Kenney & Kropff

KENNEY& KROPFF David E. Kenney, Esq. IAWYERS JamesB. Kropff,Esq. 8337 Telegraph Road, Suite 200 Pico River� California90660 Telephonei (562) 926-2300

August 15, 2019

Christopher Wray, Director Scott Brunner, Special Agent in Charge FederalBureau oflnvestigation Federal Bureau ofinvestigation 935 Pennsylvania Avenue, NW 10385 Vista SorrentoParkway Washington, D.C. 20535-0001 San Diego, CA 92121

Re: Request forInvestigation and Prosecution

Dear Director Wray and Special Agent Brunner:

On behalf of Mat Wahlstrom, I am requesting that you investigate and prosecute Todd Gloria, a representative of California's 78th Assembly District and a candidate for Mayor of the City of San Diego, forviolations of the wire-fraud and/or mail-fraud statutes, 18 U.S.C. §§ 1341 and 1343.

In short, my client believes that Mr. Gloria knowingly, fraudulently, and illegally created a campaigncommittee for the purposeof raising money fora California Assembly Seatfor which he never intended to run.

Enclosed withthis letter are articlespublished by La PrensaSan Diego on August 12 and 13, 2019, and another published by Times of San Diego on August 13, 2019. In essence, even though Mr. Gloria has formallybeen running forMayor of the Cityof San Diego sinceDecember 2018, he established a separate campaign committee on February 20, 2019 - known as '"Todd Gloria for Assembly 2020" - ostensibly for re-election to the Assembly. (A copy of the committee's statement of organization is enclosed, along with two subsequent amendments thereto.)

California's Political ReformAct (PRA)is the law that governs state campaign finances. One of the PRA's purposes is making sure not only that "[r]eceipts and expenditures in election campaigns [are] fully and truthfully disclosed in order that the voters may be fullyinformed and improper practices may be inhibited," but also that "[l]aws and practices unfairly favoring incumbents [are] abolished in order that elections may be conducted more fairly.'' Gov't Code § 81002(a) & (e). "All contributions deposited into the campaign account shall be deemed to be held in trustfor expenses associated with the election of the candidate or forexpenses associated w:ithholding office," Gov't Code § 895 lO(b ). It is illegal forany candidate to solicit or receive contributions without firstfiling a declaration of intent to runfor re-election, knownas Form501, ''under penalty of perjury." Gov't Code § 85200. It is also illegal for any candidate to spend campaign money on a non-political purposeand forany incumbent to spend campaignmoney Messrs. Wray and Bronner August 15, 2019 Page two unrelated to a legislative or governmental purpose. Gov't Code § 89512(a). All expenditures conferring a substantial personal benefit "shall be directly related to a political, legislative, or govennnentalpurpose." Id.

l'vlr. Gloria has never intended to run for re-election to the Assembly in 2020. When a reporter for Times of San Diego tweeted his story about Mr. Gloria filing on August 13 to run for re-election,:tv1r. Gloria's campaignmanager and publicly paid Assembly communications director, Nick Serrano, replied: "Nothing has changed, Ken. Todd is running for Mayor." The reply is entirely consistent with Mr. Gloria's website, Facebook page, and Twitter account, all of which promote his Mayoral candidacy without any mention of any candidacy for re-election to the Assembly. (Copies of the tweet, reply, and his website and social-media accounts are also enclosed, along with Mr. Serrano'sTwitter page describinghimself as '"Communications Director" for :Mr. Gloria in theAssembly andas "CampaignManager, @ToddGloria forMayor.")

Withering under press scrutiny about which office he is running for, Mr. Gloria took to Twitter late yesterday afternoon- just one day after filing Form 501 under penalty of perjury for re-election to the Assembly - and confirmedthat his Assembly 2020 committee was fraudulent fromthe start. Adding his own emphasis, he tweeted: "Some news reportshave suggested that I am seeking re-election to the Assembly. I want to be very clear: I am not running for the Assembly, I am running forMayor." Not long afterthat, San Diego City Attorney MaraElliott, who heads one of the p,otential prosecuting agencies forMr. Gloria's state-law violations andwho fonnally endorsed him for Mayor a couple months ago, '"liked" his tweet (Copies of the tweet and the "like" are enclosed.)

As noted above, Mr. Gloria filed his Form 501 for re-election to the Assembly under penaltyof perjury on August 13, 2019, and disavowedthe assertions therein the sameday ( through Mr. Serrano) and again one day later (through his own tweet). However, through June 30, 2019, he received multiplecontributions for an officehe has never beenrunning for, including one from Deloitte Services LP in Hermitage,Tennessee; presumably it was transmittedby the postal service, a commercial courier, or electronically via interstate lines. Similarly, throughthat date he made numerous expenditures for an office he has never been running for, including one to Safeguard Business Systems (in Chicago, Illinois), one to Kamala Harris forthe People (in Washington,DC ), one to The Gemini Group (in Williamsburg, VA), and several to Southwest Airlines (in Dallas, Tex�); presumably they too were transmitted through interstate channels. (A copy of his disclosure reportis enclosed.)

Some of the expenditures also appear to have no direct.relationship to any political, legislative, or governmentalpurpose related to his fraudulent re-election campaign. For example, Mr. Gloriapaid $500 to Mr. Serrano as a consultantto an Assembly campaignthat was never being run; Mr. Serrano's Twitter homepage mentions his job for Mr. Gloria in the Assembly and as "Campaign Manager, @Todd Gloriafor Mayor" but never mentionsany re-election campaign. :Mr. Messrs. Wray andBrunner August 15, 2019 Page three

Gloria recorded multiple expenditures for 1'stafP' meetings "w/ Candidate" even though he was not a declared candidate for re-election at the time of the expenditures and still insists, despite filinga Form 501 under penalty of perjurytwo days ago, thathe is not a candidatefor re-election; ifthere is no "candidate," there can be no campaign andtherefore no campaign"staff." Mr. Gloria even reported "informationtechnology costs" paid to The Gemini Group forthe non-existent re election campaign. (See the same enclosed disclosure report and the enclosed copy of Mr. Serrano'sTwitter homepage.)

My client does not takethe concernsraised in this letter lightly, and he takes no pleasure in having to report what he has observed to your agency. However, he is very concerned about the integrity of theelectoral process in California.

If you have any questions or need additional information, please do not hesitate to contact my office.

DEK:hs Encl. 8/13/2019 Todd Gloria Failed to File Candidacy Form Before Raising Money | La Prensa San Diego Subscribe

La Prensa San Diego San

Diego's Original Latino Community Newspaper

 Breaking News, Featured Todd Gloria Failed to File Candidacy Form Before Raising Money August 12, 2019

By Alberto Garcia

State Assemblyman Todd Gloria, a candidate for San Diego Mayor, may have violated state law by failing to file his intention to run for re-election to the State Assembly before raising over $300,000 in a campaign committee at the same time he’s been running and raising money for San Diego Mayor.

A campaign committee, Todd Gloria for Assembly 2020, was created in March of this year when Gloria transferred $293,078.05 that remained in his 2018 Assembly campaign committee after the November 2018 election. laprensa-sandiego.org/featured/todd-gloria-failed-to-file-candidacy-form-before-raising-money/ 8/13/2019 Todd Gloria Failed to File Candidacy Form Before Raising Money | La Prensa San Diego State law requires that all candidates file a Form 501 Candidate Intention Statement declaring their candidacy for election or re election before any money can be raised for a campaign committee, even if it’s the candidate’s own money.

According to the California Secretary of State’s office, there was no Form 501 on file for Todd Gloria for Assembly 2020 as of the end of day on August 8th.

Under state law, Gloria had to empty and close out the 2018 committee by the end of March or the money would become “surplus” and subject to strict limits to donate the money to charity. Gloria instead transferred the money to the new Assembly 2020 committee and closed out the Assembly 2018 committee on March 19th.

The June 30th report for the Assembly 2020 campaign committee reflects contributions of $25,246, plus the nearly $300,000 he transferred from the 2018 committee. Those contributions have all come from special interests, including Native American tribes, new car dealers, an apartment association, and obbying groups for chiropractors and firefighters, and one contribution from State Treasurer Fiona Ma’s 2020 re election campaign. No individual contributions were reported. The committee ended the June period with $275,122.24 cash on hand.

Since March, Gloria has spent $44,246.32 from that committee, including donating to other campaigns and organizations. Gloria donated $5,000 to the San Diego Democratic Party; a ma imum $4,700 contribution to Councilman Chris Ward’s 2020 Assembly campaign to replace Gloria; $1,500 to the Climate Action Campaign; $1,000 to Kamala Harris’ Presidential campaign; and $1,037.50 to reimburse Lorena Gonzalez’ Assembly campaign for delegate breakfast at the recent Democratic Party convention, among other e penditures.

At the time the 2020 Assembly committee was created, Gloria was already a declared candidate for San Diego Mayor and was raising money for a separate committee, Todd Gloria for Mayor 2020.

Gloria filed a 501 form with the San Diego City Clerk on December 20, 2018 declaring his candidacy for Mayor before raising money for that campaign.

At the end of June, Gloria reported having raised a total of $656,108.28 for the 2020 San Diego Mayor’s campaign since January 1st, and ended the period with $474,735.49 cash on hand.

Gloria’s mayoral campaign received the endorsement of California Governor Gavin Newsom last week, in addition to several Assembly members, in luding locals Lorena Gonzalez Fletcher and Shirley Weber, as well as Congress members Juan Vargas and Susan Davis.

A call to Todd Gloria’s cell phone for comment was returned by Nick Serrano, Gloria’s Communications Director in the Assembly who currently serves as campaign manager. Serrano appears to have received a $500 payment from Gloria’s mayor campaign committee in March, as

laprensa-sandiego.org/featured/todd-gloria-failed-to-file-candidacy-form-before-raising-money/ 8/13/2019 Todd Gloria Failed to File Candidacy Fonn Before Raising Money I La Prensa San Diego well as $6,500 in payments from Gloria's 2020 Assembly committee between February and June of this year. Serrano said he would pass the message on to Gloria.

No comments were received from Gloria at the time this story was released.

Councilman Chris Ward, running to replace Gloria in the Assembly, filed his own 501 form for the Assembly before beginning to raise money in January. Ward's 2020 Assembly committee reported having raised a total of $284,393.27 through June 30th. Ward received a contribution of $4,700 from Gloria's 2020 Assembly committee.

Candidates do not usually donate money to other candidates running for the same office, but it is not clear if Ward knew whether or not Gloria intended to run for the Assembly before he declared his own candidacy for the same seat.

Gloria donated $4,700 to Ward's campaign on March 27, just eight days after Gloria created his 2020 Assembly committee.

A message for comment left on Ward's cell phone was not returned when this story was published.

