Exhibit EN-LWB-1
American Fisheries Society Society Monograph Monograph 9:287-317,9:287-317, 2004 286 MULLANEYMUllANEY © 2004 by thethe AmericanAmerican FisheriesFisheries SocietySociety
Connecticut, 1969-88. U.S.U.S. GeologicalGeological SurveySurvey Connecticut and Massachusetts portionportion ofof Tham Thameses, Water-Resources InvestigationsInvestigations ReportReport 9~161,96-4161, Connecticut, andand HousatonicHousatonic river river basins. basins. PresentedPresented Hartford, Connecticut. before the Natural ResourcesResources andand Power Power Subcom- Subcom Trench, E. C. T. 2000. Nutrient sources and loads in mittee of the House CommitteeCommittee onon Government,Government, 4 Salmon the Connecticut, Housatonic, and Thames riverriver October 1963,1963, U.S.U.S. DepartmentDepartment of of Health, Health, Educa-Educa An Overview ofof thethe ProgramProgram toto RestoreRestore AtlanticAtlantic Salmon basins. U.S. Geological SurveySurvey Water-Resources tion and Welfare, Region I, Boston. and OtherOther DiadromousDiadromous Fishes to the Connecticut RiverRiver withwith Investigations Report 99-4236, East Hartford,Hartford, Vecchia, A. V. 1985.1985. PeriodicPeriodic autoregressive-movinautoregressive-movingg Connecticut. average (PARMA)(PARMA) modeling withwith applicationsapplications toto Notes on the CurrentCurrent Status o~of thesethese Species inin thethe RiverRiver Trench, E.E. C.C. T., and A. V. Vecchia.Vecchia. 2002.2002. Water-qualityWater-quality water resources.resources. WaterWater ResourcesResources BulletinBulletin design for streams in 21(5):721-730. trend analysis and sampling design for streams in STEPHEN GEPHARD*GEPHARD* Connecticut, 1968-98. U.S.U.S. GeologicalGeological SurveySurvey Vecchia, A. V. 2000. Water-quality trendtrend analysisanalysis andand Connecticut Department ofof Environmental Protection, Inland Fisheries Division Water-Resources Investigations ReportReport 02--4011,02-4011, sampling design forfor thethe Souris River,River, Saskatchewan,Saskatchewan, Connecticut Department Post Office Box 719, Old Lyme, Connecticut06371,Connecticut 06371, USA East Hartford, Connecticut. North Dakota, andand Manitoba.Manitoba. U.S.U.S. GeologicalGeological Sur-Sur Post Office Box U.S. Department of Health, Education and Welfare. 1963. vey Water- Resources InvestigationsInvestigations ReportReport 00- Statement on water quality management, states of 4019, Bismarck, North Dakota. JAMES McMENEMYMCMENE/vIY Vermont Department of Fish and Wildlife, Springfield Regional Office 100 Mineral Street, Suite 302, Springfield, Vermont 05156, USA
11114- 0 Abstract.-AAbstract.—A federal and multi-state cooperative program to restorerestore AmericanAmerican shadAlosashadAlosa sapidissima N[1111111111111M has evolved and Atlantic salmon Salmo salar to the Connecticut River basin was begun in 1967 and has evolved 11111111i111111111111 to include many other species. The program began inin the last years oftheof the ConnecticutConnecticut River EcologiEcologi- cal Study, but most of itsits activitiesactivities havehave occurredoccurred sincesince thethe studystudy ended.ended. TheThe ConnecticutConnecticut RiverRiver INm Atlantic Salmon Commission managesmanages thethe program. Emphasis has been placed on the provision of fish passage at barrier dams. Early fishwaysfishways were justified on the basis of existing American shad runs, and later upriver fishfishways ways were built to support future salmon runs. FishFishways ways exist at fivefive mainmain- IIIIINIIIlillilllilllli stem dams and eight tributarytributary dams, with facilities for downstream fish passage provided at many additional dams. Salmon restoration has been pursued with stockingstocking of hatchery-rearedhatchery-reared fry and additional dams. Salmon 11I111 111111111114111111N11!111111 smolts, catch prohibitions, kelt reconditioning, fish health management, and various genetic managemanage- ment and marking schemes. Annual runs typically