American Journal of ORTHODONTICS Skeletal and Dental Changes Following Functional Regulator Therapy on Class II Patients
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American Journal of ORTHODONTICS Founded in 1915 Volume 88 Number 2 August, 1985 Copyright 0 1985 by The C. V. Mosby Company ORIGINAL ARTICLES Skeletal and dental changes following functional regulator therapy on Class II patients , James A. McNamara, Jr., D.D.S., Ph.D.,* Fred L. Bookstein, Ph.D.,** and Timothy G. Shaughnessy, D.D.S.*** Ann Arbor, Mich., and Chapel Hill, N.C. Craniofacial growth in 100 patients treated with the functional regulator of Frankel for about 24 months was compared with craniofacial growth seen in a matched group of untreated persons with Class II malocclusion. Both conventional and geometric cephalometric analyses were used to evaluate the skeletal and dental adaptations. This study shows several clear effects of treatment in either of two age ranges considered. The principal skeletal effect was advancement of the mandible along the direction of the facial axis. This advancement resulted in increases in mandibular length and in vertical facial dimensions. There was little effect of treatment upon maxillary skeletal structures with the exception of point A, which moved slightly posteriorly. Dentoalveolar adaptations due to treatment included a decrease in the normal forward movement of the upper molar and an increase in the normal vertical movement of the lower molar. There was a 2-mm posterior movement of the tip of the upper incisor but minimal anterior tipping of the lower incisor. Key words: Frinkel appliance, cephalometrics, growth, treatment effect 0 ne appliance used for correcting a Class II of the appliance restrain the musculature and remove malocclusion is the functional regulator of FrHnkel.‘-’ restricting forces from the dentition. There is little doubt Unlike most other types of functional appliance, this that this appliance can be used to bring about a cor- appliance uses the buccal vestibule as its base of op- rection of the Class II condition, but considerable un- eration. The vestibular shields and the lower labial pads certainty exists about the mechanism of this correction. Whether or not the Frlnkel appliance alters craniofacial skeletal form in particular is a matter of some contro- This research was supported in part by United States Public Health Service versy. Grants DE-03610 and DE-05410. *Rofessor of Anatomy and Cell Biology, Professor of Dentistry (Orthodontics), and Research Scientist, Center for Human Growth and Development, The LITERATURE REVIEW University of Michigan. In this review of previous studies, we will examine **Research Scientist, Center for Human Growth and Development, and Pro- gram in Developmental and Reproductive Biology, The University of Michigan. the treatment effect reported for various types of ortho- ***Resident, Department of Orthodontics, University of North Carolina. dontic therapy. A treatment effect will be considered 91 92 McNamuru, Bookstein, and Shaughnessy the difference between the growth that one observes in Treatment effect on mandibular dentition treated cases and the growth that one expects over the A Class II malocclusion may also be corrected by same period in the absence of treatment, as observed the mesial migration of the lower dentition. While in an appropriately matched untreated sample. Janson reports that this process is a principal effect of the bionator, Schulhof and Engelz5 come to the op- Treatment effects on maxillary growth posite conclusion about the bionator, although they no- The application of heavy extraoral force to the max- tice a mesial movement of the mandibular molars during illary complex restricts the development of maxillary activator treatment. structures; it may also cause posterior movement of Schulhof and Enge125indicate that Frlnkel treatment these structures.8-‘0 The combination of extraoral trac- involves additional mesial movement of the lower molar tion with an activator type of appliance can produce over what is expected during normal growth. Creek- similar effects. 11,12Activator therapy alone also can re- more and Radney’” and Righellis*’ report significant strict maxillary development. D’* However, there is little additional vertical movement of the lower molars in literature concerning the effect of the functional regu- Frankel samples. lator, and that which exists is contradictory. For ex- There seems to be agreement about the effect of ample, Creekmore and Radney” note reduced forward Frankel therapy on lower incisor position; the incisors growth of the maxilla in patients treated with the Frln- are proclined as compared to those of untreated con- kel appliance, while Righellis,*’ Robertson,*’ and trols, 1Y.21.25 2’) Bookstein’* report that there is no appreciable treatment effect on the position