The California Political Reform Act, which requires the 501 form be filed before raising money, states that knowing or willful violations are misdemeanors, punishable by up to a year in jail and a $1,000 fine. Additionally, a fine of $10,000, or three times the amount which was improperly received, may be assessed.

A violation of the filing requirement may be prosecuted by the California Attorney General, the District Attorney, the elected City Attorney, or through a civil lawsuit called a Private Attorney General action.

Local attorney Cory Briggs, a frequent critic of San Diego's leadership and a current candidate for City Attorney, refused to comment on the issue so he wouldn't create a possible conflict of interest.

"The press and the public must remember that everyone is entitled to a presumption of innocence until proven guilty in a court of law," Briggs said. "If I am elected as City Attorney, this matter could fall within my prosecutorial purview so it would therefore be inappropriate for me to make any comment," Briggs concluded.

Current San Diego City Attorney Mara Elliott has endorsed Gloria's campaign for Mayor.

laprensa-sandiego.org/featured/todd..gloria-failed-to-file-candidacy-fonn-before-raising-money/ La Prensa San Diego San Diego's LaPrensaPRINT • ONLINE • MOBILE APP CELEBRATING 40 YEARS EST. 1976 Original Latino Community Newspaper

FeaturedBreaking NewsEditorial and CommentaryClassifieds Stories o Editorial o Search Ads o Browse Ads o - Place Ad Breaking News, Featured Read La Prensa SD Online Click 11Fullscreen11 to open Todd Gloria Declares full digital reader, powered Candidacy for State by ISSUU. https://issuu .com/laprensasd/docs Assembly After Filing 7-26-2019-final

August13,2019Form

By Alberto Garcia

A Candidate Intention Statement form for Todd Gloria's re-election to the Assembly was hand delivered to the Secretary of State's Search office the morning after La Prensa San Diego posed questions to Q. Gloria's campaign manager about the missing form. Enter search ke,

-- If - - Todd Gloria, a candidate for San Diego Mayor, currently serves in the California Assembly representing parts of the City of San Diego, including Downtown, North Park, Balboa Park, and all the beach communities.

A story posted Monday on La Prensa San Diegoʼs website raised the issue that Gloria may have violated state law by failing to file his intention to run for re-election to the State Assembly before raising Popular over $300,000 in a campaign committee, while at the same time County School Chief running and raising money for his campaign for San Diego Mayor. Failed to Report Free State law requires that a “candidate for state or local office must file Dinners posted on Ju y 31, this form for each election, including reelection to the same office” 2019 and “before you solicit or receive any contributions or before you Pasó la Semana sin las make expenditures” from that campaign. Grandes Redadas Migratorias que se According to the California Secretary of Stateʼs office, there was no Anunciaron posted on Ju y Form 501 on file for Todd Gloria for Assembly 2020 as of the end of 22, 2019 day on August 12. Todd Gloria Failed to File Candidacy Form Before Nick Serrano, Gloriaʼs Communications Director in the Assembly Raising Money posted on who currently serves as campaign manager, communicated with La August 12, 2019 Prensa on Monday, August 12, and took questions for Gloria about After Being Inside the the missing form. No response to those questions have been Border Patrol, She received. Became a Pro-Immigrant Instead, a Form 501 was signed by Gloria on Tuesday, August 13, Activist posted on August 4, and delivered to the Secretary of State in the morning. 2019 Todd Gloria Declares The form announces Gloriaʼs intention to seek re-election as a Candidacy for State candidate for the Assemblyʼs 78th District. The form is dated Assembly After Filing August, 13, 2019, and signed under penalty of perjury that it is true Form posted on August 13, and correct. 2019 Llega ‘El Secreto de Regina Geremia, from the California Secretary of Stateʼs Political Selenaʼ a Telemundo Reform Division, confirmed she received the form in her office in posted on Ju y 17, 2019 Sacramento in the morning on August 13th.

No announcement was made as to the status of Gloriaʼs campaign Tijuana for Mayor. San Diego Muslims Bring Message of Peace to Assembly Campaign Border Church Service Llevan Musulmanes de The Todd Gloria for Assembly 2020 campaign committee was San Diego Mensaje de Paz created in March of this year when Gloria transferred $293,078.05 a Iglesia Fronteriza that remained in his 2018 Assembly campaign committee after the • Jessica Angeles lnvitada November 2018 election. Especial a Expo Vianco Under state law, Gloria had to empty and close out the 2018 2019 committee by the end of March or the money would become • Celebra 10 Afios Art Fest "surplus" and subject to strict limits to donate the money to charity. Rosarito Presentando He instead transferred the money to the new Assembly 2020 Grandes Exposiciones committee and closed out the Assembly 2018 committee on March • Activan Fuerzas Vivas 19, allowing him to raise money at the state's $4,700 contribution Tijuanenses la Feria del limit instead of the San Diego Mayor limits of $1,150. Libro Tijuana Edici6n 2019

The June 30th report for the Assembly 2020 campaign committee shows campaign contributions of $25,246, plus the nearly $300,000 Latest Tweets he transferred from the 2018 committee. Those contributions have Tweets by @LaPrensaSD e all come from special interests, including $5,150 from Native American tribes, $3,000 from new car dealers, $1,500 from an � LaPrensa San Diego W @ aPrensaSD Orange County apartment association, $4,800 from lobbying groups . @ToddG or a Dec ares Cand dacy for for chiropractors, veterinarians, and firefighters, and one $2,500 State Assemb y After F ng Form - contribution from State Treasurer Fiona Ma. No individual b t. y/2N69ZnP contributions were reported. The committee ended the June period with $275,122.24 cash on hand.

Since March, Gloria has spent $44,246.32 from that committee, including donating to other campaigns and organizations. Gloria donated $5,000 to the San Diego Democratic Party; a maximum $4,700 contribution to Councilman Chris Ward's 2020 Assembly campaign to replace Gloria; $1,500 to the Climate Action Campaign; $1,000 to Kamala Harris' Presidential campaign; and $1,037.50 to 6h reimburse Lorena Gonzalez' Assembly campaign for delegate breakfast at the recent Democratic Party convention, among other � La Prensa San Diego W @ aPrensaSD expenditures. Tras Conocer por Dentro a a Patru a Fronter za, se Conv rt 6 en Act v sta pro Campaign for Mayor M grantes - b t. y/2KwgrCP

Gloria filed a 501 form with the City of San Diego on December 20, 2018 declaring his candidacy for Mayor before raising money for that campaign. Embed V ew on Tw tter By the end of June, Gloria reported having raised a total of $656,108.28 for the 2020 San Diego Mayor's campaign since January 1st, and ended the period with $474,735.49 cash on hand. At the time the 2020 Assembly committee was created, Gloria was already a declared candidate for San Diego Mayor and was raising money for a separate committee, Todd Gloria for Mayor 2020.

Councilman Chris Ward, running to replace Gloria in the Assembly, filed his own 501 form for the Assembly before beginning to raise money in January. Wardʼs 2020 Assembly committee reported having raised a total of $284,393.27 through June 30th. Ward received a contribution of $4,700 from Gloriaʼs 2020 Assembly committee.

Gloria donated $4,700 to Wardʼs campaign on March 27, just eight days after Gloria created his 2020 Assembly committee.

La Prensa San Diego asked Chris Ward if he believed Gloria was also running for the Assembly when he himself filed to run back in January, whether he would keep the contribution received from Gloriaʼs Assembly 2020 campaign committee, and whether he would continue to run even after Gloriaʼs declaration as a candidate today.

“I am running strong for the AD78 race in 2020, I appreciate Toddʼs endorsement and support, and all funds to my campaign were lawfully received and fully reported,” Ward wrote in response to several questions.

State Law Requirements

The California Political Reform Act, which requires the 501 form be filed before raising money, states that knowingly or willfully violations of any provision of the Act is a misdemeanor, punishable by up to a year in jail and a $1,000 fine. Additionally, a fine of $10,000, or three times the amount which was improperly received, may be assessed. If Gloria mistakenly failed to file the 501 form in January, and intended to run for re-election to the Assembly, his recent filing may be accepted by the Fair Political Practices Commission as a late filing.

There are several warning letters issued to campaigns by the FPPC in recent years where candidates failed to file a 501 before raising money then subsequently did complete their filings. No fines were accessed in those cases. However, there are no FPPC letters listed on the website that deal with candidates that failed to file a 501 and never actually ran for that seat, or filed to run for two different races at the same time. A request for comment from the FPPCʼs legal advice office was not answered.

A violation of the Political Reform Act may first be investigated by the Fair Political Practices Commission, but a violation can also be prosecuted by the California Attorney General, the District Attorney, or the elected City Attorney of San Diego.

If no action is taken against a violator after 120 days of being reported, a civil lawsuit can be filed by any citizen in the City in what is called a Private Attorney General action to enforce the law.

A request for comment sent to San Diego City Attorney Mara Elliottʼs office was not returned by the time this story was published. Mara Elliott has endorsed Gloriaʼs campaign for Mayor.

Attorney Cory Briggs, a candidate for City Attorney, refused to comment in order to prevent a potential conflict of interest.

“The press and the public must remember that everyone is entitled to a presumption of innocence until proven guilty in a court of law,” Briggs said. “If I am elected as City Attorney, this matter could fall within my prosecutorial purview so it would therefore be inappropriate for me to make any comment,” Briggs concluded. Poweredby Support independent local journalism in San Diegc Become a supporter PressPatron

>BOUT ST"F CONTACT SUPPCF:T ".0'.H:TISE ,so PR!'/A.C! PCLICY TERMS OF SERi!CE'

POLITICS CRIME BUSINESS SPORTS EDUCATION MILITARY O?If/ION

LATEST NEWS Santee Calls on Residents to Answer Survey for City's Future Marke JOBS 1 � Search Thousands in San Diego

Home • Politics• This Article Todd Gloria Files for Assembly Re-Election While Running for San Diego Mayor POS"'ED8' KEN

Share This Article: � CJ9i � filtm r:J iiUiiiHIM

GET TIMES OF SAN DIEGO BY EMAIL I Our free newsletter is delivered , a.m. daily. Please enter email address: 1odd ii:+iMME Todd Gloria faced off against fellow Democrat and main mayoral rival Barbara Bry at Friday debate. Photo by Chris Stone

By Ken Stone SPONSORED CONTENT

Four days after declaring that "I am absolutely running for mayor of San Diego," Assemblyman Todd Gloria filed paperwork Tuesday morning to seek re-election in his San Diego district.

Support Times of San Diego's growth Gloria signed the Form 501 "candidate intention with a small monthly contribution statement" dated Aug. 13. Under "Office Sought" is typed "Assemblymember State of California." Become a supporter But the development appears to be fallout from an [VIDEO] Hear How OBGYNs use the issue raised by Councilwoman Barbara Bry - his main rival - during her closing MyoSure® REACH device C!: statement Friday in a mayoral debate at San Diego City College. By Hologic Bry noted the existence of a fundraising committee Gloria set up for the 2020 Assembly race and asked: "Mr. Gloria, I want to know what office you are running for."