have numbered in the hundreds but recently have lfYIIIYNIII declined to less than 100 at the same timetime runsruns elsewhereelsewhere throughthrough thethe species'species' range have also declined. Annual runsruns ofof American shad,shad, blueback herringherring A. aestivalis, and alewife A. pseudoharengus increased but recently experienced declines, for which stock recovery of the striped bass MoroneMarone saxatilis is thoughtthought toto bebe atat leastleast partiallypartially responsible.responsible. Gizzard shad Dorosoma cepedianum and hickory shad A. mediocris experienced significant range extensions into the Connecticut River basin IIY since the 1990s,1990s, and thethe numbernumber ofof nonspawningnonspawning striped bass that enter thethe riverriver annuallyannually has since the IIY of the status in the Connecticut ~~~--- increased dramatically during thethe same timetime period. Brief reviews of the status in the Connecticut 1111IIIIIINIIIIIKIIilllllllllllllllmll~ River basin of these anadromous species as well as of the shortnose sturgeonAcipensersturgeon Acipenser brevirostrum, Atlantic sturgeon A. oxyrinchus, white perch MoroneMarone americana, rainbow smelt Osmerus mordax, I 1111111INRIN WXtlI sea lamprey Petromyzon marinus, midand sea-run brown trout Salmo trutta and the catadromous AmeriAmeri- can eel Anguilla rostrata are provided.
Introduction cending many tributaries of the river untiluntil gener-gener ally stoppedstopped by waterfallswaterfalls (Atkins(Atkins 1874).1874). RunsRuns Diadromousfish fish speciesspecies were very abundantabundant were extirpated in southernsouthern tributariestributaries beginningbeginning throughouftthe the Connecticut Connecticut River River basinbasin prior to in thethe earlyearly toto mid-1700smid-1700s duedue toto thethe constructionconstruction Europeancontact contact (Moffitt (Moffitt etet al.al. 1982). Atlantic of damsdams to powerpower millsmills andand factories.factories. The first Balloon Salmo salar are reported to havehave ascendedascended dam that completelycompletely blocked the main-stemmain-stem river the riverapproximately approximately 615 615 kmkm toto the presentpresent· was built in 17981798 near the present day site of Turn-Turn day citeof of Beechers Beechers Falls,Falls, VermontVermont (Atkins(Atkins 1874; ers Falls, Massachusetts,Massachusetts, and it resulted in thethe Kkimiall1935; 1935; Moffitt Moffitt et et al. al. 1982), 1982), asas well as- extirpation of the last run ofof AtlanticAtlantic salmonsalmon to the riverriver (Atkins(Atkins 1874;1874; CRASCCRASC 1998).1998). EveryEvery Corresponding author: [email protected] other diadromous fish species was able to survivesurvive
287 Exhibit EN-LWB-1
288 GEPHARD AND MCMENEMY AN OVERVIEW OF THE PROGRAM TO RESTORE ATLANTic SALMON AND OTHER DIADROMOUS FISHES 289 but apparently in greatly reduced numbers, even each state and federal agency. It was charged with as downstream dams were built in Holyoke, Mas carrying out the necessary field activities (culture sachusetts and Enfield, Connecticut (Figure 1) and stocking of juvenile salmon, adult capture, because some spawning habitat for these species transport, holding, and spawning, egg incubation, remained accessible downstream of all of the dams. etc.). The states typically funded their activities through Sport Fish Restoration Funds (authorized by the "Dingell-Johnson Act" and later the "Wal Early History of Restoration lop-Breaux Act"). Dams Tributaries Efforts The U.S. Fish and Wildlife Service (USFWS) Leesville 1. Eidl.mttnile River provided a river program coordinator to expedite The first effort to restore runs of fish to the Con 2. Salmon River communication among the partners and coordi Rainbow 3.F~nRiver necticut River was initiated in 1867 when the 4. Westfield River nate their efforts. In a sense, the coordinator was a 5. Manhan River newly created Fish Commissions of the four Con Enfield 6; Mill River one-person staff