown for tϭ1000, the wave num- ber of the in-plane displacement starts to change. By the time tϭ3000, the wave number is about twice the initial wave number. Meanwhile, the average value of the membrane force and strain energy density decrease and the distribution of the membrane force is nearly uniform at tϭ3000. During the entire simulation, the wave number of the deflection re- mains the same, but its amplitude grows and reaches the equilibrium value. Figure 7͑a͒ shows the wrinkle amplitude as a function of time. At the early stage, the amplitude grows exponentially with the growth rate given by Eq. ͑32͒,as shown by the dashed straight line. The dashed horizontal line indicates the equilibrium value of the amplitude, given by Eq. ͑44͒. The numerical simulation shows that the amplitude FIG. 11. Distributions of the normalized membrane force and strain energy reaches the equilibrium value with less than 2% numerical density at different times from the numerical simulation with a random error. Figure 7͑b͒ shows that the mean value of the mem- deflection as the initial condition.

Downloaded 23 Jan 2002 to 128.112.36.226. Redistribution subject to AIP license or copyright, see http://ojps.aip.org/japo/japcr.jsp 1142 J. Appl. Phys., Vol. 91, No. 3, 1 February 2002 R. Huang and Z. Suo

B. Perturbed deflection from the constrained ferential equations to evolve the shape. The elastic film is equilibrium state as the initial condition modeled by the nonlinear thin-plate theory, and the viscous In the previous numerical simulation, the kinetically layer by the theory of lubrication. Wrinkling is a compromise constrained equilibrium state is reached and the evolution between elastic energy as a driving force, and the viscous stops. However, as we mentioned before, the equilibrium is flow as a kinetic process. If the waves are too short, the unstable and the strain energy in the elastic film can be fur- bending costs too much elastic energy, and the wrinkles de- ther reduced by decreasing the wave number of the wrinkles. cay. If the waves are too long, the viscous flow takes too To demonstrate the instability of the equilibrium state, we much time for the shape to change noticeably. The wrinkles add to the deflection in the equilibrium state with a small have infinitely many unstable equilibrium configurations. amplitude perturbation of a smaller wave number. Figure 8 The longer the wave, the lower the elastic energy. However, shows the evolution of the displacement field. The first row these unstable wrinkles are kinetically constrained. The elas- shows the displacements in the constrained equilibrium state, tic film may spend a long time in the neighborhood of one which are computed from Eqs. ͑41͒ and ͑43͒ for kh equilibrium configuration before evolving further into a ϭ0.377. The second row shows the perturbed displacements. longer wave to lower the elastic energy. Our numerical simu- The amplitude of the perturbation is small compared to the lations start with the perturbations of the flat film and the wrinkle amplitude in the equilibrium state and the wave unstable wrinkles, and reveal rich dynamics of the wrinkling number is 0.314. Numerical simulation shows that the per- process. The complex energy landscape merits further inves- turbation grows. At tϭ4000, as shown in the third row of tigations. Fig. 8, the film forms mixed-mode wrinkles. At tϭ10 000, the wrinkles reach another equilibrium state with a smaller wave number. Figure 9 shows the evolution of the membrane ACKNOWLEDGMENTS force and the strain energy density. Both the membrane force The work is supported by the National Science Founda- and the average strain energy density are reduced in the sec- tion through Grants Nos. CMS-9820713 and CMS-9988788 ond equilibrium state. with Dr. Ken Chong and Dr. Jorn Larsen-Basse as the pro- gram directors. We thank J. H. Prevost, D. J. Srolovitz, N. C. Random deflection as the initial condition Sridhar, J. C. Sturm, and H. Yin for helpful discussions. Our third simulation starts with a randomly generated distribution of the initial deflection. Figure 10 shows the evo- lution of the displacements and Fig. 11 shows the membrane 1 K. Vanhollebeke, I. Moerman, P. Van Daele, and P. Demeester, Prog. Cryst. Growth Charact. Mater. 41,1͑2000͒. force and the strain energy density. First, all the modes with 2 the wave number less than the critical wave number grow, K. D. Hobart, F. J. Kub, M. Fatemi, M. E. Twigg, P. E. Thompson, T. S. Kuan, and C. K. Inoki, J. Electron. Mater. 29,897͑2000͒. but the mode with the fastest growth rate dominates. In this 3 Z. Suo, J. Mech. Phys. Solids 43,829͑1995͒. particular example, there are two fastest growing modes with 4 V. K. Tolpygo and D. R. Clarke, Acta Mater. 46, 5153 ͑1998͒. ϭ 5 V. K. Tolpygo and D. R. Clarke, Acta Mater. 46, 5167 ͑1998͒. nearly the same growth rate. At t 2000, the two modes are 6 ϭ N. Bowden, S. Brittain, A. G. Evans, J. W. Hutchinson, and G. M. mixed. At t 5000, however, the mode with a smaller wave Whitesides, Nature ͑London͒ 393, 146 ͑1998͒. number and lower elastic energy dominates and approaches 7 W. T. S. Huck, N. Bowden, P. Onck, T. Pardoen, J. W. Hutchinson, and G. Ͻ ͑ ͒ the equilibrium. As shown in Fig. 2, for k km , the growth M. Whitesides, Langmuir 16, 3497 2000 . 8 rate decreases as k decreases. Therefore, further relaxation to L. B. Freund and W. D. Nix ͑unpublished͒. 9 N. Sridhar, D. J. Srolovitz, and Z. Suo, Appl. Phys. Lett. 78, 2482 ͑2001͒. the modes with even smaller wave numbers becomes in- 10 O. Reynolds, Philos. Trans. R. Soc. London 177,157͑1886͒. creasingly slower. This explains why the film can stay in a 11 S. Timoshenko and S. Woinowsky-Krieger, Theory of Plates and Shells, wrinkling state with the fastest growing wave number for a 2nd ed. ͑McGraw-Hill, New York, 1987͒. 12 ͑ long time. L. D. Landau and E. M. Lifshitz, Theory of Pergamon, London, 1959͒, pp. 57–60. 13 M. B. Williams and S. H. Davis, J. Colloid Interface Sci. 90,220͑1982͒. VI. CONCLUDING REMARKS 14 E. Ruckenstein and R. K. Jain, J. Chem. Soc., Faraday Trans. 2 70,132 ͑1974͒. A compressively strained elastic film on a viscous layer 15 H. Yin, J. C. Sturm, Z. Suo, R. Huang, and K. D. Hobart, presented at the forms wrinkles. We formulate a set of nonlinear partial dif- 43rd Electronic Materials Conference, Notre Dame, Indiana, June 2001.

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