Integra U.S. Value Growth Fund

This Proxy report includes those votes cast by the following investment teams: • CIBC (formerly Atlantic Trust Company, NA) • Barrow, Hanley, Mewhinney & Strauss, Inc.

Proxy Report Table of Contents

CIBC Private Wealth Management

Title Period

Vote Summary Report 3rd Quarter (July 01, 2020 – Sept 30, 2020) Vote Summary Report 4th Quarter (Oct 01, 2020 – Dec 31, 2020) Vote Summary Report 1st Quarter (Jan 01, 2021 – March 31, 2021) Vote Summary Report 2nd Quarter (April 01, 2021 – June 30, 2021)

Barrow, Hanley, Mewhinney & Strauss, Inc.

Title Period

Vote Summary Report 3rd Quarter (July 01, 2020 – Sept 30, 2020) Vote Summary Report 4th Quarter (Oct 01, 2020 – Dec 31, 2020) Vote Summary Report 1st Quarter (Jan 01, 2021 – March 31, 2021) Vote Summary Report 2nd Quarter (April 01, 2021 – June 30, 2021)

*Please note that these proxy reports are provided to Integra directly from our Investment teams and are only available in English

Board Statistics Report

Parameters Used: Location(s): CIBC Private Wealth Management Account Group(s): All account groups Institution Account(s): All institution accounts Custodian Account(s): All custodian accounts Reporting Period: 7/1/20 to 6/30/21

Meeting Overview Voting Statistics Category Number Percentage

Number of votable meetings 2,708 Number of meetings voted 2,702 99.78% 2,708 Number of meetings with at least 1 vote Against, Withhold or 987 36.45% Meetings Abstain 2,702

Ballot Overview 28,676 Ballots Votable Category Number Percentage 28,659 Voted Number of votable ballots 28,676 Number of ballots voted 28,659 99.94% 25,984 Proposals 25,833

1000 10000 100000

Proposal Overview Category Number Percentage Vote Cast Statistics Number of votable items 25,984 Number of items voted 25,833 99.42% 5.15% Number of votes FOR 23,141 89.58% 3.99% 6.39% Number of votes AGAINST 1,413 5.47% 0.21% Number of votes ABSTAIN 58 0.22% Number of votes WITHHOLD 1,095 4.24% Number of votes on MSOP 1,756 6.80% Votes For Number of votes One Year 126 0.49% Votes Abstain Votes MSOP Number of votes Two Years 0 0.00% Votes Withhold Number of votes Three Years 0 0.00% Votes Against Number of votes With Policy 25,830 99.99% Number of votes Against Policy 3 0.01% Number of votes With Mgmt 23,290 90.16% Number of votes Against Mgmt 2,543 9.84% 84.26% Number of votes on Shareholder Proposals 610 2.36%

Note: Instructions of Do Not Vote are not considered voted, and in cases of different votes submitted across ballots for a given meeting, votes cast are distinctly counted by type per proposal where total votes submitted by type may be higher than unique proposals voted.

Page 1 of 223

Vote Alignment with Policy Vote Alignment with Management

0.01% 9.84%

Votes With Policy Votes With Mgmt Votes Against Policy Votes Against Mgmt

90.16% 99.99%

Market Breakdown Meetings Voted by Market

Market Votable Meetings Voted Meetings Percentage

USA 2,113 2,111 99.91% 5.81% 0.85% Canada 152 151 99.34% 0.85% United Kingdom 64 64 100.00% 1.07% USA 1.18% Canada Cayman Islands 42 42 100.00% 1.26% United Kingdom Japan 36 36 100.00% 1.33% Cayman Islands Bermuda 34 34 100.00% 1.55% 2.37% Japan Ireland 32 32 100.00% 5.59% Bermuda Germany 29 29 100.00% Ireland Israel 24 23 95.83% Germany Netherlands 23 23 100.00% Israel Switzerland 20 20 100.00% Netherlands France 18 18 100.00% Other Markets Brazil 16 16 100.00% Spain 9 9 100.00% 78.13% Jersey 8 8 100.00% China 7 7 100.00% Australia 6 6 100.00%

Page 2 of 223

Market Voting Statistics Market Votable Meetings Voted Meetings Percentage

Luxembourg 6 6 100.00% Number of Meetings Russia 6 6 100.00% 0 400 800 1200 1600 2000 2400 Chile 5 5 100.00% India 5 5 100.00% USA Mexico 5 5 100.00% Canada Sweden 5 3 60.00% Denmark 4 4 100.00% United Kingdom Hong Kong 4 4 100.00% Marshall Isl 4 4 100.00% Cayman Islands Argentina 3 3 100.00% Japan South Korea 3 3 100.00% Market Breakdown Taiwan 3 3 100.00% Votable Meetings Bermuda Market Breakdown Guernsey 2 2 100.00%

Market Voted Meetings Norway 2 2 100.00% Ireland Puerto Rico 2 2 100.00% Singapore 2 2 100.00% Germany South Africa 2 2 100.00% Israel Turkey 2 2 100.00% Belgium 1 1 100.00% Netherlands Curacao 1 1 100.00% Finland 1 1 100.00% Other Markets Indonesia 1 1 100.00% Italy 1 1 100.00% Liberia 1 1 100.00% New Zealand 1 1 100.00% Panama 1 1 100.00% Virgin Isl (UK) 1 1 100.00% Virgin Isl (US) 1 1 100.00%

Page 3 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

JPMorgan Chase & Co. 18-May-21 USA Labor Issues - Discrimination and SH-Other/misc. Report on Racial Equity Audit 1 Miscellaneous

T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Michael Wilkens 1

Fomento Economico Mexicano 24-Mar-21 Mexico Elect Directors (Bundled) and Directors Related Elect Directors and Secretaries, Verify 1 SAB de CV Approve Their Remuneration Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration

Skillz, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Casey Chafkin 1

Smartsheet Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Michael Gregoire 1

Brookfield Renewable Corporation 22-Jun-21 Canada Elect Director Directors Related Elect Director Jeffrey Blidner 1

Mission Produce, Inc. 13-Apr-21 USA Elect Director Directors Related Elect Director Jay A. Pack 1

Seaboard Corporation 26-Apr-21 USA Elect Director Directors Related Elect Director Douglas W. Baena 1

Santa Cruz County Bank 26-May-21 USA Elect Director Directors Related Elect Director Stephen D. Pahl 1

Petroleo Brasileiro SA 22-Jul-20 Brazil In Case One of the Nominees Directors Related In Case One of the Nominees Leaves the 1 Leaves the Fiscal Council Slate Fiscal Council Slate Due to a Separate Due to a Separate Minority Minority Election, as Allowed Under Election, as Allowed Under Articles 161 and 240 of the Brazilian Articles 161 and 240 of the Corporate Law, May Your Votes Still Be Brazilian Corporate Law, May Counted for the Proposed Slate? Your Votes Still Be Counted for the Proposed Slate?

Fisker, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Wendy J. Greuel 1

Biogen Inc. 02-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Celcuity Inc. 12-May-21 USA Elect Director Directors Related Elect Director Richard E. Buller 1

Tootsie Roll Industries, Inc. 31-Aug-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

BeiGene, Ltd. 16-Jun-21 Cayman Islands Company-Specific Non-Salary Comp. Approve Grant of Restricted Shares Unit 1 Compensation-Related to Xiaodong Wang

Liberty Latin America Ltd. 03-Dec-20 Bermuda Elect Director Directors Related Elect Director Alfonso de Angoitia 1 Noriega

Elbit Systems Ltd. 07-Apr-21 Israel If you are a Senior Officer as Preferred/Bondholder If you are a Senior Officer as defined in 1 defined in Section 37(D) of the Section 37(D) of the Securities Law, Securities Law, 1968, vote FOR. 1968, vote FOR. Otherwise, vote Otherwise, vote against. against.

Yandex NV 28-Jun-21 Netherlands Elect Director Directors Related Reelect John Boynton as Non-Executive 1 Director

J. G. Boswell Company 15-Oct-20 USA Elect Director Directors Related Elect Director Mitchell J. Milias 1

COMSovereign Holding Corp. 25-Jun-21 USA Elect Director Directors Related Elect Director Richard J. Berman 1

Page 4 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

1st Source Corporation 22-Apr-21 USA Elect Director Directors Related Elect Director Mark D. Schwabero 1

Pivotal Investment Corporation II 21-Dec-20 USA Elect Director Directors Related Elect Director Kevin Griffin 1

Foley Trasimene Acquisition Corp. 25-Mar-21 USA Amend Articles/Bylaws/Charter -- Routine/Business Amend Bylaws 1 II Non-Routine

Holicity Inc. 30-Jun-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

BNY Mellon High Yield Strategies 11-Aug-20 USA Elect Director Directors Related Elect Director Joseph S. DiMartino 1 Fund

Spartan Energy Acquisition Corp. 28-Oct-20 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

CF Finance Acquisition Corp. II 05-Mar-21 USA Elect Director Directors Related Elect Director Toby Cosgrove 1

Provention Bio, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Wayne Pisano 1

Aytu Biopharma, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Michael Macaluso 1

Bespoke Capital Acquisition Corp. 28-May-21 Canada Company Specific Organization Reorg. and Mergers Approve Continuance of Company 1 Related [British Columbia to Nevada] and Change Company Name to Vintage Wine Estates, Inc.

Fortress Value Acquisition Corp. II 15-Jun-21 USA Elect Director Directors Related Elect Director Marc Furstein 1

Forum Merger II Corporation 15-Oct-20 USA Company Specific - Equity Capitalization Reclassify All Shares of Class B Common 1 Related Stock Into Shares of Class A Common Stock and All Shares of Class A Common Stock Into Common Stock; and Create Additional Shares of Common and Preferred Stock

Maxar Technologies Inc. 12-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

BHP Group Limited 14-Oct-20 Australia Amend Articles/Bylaws/Charter -- SH-Routine/Business Amend Constitution of BHP Group 2 Non-Routine Limited

PAVmed Inc. 15-Jun-21 USA Amend Qualified Employee Stock Non-Salary Comp. Amend Qualified Employee Stock 1 Purchase Plan Purchase Plan

Hims & Hers Health, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Toby Cosgrove 1

Oracle Corporation 04-Nov-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Abbott Laboratories 23-Apr-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman

Siemens AG 09-Jul-20 Germany Company-Specific -- SH-Routine/Business Counter Motion E 1 Miscellaneous

Anaplan, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Yvonne Wassenaar 1

Interactive Brokers Group, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director William Peterffy 1

Pinterest, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Fredric Reynolds 1

Page 5 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

The Trade Desk, Inc. 22-Dec-20 USA Provide Right to Act by Written Antitakeover Related Provide Right to Act by Written Consent 1 Consent

Burnham Holdings, Inc. 26-Apr-21 USA Elect Director Directors Related Elect Director Christopher R. Drew 1

Kirby Corporation 27-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Acushnet Holdings Corp. 07-Jun-21 USA Elect Director Directors Related Elect Director Yoon Soo (Gene) Yoon 1

SL Green Realty Corp. 08-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Shake Shack Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Sumaiya Balbale 1

ManifestSeven Holdings 03-Jun-21 USA Elect Director Directors Related Elect Director Sturges Karban 1 Corporation

Veritone, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Jeff P. Gehl 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Amend Articles/Bylaws/Charter -- Routine/Business Approve Interim Certificate of 1 Non-Routine Incorporation and Bylaws

Blink Charging Co. 15-Jun-21 USA Elect Director Directors Related Elect Director Ritsaart J.M. van 1 Montfrans

Xebec Adsorption Inc. 29-Jun-21 Canada Require Advance Notice for Antitakeover Related Approve Advance Notice Requirement 1 Shareholder Proposals/Nominations

Zymeworks Inc. 05-May-21 Canada Elect Director Directors Related Elect Director Kelvin Neu 1

Oil Co. LUKOIL PJSC 24-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Liubov Khoba as Director 1 or More Nominees Than Board Seats)

Magal Security Systems Ltd. 16-Nov-20 Israel If you are an Institutional Preferred/Bondholder If you are an Institutional Investor as 1 Investor as defined in Regulation defined in Regulation 1 of the 1 of the Supervision Financial Supervision Financial Services Services Regulations 2009 or a Regulations 2009 or a Manager of a Manager of a Joint Investment Joint Investment Trust Fund as defined Trust Fund as defined in the in the Joint Investment Trust Law, 1994, Joint Investment Trust Law, vote FOR. Otherwise, vote against. 1994, vote FOR. Otherwise, vote against.

Grid Dynamics Holdings, Inc. 15-Dec-20 USA Elect Director Directors Related Elect Director Leonard Livschitz 1

IMAX Corporation 09-Jun-21 Canada Elect Director Directors Related Elect Director Kevin Douglas 1

Holicity Inc. 30-Jun-21 USA Classify the Board of Directors Directors Related Classify the Board of Directors 1

Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Approve Discharge of Board and Directors Related Approve Discharge of Board 1 President

Sociedad Quimica y Minera de 22-Jan-21 Chile Amend Articles/Charter to Reflect Capitalization Amend Articles to Reflect Changes in 1 Chile SA Changes in Capital Capital

Global Net Lease, Inc. 12-Apr-21 USA Elect Director Directors Related Elect Director Edward G. Rendell 1

Page 6 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Vale SA 30-Apr-21 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Ken Yasuhara as Director Seats)

Vale SA 30-Apr-21 Brazil Elect Director (Cumulative Voting SH-Dirs' Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Marcelo Gasparino da Silva as Seats) Independent Director Appointed by Shareholders

Southern Copper Corporation 28-May-21 USA Elect Director Directors Related Elect Director Xavier Garcia de Quevedo 1 Topete

Evolus, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director David Moatazedi 1

Oculus VisionTech Inc. 23-Nov-20 USA Elect Director Directors Related Elect Director Rowland Perkins 1

Getty Realty Corp. 27-Apr-21 USA Amend Restricted Stock Plan Non-Salary Comp. Amend Restricted Stock Plan 1

National Beverage Corp. 02-Oct-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Ubisoft Entertainment SA 02-Jul-20 France Elect Director Directors Related Reelect Gerard Guillemot as Director 1

Elbit Systems Ltd. 02-Dec-20 Israel Indicate Personal Interest in Directors Related Vote FOR if you are a controlling 1 Proposed Agenda Item shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

Helix BioMedix, Inc. 19-Aug-20 USA Elect Director Directors Related Elect Director John F. (Jack) Clifford 1

Virginia National Bankshares 24-Jun-21 USA Elect Director Directors Related Elect Director James T. Holland 1 Corporation

ADT Inc. 26-May-21 USA Elect Director Directors Related Elect Director Lee J. Solomon 1

The Walt Disney Company 09-Mar-21 USA Company-Specific Board-Related SH-Dirs' Related Adopt a Policy to Include 1 Non-Management Employees as Prospective Director Candidates

AudioCodes Ltd. 15-Sep-20 Israel Elect Director Directors Related Reelect Joseph Tenne as Director 1

Siemens AG 03-Feb-21 Germany Company-Specific -- SH-Routine/Business Counter Motion E 1 Miscellaneous

Starbucks Corporation 17-Mar-21 USA Company-Specific Board-Related SH-Dirs' Related Adopt a Policy to Include 1 Non-Management Employees as Prospective Director Candidates

Service Properties Trust 16-Jun-21 USA Elect Director Directors Related Elect Director William A. Lamkin 1

Dominion Energy, Inc. 05-May-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Santa Cruz County Bank 26-May-21 USA Elect Director Directors Related Elect Director Thomas N. Griffin 1

Dell Technologies Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Lynn M. Vojvodich 1

Page 7 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director William E. Fallon 1

NCR Corporation 20-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Jason D. Robins 1

Veeva Systems Inc. 23-Jun-21 USA Elect Director Directors Related Elect Director Paul Sekhri 1

Coty Inc. 03-Nov-20 USA Elect Director Directors Related Elect Director Paul S. Michaels 1

AllianzGI Dividend, Interest & 24-Nov-20 USA Other Business Routine/Business Other Business 1 Premium Strategy Fund

Skytop Lodge Corporation 10-May-21 USA Elect Director Directors Related Elect Director Richard B. Bernhardt 1

R1 RCM Inc. 20-May-21 USA Elect Director Directors Related Elect Director Ian Sacks 1

Lincoln National Corporation 03-Jun-21 USA Amend Articles/Bylaws/Charter - SH-Dirs' Related Amend Special Meeting Right Provisions 1 Call Special Meetings

Gritstone Oncology, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Elaine Jones 1

Nokia Oyj 08-Apr-21 Finland Elect Director Directors Related Reelect Kari Stadigh as Director 1

CNH Industrial NV 15-Apr-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Churchill Downs Incorporated 20-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

ViacomCBS Inc. 25-May-21 USA Elect Director Directors Related Elect Director Brian Goldner 1

Landcadia Holdings II, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Richard H. Liem 1

ContextLogic, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Tanzeen Syed 1

Matinas BioPharma Holdings, Inc. 26-Jan-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Mace Security International, Inc. 02-Jul-20 USA Elect Director Directors Related Elect Director Sanjay Singh 1

Northern Star Acquisition Corp. 28-May-21 USA Elect Director Directors Related Elect Director Henrik Werdelin 1

Kaleido Biosciences, Inc. 14-Jun-21 USA Elect Director Directors Related Elect Director Jean Mixer 1

Hennessy Capital Acquisition 21-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Corp. IV Vote Requirement for to Amend or Repeal Articles V, VI, VII Amendments and VIII of the Proposed Charter

Goosehead Insurance, Inc. 03-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Realogy Holdings Corp. 05-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Kelso Technologies Inc. 03-Jun-21 Canada Approve Restricted Stock Plan Non-Salary Comp. Approve Restricted Share Unit Plan 1

Unity Software Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director John Riccitiello 1

Page 8 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Telefonaktiebolaget LM Ericsson 30-Mar-21 Sweden Approve Restricted Stock Plan Non-Salary Comp. Approve Long-Term Variable 1 Compensation Program 2021 (LTV 2021)

Accelerate Diagnostics, Inc. 07-May-21 USA Elect Director Directors Related Elect Director Charles Watts 1

National General Holdings Corp. 30-Sep-20 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes

John B. Sanfilippo & Son, Inc. 28-Oct-20 USA Elect Director Directors Related Elect Director Ellen C. Taaffe 1

Park City Group, Inc. 19-Nov-20 USA Elect Director Directors Related Elect Director Robert W. Allen 1

Isoray, Inc. 08-Dec-20 USA Elect Director Directors Related Elect Director Philip J. Vitale 1

ZIOPHARM Oncology, Inc. 15-Dec-20 USA Removal of Existing Board SH-Dirs' Related Consent to Remove J. Kevin Buchi as 1 Directors Director

Eaton Vance Limited Duration 11-Feb-21 USA Elect Director Directors Related Elect Director Helen Frame Peters 1 Income Fund

CF Finance Acquisition Corp. II 05-Mar-21 USA Elect Director Directors Related Elect Director Tom Cheung 1

CF Finance Acquisition Corp. II 05-Mar-21 USA Elect Director Directors Related Elect Director Tom Leppert 1

Biohaven Pharmaceutical Holding 05-May-21 Virgin Isl (UK) Elect Director Directors Related Elect Director Julia P. Gregory 1 Company Ltd.

Experience Investment Corp. 05-May-21 USA Elect Director Directors Related Elect Director David Zaslav 1

Neoleukin Therapeutics, Inc. 13-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

JFrog Ltd. 13-May-21 Israel Elect Director Directors Related Reelect Shlomi Ben Haim as Director 1

AppFolio, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Winifred Webb 1

Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Zig Serafin 1

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Avram Glazer 1

Castle Biosciences, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Mara G. Aspinall 1

Dyadic International, Inc. 11-Jun-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Daseke, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Ena Williams 1

NVR, Inc. 05-May-21 USA Elect Director Directors Related Elect Director W. Grady Rosier 1

Urban Edge Properties 05-May-21 USA Elect Director Directors Related Elect Director Steven Roth 1

TripAdvisor, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Stephen Kaufer 1

Virginia National Bankshares 24-Jun-21 USA Elect Director Directors Related Elect Director William D. Dittmar, Jr. 1 Corporation

Amazon.com, Inc. 26-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman

Stitch Fix, Inc. 16-Dec-20 USA Elect Director Directors Related Elect Director J. William Gurley 1

Page 9 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Shopify Inc. 26-May-21 Canada Amend Restricted Stock Plan Non-Salary Comp. Re-approve Long Term Incentive Plan 1

Universal Display Corporation 17-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

ABB Ltd. 25-Mar-21 Switzerland Approve Issuance of Equity or Capitalization Approve Creation of CHF 24 Million Pool 1 Equity-Linked Securities without of Capital without Preemptive Rights Preemptive Rights

State Street Corporation 19-May-21 USA Labor Issues - Discrimination and SH-Other/misc. Report on Racial Equity Audit 1 Miscellaneous

Sirius XM Holdings Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director David M. Zaslav 1

Brighthouse Financial, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Eileen A. Mallesch 1

The Trade Desk, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Gokul Rajaram 1

TerraForm Power, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Harry Goldgut 1

Cielo SA 23-Apr-21 Brazil Appoint Internal Statutory Directors Related Elect Fiscal Council Members 1 Auditor(s) [and Approve Auditor's/Auditors' Remuneration]

Yandex NV 28-Jun-21 Netherlands Eliminate Preemptive Rights Capitalization Authorize Board to Exclude Preemptive 1 Rights from Share Issuances

Constellium SE 11-May-21 France Approve Restricted Stock Plan Non-Salary Comp. Authorize up to 6,800,000 Shares of 1 Issued Capital for Use in Restricted Stock Plans

Old Republic International 28-May-21 USA Elect Director Directors Related Elect Director Spencer LeRoy, III 1 Corporation

Vicor Corporation 25-Jun-21 USA Elect Director Directors Related Elect Director Philip D. Davies 1

CRISPR Therapeutics AG 10-Jun-21 Switzerland Elect Member of Remuneration Routine/Business Reelect Ali Behbahani as Member of the 1 Committee Compensation Committee

At Home Group Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Wendy A. Beck 1

ContextLogic, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Piotr Szulczewski 1

Kensington Capital Acquisition 25-Nov-20 USA Amend Articles/Bylaws/Charter -- Routine/Business Amend Certificate of Incorporation Re: 1 Corp. Non-Routine Additional Charter

Tradeweb Markets Inc. 11-May-21 USA Elect Director Directors Related Elect Director Thomas Pluta 1

R.R. Donnelley & Sons Company 20-May-21 USA Elect Director Directors Related Elect Director Irene M. Esteves 1

Academy Sports & Outdoors, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Brian T. Marley 1

Zuora, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Tien Tzuo 1

Eaton Vance Limited Duration 11-Feb-21 USA Elect Director Directors Related Elect Director Susan J. Sutherland 1 Income Fund

Compania Cervecerias Unidas SA 14-Apr-21 Chile Elect Directors (Bundled) Directors Related Elect Directors 1

Page 10 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

BlackRock Capital Investment 03-May-21 USA Elect Director Directors Related Elect Director Meridee A. Moore 1 Corporation

Highlands REIT, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Richard Vance 1

Whitestone REIT 13-May-21 USA Elect Director Directors Related Elect Director Jack L. Mahaffey 1

Sierra Metals Inc. 10-Jun-21 Canada Elect Director Directors Related Elect Director Steven G. Dean 1

P10 Holdings, Inc. 28-Jun-21 USA Elect Director Directors Related Elect Director Robert H. Alpert 1

Palomar Holdings, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Catriona M. Fallon 1

UroGen Pharma Ltd. 07-Jun-21 Israel Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Kindred Biosciences, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Ervin Veszpremi 1

LVMH Moet Hennessy Louis 15-Apr-21 France Elect Director Directors Related Reelect Antoine Arnault as Director 1 Vuitton SE

JBG SMITH Properties 29-Apr-21 USA Elect Director Directors Related Elect Director Steven Roth 1

TransDigm Group Incorporated 18-Mar-21 USA Elect Director Directors Related Elect Director Sean P. Hennessy 1

The PNC Financial Services Group, 27-Apr-21 USA Weapons - Related SH-Health/Environ. Report on Risk Management and Nuclear 1 Inc. Weapon Industry

GoodRx Holdings, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Jacqueline Kosecoff 1

CrowdStrike Holdings, Inc. 30-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Advantage Solutions Inc. 26-May-21 USA Elect Director Directors Related Elect Director Brian K. Ratzan 1

Etsy, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Edith W. Cooper 1

Mission Produce, Inc. 13-Apr-21 USA Elect Director Directors Related Elect Director Stephen A. Beebe 1 adidas AG 12-May-21 Germany Company-Specific -- SH-Routine/Business Counter Motion B 1 Miscellaneous

Digital Realty Trust, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Mark R. Patterson 1

Deutsche Telekom AG 01-Apr-21 Germany Company-Specific -- SH-Routine/Business Counter Motion D 1 Miscellaneous

Liberty Global plc 16-Jun-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Lions Gate Entertainment Corp. 15-Sep-20 Canada Elect Director Directors Related Elect Director Michael T. Fries 1

Western Copper and Gold 17-Jun-21 Canada Amend Executive Share Option Non-Salary Comp. Re-approve Stock Option Plan 1 Corporation Plan

GAMCO Investors, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Raymond C. Avansino, Jr. 1

Fire & Flower Holdings Corp. 09-Jun-21 Canada Approve Restricted Stock Plan Non-Salary Comp. Approve Treasury Performance and 1 Restricted Share Unit Plan

Page 11 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

CoreLogic, Inc. 17-Nov-20 USA Amend Articles/Bylaws/Charter - SH-Dirs' Related Amend Bylaws to Provide Mechanics for 1 Call Special Meetings Calling a Special Meeting if No or Less Than a Majority of Directors are in Office

Talend SA 29-Jun-21 France Approve/Amend Issuance of Non-Salary Comp. Authorize Issuance of Warrants (BSA) 1 Warrants Reserved for Founders without Preemptive Rights up to EUR 184,000

Pivotal Investment Corporation II 21-Dec-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Brigham Minerals, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Robert M. Roosa 1

Oak Street Health, Inc. 05-May-21 USA Elect Director Directors Related Elect Director Robbert Vorhoff 1

Mr. Cooper Group Inc. 13-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Deciphera Pharmaceuticals, Inc. 23-Jun-21 USA Elect Director Directors Related Elect Director Ron Squarer 1

Fulgent Genetics, Inc. 17-Sep-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Brooge Energy Limited 18-Dec-20 Cayman Islands Elect Director Directors Related Elect Director Nicolaas Lammert 1 Paardenkooper

Redfin Corporation 09-Jun-21 USA Elect Director Directors Related Elect Director David Lissy 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director German Larrea 1 Mota-Velasco

POSCO 12-Mar-21 South Korea Elect Director Directors Related Elect Jeong Chang-hwa as Inside 1 Director

Sberbank Russia PJSC 23-Apr-21 Russia Elect Director (Cumulative Voting Directors Related Elect Herman Gref as Director 1 or More Nominees Than Board Seats)

Sberbank Russia PJSC 23-Apr-21 Russia Elect Director (Cumulative Voting Directors Related Elect Mikhail Kovalchuk as Director 1 or More Nominees Than Board Seats)

Kadmon Holdings, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Eugene Bauer 1

JFrog Ltd. 13-May-21 Israel Approve/Amend Employment Non-Salary Comp. Approve Amended Compensation of 1 Agreements Yoav Landman, Chief Technology Officer

Evolus, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Vikram Malik 1

Fortress Value Acquisition Corp. II 15-Jun-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Allogene Therapeutics, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Franz Humer 1

ASE Technology Holding Co., Ltd. 22-Jun-21 Taiwan Elect Director (Cumulative Voting Directors Related Elect JEFFERY CHEN, a Representative 1 or More Nominees Than Board of ASE ENTERPRISES LTD., with Seats) SHAREHOLDER NO.00000001, as Non-independent Director

Seneca Biopharma, Inc. 04-Sep-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Page 12 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH dMY Technology Group, Inc. 29-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for for Amendments Amendments

Seneca Biopharma, Inc. 23-Apr-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Helios Technologies, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Gregory C. Yadley 1

Recruit Holdings Co., Ltd. 17-Jun-21 Japan Amend Articles to: (Japan) Reorg. and Mergers Amend Articles to Allow Virtual Only 1 Shareholder Meetings

Star Peak Energy Transition Corp. 27-Apr-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Dynatrace, Inc. 25-Aug-20 USA Elect Director Directors Related Elect Director John Van Siclen 1

Oracle Corporation 04-Nov-20 USA Elect Director Directors Related Elect Director Jeffrey S. Berg 1

Imperial Brands Plc 03-Feb-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Rocket Companies, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Jennifer Gilbert 1

Skillz, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Vandana Mehta-Krantz 1

Cloudera, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Kevin Klausmeyer 1

Caterpillar Inc. 09-Jun-21 USA Company-Specific- SH-Corp Governance Amend Certificate of Incorporate to 1 -Governance-Related become Public Benefit Corporation

FedEx Corporation 21-Sep-20 USA Link Executive Pay to Social SH-Compensation Report on Integrating ESG Metrics Into 1 Criteria Executive Compensation Program

Baxter International Inc. 04-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman

The Kraft Heinz Company 06-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Santa Cruz County Bank 26-May-21 USA Elect Director Directors Related Elect Director Kenneth R. Chappell 1

PubMatic, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Cathleen Black 1

Digital Realty Trust, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Laurence A. Chapman 1

Morningstar, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Caroline Tsay 1

Pinduoduo, Inc. 22-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Nanpeng Shen 1

Evoqua Water Technologies Corp. 16-Feb-21 USA Elect Director Directors Related Elect Director Vinay Kumar 1

Burnham Holdings, Inc. 26-Apr-21 USA Elect Director Directors Related Elect Director Laura T. Wand 1

Safeguard Scientifics, Inc. 19-May-21 USA Elect Director Directors Related Elect Director Joseph M. Manko, Jr. 1

R1 RCM Inc. 20-May-21 USA Elect Director Directors Related Elect Director Albert (Bert) R. Zimmerli 1

Armada Hoffler Properties, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director George F. Allen 1

Lyft, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director David Lawee 1

Page 13 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Varex Imaging Corporation 11-Feb-21 USA Elect Director Directors Related Elect Director Walter M Rosebrough, Jr. 1

Antero Midstream Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director Brooks J. Klimley 1

Revolution Medicines, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Neil Exter 1

Midland States Bancorp, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Robert F. Schultz 1

Turning Point Therapeutics, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Carol Gallagher 1

Oil Co. LUKOIL PJSC 24-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Vagit Alekperov as Director 1 or More Nominees Than Board Seats)

The Toronto-Dominion Bank 01-Apr-21 Canada Board Diversity SH-Dirs' Related SP 2: Adopt a Diversity Target Higher 1 than 40% for the Composition of the Board of Directors for the Next Five Years

IMAX Corporation 09-Jun-21 Canada Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Clearway Energy, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Christopher S. Sotos 1

HEXO Corp. 11-Dec-20 Canada Elect Director Directors Related Elect Director Vincent Chiara 1

MSC Industrial Direct Co., Inc. 27-Jan-21 USA Elect Director Directors Related Elect Director Mitchell Jacobson 1

CF Finance Acquisition Corp. II 05-Mar-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for to Amend Charter Amendments

Petroleo Brasileiro SA 12-Apr-21 Brazil In Case There is Any Change to Directors Related In Case There is Any Change to the 1 the Board Slate Composition, Board Slate Composition, May Your May Your Votes Still be Counted Votes Still be Counted for the Proposed for the Proposed Slate? Slate?

Petroleo Brasileiro SA 12-Apr-21 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Eduardo Bacellar Leal Ferreira as Seats) Director

Petroleo Brasileiro SA 12-Apr-21 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Sonia Julia Sulzbeck Villalobos as Seats) Independent Director

Graham Holdings Company 06-May-21 USA Elect Director Directors Related Elect Director Anne M. Mulcahy 1

PT Telkom Indonesia (Persero) 28-May-21 Indonesia Amend Articles/Bylaws/Charter -- Routine/Business Amend Articles of Association 1 Tbk Non-Routine

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Darcie Glazer Kassewitz 1

Green Thumb Industries Inc. 28-Jun-21 Canada Elect Director Directors Related Elect Director Benjamin Kovler 1

Nano-X Imaging Ltd. 09-Feb-21 Israel Approve Remuneration Policy Non-Salary Comp. Approve Compensation Policy for the 1 Directors and Officers of the Company

Page 14 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Assa Abloy AB 28-Apr-21 Sweden Approve Restricted Stock Plan Non-Salary Comp. Approve Performance Share Matching 1 Plan LTI 2021 dMY Technology Group, Inc. 29-Dec-20 USA Provide Right to Act by Written Antitakeover Related Provide Right to Act by Written Consent 1 Consent

ADT Inc. 26-May-21 USA Elect Director Directors Related Elect Director David C. Ryan 1

Iterum Therapeutics plc 23-Jun-21 Ireland Elect Director Directors Related Elect Director Ronald M. Hunt 1

Iterum Therapeutics plc 23-Jun-21 Ireland Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Straumann Holding AG 09-Apr-21 Switzerland Elect Director Directors Related Reelect Sebastian Burckhardt as Director 1

Straumann Holding AG 09-Apr-21 Switzerland Elect Director Directors Related Elect Petra Rumpf as Director 1

Starbucks Corporation 17-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Appian Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Robert C. Kramer 1

Mastercard Incorporated 22-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

DocuSign, Inc. 28-May-21 USA Elect Director Directors Related Elect Director Mary Agnes "Maggie" 1 Wilderotter

BP Plc 12-May-21 United Kingdom GHG Emissions SH-Health/Environ. Approve Shareholder Resolution on 1 Climate Change Targets

Square, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Mary Meeker 1

Moderna, Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Elizabeth Nabel 1

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director E. Carey Joullian, IV 1

BJ's Wholesale Club Holdings, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Ken Parent 1

Airbnb, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Brian Chesky 1

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Blake Bozman 1

Halliburton Company 19-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

DREAM Unlimited Corp. 07-Jun-21 Canada Approve/Amend Deferred Share Non-Salary Comp. Amend Deferred Share Incentive Plan 1 Bonus Plan

Cable One, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Thomas S. Gayner 1

Ryanair Holdings Plc 17-Sep-20 Ireland Elect Director Directors Related Re-elect Howard Millar as Director 1

China Rapid Finance Limited 17-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Po Wang 1

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Tracy L. Skeans 1

Page 15 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

BYD Company Limited 08-Jun-21 China Approve Issuance of Equity or Capitalization Approve Issuance by BYD Electronic 1 Equity-Linked Securities without (International) Company Limited of Preemptive Rights Equity or Equity-Linked Securities without Preemptive Rights

ContextLogic, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Hans Tung 1

Oric Pharmaceuticals, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Richard Heyman 1

Brooge Energy Limited 18-Dec-20 Cayman Islands Elect Director Directors Related Elect Director Saleh Mohamed Yammout 1

Cullen/Frost Bankers, Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Charles W. Matthews 1

Redfin Corporation 09-Jun-21 USA Elect Director Directors Related Elect Director James Slavet 1

IMAX Corporation 09-Jun-21 Canada Elect Director Directors Related Elect Director Dana Settle 1

KemPharm, Inc. 17-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Holicity Inc. 30-Jun-21 USA Amend Articles/Bylaws/Charter -- Routine/Business Amend Charter 1 Non-Routine

International Game Technology 11-May-21 United Kingdom Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1 PLC

AMC Entertainment Holdings, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Philip Lader 1

Cinedigm Corp. 23-Oct-20 USA Elect Director Directors Related Elect Director Tom Bu 1

JFrog Ltd. 13-May-21 Israel Approve/Amend Employment Non-Salary Comp. Approve Amended Compensation of 1 Agreements Frederic Simon, Chief Data Scientist

Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Luka Mucic 1

Xerox Holdings Corporation 20-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Fortress Value Acquisition Corp. II 15-Jun-21 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

Fortress Value Acquisition Corp. II 15-Jun-21 USA Elect Director Directors Related Elect Director Joshua A. Pack 1

Intellia Therapeutics, Inc. 23-Jun-21 USA Elect Director Directors Related Elect Director Frank Verwiel 1

AMG Funds IV 30-Jun-21 USA Allow Board to Change the Routine/Business Approve Redesignation of the Fund's 1 Investment Objective Without Fundamental Investment Objective as Shareholder Approval Non-Fundamental

SFL Corporation Ltd. 26-May-21 Bermuda Elect Director Directors Related Elect Director Kathrine Astrup Fredriksen 1

Mustang Bio, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Manuel Litchman 1

Hexagon AB 29-Apr-21 Sweden Elect Director Directors Related Reelect Sofia Schorling Hogberg as 1 Director

Cenovus Energy Inc. 12-May-21 Canada Elect Director Directors Related Elect Director Canning K.N. Fok 1

Jefferies Financial Group Inc. 25-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Page 16 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Rush Street Interactive, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Harry L. You 1

Ares Management Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director Michael J Arougheti 1

Compass Diversified Holdings 26-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Hims & Hers Health, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Alex Bard 1

SunPower Corporation 13-May-21 USA Elect Director Directors Related Elect Director Francois Badoual 1

Oracle Corporation 04-Nov-20 USA Elect Director Directors Related Elect Director William G. Parrett 1

The TJX Companies, Inc. 08-Jun-21 USA Animal Welfare SH-Other/misc. Report on Animal Welfare 1

Siemens AG 03-Feb-21 Germany Company-Specific -- SH-Routine/Business Counter Motion C 1 Miscellaneous

TransDigm Group Incorporated 18-Mar-21 USA Elect Director Directors Related Elect Director Robert J. Small 1

Kontoor Brands, Inc. 20-Apr-21 USA Elect Director Directors Related Elect Director Kathleen S. Barclay 1

ABB Ltd. 25-Mar-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

MGM Growth Properties LLC 05-May-21 USA Elect Director Directors Related Elect Director John M. McManus 1

BJ's Wholesale Club Holdings, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Robert Steele 1

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director C. Malcolm Holland, III 1

Liberty Broadband Corporation 26-May-21 USA Elect Director Directors Related Elect Director J. David Wargo 1

Guardant Health, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Helmy Eltoukhy 1

DXC Technology Company 13-Aug-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Cracker Barrel Old Country Store, 19-Nov-20 USA Elect Director (Management) Directors Related Elect Director Norman E. Johnson 1 Inc.

Deutsche Telekom AG 01-Apr-21 Germany Company-Specific -- SH-Routine/Business Counter Motion J 1 Miscellaneous

Elbit Systems Ltd. 07-Apr-21 Israel Approve Remuneration Policy Non-Salary Comp. Approve Amended Compensation Policy 1 for the Directors and Officers of the Company

Elanco Animal Health 19-May-21 USA Elect Director Directors Related Elect Director Denise Scots-Knight 1 Incorporated

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Augusta Brown Holland 1

Watts Water Technologies, Inc. 12-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Trulieve Cannabis Corp. 10-Jun-21 Canada Elect Director Directors Related Elect Director Kim Rivers 1

Cardiol Therapeutics Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Eldon R. Smith 1

Cardiol Therapeutics Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Peter Pekos 1

Page 17 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

CoreLogic, Inc. 17-Nov-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Ryan McKendrick 1

ContextLogic, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Joe Lonsdale 1

SailPoint Technologies Holdings, 29-Apr-21 USA Elect Director Directors Related Elect Director Mark D. McClain 1 Inc.