for the program. The four states necticut River states (Connecticut, Massachusetts, 7. MillRiver helped fund the coordinator's office. DSI 8. Fort River New Hampshire, Vermont) met to organize the ef 9. Sawmill River During the final years of the Connecticut River fort (CRASC 1998). The restoration program re Holyoke 10, DEierfield River Ecological Study, the restoration program was get 11. Filii River sulted in hundreds of salmon returning to the 12'. Millms River ting organized, and the Policy and Technical com Turners Falls 13. Four Mile Brook Connecticut, but the effort was abandoned after 14. Mill Brook · mittees were in negotiation with the power Vernon 15. Ashuelot River 25 years due to the lack of effective fish passage t 16. West River companies about the provision of fish passage at at the dams and the failure to protect the return 17. Cold River the Holyoke, Turners Falls, Vernon, Bellows Falls, Bellows Falls N l8., Saxtons River ing salmon from harvesting (Foster 1991). There and Wilder dams (dams 5 through 9 in Figure 1) 19. Willlains River is no indication that the program increased runs Wilder .20. Black River (Foster 1991). However, by the time the study con 21. Little Sugar River of other species to the river. 22. Sugar River cluded in 1972, only token numbers of salmon Ryegate The Connecticut River suffered from severe 23. Ottauqu:echee River had actually been stocked, no adult returns had .24. BloodS Brook water pollution and heavy exploitation of remnant 25. Mascoma River been documented, and virtually no efforts had been 26. Wbfte River · runs of fish throughout much of the 1900s, but expended on behalf of other diadromous fish spe .28.27. ~.· _poRi:!l:'Panoosuc R much of the original habitat for salmon and other ulllls · ver cies. Fisheries biologists from the USFWS and in 29. Wells River diadromous fish species remained, due to the rural dividual state agencies along with experienced ao. Ammonoosuc River character of much of the basin. In 1965, the U.S. 31. Stevens River salmon anglers assessed the habitat upstream of 32. Passumpsic Rivet Congress passed the Anadromous Fish Conserva 33. Johns River the dams to confirm that suitable habitat for Atlan 34. Israel River '-'' tion Act (Public Law 89-304) that provided fed 35. Upper Anu:nonoosuc R. tic salmon persisted after nearly 200 years of hu eral funds to states that joined cooperatively to 36. P.iw Stream. man impacts. This effort resulted in the targeting :Jl.NuJheganRiver restore anadromous fish runs to their rivers. There of five major tributaries for the program: Salmon 38. Mohawk: River had been growing interest since the 1940s to at River (#2 in Figure 1), Farmington River (#3), tempt to restore Atlantic salmon to the river. The Westfield River (#4), Deerfield River (#10), West availability of federal funds in 1967 prompted the River (#16), White River (#26), and Ammono~suc <:: four states to once again unite to create an anadro River (#30). The locations of these targeted tnbu mous fish restoration program for the Connecticut taries determined which dams were targeted for fish River (Foster 1991). The original governing body passage. Other tributaries were targeted for restora of the restoration program was named "The Policy tion later in the program. Committee for Fisheries Management of the Con necticut River Basin" (the Policy Committee). It