He didn't respond on stage, but told Times of San Diego afterward that the committee was part of his Assembly majority whip role to raise money for fellow Democrats in Sacramento and beyond.

On Twitter Tuesday night, Gloria spokesman Nick Serrano said: "Nothing has changed, Ken. Todd is running for Mayor." He didn't respond to questions about the 501 filing.

Ken Stone @KenStoneMedia · 20.b 'ti This morning, @AsmToddGloria rep filed a Form 501 statement of candidacy for re-election in 78th District. He's already filed paperwor1< as a San Diego mayor candidate. Story coming soon. timesofsandiego.com/wp-contenUupl. .. @cmarinucci @barbarabryd1 @LoveForgivPeace

candidate JntemlOns1awmtnt

-lO"� t••M-\ �food 61t mw,« I I I t l\lU7'.lii I\U Sitiiii 6',i,iii_,....,.,..r\ll •U,•l�-;,;: �o,, bed� Qoot;l-:-;111> m--~•· ao..o !!II.,._,,_,.,.. cc� o� o�...eo..,. o:,:...-,.aac- �o-,,,..,..

Ot•-MN.-...�•--C"""O�!l!!eelllaffl•-.... 131,.,.""".. ai,t"'"�...... ,-.--0.,.it.-illn-- Q-- ...l!Acl_,....(If .. _..,._��__ .._,,..,.,., ...... ,. �•--•• .. �--J--l�flt--J'Jlr,__ ..,._

l.V... c.iclM: :::�-�:,:�;-..- ::��- '"""--..._,!9'(...... ,01 --1"vm ...... ,.llll,vwl! MOST POPULAR TODAY � , Nick Serrano I i(,.- @TheNickSerrano 3 People Dead, 2 Injured in Nothing has changed, Ken. Todd is running for Mayor. Bluff Collapse on Encinitas Beach 3,300 views (j 2 6:47 PM - Aug 13, 2019 · San Diego, CA e 111'1Carl DeMaio Plans 'Major a!:!Announcement' on Bid for 1s See Nick Serrano's other Tweets > Hunter Congress Seat 460 views _ Encinitas Beach Reopens After On Monday, however, Alberto Garcia of La Prensa San Diego - the largest local Hispanic Cliff Collapse 330 views newspaper - reported that Gloria may have violated state law by failing to file his Local Men Plead Guilty to intention to run for re-election before raising over $300,000 for his Assembly committee. Laundering Millions of Dollars Through Gold Exchange "State law requires that all candidates file a Form 501 Candidate Intention Statement Business 300 views Border Patrol Arrests U.S. declaring their candidacy for election or re-election before any money can be raised for - 1!!111!1Citizen Smuggling $238.000 of a campaign committee, even if it's the candidate's own money," La Prensa said. Meth on Interstate 8 250 views

In further reporting Tuesday, La Prensa said Gloria's 501 filing for re-election to the Assembly was hand delivered to the Secretary of State's Office the morning after the paper posed questions to Gloria's campaign manager about the missing form.

Ad closed by G Report this ad Why ti

Even with Tuesday morning's filing, the California Secretary of State website by 6:15 p.m. had yet to show a Gloria candidacy statement for Assembly District 78.

• Related: Gloria Stumping for Assembly? Bry's Stunner at Mayoral Debate A spokesman for the state Fair Political Practices Commission said Monday that no complaints had been filed about Gloria's Assembly 2020 committee.

The spokesman.Jay Wierenga, told Times of San Diego that it's "quite common" for people to have two fundraising committees.

"The most common is that an incumbent candidate would have an open committee for the office he/she holds and one for an election to a different office," he said.

Wierenga wouldn't comment on Gloria's case specifically but said: '1t's perfectly fine to have two committees as long as they are for what they say they are and proper recordkeeping/reporting is being done."

Also Monday, veteran San Diego political consultant Tom Shepard explained why Bry didn't raise the issue until the last moments of the debate - when Gloria couldn't respond.

DR.IIARIY If Your Dog Does This, It ouAR1Y· What Your Dog Is Trying Could Be Them Signaling A Warn About If They Lick Warning Their Paws

"She anticipated the issue would be the subject of a question during the debate," Shepard said via email. "Since it didn't come up, she added it to her closing remarks."

Shepard said there was nothing technically illegal about Gloria establishing the account. but "it raises several ethical issues and one potential Political Reform Act violation.

"We haven't been able to find any record that he filed a Form 501 Declaration of Candidacy Form for the 2020 Assembly race, which is required before a candidate controlled committee can begin raising funds," he noted. "If confirmed, this would be a violation of the Political Reform Act and could taint funds raised and expended by the 2020 committee."

What did Bry hope to gain by noting the Assembly 2020 issue?

Shepard, a strategist for her campaign, said: "I don't think most San Diego voters want Sacramento special interests helping finance a candidate for mayor, nor would they support an attempt by a mayoral candidate to circumvent the city's campaign finance ordinance."

He added: "You can clearly see in Gloria's 2020 Assembly committee --- campaign report that money has been -- paid to state legislators' campaign :tf - •--=- =-r::-�---�--=,�D 0-- �===r:::::::===== committees and subsequently these legislators endorsed his candidacy for mayor. [The committee] also made o ..____ ·•-----•----- expenditures for items that are not D►--- related to legitimate Assembly-related =.-�·-:_-��- ---==::;:; activities."

Todd Gloria's candidate intention statement for 78th Shepard said he fully anticipated that Assembly District race. (PDF} Gloria would run for mayor. "But if he is concerned with transparency, compliance with local campaign finance laws and independence from Sacramento special interests, it's a bad way to start his campaign," he said.

Updated at 7 30 am Aug 14 2019

TODD GLORIA FILES FOR ASSEMBLY RE-ELECTION WHILE RUNNING FOR SAN DIEGO MAYOR was last modified:Augusr 14th, 2019 by Ken Srone

» Subscribe to Times of San Diego's free daily email newsletter! Click here

SPONSORED CONTENT ON TIMES OF SAN DIEGO

Man Moves Out Of His House After He Found A Secret Room Containing Upland, CA: Notice This ... � For Cars Used Les� By Upbeat News Than 25 Miles A Da: • POSTED IN POLITICS I TAGGED 78TH ASSEMBLY DISTRICT BARBARA BRY, FPPC, LA PRENSA SAN DIEGO, SAN DIEGO MAYOR RACE, TODO GLORIA

Boost Prostate Health Daily

TheMost ImportantThing You Need To Kt AboutProstate Products ProstaGenix { ;t/�/16 Statement of Organization DateSt.imp CALIFORNIA Recipient Com m l tt e e ...______r------.=------i!,{ECE!VEl')A�1D FU FORM 41 0 Statement Type initial Amendment .. f For O[ffclalUse Only 0 O D Terminiltlon- See Part sl, the orr..ce 01 tha se;.lietar�·?f S at.e • Not yet qualil!ed of the State of C3ll{Ofl1lll or 0 Date quomieatlon threshold met Dato qualiflcatlonthreshold met Date of termlnotion FEB 20 2019 -1--1-- ---1--1.-- --1---1------'------s...-I.D. Number (Ifopp licablt)

SWI o;COMMITTEE TODD GLORIA FOR ASSEMBLY 2020 NANCY. R HALEY STRUT AOORUS(HO f.O. BOX)

S�RIEJ '-!>016�(110,.o. sol<) CilY STArl ENCINITAS CA 92024 cn-v llPCOOt AREA CODf/P�ONt NAM( OF ASSt$1ANrTREASUR!R, lJ IIHY SAN DIEGO CA 92101 DANIELLE STEPHEN fUU MAII.IHC ADD�£$! Ill OIHcROnJ !TRHT AOC�ESS (WC P.O. BOX) ENCINITAS, CA 92024

l•Mf\ll•. oo�u.s ( R[t\UIIEO) I FAX[O?TtOWAU CITT ZIPCOOE ENCINITAS CA 92024 (OlJITTT OF OOMICIU IURl$DICTIONW\1,'�t COMMITTUIS ACTIVE NAME OF PllkCIPAl orna�ll) SAN DIEGO

STREET ACCRESS (NO 9.tl. 80Xl

ctn' Attach additional information on appropriately labeled conttnuattonsheets. 21?COOE AREA COC€/PHONE

Exe

Exccuted<>n .2019 DAT£ By

Exeo.,tedon Dy .. OAT( SIGIW'UkEOf CO/ITROUltlG OFFICEHOWEI!..c»IOIOATE. 0� STATe MEJ.SURE PaOPOll!NT u, El«l,utedon CJ1 OAT( SIGl1Al'UIIEo, CONTR0!.1.INGOFAQ;tlOU>EI,C.HOIOATE, OR S'll\l! M£"5URE 9�0POtl!NT FPPC Form 410 (August/2018) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov Statement of Organization CALIFORNIA 41 Recipient Committee FORM Q INSTRUCTIOlfS ON REVERSE

COMMITTEE NAME 1.0. NUM8SR TODD GLORIA FOR ASSEMBLY 2020

• All committees must list the financial institutionwhere the campaign bank account is located.

NAME OF flNANCIAl INSTITUTION AREA CODE/PHONE BANK ACCOUNT NUMBER TORREY PINES BANK

ADDRESS CITY STATE ZIPCOl'>E CARLSBAD CA 92009

Controlled Committee

• List the name of each controlling officeholder, candidate, or state measure proponent. If candidate or officeholder controlled, also list the elective office sought or held, and district number, if any, and the year of the election.

• List the political party with which each officeholder or candidate is affiliated or check "nonpartisan:' Stating "No party preference" is acceptable.

• If this committee acts jointly with another controlled committee, list the name and identification number of the other controlled committee.

ELECTIVE OFFICE SOUGHT OR HELO YEAR Of PARTY NAME OF CANOIOA'fE/OFFICEHOLDER/STATE MEASURE PROPONENT (INCLUDE DISTRICT NUMBER IF APPL!CABlE) ELECTION CHfCKONE Nonpartisan Partisan (list political party below) TODD GLORIA STATE ASSEMBLY, DISTRICT 78 2020 DEMOCRATIC Nonpartisann Part1san0 (list politicalparty below} TODD GLORIA FOR ASM. 2018 #1392977 □ □ PrimarilyFormed Committee Primarily formed to support or oppose specific candidates or measures In a single election. List below:

CANOIOATE(S) NAME OR MEASURE($) FULL TITLE (INCLUDE BALLOT NO. OR LETTER) CANDIOATE(S) OFFICE SOUGHT OR HEU> OR MEASURE(S) JURISDICTION T If A RECALL, STATE #RECALL" IN rROHT Of TH£ OFflCEHOLOER'S NAME. (INCLUDE DIS RICT NO., CITY OR COUNl"Y, AS APPLICABLE)

Fl'PCForm 410 (August/2018) FPPC Advice: [email protected] (866/275•3772) www.fppc.ca.gov Statement of Organization CALIFORNIA Recipient Committee FORM 41 0 INSTRUCTIONS ON REVERSE

COMMITTEE NAME TODD GLORIA FOR ASS EMBLY 2020

General Purpose Committee Not formed to support or oppose specificcandidates or measures in a single election. Check only one box: 0 CITY Committee O COUNTYCommittee O STATE Committee

PROVIDE BRIEF DESCRli>TION Of ACT!VITY

Sponsored Committee List additional sponsors on an attachment.