Kensington Capital Acquisition 25-Nov-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corp.

Sanmina Corporation 15-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Paycom Software, Inc. 03-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Bandwidth Inc. 20-May-21 USA Elect Director Directors Related Elect Director Brian D. Bailey 1

Southern Copper Corporation 28-May-21 USA Elect Director Directors Related Elect Director Carlos Ruiz Sacristan 1

Ladder Capital Corp 01-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Organogenesis Holdings Inc. 18-Dec-20 USA Elect Director Directors Related Elect Director Robert Ades 1

Switchback Energy Acquisition 25-Feb-21 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock 1 Corporation Stock Purchase Plan Purchase Plan

Apple Inc. 23-Feb-21 USA Company-Specific- SH-Compensation Improve Principles of Executive 1 -Compensation-Related Compensation Program

Fiserv, Inc. 19-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Siemens AG 09-Jul-20 Germany Company-Specific -- SH-Routine/Business Counter Motion 3 Miscellaneous

Equinor ASA 11-May-21 Norway Climate Change Action SH-Health/Environ. Instruct Company to Stop all Oil and Gas 2 Exploration in the Norwegian Sector of the Barents Sea

Intel Corporation 13-May-21 USA Gender Pay Gap SH-Other/misc. Report on Global Median Gender/Racial 1 Pay Gap

Skillz, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Andrew Paradise 1

Ares Capital Corporation 07-Jun-21 USA Elect Director Directors Related Elect Director Bennett Rosenthal 1

Bill.com Holdings, Inc. 03-Dec-20 USA Elect Director Directors Related Elect Director Rene Lacerte 1

Hudson Pacific Properties, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Barry A. Porter 1

Petroleo Brasileiro SA 22-Jul-20 Brazil Approve Remuneration of Non-Salary Comp. Approve Remuneration of Company's 1 Executive Directors and/or Management and Fiscal Council Non-Executive Directors

Tootsie Roll Industries, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Virginia L. Gordon 1

Westlake Chemical Corporation 13-May-21 USA Elect Director Directors Related Elect Director R. Bruce Northcutt 1

Page 18 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Liberty Global plc 16-Jun-21 United Kingdom Elect Director Directors Related Elect Director Larry E. Romrell 1

BeiGene, Ltd. 16-Jun-21 Cayman Islands Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Coty Inc. 03-Nov-20 USA Elect Director Directors Related Elect Director Erhard Schoewel 1

Coty Inc. 03-Nov-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Prologis, Inc. 29-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Nikola Corporation 30-Jun-21 USA Elect Director Directors Related Elect Director Stephen J. Girsky 1

Senior Plc 23-Apr-21 United Kingdom Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1

Akebia Therapeutics, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Cynthia Smith 1

SailPoint Technologies Holdings, 29-Apr-21 USA Elect Director Directors Related Elect Director Tracey E. Newell 1 Inc.

Kaleido Biosciences, Inc. 14-Jun-21 USA Elect Director Directors Related Elect Director Anthony G. Quinn 1

Live Oak Bancshares, Inc. 11-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

CURE Pharmaceutical Holding 23-Sep-20 USA Elect Director Directors Related Elect Director Ruben King-Shaw, Jr. 1 Corp.

AVITA Therapeutics, Inc. 09-Nov-20 USA Elect Director Directors Related Elect Director Jeremy Curnock Cook 1

Avalon GloboCare Corp. 04-Aug-20 USA Elect Director Directors Related Elect Director Yancen Lu 1

Aphria Inc. 17-Nov-20 Canada Elect Director Directors Related Elect Director David Hopkinson 1

Petroleo Brasileiro SA 14-Apr-21 Brazil Appoint Internal Statutory Directors Related Elect Fiscal Council Members 1 Auditor(s) [and Approve Auditor's/Auditors' Remuneration]

Vesper Healthcare Acquisition 29-Apr-21 USA Approve Issuance of Shares for a Capitalization Approve Issuance of Shares for a Private 1 Corp. Private Placement Placement

Vale SA 30-Apr-21 Brazil Elect Director Directors Related Elect Ken Yasuhara as Director 1

The Gap, Inc. 11-May-21 USA Elect Director Directors Related Elect Director Robert J. Fisher 1

Provention Bio, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Sean Doherty 1

Southern Copper Corporation 28-May-21 USA Elect Director Directors Related Elect Director Luis Miguel Palomino 1 Bonilla

Fortress Value Acquisition Corp. II 15-Jun-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for to Amend Bylaws Amendments

ChromaDex Corporation 17-Jun-21 USA Elect Director Directors Related Elect Director Steven D. Rubin 1

Frequency Therapeutics, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Michael Huang 1

Page 19 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Mobile TeleSystems PJSC 23-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Viacheslav Nikolaev as Director 1 or More Nominees Than Board Seats)

L'Oreal SA 20-Apr-21 France Approve/Amend Employment Non-Salary Comp. Approve Amendment of Employment 1 Agreements Contract of Nicolas Hieronimus, CEO Since May 1, 2021

Star Peak Energy Transition Corp. 27-Apr-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for to Amend Charter and Bylaws Amendments

Dynatrace, Inc. 25-Aug-20 USA Elect Director Directors Related Elect Director Michael Capone 1

Edwards Lifesciences Corporation 04-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent

Exact Sciences Corporation 30-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Oracle Corporation 04-Nov-20 USA Elect Director Directors Related Elect Director Leon E. Panetta 1

Facebook, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Peter A. Thiel 1

T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director G. Michael (Mike) Sievert 1

Alibaba Group Holding Limited 30-Sep-20 Cayman Islands Elect Director Directors Related Elect Kabir Misra as Director 1

NICE Ltd. (Israel) 28-Apr-21 Israel Indicate Personal Interest in Directors Related Vote FOR if you are a controlling 1 Proposed Agenda Item shareholder or have a personal interest in Item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

Tesla, Inc. 22-Sep-20 USA Miscellaneous Proposal -- Social Proposal Report on Paid Advertising 1 Environmental & Social

The AES Corporation 22-Apr-21 USA Amend Articles Board-Related SH-Dirs' Related Require Shareholder Approval of Bylaw 1 and Charter Amendments Adopted by the Board of Directors

MGM Growth Properties LLC 05-May-21 USA Elect Director Directors Related Elect Director Thomas Roberts 1

Santa Cruz County Bank 26-May-21 USA Elect Director Directors Related Elect Director John C. Burroughs 1

Square, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Darren Walker 1

Biogen Inc. 02-Jun-21 USA Gender Pay Gap SH-Other/misc. Report on Gender Pay Gap 1

CrowdStrike Holdings, Inc. 06-Jul-20 USA Elect Director Directors Related Elect Director Denis J. O'Leary 1

Tootsie Roll Industries, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Lana Jane Lewis-Brent 1

BeiGene, Ltd. 16-Jun-21 Cayman Islands Company-Specific Non-Salary Comp. Approve Grant of Restricted Shares Unit 1 Compensation-Related to John V. Oyler

Black Knight, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director William P. Foley, II 1

Page 20 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Hammerson Plc 04-May-21 United Kingdom Elect Director Directors Related Re-elect James Lenton as Director 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director William Harvey 1

Datatrak International, Inc. 30-Jun-21 USA Elect Director Directors Related Elect Director Alex Tabatabai 1

Contango Oil & Gas Company 30-Jun-21 USA Elect Director Directors Related Elect Director Joseph J. Romano 1

Northern Star Acquisition Corp. 28-May-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Oak Street Health, Inc. 05-May-21 USA Adopt or Increase Supermajority Antitakeover Related Advisory Vote to Retain Supermajority 1 Vote Requirement for Vote Requirement to Amend Certificate Amendments of Incorporation and Bylaws

Nuveen S&P 500 Dynamic 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 Overwrite Fund

Texas Roadhouse, Inc. 13-May-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

R.R. Donnelley & Sons Company 20-May-21 USA Elect Director Directors Related Elect Director Jamie Moldafsky 1

Fastly, Inc. 21-Jun-21 USA Elect Director Directors Related Elect Director David M. Hornik 1

Holicity Inc. 30-Jun-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Vedanta Limited 30-Sep-20 India Approve Remuneration of Non-Salary Comp. Approve Payment of Remuneration to 1 Executive Directors and/or Srinivasan Venkatakrishnan as Non-Executive Directors Whole-Time Director Designated as Chief Executive Officer (CEO)

Spartan Energy Acquisition Corp. 28-Oct-20 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock 1 Stock Purchase Plan Purchase Plan

Oasis Petroleum Inc. 02-Nov-20 USA Miscellaneous Proposal: Routine/Business Opt-Out of the Third Party Release 1 Company-Specific

MedMen Enterprises Inc. 10-Nov-20 Canada Elect Director Directors Related Elect Director Benjamin Rose 1

Petroleo Brasileiro SA 12-Apr-21 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Ana Silvia Corso Matte as Seats) Independent Director

Vesper Healthcare Acquisition 29-Apr-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Corp. Vote Requirement for to Amend Certificate of Incorporation Amendments

Golden Nugget Online Gaming, 10-Jun-21 USA Elect Director Directors Related Elect Director Richard H. Liem 1 Inc.

Fortress Value Acquisition Corp. II 15-Jun-21 USA Amend Articles/Bylaws/Charter -- Routine/Business Amend Certificate of Incorporation 1 Non-Routine

Jounce Therapeutics, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Robert Iannone 1

BioNTech SE 22-Jun-21 Germany Approve Issuance of Equity or Capitalization Approve Creation of EUR 123.2 Million 1 Equity-Linked Securities with or Pool of Capital with Partial Exclusion of without Preemptive Rights Preemptive Rights

Digital Media Solutions, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Mary E. Minnick 1

Page 21 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Mogo Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director David Feller 1

Nano-X Imaging Ltd. 09-Feb-21 Israel Indicate Personal Interest in Directors Related Vote FOR if you are a controlling 1 Proposed Agenda Item shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

Forum Merger II Corporation 03-Jun-21 USA Elect Director Directors Related Elect Director David Boris 1

Mustang Bio, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Lindsay A. Rosenwald 1

Orange SA 18-May-21 France Allow Board to Use All Antitakeover Related Allow Board to Use Delegations under 1 Outstanding Capital Item 21 Above in the Event of a Public Authorizations in the Event of a Tender Offer Public Tender Offer or Share Exchange Offer

Symrise AG 05-May-21 Germany Amend Articles/Bylaws/Charter -- Routine/Business Amend Articles Re: Online Participation; 1 Routine Absentee Vote; Virtual General Meeting

SolarWinds Corporation 28-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Utah Medical Products, Inc. 07-Aug-20 USA Elect Director Directors Related Elect Director James H. Beeson 1

Banco do Brasil SA 28-Apr-21 Brazil Elect Director Directors Related Elect Walter Eustaquio Ribeiro as 1 Director

Hims & Hers Health, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director David Wells 1

Splunk Inc. 17-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Siemens AG 09-Jul-20 Germany Company-Specific -- SH-Routine/Business Counter Motion D 1 Miscellaneous

Palo Alto Networks, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Carl Eschenbach 1

Siemens AG 03-Feb-21 Germany Company-Specific -- SH-Routine/Business Counter Motion 3 Miscellaneous

Equinor ASA 11-May-21 Norway Climate Change Action SH-Health/Environ. Instruct Company to Set Short, Medium, 2 and Long-Term Targets for Greenhouse Gas (GHG) Emissions of the Companys Operations and the Use of Energy Products

Service Properties Trust 16-Jun-21 USA Elect Director Directors Related Elect Director Laurie B. Burns 1

Hannon Armstrong Sustainable 03-Jun-21 USA Elect Director Directors Related Elect Director Teresa M. Brenner 1 Infrastructure Capital, Inc.

Rio Tinto Plc 09-Apr-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report for 1 Executive Officers'Compensation Australian Law Purposes

Page 22 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

MGM Growth Properties LLC 05-May-21 USA Elect Director Directors Related Elect Director Daniel J. Taylor 1

IAC/InterActiveCorp 14-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Medpace Holdings, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Fred B. Davenport, Jr. 1

Twitter, Inc. 24-Jun-21 USA Require Environmental/Social SH-Dirs' Related Require Independent Director Nominee 1 Issue Qualifications for Director with Human and/or Civil Rights Nominees Experience

Constellation Brands, Inc. 21-Jul-20 USA Elect Director Directors Related Elect Director Jerry Fowden 1

Cielo SA 24-Jul-20 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Francisco Augusto da Costa e Silva Seats) as Independent Director

Liberty Latin America Ltd. 03-Dec-20 Bermuda Elect Director Directors Related Elect Director Michael T. Fries 1

WD-40 Company 08-Dec-20 USA Company-Specific Board-Related SH-Dirs' Related Adopt a Policy to Include 1 Non-Management Employees as Prospective Director Candidates

BioMarin Pharmaceutical Inc. 25-May-21 USA Elect Director Directors Related Elect Director Michael Grey 1

Apollo Commercial Real Estate 08-Jun-21 USA Elect Director Directors Related Elect Director Scott S. Prince 1 Finance, Inc.

Baudax Bio, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director William L. Ashton 1

Wynn Resorts, Limited 05-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

GAMCO Investors, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Elisa M. Wilson 1

GreenSky, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Gerald Benjamin 1

Energy Fuels Inc. 26-May-21 Canada Adopt New Articles of Routine/Business Adopt By-Law No. 3 1 Association/Charter

Alteryx, Inc. 13-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Northern Star Acquisition Corp. 28-May-21 USA Elect Director Directors Related Elect Director Manish Joneja 1

Mind Medicine (MindMed) Inc. 27-May-21 Canada Elect Director Directors Related Elect Director Stephen L. Hurst 1

Mind Medicine (MindMed) Inc. 27-May-21 Canada Elect Director Directors Related Elect Director Perry Dellelce 1

Energous Corporation 24-Jul-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Seelos Therapeutics, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Brian Lian 1

Mitsubishi UFJ Financial Group, 29-Jun-21 Japan Elect a Shareholder-Nominee to SH-Dirs' Related Appoint Shareholder Director Nominee 1 Inc. the Board (Proxy Access Ino, Tatsuki Nominee)

Page 23 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Cresco Labs Inc. 30-Jun-21 Canada Company Specific - Equity Capitalization Approve Transfer of the Special Rights 1 Related and Restrictions Attached to the Super Voting Shares

Clearway Energy, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Bruce MacLennan 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Xavier Garcia de Quevedo 1 Topete

ZIOPHARM Oncology, Inc. 15-Dec-20 USA Removal of Existing Board SH-Dirs' Related Consent to Remove Scott Braunstein as 1 Directors Director

ZIOPHARM Oncology, Inc. 15-Dec-20 USA Change Size of Board of SH-Dirs' Related Consent to Amend Bylaws to Provide 1 Directors Stockholders the Exclusive Ability to Fix Size of the Board at Seven Directors

Ambev SA 29-Apr-21 Brazil Appoint Internal Statutory Directors Related Elect Fiscal Council Members 1 Auditor(s) [and Approve Auditor's/Auditors' Remuneration] nLIGHT, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Gary Locke 1

LVMH Moet Hennessy Louis 15-Apr-21 France Advisory Vote to Ratify Named Non-Salary Comp. Approve Compensation of Corporate 1 Vuitton SE Executive Officers'Compensation Officers

Ternium SA 03-May-21 Luxembourg Approve Remuneration of Directors Related Approve Additional Remuneration of 1 Directors and/or Committee Directors for FY 2020 Members

Marvell Technology Group Ltd. 23-Jul-20 Bermuda Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Abbott Laboratories 23-Apr-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Pfizer Inc. 22-Apr-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman

Royal Dutch Shell Plc 18-May-21 United Kingdom GHG Emissions SH-Health/Environ. Request Shell to Set and Publish Targets 2 for Greenhouse Gas (GHG) Emissions

Exxon Mobil Corporation 26-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman eBay Inc. 15-Jun-21 USA Company-Specific- SH-Compensation Improve Principles of Executive 1 -Compensation-Related Compensation Program

PubMatic, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Rajeev K. Goel 1

British American Tobacco plc 28-Apr-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Five Star Senior Living Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Gerard M. Martin 1

DTE Energy Company 20-May-21 USA Miscellaneous -- Environmental & Social Proposal Report on Costs and Benefits of 1 Social Counterproposal Environmental Related Expenditures

Kayne Anderson Energy 08-Apr-21 USA Ratify Auditors Routine/Business Ratify PricewaterhouseCoopers LLP as 1 Infrastructure Fund, Inc. Auditors

Page 24 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Stellantis NV 15-Apr-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Landcadia Holdings II, Inc. 29-Dec-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 eXp World Holdings, Inc. 17-May-21 USA Increase Authorized Common Capitalization Increase Authorized Common Stock 1 Stock

StoneCo Ltd. 11-Dec-20 Cayman Islands Elect Director Directors Related Elect Director Andre Street 1

Dropbox, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Robert J. Mylod, Jr. 1

Nuveen Preferred & Income 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 Securities Fund

QTS Realty Trust, Inc. 04-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Natera, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Todd Cozzens 1

Globus Medical, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director David D. Davidar 1

Yelp Inc. 03-Jun-21 USA Company-Specific- SH-Corp Governance Amend Certificate of Incorporation to 1 -Governance-Related Become a Public Benefit Corporation

Zuora, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Kenneth A. Goldman 1

Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Approve Remuneration of Non-Salary Comp. Approve Director Remuneration 1 Executive Directors and/or Non-Executive Directors

AMC Entertainment Holdings, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Lee E. Wittlinger 1

BNY Mellon High Yield Strategies 11-Aug-20 USA Elect Director Directors Related Elect Director Andrew J. Donohue 1 Fund

Chesapeake Energy Corporation 07-Dec-20 USA Miscellaneous Proposal: Routine/Business Opt Out of The Third-Party Release 1 Company-Specific

Nordic American Tankers Limited 18-Dec-20 Bermuda Elect Director Directors Related Elect Director Richard H. K. Vietor 1

India Globalization Capital, Inc. 11-Jan-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Sociedad Quimica y Minera de 23-Apr-21 Chile Other Business Routine/Business Other Business 1 Chile SA

First Trust New Opportunities MLP 26-Apr-21 USA Elect Director Directors Related Elect Director Thomas R. Kadlec 1 & Energy Fund

Kezar Life Sciences, Inc. 25-Jun-21 USA Elect Director Directors Related Elect Director John Fowler 1

ASE Technology Holding Co., Ltd. 22-Jun-21 Taiwan Amend Articles/Bylaws/Charter -- Routine/Business Approve Amendments to Articles of 1 Non-Routine Association

ASE Technology Holding Co., Ltd. 22-Jun-21 Taiwan Elect Director (Cumulative Voting Directors Related Elect RICHARD H.P.CHANG, a 1 or More Nominees Than Board Representative of ASE ENTERPRISES Seats) LTD., with SHAREHOLDER NO.00000001, as Non-independent Director

Page 25 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Shift4 Payments, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Jared Isaacman 1

American Tower Corporation 26-May-21 USA Company-Specific- SH-Corp Governance Establish a Board Committee on Human 1 -Governance-Related Rights

Anaplan, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director David Conte 1

Rio Tinto Plc 09-Apr-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report for UK 1 Executive Officers'Compensation Law Purposes

Walgreens Boots Alliance, Inc. 28-Jan-21 USA Prepare Tobacco-Related Report SH-Health/Environ. Report on Health Risks of Continued 1 In-Store Tobacco Sales in the Age of COVID 2021

CytoSorbents Corporation 01-Jun-21 USA Elect Director Directors Related Elect Director Alan D. Sobel 1

Agile Therapeutics, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Al Altomari 1

Cielo SA 24-Jul-20 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Carlos Hamilton Vasconcelos Seats) Araujo as Director

Nuveen California Quality 16-Nov-20 USA Elect Director Directors Related Elect Director John K. Nelson 1 Municipal Income Fund

Concho Resources Inc. 15-Jan-21 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes

Cherry Hill Mortgage Investment 16-Jun-21 USA Elect Director Directors Related Elect Director Robert C. Mercer, Jr. 1 Corporation

China Rapid Finance Limited 17-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Douglas L. Brown 1

Millicom International Cellular SA 04-May-21 Luxembourg Approve Restricted Stock Plan Non-Salary Comp. Approve Share-Based Incentive Plans 1

Landcadia Holdings II, Inc. 29-Dec-20 USA Amend Articles/Bylaws/Charter -- Routine/Business Amend Charter 1 Non-Routine

Imperium Group Global Holdings 30-Jun-21 Cayman Islands Elect Director Directors Related Elect Yeung So Mui as Director 1 Ltd.

Dropbox, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Donald W. Blair 1

Kelso Technologies Inc. 03-Jun-21 Canada Approve/Amend Non-Employee Non-Salary Comp. Approve 2021 Non-Employee Directors 1 Director Deferred Share Unit Plan Deferred Share Unit Plan

Wingstop Inc. 27-May-21 USA Elect Director Directors Related Elect Director Charles R. Morrison 1

Wingstop Inc. 27-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Puma Biotechnology, Inc. 15-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

International Game Technology 11-May-21 United Kingdom Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 PLC

Credit Acceptance Corporation 15-Jul-20 USA Elect Director Directors Related Elect Director Glenda J. Flanagan 1

Canada Goose Holdings Inc. 12-Aug-20 Canada Elect Director Directors Related Elect Director Joshua Bekenstein 1

Page 26 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Sberbank Russia PJSC 25-Sep-20 Russia Elect Director (Cumulative Voting Directors Related Elect Vladimir Kolychev as Director 1 or More Nominees Than Board Seats)

Sasol Ltd. 20-Nov-20 South Africa Elect Director Directors Related Re-elect Stephen Westwell as Director 1

Nordic American Tankers Limited 18-Dec-20 Bermuda Elect Director Directors Related Elect Director David Workman 1

Eaton Vance Tax-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director Susan J. Sutherland 1 Buy-Write Strategy Fund

Vesper Healthcare Acquisition 29-Apr-21 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1 Corp.

Vesper Healthcare Acquisition 29-Apr-21 USA Elect Director Directors Related Elect Director Doug Schillinger 1 Corp.

PT Telkom Indonesia (Persero) 28-May-21 Indonesia Ratify Changes in the Directors Related Approve Changes in the Boards of the 1 Tbk Composition of the Board Company

Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Jose Angel Marra 1 Rodriguez

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Edward Woodward 1

ClearBridge MLP and Midstream 04-Jun-21 USA Elect Director Directors Related Elect Director William R. Hutchinson 1 Fund Inc.

Orange SA 18-May-21 France Allow Board to Use All Antitakeover Related Allow Board to Use Delegations under 1 Outstanding Capital Item 26 Above in the Event of a Public Authorizations in the Event of a Tender Offer Public Tender Offer or Share Exchange Offer

LVMH Moet Hennessy Louis 15-Apr-21 France Authorize Capital Increase for Capitalization Authorize Capital Increase of Up to EUR 1 Vuitton SE Future Share Exchange Offers 20 Million for Future Exchange Offers

Equinor ASA 11-May-21 Norway Approve Equity Plan Financing Non-Salary Comp. Approve Equity Plan Financing 2 dMY Technology Group, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Greg Carlin 1

Twist Bioscience Corporation 03-Feb-21 USA Elect Director Directors Related Elect Director William Banyai 1

Siemens AG 09-Jul-20 Germany Company-Specific -- SH-Routine/Business Counter Motion B 1 Miscellaneous

Chevron Corporation 26-May-21 USA Company-Specific- SH-Corp Governance Amend Certificate of Incorporation to 1 -Governance-Related Become a Public Benefit Corporation

Grubhub Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Brian McAndrews 1

MGM Growth Properties LLC 05-May-21 USA Elect Director Directors Related Elect Director Corey Sanders 1 adidas AG 12-May-21 Germany Company-Specific -- SH-Routine/Business Counter Motion A 1 Miscellaneous

Sirius XM Holdings Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director James E. Meyer 1

Square, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Randy Garutti 1

Page 27 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Arrowhead Pharmaceuticals, Inc. 18-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Cielo SA 24-Jul-20 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Vinicius Urias Favarao as Director Seats)

TerraForm Power, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Sachin Shah 1

RBC Bearings Incorporated 09-Sep-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Nuveen California Quality 16-Nov-20 USA Elect Director Directors Related Elect Director Terence J. Toth 1 Municipal Income Fund

Core Laboratories N.V. 19-May-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Lument Finance Trust, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director William A. Houlihan 1

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Lawson E. Whiting 1

CoreLogic, Inc. 17-Nov-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Katherine "KT" Rabin 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Akebia Therapeutics, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Steven C. Gilman 1

Colonnade Acquisition Corp. 09-Mar-21 Cayman Islands Amend Articles/Bylaws/Charter -- Routine/Business Opt Out of Section 203 of the DGCL 1 Non-Routine

Northern Star Acquisition Corp. 28-May-21 USA Elect Director Directors Related Elect Director Jim McGinty 1

Compugen Ltd. 16-Sep-20 Israel Indicate Personal Interest in Directors Related Vote FOR if you are a controlling 1 Proposed Agenda Item shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

CEVA, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Jaclyn Liu 1

Cronos Group Inc. 25-Jun-21 Canada Elect Director Directors Related Elect Director Michael Gorenstein 1

Holicity Inc. 30-Jun-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for to Amend Bylaws Amendments

FS KKR Capital Corp. 15-Jul-20 USA Elect Director Directors Related Elect Director Jeffrey K. Harrow 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Carlos Ruiz Sacristan 1

PetroChina Company Limited 05-Nov-20 China Approve Transaction with a Reorg. and Mergers Approve New Comprehensive 1 Related Party Agreement, Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions

Page 28 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Aphria Inc. 17-Nov-20 Canada Elect Director Directors Related Elect DirectorTom Looney 1

Nordic American Tankers Limited 18-Dec-20 Bermuda Elect Director Directors Related Elect Director Alexander Hansson 1

CF Finance Acquisition Corp. II 05-Mar-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Sberbank Russia PJSC 23-Apr-21 Russia Elect Director (Cumulative Voting Directors Related Elect Bella Zlatkis as Director 1 or More Nominees Than Board Seats)

Provention Bio, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Nancy Wysenski 1

The Children's Place, Inc. 12-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Whitestone REIT 13-May-21 USA Elect Director Directors Related Elect Director James C. Mastandrea 1

Corsair Gaming, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Jason Cahilly 1

Digital Media Solutions, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Joseph Marinucci 1

Cellectis SA 01-Jun-21 France Approve Special Auditors' Report Routine/Business Approve Auditors' Special Report on 1 Regarding Related-Party Related-Party Transactions Transactions

Orange SA 18-May-21 France Company-Specific Board-Related SH-Dirs' Related Amend Article 13 of Bylaws Re: Plurality 1 of Directorships

Ubisoft Entertainment SA 02-Jul-20 France Approve Executive Share Option Non-Salary Comp. Authorize up to 1 Percent of Issued 1 Plan Capital for Use in Stock Option Plans to Employees, Excluding Corporate Executive Officers

LVMH Moet Hennessy Louis 15-Apr-21 France Advisory Vote to Ratify Named Non-Salary Comp. Approve Compensation of Bernard 1 Vuitton SE Executive Officers'Compensation Arnault, Chairman and CEO dMY Technology Group, Inc. 29-Dec-20 USA Amend Articles/Bylaws/Charter -- Routine/Business Amend Charter Re: Total Voting Power 1 Non-Routine When the Sellers or their Permitted Transferees Own More or Less than 40% of the Voting Power

Bicycle Therapeutics Plc 28-Jun-21 United Kingdom Approve Issuance of Equity or Capitalization Authorise Issue of Equity without 1 Equity-Linked Securities without Pre-emptive Rights Preemptive Rights

Gazprom PJSC 25-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Viktor Zubkov as Director 1 or More Nominees Than Board Seats)

Gazprom PJSC 25-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Nikolai Shulginov as Director 1 or More Nominees Than Board Seats)

ADT Inc. 26-May-21 USA Elect Director Directors Related Elect Director James D. DeVries 1

Twist Bioscience Corporation 03-Feb-21 USA Elect Director Directors Related Elect Director Emily M. Leproust 1

Page 29 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Alnylam Pharmaceuticals, Inc. 18-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Automatic Data Processing, Inc. 11-Nov-20 USA Company-Specific Board-Related SH-Dirs' Related Report on Non-Management Employee 1 Representation on the Board of Directors

Alphabet Inc. 02-Jun-21 USA Charitable Contributions SH-Other/misc. Report on Charitable Contributions 1 salesforce.com, inc. 10-Jun-21 USA Company-Specific- SH-Corp Governance Amend Certificate of Incorporation to 1 -Governance-Related Become a Public Benefit Corporation

Catalent, Inc. 29-Oct-20 USA Elect Director Directors Related Elect Director Christa Kreuzburg 1

Zscaler, Inc. 06-Jan-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Constellation Software Inc. 05-Aug-20 Canada Elect Director Directors Related Elect Director Andrew Pastor 1

Rio Tinto Plc 09-Apr-21 United Kingdom Elect Director Directors Related Re-elect Megan Clark as Director 1

Celcuity Inc. 12-May-21 USA Elect Director Directors Related Elect Director Richard J. Nigon 1

The AZEK Company Inc. 18-May-21 USA Elect Director Directors Related Elect Director Sallie B. Bailey 1

Aramark 02-Feb-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Vicor Corporation 25-Jun-21 USA Elect Director Directors Related Elect Director Michael S. McNamara 1

Victoria Gold Corp. 23-Jun-21 Canada Elect Director Directors Related Elect Director John McConnell 1

Dropbox, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Lisa Campbell 1

Talend SA 29-Jun-21 France Approve Transaction with a Reorg. and Mergers Approve Transaction with Ryan Kearny 1 Related Party Re. Indemnification Agreement

Beyond Air, Inc. 04-Mar-21 USA Elect Director Directors Related Elect Director William Forbes 1

Oric Pharmaceuticals, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Lori Kunkel 1

GDS Holdings Limited 06-Aug-20 Cayman Islands Elect Director Directors Related Elect Director Satoshi Okada 1

R.R. Donnelley & Sons Company 20-May-21 USA Elect Director Directors Related Elect Director Susan M. Gianinno 1

ENGIE SA 20-May-21 France Elect Representative of Employee Directors Related Elect Steven Lambert as Representative 1 Shareholders to the Board of Employee Shareholders to the Board

Clearway Energy, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Nathaniel Anschuetz 1

Marten Transport, Ltd. 04-May-21 USA Other Business Routine/Business Other Business 1

GoDaddy Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Leah Sweet 1

Horizon Technology Finance 03-Jun-21 USA Elect Director Directors Related Elect Director Elaine A. Sarsynski 1 Corporation

VBI Vaccines Inc. 09-Jun-21 Canada Elect Director Directors Related Elect Director Jeffrey R. Baxter 1

Kezar Life Sciences, Inc. 25-Jun-21 USA Elect Director Directors Related Elect Director Jean-Pierre Sommadossi 1

Page 30 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

LVMH Moet Hennessy Louis 15-Apr-21 France Approve Remuneration Policy Non-Salary Comp. Approve Amendment of Remuneration 1 Vuitton SE Policy of Executive Corporate Officers Re: FY 2020

Nuveen Preferred and Income 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 Term Fund

Trinseo S.A. 14-Jun-21 Luxembourg Amend Articles Board-Related Directors Related Approve Change in Board's Discretion to 1 Issue Shares

Tractor Supply Company 06-May-21 USA Company-Specific- SH-Corp Governance Amend Certificate of Incorporation to 1 -Governance-Related Become a Public Benefit Corporation

Alcon Inc. 28-Apr-21 Switzerland Elect Member of Remuneration Routine/Business Reappoint Keith Grossman as Member 1 Committee of the Compensation Committee

AT&T Inc. 30-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Las Vegas Sands Corp. 13-May-21 USA Elect Director Directors Related Elect Director Charles A. Koppelman 1

Las Vegas Sands Corp. 13-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

HubSpot, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Ron Gill 1

FedEx Corporation 21-Sep-20 USA Company-Specific Board-Related SH-Dirs' Related Report on Employee Representation on 1 the Board of Directors

Etsy, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Melissa Reiff 1

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Mark C. Griege 1

Caesars Entertainment, Inc. 15-Jun-21 USA Authorize New Class of Preferred Capitalization Authorize New Class of Preferred Stock 1 Stock

Constellation Brands, Inc. 21-Jul-20 USA Elect Director Directors Related Elect Director Judy A. Schmeling 1

Expedia Group, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Chelsea Clinton 1

Live Nation Entertainment, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Gregory B. Maffei 1

Constellium SE 11-May-21 France Approve Issuance of Shares for a Capitalization Approve Issuance of Equity or 1 Private Placement Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 559,933.38

Community Capital Bancshares, 25-May-21 USA Ratify Auditors Routine/Business Ratify Mauldin & Jenkins, Certified Public 1 Inc. Accountants, LLC as Auditors

Apollo Medical Holdings, Inc. 17-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Delivery Hero SE 16-Jun-21 Germany Approve Issuance of Equity or Capitalization Approve Creation of EUR 13.7 Million 1 Equity-Linked Securities without Pool of Capital without Preemptive Preemptive Rights Rights

Northern Star Acquisition Corp. 28-May-21 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

Asana, Inc. 14-Jun-21 USA Elect Director Directors Related Elect Director Dustin Moskovitz 1

Page 31 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Hennessy Capital Acquisition 21-Dec-20 USA Amend Articles/Bylaws/Charter -- Routine/Business Approve Proposed Charter 1 Corp. IV Non-Routine

Endava Plc 16-Dec-20 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Pilgrim's Pride Corporation 28-Apr-21 USA Elect Director Directors Related Elect Director Vincent Trius 1

Paycom Software, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Frederick C. Peters, II 1

Cambium Networks Corporation 09-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Robert Amen 1

Whiting Petroleum Corporation 30-Jul-20 USA Bondholder ProposalXXX Preferred/Bondholder Vote On The Plan (For = Accept, Against 1 = Reject; Abstain Votes Do Not Count)

Digital Turbine, Inc. 15-Sep-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Spartan Energy Acquisition Corp. 28-Oct-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Accel Entertainment, Inc. 05-May-21 USA Elect Director Directors Related Elect Director David W. Ruttenberg 1

Experience Investment Corp. 05-May-21 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

Experience Investment Corp. 05-May-21 USA Amend Articles/Bylaws/Charter -- Routine/Business Amend Charter 1 Non-Routine

Bloom Energy Corporation 12-May-21 USA Elect Director Directors Related Elect Director John T. Chambers 1

Kadmon Holdings, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Cynthia Schwalm 1

AppFolio, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Jason Randall 1

Madison County Financial, Inc. 17-May-21 USA Elect Director Directors Related Elect Director David J. Warnemunde 1

PetroChina Company Limited 10-Jun-21 China Approve/Amend Loan Guarantee Reorg. and Mergers Approve Guarantees to be Provided to 1 to Subsidiary the Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board

Daseke, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Brian Bonner 1

SI-BONE, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Keith C. Valentine 1

American Eagle Outfitters, Inc. 03-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

LVMH Moet Hennessy Louis 15-Apr-21 France Elect Director Directors Related Reelect Nicolas Bazire as Director 1 Vuitton SE

Upstart Holdings, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Hilliard C. Terry, III 1

Power REIT 26-May-21 USA Elect Director Directors Related Elect Director Patrick R. Haynes, III 1

Ares Management Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director Antony P. Ressler 1

UBS Group AG 19-Nov-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

Siemens AG 03-Feb-21 Germany Company-Specific -- SH-Routine/Business Additional Proposals Presented at the 2 Miscellaneous Meeting

Page 32 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Berkshire Hathaway Inc. 01-May-21 USA Elect Director Directors Related Elect Director David S. Gottesman 1

General Electric Company 04-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Chubb Limited 20-May-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

Qurate Retail, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Richard N. Barton 1

NXP Semiconductors N.V. 26-May-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

3M Company 11-May-21 USA Company-Specific- SH-Corp Governance Amend Certificate of Incorporation to 1 -Governance-Related Become a Public Benefit Corporation

Brighthouse Financial, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Irene Chang Britt 1

Guidewire Software, Inc. 15-Dec-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

TerraForm Power, Inc. 29-Jul-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Yandex NV 29-Oct-20 Netherlands Eliminate Preemptive Rights Capitalization Authorize Board to Exclude Preemptive 1 Rights from Share Issuances

Safeguard Scientifics, Inc. 19-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

CRISPR Therapeutics AG 10-Jun-21 Switzerland Approve Remuneration of Directors Related Approve Remuneration of Directors in 1 Directors and/or Committee the Amount of USD 11,738,100 Members

Trine Acquisition Corp. 08-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for to Amend Bylaws Amendments

Dropbox, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Karen Peacock 1

Accelerate Diagnostics, Inc. 07-May-21 USA Elect Director Directors Related Elect Director Louise L. Francesconi 1

Luckin Coffee Inc. 05-Jul-20 Cayman Islands Elect Director (Dissident) SH-Dirs' Related Elect Director Ying Zeng 1

Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Accept Financial Statements and Routine/Business Accept Financial Statements 1 Statutory Reports

NextSource Materials Inc. 29-Dec-20 Canada Approve Omnibus Stock Plan Non-Salary Comp. Approve Long-Term Incentive Plan 1

ESSA Pharma Inc. 25-Feb-21 Canada Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Incentive Plan 1

CF Finance Acquisition Corp. II 05-Mar-21 USA Fix Number of Directors and/or Directors Related Fix Number of Directors at Eleven 1 Auditors

Credit Suisse Group AG 30-Apr-21 Switzerland Other Business Routine/Business Additional Voting Instructions - Board of 1 Directors Proposals (Voting)

Experience Investment Corp. 05-May-21 USA Elect Director Directors Related Elect Director Edward Philip 1

Page 33 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Tejon Ranch Co. 19-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Oculus VisionTech Inc. 23-Nov-20 USA Elect Director Directors Related Elect Director Anton J. Drescher 1

Organogenesis Holdings Inc. 18-Dec-20 USA Elect Director Directors Related Elect Director Alan A. Ades 1

Revance Therapeutics, Inc. 05-May-21 USA Elect Director Directors Related Elect Director Julian S. Gangolli 1

ASE Technology Holding Co., Ltd. 22-Jun-21 Taiwan Elect Director (Cumulative Voting Directors Related Elect YEN-CHUN CHANG, a 1 or More Nominees Than Board Representative of ASE ENTERPRISES Seats) LTD., with SHAREHOLDER NO.00000001, as Non-independent Director

Equinor ASA 11-May-21 Norway Climate Change Action SH-Health/Environ. Instruct Company that all Exploration 2 for New Oil and Gas Discoveries is Discontinued, that Equinor Multiplies its Green Investments, Improves its EGS Profile and Reduces its Risk for Future Lawsuits argenx SE 11-May-21 Netherlands Approve Remuneration Policy Non-Salary Comp. Adopt Remuneration Policy 1

Mobile TeleSystems PJSC 23-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Feliks Evtushenkov as Director 1 or More Nominees Than Board Seats)

Gladstone Land Corporation 13-May-21 USA Elect Director Directors Related Elect Director Michela A. English 1

Twilio Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Byron Deeter 1

Twilio Inc. 16-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Union Pacific Corporation 13-May-21 USA Proposals Requesting SH-Health/Environ. Annual Vote and Report on Climate 1 Non-Binding Advisory Vote On Change Climate Action Plan

MongoDB, Inc. 10-Jul-20 USA Elect Director Directors Related Elect Director Hope Cochran 1

Siemens AG 03-Feb-21 Germany Company-Specific -- SH-Routine/Business Counter Motion F 1 Miscellaneous

Global Blood Therapeutics, Inc. 17-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Seaboard Corporation 26-Apr-21 USA Elect Director Directors Related Elect Director Ellen S. Bresky 1 adidas AG 12-May-21 Germany Company-Specific -- SH-Routine/Business Additional Proposals presented at the 3 Miscellaneous Meeting

PubMatic, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Amar K. Goel 1

Caesars Entertainment, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Jan Jones Blackhurst 1

Deutsche Telekom AG 01-Apr-21 Germany Company-Specific -- SH-Routine/Business Counter Motion I 1 Miscellaneous

Page 34 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Roku, Inc. 10-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

CoreCivic, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Charles L. Overby 1

Altisource Asset Management 12-Oct-20 Virgin Isl (US) Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corporation

Choice Hotels International, Inc. 07-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

M.D.C. Holdings, Inc. 26-Apr-21 USA Elect Director Directors Related Elect Director Raymond T. Baker 1

PharmaCielo Ltd. 10-Jun-21 Canada Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Plan

CSL Limited 14-Oct-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Grant of Performance Share 1 Units to Paul Perreault

BYD Company Limited 08-Jun-21 China Authorize Issuance of Capitalization Approve Authorization to the Board to 1 Bonds/Debentures Determine the Proposed Plan for the Issuance of Debt Financing Instruments

Blink Charging Co. 15-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Colonnade Acquisition Corp. 09-Mar-21 Cayman Islands Company Specific - Equity Capitalization Approved Change in Authorized Capital 1 Related Stock

The Bank of Nova Scotia 13-Apr-21 Canada Board Diversity SH-Dirs' Related SP 3: Set a Diversity Target of More 1 than 40% of the Board Members for the Next Five Years

Cerence Inc. 11-Feb-21 USA Elect Director Directors Related Elect Director Alfred Nietzel 1

Midwest Energy Emissions Corp. 03-Jun-21 USA Elect Director Directors Related Elect Director Christopher Greenberg 1

Mitsubishi UFJ Financial Group, 29-Jun-21 Japan Report on Climate Change SH-Health/Environ. Amend Articles to Disclose Plan 1 Inc. Outlining Company's Business Strategy to Align Investments with Goals of Paris Agreement

Credit Acceptance Corporation 15-Jul-20 USA Elect Director Directors Related Elect Director Thomas N. Tryforos 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Luis Miguel Palomino 1 Bonilla

Global Net Lease, Inc. 12-Apr-21 USA Elect Director Directors Related Elect Director M. Therese Antone 1

Petroleo Brasileiro SA 12-Apr-21 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Cynthia Santana Silveira as Seats) Independent Director

Vale SA 30-Apr-21 Brazil Elect Minority Representative SH-Dirs' Related Elect Mauro Gentile Rodrigues da Cunha 1 under Majority Board Election as Independent Director Appointed by Shareholders

Altus Midstream Company 03-Jun-21 USA Elect Director Directors Related Elect Director Staci L. Burns 1

Page 35 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

DarioHealth Corp. 07-Jun-21 USA Permit Board to Amend Bylaws Antitakeover Related Permit Board to Amend Bylaws Without 1 Without Shareholder Consent Shareholder Consent

Oculus VisionTech Inc. 23-Nov-20 USA Elect Director Directors Related Elect Director Fabrice Helliker 1

BigCommerce Holdings, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Lawrence Bohn 1

Equinor ASA 11-May-21 Norway Climate Change Action SH-Health/Environ. Instruct Company to Divest all 2 Non-Petroleum-Related Business Overseas and to Consider Withdrawing from all Petroleum-Related Business Overseas

PAVmed Inc. 24-Jul-20 USA Elect Director Directors Related Elect Director David S. Battleman 1

Diamond Offshore Drilling, Inc. 30-Mar-21 USA Miscellaneous Proposal: Routine/Business Opt Out of The Third-Party Release 1 Company-Specific

International Bancshares 17-May-21 USA Elect Director Directors Related Elect Director Douglas B. Howland 1 Corporation

Ares Management Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director Paul G. Joubert 1

OPKO Health, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Steven D. Rubin 1

Stryker Corporation 05-May-21 USA Company-Specific Board-Related SH-Dirs' Related Report on Workforce Involvement in 1 Corporate Governance

Credit Suisse Group AG 27-Nov-20 Switzerland Other Business Routine/Business Additional Voting Instructions - Board of 1 Directors Proposals (Voting)

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Steven J. Murray 1

Celcuity Inc. 12-May-21 USA Elect Director Directors Related Elect Director Leo T. Furcht 1

International Flavors & Fragrances 05-May-21 USA Elect Director Directors Related Elect Director Edward D. Breen 1 Inc.

