Chapter 1 the Realm of the Infinite
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Even Ordinals and the Kunen Inconsistency∗
Even ordinals and the Kunen inconsistency∗ Gabriel Goldberg Evans Hall University Drive Berkeley, CA 94720 July 23, 2021 Abstract This paper contributes to the theory of large cardinals beyond the Kunen inconsistency, or choiceless large cardinal axioms, in the context where the Axiom of Choice is not assumed. The first part of the paper investigates a periodicity phenomenon: assuming choiceless large cardinal axioms, the properties of the cumulative hierarchy turn out to alternate between even and odd ranks. The second part of the paper explores the structure of ultrafilters under choiceless large cardinal axioms, exploiting the fact that these axioms imply a weak form of the author's Ultrapower Axiom [1]. The third and final part of the paper examines the consistency strength of choiceless large cardinals, including a proof that assuming DC, the existence of an elementary embedding j : Vλ+3 ! Vλ+3 implies the consistency of ZFC + I0. embedding j : Vλ+3 ! Vλ+3 implies that every subset of Vλ+1 has a sharp. We show that the existence of an elementary embedding from Vλ+2 to Vλ+2 is equiconsistent with the existence of an elementary embedding from L(Vλ+2) to L(Vλ+2) with critical point below λ. We show that assuming DC, the existence of an elementary embedding j : Vλ+3 ! Vλ+3 implies the consistency of ZFC + I0. By a recent result of Schlutzenberg [2], an elementary embedding from Vλ+2 to Vλ+2 does not suffice. 1 Introduction Assuming the Axiom of Choice, the large cardinal hierarchy comes to an abrupt halt in the vicinity of an !-huge cardinal. -
I0 and Rank-Into-Rank Axioms
I0 and rank-into-rank axioms Vincenzo Dimonte∗ July 11, 2017 Abstract Just a survey on I0. Keywords: Large cardinals; Axiom I0; rank-into-rank axioms; elemen- tary embeddings; relative constructibility; embedding lifting; singular car- dinals combinatorics. 2010 Mathematics Subject Classifications: 03E55 (03E05 03E35 03E45) 1 Informal Introduction to the Introduction Ok, that’s it. People who know me also know that it is years that I am ranting about a book about I0, how it is important to write it and publish it, etc. I realized that this particular moment is still right for me to write it, for two reasons: time is scarce, and probably there are still not enough results (or anyway not enough different lines of research). This has the potential of being a very nasty vicious circle: there are not enough results about I0 to write a book, but if nobody writes a book the diffusion of I0 is too limited, and so the number of results does not increase much. To avoid this deadlock, I decided to divulge a first draft of such a hypothetical book, hoping to start a “conversation” with that. It is literally a first draft, so it is full of errors and in a liquid state. For example, I still haven’t decided whether to call it I0 or I0, both notations are used in literature. I feel like it still lacks a vision of the future, a map on where the research could and should going about I0. Many proofs are old but never published, and therefore reconstructed by me, so maybe they are wrong. -
Set-Theoretic Geology, the Ultimate Inner Model, and New Axioms
