Spondylolysis and Spondylolisthesis in Children and Adolescents: I
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Spondylolysis and Spondylolisthesis in Children and Adolescents: I. Diagnosis, Natural History, and Nonsurgical Management Ralph Cavalier, MD Abstract Martin J. Herman, MD Spondylolysis and spondylolisthesis are often diagnosed in children Emilie V. Cheung, MD presenting with low back pain. Spondylolysis refers to a defect of Peter D. Pizzutillo, MD the vertebral pars interarticularis. Spondylolisthesis is the forward translation of one vertebral segment over the one beneath it. Isth- Dr. Cavalier is Attending Orthopaedic mic spondylolysis, isthmic spondylolisthesis, and stress reactions Surgeon, Summit Sports Medicine and involving the pars interarticularis are the most common forms seen Orthopaedic Surgery, Brunswick, GA. Dr. Herman is Associate Professor, in children. Typical presentation is characterized by a history of Department of Orthopaedic Surgery, activity-related low back pain and the presence of painful spinal Drexel University College of Medicine, mobility and hamstring tightness without radiculopathy. Plain ra- St. Christopher’s Hospital for Children, Philadelphia, PA. Dr. Cheung is Fellow, diography, computed tomography, and single-photon emission Department of Orthopaedic Surgery, computed tomography are useful for establishing the diagnosis. Mayo Clinic, Rochester, MN. Dr. Symptomatic stress reactions of the pars interarticularis or adjacent Pizzutillo is Professor, Department of vertebral structures are best treated with immobilization of the Orthopaedic Surgery, Drexel University College of Medicine, St. Christopher’s spine and activity restriction. Spondylolysis often responds to brief Hospital for Children. periods of activity restriction, immobilization, and physiotherapy. None of the following authors or the Low-grade spondylolisthesis (≤50% translation) is treated similarly. departments with which they are The less common dysplastic spondylolisthesis with intact posterior affiliated has received anything of value elements requires greater caution. Symptomatic high-grade spondy- from or owns stock in a commercial company or institution related directly or lolisthesis (>50% translation) responds much less reliably to non- indirectly to the subject of this article: surgical treatment. The growing child may need to be followed Dr. Cavalier, Dr. Herman, Dr. Cheung, clinically and radiographically through skeletal maturity. When and Dr. Pizzutillo. pain persists despite nonsurgical interventions, when progressive Reprint requests: Dr. Herman, St. vertebral displacement increases, or in the presence of progressive Christopher’s Hospital for Children, Department of Orthopaedic Surgery, neurologic deficits, surgical intervention is appropriate. Front Street at Erie Avenue, Philadelphia, PA 19134-1095. pondylolysis and spondylolisthe- conditions; there are no reported cas- J Am Acad Orthop Surg 2006;14:417- sis are common causes of low es in nonambulators.1 Spondylolysis 424 S back pain in children and adoles- has been rarely reported in infancy, Copyright 2006 by the American cents. Upright posture and ambula- but by age 6 years, the reported inci- Academy of Orthopaedic Surgeons. tion appear to be contributing fac- dence of 5% approximates that of tors to the development of these the adult population.2-5 Most chil- Volume 14, Number 7, July 2006 417 Spondylolysis and Spondylolisthesis: I. Diagnosis, Natural History, and Nonsurgical Management Table 1 olescent. Type I, the dysplastic type, defines spondylolisthesis secondary Classification Systems for Spondylolisthesis to congenital abnormalities of the Wiltse-Newman Marchetti-Bartolozzi lumbosacral articulation, including maloriented or hypoplastic facets I. Dysplastic Developmental and sacral deficiency. The pars is II. Isthmic High dysplastic poorly developed, which allows for IIA, Disruption of pars as a With lysis elongation or eventual separation result of stress fracture With elongation IIB, Elongation of pars without Low dysplastic and forward slippage of L5 on the disruption related to repeated, With lysis sacrum with repetitive loading over healed microfractures With elongation time. This type is less common, IIC, Acute fracture through pars Acquired comprising 14% to 21% of cases in III. Degenerative Traumatic large series.12,13 IV. Traumatic Acute fracture Type II, the isthmic type, defines V. Pathologic Stress fracture spondylolisthesis that results from Postsurgery defects of the pars interarticularis. Direct surgery This group is subdivided into three Indirect surgery subtypes. Type IIA, the most com- Pathologic mon subtype, is caused by fatigue Local pathology Systemic pathology failure of the pars from repetitive Degenerative loading, resulting in a complete ra- Primary