Deutsche Telekom AG 01-Apr-21 Germany Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1

Roku, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Mai Fyfield 1

Obsidian Energy Ltd. 16-Jun-21 Canada Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote on Executive 1 Executive Officers'Compensation Compensation Approach

KNOT Offshore Partners LP 28-Aug-20 Marshall Isl The Undersigned Hereby Preferred/Bondholder Please vote FOR if Units are Owned by a 1 Certifies that the Shares Resident of Norway for Purposes of the Represented by this Proxy are Tax Act on Income And Wealth, or vote Owned and Controlled by a @ AGAINST if Units are Not Held by a Citizen Resident of Norway for Purposes of the Tax Act on Income and Wealth

Ball Corporation 28-Apr-21 USA Elect Director Directors Related Elect Director John A. Bryant 1

Liberty Latin America Ltd. 12-May-21 Bermuda Elect Director Directors Related Elect Director Charles H.R. Bracken 1

Kensington Capital Acquisition 25-Nov-20 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock 1 Corp. Stock Purchase Plan Purchase Plan

Page 36 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Energous Corporation 24-Jul-20 USA Increase Authorized Common Capitalization Increase Authorized Common Stock 1 Stock

Veltex Corporation 20-Aug-20 USA Elect Director Directors Related Elect Director Kenneth J. Demaree 1

Putnam Premier Income Trust 20-Apr-21 USA Elect Director Directors Related Elect Director Paul L. Joskow 1

Seritage Growth Properties 20-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Southern Copper Corporation 28-May-21 USA Elect Director Directors Related Elect Director German Larrea 1 Mota-Velasco

Golden Nugget Online Gaming, 10-Jun-21 USA Elect Director Directors Related Elect Director Michael S. Chadwick 1 Inc.

Switch, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Donald D. Snyder 1

QIAGEN NV 29-Jun-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

U.S. Xpress Enterprises, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Edward "Ned" H. Braman 1

U.S. Xpress Enterprises, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Max Fuller 1

Galaxy Digital Holdings Ltd. 29-Jun-21 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Long-Term Incentive Plan 1 Grants

Allogene Therapeutics, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director John DeYoung 1

People's United Financial, Inc. 25-May-21 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes

Elbit Systems Ltd. 10-Aug-20 Israel If you are an Interest Holder as Preferred/Bondholder If you are an Interest Holder as defined 1 defined in Section 1 of the in Section 1 of the Securities Law, 1968, Securities Law, 1968, vote FOR. vote FOR. Otherwise, vote against. Otherwise, vote against.

Elbit Systems Ltd. 10-Aug-20 Israel If you are an Institutional Preferred/Bondholder If you are an Institutional Investor as 1 Investor as defined in Regulation defined in Regulation 1 of the 1 of the Supervision Financial Supervision Financial Services Services Regulations 2009 or a Regulations 2009 or a Manager of a Manager of a Joint Investment Joint Investment Trust Fund as defined Trust Fund as defined in the in the Joint Investment Trust Law, 1994, Joint Investment Trust Law, vote FOR. Otherwise, vote against. 1994, vote FOR. Otherwise, vote against.

News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Lachlan K. Murdoch 1

Companhia Paranaense de 29-Apr-21 Brazil Appoint Internal Statutory SH-Dirs' Related Elect Fiscal Council Member Appointed 1 Energia Auditor(s) Nominated by by Preferred Shareholder Preferred Shareholders [and Approve Auditor's/Auditors' Remuneration]

Page 37 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

PTC Inc. 10-Feb-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Dominique Leroy 1

Elastic N.V. 21-Oct-20 Netherlands Elect Director Directors Related Elect Director Michelangelo Volpi 1

Catalent, Inc. 29-Oct-20 USA Elect Director Directors Related Elect Director Madhavan "Madhu" 1 Balachandran

Fomento Economico Mexicano 24-Mar-21 Mexico Elect Member of Audit Routine/Business Elect Members and Chairmen of 1 SAB de CV Committee Planning and Finance, Audit, and Corporate Practices Committees; Approve Their Remuneration

NICE Ltd. (Israel) 28-Apr-21 Israel Indicate Personal Interest in Directors Related Vote FOR if you are a controlling 1 Proposed Agenda Item shareholder or have a personal interest in Item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

Park Hotels & Resorts Inc. 30-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Qurate Retail, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Gregory B. Maffei 1

Skillz, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Harry E. Sloan 1

The Coca-Cola Company 20-Apr-21 USA Product Toxicity and Safety SH-Health/Environ. Report on Sugar and Public Health 1

Charter Communications, Inc. 27-Apr-21 USA Elect Director Directors Related Elect Director Steven A. Miron 1

IAC/InterActiveCorp 14-May-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Morningstar, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Robin Diamonte 1

Airbnb, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Kenneth Chenault 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Hany M. Nada 1

Exelon Corporation 27-Apr-21 USA Miscellaneous Proposal -- Social Proposal Report on Child Labor Audit 1 Environmental & Social

CoreCivic, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Thurgood Marshall, Jr. 1

BeiGene, Ltd. 16-Jun-21 Cayman Islands Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Ryanair Holdings Plc 17-Sep-20 Ireland Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Solar Capital Ltd. 06-Oct-20 USA Elect Director Directors Related Elect Director Steven Hochberg 1

Nuveen California Quality 16-Nov-20 USA Elect Director Directors Related Elect Director Robert L. Young 1 Municipal Income Fund

Curaleaf Holdings, Inc. 01-Dec-20 Canada Elect Director Directors Related Elect Director Boris Jordan 1

Axon Enterprise, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Richard H. Carmona 1

Page 38 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

CarGurus, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Lori Hickok 1

Apollo Commercial Real Estate 08-Jun-21 USA Elect Director Directors Related Elect Director Robert A. Kasdin 1 Finance, Inc.

Datadog, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Alexis Le-Quoc 1

Aurora Cannabis Inc. 12-Nov-20 Canada Amend Restricted Stock Plan Non-Salary Comp. Amend Restricted Share Unit Plan 1

Cardiol Therapeutics Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Iain Chalmers 1

Blue Ridge Bankshares, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Robert S. Janney 1

Under Armour, Inc. 13-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Cloudflare, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Katrin Suder 1

Holicity Inc. 30-Jun-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for to Amend Charter Amendments

Change Healthcare, Inc. 02-Sep-20 USA Elect Director Directors Related Elect Director Bansi Nagji 1

Sberbank Russia PJSC 25-Sep-20 Russia Elect Director (Cumulative Voting Directors Related Elect Bella Zlatkis as Director 1 or More Nominees Than Board Seats)

HEXO Corp. 11-Dec-20 Canada Elect Director Directors Related Elect Director Jason Ewart 1

InMode Ltd. 05-Apr-21 Israel Approve Share Plan Grant Non-Salary Comp. Approve Grant of RSUs to Michael 1 Anghel, Bruce Mann and Hadar Ron

Grupo Financiero Banorte SAB de 23-Apr-21 Mexico Elect Director Directors Related Elect Alfonso de Angoitia Noriega as 1 CV Director

Partners Bancorp 19-May-21 USA Elect Director Directors Related Elect Director Mona D. Albertine 1

U.S. Xpress Enterprises, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Jon F. Beizer 1

U.S. Xpress Enterprises, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Eric Fuller 1

LVMH Moet Hennessy Louis 15-Apr-21 France Approve Executive Share Option Non-Salary Comp. Authorize up to 1 Percent of Issued 1 Vuitton SE Plan Capital for Use in Stock Option Plans

Endo International plc 10-Jun-21 Ireland Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Ares Management Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director Michael Lynton 1

Twist Bioscience Corporation 03-Feb-21 USA Elect Director Directors Related Elect Director Robert Chess 1

Amazon.com, Inc. 26-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Page 39 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

NICE Ltd. (Israel) 10-Sep-20 Israel Indicate Personal Interest in Directors Related Vote FOR if you are a controlling 1 Proposed Agenda Item shareholder or have a personal interest in Item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

Stitch Fix, Inc. 16-Dec-20 USA Elect Director Directors Related Elect Director Mikkel Svane 1

Vuzix Corporation 17-Jun-21 USA Elect Director Directors Related Elect Director Timothy Harned 1

Ares Capital Corporation 07-Jun-21 USA Elect Director Directors Related Elect Director Michael K. Parks 1

Seaboard Corporation 26-Apr-21 USA Elect Director Directors Related Elect Director Paul M. Squires 1

Netflix, Inc. 03-Jun-21 USA Company-Specific- SH-Compensation Improve the Executive Compensation 1 -Compensation-Related Philosophy

Square, Inc. 15-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Petroleo Brasileiro SA 22-Jul-20 Brazil Elect Directors (Bundled) Directors Related Elect Directors 1

CytoDyn Inc. 30-Sep-20 USA Elect Director Directors Related Elect Director Jordan G. Naydenov 1

Jumia Technologies AG 11-Mar-21 Germany Approve Qualified Employee Non-Salary Comp. Approve Creation of EUR 88.2 Million 1 Stock Purchase Plan Pool of Capital for Virtual Restricted Stock Unit Program

MeiraGTx Holdings Plc 10-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Lord Mendoza 1

Arista Networks, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Andreas Bechtolsheim 1

Arista Networks, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Jayshree Ullal 1

Ryanair Holdings Plc 17-Sep-20 Ireland Elect Director Directors Related Re-elect Michael Cawley as Director 1

Elbit Systems Ltd. 07-Apr-21 Israel Indicate Personal Interest in Directors Related Vote FOR if you are a controlling 1 Proposed Agenda Item shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

Burnham Holdings, Inc. 26-Apr-21 USA Ratify Auditors Routine/Business Ratify Baker Tilly Virchow Krause, LLP as 1 Auditors

America Movil SAB de CV 26-Apr-21 Mexico Authorize Board to Ratify and Routine/Business Authorize Board to Ratify and Execute 1 Execute Approved Resolutions Approved Resolutions

PDC Energy, Inc. 26-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

J. G. Boswell Company 15-Oct-20 USA Elect Director Directors Related Elect Director William K. Doyle 1

PharmaCielo Ltd. 10-Jun-21 Canada Amend Restricted Stock Plan Non-Salary Comp. Amend RSU Plan 1

Page 40 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

CoreLogic, Inc. 17-Nov-20 USA Removal of Existing Board SH-Dirs' Related Remove Director Douglas C. Curling 1 Directors

Constellation Pharmaceuticals, 02-Jun-21 USA Elect Director Directors Related Elect Director Jigar Raythatha 1 Inc.

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director John Bissell 1

Amarin Corporation plc 13-Jul-20 United Kingdom Elect Director Directors Related Elect Director Joseph S. Zakrzewski 1

Independent Bank Group, Inc. 27-Aug-20 USA Other Business Routine/Business Other Business 1

Tradeweb Markets Inc. 11-May-21 USA Elect Director Directors Related Elect Director Paula Madoff 1

R.R. Donnelley & Sons Company 20-May-21 USA Elect Director Directors Related Elect Director P. Cody Phipps 1

ENGIE SA 20-May-21 France Company-Specific -- SH-Routine/Business Set the Dividend at EUR 0.35 per Share 1 Miscellaneous

Midwest Energy Emissions Corp. 03-Jun-21 USA Elect Director Directors Related Elect Director David M. Kaye 1

Sage Therapeutics, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Elizabeth (Liz) Barrett 1

Continental Resources, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Harold G. Hamm 1

FS KKR Capital Corp. 15-Jul-20 USA Elect Director Directors Related Elect Director Michael J. Hagan 1

Veltex Corporation 20-Aug-20 USA Elect Director Directors Related Elect Director R. Preston Roberts 1

Sasol Ltd. 20-Nov-20 South Africa Advisory Vote to Ratify Named Non-Salary Comp. Approve Implementation Report of the 1 Executive Officers'Compensation Remuneration Policy

Petroleo Brasileiro SA 30-Nov-20 Brazil Amend Articles/Bylaws/Charter -- Routine/Business Amend Articles and Consolidate Bylaws 1 Non-Routine

Gilat Satellite Networks Ltd. 28-Dec-20 Israel If you are an Interest Holder as Preferred/Bondholder If you are an Interest Holder as defined 1 defined in Section 1 of the in Section 1 of the Securities Law, 1968, Securities Law, 1968, vote FOR. vote FOR. Otherwise, vote against. Otherwise, vote against.

ClearBridge MLP and Midstream 30-Apr-21 USA Elect Director Directors Related Elect Director Robert D. Agdern 1 Total Return Fund Inc.

Experience Investment Corp. 05-May-21 USA Elect Director Directors Related Elect Director Eric Affeldt 1

Maravai LifeSciences Holdings, 19-May-21 USA Elect Director Directors Related Elect Director Constantine Mihas 1 Inc.

Vir Biotechnology, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Robert Nelsen 1

ShotSpotter, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Randall Hawks, Jr. 1

The Tinley Beverage Company 23-Jun-21 Canada Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Inc. Plan

BAE Systems Plc 06-May-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Seneca Biopharma, Inc. 23-Apr-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Page 41 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Seneca Biopharma, Inc. 23-Apr-21 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock 1 Stock Purchase Plan Purchase Plan

Gazprom PJSC 25-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Vladimir Mau as Director 1 or More Nominees Than Board Seats)

Straumann Holding AG 09-Apr-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

Thoma Bravo Advantage 22-Jun-21 Cayman Islands Adjourn Meeting Antitakeover Related Adjourn Meeting 1

TransDigm Group Incorporated 18-Mar-21 USA Elect Director Directors Related Elect Director Michael S. Graff 1

Rocket Companies, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Jay Farner 1

GoodRx Holdings, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Agnes Rey-Giraud 1

MongoDB, Inc. 29-Jun-21 USA Elect Director Directors Related Elect Director Roelof Botha 1

Etsy, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Gary S. Briggs 1

HSBC Holdings Plc 28-May-21 United Kingdom Company-Specific- SH-Compensation Find an Equitable Solution to the Unfair, 1 -Compensation-Related Discriminatory but Legal Practice of Enforcing Clawback on Members of the Post 1974 Midland Section Defined Benefit Scheme

Artisan Partners Asset 02-Jun-21 USA Elect Director Directors Related Elect Director Tench Coxe 1 Management Inc.

Guardant Health, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Bahija Jallal 1

Five Star Senior Living Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Donna D. Fraiche 1

Brainstorm Cell Therapeutics Inc. 10-Nov-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Cielo SA 24-Jul-20 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Aldo Luiz Mendes as Independent Seats) Director

Ferrari NV 15-Apr-21 Netherlands Elect Director Directors Related Reelect Adam Keswick as Non-Executive 1 Director

Vivint Smart Home, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Peter F. Wallace 1 eXp World Holdings, Inc. 17-May-21 USA Elect Director Directors Related Elect Director Eugene Frederick 1

Revolution Medicines, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Elizabeth McKee Anderson 1

LendingTree, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director G. Kennedy Thompson 1

Veolia Environnement SA 22-Apr-21 France Advisory Vote to Ratify Named Non-Salary Comp. Approve Compensation of Antoine 1 Executive Officers'Compensation Frerot, Chairman and CEO

Holicity Inc. 30-Jun-21 USA Amend Votes Per Share of Capitalization Amend Votes Per Share of Class B 1 Existing Stock Common Stock

GW Pharmaceuticals Plc 23-Apr-21 United Kingdom Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes

Page 42 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Spartan Energy Acquisition Corp. 28-Oct-20 USA Increase Authorized Preferred Capitalization Increase Authorized Preferred and 1 and Common Stock Common Stock

Turkiye Garanti Bankasi AS 31-Mar-21 Turkey Miscellaneous Proposal: Routine/Business Receive Information in Accordance to 1 Company-Specific Article 1.3.6 of Capital Market Board Corporate Governance Principles

Nuveen Senior Income Fund 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1

RPC, Inc. 27-Apr-21 USA Elect Director Directors Related Elect Director Richard A. Hubbell 1

Vale SA 30-Apr-21 Brazil Elect Minority Representative SH-Dirs' Related Elect Roberto da Cunha Castello Branco 1 under Majority Board Election as Independent Director Appointed by Shareholders

Biohaven Pharmaceutical Holding 05-May-21 Virgin Isl (UK) Elect Director Directors Related Elect Director Michael T. Heffernan 1 Company Ltd.

Experience Investment Corp. 05-May-21 USA Amend Articles/Bylaws/Charter -- Reorg. and Mergers Adopt Provision on Waiver of Corporate 1 Organization-Related Opportunities

Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Paula Hansen 1

Corsair Gaming, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Samuel R. Szteinbaum 1

The Pennant Group, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Roderic E. Lewis 1

Digital Media Solutions, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Fernando Borghese 1

U.S. Xpress Enterprises, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Jennifer G. Buckner 1

U.S. Xpress Enterprises, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Dennis A. Nash 1

UroGen Pharma Ltd. 07-Jun-21 Israel Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Helix BioMedix, Inc. 19-Aug-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Natalie Bancroft 1

Ares Management Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director Bennett Rosenthal 1

Cisco Systems, Inc. 10-Dec-20 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman

Comcast Corporation 02-Jun-21 USA Workplace Sexual Harassment SH-Other/misc. Report on Risks Posed by the Failing to 1 Prevent Workplace Sexual Harassment

Alibaba Group Holding Limited 30-Sep-20 Cayman Islands Elect Director Directors Related Elect Maggie Wei Wu as Director 1

Beyond Meat, Inc. 19-May-21 USA Elect Director Directors Related Elect Director Ned Segal 1

PayPal Holdings, Inc. 26-May-21 USA Labor Issues - Discrimination and SH-Other/misc. Report on Whether Written Policies or 1 Miscellaneous Unwritten Norms Reinforce Racism in Company Culture

Walmart Inc. 02-Jun-21 USA GHG Emissions SH-Health/Environ. Report on Refrigerants Released from 1 Operations

Page 43 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Grubhub Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Katrina Lake 1

Tesla, Inc. 22-Sep-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Peloton Interactive, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Pamela Thomas-Graham 1

Anheuser-Busch InBev SA/NV 28-Apr-21 Belgium Elect Director Directors Related Reelect Alejandro Santo Domingo Davila 1 as Director

Vaccinex, Inc. 11-May-21 USA Elect Director Directors Related Elect Director Maurice Zauderer 1

Farmers & Merchants Bancorp 30-Jun-21 USA Elect Director Directors Related Elect Director Stephenson K. Green 1

CytoSorbents Corporation 01-Jun-21 USA Elect Director Directors Related Elect Director Al W. Kraus 1

Allegiance Bancshares, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director Steven F. Retzloff 1

Eaton Vance Enhanced Equity 15-Apr-21 USA Elect Director Directors Related Elect Director Susan J. Sutherland 1 Income Fund II

BeiGene, Ltd. 16-Jun-21 Cayman Islands Company-Specific Non-Salary Comp. Approve Grant of Restricted Shares Unit 1 Compensation-Related to Other Non-Executive and Independent Non-Executive Directors

TerraForm Power, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Richard Legault 1

Yandex NV 29-Oct-20 Netherlands Authorize Share Repurchase Capitalization Authorize Repurchase of Up to 20 1 Program Percent of Issued Share Capital

Coty Inc. 03-Nov-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Sealed Air Corporation 18-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

CoreLogic, Inc. 17-Nov-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Martina Lewis Bradford 1

Constellation Pharmaceuticals, 02-Jun-21 USA Elect Director Directors Related Elect Director Scott N. Braunstein 1 Inc.

PJT Partners Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Kenneth C. Whitney 1

Dropbox, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Andrew W. Houston 1

Hennessy Capital Acquisition 21-Dec-20 USA Increase Authorized Preferred Capitalization Increase Authorized Preferred and 1 Corp. IV and Common Stock Common Stock

Beyond Air, Inc. 04-Mar-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Yelp Inc. 03-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Accelerate Diagnostics, Inc. 07-May-21 USA Elect Director Directors Related Elect Director Thomas D. Brown 1

AMC Entertainment Holdings, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Maojun (John) Zeng 1

Apollo Investment Corporation 11-Aug-20 USA Elect Director Directors Related Elect Director Frank C. Puleo 1

Workhorse Group Inc. 21-Sep-20 USA Elect Director Directors Related Elect Director H. Benjamin Samuels 1

Page 44 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Nordic American Tankers Limited 18-Dec-20 Bermuda Elect Director Directors Related Elect Director James Kelly 1

Eaton Vance Tax-Managed Global 15-Apr-21 USA Elect Director Directors Related Elect Director Cynthia E. Frost 1 Buy-Write Opportunities Fund

Putnam Premier Income Trust 20-Apr-21 USA Elect Director Directors Related Elect Director Kenneth R. Leibler 1

Sberbank Russia PJSC 23-Apr-21 Russia Elect Director (Cumulative Voting Directors Related Elect Vladimir Kolychev as Director 1 or More Nominees Than Board Seats)

Vesper Healthcare Acquisition 29-Apr-21 USA Elect Director Directors Related Elect Director Michelle Kerrick 1 Corp.

Fortress Value Acquisition Corp. II 15-Jun-21 USA Approve Issuance of Shares for a Capitalization Approve Issuance of Shares for a Private 1 Private Placement Placement

Opendoor Technologies, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Cipora Herman 1

Loews Corporation 11-May-21 USA Elect Director Directors Related Elect Director Walter L. Harris 1

Falcon Capital Acquisition Corp. 29-Jun-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Canadian National Railway 27-Apr-21 Canada Company-Specific- SH-Compensation SP 1: Institute a New Safety-Centered 1 Company -Compensation-Related Bonus System

Berkshire Hathaway Inc. 01-May-21 USA Elect Director Directors Related Elect Director Walter Scott, Jr. 1

Hilton Worldwide Holdings Inc. 19-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Chevron Corporation 26-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman

Caterpillar Inc. 09-Jun-21 USA Report on EEO SH-Other/misc. Report on Diversity and Inclusion Efforts 1

Sunrun Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Gerald Risk 1

Discovery, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Robert R. Beck 1

Anheuser-Busch InBev SA/NV 28-Apr-21 Belgium Authorize Share Repurchase Capitalization Authorize Repurchase of Up to 20 1 Program Percent of Issued Share Capital

Motorola Solutions, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Egon P. Durban 1

Republic Services, Inc. 21-May-21 USA Link Executive Pay to Social SH-Compensation Report on Integrating ESG Metrics Into 1 Criteria Executive Compensation Program

Epizyme, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Kevin T. Conroy 1

Allegiance Bancshares, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director Ramon A. Vitulli, III 1

Affiliated Managers Group, Inc. 09-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Page 45 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

The Trade Desk, Inc. 22-Dec-20 USA Company Specific--Board-Related Directors Related Provide that Class A Common Stock Will 1 Be Entitled to Elect One Director if the Total Number of Directors is Eight or Fewer or Two Directors if the Total Number of Directors is Nine or Greater

Woodward, Inc. 27-Jan-21 USA Company-Specific Board-Related SH-Dirs' Related Adopt a Policy to Include 1 Non-Management Employees as Prospective Director Candidates

Nuveen Intermediate Duration 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Quality Municipal Term Fund

Ball Corporation 28-Apr-21 USA Elect Director Directors Related Elect Director Michael J. Cave 1

Ball Corporation 28-Apr-21 USA Elect Director Directors Related Elect Director Pedro Henrique Mariani 1

PharmaCielo Ltd. 10-Jun-21 Canada Approve/Amend Deferred Share Non-Salary Comp. Approve Additional Amendments to DSU 1 Bonus Plan Plan

CRISPR Therapeutics AG 10-Jun-21 Switzerland Approve Remuneration of Non-Salary Comp. Approve Remuneration of Executive 1 Executive Directors and/or Committee in the Amount of USD Non-Executive Directors 3,514,207

CRISPR Therapeutics AG 10-Jun-21 Switzerland Approve Qualified Employee Non-Salary Comp. Approve Increase in Conditional Share 1 Stock Purchase Plan Capital for Employee Equity Plans

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Benno O. Dorer 1

Nuveen Credit Strategies Income 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 Fund

KemPharm, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Matthew R. Plooster 1

AMC Entertainment Holdings, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Howard W. "Hawk" Koch 1

Piedmont Lithium Limited 25-Nov-20 Australia Elect Director Directors Related Elect Jorge Beristain as Director 1

Eaton Vance Risk-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director Susan J. Sutherland 1 Diversified Equity Income Fund

Barnwell Industries, Inc. 20-Apr-21 USA Elect Director Directors Related Elect Director Bradley M. Tirpak 1

Experience Investment Corp. 05-May-21 USA Company Specific - Equity Capitalization Increase Authorized Class A Common 1 Related Stock and Preferred Stock and Eliminate Class B Common Stock

Experience Investment Corp. 05-May-21 USA Approve Issuance of Shares for a Capitalization Approve Issuance of Shares in 1 Private Placement Connection with the Business Combination

The Gap, Inc. 11-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Piper Sandler Companies 21-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Page 46 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Ascendis Pharma A/S 28-May-21 Denmark Approve Executive Share Option Non-Salary Comp. Approve Warrant Plan 1 Plan

Progyny, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Jeff Park 1

FinServ Acquisition Corp. 07-Jun-21 USA Adopt the Jurisdiction of Routine/Business Adopt the Jurisdiction of Incorporation 1 Incorporation as the Exclusive as the Exclusive Forum for Internal Forum for Certain Disputes Corporate Claims

VBI Vaccines Inc. 09-Jun-21 Canada Elect Director Directors Related Elect Director Steven Gillis 1

Daseke, Inc. 18-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Neo Lithium Corp. 25-Jun-21 Canada Elect Director Directors Related Elect Director Waldo A. Perez 1

Repay Holdings Corporation 05-Aug-20 USA Elect Director Directors Related Elect Director Shaler Alias 1

K12 Inc. 15-Dec-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Gladstone Land Corporation 13-May-21 USA Elect Director Directors Related Elect Director Anthony W. Parker 1

Aptiv PLC 30-Apr-21 Jersey Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Monster Beverage Corporation 15-Jun-21 USA Proposals Requesting SH-Health/Environ. Annual Vote and Report on Climate 1 Non-Binding Advisory Vote On Change Climate Action Plan

Equinor ASA 11-May-21 Norway Climate Change Action SH-Health/Environ. Instruct Company to Report Key 2 Information on both Climate Risk and Nature Risk

Equinor ASA 11-May-21 Norway Company-Specific -- SH-Routine/Business Instruct Board to Act to Avoid Big 2 Miscellaneous Losses Overseas, Receive Specific Answers with Regards to Safety Incidents and get the Audits Evaluation of Improved Quality Assurance and Internal Control

Alliant Energy Corporation 20-May-21 USA Miscellaneous -- Environmental & Social Proposal Report on Costs and Benefits of 1 Social Counterproposal Environmental Related Expenditures

CytoDyn Inc. 30-Sep-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Jumia Technologies AG 11-Mar-21 Germany Authorize Issuance of Capitalization Approve Issuance of Warrants/Bonds 1 Warrants/Bonds with Warrants with Warrants Attached/Convertible Attached/Convertible Bonds Bonds without Preemptive Rights up to without Preemptive Rights Aggregate Nominal Amount of EUR 600 Million; Approve Creation of EUR 77.2 Million Pool of Capital to Guarantee Conversion Rights

H&E Equipment Services, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Lawrence C. Karlson 1

Silvergate Capital Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Thomas C. Dircks 1

Page 47 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Acreage Holdings, Inc. 23-Jul-20 Canada Elect Director Directors Related Elect Director Kevin P. Murphy 1

Cielo SA 24-Jul-20 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Edson Marcelo Moreto as Director Seats)

TerraForm Power, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Brian Lawson 1

Coty Inc. 03-Nov-20 USA Elect Director Directors Related Elect Director Johannes Huth 1

Elbit Systems Ltd. 07-Apr-21 Israel If you are an Interest Holder as Preferred/Bondholder If you are an Interest Holder as defined 1 defined in Section 1 of the in Section 1 of the Securities Law, 1968, Securities Law, 1968, vote FOR. vote FOR. Otherwise, vote against. Otherwise, vote against.

Royal Bank of Canada 08-Apr-21 Canada Miscellaneous Proposal -- Social Proposal SP 3: Produce a Report on Loans Made 1 Environmental & Social by the Bank in Support of the Circular Economy

Liberty Latin America Ltd. 12-May-21 Bermuda Elect Director Directors Related Elect Director Balan Nair 1

R1 RCM Inc. 20-May-21 USA Elect Director Directors Related Elect Director Neal Moszkowski 1

Datadog, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Michael Callahan 1

Cryo-Cell International, Inc. 22-Sep-20 USA Other Business Routine/Business Other Business 1

DNP Select Income Fund Inc. 08-Mar-21 USA Elect Director Directors Related Elect Director Eileen A. Moran 1

CNH Industrial NV 15-Apr-21 Netherlands Elect Director Directors Related Reelect Vagn Sorensen as Non-Executive 1 Director

Landcadia Holdings II, Inc. 29-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for to Amend Charter Amendments

CRISPR Therapeutics AG 10-Jun-21 Switzerland Elect Director Directors Related Reelect Director Ali Behbahani 1

The RMR Group Inc. 11-Mar-21 USA Elect Director Directors Related Elect Director Ann Logan 1

Rite Aid Corporation 08-Jul-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Lazard Ltd 29-Apr-21 Bermuda Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

GFL Environmental Inc. 19-May-21 Canada Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote on Executive 1 Executive Officers'Compensation Compensation Approach

OneMain Holdings, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Douglas H. Shulman 1

Mitsubishi UFJ Financial Group, 29-Jun-21 Japan Elect Director Directors Related Elect Director Nomoto, Hirofumi 1 Inc.

Mitsubishi UFJ Financial Group, 29-Jun-21 Japan Amend Ordinary Business Items SH-Routine/Business Amend Articles to Establish Helpline for 1 Inc. Whistle-Blowers

Luckin Coffee Inc. 05-Jul-20 Cayman Islands Company-Specific Board-Related SH-Dirs' Related Approve Discharge of Sean Shao as 1 Director

Page 48 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Ennis, Inc. 16-Jul-20 USA Elect Director Directors Related Elect Director Gary S. Mozina 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Gilberto Perezalonso 1 Cifuentes

Putnam Premier Income Trust 20-Apr-21 USA Elect Director Directors Related Elect Director George Putnam, III 1

Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Sindhu Gangadharan 1

Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Ryan Smith 1

Jumia Technologies AG 09-Jun-21 Germany Authorize Issuance of Capitalization Approve Issuance of Warrants/Bonds 1 Warrants/Bonds with Warrants with Warrants Attached/Convertible Attached/Convertible Bonds Bonds without Preemptive Rights up to without Preemptive Rights Aggregate Nominal Amount of EUR 600 Million; Approve Creation of EUR 89.8 Million Pool of Capital to Guarantee Conversion Rights

Castle Biosciences, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Daniel M. Bradbury 1

GrowGeneration, Corp. 24-Jun-21 USA Elect Director Directors Related Elect Director Paul Ciasullo 1

Switchback Energy Acquisition 25-Feb-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Corporation Vote Requirement for Removal of for Removal of Directors Directors

PAVmed Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director James L. Cox 1

SunPower Corporation 13-May-21 USA Elect Director Directors Related Elect Director Denis Toulouse 1

The Walt Disney Company 09-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Alphabet Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Robin L. Washington 1

Siemens AG 09-Jul-20 Germany Company-Specific -- SH-Routine/Business Additional Proposals Presented at the 3 Miscellaneous Meeting

Anaplan, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Suresh Vasudevan 1

Advantage Solutions Inc. 26-May-21 USA Elect Director Directors Related Elect Director Timothy J. Flynn 1

DocuSign, Inc. 28-May-21 USA Elect Director Directors Related Elect Director Inhi Cho Suh 1

Burlington Stores, Inc. 19-May-21 USA Report on Pay Disparity SH-Compensation Report on Pay Disparity 1

BlackBerry Limited 23-Jun-21 Canada Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Deutsche Telekom AG 01-Apr-21 Germany Company-Specific -- SH-Routine/Business Counter Motion E 1 Miscellaneous

Adaptive Biotechnologies 11-Jun-21 USA Elect Director Directors Related Elect Director Michelle Griffin 1 Corporation

Coca-Cola Europacific Partners plc 26-May-21 United Kingdom Elect Director Directors Related Re-elect Mario Rotllant Sola as Director 1

Lemonade, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Daniel Schreiber 1

Page 49 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Fire & Flower Holdings Corp. 09-Jun-21 Canada Elect Director Directors Related Elect Director Harvey Shapiro 1

GreenSky, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Joel Babbit 1

NortonLifeLock Inc. 08-Sep-20 USA Political Contributions Disclosure SH-Other/misc. Report on Political Contributions and 1 Expenditures

Five9, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Michael Burdiek 1

Paycom Software, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Robert J. Levenson 1

Avalon GloboCare Corp. 04-Aug-20 USA Elect Director Directors Related Elect Director Steven A. Sanders 1

ZIOPHARM Oncology, Inc. 15-Dec-20 USA Elect Director (Dissident) SH-Dirs' Related Consent to Elect Robert Postma as 1 Director

CF Finance Acquisition Corp. II 05-Mar-21 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

Global Net Lease, Inc. 12-Apr-21 USA Elect Director Directors Related Elect Director Abby M. Wenzel 1

Eaton Vance New York Municipal 16-Apr-21 USA Elect Director Directors Related Elect Director George J. Gorman 1 Income Trust

Experience Investment Corp. 05-May-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

National HealthCare Corporation 06-May-21 USA Elect Director Directors Related Elect Director J. Paul Abernathy 1

Highlands REIT, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Jeffrey L. Shekell 1

Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Jose Sainz Armada 1

Altus Midstream Company 03-Jun-21 USA Elect Director Directors Related Elect Director Clay Bretches 1

VBI Vaccines Inc. 09-Jun-21 Canada Elect Director Directors Related Elect Director Damian Braga 1

Repay Holdings Corporation 05-Aug-20 USA Elect Director Directors Related Elect Director Paul R. Garcia 1

AmerisourceBergen Corporation 11-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Bank of America Corporation 20-Apr-21 USA Deliberations on Possible Legal SH-Dirs' Related Approve Change in Organizational Form 1 Action Against Directors/ (Internal) Auditors

CVS Health Corporation 13-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman

MongoDB, Inc. 29-Jun-21 USA Elect Director Directors Related Elect Director Dev Ittycheria 1

W. R. Berkley Corporation 15-Jun-21 USA Elect Director Directors Related Elect Director Mark E. Brockbank 1

Santa Cruz County Bank 18-Aug-20 USA Elect Director Directors Related Elect Director David V. Heald 1

Peloton Interactive, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Howard Draft 1

Telefonica SA 22-Apr-21 Spain Elect Director Directors Related Reelect Jose Maria Alvarez-Pallete Lopez 1 as Director

Farmers & Merchants Bancorp 30-Jun-21 USA Elect Director Directors Related Elect Director Kent A. Steinwert 1

Page 50 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Farmers & Merchants Bancorp 30-Jun-21 USA Elect Director Directors Related Elect Director Terrence A. Young 1

Artisan Partners Asset 02-Jun-21 USA Elect Director Directors Related Elect Director Jeffrey A. Joerres 1 Management Inc.