NAME OF SPONSOR INDUSTRY GROUP ORAFFIL\ATION OF SPONSOR

STREET ADDRESS NO. AND STREET CITY STATE ZIP CODE AREA CODE/PHONE

smallContributor Committee --1--1-- □ oate qualifi�d

�lfa'if,ninfili,1'-n'{B_l>'ntlu:emimt�:;,'ti;�™™�5 �&,•-@W&s¥'es - �-...,.,..._• � ·�'��w..-wi-. . This committee has ceased to receive contributions and make expenditures; • This commlttee .does not anticipate receiving contributions or making expenditures in the future;

• This committee has eliminated or has no intention or ability to discharge all debts, loans received, and other obligations; • This committee has no surplus funds; and • This committee has filedall campaign statements required by the Political ReformAct disclosing all reportable transactions. There are restrictions on the dispositionof surplus campaign funds held by elected officerswho are leaving officeand by defeated candidates. Refer to Government Code Section 89519. Leftover funds of ballot measure committees may be used for political, legislative or governmental purposes under Government Code Sections 89511- 89518, and are subject to Elections Code Section 18680 and FPPC Regulation 18521.5.

FPPC Form 410 {August/2018) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov HECEIVED CITY CLERt\'S OFFIC ;. Statement of Organization llataStamp CALIFORNIA 41 Recipient Committee I FEB 27 PH �t 56 FORM Q 0 For Ofllef>I USO Only Statement Type Initial .Jg{Atnendment Termination-SeePart 5 SAN DILGJ, C,\UF. Nol yel �armed or List1.0. number: List1.0. n11mber:

11 1416118 #------

02 / 26 11.2_ -1-/.-- ---t--1 --/--/.-- Date Date ofTermlretion Date qualffed as commil1ee qvalified(d,wli

Todd Gloria for Assembly 2020 Nancy R Haley SHUT ADDll(S5 (NO r.o. BOX) STREEJAOQRES� (NO P.O. ROX)

cnv STATt cm STATI! ZIPC01)f 21PCOD£ San Diego CA 92101 Encinitas CA 92024 It.All.INGM DJfSI (If l>llffRENTI tlAMEOf ASSIStr.l

COUNTYOF l)OMICIIE JURISDICTION WHflll: COMMITTU ISACTl\'t C!N STAT( ZIPCOJ>f A�CACODE/PHOHE San Diego Encinitas CA 92024 IIAMf OF PRINClPALOFFICEl\(SJ

STIEfT ll!>O�tss(NO P,O. tOll) Attach additional informationon appropriately labeled continuation sheets.

cnv Zll'COOE AREA COOUPHON!

DATl:

Exeooted on 2lltS FEB .2 DAn: 6 By

Ellllcuted or, ffy OAJE

Exi!cutedon DAYE SS6NAll.lRfOf COfffROU,NGOfffCEJ

• All committees must list the financlal Institution where the campaign bank account is located.

NA.ME OF FINANCIALlffSll't\JTIOrl AAfA C00E/PH0NE BANK ACCOUH NUMB£�

Torrey Pines Bank 01� STATE 21P CODE AOORESS Carlsbad CA 9200�

Controlled Committee

• List the name of each controlling officeholder, candidate, or state measure proponent. If candidate or officeholdercontrolled, also list the elective office sought or held, and district number, if any, and the year of the election.

• List the political party with which each officeholder or candidate is affiliated or check "nonpartisan." Stating "No party preference" is acceptable.

• If this committee acts jointly with another controlled committee, list the name and identification number of the other controlled committee.

&LE.CTIVEOfFJCE SOUGHT OR HHO YEAR OF PARTY NAM€ OF CANOIOATE/OFFICEHOLDER/STAT£ MEASURE PROPONENT (INCLUDE DISTRICT NUMBER IF APPLICABLf) ELECTION CHECK ONE State .Assembly Person: Assembly District 8 Nonpartisan Partisan (11st polltical party below) Todd Gloria 2020 !Democratic Party Nonpartisan Partisan (list politic.Iparty below)

Primarily Formed Committee Primarily formed to support or oppose specific candidates or measures in a single election. List below:

CANDIOATE(S) NAME OR M£ASURE(S) FULL TITL� (INCLUOE BALlOT NO. OR LETTER) CANDIDATE(S) OFFICE SOUGHT OR HELO OR MEASURE(S) JURISDICTION IF A RECALL, STl>.TE "RECALL" IN FRONT OF THE OFFICE�OlOER'S NAME. (INCLlJOE DISTRICT NO., CITY OR COUNTY, AS APPLICABLE)

FPPC Form 410 (August/2018) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov Statement of Organization CALIFORNIA Recipient Committee FORM 41 0 INSTRUCTIONS ON REVERSE Page 3 of 4

COMMf1TEE NAME Todd Gloria for Assembly 2020

General Purpose Committee Not formed to support or oppose specific candidates or measures in a single election. Check only one box: 0 CITY Committee O .COUNTY Committee O STATE Committee

PROVIDE 6RIH DESCRIPTION OF ACTIVITY

Sponsored Committee List additionalsponsors on an attachment.

NAME OF SPONSOR INDUSTRY GROUP OR AFFILIATION OF SPONSOR

STREET ADDRESS NO. ANO STREET CITY STAU ZIP CODE AREA CODE/PHONE

SmallContributor Committee □ --/-I-- Date q_uallfied �itimilmlllE!metr�4dnltif7@iliiJ«�iiiirliiaBm1w,1t�a1wllU:41�€it� This committee has ceased to receive contributions and make expenditures;

• This committee does not anticipate receiving contributions or making expenditures in the future;

• This committee has el!minated or has no intention or c;lbilityto dischc;lrge all debts, loans received, c;lndother obligations;

• This committee has no surplus funds; and

• This committee has filed all campaign statements required by the Political Reform Act disclosing all reportable transactions.

There are restrictions on the disposition of surplus campaign funds held by elected officers who are leaving office and by defeated candidates. Refer to Government Code Section 89519.

Leftover funds of ballot measure committees may be used for political, legislative or governmental purposes under Government Code Sections 89511- 89518, and are subject to Elections Code Section 18680 and FPPC Regulation 1s;;21,s.

FPPC Form 410 (August/2018) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov Additional Comments ADDITIONAL COMMENTS For Form 410 CALIFORNIA FORM 41 0

Page 4 of , COMMITTEE NAME I.D. NUMBER Todd Gloria for Assembly 2020 1416118

Qualification & Banking Information

www.netfile.com Statement of Organization C Date Stamp CALIFORNIA 41 Recipient Committee------�------1Py FORM Q Statemen t Type O Initial IB] Amendment 0 Termination - See Part 5 For Official Use Only 0 Not yet qualified or 0 Date qualification threshold met Date qualification threshold met Date of termination

02 I 26 I 2019 --1--1-- 1. Committee Information I.D. Number 2. Treasurer and Other Principal Officers (if applicable) 1416118 NAME OF COMMITTEE NAME Of TREASURER

Todd Gloria for Assembly 2020 Nancy Haley STREET ADDRESS (NO P.O. SOX)

.•"'"';, '..,:·· STREET ADDRESS {NO P.O. BOX) CITY STATE ZIP COD£ A = OOE N � t�� f l c: 0 -., Encinitas CA 92024 , , (·619) 7;0:8U]44 CITY STATE ZIP COO£ AREA CODE/PHONE NAME OF ASSISTANT TREASURER, IF ANY

San Diego CA 92101 Danielle Stephen FULL MAILING ADDRESS IIF DIFFERENT) STREET ADDRESS {NO P.O. BOXI

E·MAIL ADDRESS (REQUIRED)/ FAX (OPTIONAL) CITY STATE ZIP CODE AREA CODE/PHONE

Encinitas CA 92024 COUtffY OF DOMICILE JURISDICTION WHERE COMMITTEE IS ACTIVE NAME Of PRINCIPAL OfflCER(S) San Diego

STREET ADDRESS (NO P.O. SOX)

CITY STATE ZIP CODE AREA CODE/PHONE Attach additional information on appropriately labeled continuation sheets.

3. 'Verification -I have used i'11 reasonable diligence in preparing this state ge theinformation contained herein istrue and complete. I certify under penalty of perjury under the laws of the State of C� lifornia

Executed on D D 7 2811 DAT E

Executed on .u,DAR l JUI By -----l-,.L..,i..��C:::..4-b-��:,::;=..TE MEASURE-,--,-,- PROPONENT=:-:=------

Executed on ------DATE By------SIGNATURE Of CONTROLtlNG omcEHOLDER,------CANOIOt.TE, OR STt.TEMEASURE --,- PROPONENT---,-,--

Executed on By------DATE SIGNATURE OF CONTROLLING OFFICEHOLDER, CANDIDATE, OR STAlE MEASURE PROPONENT FPPC Form 410 (August/2018) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov netfile.com Statement of Organization CALIFORNIA Recipient Committee FORM 41 0 INSTRUCTIONS ON REVERSE Page 2 of 4 COMMITTEE NAME 1.0.NUMGER

Todd Gloria for Assembly 2020 l416ll8

• All committees must list the financial Institution where the campaign bank account is located.

NAME OF FINANCIAL INSTITIJYION AREA CODE/PHONE IIAHK ACCOUNT NUMBER

Torrey Pines Bank

ADDRESS CllV STI\TE ZIP CODE

Carlsbad CA 92009

Controlled Committee

• List the political party with which each officeholder or candidate is affiliated or check "nonpartisan." Stating "No party preference" is acceptable.

• If this committee acts jointly with another controlled committee, list the name and identificationnumber of the other controlled committee.

ELECTIVE OfFICE SOUGHT OR HELO YEAR Of PARTY NAME OF CANDIDATE/OFFICEHOLDER/STATE MEASURE PROPONENT. (INCLUDE DISTRICT NUMBER IF APPLICABlE) ELECTION CHECKONE State Aseembly Person: Assembly District 8 Nonpartisan Partisan (11st politic.ii party below) Todd Gloda 2020 X Democratic Party

Nonpartisan Partisan (11st political party below)

Primarily Formed Comm;ttce Primarily formed to support or oppose specific candidates or measures in a single election. List below:

CANDIDATE(S) NI\MEOR MEI\SURE(S) fULL llTtE (INCLUDE BALLOT NO. OR LETTER) CANDIDATE(S) OFFICE SOUGHT OR HELD OR MEASURE(Si JURISDICTION If A RECI\LL,STATE "RECALL" IN FRONT OF THE OFFICEHOLDER'S N:AME. (I NCLUOE DISTRICT No.; CITY OR COUNTY, AS APPLICARU) CHECK ONE w•�·

I T I,�OPPOSE..