diolucent defect. Type IIB is caused Secondary by an elongated pars secondary to re- peated microfractures that heal. This type can be difficult to distin- dren are asymptomatic. Hereditary the pars, adjacent lamina, or pedicle, guish radiographically from the dys- factors appear to predispose some in- the term stress reaction is most ap- plastic type. Type IIC refers to a pars dividuals to the development of propriately applied. Magnetic reso- fracture that results from an acute spondylolysis and spondylolisthe- nance imaging (MRI) will demon- injury. Wiltse hypothesized that sis.6,7 Specific sporting activities strate intraosseous edema in the isthmic defects are the result of with repetitive hyperextension and affected areas in these patients. chronic loading of a pars interarticu- rotational loads applied to the lum- When the defect is characterized by laris that is genetically predisposed bar spine may result in the develop- a radiolucent gap with sclerosis of to fatigue failure.14 ment of spondylolysis and spondy- the adjacent bone edges, it is termed Marchetti and Bartolozzi15 pro- lolisthesis in the young athlete. The a spondylolytic or isthmic defect. posed an alternative classification incidence of spondylolysis is as high Spondylolisthesis describes the system with two broad categories— as 47% in elite athletes who partic- forward translation of one vertebra developmental and acquired. The de- ipate in high-risk sports such as div- relative to the next caudal vertebral velopmental category defines spondy- ing and gymnastics.8,9 segment. Spondylolysis occurs most lolisthesis resulting from an inherited Spondylolisthesis may be associ- commonly in the fifth lumbar verte- dysplasia of the pars, lumbar facets, ated with neurologic dysfunction in bra but may occur at more cephalad disks, and vertebral endplates, com- patients with congenital dysplasia of lumbar levels. Patients with L4 bining the dysplastic and isthmic cat- the lumbosacral facets and sacrum. spondylolysis are more frequently egories of Wiltse-Newman. Acquired These congenital changes allow an- symptomatic.10 In children and ado- spondylolysis and spondylolisthesis terior translation of the L5 vertebral lescents, however, spondylolisthesis define failure of the pars secondary to body with intact posterior elements most commonly occurs at the L5-S1 repetitive spinal loading related to that can compress the L5 and sacral motion segment. specific activities. An expanded ver- nerve roots. sion of this classification was later proposed15 ( Table 1). Although some Spondylolysis is the term used to Classification describe an anatomic defect of the aspects of this detailed classification pars interarticularis without dis- The Wiltse-Newman classification are more easily applied to the child placement of the vertebral body. (Table 1) is the most widely used and adolescent than is the Wiltse- When plain radiographs or comput- classification of spondylolisthesis.11 Newman scheme, the Marchetti- ed tomography (CT) reveal sclerosis Of the five types, only types I and II Bartolozzi classification has not yet with incomplete bone disruption at apply commonly to the child and ad- achieved universal acceptance. De- 418 Journal of the American Academy of Orthopaedic Surgeons Ralph Cavalier, MD, et al scriptive terms such as dysplastic, ysis and spondylolisthesis, Wiltse6 Form scores between the study pop- congenital, sclerotic, spondylolytic, and Albanese and Pizzutillo7 noted ulation and the age-matched general developmental, acquired, traumatic, that 26% and 22%, respectively, of population. stress fracture, and stress reaction first-degree relatives demonstrated In most studies, no distinction have resulted in substantial confusion radiographically similar changes. has been made between the dysplas- in taxonomy. Most affected individuals were un- tic and isthmic types of spondylolis- aware of the existing spinal changes thesis. Also, most of the reported Natural History and were asymptomatic. Although studies are retrospective. In addition, most patients with an isthmic patients with spondylolysis and Stress reactions of the pars, lamina, spondylolysis present with some de- spondylolisthesis have often been and pedicle have been documented gree of slip, <4% of children and ad- considered together in natural histo- in athletes who participate in high- olescents demonstrate slip progres- ry studies. risk sports such as gymnastics, div- sion through skeletal maturity and 9 16,17 ing, football, and rowing. These in- into adulthood. Children who are Clinical Assessment juries are the result of repetitive diagnosed before their adolescent loading of the lumbar spine in exten- growth spurt, girls, and those pre- History and Physical sion and rotation, may be unilateral senting with >50% slip are most Examination or bilateral,