Celcuity Inc. 12-May-21 USA Elect Director Directors Related Elect Director Lance G. Laing 1

Cracker Barrel Old Country Store, 19-Nov-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers'Compensation Officers' Compensation

Eaton Vance Enhanced Equity 15-Apr-21 USA Elect Director Directors Related Elect Director William H. Park 1 Income Fund II

IQVIA Holdings Inc. 13-Apr-21 USA Elect Director Directors Related Elect Director Todd B. Sisitsky 1

Regeneron Pharmaceuticals, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Marc Tessier-Lavigne 1

Yandex NV 28-Jun-21 Netherlands Authorize Share Repurchase Capitalization Authorize Repurchase of Up to 20 1 Program Percent of Issued Share Capital

J. G. Boswell Company 15-Oct-20 USA Elect Director Directors Related Elect Director Charles L. Harrington 1

BYD Company Limited 08-Jun-21 China Approve/Amend Loan Guarantee Reorg. and Mergers Approve Provision of Guarantee by the 1 to Subsidiary Group

Trine Acquisition Corp. 08-Dec-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Northern Star Acquisition Corp. 28-May-21 USA Elect Director Directors Related Elect Director Matt Meeker 1

Xebec Adsorption Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Sara Elford 1

Oil Co. LUKOIL PJSC 24-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Ravil Maganov as Director 1 or More Nominees Than Board Seats)

Magal Security Systems Ltd. 16-Nov-20 Israel If you are an Interest Holder as Preferred/Bondholder If you are an Interest Holder as defined 1 defined in Section 1 of the in Section 1 of the Securities Law, 1968, Securities Law, 1968, vote FOR. vote FOR. Otherwise, vote against. Otherwise, vote against.

Puma Biotechnology, Inc. 15-Jun-21 USA Company Specific - Equity Capitalization Approve Auerbach Warrant Amendment 1 Related to Extend the Terms of the Warrant Issued to Alan H. Auerbach

Holicity Inc. 30-Jun-21 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock 1 Stock Purchase Plan Purchase Plan

Sberbank Russia PJSC 25-Sep-20 Russia Elect Director (Cumulative Voting Directors Related Elect Maksim Oreshkin as Director 1 or More Nominees Than Board Seats)

Madison Square Garden 10-Dec-20 USA Elect Director Directors Related Elect Director Frederic V. Salerno 1 Entertainment Corp.

India Globalization Capital, Inc. 11-Jan-21 USA Elect Director Directors Related Elect Director John E. Lynch 1

Golden Nugget Online Gaming, 10-Jun-21 USA Elect Director Directors Related Elect Director Tilman J. Fertitta 1 Inc.

Page 51 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Fortress Value Acquisition Corp. II 15-Jun-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for to Amend Certificate of Incorporation Amendments

Seres Therapeutics, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Paul R. Biondi 1

SYNNEX Corporation 30-Jun-21 USA Amend Articles/Bylaws/Charter -- Reorg. and Mergers Amend Certificate of Incorporation to 1 Organization-Related Waive Corporate Opportunity Doctrine

Ideal Power Inc. 16-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Bryn Mawr Bank Corporation 10-Jun-21 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes

Utah Medical Products, Inc. 07-Aug-20 USA Elect Director Directors Related Elect Director Ernst G. Hoyer 1

ADT Inc. 26-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Trinseo S.A. 14-Jun-21 Luxembourg Company Specific - Equity Capitalization Approve Changes in Share Capital 1 Related

The TJX Companies, Inc. 08-Jun-21 USA Report on Pay Disparity SH-Compensation Report on Pay Disparity 1

Tapestry, Inc. 05-Nov-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Zscaler, Inc. 06-Jan-21 USA Elect Director Directors Related Elect Director Amit Sinha 1

Alcon Inc. 28-Apr-21 Switzerland Elect Director Directors Related Reelect Keith Grossman as Director 1

The Goldman Sachs Group, Inc. 29-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Charter Communications, Inc. 27-Apr-21 USA Elect Director Directors Related Elect Director Mauricio Ramos 1

Trilogy Metals Inc. 19-May-21 Canada Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Discovery, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director J. David Wargo 1

Anheuser-Busch InBev SA/NV 28-Apr-21 Belgium Approve Remuneration Policy Non-Salary Comp. Approve Remuneration policy 1

Six Flags Entertainment 05-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Corporation Executive Officers'Compensation Officers' Compensation

PNM Resources, Inc. 11-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director William D. Ellis 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Paul Liberman 1

DraftKings Inc. 28-Apr-21 USA Other Business Routine/Business Other Business 1

Agile Therapeutics, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director James P. Tursi 1

Deutsche Telekom AG 01-Apr-21 Germany Company-Specific -- SH-Routine/Business Counter Motion B 1 Miscellaneous

Alexandria Real Estate Equities, 18-May-21 USA Elect Director Directors Related Elect Director James P. Cain 1 Inc.

Page 52 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

The Trade Desk, Inc. 22-Dec-20 USA Provide Right to Call Special Antitakeover Related Provide Right to Call Special Meeting 1 Meeting

Royal Bank of Canada 08-Apr-21 Canada Board Diversity SH-Dirs' Related SP 4: Adopt a Diversity Target Higher 1 than 40% for the Composition of the Board of Directors for the Next Five Years

China Rapid Finance Limited 17-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Yandai Wang 1

KushCo Holdings, Inc. 28-Jan-21 USA Elect Director Directors Related Elect Director Donald Hunter 1

Fire & Flower Holdings Corp. 09-Jun-21 Canada Elect Director Directors Related Elect Director Stephane Trudel 1

Vroom, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Laura G. O'Shaughnessy 1

Clarivate Plc 06-May-21 Jersey Authorize Share Repurchase Capitalization Authorise Market Purchase of Ordinary 1 Program Shares from Any Wholly Owned Subsidiary

Green Dot Corporation 27-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Kelso Technologies Inc. 03-Jun-21 Canada Elect Director Directors Related Elect Director Peter R. Hughes 1

Magal Security Systems Ltd. 16-Nov-20 Israel If you are a Senior Officer as Preferred/Bondholder If you are a Senior Officer as defined in 1 defined in Section 37(D) of the Section 37(D) of the Securities Law, Securities Law, 1968, vote FOR. 1968, vote FOR. Otherwise, vote Otherwise, vote against. against.

Wingstop Inc. 27-May-21 USA Elect Director Directors Related Elect Director Kilandigalu (Kay) M. 1 Madati

Sage Therapeutics, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Geno Germano 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Oscar Gonzalez Rocha 1

BNY Mellon High Yield Strategies 11-Aug-20 USA Elect Director Directors Related Elect Director Kenneth A. Himmel 1 Fund

Telecom Argentina SA 28-Apr-21 Argentina Elect Alternate/Deputy Directors Directors Related Elect Alternate Directors 1

Jounce Therapeutics, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director J. Duncan Higgons 1

ASE Technology Holding Co., Ltd. 22-Jun-21 Taiwan Elect Director (Cumulative Voting Directors Related Elect RAYMOND LO, a Representative of 1 or More Nominees Than Board ASE ENTERPRISES LTD., with Seats) SHAREHOLDER NO.00000001, as Non-independent Director

Nuveen Preferred and Income 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Term Fund

2U, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Robert M. Stavis 1

Health Catalyst, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Daniel Burton 1

Recruit Holdings Co., Ltd. 17-Jun-21 Japan Approve Restricted Stock Plan Non-Salary Comp. Approve Trust-Type Equity 1 Compensation Plan

Page 53 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Star Peak Energy Transition Corp. 27-Apr-21 USA Amend Articles/Bylaws/Charter -- Reorg. and Mergers Adopt Provision on Waiver of Corporate 1 Organization-Related Opportunities

Seaboard Corporation 26-Apr-21 USA Animal Welfare SH-Other/misc. Confirm Compliance with California 1 Proposition 12

CryoPort, Inc. 30-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Fisker, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Roderick K. Randall 1

Agile Therapeutics, Inc. 08-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Tootsie Roll Industries, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Paula M. Wardynski 1

Liberty Global plc 16-Jun-21 United Kingdom Elect Director Directors Related Elect Director Michael T. Fries 1

Nuveen Emerging Markets Debt 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 2022 Target Term Fund

Liberty Latin America Ltd. 12-May-21 Bermuda Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Kaman Corporation 14-Apr-21 USA Amend Articles/Bylaws/Charter - SH-Dirs' Related Reduce Ownership Threshold for 1 Call Special Meetings Shareholders to Call Special Meeting

Fire & Flower Holdings Corp. 09-Jun-21 Canada Elect Director Directors Related Elect Director Trevor Fencott 1

Nuveen NASDAQ 100 Dynamic 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Overwrite Fund

Alussa Energy Acquisition Corp. 30-Jun-21 Cayman Islands Approve Issuance of Shares for a Capitalization Approve Issuance of Shares for a Private 1 Private Placement Placement

The Bank of Nova Scotia 13-Apr-21 Canada Limit Executive Compensation SH-Compensation SP 2: Disclose the Compensation Ratio 1 (Equity Ratio) Used by the Compensation Committee

Goosehead Insurance, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Robyn Jones 1

Mirati Therapeutics, Inc. 12-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Credit Acceptance Corporation 15-Jul-20 USA Elect Director Directors Related Elect Director Scott J. Vassalluzzo 1

Canada Goose Holdings Inc. 12-Aug-20 Canada Elect Director Directors Related Elect Director Ryan Cotton 1

Workhorse Group Inc. 21-Sep-20 USA Elect Director Directors Related Elect Director Michael L. Clark 1

CF Finance Acquisition Corp. II 05-Mar-21 USA Amend Articles/Bylaws/Charter -- Routine/Business Eliminate Blank Check Company 1 Non-Routine Provisions

Vesper Healthcare Acquisition 29-Apr-21 USA Amend Articles/Bylaws/Charter -- Routine/Business Opt Out of Section 203 of the DGCL 1 Corp. Non-Routine

Nordstrom, Inc. 19-May-21 USA Elect Director Directors Related Elect Director Mark J. Tritton 1

GoDaddy Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Herald Y. Chen 1

Page 54 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

GoDaddy Inc. 02-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

BigCommerce Holdings, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Brent Bellm 1

SFL Corporation Ltd. 31-Aug-20 Bermuda Elect Director Directors Related Elect Director Kathrine Fredriksen 1

Switchback Energy Acquisition 25-Feb-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Corporation Vote Requirement for to Amend Bylaws Amendments

Clearside Biomedical, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Nancy J. Hutson 1

Novus Capital Corporation 29-Jan-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for to Amend Charter and Bylaws Amendments

TripAdvisor, Inc. 08-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

PAE, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director John P. Hendrickson 1

Hims & Hers Health, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Jules Maltz 1

IHS Markit Ltd. 11-Mar-21 Bermuda Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes

Intel Corporation 13-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Shopify Inc. 26-May-21 Canada Amend Executive Share Option Non-Salary Comp. Re-approve Stock Option Plan 1 Plan

Appian Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Michael G. Devine 1

DoorDash, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Tony Xu 1

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Steven G. Bradshaw 1

Nucor Corporation 13-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director April Box 1

CrowdStrike Holdings, Inc. 06-Jul-20 USA Elect Director Directors Related Elect Director Joseph E. Sexton 1

Liberty Global plc 16-Jun-21 United Kingdom Elect Director Directors Related Elect Director Paul A. Gould 1

Coty Inc. 03-Nov-20 USA Elect Director Directors Related Elect Director Beatrice Ballini 1

Apollo Commercial Real Estate 08-Jun-21 USA Elect Director Directors Related Elect Director Michael E. Salvati 1 Finance, Inc.

GAMCO Investors, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Mario J. Gabelli 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

XL Fleet Corp. 26-May-21 USA Elect Director Directors Related Elect Director Sarah Sclarsic 1

Alussa Energy Acquisition Corp. 30-Jun-21 Cayman Islands Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Page 55 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

LendingTree, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Steve Ozonian 1

Simulations Plus, Inc. 25-Feb-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Ennis, Inc. 16-Jul-20 USA Elect Director Directors Related Elect Director Keith S. Walters 1

Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Amend Articles/Charter Capitalization Amend Article 7 Re: Capital Related 1 Equity-Related

Sorrento Therapeutics, Inc. 16-Oct-20 USA Elect Director Directors Related Elect Director Dorman Followwill 1

CF Finance Acquisition Corp. II 05-Mar-21 USA Eliminate Preemptive Rights Capitalization Eliminate Preemptive Rights 1

Telecom Argentina SA 28-Apr-21 Argentina Fix Number of Directors and/or Directors Related Fix Number of Directors 1 Auditors

Inspire Medical Systems, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Casey M. Tansey 1

Bandwidth Inc. 20-May-21 USA Elect Director Directors Related Elect Director Lukas M. Roush 1

VBI Vaccines Inc. 09-Jun-21 Canada Elect Director Directors Related Elect Director Michel De Wilde 1

Jumia Technologies AG 09-Jun-21 Germany Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1

GrowGeneration, Corp. 24-Jun-21 USA Elect Director Directors Related Elect Director Stephen Aiello 1

Obalon Therapeutics, Inc. 16-Sep-20 USA Elect Director Directors Related Elect Director Douglas Fisher 1

Coca-Cola Consolidated, Inc. 11-May-21 USA Elect Director Directors Related Elect Director J. Frank Harrison, III 1

Helix BioMedix, Inc. 19-Aug-20 USA Elect Director Directors Related Elect Director Lawrence Blake Jones 1

News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Robert J. Thomson 1

News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Masroor Siddiqui 1

Gazprom PJSC 25-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Mikhail Sereda as Director 1 or More Nominees Than Board Seats)

SoftBank Group Corp. 23-Jun-21 Japan Appoint Internal Statutory Directors Related Appoint Statutory Auditor Nakata, Yuji 1 Auditor(s) [and Approve Auditor's/Auditors' Remuneration]

Johnson & Johnson 22-Apr-21 USA Labor Issues - Discrimination and SH-Other/misc. Report on Civil Rights Audit 1 Miscellaneous

Johnson & Johnson 22-Apr-21 USA Adopt Policy on Bonus Banking SH-Compensation Adopt Policy on Bonus Banking 1

Cigna Corporation 28-Apr-21 USA Gender Pay Gap SH-Other/misc. Report on Gender Pay Gap 1

The Charles Schwab Corporation 13-May-21 USA Elect Director Directors Related Elect Director Mark A. Goldfarb 1

T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Christian P. Illek 1

Siemens AG 09-Jul-20 Germany Company-Specific -- SH-Routine/Business Counter Motion A 1 Miscellaneous

Page 56 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

BHP Group Limited 14-Oct-20 Australia Miscellaneous Proposal -- Social Proposal Approve Suspension of Memberships of 2 Environmental & Social Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals

Eli Lilly and Company 03-May-21 USA Elect Director Directors Related Elect Director Jackson P. Tai 1

SolarEdge Technologies, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Avery More 1

MongoDB, Inc. 29-Jun-21 USA Elect Director Directors Related Elect Director John McMahon 1

Broadcom Inc. 05-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Electronic Arts Inc. 06-Aug-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Motorola Solutions, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Gregory K. Mondre 1

Netflix, Inc. 03-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

VSE Corporation 05-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Celcuity Inc. 12-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Eaton Vance Enhanced Equity 15-Apr-21 USA Elect Director Directors Related Elect Director Helen Frame Peters 1 Income Fund II

Grupo Aeroportuario del Pacifico 27-Apr-21 Mexico Elect Director Directors Related Elect or Ratify Director of Series B 1 SAB de CV Shareholders and Member of Nominations and Compensation Committee

Yandex NV 29-Oct-20 Netherlands Approve Issuance of Equity or Capitalization Grant Board Authority to Issue Class A 1 Equity-Linked Securities with or Shares without Preemptive Rights

Prospect Capital Corporation 02-Dec-20 USA Elect Director Directors Related Elect Director William J. Gremp 1

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Geo. Garvin Brown, IV 1

Nikola Corporation 30-Jun-21 USA Elect Director Directors Related Elect Director Jeffrey W. Ubben 1

The RMR Group Inc. 11-Mar-21 USA Elect Director Directors Related Elect Director Walter C. Watkins, Jr. 1

Senior Plc 23-Apr-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

ContextLogic, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Ari Emanuel 1

Newell Brands Inc. 05-May-21 USA Elect Director Directors Related Elect Director Gerardo I. Lopez 1

Mind Medicine (MindMed) Inc. 27-May-21 Canada Approve/Amend Bundled Non-Salary Comp. Amend Stock Option Plan and 1 Remuneration Plans Performance and Restricted Share Unit Plan

LendingTree, Inc. 09-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Page 57 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Nano Dimension Ltd. 25-May-21 Israel Authorize Board Chairman to Directors Related Authorize Yoav Stern to Serve as both 1 Serve as CEO Board Chairman and CEO

Clearway Energy, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Scott Stanley 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Rafael Mac Gregor Anciola 1

Veltex Corporation 20-Aug-20 USA Elect Director Directors Related Elect Director Andreas Mauritzson 1

Madison Square Garden 10-Dec-20 USA Elect Director Directors Related Elect Director Joseph J. Lhota 1 Entertainment Corp.

CF Finance Acquisition Corp. II 05-Mar-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for to Adopt, Amend, Repeal or Alter Bylaws Amendments

POSCO 12-Mar-21 South Korea Elect Director Directors Related Elect Kim Hag-dong as Inside Director 1

F.N.B. Corporation 11-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Vir Biotechnology, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Robert Perez 1

Dare Bioscience, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Susan L. Kelley 1

Switchback Energy Acquisition 25-Feb-21 USA Amend Articles/Bylaws/Charter -- Routine/Business Approve All Other Proposed Changes 1 Corporation Non-Routine

ASE Technology Holding Co., Ltd. 22-Jun-21 Taiwan Elect Director (Cumulative Voting Directors Related Elect JOSEPH TUNG, a Representative of 1 or More Nominees Than Board ASE ENTERPRISES LTD., with Seats) SHAREHOLDER NO.00000001, as Non-independent Director

NVR, Inc. 05-May-21 USA Elect Director Directors Related Elect Director Thomas D. Eckert 1

Health Catalyst, Inc. 10-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Five Below, Inc. 15-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Siemens AG 03-Feb-21 Germany Company-Specific -- SH-Routine/Business Counter Motion B 1 Miscellaneous

Las Vegas Sands Corp. 13-May-21 USA Elect Director Directors Related Elect Director Micheline Chau 1

Chubb Limited 20-May-21 Switzerland Elect Board Directors Related Elect Evan G. Greenberg as Board 1 Chairman/Vice-Chairman Chairman

GoodRx Holdings, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Douglas Hirsch 1

Constellation Software Inc. 05-Aug-20 Canada Elect Director Directors Related Elect Director Barry Symons 1

International Business Machines 27-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Corporation Executive Officers'Compensation Officers' Compensation

Social Capital Hedosophia 27-May-21 Cayman Islands Company Specific - Equity Capitalization Approve Issuance of Preferred Stock 1 Holdings Corp. V Related

Page 58 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Douglas D. Hawthorne 1

Morningstar, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Cheryl Francis 1

British American Tobacco plc 28-Apr-21 United Kingdom Elect Director Directors Related Re-elect Jeremy Fowden as Director 1

The Trade Desk, Inc. 22-Dec-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Carvana Co. 03-May-21 USA Elect Director Directors Related Elect Director Ira Platt 1

Expedia Group, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Craig Jacobson 1

China Rapid Finance Limited 17-Jul-20 Cayman Islands Amend Articles/Bylaws/Charter -- Routine/Business Amend Articles Re: Change Company 1 Non-Routine Name to SOS Limited and Removal of Voting Restrictions on Share Rights

Landcadia Holdings II, Inc. 29-Dec-20 USA Provide Right to Act by Written Antitakeover Related Provide Right to Act by Written Consent 1 Consent

Camping World Holdings, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Brent L. Moody 1

Vital Farms, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Brent Drever 1

Hennessy Capital Acquisition 21-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Corp. IV Vote Requirement for to Amend or Repeal Bylaws Amendments

Foley Trasimene Acquisition Corp. 25-Mar-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 II

Nuveen Preferred & Income 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Securities Fund

Midland States Bancorp, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Jeffrey G. Ludwig 1

Black Diamond Therapeutics, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Alexander Mayweg 1

Stereotaxis, Inc. 20-May-21 USA Approve Share Plan Grant Non-Salary Comp. Approve Grant of Shares of Common 1 Stock Pursuant to the CEO Performance Share Unit Award Agreement

Mitsubishi UFJ Financial Group, 29-Jun-21 Japan Amend Ordinary Business Items SH-Routine/Business Amend Articles to Prohibit Officers and 1 Inc. Employees of the Company from Committing Parental Child Abduction for Gaining Advantage in Custody Disputes

Sorrento Therapeutics, Inc. 16-Oct-20 USA Elect Director Directors Related Elect Director Yue Alexander Wu 1

Piedmont Lithium Limited 25-Nov-20 Australia Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Nordic American Tankers Limited 18-Dec-20 Bermuda Elect Director Directors Related Elect Director Herbjorn Hansson 1

Page 59 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Petroleo Brasileiro SA 14-Apr-21 Brazil In Case One of the Nominees Directors Related In Case One of the Nominees Leaves the 1 Leaves the Fiscal Council Slate Fiscal Council Slate Due to a Separate Due to a Separate Minority Minority Election, as Allowed Under Election, as Allowed Under Articles 161 and 240 of the Brazilian Articles 161 and 240 of the Corporate Law, May Your Votes Still Be Brazilian Corporate Law, May Counted for the Proposed Slate? Your Votes Still Be Counted for the Proposed Slate?

First Trust MLP and Energy 26-Apr-21 USA Elect Director Directors Related Elect Director Richard E. Erickson 1 Income Fund

Credit Suisse Group AG 30-Apr-21 Switzerland Approve Discharge of Directors Related Approve Discharge of Board and Senior 1 Management Board Management [Item Withdrawn]

Vale SA 30-Apr-21 Brazil Elect Director (Cumulative Voting SH-Dirs' Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Mauro Gentile Rodrigues da Cunha Seats) as Independent Director Appointed by Shareholders

Whitestone REIT 13-May-21 USA Elect Director Directors Related Elect Director Jeffrey A. Jones 1

AppFolio, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Timothy Bliss 1

Seritage Growth Properties 20-May-21 USA Elect Director Directors Related Elect Director Allison L. Thrush 1

Duluth Holdings Inc. 27-May-21 USA Elect Director Directors Related Elect Director Stephen L. Schlecht 1

B. Riley Financial, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Robert D'Agostino 1

Altus Midstream Company 03-Jun-21 USA Elect Director Directors Related Elect Director Jon W. Sauer 1

Great Elm Capital Corp. 04-Jun-21 USA Elect Director Directors Related Elect Director Randall Revell Horsey 1

Getty Realty Corp. 27-Apr-21 USA Elect Director Directors Related Elect Director Howard B. Safenowitz 1

Switchback Energy Acquisition 25-Feb-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Corporation Vote Requirement for to Amend Charter Amendments

Orange SA 18-May-21 France Allow Board to Use All Antitakeover Related Allow Board to Use Delegations under 1 Outstanding Capital Item 19 Above in the Event of a Public Authorizations in the Event of a Tender Offer Public Tender Offer or Share Exchange Offer

Ubisoft Entertainment SA 02-Jul-20 France Amend Articles/Bylaws/Charter -- Routine/Business Delegate Powers to the Board to Amend 1 Non-Routine Bylaws to Comply with Legal Changes

LVMH Moet Hennessy Louis 15-Apr-21 France Approve Issuance of Shares for a Capitalization Approve Issuance of Equity or 1 Vuitton SE Private Placement Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million

Hexagon AB 29-Apr-21 Sweden Elect Director Directors Related Reelect Gun Nilsson as Director 1

Page 60 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Hexagon AB 29-Apr-21 Sweden Elect Board Directors Related Reelect Gun Nilsson as Board Chairman 1 Chairman/Vice-Chairman

Box, Inc. 15-Jul-20 USA Elect Director Directors Related Elect Director Sue Barsamian 1

Cigna Corporation 28-Apr-21 USA Adopt a Policy on Ideological Social Proposal Disclose Board Matrix Including 1 Board Diversity Ideological Perspectives

Alphabet Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director L. John Doerr 1

CMS Energy Corporation 07-May-21 USA Miscellaneous -- Environmental & Social Proposal Report on Costs and Benefits of 1 Social Counterproposal Environmental Related Expenditures

Equinor ASA 11-May-21 Norway Renewable Energy SH-Health/Environ. Instruct Company to Spin-Out Equinors 2 Renewable Energy Business in Wind and Solar Power to a Separate Company NewCo

NXP Semiconductors N.V. 26-May-21 Netherlands Elect Director Directors Related Reelect Karl-Henrik Sundström as 1 Non-Executive Director

Avalara, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Marion Foote 1

Ryanair Holdings Plc 17-Sep-20 Ireland Elect Director Directors Related Re-elect Julie O'Neill as Director 1

Huazhu Group Limited 23-Dec-20 Cayman Islands Elect Directors (Bundled) Directors Related Elect Lei Cao and Theng Fong Hee as 1 Directors

Nuveen Emerging Markets Debt 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 2022 Target Term Fund

Skytop Lodge Corporation 10-May-21 USA Elect Director Directors Related Elect Director Timothy L. Smith 1

R1 RCM Inc. 20-May-21 USA Elect Director Directors Related Elect Director Anthony J. Speranzo 1

Lument Finance Trust, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Neil A. Cummins 1

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Campbell P. Brown 1

Trulieve Cannabis Corp. 10-Jun-21 Canada Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

PharmaCielo Ltd. 10-Jun-21 Canada Approve/Amend Deferred Share Non-Salary Comp. Amend DSU Plan 1 Bonus Plan

Cardiol Therapeutics Inc. 29-Jun-21 Canada Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Equity Incentive Plan 1

Victoria Gold Corp. 19-Aug-20 Canada Elect Director Directors Related Elect Director John McConnell 1

Victoria Gold Corp. 19-Aug-20 Canada Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Incentive Plan 1

Grid Dynamics Holdings, Inc. 15-Dec-20 USA Elect Director Directors Related Elect Director Shuo Zhang 1

Templeton Global Income Fund 07-May-21 USA Elect Director (Dissident) SH-Dirs' Related Elect Directors Aditya Bindal 1

Cloudflare, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Matthew Prince 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Alfredo Casar Perez 1

Page 61 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Madison Square Garden 10-Dec-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Entertainment Corp.

Cornerstone Strategic Value Fund, 06-Apr-21 USA Other Business Routine/Business Other Business 1 Inc.

Sberbank Russia PJSC 23-Apr-21 Russia Elect Director (Cumulative Voting Directors Related Elect Gennadii Melikian as Director 1 or More Nominees Than Board Seats)

Vale SA 30-Apr-21 Brazil Adopt Cumulative Voting for the Directors Related Do You Wish to Adopt Cumulative 1 Election of the Members of the Voting for the Election of the Members Board of Directors at this of the Board of Directors, Under the Meeting Terms of Article 141 of the Brazilian Corporate Law?

Vale SA 30-Apr-21 Brazil Approve Remuneration of Non-Salary Comp. Approve Remuneration of Company's 1 Executive Directors and/or Management and Fiscal Council Non-Executive Directors

Maravai LifeSciences Holdings, 19-May-21 USA Adopt or Increase Supermajority Antitakeover Related Advisory Vote to Retain Supermajority 1 Inc. Vote Requirement for Vote Requirement to Amend Certificate Amendments of Incorporation and Bylaws

Porch Group, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Margaret Whelan 1

Ooma, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director William D. Pearce 1

Ballard Power Systems Inc. 02-Jun-21 Canada Approve/Amend Bundled Non-Salary Comp. Re-approve Equity-Based Compensation 1 Remuneration Plans Plans

Cellectis SA 01-Jun-21 France Elect Director Directors Related Reelect Alain-Paul Godard as Director 1

Novartis AG 02-Mar-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 2

LVMH Moet Hennessy Louis 15-Apr-21 France Approve Issuance of Equity or Capitalization Authorize Issuance of Equity or 1 Vuitton SE Equity-Linked Securities without Equity-Linked Securities without Preemptive Rights Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million

Shift4 Payments, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Andrew Frey 1

OPKO Health, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director John A. Paganelli 1

Banco do Brasil SA 28-Apr-21 Brazil Elect Director Directors Related Elect Ieda Aparecida de Moura Cagni as 1 Director

Visa Inc. 26-Jan-21 USA Company-Specific- SH-Compensation Amend Principles of Executive 1 -Compensation-Related Compensation Program

Bank of America Corporation 20-Apr-21 USA Labor Issues - Discrimination and SH-Other/misc. Request on Racial Equity Audit 1 Miscellaneous

Citigroup Inc. 27-Apr-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Alcon Inc. 28-Apr-21 Switzerland Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation (Non-Binding)

Page 62 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

AstraZeneca Plc 11-May-21 United Kingdom Amend Restricted Stock Plan Non-Salary Comp. Amend Performance Share Plan 2

DocuSign, Inc. 28-May-21 USA Elect Director Directors Related Elect Director Peter Solvik 1

Anheuser-Busch InBev SA/NV 28-Apr-21 Belgium Elect Director Directors Related Reelect William F. Gifford, Jr. as 1 Director

Berkeley Lights, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Elizabeth Nelson 1

Dell Technologies Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director William D. Green 1

Walgreens Boots Alliance, Inc. 28-Jan-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

CryoPort, Inc. 30-Apr-21 USA Elect Director Directors Related Elect Director Robert Hariri 1

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Stanley A. Lybarger 1

The Carlyle Group Inc. 01-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

The Brink's Company 07-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director John D. Cook 1

Old Republic International 28-May-21 USA Elect Director Directors Related Elect Director Steven R. Walker 1 Corporation

Baudax Bio, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Wayne B. Weisman 1

COMSovereign Holding Corp. 25-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Fire & Flower Holdings Corp. 09-Jun-21 Canada Approve Stock Option Plan Non-Salary Comp. Approve Stock Option Plan Grants 1 Grants

Alteryx, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Eileen M. Schloss 1

Northern Star Acquisition Corp. 28-May-21 USA Elect Director Directors Related Elect Director Joanna Coles 1

Hennessy Capital Acquisition 21-Dec-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corp. IV

GDS Holdings Limited 06-Aug-20 Cayman Islands Elect Director Directors Related Elect Director Gary J. Wojtaszek 1

Pure Storage, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Jeff Rothschild 1

Sorrento Therapeutics, Inc. 16-Oct-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

CF Finance Acquisition Corp. II 05-Mar-21 USA Approve Stock Option Plan Non-Salary Comp. Approve Stock Option Plan Grants 1 Grants

CF Finance Acquisition Corp. II 05-Mar-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Barnwell Industries, Inc. 20-Apr-21 USA Elect Director Directors Related Elect Director Kenneth S. Grossman 1

TriplePoint Venture Growth BDC 13-May-21 USA Elect Director Directors Related Elect Director Stephen A. Cassani 1 Corp.

Aytu Biopharma, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Carl C. Dockery 1

Page 63 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Greenbrook Tms Inc. 14-Jun-21 Canada Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Plan

Green Thumb Industries Inc. 28-Jun-21 Canada Elect Director Directors Related Elect Director William Gruver 1

Temenos AG 20-May-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

Aztec Land and Cattle Company, 23-Mar-21 USA Elect Director Directors Related Elect Director Nathaniel C. T. Walsh 1 Limited

News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Jose Maria Aznar 1

2U, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Christopher J. Paucek 1

TripAdvisor, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Jane Jie Sun 1

Anika Therapeutics, Inc. 16-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Ares Management Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director David B. Kaplan 1

Gazprom PJSC 25-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Vitalii Markelov as Director 1 or More Nominees Than Board Seats)

Element Solutions Inc 08-Jun-21 USA Elect Director Directors Related Elect Director Christopher T. Fraser 1

Straumann Holding AG 09-Apr-21 Switzerland Elect Director Directors Related Reelect Thomas Straumann as Director 1

Charter Communications, Inc. 27-Apr-21 USA Elect Director Directors Related Elect Director Eric L. Zinterhofer 1

Santa Cruz County Bank 26-May-21 USA Elect Director Directors Related Elect Director Craig A. French 1

Santa Cruz County Bank 26-May-21 USA Elect Director Directors Related Elect Director James L. Weisenstein 1

PubMatic, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Susan Daimler 1

Netflix, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Rodolphe Belmer 1

Netflix, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Anne M. Sweeney 1

Petroleo Brasileiro SA 22-Jul-20 Brazil In Case Cumulative Voting Is Directors Related APPLIES ONLY IF CUMULATIVE VOTING 1 Adopted, Do You Wish to Equally IS ADOPTED - Votes Will Be Distribute Your Votes to All Automatically Distributed in Equal % Nominees in the Slate? OR In Amongst The Nominees: Vote FOR to Case Cumulative Voting Is support the nominees under SLATE A. Adopted, Do You Wish to Equally Vote AGAINST to support the nominees Distribute Your Votes for Each under SLATE B. Otherwise, vote Supported Nominee? ABSTAIN.

Moderna, Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Robert Langer 1

Fisker, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Mitchell S. Zuklie 1

MeiraGTx Holdings Plc 10-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Keith R. Harris 1

Deutsche Telekom AG 01-Apr-21 Germany Company-Specific -- SH-Routine/Business Counter Motion C 1 Miscellaneous

Evoqua Water Technologies Corp. 16-Feb-21 USA Elect Director Directors Related Elect Director Brian R. Hoesterey 1

Page 64 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Marathon Petroleum Corporation 28-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Clean Harbors, Inc. 02-Jun-21 USA Amend Certificate of Other/Misc Amend By-Laws to Add State and 1 Incorporation to Add Federal Federal Forum Selection Provisions Forum Selection Provision

Western Copper and Gold 17-Jun-21 Canada Elect Director Directors Related Elect Director Tara Christie 1 Corporation

Jushi Holdings Inc. 30-Jun-21 Canada Amend Omnibus Stock Plan Non-Salary Comp. Amend 2019 Equity Incentive Plan 1 eXp World Holdings, Inc. 17-May-21 USA Elect Director Directors Related Elect Director Felicia Gentry 1

Orocobre Limited 13-Nov-20 Australia Ratify Past Issuance of Shares Capitalization Ratify Past Issuance of Tranche 1 1 Placement Shares to Institutional, Professional and Sophisticated Investors

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Change Jurisdiction of Reorg. and Mergers Change Jurisdiction of Incorporation 1 Incorporation [ ] from Cayman Islands to the State of Delaware

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Kathleen B. Fish 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Amend Articles/Bylaws/Charter -- Routine/Business Amend Organizational Documents 1 Non-Routine Proposals

Trine Acquisition Corp. 08-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for to Amend Charter Amendments

Colonnade Acquisition Corp. 09-Mar-21 Cayman Islands Adopt the Jurisdiction of Routine/Business Adopt the Jurisdiction of Incorporation 1 Incorporation as the Exclusive as the Exclusive Forum for Certain Forum for Certain Disputes Disputes

Dropbox, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Paul E. Jacobs 1

Newell Brands Inc. 05-May-21 USA Elect Director Directors Related Elect Director Judith A. Sprieser 1

Academy Sports & Outdoors, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Nathaniel (Nate) H. Taylor 1

Veltex Corporation 20-Aug-20 USA Elect Director Directors Related Elect Director Stephen G. Macklem 1

Denbury Resources Inc. 28-Aug-20 USA Miscellaneous Proposal: Routine/Business Opt-Out of the Third Party Release 1 Company-Specific

Spartan Energy Acquisition Corp. 28-Oct-20 USA Company Specific - Equity Capitalization Approve Implementation of Dual Class 1 Related Stock Structure

Eaton Vance Tax-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director William H. Park 1 Buy-Write Strategy Fund

Embotelladora Andina SA 15-Apr-21 Chile Elect Directors (Bundled) Directors Related Elect Directors 1

Aytu Biopharma, Inc. 21-May-21 USA Elect Director Directors Related Elect Director John Donofrio, Jr. 1

MP Materials Corp. 15-Jun-21 USA Elect Director Directors Related Elect Director Andrew A. McKnight 1

Obalon Therapeutics, Inc. 16-Sep-20 USA Elect Director Directors Related Elect Director Sharon Stevenson 1

Page 65 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

WisdomTree Investments, Inc. 17-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Galaxy Digital Holdings Ltd. 29-Jun-21 Cayman Islands The Undersigned Hereby Preferred/Bondholder For the Purpose of Determining the 1 Certifies that the Shares Aggregate Number of Votes that U.S. Represented by this Proxy are holders are Entitled to Cast, the Owned and Controlled by a @ Undersigned Certifies That It is Not a Citizen U.S. Resident. Vote Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted.

Clearside Biomedical, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director William D. Humphries 1

Stitch Fix, Inc. 16-Dec-20 USA Elect Director Directors Related Elect Director Kirsten Lynch 1

AbbVie Inc. 07-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman

AstraZeneca Plc 11-May-21 United Kingdom Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 2

Boston Scientific Corporation 06-May-21 USA Company-Specific Board-Related SH-Dirs' Related Report on Non-Management Employee 1 Representation on the Board of Directors

Advantage Solutions Inc. 26-May-21 USA Elect Director Directors Related Elect Director Cameron Breitner 1

Nestle SA 15-Apr-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 2

Okta, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Michael Stankey 1

MGM Resorts International 05-May-21 USA Authorize New Class of Preferred Capitalization Authorize New Class of Preferred Stock 1 Stock

VSE Corporation 05-May-21 USA Increase Authorized Common Capitalization Increase Authorized Common Stock 1 Stock

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Manuel J. Mehos 1

Nippon Telegraph & Telephone 24-Jun-21 Japan Removal of Existing Board SH-Dirs' Related Remove Incumbent Director Shibutani, 1 Corp. Directors Naoki

General Motors Company 14-Jun-21 USA Link Executive Pay to Social SH-Compensation Link Executive Pay to Social Criteria 1 Criteria

America Movil SAB de CV 26-Apr-21 Mexico Elect Director Directors Related Elect or Ratify Pablo Roberto Gonzalez 1 Guajardo as Director for Series L Shareholders

Gritstone Oncology, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Steve Krognes 1

China Rapid Finance Limited 17-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Russell Krauss 1

Community Capital Bancshares, 25-May-21 USA Elect Director Directors Related Elect Director James L. Bacon 1 Inc.