FPPC Form 410 (August/2018) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov Statement of Organization Recipient Committee INSTRUCTIONS ON REVERSE

COMMITTEE NAME

General Purpose Committee Not formed to support or oppose specific candidates or measures in a single election. Check only one box: 0 CITY Committee O COUNTY Committee O STATECommittee

PROVIDE BRIEF DESCRIPTION OF ACTIVITY

Sponsored Committee List additional sponsors on an attachment.

NAME OF SPONSOR INDUSTRY GROUP DR AFFILIATION OF SPONSOR

STREET ADDRESS NO. AND STREET CITY STATE ZIP CODE AREA CODE/PHONE

SmallContributor Committee D _ _, __ / __ Oatequallfled

• This committee has ceased to receive contributions and make expenditures; • This committee does not anticipate receiving contributions or making eXpenditures in the future;

• This committee has eliminated or has no intention or ability to discharge all debts, loans received, and other obligations; • This committee has no surplus funds; and

• This committee has filed all campaign statements required by the Political Reform Act disclosing all reportable transactions.

There are restrictions on the disposition of surplus campaign funds held by elected officers who are leaving officeand by defeated candidates, Refer to Government Code Section 89519.

FPPC Form 410 (August/2018) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca,gov "Additional Comments ADDITIONAL COMMENTS For Form 410 CALIFORNIA FORM 41 0

Page 4 of • COMMITTEE NAME I.D. NUMBER Todd Gloria for Assembly 2020 1416118

Amendment to update committee address, treasurer & assistant treasurer information.

www.netfile.com • f- ➔ C (D toddgloria.com .. * • • f- ➔ C i facebook.com/toddglona/ • Todd Gloria

TODD1(GLORIA S A N Todd Gloria D E G 0 V1AYOR @todag,oria

Home

About ,.. Like � Follow ,. Share · · • Endorsements

Photos Community See All Notes JJ. Invite your friends to like this Page Videos 1'- 17,529 people 11ke th is Posts � Tag Friends 4J' Check in ••• � 19,702 people follow this Events .l\. Nathan Fletcher and 53 other friends like this Community Photos ••

Create a Page About See All

� (858) 361-0542 1t6fENDORSED! G) WVll'\'1/.toddgloria.com � Politician

c? Suggest Edits .. Todd 6loria 16.7K Tweets

TODD1(GLORIA M A Y 0 � . �-....,.. ;::._ . '" ·-- �-,, ' 8@ Following Todd Gloria @ToddGloria Third Generation San Diegan. Proud son of a maid and a gardener. CA's 1st Native American-Filipino-Latino-LGBT Assemblyman. Candidate for San Diego Mayor. ® San Diego, CA 8 http://www.toddgloria.com [[] Joined March 2009

3,098 Following 29. . 3K Followers

Tweets Tweets & replies Media Likes

-f. Pinned Tweet

V Todd Gloria @ToddGloria · Jul 18 Diversity. Inclusion. Acceptance. These are hallmarks of our city and why I am running to be your Mayor. All of us can have a future in San Diego. Let's build it together. #BelieveinSD #ForAI ofUs .... (I Home Create '1

,., Like � Follow //; Share

At>out See All Todd Gloria ••• � (858) 361-0542 April 26 0

BJG NEWS: ALL of my Democratic colleagues in the Assembly have (It www.toddglona.com endorsed our campaign for San Diego Mayor! · These are the people I have been fortunate to work with to help lead California. Now, r want to bring � Politician that leadership home to help build a San Diego that works #ForAllofUs. � Suggest Edits

Todd Gloria 0 Page Transparency See More @toddg oria -· California State Assemblyrr,-embers: Facebook is showing information to help you better • Cecil_ia_Aguiar-Curry . • WenttyCa�r1llo understand the purpose of a Page See actions taken by Home tne peoplewho manage and postcomenl • Dr. Joaqu: in 'Arambula • Saprina Cervantes About ,□ Page created - March 28. 2007 • Rebecca Bau�r-Ki=ihan • Ed�... Endorsements • Marc Berman • David�.,, Related Pages Photos • Richard Bloom • Kansen Chu • Tasha Boerner Horvath • Ken Cooley Notes • Rob Bonta • Jim Cooper Videos • Autumn Burke • Tom Daly I Posts • Ian Calderon • Susan TalamantesJt�maf� Events

_,' • • IODD1(GLORIA,,,:·-� �:;.".:'" • � • - ' - .,,,,.. � ' f ... '\, - "

Community ) _ Gfe�N OORSED! ... efe'N�OORSED! -· 6fe�1DORSED! Ultfor""1-ST.ll�A•,;ur•·:t,,)TnCI!'� c... 10,n.,1 !1.1t.. A·,,•,...,l")W�i (,i,/lotrota'Stat� l,<.•;=t>')'frillf)�s. Create a Page • 11nftaz,lt1 • ('irlf'R{,1�, ·• • �&A,c(au, • ,.i,nf'S�� _., • �1$,r,11r, ·• 'f 1 () I \ : ;::.:r::t;;�•- . : R�;:,·'4W/N : � ��'�, • : ET' �i:.;��,_., : i�,;g . • C.,"•:�Jwrc.1:11 • Av,tu:,� • .\Phut•.uc.lll • lull!.�� • ::l< �•••�•,·W1•bl!r '• • E

• .\'l.irrCr.ay • Ev�n lON • 9,! Q�J H • 'Ch.Jd:, S.&1:n • lm,){t:� Ul4)">')fl • SthJnM ...,.,Yh•·1, • S"-l•C◄• Q•.uks,:-.. • l.l,goelS.11\t.,�� .., Pages Liked by This Page TODOkGLORIA l�OOO JODD1(GLORIA ,J;.Ji - � , · V a • !.i .'(_11\1 It I. -KGLOR• •, V • • IA · \ .,.,.-.. :...� • . ,. - • � t:i, \r,

00 ••• Steve Padilla and 241 others 35 Comments 1 O Stiares ➔ C i facebook.com/toddglona/ • ------lj Home Create �

•• like :'\ Follow ,+ Share

C)' Suggest Edits Todd Gloria ••• April 1 0 C) Page Transparency See More Grateful to have the endorsement ot my colleague and a phenomenal representative for North County, Assemblymember Tasha Boemer Horvath! Facebookis showlng information to help you better understand the purposeof a Page. See actions taken by Regional collaboration is an essential part to making real progress on the the people who manage and postcontent issues we face as a city. I know we can do more by working together, and \D Page created - March 28, 2007 that's what I intend to do as Mayor of San Diego. #ForAHofUs Todd Gloria ASSEMBLYMEM:BER TASHA BOERNER HORVATH Related Pages @tod gloria

Home About

Endorsements

Photos

Notes

Videos

Posts

Events

Community Pages Liked by This Page SAN DIEGO MAY O R WTODD GLORIA HAS THE EXPERIENCE. LEADERSHIP. AND ABILITY TO I Create a Page BE EFFECTIVE ON THE ISSUES SAN DIEGO NEEDS TO THRIVE. WHEN TODD IS MAYOR HE WILL RAISE UP OUR COMMUNITIES. WHETHER WE LIVE ON THE MEXICAN BORDER OR IN NORTH COUNTY."

1 Comment 4 Shares 0021 Englisr US) Espanol Portugues {Brasil) Fran!;ais (France) Deutsch + r/:J Like CJ Comment � Share 9• Pnvacy Terms Adverusmg Ad Choices (l> Chat (8) • ➔ C i facebook.com/chrisward4ad78/ e. * • ... lj Home Create �

11, like :\\ Folrow ,+ Share

Ut::'IIIUUdl Chris Ward for State Assembly, 78th Dist ••• February 19 •Z. 0 C) Page Transparency See More Truly an honor to have the support of current AD78 Assemblymember Todd Gloria. Todd is ready to use hls experience at Capitol to benefit San Diego Faceboo!cis showing information to help you better understand the purposeof a Page. See actions taken by as our next Mayor, and I'm excited to work w him as next AD78 member to the people who manage and post content. keep our region's connections to our state strong. \0 Page created - January 14, 2019 Chris Ward for "Chris Ward has been serving Related Pages State Assembly, our communities for over 20 78th Dist years and will continue hls @chr*s..va d"llad78 tradition of working, listening Home to the district, and acting as a strong representative voice About for all of us. I am proud to Endorsements endorse htm for the State Videos District." Assembly, 78th Posts

Events

r-...... Ken Stone @KenStoneMedia · 14.b. W This morning, @AsmToddGloria rep filed a Form 501 statement of candidacy for re-election in 78th District. He's already filed paperwork as a San Diego mayor candidate. Story coming soon. timesofsandiego.com/wp-content/upl... @cmarinucci @barbarabryd1 @LoveForgivPeace

Candidate Intention Statement CALIFORNIA FORM 501

Chook0no; llsllnlllal OAm4<>dmenl ,.,,..., ______AUG 13 2019

1. Candidate lnlormaUon: OAYTIW 11!1.£.Pl«lftE....,.U Gloria, Todd I 61'i ► 708-97◄� ltf!Wlr Abi:>-.US (liv u6oot 374 N. co.. 1 Hwy 101, Sutto 2 Encinitas CA 92024 Off\¢«: SOUOKT f'�HON Tlfl!,I NUM R.,lf�c:& QHONJ'AAOP.NOf,a(;1, Assemblymember Slateof Callfomla 78 """"'...... , ..llanocral,c CffG AMl.1otcll011 (ClwclO!II CICIII, ••pbl,-.) m:IStat.e��2.) 2020 l3I,,._,,,Q! ....,., f RUliOfF Cl!v D ff' O � D D C

2. State Candidate Expenditure Limit Statement tc.aPERSW:dC.ISTRSc��Cffl(fdWI& M'ldiN'ldidlOt��«inor�PM ... ,, ..__..., DI accept the voluntarye)Q)e,l'ldtture 0el6ng to, meelecl;()n � abow.

1811c1o not IC<:epl... voluMaendlbJrt oeillno antho primll')'or iOICIIIelec&tCn held on· --1.-1- •ndI acctCJlvolinary the e)CJ)ll'ldlture clilng few lh•get1•III or .&peel■ run-off action. ·-"� □ On ___J___/._,cont�od I pcr$ond h.N-id$ex

3. Vcrlftcatlon:

I certifyunder pen11tyof perjuryunder th1 lllw1of ui. Staie of Callromlathat the ror�g 11 uue end cottoct.