of the maxilla. Treatment effect on mandibular growth What is the effect of functional appliance therapy Treatment effects on maxillary dentition on mandibular growth? Some researchers’X~2h~3”state Tooth movement (or, in some cases, inhibition of that activators do not produce any alterations in man- tooth movement) also can be an important factor in the dibular form beyond that which would have occurred correction of a Class II malocclusion. For example, the without treatment. However, others3’*32note a signifi- posterior movement of the upper posterior teeth follow- cantly higher rate of mandibular growth in patients ing the interarch mechanics of Wilson and Wilson*’ treated with activators than in untreated patients. Many may correct a Class II molar relationship. Pancherz24 researchers’3,‘3-“6believe or hint that mandibular growth reports that more than 40% of the correction achieved can be affected by activator treatment. with the banded Herbst appliance can be attributed to Until recently, few studies have examined whether posterior repositioning of the upper posterior teeth. Har- the functional regulator of FrPnkel can cause an increase vold and Vargervik’” state that a Class II molar rela- in mandibular growth that would not have occurred tionship may be corrected by inhibiting the downward without treatment. Frankel and Reiss3’ and Righellis*’ migration of the maxillary teeth while permitting erup- find that mandibular growth can be increased during tion of the mandibular teeth. Frankel therapy, but Schulhof and Engel,” Creekmore Schulhof and Engel*’ note that in activator cases the and Radney, I’) and Robertson” have been unable to upper molar was restricted in its downward and forward detect any increase. movement but observed little difference in upper molar movement between persons treated with the Frankel Treatment effect on lower facial height appliance and normal persons. In contrast, Creekmore Schulhof and Enge125note no significant change in and Radney” note that the maxillary molars in their the facial axis angle with either the activator or the FrHnkel sample moved forward significantly less than bionator, but they do report an increase in the facial those of their untreated control sample. Righellis*’ notes axis angle in patients treated with the FrPnkel appliance. no statistically significant retardation of upper molar This indicates a larger increase in lower anterior facial eruption in patients treated with either the Frankel ap- height than in posterior facial height. Franke14 also re- pliance or the activator, although both groups showed ports an increase in the vertical dimension of the lower a little less vertical eruption than did the untreated con- face after functional regulator treatment, while Rig- trols. On the other hand, Bjijrk,26 Softley,*’ and hellis”’ reports no change in comparison to untreated Freunthaller16 claim that the activator affects the den- controls. Bookstein’* finds that the treatment effect on toalveolar areas in many cases. facial form involves considerable increase in both an- Schulhof and Engel,*’ Creekmore and Radney,” and terior and posterior facial height, together with some Robertson*’ note retroclination of the upper incisors shrinking of growth anteroposteriorly; the combination during the course of FrHnkel treatment. of these effects leaves corpus length unaltered. Volume 88 Skeletal and dental changes following functional regulator therapy 93 Number 2 Critique of, for example, mandibular length or facial height. These contradictions among clinical studies of func- The articles also vary in their authors’ ideas of what tional regulator therapy must be interpreted in the light constitutes a measure of change. For instance, Schulhof of many factors. and Engelz5 compute mean ratios of linear changes of Nature of the treated sample. Schulhof and Engel” separate measures; this is an unacceptable statistical used 37 cases; Creekmore and Radney” used only 11 maneuver, because the variance of ratios with small, of these same cases for their Class II Frankel sample. noisy denominators, such as change scores of slowly The other 26 cases were eliminated because they were changing measures, is extremely high. Class I, lacked skeletal growth or had unreadable ceph- The present study attempts to correct these endemic alograms . In fact, small sample sizes seem to have been flaws as much as possible. The cases analyzed in this characteristic of most Frankel studies. Gianelly and study represent a sample of patients all treated with a co-workers3’ used 10 cases, Robertsot?’ used 12, reasonably consistent orthodontic technique. The basis Righellis” used 16, and Adams*’ used 19. Frankel and for assessment of treatment effect is a fairly well- Reiss37 used 64 cases in their study. matched group of untreated controls. The sample is Previous publications