Western Copper and Gold 17-Jun-21 Canada Approve Restricted Stock Plan Non-Salary Comp. Approve Restricted Share Unit Plan 1 Corporation

Page 66 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

ManifestSeven Holdings 03-Jun-21 USA Amend Executive Share Option Non-Salary Comp. Re-approve Stock Option Plan 1 Corporation Plan

BYD Company Limited 08-Jun-21 China Approve Issuance of Equity or Capitalization Approve Issuance of Equity or 1 Equity-Linked Securities without Equity-Linked Securities without Preemptive Rights Preemptive Rights for H Shares

Northern Star Acquisition Corp. 28-May-21 USA Change Company Name Routine/Business Change Company Name to The Original 1 BARK Company

Globant SA 02-Apr-21 Luxembourg Elect Director Directors Related Reelect Martin Migoya as Director 1

Mirati Therapeutics, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Aaron I. Davis 1

Valaris plc 01-Mar-21 United Kingdom Bondholder ProposalXXX Preferred/Bondholder Opt Out of the Third-Party Releases (For 1 = Opt Out, Against or Abstain = Do Not Opt Out)

Penske Automotive Group, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Greg C. Smith 1

Cloudflare, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Maria Eitel 1

Pure Storage, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Anita Sands 1

Kingstone Companies, Inc. 05-Aug-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Change Healthcare, Inc. 02-Sep-20 USA Elect Director Directors Related Elect Director Neil P. Simpkins 1

Sberbank Russia PJSC 25-Sep-20 Russia Elect Director (Cumulative Voting Directors Related Elect Dmitrii Chernyshenko as Director 1 or More Nominees Than Board Seats)

Gilat Satellite Networks Ltd. 28-Dec-20 Israel If you are an Institutional Preferred/Bondholder If you are an Institutional Investor as 1 Investor as defined in Regulation defined in Regulation 1 of the 1 of the Supervision Financial Supervision Financial Services Services Regulations 2009 or a Regulations 2009 or a Manager of a Manager of a Joint Investment Joint Investment Trust Fund as defined Trust Fund as defined in the in the Joint Investment Trust Law, 1994, Joint Investment Trust Law, vote FOR. Otherwise, vote against. 1994, vote FOR. Otherwise, vote against.

Eaton Vance Tax-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director George J. Gorman 1 Buy-Write Strategy Fund

RPC, Inc. 27-Apr-21 USA Elect Director Directors Related Elect Director Gary W. Rollins 1

Greenbrook Tms Inc. 14-Jun-21 Canada Amend Omnibus Stock Plan Non-Salary Comp. Re-approve Omnibus Equity Incentive 1 Plan

Novavax, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director David M. Mott 1

Dare Bioscience, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Jessica D. Grossman 1

Neo Lithium Corp. 25-Jun-21 Canada Elect Director Directors Related Elect Director Constantine 1 Karayannopoulos

Page 67 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Oculus VisionTech Inc. 23-Nov-20 USA Approve Executive Share Option Non-Salary Comp. Approve Stock Option Plan 1 Plan

Designer Brands Inc. 14-Jul-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1 argenx SE 11-May-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Ares Management Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director R. Kipp deVeer 1

Alphabet Inc. 02-Jun-21 USA Company-Specific- SH-Corp Governance Amend Certificate of Incorporation to 1 -Governance-Related Become a Public Benefit Corporation

Xenia Hotels & Resorts, Inc. 18-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Hannon Armstrong Sustainable 03-Jun-21 USA Elect Director Directors Related Elect Director Michael T. Eckhart 1 Infrastructure Capital, Inc.

Allegiance Bancshares, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director Fred S. Robertson 1

Liberty Media Corporation 25-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

The AZEK Company Inc. 18-May-21 USA Elect Director Directors Related Elect Director Ashfaq Qadri 1

Pinterest, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Evan Sharp 1

The Carlyle Group Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Peter J. Clare 1

Elanco Animal Health 19-May-21 USA Elect Director Directors Related Elect Director Art A. Garcia 1 Incorporated

Acreage Holdings Inc. 27-May-21 Canada Elect Director Directors Related Elect Director William C. Van Faasen 1

ManifestSeven Holdings 03-Jun-21 USA Approve Restricted Stock Plan Non-Salary Comp. Approve Restricted Stock Plan 1 Corporation

Imperium Group Global Holdings 30-Jun-21 Cayman Islands Approve Issuance of Equity or Capitalization Approve Issuance of Equity or 1 Ltd. Equity-Linked Securities without Equity-Linked Securities without Preemptive Rights Preemptive Rights

StoneCo Ltd. 11-Dec-20 Cayman Islands Elect Director Directors Related Elect Director Thomas A. Patterson 1

Hennessy Capital Acquisition 21-Dec-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 Corp. IV

Alussa Energy Acquisition Corp. 30-Jun-21 Cayman Islands Approve Merger Agreement Reorg. and Mergers Approve Merger Agreement 1

The Bank of Nova Scotia 13-Apr-21 Canada Miscellaneous Proposal -- Social Proposal SP 1: Produce a Report on Loans Made 1 Environmental & Social by the Bank in Support of the Circular Economy

Inari Medical, Inc. 27-May-21 USA Elect Director Directors Related Elect Director William Hoffman 1

Luckin Coffee Inc. 05-Jul-20 Cayman Islands Elect Director (Dissident) SH-Dirs' Related Elect Director Jie Yang 1

Page 68 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

ZIOPHARM Oncology, Inc. 15-Dec-20 USA Removal of Existing Board SH-Dirs' Related Consent to Remove Any Person Elected 1 Directors or Appointed to the Board During the Consent Solicitation

Sberbank Russia PJSC 23-Apr-21 Russia Elect Director (Cumulative Voting Directors Related Elect Nadya Wells as Director 1 or More Nominees Than Board Seats)

ArcBest Corporation 29-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Eni SpA 12-May-21 Italy Advisory Vote to Ratify Named Non-Salary Comp. Approve Second Section of the 1 Executive Officers'Compensation Remuneration Report

JFrog Ltd. 13-May-21 Israel Approve/Amend Employment Non-Salary Comp. Approve Amended Compensation of 1 Agreements Shlomi Ben Haim, Chief Executive Officer

Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Donald Paoni 1

Seritage Growth Properties 20-May-21 USA Elect Director Directors Related Elect Director Edward S. Lampert 1

Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Dennis V. Arriola 1

Seres Therapeutics, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Gregory Behar 1

Royalty Pharma Plc 24-Jun-21 United Kingdom Elect Director Directors Related Elect Director Gregory Norden 1

LVMH Moet Hennessy Louis 15-Apr-21 France Advisory Vote to Ratify Named Non-Salary Comp. Approve Compensation of Antonio 1 Vuitton SE Executive Officers'Compensation Belloni, Vice-CEO

News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director K. Rupert Murdoch 1

First Trust Intermediate Duration 26-Apr-21 USA Elect Director Directors Related Elect Director Thomas R. Kadlec 1 Preferred & Income Fund

Banco do Brasil SA 28-Apr-21 Brazil Elect Director Directors Related Elect Fausto de Andrade Ribeiro as 1 Director

G-III Apparel Group, Ltd. 10-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Virginia National Bankshares 24-Jun-21 USA Elect Director Directors Related Elect Director Linda M. Houston 1 Corporation

Elastic N.V. 21-Oct-20 Netherlands Elect Director Directors Related Elect Director Jonathan Chadwick 1

Citigroup Inc. 27-Apr-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman

Nkarta, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Paul Hastings 1

Advantage Solutions Inc. 26-May-21 USA Elect Director Directors Related Elect Director Ronald E. Blaylock 1

UBS Group AG 08-Apr-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

IAC/InterActiveCorp 14-May-21 USA Amend Articles/Bylaws/Charter -- Reorg. and Mergers Approve the Corporate Opportunities 1 Organization-Related Charter Amendment

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Alan S. Armstrong 1

Page 69 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

LCI Industries 20-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

The Carlyle Group Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Daniel A. D'Aniello 1

Prospect Capital Corporation 02-Dec-20 USA Company-Specific -- Shareholder SH-Other/misc. Request Board to Negotiate with 1 Miscellaneous Prospect Capital Management LP Regarding Fee and Incentive Structure

XPO Logistics, Inc. 11-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Axon Enterprise, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Caitlin Kalinowski 1

Cherry Hill Mortgage Investment 16-Jun-21 USA Elect Director Directors Related Elect Director Regina M. Lowrie 1 Corporation

Open Lending Corporation 25-May-21 USA Elect Director Directors Related Elect Director Gene Yoon 1

Fire & Flower Holdings Corp. 09-Jun-21 Canada Approve Executive Share Option Non-Salary Comp. Approve 2021 Share Option Plan 1 Plan

CoreLogic, Inc. 17-Nov-20 USA Removal of Existing Board SH-Dirs' Related Remove Director Paul F. Folino 1 Directors

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Boon Sim 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Karen Richardson 1

Precision BioSciences, Inc. 10-May-21 USA Elect Director Directors Related Elect Director Derek Jantz 1

Black Diamond Therapeutics, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Rajeev Shah 1

ESSA Pharma Inc. 25-Feb-21 Canada Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Plan

POSCO 12-Mar-21 South Korea Elect Director Directors Related Elect Chon Jung-son as Inside Director 1

Global Net Lease, Inc. 12-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Eaton Vance Risk-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director Helen Frame Peters 1 Diversified Equity Income Fund

Tuscan Holdings Corp. 10-May-21 USA Elect Director Directors Related Elect Director Amy Butte 1

JFrog Ltd. 13-May-21 Israel Elect Director Directors Related Reelect Jeff Horing as Director 1

Ladder Capital Corp 01-Jun-21 USA Elect Director Directors Related Elect Director Jeffrey B. Steiner 1

Sitime Corporation 02-Jun-21 USA Elect Director Directors Related Elect Director Tom D. Yiu 1

Mustang Bio, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Michael S. Weiss 1

ASE Technology Holding Co., Ltd. 22-Jun-21 Taiwan Approve Amendments to Lending Reorg. and Mergers Approve Amendments to Lending 1 Procedures and Caps Procedures and Caps

National CineMedia, Inc. 05-May-21 USA Elect Director Directors Related Elect Director Kurt C. Hall 1

Page 70 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

National CineMedia, Inc. 05-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

LVMH Moet Hennessy Louis 15-Apr-21 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of 1 Vuitton SE Chairman and CEO

Helix BioMedix, Inc. 19-Aug-20 USA Elect Director Directors Related Elect Director Richard M. Cohen 1

PAVmed Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Debra J. White 1

L'Oreal SA 20-Apr-21 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of 1 Jean-Paul Agon, Chairman of the Board Since May 1, 2021

Broadridge Financial Solutions, 19-Nov-20 USA Political Contributions Disclosure SH-Other/misc. Report on Political Contributions 1 Inc. Disclosure

Wells Fargo & Company 27-Apr-21 USA Labor Issues - Discrimination and SH-Other/misc. Report on Racial Equity Audit 1 Miscellaneous

Palantir Technologies, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Stephen Cohen 1

Santa Cruz County Bank 18-Aug-20 USA Elect Director Directors Related Elect Director William J. Hansen 1

Elbit Systems Ltd. 07-Apr-21 Israel If you are an Institutional Preferred/Bondholder If you are an Institutional Investor as 1 Investor as defined in Regulation defined in Regulation 1 of the 1 of the Supervision Financial Supervision Financial Services Services Regulations 2009 or a Regulations 2009 or a Manager of a Manager of a Joint Investment Joint Investment Trust Fund as defined Trust Fund as defined in the in the Joint Investment Trust Law, 1994, Joint Investment Trust Law, vote FOR. Otherwise, vote against. 1994, vote FOR. Otherwise, vote against.

Old Republic International 28-May-21 USA Elect Director Directors Related Elect Director Peter B. McNitt 1 Corporation

Shake Shack Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Jenna Lyons 1

CoreLogic, Inc. 17-Nov-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Lisa Wardell 1

First American Financial 11-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Corporation Executive Officers'Compensation Officers' Compensation

Blue Prism Group Plc 16-Mar-21 United Kingdom Elect Director Directors Related Re-elect Jason Kingdon as Director 1

Asana, Inc. 14-Jun-21 USA Elect Director Directors Related Elect Director Sydney Carey 1

Talend SA 29-Jun-21 France Approve Transaction with a Reorg. and Mergers Approve Transaction with Elissa Fink Re. 1 Related Party Indemnification Agreement

Monopar Therapeutics Inc. 30-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Xebec Adsorption Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Guy Saint-Jacques 1

Beyond Air, Inc. 04-Mar-21 USA Elect Director Directors Related Elect Director Yoori Lee 1

Oak Street Health, Inc. 05-May-21 USA Elect Director Directors Related Elect Director Srdjan Vukovic 1

Page 71 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Deciphera Pharmaceuticals, Inc. 23-Jun-21 USA Elect Director Directors Related Elect Director James A. Bristol 1

Accelerate Diagnostics, Inc. 07-May-21 USA Elect Director Directors Related Elect Director John Patience 1

Stereotaxis, Inc. 20-May-21 USA Elect Director Directors Related Elect Director David L. Fischel 1

Redfin Corporation 09-Jun-21 USA Elect Director Directors Related Elect Director Austin Ligon 1

Holicity Inc. 30-Jun-21 USA Increase Authorized Common Capitalization Increase Authorized Common Stock 1 Stock

Belo Sun Mining Corp. 27-Jul-20 Canada Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Plan

Madison Square Garden 10-Dec-20 USA Elect Director Directors Related Elect Director Matthew C. Blank 1 Entertainment Corp.

Weis Markets, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Jonathan H. Weis 1

Vale SA 30-Apr-21 Brazil Elect Minority Representative SH-Dirs' Related Elect Marcelo Gasparino da Silva as 1 under Majority Board Election Independent Director Appointed by Shareholders

Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Christian Klein 1

Partners Bancorp 19-May-21 USA Elect Director Directors Related Elect Director Robert C. Wheatley 1

Ladder Capital Corp 01-Jun-21 USA Elect Director Directors Related Elect Director Douglas Durst 1

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Richard Arnold 1

Jumia Technologies AG 09-Jun-21 Germany Approve Issuance of Equity or Capitalization Approve Creation of EUR 97.2 Million 1 Equity-Linked Securities without Pool of Capital without Preemptive Preemptive Rights Rights

ASE Technology Holding Co., Ltd. 22-Jun-21 Taiwan Elect Director (Cumulative Voting Directors Related Elect RUTHERFORD CHANG, with 1 or More Nominees Than Board SHAREHOLDER NO.00059235 as Seats) Non-independent Director

TripAdvisor, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Gregory B. Maffei 1

TripAdvisor, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Jay C. Hoag 1

Health Catalyst, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director John A. Kane 1

Mobile TeleSystems PJSC 23-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Artem Zasurskii as Director 1 or More Nominees Than Board Seats)

Straumann Holding AG 09-Apr-21 Switzerland Elect Director Directors Related Reelect Gilbert Achermann as Director 1 and Board Chairman

Falcon Capital Acquisition Corp. 29-Jun-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Thoma Bravo Advantage 22-Jun-21 Cayman Islands Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

Johnson & Johnson 22-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Page 72 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Alphabet Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director K. Ram Shriram 1

SolarEdge Technologies, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Nadav Zafrir 1

CrowdStrike Holdings, Inc. 30-Jun-21 USA Elect Director Directors Related Elect Director Gerhard Watzinger 1 adidas AG 12-May-21 Germany Company-Specific -- SH-Routine/Business Counter Motion C 1 Miscellaneous

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Steven D. Lerner 1

Avalara, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Kathleen Zwickert 1

Deutsche Telekom AG 01-Apr-21 Germany Company-Specific -- SH-Routine/Business Counter Motion F 1 Miscellaneous

CoreCivic, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Mark A. Emkes 1

Lions Gate Entertainment Corp. 15-Sep-20 Canada Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Royal Bank of Canada 08-Apr-21 Canada Company-Specific- SH-Corp Governance SP 2: Redefine the Bank's Purpose and 1 -Governance-Related Undertakings

Royal Caribbean Cruises Ltd. 02-Jun-21 Liberia Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Regeneron Pharmaceuticals, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director George L. Sing 1

Stellantis NV 15-Apr-21 Netherlands Approve Restricted Stock Plan Non-Salary Comp. Approve Equity Incentive Plan and Grant 1 Board Authority to Issue Shares and Exclude Preemptive Rights in Connection with Equity Incentive Plan

Coca-Cola Europacific Partners plc 26-May-21 United Kingdom Waive Requirement for Reorg. and Mergers Approve Waiver of Rule 9 of the 1 Mandatory Offer to All Takeover Code Shareholders

Griffon Corporation 28-Jan-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

ViacomCBS Inc. 25-May-21 USA Elect Director Directors Related Elect Director Linda M. Griego 1

BancFirst Corporation 27-May-21 USA Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Plan

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

Alteryx, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Timothy I. Maudlin 1

Valley National Bancorp 19-Apr-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman

Cogent Communications Holdings, 28-Apr-21 USA Elect Director Directors Related Elect Director Sheryl Kennedy 1 Inc.

Continental Resources, Inc. 20-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

CF Finance Acquisition Corp. II 05-Mar-21 USA Elect Director Directors Related Elect Director Nigel Gormly 1

Page 73 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Petroleo Brasileiro SA 12-Apr-21 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Joaquim Silva e Luna as Director Seats)

Sberbank Russia PJSC 23-Apr-21 Russia Elect Director (Cumulative Voting Directors Related Elect Sergei Ignatev as Director 1 or More Nominees Than Board Seats)

Norwegian Cruise Line Holdings 20-May-21 Bermuda Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Ltd. Executive Officers'Compensation Officers' Compensation

Aytu Biopharma, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Gary V. Cantrell 1

FinServ Acquisition Corp. 07-Jun-21 USA Elect Director Directors Related Elect Director Lee Einbinder 1

Cenovus Energy Inc. 12-May-21 Canada Elect Director Directors Related Elect Director Frank J. Sixt 1

Helix BioMedix, Inc. 19-Aug-20 USA Ratify Auditors Routine/Business Ratify Moss Adams LLP as Auditors 1

Resonant Inc. 08-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

PAVmed Inc. 15-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Skyworks Solutions, Inc. 12-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Facebook, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Andrew W. Houston 1

Appian Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Matthew Calkins 1

CrowdStrike Holdings, Inc. 30-Jun-21 USA Elect Director Directors Related Elect Director Roxanne S. Austin 1

Ares Capital Corporation 07-Jun-21 USA Elect Director Directors Related Elect Director Robert L. Rosen 1

MGM Growth Properties LLC 05-May-21 USA Elect Director Directors Related Elect Director Paul Salem 1

Sirius XM Holdings Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Gregory B. Maffei 1

Farmers & Merchants Bancorp 30-Jun-21 USA Elect Director Directors Related Elect Director Gary J. Long 1

Celcuity Inc. 12-May-21 USA Elect Director Directors Related Elect Director Brian F. Sullivan 1

Nuveen Corporate Income 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 November 2021 Target Term Fund

Safeguard Scientifics, Inc. 19-May-21 USA Elect Director Directors Related Elect Director Maureen F. Morrison 1

RingCentral, Inc. 04-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Marshall B. Farrer 1

Editas Medicine, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Andrew Hirsch 1

Acreage Holdings Inc. 27-May-21 Canada Elect Director Directors Related Elect Director Kevin P. Murphy 1

Page 74 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

WW International, Inc. 11-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

ManifestSeven Holdings 03-Jun-21 USA Elect Director Directors Related Elect Director Urban Smedeby 1 Corporation

Landcadia Holdings II, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Steven L. Scheinthal 1

Paramount Resources Ltd. 05-May-21 Canada Amend Executive Share Option Non-Salary Comp. Re-approve Stock Option Plan 1 Plan

Wright Medical Group N.V. 28-Oct-20 Netherlands Approve Issuance of Equity or Capitalization Authorize Board to Issue Shares 1 Equity-Linked Securities without Preemptive Rights

Nuveen Preferred & Income 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Opportunities Fund

E*TRADE Financial Corporation 17-Jul-20 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes

Spartan Energy Acquisition Corp. 28-Oct-20 USA Amend Articles/Bylaws/Charter -- Routine/Business Amend Charter 1 Non-Routine

AllianzGI Convertible & Income 24-Nov-20 USA Other Business Routine/Business Other Business 1 Fund II

HEXO Corp. 11-Dec-20 Canada Elect Director Directors Related Elect Director Sebastien St-Louis 1

CF Finance Acquisition Corp. II 05-Mar-21 USA Increase Authorized Common Capitalization Increase Authorized Common Stock 1 Stock

CF Finance Acquisition Corp. II 05-Mar-21 USA Elect Director Directors Related Elect Director Lisa Picard 1

CF Finance Acquisition Corp. II 05-Mar-21 USA Company Specific - Equity Capitalization Approve Issuance and Selling of any 1 Related Part or any Shares of Authorized Shares and Approve Company to Purchase any Shares of any Class of Authorized Shares

POSCO 12-Mar-21 South Korea Elect Director Directors Related Elect Jeong Tak as Inside Director 1

Eaton Vance New York Municipal 16-Apr-21 USA Elect Director Directors Related Elect Director Valerie A. Mosley 1 Income Trust

First Trust MLP and Energy 26-Apr-21 USA Elect Director Directors Related Elect Director Thomas R. Kadlec 1 Income Fund

Sonic Automotive, Inc. 28-Apr-21 USA Adopt the Jurisdiction of Routine/Business Adopt the Jurisdiction of Incorporation 1 Incorporation as the Exclusive as the Exclusive Forum for Certain Forum for Certain Disputes Disputes

Summit Materials, Inc. 19-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Progyny, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director David Schlanger 1

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Kevin Glazer 1

Monroe Capital Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director Theodore L. Koenig 1

Page 75 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

G1 Therapeutics, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Willie A. Deese 1

G1 Therapeutics, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Cynthia L. Schwalm 1

Forum Merger II Corporation 15-Oct-20 USA Company Specific--Board-Related Directors Related Reclassify Board of Directors from Two 1 Classes to Three Classes

Vireo Health International Inc. 23-Jun-21 Canada Elect Director Directors Related Elect Director Amber Shimpa 1

Orange SA 18-May-21 France Allow Board to Use All Antitakeover Related Allow Board to Use Delegations under 1 Outstanding Capital Item 28 Above in the Event of a Public Authorizations in the Event of a Tender Offer Public Tender Offer or Share Exchange Offer

News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Ana Paula Pessoa 1

Thoma Bravo Advantage 22-Jun-21 Cayman Islands Approve Merger Agreement Reorg. and Mergers Approve Merger Agreement 1

The Goldman Sachs Group, Inc. 29-Apr-21 USA Company-Specific- SH-Corp Governance Amend Certificate of Incorporation to 1 -Governance-Related Become a Public Benefit Corporation

Berkshire Hathaway Inc. 01-May-21 USA Elect Director Directors Related Elect Director Susan L. Decker 1

Gilead Sciences, Inc. 12-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman

Anheuser-Busch InBev SA/NV 28-Apr-21 Belgium Elect Director Directors Related Reelect Martin J. Barrington as Director 1

Kohl's Corporation 12-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent

Harley-Davidson, Inc. 20-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

MGM Resorts International 05-May-21 USA Elect Director Directors Related Elect Director John Kilroy 1

MGM Resorts International 05-May-21 USA Elect Director Directors Related Elect Director Joey Levin 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Ryan R. Moore 1

CoreCivic, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Stacia A. Hylton 1

Cielo SA 24-Jul-20 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Mauro Ribeiro Neto as Director Seats)

Liberty Latin America Ltd. 03-Dec-20 Bermuda Elect Director Directors Related Elect Director Paul A. Gould 1

Nuveen Corporate Income 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 November 2021 Target Term Fund

Core Laboratories N.V. 19-May-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Madrigal Pharmaceuticals, Inc. 17-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Page 76 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Yandex NV 28-Jun-21 Netherlands Elect Director Directors Related Reelect Esther Dyson as Non-Executive 1 Director

Yandex NV 28-Jun-21 Netherlands Approve Issuance of Equity or Capitalization Grant Board Authority to Issue Class A 1 Equity-Linked Securities with or Shares without Preemptive Rights

Constellium SE 11-May-21 France Approve Issuance of Equity or Capitalization Authorize Issuance of Equity or 1 Equity-Linked Securities without Equity-Linked Securities without Preemptive Rights Preemptive Rights up to Aggregate Nominal Amount of EUR 1,399,833.46

ViacomCBS Inc. 25-May-21 USA Elect Director Directors Related Elect Director Ronald L. Nelson 1 eXp World Holdings, Inc. 17-May-21 USA Elect Director Directors Related Elect Director Glenn Sanford 1

PJT Partners Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director James Costos 1

Goosehead Insurance, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Mark E. Jones 1

IMAX Corporation 09-Jun-21 Canada Elect Director Directors Related Elect Director Darren Throop 1

Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Miscellaneous Proposal: Routine/Business Receive Information in Accordance to 1 Company-Specific Article 1.3.6 of Capital Market Board Corporate Governance Principles

Change Healthcare, Inc. 02-Sep-20 USA Elect Director Directors Related Elect Director Nicholas L. Kuhar 1

Sberbank Russia PJSC 25-Sep-20 Russia Elect Director (Cumulative Voting Directors Related Elect Herman Gref as Director 1 or More Nominees Than Board Seats)

Isoray, Inc. 08-Dec-20 USA Elect Director Directors Related Elect Director Alan Hoffmann 1

Eaton Vance Limited Duration 11-Feb-21 USA Elect Director Directors Related Elect Director Marcus L. Smith 1 Income Fund

Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Egon Durban 1

GoDaddy Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Brian H. Sharples 1

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Cliff Baty 1

Tencent Holdings Limited 20-May-21 Cayman Islands Approve Issuance of Equity or Capitalization Approve Issuance of Equity or 1 Equity-Linked Securities without Equity-Linked Securities without Preemptive Rights Preemptive Rights

Power REIT 26-May-21 USA Elect Director Directors Related Elect Director William S. Susman 1

Ashland Global Holdings Inc. 28-Jan-21 USA Other Business Routine/Business Other Business 1

HCA Healthcare, Inc. 28-Apr-21 USA Link Executive Pay to Social SH-Compensation Assess Feasibility of Increasing the 1 Criteria Impact of the Company's Performance on Quality Metrics for Senior Executive Compensation

Twilio Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Jeff Lawson 1

Page 77 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

NICE Ltd. (Israel) 28-Apr-21 Israel Indicate Personal Interest in Directors Related Vote FOR if you are a controlling 1 Proposed Agenda Item shareholder or have a personal interest in Item 4, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

NXP Semiconductors N.V. 26-May-21 Netherlands Elect Director Directors Related Reelect Lena Olving as Non-Executive 1 Director

United Parcel Service, Inc. 13-May-21 USA Company-Specific- SH-Corp Governance Amend Certificate of Incorporation to 1 -Governance-Related Become a Public Benefit Corporation

Farmers & Merchants Bancorp 30-Jun-21 USA Elect Director Directors Related Elect Director Calvin (Kelly) Suess 1

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Gordon Huddleston 1

Tootsie Roll Industries, Inc. 31-Aug-20 USA Elect Director Directors Related Elect Director Ellen R. Gordon 1

Royal Bank of Canada 08-Apr-21 Canada GHG Emissions SH-Health/Environ. SP 1: Adopt Company-Wide, 1 Quantitative, Time-bound Greenhouse Gas (GHG) Emissions Reduction Targets and Issue an Annual Report Discussing the Plans and Progress of Achieving Such Targerts

Cielo SA 23-Apr-21 Brazil Elect Director Directors Related Elect Gustavo de Souza Fosse as 1 Director

Equitable Holdings, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Bertram L. Scott 1

CarGurus, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Greg Schwartz 1

Vicor Corporation 25-Jun-21 USA Elect Director Directors Related Elect Director Claudio Tuozzolo 1

CoreLogic, Inc. 17-Nov-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Gail Landis 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Pia Heidenmark Cook 1

Blink Charging Co. 15-Jun-21 USA Elect Director Directors Related Elect Director Kenneth R. Marks 1

StoneCo Ltd. 11-Dec-20 Cayman Islands Elect Director Directors Related Elect Director Eduardo Cunha Monnerat 1 Solon de Pontes

Kensington Capital Acquisition 25-Nov-20 USA Increase Authorized Preferred Capitalization Increase Authorized Preferred and 1 Corp. and Common Stock Common Stock

Xebec Adsorption Inc. 29-Jun-21 Canada Approve Auditors and Authorize Routine/Business Approve Raymond Chabot Grant 1 Board to Fix Their Remuneration Thornton LLP as Auditor and Authorize Auditors Board to Fix Their Remuneration

Beyond Air, Inc. 04-Mar-21 USA Elect Director Directors Related Elect Director Erick J. Lucera 1

Turning Point Therapeutics, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Simeon J. George 1

Spartan Energy Acquisition Corp. 28-Oct-20 USA Approve Issuance of Shares for a Capitalization Approve Issuance of Shares for a Private 1 Private Placement Placement

Page 78 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

AllianzGI Diversified Income & 24-Nov-20 USA Other Business Routine/Business Other Business 1 Convertible Fund

CF Finance Acquisition Corp. II 05-Mar-21 USA Approve Issuance of Shares for a Capitalization Approve Issuance of Shares for a Private 1 Private Placement Placement

CF Finance Acquisition Corp. II 05-Mar-21 USA Company Specific - Equity Capitalization Approve Combination of Entity Class A 1 Related Common Stock

POSCO 12-Mar-21 South Korea Elect Director Directors Related Elect Kwon Tae-gyun as Outside 1 Director

Turkiye Garanti Bankasi AS 31-Mar-21 Turkey Approve Discharge of Board and Directors Related Approve Discharge of Board 1 President

Eaton Vance Risk-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director George J. Gorman 1 Diversified Equity Income Fund

Experience Investment Corp. 05-May-21 USA Amend Articles/Bylaws/Charter -- Routine/Business Opt Out of Section 203 of the DGCL 1 Non-Routine

Whitestone REIT 13-May-21 USA Elect Director Directors Related Elect Director Nandita V. Berry 1

Intellia Therapeutics, Inc. 23-Jun-21 USA Elect Director Directors Related Elect Director Jean-Francois Formela 1

Mogo Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Gregory Feller 1

Orange SA 18-May-21 France Authorize Board to Increase Capitalization Authorize Board to Increase Capital in 1 Capital in the Event of Demand the Event of Additional Demand Related Exceeding Amounts Submitted to to Delegation Submitted to Shareholder Shareholder Vote Above Vote Under Items 19-24 dMY Technology Group, Inc. 29-Dec-20 USA Amend Articles/Bylaws/Charter -- Routine/Business Amend Charter Re: Absolve 1 Non-Routine Non-Employee Directors or Identified Persons to Refrain From Engaging in and Possessing Interests in other Business Ventures or Competing with the Company or Any of its Subsidiaries

Ares Management Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director Antoinette Bush 1

Planet Fitness, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Christopher Rondeau 1

Facebook, Inc. 26-May-21 USA Approve Remuneration of Non-Salary Comp. Amend Non-Employee Director 1 Executive Directors and/or Compensation Policy Non-Executive Directors

McDonald's Corporation 20-May-21 USA Product Toxicity and Safety SH-Health/Environ. Report on Antibiotics and Public Health 1 Costs

Nkarta, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Fouad Azzam 1

Charter Communications, Inc. 27-Apr-21 USA Elect Director Directors Related Elect Director W. Lance Conn 1

Hudson Pacific Properties, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Andrea Wong 1

Digital Realty Trust, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Mary Hogan Preusse 1

Page 79 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Square, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Lawrence Summers 1

Skytop Lodge Corporation 10-May-21 USA Elect Director Directors Related Elect Director Albert J. Pucciarelli 1

Elanco Animal Health 19-May-21 USA Elect Director Directors Related Elect Director Jeffrey N. Simmons 1 Incorporated

CarGurus, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Jason Trevisan 1

Cardiol Therapeutics Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director David Elsley 1

Kensington Capital Acquisition 25-Nov-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 Corp.

Midland States Bancorp, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Dwight A. Miller 1

Natera, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Matthew Rabinowitz 1

Independent Bank Group, Inc. 27-May-21 USA Other Business Routine/Business Other Business 1

Mind Medicine (MindMed) Inc. 27-May-21 Canada Elect Director Directors Related Elect Director Jamon Alexander Rahn 1

Axsome Therapeutics, Inc. 04-Jun-21 USA Elect Director Directors Related Elect Director Mark Coleman 1

Unity Software Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Roelof Botha 1

Veltex Corporation 20-Aug-20 USA Elect Director Directors Related Elect Director Luba Andrus 1

Sberbank Russia PJSC 25-Sep-20 Russia Elect Director (Cumulative Voting Directors Related Elect Sergei Ignatev as Director 1 or More Nominees Than Board Seats)

Cinedigm Corp. 23-Oct-20 USA Elect Director Directors Related Elect Director Peixin Xu 1

Petroleo Brasileiro SA 12-Apr-21 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Ruy Flaks Schneider as Seats) Independent Director

Eaton Vance Tax-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director Scott E. Wennerholm 1 Buy-Write Opportunities Fund

Vesper Healthcare Acquisition 29-Apr-21 USA Elect Director Directors Related Elect Director Brian Miller 1 Corp.

Vale SA 30-Apr-21 Brazil In Case Cumulative Voting Is Directors Related In Case Cumulative Voting Is Adopted, 1 Adopted, Do You Wish to Equally Do You Wish to Equally Distribute Your Distribute Your Votes to All Votes Amongst the Nominees below? Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?

Organogenesis Holdings Inc. 18-Dec-20 USA Elect Director Directors Related Elect Director David Erani 1

Ubisoft Entertainment SA 02-Jul-20 France Elect Director Directors Related Reelect Yves Guillemot as Director 1

Page 80 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Equinor ASA 11-May-21 Norway Phase Out Nuclear Facilities SH-Health/Environ. Instruct Board to include Nuclear in 2 Equinors Portfolio

News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Kelly Ayotte 1

Upstart Holdings, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Dave Girouard 1

Novo Nordisk A/S 25-Mar-21 Denmark Allow Shareholder Meetings to be Other/Misc Allow Shareholder Meetings to be Held 1 Held in Virtual-Only Format Partially or Fully by Electronic Means

Novo Nordisk A/S 25-Mar-21 Denmark Company-Specific -- Shareholder SH-Other/misc. Initiate Plan for Changed Ownership 1 Miscellaneous

PepsiCo, Inc. 05-May-21 USA Prepare Report on Health Care SH-Health/Environ. Report on External Public Health Costs 1 Reform

Danaher Corporation 05-May-21 USA Elect Director Directors Related Elect Director Walter G. Lohr, Jr. 1

Bank of Montreal 07-Apr-21 Canada Climate Change Action SH-Health/Environ. Issue a Report Describing a Clear Plan 1 to Make the Greenhouse Gas Footprint of the Company, Including the Portfolio on Lending Practices, Carbon Neutral

Alcon Inc. 28-Apr-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

Intel Corporation 13-May-21 USA Labor Issues - Discrimination and SH-Other/misc. Report on Whether Written Policies or 1 Miscellaneous Unwritten Norms Reinforce Racism in Company Culture

Exxon Mobil Corporation 26-May-21 USA Miscellaneous -- Environmental & Social Proposal Report on Costs and Benefits of 1 Social Counterproposal Environmental-Related Expenditures

SolarEdge Technologies, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Zivi Lando 1

Charlotte's Web Holdings, Inc. 09-Jun-21 Canada Amend Omnibus Stock Plan Non-Salary Comp. Amend Long Term Incentive Plan 1

Zoom Video Communications, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Kimberly L. Hammonds 1

Smartsheet Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Brent Frei 1

Hannon Armstrong Sustainable 03-Jun-21 USA Elect Director Directors Related Elect Director Charles M. O'Neil 1 Infrastructure Capital, Inc.

Super Micro Computer, Inc. 28-May-21 USA Elect Director Directors Related Elect Director Sara Liu 1

Petroleo Brasileiro SA 22-Jul-20 Brazil Appoint Internal Statutory Directors Related Elect Fiscal Council Members 1 Auditor(s) [and Approve Auditor's/Auditors' Remuneration]

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Chester E. Cadieux, III 1

BJ's Wholesale Club Holdings, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Christopher J. Baldwin 1

Total SE 28-May-21 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of 2 Chairman and CEO

Vonage Holdings Corp. 03-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Page 81 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Dick's Sporting Goods, Inc. 09-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Landcadia Holdings II, Inc. 29-Dec-20 USA Amend Articles/Charter Antitakeover Related Amend Vote Requirement to Change 1 Governance-Related Number of Directors

CRISPR Therapeutics AG 10-Jun-21 Switzerland Approve Remuneration of Non-Salary Comp. Approve Remuneration of Executive 1 Executive Directors and/or Committee in the Amount of USD Non-Executive Directors 55,827,593

Veritone, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Richard H. Taketa 1

BYD Company Limited 16-Jun-21 China Approve Executive Share Option Non-Salary Comp. Approve Share Option Scheme of BYD 1 Plan Semiconductor Company Limited

Northern Star Acquisition Corp. 28-May-21 USA Approve Issuance of Shares for a Capitalization Approve Issuance of Shares for a Private 1 Private Placement Placement

Midland States Bancorp, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Deborah A. Golden 1

Oak Street Health, Inc. 05-May-21 USA Classify the Board of Directors Directors Related Advisory Vote to Retain Classified Board 1 Structure

Zymeworks Inc. 05-May-21 Canada Elect Director Directors Related Elect Director Ali Tehrani 1

Clarivate Plc 06-May-21 Jersey Authorize Share Repurchase Capitalization Authorise Market Purchase of Ordinary 1 Program Shares from CPA Global Investors

Veolia Environnement SA 22-Apr-21 France Company-Specific Non-Salary Comp. Approve Amendment of the Economic 1 Compensation-Related Performance Criterion Related to the Acquisition of Performance Shares Allocated to the Chairman and CEO under Plan No. 1

Seelos Therapeutics, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Raj Mehra 1

Sage Therapeutics, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Steven Paul 1

Workhorse Group Inc. 21-Sep-20 USA Elect Director Directors Related Elect Director Harry DeMott 1

Credit Suisse Group AG 30-Apr-21 Switzerland Other Business Routine/Business Additional Voting Instructions - 1 Shareholder Proposals (Voting)

Vir Biotechnology, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Phillip Sharp 1

Krystal Biotech, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Suma M. Krishnan 1

Bespoke Capital Acquisition Corp. 28-May-21 Canada Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Bryan Glazer 1

Altus Midstream Company 03-Jun-21 USA Elect Director Directors Related Elect Director Christopher J. Monk 1

Obalon Therapeutics, Inc. 16-Sep-20 USA Elect Director Directors Related Elect Director William Plovanic 1

Oculus VisionTech Inc. 23-Nov-20 USA Elect Director Directors Related Elect Director Ron Wages 1

BigCommerce Holdings, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Jeff Richards 1

Kindred Biosciences, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Raymond Townsend 1

Page 82 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Galaxy Digital Holdings Ltd. 29-Jun-21 Cayman Islands Approve Omnibus Stock Plan Non-Salary Comp. Approve Long-Term Incentive Plan 1

Getty Realty Corp. 27-Apr-21 USA Elect Director Directors Related Elect Director Philip E. Coviello 1

ASE Technology Holding Co., Ltd. 22-Jun-21 Taiwan Allow Directors to Engage in Directors Related Approve Release of Restrictions of 1 Commercial Transactions with Competitive Activities of Newly the Company and/or Be Involved Appointed Directors with Other Companies

ProMIS Neurosciences Inc. 30-Jun-21 Canada Amend Executive Share Option Non-Salary Comp. Re-approve Stock Option Plan 1 Plan

Symrise AG 05-May-21 Germany Elect Supervisory Board Member Directors Related Elect Michael Koenig to the Supervisory 1 Board

Elbit Systems Ltd. 10-Aug-20 Israel If you are a Senior Officer as Preferred/Bondholder If you are a Senior Officer as defined in 1 defined in Section 37(D) of the Section 37(D) of the Securities Law, Securities Law, 1968, vote FOR. 1968, vote FOR. Otherwise, vote Otherwise, vote against. against.