""""''"'--,-.8/,,,_1.,..312 on __0,e-1 s__ _ �gNOff�f _,._..,..., t� ,,,,.c�mSOI ,...,..,(2011] FHC AdYictl •�tppc..ra,p CM/27S•Jnt) www.fP:'P(.(i,Co'I'

�S. � Nick Serrano • @TheNickSerrano

Nothing has changed, Ken. Todd is running for Mayor.

0 2 6:47 PM - Aug 13, 2019 · San Diego, CA 8

g See Nick Serrano's other Tweets > Todd Gloria @ToddGloria

I want to be very clear.

"Some news reports have suggested that I am seeking re-election to the Assembly. I want to be very clear: I am not running for the Assembly, I am running for Mayor.

"My Assembly committee remains open to fulfill my responsibilities as a Member of the State Assembly until the end of my current term. The form filed by my committee yesterday simply corrected an administrative oversight that occurred when the original paperwork was filed

1 months ago. '

-ASSEMBLYMEMBER TODD GLORIA

TODDkGLORIA t,

\?76 3:45 Pt•A -Aug 14, 2019 · San Diego, CA 8

g See Todd Gloria's other Tweets > Tweets & replies Media Likes

Todd Gloria @ToddGI. .. • 4h v I want to be very clear.

"Some news reports have suggested that I am seeking re-election to the Assembly. I want to be very clear: I am not running for the Assembly, I am running for Mayor.

"My Assembly committee remains open to fulfill my responsibilities as a Member of the State Asse.mblv until the. e.nd of mv current term. The Q3 Q28

SD City Attorney @Ci ... • 4h v Paid internship announcement - Summer 2020: We are seeking applications from second-�-- year law students who ar: interested in public servi a competitive paid interns Q 0 COVER PAGE Recipient Committee Date Stamp Campaign Statement CALIFORNIA 460 Cover Page FORM (Government Code Sections 84200-84216.5) E-Filed 07/24/2019 Statement covers period Date of election if applicable: 16:03:32 1 25 (Month, Day, Year) Page of 01/01/2019 from Filing ID: For Official Use Only 181770964 03/03/2020 SEE INSTRUCTIONS ON REVERSE through 06/30/2019

1. Type of Recipient Committee: All Committees – Complete Parts 1, 2, 3, and 4. 2. Type of Statement: X Officeholder, Candidate Controlled Committee Primarily Formed Ballot Measure Preelection Statement Quarterly Statement X State Candidate Election Committee Committee X Semi-annual Statement Special Odd-Year Report Recall Controlled Termination Statement Supplemental Preelection (Also Complete Part 5) Sponsored (Also file a Form 410 Termination) Statement - Attach Form 495 (Also Complete Part 6) General Purpose Committee Amendment (Explain below) Sponsored Primarily Formed Candidate/ Small Contributor Committee Officeholder Committee Political Party/Central Committee (Also Complete Part 7)

3. Committee Information I.D. NUMBER Treasurer(s) 1416118 COMMITTEE NAME (OR CANDIDATE’S NAME IF NO COMMITTEE) NAME OF TREASURER Todd Gloria for Assembly 2020 Nancy Haley MAILING ADDRESS

STREET ADDRESS (NO P.O. BOX) CITY STATE ZIP CODE AREA CODE/PHONE Encinitas CA 92024 (619)708-9744 CITY STATE ZIP CODE AREA CODE/PHONE NAME OF ASSISTANT TREASURER, IF ANY San Diego CA 92101 (858)361-0542 Danielle Stephen MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX MAILING ADDRESS

CITY STATE ZIP CODE AREA CODE/PHONE CITY STATE ZIP CODE AREA CODE/PHONE Encinitas CA 92024 Encinitas CA 92024 (619)708-9744 OPTIONAL: FAX / E-MAIL ADDRESS OPTIONAL: FAX / E-MAIL ADDRESS [email protected] 4. Verification I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct.

Executed on 07/24/2019 By Nancy R Haley Date Signature of Treasurer or Assistant Treasurer

Executed on 07/24/2019 By Todd Gloria Date Signature of Controlling Officeholder, Candidate, State Measure Proponent or Responsible Officer of Sponsor

Executed on By Date Signature of Controlling Officeholder, Candidate, State Measure Proponent

Executed on By Date Signature of Controlling Officeholder, Candidate, State Measure Proponent FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com COVER PAGE - PART 2 Recipient Committee CALIFORNIA Campaign Statement FORM 460 Cover Page — Part 2

Page 2 of 25

5. Officeholder or Candidate Controlled Committee 6. Primarily Formed Ballot Measure Committee

NAME OF OFFICEHOLDER OR CANDIDATE NAME OF BALLOT MEASURE

Todd Gloria OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE) BALLOT NO. OR LETTER JURISDICTION SUPPORT State Assembly Person: Assembly District 78 OPPOSE

RESIDENTIAL/BUSINESS ADDRESS (NO. AND STREET) CITY STATE ZIP Identify the controlling officeholder, candidate, or state measure proponent, if any. San Diego CA 92101 NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT

Related Committees Not Included in this Statement: List any committees not included in this statement that are controlled by you or are primarily formed to receive OFFICE SOUGHT OR HELD DISTRICT NO. IF ANY contributions or make expenditures on behalf of your candidacy.

COMMITTEE NAME I.D. NUMBER Todd Gloria for Mayor 2020 1414821

7. Primarily Formed Candidate/Officeholder Committee List names of CONTROLLED COMMITTEE? NAME OF TREASURER officeholder(s) or candidate(s) for which this committee is primarily formed. Nancy Haley X YES NO NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD COMMITTEE ADDRESS STREET ADDRESS (NO P.O. BOX) SUPPORT OPPOSE

CITY STATE ZIP CODE AREA CODE/PHONE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD SUPPORT Encinitas CA 92024 (619)708-9744 OPPOSE COMMITTEE NAME I.D. NUMBER NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD SUPPORT OPPOSE

CONTROLLED COMMITTEE? NAME OF TREASURER NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD SUPPORT YES NO OPPOSE COMMITTEE ADDRESS STREET ADDRESS (NO P.O. BOX)

CITY STATE ZIP CODE AREA CODE/PHONE Attach continuation sheets if necessary

FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Campaign Disclosure Statement SUMMARY PAGE Amounts may be rounded Statement covers period Summary Page to whole dollars. CALIFORNIA from ___O _l/� O_ l_ /� 2_01_ 9_ __ _ FORM 460

06 30 201 Page 3 of 25 SEE INSTRUCTIONS ON REVERSE through __ _ �/_� /� _ _ _9__ _ NAME OF FILER 1.0. NUMBER Todd Gloria for Assembly 2020 1416118 Column A ColumnB Calendar Year Summary for Candidates Contributions Received TOTAL THIS PERIOD CALENDAR YEAR (FROMATTACHEDSCHEDULES) TOTALTODATE Running in Both the State Primary and General Elections 1. Monetary Contributions ...... Schedule A, une 3 $ 25,246.00 $ 25,246.00 1/1 through 6/30 7/1 to Date 2. Loans Received ...... Schedule B, une3 0.00 0.00 20. Contr butions 3. SUBTOTAL CASH CONTRIBUTIONS ...... Add Lines 1 2 $ 25,246.00 $ 25,246.00 + Received $ ______$ _____ 0.00 0.00 4. Non monetary Contributions...... schedule c, une 3 21. Expenditures Made $ ______$ _____ 5. TOTAL CONTRIBUTIONS RECEIVED ...... Add unes 3 +4 $ 25,246.00 $ 25,246.00

Expenditures Made Expenditure Limit Summary for State 6. Payments Made...... Schedule E, une 4 $ 43,201.81 $ 43,201.81 Candidates 7. Loans Made...... Schedule H, une 3 0.00 0.00 22. Cumulative Expenditures Made" 8. SUBTOTAL CASH PAYMENTS...... Add Lines 6 + 7 $ 43,201.81 $ 43,201.81 (If Subject to Voluntary Expenditure Limit) 9. Accrued Expenses (Unpaid Bills) ...... Schedule F, une3 1,044 .51 1,044 .51 Date of Election Totalto Date (mm/dd/yy) 10. Nonmonetary Adjustment ...... Schedule c, une3 0.00 0 .00 11. TOTAL EXPENDITURESMADE ...... AddLines8+9+ 10 $ 44 ,246.32 $ 44 ,246.32 $ ______

Current Cash Statement $ ______0.00 12. Beginning Cash Balance...... Previous summaryPage, Une 16 $ To calculate Column B, add 13. Cash Receipts ...... Column A, Line3 above 25,246.00 amounts in Column A to the corresponding amounts 2 3,078 .05 •Amounts in this sectionmay be different from amounts 14. Miscellaneous Increases to Cash...... Schedule 1, une 4 9 from Column B of your last reported in Column B. report. Some amounts in 15. Cash Payments...... Column A, Line a above 43,201.81 Column A may be negative 275,122 .24 figures that should be 16. ENDING CASH BALANCE...... Add Unes 12 + 13 + 14, then subtract une 15 $ subtracted from previous If this is a termination statement, Line 16 must be zero. period amounts. If this is the first report being filed for this calendar year, only 17. LOAN GUARANTEES RECEIVED...... Schedule B, Part 2 $ 0.00 carry over the amounts from Lines 2, 7, and 9 (if Cash Equivalents and Outstanding Debts any). 18. Cash Equivalents ...... See instructions on reverse $ 0.00

19. Outstanding Debts ...... AddLine2+Une9inCotumnB above $ 1,044 .51 FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A SCHEDULE A Amounts may be rounded Statement covers period Monetary Contributions Received to whole dollars. CALIFORNIA from 01/01/2019 FORM 460

through 06/30/2019 Page 4 of 25 SEE INSTRUCTIONS ON REVERSE NAME OF FILER I.D. NUMBER

Todd Gloria for Assembly 2020 1416118

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR ( F COMMITTEE, ALSO ENTER I D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * ( F SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 02/26/2019 CA Chiropractic Assn. PAC (ID# 742986) IND N/A 2,500.00 2,500.00 P2020 $2,500.00 Sacramento, CA 95814 N/A X COM OTH PTY SCC 03/04/2019 Pechanga Band of Luiseno Indians IND N/A 2,000.00 2,000.00 P2020 $2,000.00 Temecula, CA 92593 N/A COM X OTH PTY SCC 04/12/2019 Yocha Dehe Wintun Nation IND N/A 1,150.00 1,150.00 P2020 $1,150.00 Brooks, CA 95606 N/A COM X OTH PTY SCC

04/15/2019 New Car Dealers Association PAC (ID# 902797) IND N/A 2,000.00 2,000.00 P2020 $2,000.00 San Diego, CA 92121 N/A X COM OTH PTY SCC 04/19/2019 California Association of Community Managers IND N/A 1,500.00 1,500.00 P2020 $1,500.00 PAC (ID# 983494) N/A Laguna Hills, CA 92653 X COM OTH PTY SCC