Set-theoretic Geology, the Ultimate Inner Model, and New Axioms Justin William Henry Cavitt (860) 949-5686 [email protected] Advisor: W. Hugh Woodin Harvard University March 20, 2017 Submitted in partial fulfillment of the requirements for the degree of Bachelor of Arts in Mathematics and Philosophy Contents 1 Introduction 2 1.1 Author’s Note . .4 1.2 Acknowledgements . .4 2 The Independence Problem 5 2.1 Gödelian Independence and Consistency Strength . .5 2.2 Forcing and Natural Independence . .7 2.2.1 Basics of Forcing . .8 2.2.2 Forcing Facts . 11 2.2.3 The Space of All Forcing Extensions: The Generic Multiverse 15 2.3 Recap . 16 3 Approaches to New Axioms 17 3.1 Large Cardinals . 17 3.2 Inner Model Theory . 25 3.2.1 Basic Facts . 26 3.2.2 The Constructible Universe . 30 3.2.3 Other Inner Models . 35 3.2.4 Relative Constructibility . 38 3.3 Recap . 39 4 Ultimate L 40 4.1 The Axiom V = Ultimate L ..................... 41 4.2 Central Features of Ultimate L .................... 42 4.3 Further Philosophical Considerations . 47 4.4 Recap . 51 1 5 Set-theoretic Geology 52 5.1 Preliminaries . 52 5.2 The Downward Directed Grounds Hypothesis . 54 5.2.1 Bukovský’s Theorem . 54 5.2.2 The Main Argument . 61 5.3 Main Results . 65 5.4 Recap . 74 6 Conclusion 74 7 Appendix 75 7.1 Notation . 75 7.2 The ZFC Axioms . 76 7.3 The Ordinals . 77 7.4 The Universe of Sets . 77 7.5 Transitive Models and Absoluteness . -
Calibrating Determinacy Strength in Borel Hierarchies
University of California Los Angeles Calibrating Determinacy Strength in Borel Hierarchies A dissertation submitted in partial satisfaction of the requirements for the degree Doctor of Philosophy in Mathematics by Sherwood Julius Hachtman 2015 c Copyright by Sherwood Julius Hachtman 2015 Abstract of the Dissertation Calibrating Determinacy Strength in Borel Hierarchies by Sherwood Julius Hachtman Doctor of Philosophy in Mathematics University of California, Los Angeles, 2015 Professor Itay Neeman, Chair We study the strength of determinacy hypotheses in levels of two hierarchies of subsets of 0 0 1 Baire space: the standard Borel hierarchy hΣαiα<ω1 , and the hierarchy of sets hΣα(Π1)iα<ω1 in the Borel σ-algebra generated by coanalytic sets. 0 We begin with Σ3, the lowest level at which the strength of determinacy had not yet been characterized in terms of a natural theory. Building on work of Philip Welch [Wel11], 0 [Wel12], we show that Σ3 determinacy is equivalent to the existence of a β-model of the 1 axiom of Π2 monotone induction. 0 For the levels Σ4 and above, we prove best-possible refinements of old bounds due to Harvey Friedman [Fri71] and Donald A. Martin [Mar85, Mar] on the strength of determinacy in terms of iterations of the Power Set axiom. We introduce a novel family of reflection 0 principles, Π1-RAPα, and prove a level-by-level equivalence between determinacy for Σ1+α+3 and existence of a wellfounded model of Π1-RAPα. For α = 0, we have the following concise 0 result: Σ4 determinacy is equivalent to the existence of an ordinal θ so that Lθ satisfies \P(!) exists, and all wellfounded trees are ranked." 0 We connect our result on Σ4 determinacy to work of Noah Schweber [Sch13] on higher order reverse mathematics. -
Mice with Finitely Many Woodin Cardinals from Optimal Determinacy Hypotheses
MICE WITH FINITELY MANY WOODIN CARDINALS FROM OPTIMAL DETERMINACY HYPOTHESES SANDRA MULLER,¨ RALF SCHINDLER, AND W. HUGH WOODIN Abstract We prove the following result which is due to the third author. 1 1 Let n ≥ 1. If Πn determinacy and Πn+1 determinacy both hold true and 1 # there is no Σn+2-definable !1-sequence of pairwise distinct reals, then Mn 1 exists and is !1-iterable. The proof yields that Πn+1 determinacy implies # that Mn (x) exists and is !1-iterable for all reals x. A consequence is the Determinacy Transfer Theorem for arbitrary n ≥ 1, 1 (n) 2 1 namely the statement that Πn+1 determinacy implies a (< ! − Π1) de- terminacy. Contents Abstract 1 Preface 2 Overview 4 1. Introduction 6 1.1. Games and Determinacy 6 1.2. Inner Model Theory 7 1.3. Mice with Finitely Many Woodin Cardinals 9 1.4. Mice and Determinacy 14 2. A Model with Woodin Cardinals from Determinacy Hypotheses 15 2.1. Introduction 15 2.2. Preliminaries 16 2.3. OD-Determinacy for an Initial Segment of Mn−1 32 2.4. Applications 40 2.5. A Proper Class Inner Model with n Woodin Cardinals 44 3. Proving Iterability 49 First author formerly known as Sandra Uhlenbrock. The first author gratefully ac- knowledges her non-material and financial support from the \Deutsche Telekom Stiftung". The material in this paper is part of the first author's Ph.D. thesis written under the su- pervision of the second author. 1 2 SANDRA MULLER,¨ RALF SCHINDLER, AND W. HUGH WOODIN 3.1. -