JBG SMITH Properties 29-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Banco do Brasil SA 28-Apr-21 Brazil Elect Director Directors Related Elect Aramis Sa de Andrade as Director 1

Gazprom PJSC 25-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Aleksandr Novak as Director 1 or More Nominees Than Board Seats)

Total SE 28-May-21 France Elect Director Directors Related Reelect Patrick Pouyanne as Director 2

Falcon Capital Acquisition Corp. 29-Jun-21 USA Amend Articles/Bylaws/Charter -- Routine/Business Amend Certificate of Incorporation 1 Non-Routine

Falcon Capital Acquisition Corp. 29-Jun-21 USA Approve Issuance of Shares for a Capitalization Approve Issuance of Shares for a Private 1 Private Placement Placement

Dynatrace, Inc. 25-Aug-20 USA Elect Director Directors Related Elect Director Stephen Lifshatz 1

Alphabet Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Ann Mather 1

T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Kelvin R. Westbrook 1

Credit Suisse Group AG 27-Nov-20 Switzerland Other Business Routine/Business Additional Voting Instructions - 1 Shareholder Proposals (Voting)

HubSpot, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Jill Ward 1

Palantir Technologies, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Alexander Karp 1

3M Company 11-May-21 USA Report on Pay Disparity SH-Compensation Consider Pay Disparity Between 1 Executives and Other Employees

T. Rowe Price Group, Inc. 11-May-21 USA Report on Climate Change SH-Health/Environ. Report on and Assess Proxy Voting 1 Policies in Relation to Climate Change Position

Social Capital Hedosophia 27-May-21 Cayman Islands Amend Articles/Bylaws/Charter -- Routine/Business Amend Certificate of Incorporation 1 Holdings Corp. V Non-Routine

Page 83 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Social Capital Hedosophia 27-May-21 Cayman Islands Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Holdings Corp. V

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Pat S. Bolin 1

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director John T. Sughrue 1

Interactive Brokers Group, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director Thomas Peterffy 1

Avalara, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Rajeev Singh 1

Eaton Vance Enhanced Equity 15-Apr-21 USA Elect Director Directors Related Elect Director George J. Gorman 1 Income Fund II

F5 Networks, Inc. 11-Mar-21 USA Elect Director Directors Related Elect Director Michel Combes 1

Cielo SA 24-Jul-20 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Francisco Jose Pereira Terra as Seats) Director

Evoqua Water Technologies Corp. 16-Feb-21 USA Elect Director Directors Related Elect Director Gary A. Cappeline 1

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Stuart R. Brown 1

Nikola Corporation 30-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Landcadia Holdings II, Inc. 29-Dec-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Antero Midstream Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director John C. Mollenkopf 1

Cogent Communications Holdings, 28-Apr-21 USA Elect Director Directors Related Elect Director Lewis H. Ferguson, III 1 Inc.

Mirati Therapeutics, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Michael Grey 1

Oil Co. LUKOIL PJSC 24-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Leonid Fedun as Director 1 or More Nominees Than Board Seats)

Zendesk, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Hilarie Koplow-McAdams 1

Coupa Software Incorporated 26-May-21 USA Elect Director Directors Related Elect Director Roger Siboni 1

Wingstop Inc. 27-May-21 USA Elect Director Directors Related Elect Director Kate S. Lavelle 1

AMG Funds IV 14-Jun-21 USA Allow Board to Change the Routine/Business Approve Redesignation of the Fund's 1 Investment Objective Without Fundamental Investment Objective as Shareholder Approval Non-Fundamental

ESSA Pharma Inc. 25-Feb-21 Canada Elect Director Directors Related Elect Director Franklin M. Berger 1

Global Net Lease, Inc. 12-Apr-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 2

Eaton Vance New York Municipal 16-Apr-21 USA Elect Director Directors Related Elect Director Cynthia E. Frost 1 Income Trust

Page 84 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Jumia Technologies AG 09-Jun-21 Germany Approve Remuneration of Directors Related Approve Remuneration of Supervisory 1 Directors and/or Committee Board Members

Neo Lithium Corp. 25-Jun-21 Canada Elect Director Directors Related Elect Director Gabriel Pindar 1

Intelligent Systems Corporation 27-May-21 USA Elect Director Directors Related Elect Director J. Leland Strange 1

Aztec Land and Cattle Company, 23-Mar-21 USA Elect Director Directors Related Elect Director James E. Mitchell 1 Limited

Gazprom PJSC 25-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Denis Manturov as Director 1 or More Nominees Than Board Seats)

Hims & Hers Health, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Andrew Dudum 1

Oracle Corporation 04-Nov-20 USA Elect Director Directors Related Elect Director Bruce R. Chizen 1

T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Raphael Kubler 1

Palo Alto Networks, Inc. 09-Dec-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Applied Materials, Inc. 11-Mar-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chairman 1 Chairman

TransDigm Group Incorporated 18-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Zynga Inc. 17-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Appian Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Barbara (Bobbie) Kilberg 1

PubMatic, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Narendra (Naren) K. 1 Gupta

Dell Technologies Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director David W. Dorman 1

STMicroelectronics NV 27-May-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Artisan Partners Asset 02-Jun-21 USA Elect Director Directors Related Elect Director Stephanie G. DiMarco 1 Management Inc.

Interactive Brokers Group, Inc. 22-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Cielo SA 24-Jul-20 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Marcelo de Araujo Noronha as Seats) Director

Tiffany & Co. 30-Dec-20 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes

Evoqua Water Technologies Corp. 16-Feb-21 USA Elect Director Directors Related Elect Director Lisa Glatch 1

Liberty Latin America Ltd. 12-May-21 Bermuda Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Page 85 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

J. G. Boswell Company 15-Oct-20 USA Elect Director Directors Related Elect Director George W. Wurzel 1

Imperium Group Global Holdings 30-Jun-21 Cayman Islands Authorize Reissuance of Capitalization Authorize Reissuance of Repurchased 1 Ltd. Repurchased Shares Shares

ContextLogic, Inc. 08-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Atlantic American Corporation 18-May-21 USA Elect Director Directors Related Elect Director Scott G. Thompson 1

Colonnade Acquisition Corp. 09-Mar-21 Cayman Islands Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for to Amend the Proposed Organizational Amendments Documents

Xebec Adsorption Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Peter Bowie 1

Alussa Energy Acquisition Corp. 30-Jun-21 Cayman Islands Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

Sunnova Energy International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Mark Longstreth 1

Sunnova Energy International Inc. 19-May-21 USA Elect Director Directors Related Elect Director C. Park Shaper 1

Oil Co. LUKOIL PJSC 24-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Viktor Blazheev as Director 1 or More Nominees Than Board Seats)

Fulgent Genetics, Inc. 17-Sep-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Pilgrim's Pride Corporation 28-Apr-21 USA Elect Director Directors Related Elect Director Gilberto Tomazoni 1

Mitsubishi UFJ Financial Group, 29-Jun-21 Japan Amend Ordinary Business Items SH-Routine/Business Amend Articles to Prohibit Provision of 1 Inc. Financing and Other Inappropriate Transactions to Anti-Social Forces

Holicity Inc. 30-Jun-21 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

Continental Resources, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Shelly Lambertz 1

Isoray, Inc. 08-Dec-20 USA Elect Director Directors Related Elect Director Michael W. McCormick 1

Cornerstone Strategic Value Fund, 06-Apr-21 USA Elect Director Directors Related Elect Director Frank J. Maresca 1 Inc.

Seritage Growth Properties 20-May-21 USA Elect Director Directors Related Elect Director John T. McClain 1

Krystal Biotech, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Julian S. Gangolli 1

The Pennant Group, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Scott E. Lamb 1

B. Riley Financial, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Mikel H. Williams 1

Royalty Pharma Plc 24-Jun-21 United Kingdom Elect Director Directors Related Elect Director Catherine Engelbert 1

Seabridge Gold Inc. 24-Jun-21 Canada Other Business Routine/Business Other Business 1

Kezar Life Sciences, Inc. 25-Jun-21 USA Elect Director Directors Related Elect Director Christopher Kirk 1

Palomar Holdings, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Richard H. Taketa 1

Page 86 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Sitime Corporation 02-Jun-21 USA Elect Director Directors Related Elect Director Edward H. Frank 1

Aerojet Rocketdyne Holdings, Inc. 09-Mar-21 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes

Banco do Brasil SA 28-Apr-21 Brazil Elect Minority Representative SH-Dirs' Related Elect Robert Juenemann as Director as 1 under Majority Board Election Minority Representative Under Majority Board Election

AudioCodes Ltd. 15-Sep-20 Israel Elect Director Directors Related Reelect Eyal Kishon as Director 1

The Goldman Sachs Group, Inc. 29-Apr-21 USA Labor Issues - Discrimination and SH-Other/misc. Report on Racial Equity Audit 1 Miscellaneous

Equinor ASA 11-May-21 Norway Renewable Energy SH-Health/Environ. Instruct Board to Present a Strategy for 2 Real Business Transformation to Sustainable Energy Production

Okta, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Todd McKinnon 1

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Jack E. Finley 1

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Claudia San Pedro 1

Allegiance Bancshares, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director William S. Nichols, III 1

Guardant Health, Inc. 16-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Interactive Brokers Group, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director Milan Galik 1

Carvana Co. 03-May-21 USA Elect Director Directors Related Elect Director Ernest Garcia, III 1

Barclays Plc 05-May-21 United Kingdom Climate Change Action SH-Health/Environ. Approve Market Forces Requisitioned 1 Resolution

R1 RCM Inc. 20-May-21 USA Elect Director Directors Related Elect Director Joseph Flanagan 1

Equitable Holdings, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Kristi A. Matus 1

Armada Hoffler Properties, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Eva S. Hardy 1

Lument Finance Trust, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Walter C. Keenan 1

Acreage Holdings Inc. 27-May-21 Canada Elect Director Directors Related Elect Director John A. Boehner 1

GAMCO Investors, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Robert S. Prather, Jr. 1

Itaconix Plc 24-Jun-21 United Kingdom Approve Issuance of Equity or Capitalization Authorise Issue of Equity without 1 Equity-Linked Securities without Pre-emptive Rights Preemptive Rights

ContextLogic, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Stephanie Tilenius 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Rich Riley 1

DISH Network Corporation 30-Apr-21 USA Amend Non-Employee Director Non-Salary Comp. Amend Non-Employee Director Stock 1 Stock Option Plan Option Plan

Page 87 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Zymeworks Inc. 05-May-21 Canada Elect Director Directors Related Elect Director Susan Mahony 1

Compass Pathways Plc 22-Jun-21 United Kingdom Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1

Holicity Inc. 30-Jun-21 USA Amend Articles/Charter Antitakeover Related Adopt Supermajority Vote Requirement 1 Governance-Related to Change Number of Directors

Piedmont Lithium Limited 25-Nov-20 Australia Approve the Spill Resolution Directors Related Approve the Spill Resolution 1

Turkiye Garanti Bankasi AS 31-Mar-21 Turkey Accept Financial Statements and Routine/Business Accept Financial Statements 1 Statutory Reports

Vesper Healthcare Acquisition 29-Apr-21 USA Elect Director Directors Related Elect Director Clint Carnell 1 Corp.

Kadmon Holdings, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Tasos G. Konidaris 1

Ascendis Pharma A/S 28-May-21 Denmark Approve Issuance of Equity or Capitalization Approve Creation of DKK 9 Million Pool 1 Equity-Linked Securities without of Capital without Preemptive Rights Preemptive Rights

FinServ Acquisition Corp. 07-Jun-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Golden Nugget Online Gaming, 10-Jun-21 USA Elect Director Directors Related Elect Director Steven L. Scheinthal 1 Inc.

Digital Media Solutions, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Lyndon Lea 1

Digital Media Solutions, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Robert Darwent 1

Green Thumb Industries Inc. 28-Jun-21 Canada Elect Director Directors Related Elect Director Westley Moore 1

QIAGEN NV 29-Jun-21 Netherlands Eliminate Preemptive Rights Capitalization Authorize Board to Exclude Preemptive 1 Rights from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances

Coca-Cola Consolidated, Inc. 11-May-21 USA Elect Director Directors Related Elect Director David M. Katz 1

Cellectis SA 01-Jun-21 France Elect Director Directors Related Reelect David Sourdive as Director 1

London Stock Exchange Group Plc 28-Apr-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Mobile TeleSystems PJSC 23-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Thomas Holtrop as Director 1 or More Nominees Than Board Seats)

Centrais Eletricas Brasileiras SA 28-Jan-21 Brazil Amend Articles/Bylaws/Charter -- Routine/Business Amend Articles 1 Non-Routine

Straumann Holding AG 09-Apr-21 Switzerland Elect Director Directors Related Reelect Marco Gadola as Director 1

Falcon Capital Acquisition Corp. 29-Jun-21 USA Company Specific - Equity Capitalization Approve Changes in Share Capital 1 Related

Facebook, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Marc L. Andreessen 1

T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Omar Tazi 1

Page 88 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Citigroup Inc. 27-Apr-21 USA Company-Specific Board-Related SH-Dirs' Related Adopt a Policy to Include 1 Non-Management Employees as Prospective Director Candidates

Zoom Video Communications, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Jonathan Chadwick 1

Sunrun Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Katherine August-deWilde 1

Phillips 66 12-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Trisura Group Ltd. 26-May-21 Canada Elect Director Directors Related Elect Director George E. Myhal 1

R1 RCM Inc. 20-May-21 USA Elect Director Directors Related Elect Director Anthony R. Tersigni 1

DermTech, Inc. 26-May-21 USA Elect Director Directors Related Elect Director John Dobak 1

Lument Finance Trust, Inc. 16-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

CoreLogic, Inc. 17-Nov-20 USA Removal of Existing Board SH-Dirs' Related Remove Director John C. Dorman 1 Directors

Delivery Hero SE 16-Jun-21 Germany Authorize Issuance of Capitalization Approve Issuance of Warrants/Bonds 1 Warrants/Bonds with Warrants with Warrants Attached/Convertible Attached/Convertible Bonds Bonds without Preemptive Rights up to without Preemptive Rights Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 14 Million Pool of Capital to Guarantee Conversion Rights; Amend 2019 Resolution

Constellation Pharmaceuticals, 02-Jun-21 USA Elect Director Directors Related Elect Director Mark A. Goldsmith 1 Inc.

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Charles Drucker 1

Northern Star Acquisition Corp. 28-May-21 USA Elect Director Directors Related Elect Director Jon Ledecky 1

Natera, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Roelof Botha 1

CURE Pharmaceutical Holding 23-Sep-20 USA Elect Director Directors Related Elect Director William Yuan 1 Corp.

Nuveen Credit Strategies Income 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Fund

R.R. Donnelley & Sons Company 20-May-21 USA Elect Director Directors Related Elect Director Timothy R. McLevish 1

R.R. Donnelley & Sons Company 20-May-21 USA Elect Director Directors Related Elect Director John C. Pope 1

ENGIE SA 20-May-21 France Advisory Vote to Ratify Named Non-Salary Comp. Approve Compensation of Isabelle 1 Executive Officers'Compensation Kocher, CEO Until Feb. 24, 2020

KemPharm, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Joseph B. Saluri 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Vicente Ariztegui Andreve 1

Page 89 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

AMC Entertainment Holdings, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Anthony J. Saich 2

Turkiye Garanti Bankasi AS 31-Mar-21 Turkey Elect Directors (Bundled) Directors Related Elect Directors 1

Sberbank Russia PJSC 23-Apr-21 Russia Elect Director (Cumulative Voting Directors Related Elect Anton Siluanov as Director 1 or More Nominees Than Board Seats)

Credit Suisse Group AG 30-Apr-21 Switzerland Approve Remuneration of Non-Salary Comp. Approve Long-Term Variable 1 Executive Directors and/or Remuneration of Executive Committee Non-Executive Directors in the Amount of CHF 25.1 Million [Item Withdrawn]

Partners Bancorp 19-May-21 USA Elect Director Directors Related Elect Director Mark L. Granger 1

Ascendis Pharma A/S 28-May-21 Denmark Elect Director Directors Related Reelect James I Healy as Director 1

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Edward Glazer 1

Evolus, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Karah Parschauer 1

Fortress Value Acquisition Corp. II 15-Jun-21 USA Elect Director Directors Related Elect Director Andrew A. McKnight 1 dMY Technology Group, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Harry You 1

Novus Capital Corporation 29-Jan-21 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock 1 Stock Purchase Plan Purchase Plan

Farmland Partners Inc. 07-May-21 USA Elect Director Directors Related Elect Director Joseph W. Glauber 1

Falcon Capital Acquisition Corp. 29-Jun-21 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

Facebook, Inc. 26-May-21 USA Company-Specific- SH-Corp Governance Amend Certificate of Incorporation to 1 -Governance-Related Become a Public Benefit Corporation

Catalent, Inc. 29-Oct-20 USA Elect Director Directors Related Elect Director J. Martin Carroll 1

Xcel Energy Inc. 19-May-21 USA Miscellaneous -- Environmental & Social Proposal Report on Costs and Benefits of 1 Social Counterproposal Climate-Related Activities

Colliers International Group Inc. 14-Apr-21 Canada Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Plan

Liberty Broadband Corporation 26-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Sumitomo Mitsui Financial Group, 29-Jun-21 Japan Elect Director Directors Related Elect Director Matsumoto, Masayuki 1 Inc.

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Harry Evans Sloan 1

Agile Therapeutics, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director John Hubbard 1

Tootsie Roll Industries, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Barre A. Seibert 1

Alexandria Real Estate Equities, 18-May-21 USA Elect Director Directors Related Elect Director Maria C. Freire 1 Inc.

Page 90 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Cielo SA 24-Jul-20 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Edson Rogerio da Costa as Seats) Director

The RealReal, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Niki Leondakis 1

J. G. Boswell Company 15-Oct-20 USA Elect Director Directors Related Elect Director James G. Ellis 1

Camping World Holdings, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Andris A. Baltins 1

Arcimoto, Inc. 11-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

ContextLogic, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Julie Bradley 1

Blink Charging Co. 15-Jun-21 USA Elect Director Directors Related Elect Director Jack Levine 1

Nabors Industries Ltd. 01-Jun-21 Bermuda Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Akebia Therapeutics, Inc. 02-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Northern Star Acquisition Corp. 28-May-21 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock 1 Stock Purchase Plan Purchase Plan

Axogen, Inc. 10-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Cerence Inc. 11-Feb-21 USA Elect Director Directors Related Elect Director Sanjay Jha 1

Duluth Holdings Inc. 13-Jul-20 USA Elect Director Directors Related Elect Director Stephen L. Schlecht 1

U.S. Physical Therapy, Inc. 18-Aug-20 USA Other Business Routine/Business Other Business 1

ZIOPHARM Oncology, Inc. 15-Dec-20 USA Amend Articles/Bylaws/Charter - SH-Dirs' Related Consent to Amend Bylaws to Provide 1 Filling Vacancies Stockholders the Exclusive Ability to Fill Any Newly Created Vacancies on the Board

Telecom Argentina SA 28-Apr-21 Argentina Elect Directors (Bundled) Directors Related Elect Directors 1

Vesper Healthcare Acquisition 29-Apr-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corp.

Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Pedro Azagra Blazquez 1

Urban Outfitters, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Harry S. Cherken, Jr. 1

Switch, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Zareh Sarrafian 1

Seres Therapeutics, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Kurt C. Graves 1

Ambarella, Inc. 17-Jun-21 Cayman Islands Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Digital Media Solutions, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director James H. Miller 1

NVR, Inc. 05-May-21 USA Elect Director Directors Related Elect Director David A. Preiser 1

NIKE, Inc. 17-Sep-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Page 91 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Siemens AG 09-Jul-20 Germany Company-Specific -- SH-Routine/Business Counter Motion F 1 Miscellaneous

Palantir Technologies, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Peter Thiel 1

Vodafone Group Plc 28-Jul-20 United Kingdom Elect Director Directors Related Re-elect David Thodey as Director 1

Santa Cruz County Bank 26-May-21 USA Elect Director Directors Related Elect Director William J. Hansen 1

Dell Technologies Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Simon Patterson 1

Varian Medical Systems, Inc. 15-Oct-20 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes

American Axle & Manufacturing 06-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1 Holdings, Inc.

DXC Technology Company 13-Aug-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Silvergate Capital Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Paul D. Colucci 1

Acreage Holdings, Inc. 23-Jul-20 Canada Elect Director Directors Related Elect Director John A. Boehner 1

Lions Gate Entertainment Corp. 15-Sep-20 Canada Elect Director Directors Related Elect Director David M. Zaslav 1

DermTech, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Herm Rosenman 1

STORE Capital Corporation 27-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

J. G. Boswell Company 15-Oct-20 USA Elect Director Directors Related Elect Director R. Sherman Railsback 1

Canopy Growth Corporation 21-Sep-20 Canada Amend Omnibus Stock Plan Non-Salary Comp. Re-approve Omnibus Incentive Plan 1

Invitae Corporation 07-Jun-21 USA Elect Director Directors Related Elect Director Chitra Nayak 1

Jushi Holdings Inc. 30-Jun-21 Canada Elect Director Directors Related Elect Director James A. Cacioppo 1

Global Cord Blood Corporation 07-Dec-20 Cayman Islands Elect Director Directors Related Elect Director Ting Zheng 1

Matinas BioPharma Holdings, Inc. 26-Jan-21 USA Approve Reverse Stock Split Capitalization Approve Reverse Stock Split 1

Colonnade Acquisition Corp. 09-Mar-21 Cayman Islands Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Pivotal Investment Corporation II 21-Dec-20 USA Elect Director Directors Related Elect Director Sarah Sclarsic 1

Axsome Therapeutics, Inc. 04-Jun-21 USA Elect Director Directors Related Elect Director Herriot Tabuteau 1

The Toronto-Dominion Bank 01-Apr-21 Canada Miscellaneous Proposal -- Social Proposal SP 1: Produce a Report on Loans Made 1 Environmental & Social by the Bank in Support of the Circular Economy

Telefonaktiebolaget LM Ericsson 30-Mar-21 Sweden Approve Equity Plan Financing Non-Salary Comp. Approve Equity Plan Financing of LTV 1 2021

Penske Automotive Group, Inc. 12-May-21 USA Elect Director Directors Related Elect Director John D. Barr 1

MorphoSys AG 19-May-21 Germany Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1

Coupa Software Incorporated 26-May-21 USA Elect Director Directors Related Elect Director Tayloe Stansbury 1

Page 92 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Echo Global Logistics, Inc. 11-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Cinedigm Corp. 23-Oct-20 USA Elect Director Directors Related Elect Director Christopher J. McGurk 1

Canon, Inc. 30-Mar-21 Japan Appoint Internal Statutory Directors Related Appoint Statutory Auditor Yoshida, 1 Auditor(s) [and Approve Hiroshi Auditor's/Auditors' Remuneration]

Petroleo Brasileiro SA 12-Apr-21 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Marcio Andrade Weber as Seats) Independent Director

Eaton Vance Tax-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director Keith Quinton 1 Buy-Write Strategy Fund

Sberbank Russia PJSC 23-Apr-21 Russia Elect Director (Cumulative Voting Directors Related Elect Dmitrii Chernyshenko as Director 1 or More Nominees Than Board Seats)

First Trust New Opportunities MLP 26-Apr-21 USA Elect Director Directors Related Elect Director Richard E. Erickson 1 & Energy Fund

Vale SA 30-Apr-21 Brazil Company-Specific Board-Related SH-Dirs' Related Elect Mauro Gentile Rodrigues da Cunha 1 as Board Vice-Chairman Appointed by Shareholders

The Gap, Inc. 11-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Dyadic International, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Barry Buckland 1

Green Thumb Industries Inc. 28-Jun-21 Canada Elect Director Directors Related Elect Director Glen Senk 1

Forum Merger II Corporation 15-Oct-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for to Amend Bylaws Amendments

SFL Corporation Ltd. 31-Aug-20 Bermuda Elect Director Directors Related Elect Director Ole Hjertaker 1 bluebird bio, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director John O. Agwunobi 1

Poseida Therapeutics, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director John P. Schmid 1

Daikin Industries Ltd. 29-Jun-21 Japan Appoint Internal Statutory Directors Related Appoint Statutory Auditor Yano, Ryu 1 Auditor(s) [and Approve Auditor's/Auditors' Remuneration]

TripAdvisor, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Albert E. Rosenthaler 1

Virginia National Bankshares 24-Jun-21 USA Elect Director Directors Related Elect Director Marc J. Bogan 1 Corporation

Cleveland-Cliffs Inc. 28-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

HubSpot, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Brian Halligan 1

Page 93 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Zoom Video Communications, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Dan Scheinman 1

McKesson Corporation 29-Jul-20 USA Company-Specific- SH-Corp Governance Report on the Statement on the Purpose 1 -Governance-Related of a Corporation

Franklin Resources, Inc. 09-Feb-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Mission Produce, Inc. 13-Apr-21 USA Elect Director Directors Related Elect Director Stephen W. Bershad 1

PPG Industries, Inc. 15-Apr-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman

PubMatic, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director W. Eric Carlborg 1

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Steven E. Nell 1

Diversified Healthcare Trust 03-Jun-21 USA Elect Director Directors Related Elect Director Lisa Harris Jones 1

Roku, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Ravi Ahuja 1

Acushnet Holdings Corp. 07-Jun-21 USA Elect Director Directors Related Elect Director David Maher 1

Lyft, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Valerie Jarrett 1

Madrigal Pharmaceuticals, Inc. 17-Jun-21 USA Other Business Routine/Business Other Business 1

KushCo Holdings, Inc. 28-Jan-21 USA Elect Director Directors Related Elect Director Eric Baum 1

Acreage Holdings Inc. 27-May-21 Canada Elect Director Directors Related Elect Director Filippo 'Peter' Caldini 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock 1 Stock Purchase Plan Purchase Plan

Northern Star Acquisition Corp. 28-May-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Kensington Capital Acquisition 25-Nov-20 USA Amend Articles/Charter Capitalization Amend Certificate of Incorporation Re: 1 Corp. Equity-Related Dual Class Stock Structure

Inari Medical, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Donald B. Milder 1

Black Diamond Therapeutics, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Robert A. Ingram 1

Holicity Inc. 30-Jun-21 USA Approve Issuance of Shares for a Capitalization Approve Issuance of Shares for a Private 1 Private Placement Placement

CEMEX SAB de CV 25-Mar-21 Mexico Elect Directors (Bundled) Directors Related Elect Directors, Chairman and Secretary 1 of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees

Veltex Corporation 20-Aug-20 USA Ratify Auditors Routine/Business Ratify Sassetti LLC as Auditors 1

Sberbank Russia PJSC 25-Sep-20 Russia Elect Director (Cumulative Voting Directors Related Elect Mikhail Kovalchuk as Director 1 or More Nominees Than Board Seats)

HEXO Corp. 11-Dec-20 Canada Elect Director Directors Related Elect Director Adam Miron 1

Page 94 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Vesper Healthcare Acquisition 29-Apr-21 USA Amend Articles/Bylaws/Charter -- Routine/Business Amend Certificate of Incorporation 1 Corp. Non-Routine

Vale SA 30-Apr-21 Brazil Elect Director (Cumulative Voting SH-Dirs' Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Roberto da Cunha Castello Branco Seats) as Independent Director Appointed by Shareholders

ZIM Integrated Shipping Services 12-May-21 Israel Elect a Shareholder-Nominee to SH-Dirs' Related Elect William (Bill) Shaul as Director 1 Ltd. the Board (Proxy Access Nominee)

Global Medical REIT Inc. 02-Sep-20 USA Elect Director Directors Related Elect Director Zhang Jingguo 1 dMY Technology Group, Inc. 29-Dec-20 USA Company Specific - Equity Capitalization Increase Total Number of Authorized 1 Related Shares, Eliminate Class B Common Stock, and Approve Creation of Class V Voting Stock dMY Technology Group, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Neil Bluhm 1 argenx SE 11-May-21 Netherlands Elect Director Directors Related Elect Yvonne Greenstreet as 1 Non-Executive Director

Farmland Partners Inc. 07-May-21 USA Elect Director Directors Related Elect Director Chris A. Downey 1

T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Marcelo Claure 1

UnitedHealth Group Incorporated 07-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

BHP Group Limited 14-Oct-20 Australia Miscellaneous Proposal -- Social Proposal Adopt Interim Cultural Heritage 2 Environmental & Social Protection Measures

Exxon Mobil Corporation 26-May-21 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Anders Runevad 1

Cognizant Technology Solutions 01-Jun-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Corporation Consent

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director George B. Kaiser 1

Telos Corporation 25-May-21 USA Elect Director Directors Related Elect Director David Borland 1

Brighthouse Financial, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Paul M. Wetzel 1

The Trade Desk, Inc. 22-Dec-20 USA Amend Articles/Bylaws/Charter -- Routine/Business Approve New Bylaws 1 Non-Routine

Waddell & Reed Financial, Inc. 23-Mar-21 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes

Vicor Corporation 25-Jun-21 USA Elect Director Directors Related Elect Director Patrizio Vinciarelli 1

CoreLogic, Inc. 17-Nov-20 USA Removal of Existing Board SH-Dirs' Related Remove Director Vikrant Raina 1 Directors

Colonnade Acquisition Corp. 09-Mar-21 Cayman Islands Eliminate/Restrict Right to Act by Antitakeover Related Eliminate Right to Act by Written 1 Written Consent Consent

Page 95 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Ultrapar Participacoes SA 14-Apr-21 Brazil In Case Cumulative Voting Is Directors Related In Case Cumulative Voting Is Adopted, 1 Adopted, Do You Wish to Equally Do You Wish to Equally Distribute Your Distribute Your Votes to All Votes to All Nominees in the Slate? Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?

Northern Star Acquisition Corp. 28-May-21 USA Elect Director Directors Related Elect Director Betsy McLaughlin 1

Canoo Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Greg Ethridge 1

Unity Software Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director David Helgason 1

Pilgrim's Pride Corporation 28-Apr-21 USA Elect Director Directors Related Elect Director Andre Nogueira de Souza 1

Templeton Global Income Fund 07-May-21 USA Amend Articles/Bylaws/Charter -- SH-Routine/Business Amend Bylaws 1 Non-Routine

Zendesk, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Michelle Wilson 1

R.R. Donnelley & Sons Company 20-May-21 USA Elect Director Directors Related Elect Director Daniel L. Knotts 1

AMC Entertainment Holdings, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Adam M. Aron 1

Change Healthcare, Inc. 02-Sep-20 USA Elect Director Directors Related Elect Director Robert J. Zollars 1

Gilat Satellite Networks Ltd. 28-Dec-20 Israel If you are a Senior Officer as Preferred/Bondholder If you are a Senior Officer as defined in 1 defined in Section 37(D) of the Section 37(D) of the Securities Law, Securities Law, 1968, vote FOR. 1968, vote FOR. Otherwise, vote Otherwise, vote against. against.

Barnwell Industries, Inc. 20-Apr-21 USA Elect Director Directors Related Elect Director Peter J. O'Malley 1

JFrog Ltd. 13-May-21 Israel Elect Director Directors Related Reelect Jessica Neal as Director 1

ClearBridge MLP and Midstream 04-Jun-21 USA Elect Director Directors Related Elect Director Nisha Kumar 1 Fund Inc.

OUTFRONT Media Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Susan M. Tolson 1

Fortress Value Acquisition Corp. II 15-Jun-21 USA Elect Director Directors Related Elect Director Leslee Cowen 1

Nano-X Imaging Ltd. 09-Feb-21 Israel If you are an Interest Holder as Preferred/Bondholder If you are an Interest Holder as defined 1 defined in Section 1 of the in Section 1 of the Securities Law, 1968, Securities Law, 1968, vote FOR. vote FOR. Otherwise, vote against. Otherwise, vote against.

NexPoint Residential Trust, Inc. 11-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Ooma, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Judi A. Hand 1

Julius Baer Gruppe AG 02-Nov-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

Page 96 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Equinor ASA 11-May-21 Norway Climate Change Action SH-Health/Environ. Instruct Company to Stop all Exploration 2 Activity and Test Drilling for Fossil Energy Resources

Ternium SA 03-May-21 Luxembourg Approve Remuneration of Directors Related Approve Remuneration of Directors for 1 Directors and/or Committee FY 2021 Members

Resonant Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Alan B. Howe 1

Hims & Hers Health, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Lynne Chou O'Keefe 1

Alphabet Inc. 02-Jun-21 USA Improve Human Rights SH-Soc./Human Rights Report on Whistleblower Policies and 1 Standards or Policies Practices

T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Thorsten Langheim 1

NICE Ltd. (Israel) 10-Sep-20 Israel Indicate Personal Interest in Directors Related Vote FOR if you are a controlling 1 Proposed Agenda Item shareholder or have a personal interest in Item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

Wells Fargo & Company 27-Apr-21 USA Company-Specific- SH-Corp Governance Amend Certificate of Incorporation to 1 -Governance-Related Become a Delaware Public Benefit Corporation

Appian Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director A.G.W. (Jack) Biddle, III 1

Brookfield Infrastructure 17-Jun-21 Canada Elect Director Directors Related Elect Director Jeffrey Blidner 1 Corporation

Telefonica SA 22-Apr-21 Spain Elect Director Directors Related Reelect Francisco Jose Riberas Mera as 1 Director

AXA SA 29-Apr-21 France Advisory Vote to Ratify Named Non-Salary Comp. Approve Compensation of Thomas 1 Executive Officers'Compensation Buberl, CEO

Vaccinex, Inc. 11-May-21 USA Elect Director Directors Related Elect Director Albert D. Friedberg 1

Dell Technologies Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Michael S. Dell 1

Dell Technologies Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Egon Durban 1

Dell Technologies Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Ellen J. Kullman 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Woodrow H. Levin 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Shalom Meckenzie 1

Westlake Chemical Corporation 13-May-21 USA Elect Director Directors Related Elect Director James Y. Chao 1

America Movil SAB de CV 26-Apr-21 Mexico Elect Director Directors Related Elect or Ratify David Ibarra Munoz as 1 Director for Series L Shareholders

Cherry Hill Mortgage Investment 16-Jun-21 USA Elect Director Directors Related Elect Director Joseph P. Murin 1 Corporation

Page 97 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

KushCo Holdings, Inc. 28-Jan-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

At Home Group Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Philip L. Francis 1

Globus Medical, Inc. 03-Jun-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Deciphera Pharmaceuticals, Inc. 23-Jun-21 USA Elect Director Directors Related Elect Director Frank S. Friedman 1

Midwest Energy Emissions Corp. 03-Jun-21 USA Elect Director Directors Related Elect Director Richard MacPherson 1

Luckin Coffee Inc. 05-Jul-20 Cayman Islands Removal of Existing Board SH-Dirs' Related Remove Director Sean Shao 1 Directors

CF Finance Acquisition Corp. II 05-Mar-21 USA Elect Director Directors Related Elect Director Harold Hughes 1

Petroleo Brasileiro SA 12-Apr-21 Brazil Dismiss/Remove Directors Related Remove Directors 1 Director(s)/Auditor(s) (Contentious)

Eaton Vance New York Municipal 16-Apr-21 USA Elect Director Directors Related Elect Director Susan J. Sutherland 1 Income Trust

Sberbank Russia PJSC 23-Apr-21 Russia Elect Director (Cumulative Voting Directors Related Elect Maksim Oreshkin as Director 1 or More Nominees Than Board Seats)

ZIM Integrated Shipping Services 12-May-21 Israel Elect a Shareholder-Nominee to SH-Dirs' Related Elect Liat Tennenholtzas Director 1 Ltd. the Board (Proxy Access Nominee)

Jones Soda Co. 13-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Madison County Financial, Inc. 17-May-21 USA Elect Director Directors Related Elect Director Warren R. Blank 1

Sprout Social, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Justyn Howard 1

Sterling Bancorp 26-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Southern Copper Corporation 28-May-21 USA Elect Director Directors Related Elect Director Oscar Gonzalez Rocha 1

Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Daniel Alcain Lopez 1

Altus Midstream Company 03-Jun-21 USA Elect Director Directors Related Elect Director Ben C. Rodgers 1

Hercules Capital, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Thomas J. Fallon 1

Oculus VisionTech Inc. 23-Nov-20 USA Elect Director Directors Related Elect Director Maurice Loverso 1

Nano-X Imaging Ltd. 09-Feb-21 Israel If you are a Senior Officer as Preferred/Bondholder If you are a Senior Officer as defined in 1 defined in Section 37(D) of the Section 37(D) of the Securities Law, Securities Law, 1968, vote FOR. 1968, vote FOR. Otherwise, vote Otherwise, vote against. against.