SUBTOTAL $ 9,150.00

Schedule A Summary *Contributor Codes 1. Amount received this period – itemized monetary contributions. IND – Individual 25,150.00 COM – Recipient Committee (Include all Schedule A subtotals.) ...... $ (other than PTY or SCC) 96.00 OTH – Other (e.g., business entity) 2. Amount received this period – unitemized monetary contributions of less than $100 ...... $ PTY – Political Party 3. Total monetary contributions received this period. SCC – Small Contributor Committee (Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ...... TOTAL $ 25,246.00 FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 01/01/2019 FORM 460

through 06/30/2019 Page 5 of 25

NAME OF FILER I.D. NUMBER

Todd Gloria for Assembly 2020 1416118

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR ( F COMMITTEE, ALSO ENTER I D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * ( F SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 04/19/2019 Ghost Management Group LLC IND N/A 4,700.00 4,700.00 P2020 $4,700.00 Irvine, CA 92618 N/A COM X OTH PTY SCC 04/24/2019 Sycuan Band of the Kumeyaay Nation IND N/A 2,000.00 2,000.00 P2020 $2,000.00 El Cajon, CA 92019-1832 N/A COM X OTH PTY SCC 05/01/2019 CA Veterinary Medical Assn. (ID# 771044) IND N/A 1,300.00 1,300.00 P2020 $1,300.00 Sacramento, CA 95815 N/A X COM OTH PTY SCC

05/13/2019 CA Professional Firefighters PAC - SCC (ID# IND N/A 1,000.00 1,000.00 P2020 $1,000.00 744058) N/A Sacramento, CA 95833 COM OTH PTY X SCC 05/16/2019 Apartment Assn of Orange County PAC (ID# N/A 1,500.00 1,500.00 P2020 $1,500.00 980470) IND N/A Santa Ana, CA 92701 X COM OTH PTY SCC

SUBTOTAL $ 10,500.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule A (Continuation Sheet) SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA from 01/01/2019 FORM 460

through 06/30/2019 Page 6 of 25

NAME OF FILER I.D. NUMBER

Todd Gloria for Assembly 2020 1416118

IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR ( F COMMITTEE, ALSO ENTER I D. NUMBER) OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED CODE * ( F SELF-EMPLOYED, ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) 05/16/2019 CA New Car Dealers Association PAC (ID# IND N/A 1,000.00 1,000.00 P2020 $1,000.00 741623) N/A Sacramento, CA 95814 X COM OTH PTY SCC 05/21/2019 Deloitte Services LP IND N/A 2,000.00 2,000.00 P2020 $2,000.00 Hermitage, TN 37076 N/A COM X OTH PTY SCC 05/23/2019 Re-Elect Fiona Ma for State Treasurer 2022 IND N/A 2,500.00 2,500.00 P2020 $2,500.00 (ID# 1414254) N/A Sacramento, CA 95864 X COM OTH PTY SCC

IND COM OTH PTY SCC IND COM OTH PTY SCC

SUBTOTAL $ 5,500.00

*Contributor Codes IND – Individual COM – Recipient Committee (other than PTY or SCC) OTH – Other (e.g., business entity) PTY – Political Party SCC – Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule D SCHEDULE D Summary of Expenditures Statement covers period CALIFORNIA Supporting/Opposing Other Amounts may be rounded to whole dollars. 01/01/2019 FORM 460 Candidates, Measures and Committees from

06/30/2019 7 25 SEE INSTRUCTIONS ON REVERSE through Page of NAME OF FILER I.D. NUMBER

Todd Gloria for Assembly 2020 1416118

CUMULATIVE TO DATE PER ELECTION NAME OF CANDIDATE, OFFICE, AND DISTRICT, OR DATE TYPE OF PAYMENT DESCRIPTION AMOUNT THIS CALENDAR YEAR TO DATE MEASURE NUMBER OR LETTER AND JURISDICTION, (IF REQUIRED) PERIOD (JAN. 1 - DEC. 31) ( F REQUIRED) OR COMMITTEE 03/27/2019 Chris Ward 4,700.00 4,700.00 P2020 $4,700.00 State Assembly Person X Monetary District: 78 Contribution Nonmonetary Contribution Independent X Support Oppose Expenditure 03/27/2019 Kamala Harris 1,000.00 1,000.00 P2020 $1,000.00 President X Monetary United States Contribution Nonmonetary Contribution Independent X Support Oppose Expenditure 03/27/2019 Tasha Boerner Horvath 4,700.00 4,700.00 P2020 $4,700.00 State Assembly Person X Monetary District: 76 Contribution Nonmonetary Contribution Independent X Support Oppose Expenditure

SUBTOTAL $ 10,400.00

Schedule D Summary 1. Contributions and independent expenditures made this period of $100 or more. (Include all Schedule D subtotals.) ...... $ 21,345.85

2. Unitemized contributions and independent expenditures made this period of under $100 ...... $ 25.00

3. Total contributions and independent expenditures made this period. (Add Lines 1 and 2. Do not enter on the Summary Page.) ...... TOTAL $ 21,370.85

FPPC Form 460 (Jan/2016) www.netfile.com FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov Schedule D (Continuation Sheet) SCHEDULE D (CONT.) Summary of Expenditures Amounts may be rounded Statement covers period to whole dollars. CALIFORNIA Supporting/Opposing Other from 01/01/2019 FORM 460 Candidates, Measures and Committees through 06/30/2019 Page 8 of 25 NAME OF FILER I.D. NUMBER

Todd Gloria for Assembly 2020 1416118

NAME OF CANDIDATE, OFFICE, AND DISTRICT, OR CUMULATIVE TO DATE PER ELECTION DATE TYPE OF PAYMENT DESCRIPTION AMOUNT THIS MEASURE NUMBER OR LETTER AND JURISDICTION, CALENDAR YEAR TO DATE (IF REQUIRED) PERIOD (JAN. 1 - DEC. 31) ( F REQUIRED) OR COMMITTEE 05/02/2019 San Diego Democrats for Equality 150.00 150.00 P2020 $150.00 X Monetary Contribution Nonmonetary Contribution Independent X Support Oppose Expenditure 05/03/2019 California Democratic Party 295.85 295.85 P2020 $295.85 X Monetary Contribution Nonmonetary Contribution Independent X Support Oppose Expenditure 05/20/2019 API Leadership PAC 500.00 500.00 P2020 $500.00 X Monetary Contribution Nonmonetary Contribution Independent X Support Oppose Expenditure 05/23/2019 San Diego County Democratic Party 5,000.00 5,000.00 P2020 $5,000.00 X Monetary Contribution Nonmonetary Contribution Independent X Support Oppose Expenditure

SUBTOTAL $ 5,945.85

Todd Gloria for Assembly 2020 1416118

NAME OF CANDIDATE, OFFICE, AND DISTRICT, OR CUMULATIVE TO DATE PER ELECTION DATE TYPE OF PAYMENT DESCRIPTION AMOUNT THIS MEASURE NUMBER OR LETTER AND JURISDICTION, CALENDAR YEAR TO DATE (IF REQUIRED) PERIOD (JAN. 1 - DEC. 31) ( F REQUIRED) OR COMMITTEE 06/24/2019 Christy Smith 1,000.00 1,000.00 P2020 $1,000.00 State Assembly Person X Monetary District: 38 Contribution Nonmonetary Contribution Independent X Support Oppose Expenditure 06/24/2019 Cottie Petrie-Norris 1,000.00 1,000.00 P2020 $1,000.00 State Assembly Person X Monetary District: 74 Contribution Nonmonetary Contribution Independent X Support Oppose Expenditure 06/24/2019 Rebecca Bauer-Kahan 1,000.00 1,000.00 P2020 $1,000.00 State Assembly Person X Monetary District: 16 Contribution Nonmonetary Contribution Independent X Support Oppose Expenditure 06/24/2019 James Ramos 1,000.00 1,000.00 P2020 $1,000.00 State Assembly Person X Monetary District: 40 Contribution Nonmonetary Contribution Independent X Support Oppose Expenditure

SUBTOTAL $ 4,000.00

Todd Gloria for Assembly 2020 1416118

Monetary Contribution Nonmonetary Contribution Independent Support Oppose Expenditure

SUBTOTAL $ 1,000.00

FPPC Form 460 (Jan/2016) www.netfile.com FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov SCHEDULE E Schedule E Statement covers period Amounts may be rounded CALIFORNIA Payments Made to whole dollars. FORM 460 from 01/01/2019

06/30/2019 11 25 SEE INSTRUCTIONS ON REVERSE through Page of NAME OF FILER I.D. NUMBER

Todd Gloria for Assembly 2020 1416118

CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contr butions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE ( F COMMITTEE, ALSO ENTER I D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID

Safeguard Business Systems OFC 118.96 Chicago, IL 60680-1043

Nick Serrano CNS 500.00 San Diego, CA 92101

Eduardo Martinez MTG 31.39 West Sacramento, CA 95691

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 650.35

Schedule E Summary 1. Itemized payments made this period. (Include all Schedule E subtotals.) ...... $ 42,827.44 2. Unitemized payments made this period of under $100 ...... $ 374.37 3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column (e).) ...... $ 0.00 4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.) ...... TOTAL $ 43,201.81

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 01/01/2019

through 06/30/2019 12 25 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

Todd Gloria for Assembly 2020 1416118 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contr butions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Chris Ward for Assembly 2020 (ID# 1415056) CTB 4,700.00 Encinitas, CA 92024

Kamala Harris for the People (ID# C00694455) CTB 1,000.00 Washington, DC 20001

Tasha Boerner Horvath for Assembly 2020 (ID# 1414240) CTB 4,700.00 Encinitas, CA 92024

Ella Dining Room & Bar MTG 03/26/19: Staff Mtg. w/Candidate +5 103.85 Sacramento, CA 95814

The Brigantine MTG 4/5/19: Staff Lunch post Border Summit w/Candidate +3 155.11 Imperial Beach, CA 91932

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 10,658.96

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov Schedule E SCHEDULE E (CONT.) Statement covers period (Continuation Sheet) Amounts may be rounded CALIFORNIA to whole dollars. FORM 460 Payments Made from 01/01/2019

through 06/30/2019 13 25 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Eduardo Martinez MTG 73.74 West Sacramento, CA 95691

San Diego LGBT Pride CVC 500.00 San Diego, CA 92104-3555

Bay Cities Transportation TRC Debit Card Adj. - Leg. Event Transportation 192.00 San Carlos, CA 94070

Scott & Cronin, LLP PRO 2,301.36 Encinitas, CA 92024-8705

The Gemini Group WEB 268.04 Williamsburg, VA 23185

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 3,335.14

through 06/30/2019 14 25 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) The San Diego Padres MTG 4/19/19 'Out at the Park Night' - 7 tickets @ $25 175.00 San Diego, CA 92101 ea.