The Axiom of Infinity and the Natural Numbers
Axiom of Infinity Natural Numbers Axiomatic Systems The Axiom of Infinity and The Natural Numbers Bernd Schroder¨ logo1 Bernd Schroder¨ Louisiana Tech University, College of Engineering and Science The Axiom of Infinity and The Natural Numbers 1. The axioms that we have introduced so far provide for a rich theory. 2. But they do not guarantee the existence of infinite sets. 3. In fact, the superstructure over the empty set is a model that satisfies all the axioms so far and which does not contain any infinite sets. (Remember that the superstructure itself is not a set in the model.) Axiom of Infinity Natural Numbers Axiomatic Systems Infinite Sets logo1 Bernd Schroder¨ Louisiana Tech University, College of Engineering and Science The Axiom of Infinity and The Natural Numbers 2. But they do not guarantee the existence of infinite sets. 3. In fact, the superstructure over the empty set is a model that satisfies all the axioms so far and which does not contain any infinite sets. (Remember that the superstructure itself is not a set in the model.) Axiom of Infinity Natural Numbers Axiomatic Systems Infinite Sets 1. The axioms that we have introduced so far provide for a rich theory. logo1 Bernd Schroder¨ Louisiana Tech University, College of Engineering and Science The Axiom of Infinity and The Natural Numbers 3. In fact, the superstructure over the empty set is a model that satisfies all the axioms so far and which does not contain any infinite sets. (Remember that the superstructure itself is not a set in the model.) Axiom of Infinity Natural Numbers Axiomatic Systems Infinite Sets 1. -
Arxiv:1901.02074V1 [Math.LO] 4 Jan 2019 a Xoskona Lrecrias Ih Eal Ogv Entv a Definitive a Give T to of Able Basis Be the Might Cardinals” [17]
GENERIC LARGE CARDINALS AS AXIOMS MONROE ESKEW Abstract. We argue against Foreman’s proposal to settle the continuum hy- pothesis and other classical independent questions via the adoption of generic large cardinal axioms. Shortly after proving that the set of all real numbers has a strictly larger car- dinality than the set of integers, Cantor conjectured his Continuum Hypothesis (CH): that there is no set of a size strictly in between that of the integers and the real numbers [1]. A resolution of CH was the first problem on Hilbert’s famous list presented in 1900 [19]. G¨odel made a major advance by constructing a model of the Zermelo-Frankel (ZF) axioms for set theory in which the Axiom of Choice and CH both hold, starting from a model of ZF. This showed that the axiom system ZF, if consistent on its own, could not disprove Choice, and that ZF with Choice (ZFC), a system which suffices to formalize the methods of ordinary mathematics, could not disprove CH [16]. It remained unknown at the time whether models of ZFC could be found in which CH was false, but G¨odel began to suspect that this was possible, and hence that CH could not be settled on the basis of the normal methods of mathematics. G¨odel remained hopeful, however, that new mathemati- cal axioms known as “large cardinals” might be able to give a definitive answer on CH [17]. The independence of CH from ZFC was finally solved by Cohen’s invention of the method of forcing [2]. Cohen’s method showed that ZFC could not prove CH either, and in fact could not put any kind of bound on the possible number of cardinals between the sizes of the integers and the reals. -
Are Large Cardinal Axioms Restrictive?