Julius Baer Gruppe AG 14-Apr-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

LVMH Moet Hennessy Louis 15-Apr-21 France Approve Special Auditors' Report Routine/Business Approve Auditors' Special Report on 1 Vuitton SE Regarding Related-Party Related-Party Transactions Transactions

Page 98 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Hexagon AB 29-Apr-21 Sweden Approve Restricted Stock Plan Non-Salary Comp. Approve Performance Share Plan for Key 1 Employees

Novus Capital Corporation 29-Jan-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

2U, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Gregory K. Peters 1

Livongo Health, Inc. 29-Oct-20 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes

Danaher Corporation 05-May-21 USA Elect Director Directors Related Elect Director Teri List 1

Mondelez International, Inc. 19-May-21 USA Report on Pay Disparity SH-Compensation Consider Pay Disparity Between 1 Executives and Other Employees

Copart, Inc. 04-Dec-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

TransDigm Group Incorporated 18-Mar-21 USA Elect Director Directors Related Elect Director Mervin Dunn 1

Intuitive Surgical, Inc. 22-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Canadian National Railway 27-Apr-21 Canada Company-Specific -- SH-Routine/Business SP 2: Require the CN Police Service to 1 Company Miscellaneous Cede Criminal Investigation of All Workplace Deaths and Serious Injuries and Instead Request the Independent Police Forces in Canada and the US to Do Such Investigations

NXP Semiconductors N.V. 26-May-21 Netherlands Elect Director Directors Related Reelect Peter Bonfield as Non-Executive 1 Director

Appian Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Prashanth (PV) 1 Boccassam

Global Blood Therapeutics, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Mark L. Perry 1

Tesla, Inc. 22-Sep-20 USA Elect Director Directors Related Elect Director Robyn Denholm 1

Hudson Pacific Properties, Inc. 20-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Vornado Realty Trust 20-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Interactive Brokers Group, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director Earl H. Nemser 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Matthew Kalish 1

China Mobile Limited 29-Apr-21 Hong Kong Approve Issuance of Equity or Capitalization Approve Issuance of Equity or 1 Equity-Linked Securities without Equity-Linked Securities without Preemptive Rights Preemptive Rights

Axon Enterprise, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Julie Cullivan 1

Acushnet Holdings Corp. 07-Jun-21 USA Elect Director Directors Related Elect Director Walter (Wally) Uihlein 1

J. G. Boswell Company 15-Oct-20 USA Elect Director Directors Related Elect Director James W. Boswell 1

Page 99 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Adaptive Biotechnologies 11-Jun-21 USA Elect Director Directors Related Elect Director Peter Neupert 1 Corporation

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Laura L. Frazier 1

Constellium SE 11-May-21 France Authorize Board to Increase Capitalization Authorize Board to Increase Capital in 1 Capital in the Event of Demand the Event of Additional Demand Related Exceeding Amounts Submitted to to Delegation Submitted to Shareholder Shareholder Vote Above Vote Above Under Items 14-16

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Approve Issuance of Shares for a Capitalization Approve Issuance of Shares for a Private 1 Private Placement Placement

BlackLine, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Sophia Velastegui 1

Pivotal Investment Corporation II 21-Dec-20 USA Elect Director Directors Related Elect Director Jonathan J. Ledecky 1

The Bank of Nova Scotia 13-Apr-21 Canada Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote on Executive 1 Executive Officers'Compensation Compensation Approach

LendingTree, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Jennifer Witz 1

Wright Medical Group N.V. 28-Oct-20 Netherlands Eliminate Preemptive Rights Capitalization Authorize Board to Exclude Preemptive 1 Rights from Share Issuances

OneMain Holdings, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Matthew R. Michelini 1

Avalon GloboCare Corp. 04-Aug-20 USA Elect Director Directors Related Elect Director William B. Stilley, III 1

Ennis, Inc. 16-Jul-20 USA Other Business Routine/Business Other Business 1

Workhorse Group Inc. 21-Sep-20 USA Elect Director Directors Related Elect Director Gerald B. Budde 1

Park City Group, Inc. 19-Nov-20 USA Elect Director Directors Related Elect Director Ronald C. Hodge 1

Park City Group, Inc. 19-Nov-20 USA Elect Director Directors Related Elect Director Peter J. Larkin 1

SYNNEX Corporation 16-Mar-21 USA Elect Director Directors Related Elect Director Matthew Miau 1

Eaton Vance Risk-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director William H. Park 1 Diversified Equity Income Fund

Sabre Corporation 28-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Inspire Medical Systems, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Marilyn Carlson Nelson 1

Aptose Biosciences Inc. 01-Jun-21 Canada Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Sierra Metals Inc. 10-Jun-21 Canada Elect Director Directors Related Elect Director Jose Vizquerra Benavides 1

ShotSpotter, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director William J. Bratton 1

Kala Pharmaceuticals, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Gregory D. Perry 1

G1 Therapeutics, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director John E. (Jack) Bailey, Jr. 1

Mogo Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Michael Wekerle 1

Page 100 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Organogenesis Holdings Inc. 18-Dec-20 USA Elect Director Directors Related Elect Director Gary S. Gillheeney, Sr. 1

Allogene Therapeutics, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Joshua Kazam 1

LVMH Moet Hennessy Louis 15-Apr-21 France Authorize Board to Increase Capitalization Authorize Board to Increase Capital in 1 Vuitton SE Capital in the Event of Demand the Event of Additional Demand Related Exceeding Amounts Submitted to to Delegation Submitted to Shareholder Shareholder Vote Above Vote Above

Amadeus IT Group SA 16-Jun-21 Spain Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote on Remuneration Report 1 Executive Officers'Compensation

Elbit Systems Ltd. 10-Aug-20 Israel Indicate Personal Interest in Directors Related Vote FOR if you are a controlling 1 Proposed Agenda Item shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

2U, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Paul A. Maeder 1

Bicycle Therapeutics Plc 28-Jun-21 United Kingdom Authorize Issuance of Equity or Capitalization Authorise Issuance of Equity 1 Equity-Linked Securities with Preemptive Rights

G-III Apparel Group, Ltd. 10-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

ADT Inc. 26-May-21 USA Elect Director Directors Related Elect Director Tracey R. Griffin 1

PepsiCo, Inc. 05-May-21 USA Product Toxicity and Safety SH-Health/Environ. Report on Sugar and Public Health 1

Wells Fargo & Company 27-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Berkshire Hathaway Inc. 01-May-21 USA Elect Director Directors Related Elect Director Meryl B. Witmer 1

Zoom Video Communications, Inc. 17-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Anheuser-Busch InBev SA/NV 28-Apr-21 Belgium Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Netflix, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Bradford L. Smith 1

Petroleo Brasileiro SA 22-Jul-20 Brazil In Case There is Any Change to Directors Related In Case There is Any Change to the 1 the Board Slate Composition, Board Slate Composition, May Your May Your Votes Still be Counted Votes Still be Counted for the Proposed for the Proposed Slate? Slate?

Regions Financial Corporation 21-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Guardant Health, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director AmirAli Talasaz 1

Sumitomo Mitsui Financial Group, 29-Jun-21 Japan Amend Articles to: (Japan) Reorg. and Mergers Amend Articles to Allow Virtual Only 1 Inc. Shareholder Meetings

Page 101 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Southwest Airlines Co. 19-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent

Cielo SA 24-Jul-20 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Gilberto Mifano as Independent Seats) Director

Cielo SA 24-Jul-20 Brazil As an Ordinary Shareholder, Directors Related As an Ordinary Shareholder, Would You 1 Would You Like to Request a Like to Request a Separate Election of a Separate Minority Election of a Member of the Fiscal Council, Under the Member of the Fiscal Council, Terms of Article 161 of the Brazilian Under the Terms of Article 161 Corporate Law? of the Brazilian Corporate Law?

Ferrari NV 15-Apr-21 Netherlands Approve Issuance of Equity or Capitalization Grant Board Authority to Issue Special 1 Equity-Linked Securities with or Voting Shares without Preemptive Rights

Safeguard Scientifics, Inc. 19-May-21 USA Elect Director Directors Related Elect Director Robert J. Rosenthal 1

Howmet Aerospace Inc. 25-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

New Residential Investment Corp. 27-May-21 USA Elect Director Directors Related Elect Director Kevin J. Finnerty 1

Armada Hoffler Properties, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director John W. Snow 1

China Rapid Finance Limited 17-Jul-20 Cayman Islands Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Trine Acquisition Corp. 08-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for Removal of for Removal of Directors Directors

Oak Street Health, Inc. 05-May-21 USA Company-Specific Non-Salary Comp. Ratify Restricted Stock Unit Awards to 1 Compensation-Related Kim Keck iRhythm Technologies, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Mark J. Rubash 1

Nuveen S&P 500 Dynamic 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Overwrite Fund

Ennis, Inc. 16-Jul-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Apollo Investment Corporation 11-Aug-20 USA Elect Director Directors Related Elect Director Jeanette W. Loeb 1

Veltex Corporation 20-Aug-20 USA Elect Director Directors Related Elect Director Robert E. Fletcher 1

Spartan Energy Acquisition Corp. 28-Oct-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

CF Finance Acquisition Corp. II 05-Mar-21 USA Elect Director Directors Related Elect Director Rao Mulpuri 1

Grupo Financiero Banorte SAB de 23-Apr-21 Mexico Elect Director Directors Related Elect Adrian Sada Cueva as Director 1 CV

U.S. Physical Therapy, Inc. 18-May-21 USA Other Business Routine/Business Other Business 1

Altus Midstream Company 03-Jun-21 USA Elect Director Directors Related Elect Director Stephen P. Noe 1

Page 102 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Golden Nugget Online Gaming, 10-Jun-21 USA Elect Director Directors Related Elect Director Scott Kelly 1 Inc.

Fortress Value Acquisition Corp. II 15-Jun-21 USA Classify the Board of Directors Directors Related Classify the Board of Directors 1

Monroe Capital Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director Jeffrey D. Steele 1

Kala Pharmaceuticals, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Andrew I. Koven 1

Daseke, Inc. 18-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Green Thumb Industries Inc. 28-Jun-21 Canada Elect Director Directors Related Elect Director Anthony Georgiadis 1

Nano-X Imaging Ltd. 09-Feb-21 Israel If you are an Institutional Preferred/Bondholder If you are an Institutional Investor as 1 Investor as defined in Regulation defined in Regulation 1 of the 1 of the Supervision Financial Supervision Financial Services Services Regulations 2009 or a Regulations 2009 or a Manager of a Manager of a Joint Investment Joint Investment Trust Fund as defined Trust Fund as defined in the in the Joint Investment Trust Law, 1994, Joint Investment Trust Law, vote FOR. Otherwise, vote against. 1994, vote FOR. Otherwise, vote against.

Galaxy Digital Holdings Ltd. 29-Jun-21 Cayman Islands The Undersigned Hereby Preferred/Bondholder The Undersigned Certifies That to the 1 Certifies that the Shares Extent That It Holds Shares of the Represented by this Proxy are Company for the Account or Benefit of Owned and Controlled by a @ Any Other Person, Such Person is Not a Citizen U.S. Resident. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted.

Getty Realty Corp. 27-Apr-21 USA Elect Director Directors Related Elect Director Milton Cooper 1

ASE Technology Holding Co., Ltd. 22-Jun-21 Taiwan Elect Director (Cumulative Voting Directors Related Elect TIEN WU, a Representative of ASE 1 or More Nominees Than Board ENTERPRISES LTD., with Seats) SHAREHOLDER NO.00000001, as Non-independent Director

PAVmed Inc. 24-Jul-20 USA Elect Director Directors Related Elect Director Ronald M. Sparks 1 dMY Technology Group, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Niccolo de Massi 1 dMY Technology Group, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Sheli Rosenberg 1

The GEO Group, Inc. 28-Apr-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

International Bancshares 17-May-21 USA Elect Director Directors Related Elect Director Irving Greenblum 1 Corporation

International Bancshares 17-May-21 USA Elect Director Directors Related Elect Director Larry A. Norton 1 Corporation

Health Catalyst, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Julie Larson-Green 1

Hims & Hers Health, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Kirsten Green 1

Page 103 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Edwards Lifesciences Corporation 04-May-21 USA Company-Specific Board-Related SH-Dirs' Related Adopt a Policy to Include 1 Non-Management Employees as Prospective Director Candidates

Kansas City Southern 20-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Alphabet Inc. 02-Jun-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Becton, Dickinson and Company 26-Jan-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Siemens AG 03-Feb-21 Germany Company-Specific -- SH-Routine/Business Counter Motion A 1 Miscellaneous

Cloudera, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Michael A. Stankey 1

Nkarta, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Tiba Aynechi 1

Global Blood Therapeutics, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Deval L. Patrick 1

Vuzix Corporation 17-Jun-21 USA Elect Director Directors Related Elect Director Edward W. Kay, Jr. 1

Trilogy Metals Inc. 19-May-21 Canada Approve Omnibus Stock Plan Non-Salary Comp. Approve Ambler Metals Equity Plan 1

Vaccinex, Inc. 11-May-21 USA Elect Director Directors Related Elect Director Jacob B. Frieberg 1

1Life Healthcare, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director David P. Kennedy 1

Manhattan Associates, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Deepak Raghavan 1

Morningstar, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Gail Landis 1

Brighthouse Financial, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Diane E. Offereins 1

Allegiance Bancshares, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director Louis A. Waters Jr. 1

Interactive Brokers Group, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director Paul J. Brody 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director John S. Salter 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Marni M. Walden 1

Logitech International S.A. 09-Sep-20 Switzerland Other Business Routine/Business Authorize Independent Representative 1 to Vote on Any Amendment to Previous Resolutions

Burnham Holdings, Inc. 26-Apr-21 USA Elect Director Directors Related Elect Director Douglas S. Brossman 1

Liberty Latin America Ltd. 12-May-21 Bermuda Elect Director Directors Related Elect Director Eric L. Zinterhofer 1

The RealReal, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Robert Krolik 1

Constellium SE 11-May-21 France Approve or Amend Severance Non-Salary Comp. Approve Termination Package of 1 Agreements/Change-in-Control Jean-Marc Germain, CEO Agreements

Vicor Corporation 25-Jun-21 USA Elect Director Directors Related Elect Director Andrew T. D'Amico 1

Page 104 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

At Home Group Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director John J. Butcher 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Adopt New Articles of Routine/Business Adopt New Certificate of Incorporation 1 Association/Charter

Hologic Inc. 11-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Spotify Technology SA 21-Apr-21 Luxembourg Approve Remuneration of Directors Related Approve Remuneration of Directors 1 Directors and/or Committee Members

Vital Farms, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Karl Khoury 1

Village Farms International, Inc. 10-Jun-21 Canada Amend Omnibus Stock Plan Non-Salary Comp. Re-approve Equity Plan 1

Talend SA 29-Jun-21 France Approve Transaction with a Reorg. and Mergers Approve Transaction with Michael 1 Related Party Tuchen Re. Consulting Agreement

Mind Medicine (MindMed) Inc. 27-May-21 Canada Elect Director Directors Related Elect Director Miriam Halperin Wernli 1

CURE Pharmaceutical Holding 23-Sep-20 USA Elect Director Directors Related Elect Director Joshua Held 1 Corp.

AVITA Therapeutics, Inc. 09-Nov-20 USA Approve Increase in Aggregate Non-Salary Comp. Approve the Increase in Maximum 1 Compensation Ceiling for Aggregate Remuneration of Directors Non-Executive Directors

Penske Automotive Group, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Kimberly J. McWaters 1

Canada Goose Holdings Inc. 12-Aug-20 Canada Elect Director Directors Related Elect Director Dani Reiss 1

Piedmont Lithium Limited 25-Nov-20 Australia Elect Director Directors Related Elect Jeffrey Armstrong as Director 1

Turkiye Garanti Bankasi AS 31-Mar-21 Turkey Approve Remuneration of Non-Salary Comp. Approve Director Remuneration 1 Executive Directors and/or Non-Executive Directors

Embotelladora Andina SA 15-Apr-21 Chile Other Business Routine/Business Other Business 1

Sonic Automotive, Inc. 28-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Ambev SA 29-Apr-21 Brazil Approve Remuneration of Non-Salary Comp. Approve Remuneration of Company's 1 Executive Directors and/or Management Non-Executive Directors

Vale SA 30-Apr-21 Brazil Company-Specific Board-Related SH-Dirs' Related Elect Roberto da Cunha Castello Branco 1 as Board Chairman Appointed by Shareholders

Kadmon Holdings, Inc. 12-May-21 USA Elect Director Directors Related Elect Director David E. Cohen 1

Maravai LifeSciences Holdings, 19-May-21 USA Classify the Board of Directors Directors Related Advisory Vote to Retain Classified Board 1 Inc. Structure

Designer Brands Inc. 27-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Ignacio S. Galan 1

Page 105 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Joel Glazer 1

OUTFRONT Media Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Manuel A. Diaz 1

Golden Nugget Online Gaming, 10-Jun-21 USA Elect Director Directors Related Elect Director G. Michael Stevens 1 Inc.

U.S. Xpress Enterprises, Inc. 26-May-21 USA Elect Director Directors Related Elect Director John C. Rickel 1

Ooma, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Andrew H. Galligan 1

SFL Corporation Ltd. 26-May-21 Bermuda Elect Director Directors Related Elect Director Ole B. Hjertaker 1

Orange SA 18-May-21 France Allow Board to Use All Antitakeover Related Allow Board to Use Delegations under 1 Outstanding Capital Item 23 Above in the Event of a Public Authorizations in the Event of a Tender Offer Public Tender Offer or Share Exchange Offer

ASE Technology Holding Co., Ltd. 22-Jun-21 Taiwan Elect Director (Cumulative Voting Directors Related Elect TS CHEN, a Representative of ASE 1 or More Nominees Than Board ENTERPRISES LTD., with Seats) SHAREHOLDER NO.00000001, as Non-independent Director

Clearside Biomedical, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Richard Croarkin 1

Novus Capital Corporation 29-Jan-21 USA Eliminate/Restrict Right to Act by Antitakeover Related Eliminate Right to Act by Written 1 Written Consent Consent

Ternium SA 03-May-21 Luxembourg Elect Directors (Bundled) Directors Related Reelect Directors 1

NVR, Inc. 05-May-21 USA Elect Director Directors Related Elect Director Susan Williamson Ross 1

Ares Management Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director Judy D. Olian 1

Farmland Partners Inc. 07-May-21 USA Elect Director Directors Related Elect Director John A. Good 1

Global Blood Therapeutics, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Scott W. Morrison 1

Charter Communications, Inc. 27-Apr-21 USA Elect Director Directors Related Elect Director Gregory B. Maffei 1

Watsco, Inc. 07-Jun-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 adidas AG 11-Aug-20 Germany Company-Specific -- SH-Routine/Business Additional Proposals presented at the 3 Miscellaneous Meeting

Bill.com Holdings, Inc. 03-Dec-20 USA Elect Director Directors Related Elect Director Peter Kight 1

PNM Resources, Inc. 11-May-21 USA Miscellaneous -- Environmental & Social Proposal Report on Costs and Benefits of 1 Social Counterproposal Environmental Related Expenditures

DoorDash, Inc. 22-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

CytoDyn Inc. 30-Sep-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Airbnb, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Angela Ahrendts 1

Page 106 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Grupo Aeroportuario del Pacifico 27-Apr-21 Mexico Elect Directors (Bundled) Directors Related Elect or Ratify Directors of Series B 1 SAB de CV Shareholders

DREAM Unlimited Corp. 07-Jun-21 Canada Elect Director Directors Related Elect Director Duncan Jackman 1

Alexandria Real Estate Equities, 18-May-21 USA Elect Director Directors Related Elect Director Michael A. Woronoff 1 Inc.

Acushnet Holdings Corp. 07-Jun-21 USA Elect Director Directors Related Elect Director Keun Chang (Kevin) Yoon 1

China Rapid Finance Limited 17-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Hao (Kevin) Chen 1

Shake Shack Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Robert Vivian 1

Textron Inc. 28-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Millicom International Cellular SA 04-May-21 Luxembourg Approve Remuneration Policy Non-Salary Comp. Approve Senior Management 1 Remuneration Policy

CoreLogic, Inc. 17-Nov-20 USA Removal of Existing Board SH-Dirs' Related Remove Director Pamela H. Patenaude 1 Directors

Landcadia Holdings II, Inc. 29-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for to Amend Bylaws Amendments

Nuveen NASDAQ 100 Dynamic 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 Overwrite Fund

The RMR Group Inc. 11-Mar-21 USA Elect Director Directors Related Elect Director Rosen Plevneliev 1

DISH Network Corporation 30-Apr-21 USA Elect Director Directors Related Elect Director George R. Brokaw 1

DISH Network Corporation 30-Apr-21 USA Elect Director Directors Related Elect Director Tom A. Ortolf 1

Vroom, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Scott A. Dahnke 1

Cogent Communications Holdings, 28-Apr-21 USA Elect Director Directors Related Elect Director Marc Montagner 1 Inc.

Mind Medicine (MindMed) Inc. 27-May-21 Canada Amend Articles/Bylaws/Charter -- Routine/Business Amend Articles 1 Non-Routine

Penske Automotive Group, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Ronald G. Steinhart 1

Seelos Therapeutics, Inc. 21-May-21 USA Change Jurisdiction of Reorg. and Mergers Change State of Incorporation from 1 Incorporation [ ] Nevada to Delaware

AMC Entertainment Holdings, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Gary F. Locke 2

John B. Sanfilippo & Son, Inc. 28-Oct-20 USA Elect Director Directors Related Elect Director Jim Edgar 1

Hudson Ltd. 30-Nov-20 Bermuda Approve Merger Agreement Reorg. and Mergers Approve Merger Agreement 1

Page 107 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Genmab A/S 13-Apr-21 Denmark Approve Remuneration of Directors Related Approve Remuneration of Directors in 1 Directors and/or Committee the Amount of DKK 1.2 Million for Members Chairman, DKK 900,000 for Vice Chairman, and DKK 600,000 for Other Directors (if item 7.b is Approved); Approve Remuneration for Committee Work; Approve Meeting Fees

Putnam Premier Income Trust 20-Apr-21 USA Elect Director Directors Related Elect Director Barbara M. Baumann 1

Experience Investment Corp. 05-May-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Bloom Energy Corporation 12-May-21 USA Elect Director Directors Related Elect Director Michael Boskin 1

FinServ Acquisition Corp. 07-Jun-21 USA Amend Articles/Bylaws/Charter -- Routine/Business Approve Proposed Charter 1 Non-Routine

Norseman Silver Inc. 15-Jun-21 Canada Elect Director Directors Related Elect Director Sean Hurd 1

Intellia Therapeutics, Inc. 23-Jun-21 USA Elect Director Directors Related Elect Director Fred Cohen 1

Beam Therapeutics, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Kristina Burow 1

SolarWinds Corporation 28-May-21 USA Elect Director Directors Related Elect Director Michael Hoffmann 1

Banco do Brasil SA 28-Apr-21 Brazil Elect Minority Representative SH-Dirs' Related Elect Fernando Florencio Campos as 1 under Majority Board Election Director as Minority Representative Under Majority Board Election

Raytheon Technologies 26-Apr-21 USA Elect Director Directors Related Elect Director Robert O. Work 1 Corporation

Siemens AG 09-Jul-20 Germany Company-Specific -- SH-Routine/Business Counter Motion C 1 Miscellaneous

General Electric Company 04-May-21 USA Require More Director SH-Dirs' Related Require More Director Nominations Than 1 Nominations Than Open Seats Open Seats

NXP Semiconductors N.V. 26-May-21 Netherlands Elect Director Directors Related Reelect Peter Smitham as Non-Executive 1 Director

Shockwave Medical, Inc. 25-Jun-21 USA Elect Director Directors Related Elect Director Antoine Papiernik 1

Farmers & Merchants Bancorp 30-Jun-21 USA Elect Director Directors Related Elect Director Edward Corum, Jr. 1

Liberty Broadband Corporation 26-May-21 USA Elect Director Directors Related Elect Director Julie D. Frist 1

Ionis Pharmaceuticals, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Frederick T. Muto 1

Westlake Chemical Corporation 13-May-21 USA Elect Director Directors Related Elect Director John T. Chao 1

Acushnet Holdings Corp. 07-Jun-21 USA Elect Director Directors Related Elect Director Jennifer Estabrook 1

Aurora Cannabis Inc. 12-Nov-20 Canada Amend Executive Share Option Non-Salary Comp. Re-approve Share Option Plan 1 Plan

ViacomCBS Inc. 25-May-21 USA Elect Director Directors Related Elect Director Judith A. McHale 1

Page 108 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

The Green Organic Dutchman 29-Jun-21 Canada Amend Executive Share Option Non-Salary Comp. Re-approve Stock Option Plan 1 Holdings Ltd. Plan

WW International, Inc. 11-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

CoreLogic, Inc. 17-Nov-20 USA Removal of Existing Board SH-Dirs' Related Remove Director J. Michael Shepherd 1 Directors

Atlantic American Corporation 18-May-21 USA Elect Director Directors Related Elect Director Hilton H. Howell, Jr. 1

Northern Star Acquisition Corp. 28-May-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for for Amendments Amendments

Hennessy Capital Acquisition 21-Dec-20 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock 1 Corp. IV Stock Purchase Plan Purchase Plan

Natera, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Steven L. Chapman 1

Magal Security Systems Ltd. 16-Nov-20 Israel Indicate Personal Interest in Directors Related Vote FOR if you are a controlling 1 Proposed Agenda Item shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

Tradeweb Markets Inc. 11-May-21 USA Elect Director Directors Related Elect Director Brian West 1

AMC Entertainment Holdings, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Lin (Lincoln) Zhang 1

Sberbank Russia PJSC 25-Sep-20 Russia Elect Director (Cumulative Voting Directors Related Elect Anton Siluanov as Director 1 or More Nominees Than Board Seats)

Vesper Healthcare Acquisition 29-Apr-21 USA Amend Articles/Bylaws/Charter -- Reorg. and Mergers Adopt Provision on Waiver of Corporate 1 Corp. Organization-Related Opportunity

B. Riley Financial, Inc. 27-May-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

VBI Vaccines Inc. 09-Jun-21 Canada Elect Director Directors Related Elect Director Joanne Cordeiro 1

Forum Merger II Corporation 15-Oct-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for Removal of for Removal of Directors Directors

Switchback Energy Acquisition 25-Feb-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corporation

Planet Fitness, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Frances Rathke 1

Facebook, Inc. 26-May-21 USA Require Environmental/Social SH-Dirs' Related Require Independent Director Nominee 1 Issue Qualifications for Director with Human and/or Civil Rights Nominees Experience

Amazon.com, Inc. 26-May-21 USA Labor Issues - Discrimination and SH-Other/misc. Report on Promotion Data 1 Miscellaneous

Page 109 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Citigroup Inc. 27-Apr-21 USA Company-Specific- SH-Corp Governance Amend Certificate of Incorporation to 1 -Governance-Related Become a Public Benefit Corporation

WEX Inc. 04-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Grubhub Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Matthew Maloney 1

Constellation Software Inc. 05-Aug-20 Canada Elect Director Directors Related Elect Director John Billowits 1

1Life Healthcare, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Bruce W. Dunlevie 1

Netflix, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Richard N. Barton 1

Digital Realty Trust, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director William G. LaPerch 1

Airbnb, Inc. 22-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Liberty Media Corporation 25-May-21 USA Elect Director Directors Related Elect Director Brian M. Deevy 1

Constellation Brands, Inc. 21-Jul-20 USA Elect Director Directors Related Elect Director James A. Locke, III 1

CoreLogic, Inc. 17-Nov-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Sreekanth Ravi 1

CRISPR Therapeutics AG 10-Jun-21 Switzerland Approve Issuance of Equity or Capitalization Approve CHF 1,179,509 Increase in 1 Equity-Linked Securities without Authorized Capital Preemptive Rights

Trine Acquisition Corp. 08-Dec-20 USA Elect Director Directors Related Elect Director Leo Hindery, Jr. 1

Trine Acquisition Corp. 08-Dec-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Tucows Inc. 08-Sep-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

BlackLine, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Kevin Thompson 1

Five9, Inc. 12-May-21 USA Elect Director Directors Related Elect Director David DeWalt 1

Telefonaktiebolaget LM Ericsson 30-Mar-21 Sweden Elect Director Directors Related Reelect Jan Carlson as Director 1

Clearway Energy, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Jonathan Bram 1

Veltex Corporation 20-Aug-20 USA Elect Director Directors Related Elect Director Harry Haroutunian 1

Sorrento Therapeutics, Inc. 16-Oct-20 USA Approve Stock Option Plan Non-Salary Comp. Approve Grant of Stock Options to 1 Grants Henry Ji

Petroleo Brasileiro SA 12-Apr-21 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Murilo Marroquim de Souza as Seats) Independent Director

Weis Markets, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Harold G. Graber 1

BlackRock Capital Investment 03-May-21 USA Elect Director Directors Related Elect Director William E. Mayer 1 Corporation

Highlands REIT, Inc. 13-May-21 USA Elect Director Directors Related Elect Director R. David Turner 1

Page 110 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

U.S. Silica Holdings, Inc. 13-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

FinServ Acquisition Corp. 07-Jun-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for for Amendments Amendments

Forum Merger II Corporation 15-Oct-20 USA Amend Articles/Bylaws/Charter -- Routine/Business Opt Out of Section 203 of the DGCL 1 Non-Routine

Beam Therapeutics, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Graham Cooper 1

LVMH Moet Hennessy Louis 15-Apr-21 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of 1 Vuitton SE Vice-CEO

Assa Abloy AB 28-Apr-21 Sweden Elect Directors (Bundled) Directors Related Reelect Lars Renstrom (Chairman), Carl 1 Douglas (Vice Chair), Eva Karlsson, , Lena Olving, Sofia Schorling Hogberg and Joakim Weidemanis as Directors; Elect Johan Hjertonsson and Susanne Pahlen Aklundh as New Directors

First Trust Senior Floating Rate 14-Sep-20 USA Elect Director Directors Related Elect Director James A. Bowen 1 2022 Target Term Fund

News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Peter L. Barnes 1

SoftBank Group Corp. 23-Jun-21 Japan Amend Articles to: (Japan) Reorg. and Mergers Amend Articles to Allow Virtual Only 1 Shareholder Meetings - Amend Business Lines - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Remove All Provisions on Advisory Positions

Microsoft Corporation 02-Dec-20 USA Company-Specific Board-Related SH-Dirs' Related Report on Employee Representation on 1 the Board of Directors

The Home Depot, Inc. 20-May-21 USA Human Rights Risk Assessment SH-Soc./Human Rights Report on Prison Labor in the Supply 1 Chain

T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Timotheus Hottges 1

S&P Global Inc. 05-May-21 USA Company-Specific- SH-Corp Governance Amend Certificate of Incorporation to 1 -Governance-Related Become a Public Benefit Corporation

Shockwave Medical, Inc. 25-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

DocuSign, Inc. 28-May-21 USA Elect Director Directors Related Elect Director Enrique Salem 1

Seaboard Corporation 26-Apr-21 USA Elect Director Directors Related Elect Director David A. Adamsen 1

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Steven Bangert 1

CrowdStrike Holdings, Inc. 06-Jul-20 USA Elect Director Directors Related Elect Director Godfrey R. Sullivan 1

Page 111 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Deutsche Telekom AG 01-Apr-21 Germany Company-Specific -- SH-Routine/Business Counter Motion H 1 Miscellaneous

Cielo SA 24-Jul-20 Brazil Elect Director (Cumulative Voting Directors Related Percentage of Votes to Be Assigned - 1 or More Nominees Than Board Elect Carlos Motta dos Santos as Seats) Director

Lemonade, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Caryn Seidman-Becker 1

Landcadia Holdings II, Inc. 29-Dec-20 USA Amend Votes Per Share of Capitalization Amend Voting Rights of Common Stock 1 Existing Stock eXp World Holdings, Inc. 17-May-21 USA Elect Director Directors Related Elect Director Jason Gesing 1

CRISPR Therapeutics AG 10-Jun-21 Switzerland Approve Remuneration of Non-Salary Comp. Approve Remuneration of Executive 1 Executive Directors and/or Committee in the Amount of USD Non-Executive Directors 2,693,933

Northern Star Acquisition Corp. 28-May-21 USA Amend Articles/Bylaws/Charter -- Reorg. and Mergers Eliminate Blank Check Company 1 Organization-Related Provisions

Asana, Inc. 14-Jun-21 USA Elect Director Directors Related Elect Director Matthew Cohler 1

Newell Brands Inc. 05-May-21 USA Elect Director Directors Related Elect Director Bridget Ryan Berman 1

Inari Medical, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Geoff Pardo 1

Telefonaktiebolaget LM Ericsson 30-Mar-21 Sweden Approve Alternative Equity Plan Non-Salary Comp. Approve Alternative Equity Plan 1 Financing Financing of LTV 2021, if Item 16.2 is Not Approved

Nuveen Floating Rate Income 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Fund

Pure Storage, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Susan Taylor 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Enrique Castillo Sanchez 1 Mejorada

AMC Entertainment Holdings, Inc. 29-Jul-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

DiamondPeak Holdings Corp. 22-Oct-20 USA Elect Director Directors Related Elect Director David T. Hamamoto 1

Eaton Vance Tax-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director Cynthia E. Frost 1 Buy-Write Opportunities Fund

Vesper Healthcare Acquisition 29-Apr-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 Corp.

Kadmon Holdings, Inc. 12-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Corsair Gaming, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Andrew J. Paul 1

Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director John Baldacci 1

Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Santiago Martinez Garrido 1

VBI Vaccines Inc. 09-Jun-21 Canada Elect Director Directors Related Elect Director Christopher McNulty 1

Page 112 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Digital Media Solutions, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Robbie Isenberg 1

Ayr Wellness Inc. 24-Jun-21 Canada Amend Articles/Bylaws/Charter -- Routine/Business Amend Articles 1 Non-Routine

Green Thumb Industries Inc. 28-Jun-21 Canada Elect Director Directors Related Elect Director Wendy Berger 1

PetIQ, Inc. 29-Jun-21 USA Elect Director Directors Related Elect Director Ronald Kennedy 1

Orange SA 18-May-21 France Company-Specific- SH-Compensation Amending Item 31 of Current Meeting to 1 -Compensation-Related Align the Allocation of Free Shares to the Group Employees with that of LTIP Incentives for Executives

Tencent Holdings Limited 20-May-21 Cayman Islands Authorize Reissuance of Capitalization Authorize Reissuance of Repurchased 1 Repurchased Shares Shares

Colfax Corporation 12-May-21 USA Elect Director Directors Related Elect Director Thomas S. Gayner 1

Banco do Brasil SA 28-Apr-21 Brazil Elect Director Directors Related Elect Waldery Rodrigues Junior as 1 Director

Banco do Brasil SA 28-Apr-21 Brazil Approve Bonus Matching Plan Non-Salary Comp. Approve Share Matching Plan 1

Twilio Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Jeffrey Epstein 1

Applied Materials, Inc. 11-Mar-21 USA Company-Specific- SH-Compensation Improve Executive Compensation 1 -Compensation-Related Program and Policy

Skillz, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Kent Wakeford 1

Hyliion Holdings Corp. 08-Jun-21 USA Elect Director Directors Related Elect Director Vincent T. Cubbage 1

Appian Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Michael J. Mulligan 1

PS Business Parks, Inc. 04-May-21 USA Preferred Proposal Preferred/Bondholder Change State of Incorporation from 1 California to Maryland

MeiraGTx Holdings Plc 10-Jun-21 Cayman Islands Ratify Auditors Routine/Business Ratify Ernst & Young LLP as Auditors 1

Deutsche Telekom AG 01-Apr-21 Germany Company-Specific -- SH-Routine/Business Counter Motion K 1 Miscellaneous

Acreage Holdings, Inc. 23-Jul-20 Canada Elect Director Directors Related Elect Director William C. Van Faasen 1

Prothena Corporation plc 18-May-21 Ireland Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Safeguard Scientifics, Inc. 19-May-21 USA Elect Director Directors Related Elect Director Russell D. Glass 1

Cryo-Cell International, Inc. 22-Sep-20 USA Elect Director Directors Related Elect Director Harold D. Berger 1

Old Republic International 28-May-21 USA Elect Director Directors Related Elect Director Michael D. Kennedy 1 Corporation

KushCo Holdings, Inc. 28-Jan-21 USA Elect Director Directors Related Elect Director Barbara Goodstein 1

Fire & Flower Holdings Corp. 09-Jun-21 Canada Elect Director Directors Related Elect Director Avininder Grewal 1

Regional Health Properties, Inc. 16-Dec-20 USA Elect Director Directors Related Elect Director David A. Tenwick 1

Page 113 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Atlantic American Corporation 18-May-21 USA Elect Director Directors Related Elect Director Robin R. Howell 1

Colonnade Acquisition Corp. 09-Mar-21 Cayman Islands Provide Directors May Only Be Antitakeover Related Provide Directors May Only Be Removed 1 Removed for Cause for Cause

Spotify Technology SA 21-Apr-21 Luxembourg Elect Director Directors Related Elect Daniel Ek as A Director 1

Marlin Business Services Corp. 02-Jun-21 USA Elect Director Directors Related Elect Director Lawrence J. DeAngelo 1

Templeton Global Income Fund 07-May-21 USA Elect Director (Dissident) SH-Dirs' Related Elect Directors Frederic Gabriel 1

Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Elect Director Directors Related Ratify Director Appointment 1

Axos Financial, Inc. 22-Oct-20 USA Elect Director Directors Related Elect Director J. Brandon Black 1

Telecom Argentina SA 13-Nov-20 Argentina Approve Allocation of SH-Routine/Business Approve Total or Partial Decrease of 1 Income/Distribution Policy Discretionary Reserve for Future Cash Dividends and or Discretionary Reserve to Maintain Investment and Solvency Levels; Approve Distribution of Dividends in Cash and or Kind

Aphria Inc. 17-Nov-20 Canada Elect Director Directors Related Elect Director Walter Robb 1

Valaris plc 01-Mar-21 United Kingdom Miscellaneous Proposal: Routine/Business Opt Out of the Third-Party Releases 1 Company-Specific

Eaton Vance Tax-Managed Global 15-Apr-21 USA Elect Director Directors Related Elect Director Scott E. Wennerholm 1 Buy-Write Opportunities Fund

Inspire Medical Systems, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Jerry C. Griffin 1

Maravai LifeSciences Holdings, 19-May-21 USA Elect Director Directors Related Elect Director Benjamin Daverman 1 Inc.

Fortress Value Acquisition Corp. II 15-Jun-21 USA Amend Articles/Bylaws/Charter -- Routine/Business Opt Out of Section 203 of the DGCL 1 Non-Routine

PagerDuty, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Rathi Murthy 1

PagerDuty, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Alex Solomon 1

ASE Technology Holding Co., Ltd. 22-Jun-21 Taiwan Elect Director (Cumulative Voting Directors Related Elect CHI-WEN TSAI, a Representative 1 or More Nominees Than Board of ASE ENTERPRISES LTD., with Seats) SHAREHOLDER NO.00000001, as Non-independent Director

Tencent Holdings Limited 20-May-21 Cayman Islands Approve Executive Share Option Non-Salary Comp. Adopt Share Option Plan of China 1 Plan Literature Limited

Aztec Land and Cattle Company, 23-Mar-21 USA Elect Director Directors Related Elect Director David C. Davenport, Jr. 1 Limited

Gazprom PJSC 25-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Timur Kulibaev as Director 1 or More Nominees Than Board Seats)

Palo Alto Networks, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Nikesh Arora 1

Page 114 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Siemens AG 03-Feb-21 Germany Company-Specific -- SH-Routine/Business Counter Motion D 1 Miscellaneous

Citigroup Inc. 27-Apr-21 USA Labor Issues - Discrimination and SH-Other/misc. Report on Racial Equity Audit 1 Miscellaneous

McDonald's Corporation 20-May-21 USA Product Toxicity and Safety SH-Health/Environ. Report on Sugar and Public Health 1

CrowdStrike Holdings, Inc. 30-Jun-21 USA Elect Director Directors Related Elect Director Sameer K. Gandhi 1

Peloton Interactive, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Erik Blachford 1

Medpace Holdings, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Cornelius P. McCarthy, III 1

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Gregory B. Morrison 1

Deutsche Telekom AG 01-Apr-21 Germany Company-Specific -- SH-Routine/Business Counter Motion A 1 Miscellaneous

Cable One, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Kristine E. Miller 1

Equitable Holdings, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Charles G.T. Stonehill 1

Coca-Cola Europacific Partners plc 26-May-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation

Fire & Flower Holdings Corp. 09-Jun-21 Canada Approve Share Plan Grant Non-Salary Comp. Approve Restricted Share Unit Grants 1

BancFirst Corporation 22-Dec-20 USA Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Plan

Lantheus Holdings, Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director James H. Thrall 1

Houlihan Lokey, Inc. 24-Sep-20 USA Elect Director Directors Related Elect Director Irwin N. Gold 1

BlackLine, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Owen Ryan 1

Northern Star Acquisition Corp. 28-May-21 USA Company Specific - Equity Capitalization Increase Authorized Common Stock and 1 Related Eliminate Class B Common Stock

Primo Water Corporation 04-May-21 Canada Change Jurisdiction of Reorg. and Mergers Approve Continuance of Company 1 Incorporation [ ]

Nuveen Preferred & Income 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 Opportunities Fund

Holicity Inc. 30-Jun-21 USA Eliminate/Restrict Right to Act by Antitakeover Related Limit Ability to Act by Written Consent 1 Written Consent

Cantel Medical Corp. 29-Apr-21 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes

MicroStrategy Incorporated 26-May-21 USA Elect Director Directors Related Elect Director Michael J. Saylor 1

PetIQ, Inc. 29-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Organogenesis Holdings Inc. 18-Dec-20 USA Elect Director Directors Related Elect Director Glenn H. Nussdorf 1

National Beverage Corp. 02-Oct-20 USA Elect Director Directors Related Elect Director Nick A. Caporella 1

Page 115 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

LVMH Moet Hennessy Louis 15-Apr-21 France Elect Director Directors Related Reelect Charles de Croisset as Director 1 Vuitton SE

First Trust Intermediate Duration 26-Apr-21 USA Elect Director Directors Related Elect Director Richard E. Erickson 1 Preferred & Income Fund

Gazprom PJSC 25-Jun-21 Russia Elect Director (Cumulative Voting Directors Related Elect Viktor Martynov as Director 1 or More Nominees Than Board Seats)

Star Peak Energy Transition Corp. 27-Apr-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement 1 Vote Requirement for Removal of for Removal of Directors Directors

Danaher Corporation 05-May-21 USA Elect Director Directors Related Elect Director John T. Schwieters 1

BlackRock, Inc. 26-May-21 USA Company-Specific- SH-Corp Governance Amend Certificate of Incorporation to 1 -Governance-Related Become a Public Benefit Corporation

Freshii Inc. 30-Oct-20 Canada Amend Omnibus Stock Plan Non-Salary Comp. Amend Share Compensation Plan 1

Palo Alto Networks, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Lorraine Twohill 1

Zscaler, Inc. 06-Jan-21 USA Elect Director Directors Related Elect Director Jagtar (Jay) Chaudhry 1

Las Vegas Sands Corp. 13-May-21 USA Elect Director Directors Related Elect Director David F. Levi 1

Chipotle Mexican Grill, Inc. 18-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Walmart Inc. 02-Jun-21 USA Company-Specific- SH-Corp Governance Review of Statement on the Purpose of 1 -Governance-Related a Corporation

Activision Blizzard, Inc. 21-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Farmers & Merchants Bancorp 30-Jun-21 USA Elect Director Directors Related Elect Director Kevin Sanguinetti 1

Medpace Holdings, Inc. 14-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

China Mobile Limited 29-Apr-21 Hong Kong Authorize Reissuance of Capitalization Authorize Reissuance of Repurchased 1 Repurchased Shares Shares

Deutsche Telekom AG 01-Apr-21 Germany Company-Specific -- SH-Routine/Business Counter Motion G 1 Miscellaneous

Tootsie Roll Industries, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Ellen R. Gordon 1

Westlake Chemical Corporation 13-May-21 USA Elect Director Directors Related Elect Director Mark A. McCollum 1

Liberty Global plc 16-Jun-21 United Kingdom Elect Director Directors Related Elect Director John C. Malone 1

The Trade Desk, Inc. 22-Dec-20 USA Company Specific - Equity Capitalization Change the Conditions for the 1 Related Conversion of All Outstanding Shares of Class B Common Stock Into Class A Common Stock

Armada Hoffler Properties, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director James C. Cherry 1

Page 116 of 223

Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)

Meeting Proposal Code Description Proposal Type # of Items Voted Company Name Date Market Category Proposal Text AGST/ABST/WITHH

Lyft, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director John Zimmer 1

Cannae Holdings, Inc. 23-Jun-21 USA Elect Director Directors Related Elect Director Frank R. Martire 1

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Michael J. Roney 1

Community Capital Bancshares, 25-May-21 USA Elect Director Directors Related Elect Director John L. Reese, IV 1 Inc.