Climate Action Campaign CVC 1,500.00 San Diego, CA 92116

Southwest Airlines TRC 5/6-5/9/19 SMF-SAN for Leg Duties 251.96 Dallas, TX 75235-1908

Barrio Star MTG 05/02/19: 'Dining Out for Life' Staff Lunch 251.35 San Diego, CA 92101 (Candidate +6)

San Diego Democrats for Equality (ID# 861405) CTB 150.00 San Diego, CA 92163

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 2,328.31

through 06/30/2019 15 25 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) California Democratic Party (ID# 741666) CTB 295.85 Sacramento, CA 95814

KM Strategies, Inc. FND See Sch. G 619.44 San Diego, CA 92103

Southwest Airlines TRC 5/13-5/16/19 SMF - SAN for Leg Duties 358.96 Dallas, TX 75235-1908

The SD LGBT Center CVC 1,500.00 San Diego, CA 92163

Scott & Cronin, LLP PRO 1,000.00 Encinitas, CA 92024-8705

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 3,774.25

through 06/30/2019 16 25 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Ambrosia Fine Food, Inc. MTG 5/21/19: Latino Caucus Bkfst. Mtg. 241.02 Sacramento, CA 95815

KM Strategies, Inc. CNS 2,377.50 San Diego, CA 92103

Puja Navaney TRS Staff: 5/31-6/1/19 Lodging for CA Dem Party 463.94 Sacramento, CA 95814 Convention

Southwest Airlines TRC 5/20-5/21 SMF-SAN for Leg Duties 271.96 Dallas, TX 75235-1908

Southwest Airlines TRC 5/31-6/2/19: SAN-SFO-SAN for CA Dem Party Convention 269.96 Dallas, TX 75235-1908

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 3,624.38

through 06/30/2019 17 25 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) API Leadership PAC (ID# 1410185) CTB 500.00 Sacramento, CA 95814

Puja Navaney OFC 31.97 Sacramento, CA 95814

San Diego County Democratic Party (ID# 741906) CTB 5,000.00 San Diego, CA 92111-1320

Black American Poilitical Action of CA (BAPAC) SD Chapter CVC 500.00 San Diego, CA 92174

Southwest Airlines TRS Staff: 5/31-5/2/19 SAN-SFO-SAN for CA Dem Party 349.96 Dallas, TX 75235-1908 Convention

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 6,381.93

through 06/30/2019 18 25 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Puja Navaney MTG 72.77 Sacramento, CA 95814

Archive Bar & Kitchen MTG 5/31/19: Staff Lunch @ CA Dem Party Convention 210.65 San Francisco, CA 94105 (Candidate +6)

Eduardo Martinez TRS Staff: 5/31-6/1/19 Lodging for CA Dem Party 426.68 West Sacramento, CA 95691 Convention

Tropisueno MTG 06/01/19: Staff Lunch @ CA Dem Party Convention 106.56 San Francisco, CA 94103 (Candidate +7)

Haley & Company LLC PRO 1,000.00 Encinitas, CA 92024

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 1,816.66

through 06/30/2019 19 25 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Lorena Gonzalez for Assembly 2020 (ID# 1414350) MTG Reimb. Delegates Breakfast @ CA Dem Party Convention 1,037.50 Encinitas, CA 92024

San Francisco Marriott Marquis TRC 5/31-6/1/19 Lodging for CA Dem Party Convention 673.38 San Francisco, CA 94103

San Francisco Marriott Marquis TRS Staff: Lodging 5/31-6/1/19 CA Dem Party Convention 673.38 San Francisco, CA 94103

San Francisco Marriott Marquis TRS Staff: Lodging 5/31-6/1/19 CA Dem Party Convention 650.14 San Francisco, CA 94103

KM Strategies, Inc. CNS 1,395.00 San Diego, CA 92103

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 4,429.40

through 06/30/2019 20 25 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Javier Gomez TRS Staff: Airfare & Lodging for CA Dem Party Convention 267.50 San Diego, CA 92116

Christy Smith for Assembly 2020 (ID# 1414296) CTB 1,000.00 Valencia, CA 91355

Cottie Petrie-Norris for Assembly 2020 (ID# 1414368) CTB 1,000.00 Costa Mesa, CA 92627

Alina Hernandez TRS See Sch. G 560.56 Sacramento, CA 95811

Rebecca Bauer-Kahan for Assembly 2020 (ID# 1414500) CTB 1,000.00 Orinda, CA 94563

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 3,828.06

through 06/30/2019 21 25 SEE INSTRUCTIONS ON REVERSE Page of NAME OF FILER I.D. NUMBER

NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Re-Elect James Ramos for Assembly 2020 (ID# 1414557) CTB 1,000.00 Sacramento, CA 95814

Sabrina Cervantes for Assembly 2020 (ID# 1414122) CTB 1,000.00 Sacramento, CA 95815

* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 2,000.00

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov SCHEDULE F Schedule F Amounts may be rounded Statement covers period CALIFORNIA Accrued Expenses (Unpaid Bills) to whole dollars. FORM from 01/01/2019 460

06/30/2019 through Page 22 of 25 SEE INSTRUCTIONS ON REVERSE NAME OF FILER I.D. NUMBER

Todd Gloria for Assembly 2020 1416118 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contr butions CTB contr bution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)

(a) (b) (c) (d) NAME AND ADDRESS OF CREDITOR CODE OR OUTSTANDING AMOUNT INCURRED AMOUNT PAID OUTSTANDING (IF COMMITTEE, ALSO ENTER I D. NUMBER) DESCRIPTION OF PAYMENT BALANCE BEGINNING THIS PERIOD THIS PERIOD BALANCE AT CLOSE OF THIS PERIOD (ALSO REPORT ON E) OF THIS PERIOD Haley & Company LLC PRO 0.00 1,017.79 0.00 1,017.79 Encinitas, CA 92024

Payments that are contributions or independent expenditures must also be * 0.00 1,017.79 0.00 1,017.79 summarized on Schedule D. SUBTOTALS $ $ $ $ Schedule F Summary 1. Total accrued expenses incurred this period. (Include all Schedule F, Column (b) subtotals for accrued expenses of $100 or more, plus total unitemized accrued expenses under $100.)...... INCURRED TOTALS $ 1,044.51 2. Total accrued expenses paid this period. (Include all Schedule F, Column (c) subtotals for payments on accrued expenses of $100 or more, plus total unitemized payments on accrued expenses under $100.) ...... PAID TOTALS $ 0.00 3. Net change this period. (Subtract Line 2 from Line 1. Enter the difference here and on the Summary Page, Column A, Line 9.) ...... NET $ 1,044.51 May be a negative number

FPPC Form 460 (Jan/2016) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) www.netfile.com www.fppc.ca.gov Schedule G SCHEDULE G Payments Made by an Agent or Independent Amounts may be rounded Statement covers period CALIFORNIA to whole dollars. Contractor (on Behalf of This Committee) from 01/01/2019 FORM 460

06/30/2019 through Page 23 of 25 SEE INSTRUCTIONS ON REVERSE NAME OF FILER I.D. NUMBER

Todd Gloria for Assembly 2020 1416118 NAME OF AGENT OR INDEPENDENT CONTRACTOR Alina Hernandez CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contr butions CTB contr bution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail) * Payments that are contributions or independent expenditures must also be summarized on Schedule D.

NAME AND ADDRESS OF PAYEE OR CREDITOR CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) InterContinental Hotel & Resort TRS Staff: Lodging 5/31-6/1/19 CA Dem Party Convention 560.56 San Francisco, CA 94103

Attach additional information on appropriately labeled continuation sheets. TOTAL* $ 560.56

* Do not transfer to any other schedule or to the Summary Page. This total may not equal the amount paid to the agent or independent contractor as reported on Schedule E. FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule G SCHEDULE G Payments Made by an Agent or Independent Amounts may be rounded Statement covers period CALIFORNIA to whole dollars. Contractor (on Behalf of This Committee) from 01/01/2019 FORM 460

06/30/2019 through Page 24 of 25 SEE INSTRUCTIONS ON REVERSE NAME OF FILER I.D. NUMBER

Todd Gloria for Assembly 2020 1416118 NAME OF AGENT OR INDEPENDENT CONTRACTOR KM Strategies, Inc. CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contr butions CTB contr bution (explain nonmonetary)* OFC office expenses SAL campaign workers’ salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail) * Payments that are contributions or independent expenditures must also be summarized on Schedule D.

NAME AND ADDRESS OF PAYEE OR CREDITOR CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE, ALSO ENTER I.D. NUMBER) Brasserie Capitale FND 619.44 Sacramento, CA 95814-3973

Attach additional information on appropriately labeled continuation sheets. TOTAL* $ 619.44

* Do not transfer to any other schedule or to the Summary Page. This total may not equal the amount paid to the agent or independent contractor as reported on Schedule E. FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Schedule I SCHEDULE I Miscellaneous Increases to Cash Amounts may be rounded Statement covers period CALIFORNIA to whole dollars. FORM 460 from 01/01/2019

through 06/30/2019 Page 25 of 25 SEE INSTRUCTIONS ON REVERSE NAME OF FILER I.D. NUMBER

Todd Gloria for Assembly 2020 1416118

DATE AMOUNT OF FULL NAME AND ADDRESS OF SOURCE DESCRIPTION OF RECEIPT RECEIVED ( F COMMITTEE, ALSO ENTER I D. NUMBER) INCREASE TO CASH 03/19/2019 Todd Gloria for Assembly 2018 (ID# 1392977) Transfer 293,078.05 San Diego, CA 92101

Attach additional information on appropriately labeled continuation sheets. SUBTOTAL $ 293,078.05

Schedule I Summary 1. Itemized increases to cash this period...... $ 293,078.05 2. Unitemized increases to cash of under $100 this period...... $ 0.00 3. Total of all interest received this period on loans made to others. (Schedule H, Column (e).) ...... $ 0.00 4. Total miscellaneous increases to cash this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Line 14.) ...... TOTAL $ 293,078.05 FPPC Form 460 (Jan/2016) FPPC Advice: [email protected] (866/275-3772) www.fppc.ca.gov www.netfile.com Nick Serrano 3,864 Tweets

8@ Follow

Nick Serrano @TheNickSerrano Follows you

Cornrnunications Director, @AsmToddGloria. Carnpaign Manager, @ToddGloria for Mayor. Co-Chair, @SanDiegoPride. @SDSU Alurn. Opinions are my own. #ForThePeople @) San Diego, CA c9 linkedin.com/in/nserrano1 [[] Joined July 2011 1,027 Following 1,168 Followers l),I) Followed by SD City Attorney. ProgressiveSanDiego, and 78 others you follow

Tweets Tweets & replies Media Likes