consisted of fish and game commissioners from Creation of the "Commission" Scale ... 1:2,000;000 each of the four states as well as high level admin 1\,filp by1he U. a Floh &. Wildlffl, Service The program partners sought congresswn· a! au. Connecllcu~ Rlwr Coon~Jmotar'e Office. istrators from the U.S. Bureau of Sport Fisheries . · · whtch (later to become the U.S. Fish and Wildlife Service) thorization for an mterstate commtsswn, and the U.S. Bureau of Commercial Fisheries (later they received in 1983 when Congress passed P.L. 1. Connecticut River basin with key dams and tributary watersheds. to become the NOAA-Fisheries). The Policy Com 98-138 and the states passed related State Acts, mittee received scientific advice from the "Tech creating the Connecticut River Atlantic Sal~on was similar, adding one private sector nical Committee for Fisheries Management of the Commission. The commission met for the first tu~e from each state (appointed by the state's P_rime focus of CRASC, but management deci Connecticut River Basin" (Technical Committee), in January of 1984 (Foster 1991). The comnus The current membership of the CRAse swn_s concerning other diadromous species are sion commonly referred to by its acron~mts . abbreviations used in this paper are rout~nely made by CRASC. The original act au which was comprised of a fisheries biologist from ' · but 1 CRASC, replaced the Policy Commtttee, In Table 1. Atlantic salmon remains the thonzed CRASC to exist for 20 years. In 2002, Congress passed P.L. 107-171, which re-autho- Exhibit EN-LWB-1
290 GEPHARD AND MCMENEMY AN OVERVIEW OF THE PROGRAM 1D RESTORE AT LANTIC SALMON AND OTHER DIADROMOUS FISHES 291 TABLE 1. Members of the Connecticut River Atlantic Salmon Commission and active partners of the commission dam_other than CRASC resolutions opposing vari presence of an observation window in the flu in the restoration program. (Abbreviations in parenthesis are used throughout the text.) ous mformal proposals to rebuild it. allowed enumeration. Other fishways were b~~ Partners A fish elevator installed at the 10-m-hi h Voting members between the late 1970s and early 1990s (Table 2) Holyo~e ~am (rkm 139, #5 in Figure 1) beg!n United States Department of Agriculture, U.S. Forest ~hese opened the lower 440 km of the main-ste~ State of Connecticut, Department of operatw? m 1955 primarily to provide passage Service (USFS) nver and portions of targeted lower tributaries to Environmental Protection (CTDEP) of Amencan shad Alosa sapidissima (Moffitt et State of Massachusetts, Division of Fisheries United States Department oflnterior, U.S. Geological fish passage. Most of these facilities were built by al. _1982). By modem standards, the elevator was and Wildlife (MADFW) Survey, Biological Resources Division (USGS th~ po~er companies as a result of project rudm~entary. Workers were required to push lifted State of Massachusetts, Division of Marine BRD) rehcensmg requirements of the Federal Ener United States Department of Defense, U.S. Army shad m handcarts to the headpond for release. It Fisheries Regulatory. (FERC) following fisf. allowed succ~ssfu~ spawning of shad above the C~mmission State of Vermont, Department ofFish and Wildlife Corps of Engineers way prescnptwns by the USFWS or a result of dam for the fust time since 1849 Th H I k (VTDFW) Northeast Utilities f T . e o yo e settlement agreements between the companies Pacific Gas and Electric Company . act tty was expanded in 1975 to a two-lift facil- State of New Hampshire, Fish and Game and the states/federal government D · · Connecticut River Watershed Council tt! and I_TIOdified so that the lift hoppers emptied b . · ectswns to Department (NHFGD) mid most of these fishways were made befo Connecticut River Salmon Association ?trectly mto an exit flume, allowing fish to swim United States, Department of Interior, U.S. Fish a_ny adult Atlantic salmon had returned to t~e Trout Unlimited mto the headpond of their own volition. This & Wildlife Service (USFWS) nver. Justification for all fishways downstream o~ United States, Department of Commerce, National Various watershed councils focused on tributary upgrad~ was a result of negotiations by the Policy Bellows Falls, Vermont (rkm 280) was based o Oceanic Atmospheric Administration, watersheds Committee (Stephen Rideout U S G I . I , . . eo ogtca the need to pass the sizeable existing run of Ameri~ National Marine Fisheries Service Survey [USGS], Director- Conte Anadromous Fish can shad (Moffitt et al. 1982). Fishways at the ~Ill! (NOAA-Fisheries) Research Center, personal communication). The dams at Bellows Falls (#8 in Figure 1) and Wilder