Are Large Cardinal Axioms Restrictive? Neil Barton∗ 24 June 2020y Abstract The independence phenomenon in set theory, while perva- sive, can be partially addressed through the use of large cardinal axioms. A commonly assumed idea is that large cardinal axioms are species of maximality principles. In this paper, I argue that whether or not large cardinal axioms count as maximality prin- ciples depends on prior commitments concerning the richness of the subset forming operation. In particular I argue that there is a conception of maximality through absoluteness, on which large cardinal axioms are restrictive. I argue, however, that large cardi- nals are still important axioms of set theory and can play many of their usual foundational roles. Introduction Large cardinal axioms are widely viewed as some of the best candi- dates for new axioms of set theory. They are (apparently) linearly ordered by consistency strength, have substantial mathematical con- sequences for questions independent from ZFC (such as consistency statements and Projective Determinacy1), and appear natural to the ∗Fachbereich Philosophie, University of Konstanz. E-mail: neil.barton@uni- konstanz.de. yI would like to thank David Aspero,´ David Fernandez-Bret´ on,´ Monroe Eskew, Sy-David Friedman, Victoria Gitman, Luca Incurvati, Michael Potter, Chris Scam- bler, Giorgio Venturi, Matteo Viale, Kameryn Williams and audiences in Cambridge, New York, Konstanz, and Sao˜ Paulo for helpful discussion. Two anonymous ref- erees also provided helpful comments, and I am grateful for their input. I am also very grateful for the generous support of the FWF (Austrian Science Fund) through Project P 28420 (The Hyperuniverse Programme) and the VolkswagenStiftung through the project Forcing: Conceptual Change in the Foundations of Mathematics. -
Arxiv:2101.07455V2 [Math.LO] 13 Feb 2021 Ilas Ics Ti Hssection
HOW STRONG IS A REINHARDT SET OVER EXTENSIONS OF CZF? HANUL JEON Abstract. We investigate the lower bound of the consistency strength of CZF with Full Separation Sep and a Reinhardt set, a constructive analogue of Reinhardt cardinals. We show that CZF + Sep with a Reinhardt set interprets ZF− with a cofinal elementary embedding j : V ≺ V . We also see that CZF + Sep with a − Reinhardt set interprets ZF with a model of ZF + WA0, the Wholeness axiom for bounded formulas. 1. Introduction Large cardinals are one of the important topics of set theory: the linear hierarchy of large cardinals provides a scale to fathom the consistency strength of a given set-theoretic statement. Reinhardt introduced a quite strong notion of large cardinal, now known as Reinhardt cardinal. Unfortunately, Kunen [15] showed that Reinhardt cardinals do not exist in ZFC. However, Kunen’s proof relied on the Axiom of Choice, so it remains the hope that Reinhardt cardinals are consistent if we dispose of the Axiom of Choice. Recently, there are attempts to study Reinhardt cardinals over ZF and find intrinsic evidence for choiceless large cardinals, cardinals that are incompatible with the Axiom of Choice. We may ask choiceless large cardinals are actually consistent with subtheories of ZFC, and there are some positive answers for this question. For example, Schultzenberg [21] showed that ZF with an elementary embedding j : Vλ+2 ≺ Vλ+2 is consistent if ZFC with I0 is. Matthews [17] proved that Reinhardt cardinal is − compatible with ZFC if we assume the consistency of ZFC with I1. We may also ask the lower bound of the consistency strength of large cardinals over subtheories of ZFC, which is quite non-trivial if we remove axioms other than choice. -
Equivalents to the Axiom of Choice and Their Uses A
EQUIVALENTS TO THE AXIOM OF CHOICE AND THEIR USES A Thesis Presented to The Faculty of the Department of Mathematics California State University, Los Angeles In Partial Fulfillment of the Requirements for the Degree Master of Science in Mathematics By James Szufu Yang c 2015 James Szufu Yang ALL RIGHTS RESERVED ii The thesis of James Szufu Yang is approved. Mike Krebs, Ph.D. Kristin Webster, Ph.D. Michael Hoffman, Ph.D., Committee Chair Grant Fraser, Ph.D., Department Chair California State University, Los Angeles June 2015 iii ABSTRACT Equivalents to the Axiom of Choice and Their Uses By James Szufu Yang In set theory, the Axiom of Choice (AC) was formulated in 1904 by Ernst Zermelo. It is an addition to the older Zermelo-Fraenkel (ZF) set theory. We call it Zermelo-Fraenkel set theory with the