rized CRASC for another 20 years. During its first reared smolts, and expected future adult returns in the range of 900-15,000 (CRASC 1998). Figure 1 20 years, CRASC received no federal appropria D TABLE 2. Status of upstream fish passage facilities at key dams in the Connecticut River basin tions and had no budget. It accomplished neces shows the tributary streams targeted for salmon res sary tasks of the restoration program through the toration as well as the dams that currently have fish Year installed passage and dams targeted for future fish passage Holyoke Connecticut Holyoke, MA funded activities of its member agencies. Not all Hydro 2004A Lift 1955,1976, facilities (CRASC 1998). Other fisheries manage restoration activities for diadromous species in 2003 modi ment plans were adopted for other diadromous spe the watershed are conducted by CRASC. Turners Falls fications cies and will be discussed later. Connecticut Turners Falls, The Technical Committee continues its Hydro 1889A Ice Harbor 1980 MA mandate within CRASC, working with a number Vernon Connecticut Vernon, VT of subcommittees (Salmon Studies, Shad Stud Fish Passage Facilities Hydro 1904A Ice Harbor/ 1981 II ies, Genetics, Smolt Advisory, and Fish Passage) Bellows Falls vertical slot Connecticut Rockingham, Hydro staffed by committee members as well as col Provision of fish passage is the foundation of the 1855A vertical slot 1984 '•I I VT leagues from their agencies and others, includ restoration program. The basin contains more than Wilder Connecticut Hartford, VT Hydro ing researchers. CRASC typically meets twice a 1,000 dams, many which are located within the 1892A modified Ice 1987 ' Harbor year and the Technical Committee three or four historical range of diadromous species. The first Ryegate Connecticut Ryegate, VT Hydro 8011A times a year, and the workgroups regularly, as fishways on the river were built prior to the initia n.a. Scheduled for tion of the restoration program. A ramp was in future• needed. McColloch RowlandBrk OldLyme,CT Aesthetics n.a. pool and weir The U.S. Fish & Wildlife Service (USFWS) stalled in the 2-m-high Enfield Dam (river Mary Steube MillBrook OldLyme,CT Aesthetics n.a. steeppass program coordinator now serves as executive sec kilometer [rkm] 110, #3 in Figure 1) in 1933 Moulson Pond Eightmile Lyme,CT Hydro n.a. steeppass 1997 retary for CRASC, works with the Technical Com (Moffitt et al. 1982). This timber crib-stone dam Lower Pond Joshua Creek Lyme,CT Aesthetics n.a. pool and weir/ mittee, coordinates the activities of all of the has always been overtopped by water and some steeppass partners, acts as the primary means of communi fish were always able to surmount it. The effec Leesville Salmon East Haddam, Fisheries n.a. De nil 1980 cation among the partners, and serves as the con tiveness of the ramp was never clearly documented. CT tact person for the restoration program. The dam continually deteriorated during the Farmington Windsor,CT Hydro n.a. vertical slot 1976 The Atlantic salmon restoration effort has been 1950s-1970s (Robert A. Jones, Director, Con Westfield Westfield, MA Hydro 2608A Denil 1996 necticut Department of Environmental Protection! Deerfield Shelburne, MA Hydro guided by a strategic plan, developed in 1980 and 2323A n.a. Scheduled for Fisheries Division-retired, personal communica revised in 1982 and 1998 (CRASC 1998). It iden future• tion) and a large section of the dam washed out in West Townshend, VT tified the habitat within the basin targeted for Flood n.a. trap& truck 1993 salmon restoration, identified the dams requiring 1978, at which time the dam ceased to be an im pediment to fish migration. No further manage fish passage, set the annual Atlantic salmon stock Deferred ing target of 10 million fry and 100,000 hatchery- ment actions have been taken in regards to this Exhibit EN-LWB-1