Axiom of Choice and abbreviate it as ZFC. This paper starts with an introduction to the foundations of ZFC set the- ory, which includes the Zermelo-Fraenkel axioms, partially ordered sets (posets), the Cartesian product, the Axiom of Choice, and their related proofs. It then intro- duces several equivalent forms of the Axiom of Choice and proves that they are all equivalent. In the end, equivalents to the Axiom of Choice are used to prove a few fundamental theorems in set theory, linear analysis, and abstract algebra. This paper is concluded by a brief review of the work in it, followed by a few points of interest for further study in mathematics and/or set theory. iv ACKNOWLEDGMENTS Between the two department requirements to complete a master's degree in mathematics − the comprehensive exams and a thesis, I really wanted to experience doing a research and writing a serious academic paper. -
The Ultrapower Axiom and the Equivalence Between Strong Compactness and Supercompactness
The Ultrapower Axiom and the equivalence between strong compactness and supercompactness Gabriel Goldberg October 12, 2018 Abstract The relationship between the large cardinal notions of strong compactness and su- percompactness cannot be determined under the standard ZFC axioms of set theory. Under a hypothesis called the Ultrapower Axiom, we prove that the notions are equiv- alent except for a class of counterexamples identified by Menas. This is evidence that strongly compact and supercompact cardinals are equiconsistent. 1 Introduction How large is the least strongly compact cardinal? Keisler-Tarski [1] asked whether it must be larger than the least measurable cardinal, and Solovay later conjectured that it is much larger: in fact, he conjectured that every strongly compact cardinal is supercompact. His conjecture was refuted by Menas [2], who showed that the least strongly compact limit of strongly compact cardinals is not supercompact. But Tarski's question was left unresolved until in a remarkable pair of independence results, Magidor showed that the size of the least strongly compact cannot be determined using only the standard axioms of set theory (ZFC). More precisely, it is consistent with ZFC that the least strongly compact cardinal is the least measurable cardinal, but it is also consistent that the least strongly compact cardinal is the least supercompact cardinal. One of the most prominent open questions in set theory asks whether a weak variant of Solovay's conjecture might still be true: is the existence of a strongly compact cardinal arXiv:1810.05058v1 [math.LO] 9 Oct 2018 equiconsistent with the existence of a supercompact cardinal? Since inner model theory is essentially the only known way of proving nontrivial consistency strength lower bounds, answering this question probably requires generalizing inner model theory to the level of strongly compact and supercompact cardinals. -
Peter Koellner
Peter Koellner Department of Philosophy 50 Follen St. 320 Emerson Hall, Harvard University Cambridge, MA, 02138 Cambridge, MA 02138 (617) 821-4688 (617) 495-3970 [email protected] Employment Professor of Philosophy, Harvard University, (2010{) John L. Loeb Associate Professor of the Humanities, Harvard University, (2008{2010) Assistant Professor of Philosophy, Harvard University, (2003{2008) Education Ph.D. in Philosophy Massachusetts Institute of Technology, 2003 (Minor: Mathematical Logic) Research in Logic University of California, Berkeley Logic Group: 1998{2002 M.A. in Philosophy University of Western Ontario, 1996 B.A. in Philosophy University of Toronto, 1995 Research Interests Primary: Set Theory, Foundations of Mathematics, Philosophy of Mathematics Secondary: Foundations of Physics, Early Analytic Philosophy, History of Philosophy and the Exact Sciences Academic Awards and Honors • John Templeton Foundation Research Grant: Exploring the Frontiers of Incompleteness; 2011-2013 |$195,029 • Kurt G¨odelCentenary Research Fellowship Prize; 2008{2011 |$130,000 • John Templeton Foundation Research Grant: Exploring the Infinite (with W. Hugh Woodin); 2008{2009 |$50,000 • Clarke-Cooke Fellowships; 2005{2006, 2006{2007 • Social Sciences and Humanities Research Council of Canada Scholarship, 1996{2000 (tenure 1998{2000: Berkeley) Peter Koellner Curriculum Vitae 2 of 4 Teaching Experience Courses taught at Harvard: Set Theory (Phil 143, Fall 2003) Set Theory: Large Cardinals from Determinacy (Math 242, Fall 2004) Set Theory: Inner Model