Lemonade, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Michael Eisenberg 1

Jushi Holdings Inc. 30-Jun-21 Canada Amend Articles/Bylaws/Charter -- Routine/Business Amend Articles 1 Non-Routine

Landcadia Holdings II, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Tilman J. Fertitta 1

Regional Health Properties, Inc. 16-Dec-20 USA Elect Director Directors Related Elect Director Brent Morrison 1

DISH Network Corporation 30-Apr-21 USA Elect Director Directors Related Elect Director Kathleen Q. Abernathy 1

Brooge Energy Limited 18-Dec-20 Cayman Islands Elect Director Directors Related Elect Director Lina Saheb 1

Northwest Biotherapeutics, Inc. 18-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Sage Therapeutics, Inc. 10-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers'Compensation Officers' Compensation

Fastly, Inc. 21-Jun-21 USA Elect Director Directors Related Elect Director Kelly Wright 1

CF Finance Acquisition Corp. II 05-Mar-21 USA Change Company Name Routine/Business Change Company Name to View, Inc. 1

Vesper Healthcare Acquisition 29-Apr-21 USA Company Specific - Equity Capitalization Increase Authorized Common Stock and 1 Corp. Related Eliminate Class B Common Stock

Credit Suisse Group AG 30-Apr-21 Switzerland Approve Remuneration of Non-Salary Comp. Approve Short-Term Variable 1 Executive Directors and/or Remuneration of Executive Committee Non-Executive Directors in the Amount of CHF 15.7 Million [Item Withdrawn]

Mackinac Financial Corporation 25-May-21 USA Elect Director Directors Related Elect Director Randolph C. Paschke 1

DarioHealth Corp. 07-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Frequency Therapeutics, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Joel S. Marcus 1

Daseke, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Charles "Chuck" F. 1 Serianni

Repay Holdings Corporation 05-Aug-20 USA Elect Director Directors Related Elect Director Richard E. Thornburgh 1

Revance Therapeutics, Inc. 05-May-21 USA Elect Director Directors Related Elect Director Angus C. Russell 1

Banco do Brasil SA 28-Apr-21 Brazil Elect Director Directors Related Elect Debora Cristina Fonseca as 1 Director (Employee Representative)

Virginia National Bankshares 24-Jun-21 USA Elect Director Directors Related Elect Director Glenn W. Rust 1 Corporation

Page 117 of 223

Analysis of Votes Against Policy

Meeting Proposal Code Proposal Type # of items voted AGST Company Name Date Market Description Category Proposal Text Policy

NextEra Energy Partners, LP 20-Apr-21 USA Advisory Vote to Ratify Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Named Executive Officers' Compensation Officers'Compensation

Acuity Brands, Inc. 06-Jan-21 USA Advisory Vote to Ratify Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Named Executive Officers' Compensation Officers'Compensation

NextEra Energy Partners, LP 20-Apr-21 USA Elect Director Directors Related Elect Director James L. Robo 1

Analysis of Votes Against Management

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Global Payments Inc. 29-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Michael Wilkens 1

AmerisourceBergen 11-Mar-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chairman 1 Corporation Chairman Fomento Economico Mexicano 24-Mar-21 Mexico Elect Directors (Bundled) and Directors Related Elect Directors and Secretaries, Verify 1 SAB de CV Approve Their Remuneration Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration Skillz, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Casey Chafkin 1

Smartsheet Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Michael Gregoire 1

Brookfield Renewable 22-Jun-21 Canada Elect Director Directors Related Elect Director Jeffrey Blidner 1 Corporation Cardinal Health, Inc. 04-Nov-20 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman Tesla, Inc. 22-Sep-20 USA Reduce Supermajority Vote SH-Corp Governance Adopt Simple Majority Vote 1 Requirement Mission Produce, Inc. 13-Apr-21 USA Elect Director Directors Related Elect Director Jay A. Pack 1

Seaboard Corporation 26-Apr-21 USA Elect Director Directors Related Elect Director Douglas W. Baena 1

Santa Cruz County Bank 26-May-21 USA Elect Director Directors Related Elect Director Stephen D. Pahl 1

Fisker, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Wendy J. Greuel 1

Biogen Inc. 02-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Celcuity Inc. 12-May-21 USA Elect Director Directors Related Elect Director Richard E. Buller 1

Tootsie Roll Industries, Inc. 31-Aug-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation

Page 118 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

BeiGene, Ltd. 16-Jun-21 Cayman Islands Company-Specific Non-Salary Comp. Approve Grant of Restricted Shares Unit to 1 Compensation-Related Xiaodong Wang Liberty Latin America Ltd. 03-Dec-20 Bermuda Elect Director Directors Related Elect Director Alfonso de Angoitia Noriega 1

Yandex NV 28-Jun-21 Netherlands Elect Director Directors Related Reelect John Boynton as Non-Executive 1 Director J. G. Boswell Company 15-Oct-20 USA Elect Director Directors Related Elect Director Mitchell J. Milias 1

COMSovereign Holding Corp. 25-Jun-21 USA Elect Director Directors Related Elect Director Richard J. Berman 1

1st Source Corporation 22-Apr-21 USA Elect Director Directors Related Elect Director Mark D. Schwabero 1

Pivotal Investment 21-Dec-20 USA Elect Director Directors Related Elect Director Kevin Griffin 1 Corporation II Foley Trasimene Acquisition 25-Mar-21 USA Amend Articles/Bylaws/Charter Routine/Business Amend Bylaws 1 Corp. II -- Non-Routine Holicity Inc. 30-Jun-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

BNY Mellon High Yield 11-Aug-20 USA Elect Director Directors Related Elect Director Joseph S. DiMartino 1 Strategies Fund Spartan Energy Acquisition 28-Oct-20 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1 Corp. CF Finance Acquisition Corp. 05-Mar-21 USA Elect Director Directors Related Elect Director Toby Cosgrove 1 II Provention Bio, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Wayne Pisano 1

Aytu Biopharma, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Michael Macaluso 1

Bespoke Capital Acquisition 28-May-21 Canada Company Specific Organization Reorg. and Mergers Approve Continuance of Company [British 1 Corp. Related Columbia to Nevada] and Change Company Name to Vintage Wine Estates, Inc. Fortress Value Acquisition 15-Jun-21 USA Elect Director Directors Related Elect Director Marc Furstein 1 Corp. II Forum Merger II Corporation 15-Oct-20 USA Company Specific - Equity Capitalization Reclassify All Shares of Class B Common Stock 1 Related Into Shares of Class A Common Stock and All Shares of Class A Common Stock Into Common Stock; and Create Additional Shares of Common and Preferred Stock Maxar Technologies Inc. 12-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

PAVmed Inc. 15-Jun-21 USA Amend Qualified Employee Non-Salary Comp. Amend Qualified Employee Stock Purchase Plan 1 Stock Purchase Plan Hims & Hers Health, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Toby Cosgrove 1

Oracle Corporation 04-Nov-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation JPMorgan Chase & Co. 18-May-21 USA Political Contributions SH-Other/misc. Report on Congruency Political Analysis and 1 Disclosure Electioneering Expenditures

Page 119 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Duke Energy Corporation 06-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman Anaplan, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Yvonne Wassenaar 1

Interactive Brokers Group, 22-Apr-21 USA Elect Director Directors Related Elect Director William Peterffy 1 Inc. Pinterest, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Fredric Reynolds 1

The Trade Desk, Inc. 22-Dec-20 USA Provide Right to Act by Written Antitakeover Related Provide Right to Act by Written Consent 1 Consent Burnham Holdings, Inc. 26-Apr-21 USA Elect Director Directors Related Elect Director Christopher R. Drew 1

Kirby Corporation 27-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Acushnet Holdings Corp. 07-Jun-21 USA Elect Director Directors Related Elect Director Yoon Soo (Gene) Yoon 1

SL Green Realty Corp. 08-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Shake Shack Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Sumaiya Balbale 1

ManifestSeven Holdings 03-Jun-21 USA Elect Director Directors Related Elect Director Sturges Karban 1 Corporation Zillow Group, Inc. 08-Jun-21 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency Veritone, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Jeff P. Gehl 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Amend Articles/Bylaws/Charter Routine/Business Approve Interim Certificate of Incorporation 1 -- Non-Routine and Bylaws Blink Charging Co. 15-Jun-21 USA Elect Director Directors Related Elect Director Ritsaart J.M. van Montfrans 1

Xebec Adsorption Inc. 29-Jun-21 Canada Require Advance Notice for Antitakeover Related Approve Advance Notice Requirement 1 Shareholder Proposals/Nominations Zymeworks Inc. 05-May-21 Canada Elect Director Directors Related Elect Director Kelvin Neu 1

Grid Dynamics Holdings, Inc. 15-Dec-20 USA Elect Director Directors Related Elect Director Leonard Livschitz 1

Redfin Corporation 09-Jun-21 USA Require a Majority Vote for the SH-Dirs' Related Require a Majority Vote for the Election of 1 Election of Directors Directors IMAX Corporation 09-Jun-21 Canada Elect Director Directors Related Elect Director Kevin Douglas 1

Holicity Inc. 30-Jun-21 USA Classify the Board of Directors Directors Related Classify the Board of Directors 1

Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Approve Discharge of Board and Directors Related Approve Discharge of Board 1 President Sociedad Quimica y Minera de 22-Jan-21 Chile Amend Articles/Charter to Capitalization Amend Articles to Reflect Changes in Capital 1 Chile SA Reflect Changes in Capital Global Net Lease, Inc. 12-Apr-21 USA Elect Director Directors Related Elect Director Edward G. Rendell 1

Southern Copper Corporation 28-May-21 USA Elect Director Directors Related Elect Director Xavier Garcia de Quevedo Topete 1

Evolus, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director David Moatazedi 1

Page 120 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Oculus VisionTech Inc. 23-Nov-20 USA Elect Director Directors Related Elect Director Rowland Perkins 1

Getty Realty Corp. 27-Apr-21 USA Amend Restricted Stock Plan Non-Salary Comp. Amend Restricted Stock Plan 1

National Beverage Corp. 02-Oct-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Ubisoft Entertainment SA 02-Jul-20 France Elect Director Directors Related Reelect Gerard Guillemot as Director 1

Helix BioMedix, Inc. 19-Aug-20 USA Elect Director Directors Related Elect Director John F. (Jack) Clifford 1

Virginia National Bankshares 24-Jun-21 USA Elect Director Directors Related Elect Director James T. Holland 1 Corporation ADT Inc. 26-May-21 USA Elect Director Directors Related Elect Director Lee J. Solomon 1

AudioCodes Ltd. 15-Sep-20 Israel Elect Director Directors Related Reelect Joseph Tenne as Director 1

Service Properties Trust 16-Jun-21 USA Elect Director Directors Related Elect Director William A. Lamkin 1

Kimberly-Clark Corporation 29-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Santa Cruz County Bank 26-May-21 USA Elect Director Directors Related Elect Director Thomas N. Griffin 1

Dell Technologies Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Lynn M. Vojvodich 1

Eastman Chemical Company 06-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director William E. Fallon 1

NCR Corporation 20-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Jason D. Robins 1

Veeva Systems Inc. 23-Jun-21 USA Elect Director Directors Related Elect Director Paul Sekhri 1

Coty Inc. 03-Nov-20 USA Elect Director Directors Related Elect Director Paul S. Michaels 1

AllianzGI Dividend, Interest & 24-Nov-20 USA Other Business Routine/Business Other Business 1 Premium Strategy Fund Skytop Lodge Corporation 10-May-21 USA Elect Director Directors Related Elect Director Richard B. Bernhardt 1

XPO Logistics, Inc. 11-May-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

R1 RCM Inc. 20-May-21 USA Elect Director Directors Related Elect Director Ian Sacks 1

Gritstone Oncology, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Elaine Jones 1

Nokia Oyj 08-Apr-21 Finland Elect Director Directors Related Reelect Kari Stadigh as Director 1

CNH Industrial NV 15-Apr-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation Churchill Downs Incorporated 20-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation

Page 121 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

ViacomCBS Inc. 25-May-21 USA Elect Director Directors Related Elect Director Brian Goldner 1

Landcadia Holdings II, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Richard H. Liem 1

ContextLogic, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Tanzeen Syed 1

Matinas BioPharma Holdings, 26-Jan-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 Inc. Mace Security International, 02-Jul-20 USA Elect Director Directors Related Elect Director Sanjay Singh 1 Inc. The Timken Company 07-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 - Call Special Meetings to Call Special Meeting Northern Star Acquisition 28-May-21 USA Elect Director Directors Related Elect Director Henrik Werdelin 1 Corp. Kaleido Biosciences, Inc. 14-Jun-21 USA Elect Director Directors Related Elect Director Jean Mixer 1

Hennessy Capital Acquisition 21-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Corp. IV Vote Requirement for Amend or Repeal Articles V, VI, VII and VIII of Amendments the Proposed Charter Goosehead Insurance, Inc. 03-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Realogy Holdings Corp. 05-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Kelso Technologies Inc. 03-Jun-21 Canada Approve Restricted Stock Plan Non-Salary Comp. Approve Restricted Share Unit Plan 1

Unity Software Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director John Riccitiello 1

Telefonaktiebolaget LM 30-Mar-21 Sweden Approve Restricted Stock Plan Non-Salary Comp. Approve Long-Term Variable Compensation 1 Ericsson Program 2021 (LTV 2021) Accelerate Diagnostics, Inc. 07-May-21 USA Elect Director Directors Related Elect Director Charles Watts 1

National General Holdings 30-Sep-20 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Corp. Parachutes John B. Sanfilippo & Son, Inc. 28-Oct-20 USA Elect Director Directors Related Elect Director Ellen C. Taaffe 1

Park City Group, Inc. 19-Nov-20 USA Elect Director Directors Related Elect Director Robert W. Allen 1

Isoray, Inc. 08-Dec-20 USA Elect Director Directors Related Elect Director Philip J. Vitale 1

ZIOPHARM Oncology, Inc. 15-Dec-20 USA Removal of Existing Board SH-Dirs' Related Consent to Remove J. Kevin Buchi as Director 1 Directors Eaton Vance Limited Duration 11-Feb-21 USA Elect Director Directors Related Elect Director Helen Frame Peters 1 Income Fund CF Finance Acquisition Corp. 05-Mar-21 USA Elect Director Directors Related Elect Director Tom Cheung 1 II CF Finance Acquisition Corp. 05-Mar-21 USA Elect Director Directors Related Elect Director Tom Leppert 1 II Biohaven Pharmaceutical 05-May-21 Virgin Isl (UK) Elect Director Directors Related Elect Director Julia P. Gregory 1 Holding Company Ltd. Experience Investment Corp. 05-May-21 USA Elect Director Directors Related Elect Director David Zaslav 1

Page 122 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Neoleukin Therapeutics, Inc. 13-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

JFrog Ltd. 13-May-21 Israel Elect Director Directors Related Reelect Shlomi Ben Haim as Director 1

AppFolio, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Winifred Webb 1

Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Zig Serafin 1

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Avram Glazer 1

Castle Biosciences, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Mara G. Aspinall 1

Dyadic International, Inc. 11-Jun-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Daseke, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Ena Williams 1

NVR, Inc. 05-May-21 USA Elect Director Directors Related Elect Director W. Grady Rosier 1

Urban Edge Properties 05-May-21 USA Elect Director Directors Related Elect Director Steven Roth 1

TripAdvisor, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Stephen Kaufer 1

Virginia National Bankshares 24-Jun-21 USA Elect Director Directors Related Elect Director William D. Dittmar, Jr. 1 Corporation Stitch Fix, Inc. 16-Dec-20 USA Elect Director Directors Related Elect Director J. William Gurley 1

Colgate-Palmolive Company 07-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 - Call Special Meetings to Call Special Meeting Shopify Inc. 26-May-21 Canada Amend Restricted Stock Plan Non-Salary Comp. Re-approve Long Term Incentive Plan 1

Lowe's Companies, Inc. 28-May-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Universal Display Corporation 17-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation ABB Ltd. 25-Mar-21 Switzerland Approve Issuance of Equity or Capitalization Approve Creation of CHF 24 Million Pool of 1 Equity-Linked Securities without Capital without Preemptive Rights Preemptive Rights Dominion Energy, Inc. 05-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman Sirius XM Holdings Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director David M. Zaslav 1

Brighthouse Financial, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Eileen A. Mallesch 1

The Trade Desk, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Gokul Rajaram 1

TerraForm Power, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Harry Goldgut 1

Cielo SA 23-Apr-21 Brazil Appoint Internal Statutory Directors Related Elect Fiscal Council Members 1 Auditor(s) [and Approve Auditor's/Auditors' Remuneration] Yandex NV 28-Jun-21 Netherlands Eliminate Preemptive Rights Capitalization Authorize Board to Exclude Preemptive Rights 1 from Share Issuances Constellium SE 11-May-21 France Approve Restricted Stock Plan Non-Salary Comp. Authorize up to 6,800,000 Shares of Issued 1 Capital for Use in Restricted Stock Plans

Page 123 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Old Republic International 28-May-21 USA Elect Director Directors Related Elect Director Spencer LeRoy, III 1 Corporation Vicor Corporation 25-Jun-21 USA Elect Director Directors Related Elect Director Philip D. Davies 1

CRISPR Therapeutics AG 10-Jun-21 Switzerland Elect Member of Remuneration Routine/Business Reelect Ali Behbahani as Member of the 1 Committee Compensation Committee At Home Group Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Wendy A. Beck 1

ContextLogic, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Piotr Szulczewski 1

Kensington Capital Acquisition 25-Nov-20 USA Amend Articles/Bylaws/Charter Routine/Business Amend Certificate of Incorporation Re: 1 Corp. -- Non-Routine Additional Charter Tradeweb Markets Inc. 11-May-21 USA Elect Director Directors Related Elect Director Thomas Pluta 1

R.R. Donnelley & Sons 20-May-21 USA Elect Director Directors Related Elect Director Irene M. Esteves 1 Company Academy Sports & Outdoors, 03-Jun-21 USA Elect Director Directors Related Elect Director Brian T. Marley 1 Inc. Zuora, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Tien Tzuo 1

Eaton Vance Limited Duration 11-Feb-21 USA Elect Director Directors Related Elect Director Susan J. Sutherland 1 Income Fund Compania Cervecerias Unidas 14-Apr-21 Chile Elect Directors (Bundled) Directors Related Elect Directors 1 SA BlackRock Capital Investment 03-May-21 USA Elect Director Directors Related Elect Director Meridee A. Moore 1 Corporation Highlands REIT, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Richard Vance 1

Whitestone REIT 13-May-21 USA Elect Director Directors Related Elect Director Jack L. Mahaffey 1

Sierra Metals Inc. 10-Jun-21 Canada Elect Director Directors Related Elect Director Steven G. Dean 1

P10 Holdings, Inc. 28-Jun-21 USA Elect Director Directors Related Elect Director Robert H. Alpert 1

Palomar Holdings, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Catriona M. Fallon 1

UroGen Pharma Ltd. 07-Jun-21 Israel Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Kindred Biosciences, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Ervin Veszpremi 1

LVMH Moet Hennessy Louis 15-Apr-21 France Elect Director Directors Related Reelect Antoine Arnault as Director 1 Vuitton SE JBG SMITH Properties 29-Apr-21 USA Elect Director Directors Related Elect Director Steven Roth 1

TransDigm Group 18-Mar-21 USA Elect Director Directors Related Elect Director Sean P. Hennessy 1 Incorporated Lockheed Martin Corporation 22-Apr-21 USA Human Rights Risk Assessment SH-Soc./Human Report on Human Rights Due Diligence 1 Rights GoodRx Holdings, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Jacqueline Kosecoff 1

CrowdStrike Holdings, Inc. 30-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation

Page 124 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Advantage Solutions Inc. 26-May-21 USA Elect Director Directors Related Elect Director Brian K. Ratzan 1

Etsy, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Edith W. Cooper 1

Mission Produce, Inc. 13-Apr-21 USA Elect Director Directors Related Elect Director Stephen A. Beebe 1

Digital Realty Trust, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Mark R. Patterson 1

Square, Inc. 15-Jun-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman Liberty Global plc 16-Jun-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation Lions Gate Entertainment 15-Sep-20 Canada Elect Director Directors Related Elect Director Michael T. Fries 1 Corp. Western Copper and Gold 17-Jun-21 Canada Amend Executive Share Option Non-Salary Comp. Re-approve Stock Option Plan 1 Corporation Plan GAMCO Investors, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Raymond C. Avansino, Jr. 1

Fire & Flower Holdings Corp. 09-Jun-21 Canada Approve Restricted Stock Plan Non-Salary Comp. Approve Treasury Performance and Restricted 1 Share Unit Plan CoreLogic, Inc. 17-Nov-20 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Amend Bylaws to Provide Mechanics for Calling 1 - Call Special Meetings a Special Meeting if No or Less Than a Majority of Directors are in Office Talend SA 29-Jun-21 France Approve/Amend Issuance of Non-Salary Comp. Authorize Issuance of Warrants (BSA) without 1 Warrants Reserved for Founders Preemptive Rights up to EUR 184,000 Pivotal Investment 21-Dec-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corporation II Brigham Minerals, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Robert M. Roosa 1

Oak Street Health, Inc. 05-May-21 USA Elect Director Directors Related Elect Director Robbert Vorhoff 1

Mr. Cooper Group Inc. 13-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Deciphera Pharmaceuticals, 23-Jun-21 USA Elect Director Directors Related Elect Director Ron Squarer 1 Inc. Fulgent Genetics, Inc. 17-Sep-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Brooge Energy Limited 18-Dec-20 Cayman Islands Elect Director Directors Related Elect Director Nicolaas Lammert Paardenkooper 1

Redfin Corporation 09-Jun-21 USA Elect Director Directors Related Elect Director David Lissy 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director German Larrea Mota-Velasco 1

POSCO 12-Mar-21 South Korea Elect Director Directors Related Elect Jeong Chang-hwa as Inside Director 1

Weis Markets, Inc. 29-Apr-21 USA Require a Majority Vote for the SH-Dirs' Related Require a Majority Vote for the Election of 1 Election of Directors Directors Kadmon Holdings, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Eugene Bauer 1

JFrog Ltd. 13-May-21 Israel Approve/Amend Employment Non-Salary Comp. Approve Amended Compensation of Yoav 1 Agreements Landman, Chief Technology Officer

Page 125 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Evolus, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Vikram Malik 1

Fortress Value Acquisition 15-Jun-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 Corp. II Coca-Cola Consolidated, Inc. 11-May-21 USA Approve Recapitalization Plan SH-Corp Governance Approve Recapitalization Plan for all Stock to 1 for all Stock to Have One-vote Have One-vote per Share per Share Allogene Therapeutics, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Franz Humer 1

ASE Technology Holding Co., 22-Jun-21 Taiwan Elect Director (Cumulative Directors Related Elect JEFFERY CHEN, a Representative of ASE 1 Ltd. Voting or More Nominees Than ENTERPRISES LTD., with SHAREHOLDER Board Seats) NO.00000001, as Non-independent Director Seneca Biopharma, Inc. 04-Sep-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 dMY Technology Group, Inc. 29-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement for 1 Vote Requirement for Amendments Amendments Seneca Biopharma, Inc. 23-Apr-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Helios Technologies, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Gregory C. Yadley 1

Recruit Holdings Co., Ltd. 17-Jun-21 Japan Amend Articles to: (Japan) Reorg. and Mergers Amend Articles to Allow Virtual Only 1 Shareholder Meetings Star Peak Energy Transition 27-Apr-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corp. Dynatrace, Inc. 25-Aug-20 USA Elect Director Directors Related Elect Director John Van Siclen 1

Oracle Corporation 04-Nov-20 USA Elect Director Directors Related Elect Director Jeffrey S. Berg 1

Imperial Brands Plc 03-Feb-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation Rocket Companies, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Jennifer Gilbert 1

Skillz, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Vandana Mehta-Krantz 1

Cloudera, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Kevin Klausmeyer 1

Caterpillar Inc. 09-Jun-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent The Kraft Heinz Company 06-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation IAC/InterActiveCorp 14-May-21 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency Santa Cruz County Bank 26-May-21 USA Elect Director Directors Related Elect Director Kenneth R. Chappell 1

PubMatic, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Cathleen Black 1

Digital Realty Trust, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Laurence A. Chapman 1

Morningstar, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Caroline Tsay 1

Page 126 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Pinduoduo, Inc. 22-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Nanpeng Shen 1

Evoqua Water Technologies 16-Feb-21 USA Elect Director Directors Related Elect Director Vinay Kumar 1 Corp. Burnham Holdings, Inc. 26-Apr-21 USA Elect Director Directors Related Elect Director Laura T. Wand 1

Safeguard Scientifics, Inc. 19-May-21 USA Elect Director Directors Related Elect Director Joseph M. Manko, Jr. 1

R1 RCM Inc. 20-May-21 USA Elect Director Directors Related Elect Director Albert (Bert) R. Zimmerli 1

Armada Hoffler Properties, 16-Jun-21 USA Elect Director Directors Related Elect Director George F. Allen 1 Inc. Lyft, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director David Lawee 1

Varex Imaging Corporation 11-Feb-21 USA Elect Director Directors Related Elect Director Walter M Rosebrough, Jr. 1

Antero Midstream Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director Brooks J. Klimley 1

Revolution Medicines, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Neil Exter 1

Midland States Bancorp, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Robert F. Schultz 1

Turning Point Therapeutics, 02-Jun-21 USA Elect Director Directors Related Elect Director Carol Gallagher 1 Inc. IMAX Corporation 09-Jun-21 Canada Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Clearway Energy, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Christopher S. Sotos 1

HEXO Corp. 11-Dec-20 Canada Elect Director Directors Related Elect Director Vincent Chiara 1

MSC Industrial Direct Co., Inc. 27-Jan-21 USA Elect Director Directors Related Elect Director Mitchell Jacobson 1

CF Finance Acquisition Corp. 05-Mar-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 II Vote Requirement for Amend Charter Amendments Graham Holdings Company 06-May-21 USA Elect Director Directors Related Elect Director Anne M. Mulcahy 1

PT Telkom Indonesia 28-May-21 Indonesia Amend Articles/Bylaws/Charter Routine/Business Amend Articles of Association 1 (Persero) Tbk -- Non-Routine Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Darcie Glazer Kassewitz 1

Green Thumb Industries Inc. 28-Jun-21 Canada Elect Director Directors Related Elect Director Benjamin Kovler 1

Nano-X Imaging Ltd. 09-Feb-21 Israel Approve Remuneration Policy Non-Salary Comp. Approve Compensation Policy for the Directors 1 and Officers of the Company Assa Abloy AB 28-Apr-21 Sweden Approve Restricted Stock Plan Non-Salary Comp. Approve Performance Share Matching Plan LTI 1 2021 dMY Technology Group, Inc. 29-Dec-20 USA Provide Right to Act by Written Antitakeover Related Provide Right to Act by Written Consent 1 Consent ADT Inc. 26-May-21 USA Elect Director Directors Related Elect Director David C. Ryan 1

Iterum Therapeutics plc 23-Jun-21 Ireland Elect Director Directors Related Elect Director Ronald M. Hunt 1

Iterum Therapeutics plc 23-Jun-21 Ireland Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Page 127 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Straumann Holding AG 09-Apr-21 Switzerland Elect Director Directors Related Reelect Sebastian Burckhardt as Director 1

Straumann Holding AG 09-Apr-21 Switzerland Elect Director Directors Related Elect Petra Rumpf as Director 1

Cadence Design Systems, Inc. 06-May-21 USA Provide Right to Act by Written SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Consent to Request Action by Written Consent Alphabet Inc. 02-Jun-21 USA Require Environmental/Social SH-Dirs' Related Require Independent Director Nominee with 1 Issue Qualifications for Director Human and/or Civil Rights Experience Nominees Starbucks Corporation 17-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Eli Lilly and Company 03-May-21 USA Adopt Policy on Bonus Banking SH-Compensation Adopt Policy on Bonus Banking 1

McDonald's Corporation 20-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Walmart Inc. 02-Jun-21 USA Labor Issues - Discrimination SH-Other/misc. Report on Alignment of Racial Justice Goals 1 and Miscellaneous and Starting Wages Appian Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Robert C. Kramer 1

Mastercard Incorporated 22-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation DocuSign, Inc. 28-May-21 USA Elect Director Directors Related Elect Director Mary Agnes "Maggie" Wilderotter 1

Square, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Mary Meeker 1

Moderna, Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Elizabeth Nabel 1

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director E. Carey Joullian, IV 1

BJ's Wholesale Club Holdings, 17-Jun-21 USA Elect Director Directors Related Elect Director Ken Parent 1 Inc. Airbnb, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Brian Chesky 1

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Blake Bozman 1

Halliburton Company 19-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation DREAM Unlimited Corp. 07-Jun-21 Canada Approve/Amend Deferred Share Non-Salary Comp. Amend Deferred Share Incentive Plan 1 Bonus Plan Cable One, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Thomas S. Gayner 1

Ryanair Holdings Plc 17-Sep-20 Ireland Elect Director Directors Related Re-elect Howard Millar as Director 1

Badger Meter, Inc. 30-Apr-21 USA Board Diversity SH-Dirs' Related Report on Board Diversity 1

China Rapid Finance Limited 17-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Po Wang 1

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Tracy L. Skeans 1

Bunge Limited 05-May-21 Bermuda Reduce Supermajority Vote SH-Corp Governance Adopt Simple Majority Vote 1 Requirement

Page 128 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

BYD Company Limited 08-Jun-21 China Approve Issuance of Equity or Capitalization Approve Issuance by BYD Electronic 1 Equity-Linked Securities without (International) Company Limited of Equity or Preemptive Rights Equity-Linked Securities without Preemptive Rights ContextLogic, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Hans Tung 1

Oric Pharmaceuticals, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Richard Heyman 1

Brooge Energy Limited 18-Dec-20 Cayman Islands Elect Director Directors Related Elect Director Saleh Mohamed Yammout 1

Cullen/Frost Bankers, Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Charles W. Matthews 1

Redfin Corporation 09-Jun-21 USA Elect Director Directors Related Elect Director James Slavet 1

IMAX Corporation 09-Jun-21 Canada Elect Director Directors Related Elect Director Dana Settle 1

KemPharm, Inc. 17-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Holicity Inc. 30-Jun-21 USA Amend Articles/Bylaws/Charter Routine/Business Amend Charter 1 -- Non-Routine International Game 11-May-21 United Kingdom Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1 Technology PLC AMC Entertainment Holdings, 29-Jul-20 USA Elect Director Directors Related Elect Director Philip Lader 1 Inc. Cinedigm Corp. 23-Oct-20 USA Elect Director Directors Related Elect Director Tom Bu 1

JFrog Ltd. 13-May-21 Israel Approve/Amend Employment Non-Salary Comp. Approve Amended Compensation of Frederic 1 Agreements Simon, Chief Data Scientist Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Luka Mucic 1

Xerox Holdings Corporation 20-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Fortress Value Acquisition 15-Jun-21 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1 Corp. II Fortress Value Acquisition 15-Jun-21 USA Elect Director Directors Related Elect Director Joshua A. Pack 1 Corp. II Intellia Therapeutics, Inc. 23-Jun-21 USA Elect Director Directors Related Elect Director Frank Verwiel 1

AMG Funds IV 30-Jun-21 USA Allow Board to Change the Routine/Business Approve Redesignation of the Fund's 1 Investment Objective Without Fundamental Investment Objective as Shareholder Approval Non-Fundamental SFL Corporation Ltd. 26-May-21 Bermuda Elect Director Directors Related Elect Director Kathrine Astrup Fredriksen 1

Mustang Bio, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Manuel Litchman 1

Mustang Bio, Inc. 17-Jun-21 USA Require a Majority Vote for the SH-Dirs' Related Require a Majority Vote for the Election of 1 Election of Directors Directors Hexagon AB 29-Apr-21 Sweden Elect Director Directors Related Reelect Sofia Schorling Hogberg as Director 1

Cenovus Energy Inc. 12-May-21 Canada Elect Director Directors Related Elect Director Canning K.N. Fok 1

Page 129 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Jefferies Financial Group Inc. 25-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Rush Street Interactive, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Harry L. You 1

Ares Management 16-Jun-21 USA Elect Director Directors Related Elect Director Michael J Arougheti 1 Corporation Compass Diversified Holdings 26-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Hims & Hers Health, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Alex Bard 1

SunPower Corporation 13-May-21 USA Elect Director Directors Related Elect Director Francois Badoual 1

Cintas Corporation 27-Oct-20 USA Political Contributions SH-Other/misc. Report on Political Contributions Disclosure 1 Disclosure HCA Healthcare, Inc. 28-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Oracle Corporation 04-Nov-20 USA Elect Director Directors Related Elect Director William G. Parrett 1

TransDigm Group 18-Mar-21 USA Elect Director Directors Related Elect Director Robert J. Small 1 Incorporated Kontoor Brands, Inc. 20-Apr-21 USA Elect Director Directors Related Elect Director Kathleen S. Barclay 1

Pfizer Inc. 22-Apr-21 USA Political Contributions SH-Other/misc. Report on Political Contributions and 1 Disclosure Expenditures The Goldman Sachs Group, 29-Apr-21 USA Mandatory Arbitration on SH-Gen Econ Issues Report on the Impacts of Using Mandatory 1 Inc. Employment Related Claims Arbitration O'Reilly Automotive, Inc. 13-May-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Palantir Technologies, Inc. 08-Jun-21 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency Tyson Foods, Inc. 11-Feb-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Charter Communications, Inc. 27-Apr-21 USA Report on EEO SH-Other/misc. Publish Annually a Report Assessing Diversity, 1 Equity, and Inclusion Efforts ABB Ltd. 25-Mar-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

MGM Growth Properties LLC 05-May-21 USA Elect Director Directors Related Elect Director John M. McManus 1

BJ's Wholesale Club Holdings, 17-Jun-21 USA Elect Director Directors Related Elect Director Robert Steele 1 Inc. Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director C. Malcolm Holland, III 1

Liberty Broadband 26-May-21 USA Elect Director Directors Related Elect Director J. David Wargo 1 Corporation Guardant Health, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Helmy Eltoukhy 1

DXC Technology Company 13-Aug-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation

Page 130 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Cracker Barrel Old Country 19-Nov-20 USA Elect Director (Management) Directors Related Elect Director Norman E. Johnson 1 Store, Inc. Elbit Systems Ltd. 07-Apr-21 Israel Approve Remuneration Policy Non-Salary Comp. Approve Amended Compensation Policy for the 1 Directors and Officers of the Company Elanco Animal Health 19-May-21 USA Elect Director Directors Related Elect Director Denise Scots-Knight 1 Incorporated Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Augusta Brown Holland 1

Sonoco Products Company 21-Apr-21 USA Require a Majority Vote for the SH-Dirs' Related Require a Majority Vote for the Election of 1 Election of Directors Directors The Interpublic Group of 27-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Companies, Inc. - Call Special Meetings to Call Special Meeting Watts Water Technologies, 12-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers' Compensation Officers'Compensation Trulieve Cannabis Corp. 10-Jun-21 Canada Elect Director Directors Related Elect Director Kim Rivers 1

Cardiol Therapeutics Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Eldon R. Smith 1

Cardiol Therapeutics Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Peter Pekos 1

CoreLogic, Inc. 17-Nov-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Ryan McKendrick 1

ContextLogic, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Joe Lonsdale 1

SailPoint Technologies 29-Apr-21 USA Elect Director Directors Related Elect Director Mark D. McClain 1 Holdings, Inc. Kensington Capital Acquisition 25-Nov-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corp. Sanmina Corporation 15-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Paycom Software, Inc. 03-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Bandwidth Inc. 20-May-21 USA Elect Director Directors Related Elect Director Brian D. Bailey 1

Southern Copper Corporation 28-May-21 USA Elect Director Directors Related Elect Director Carlos Ruiz Sacristan 1

Ladder Capital Corp 01-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Organogenesis Holdings Inc. 18-Dec-20 USA Elect Director Directors Related Elect Director Robert Ades 1

Switchback Energy Acquisition 25-Feb-21 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock Purchase 1 Corporation Stock Purchase Plan Plan Fiserv, Inc. 19-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Skillz, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Andrew Paradise 1

Page 131 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

United Airlines Holdings, Inc. 26-May-21 USA Political Contributions SH-Other/misc. Report on Political Contributions and 1 Disclosure Expenditures Ares Capital Corporation 07-Jun-21 USA Elect Director Directors Related Elect Director Bennett Rosenthal 1

Bill.com Holdings, Inc. 03-Dec-20 USA Elect Director Directors Related Elect Director Rene Lacerte 1

Hudson Pacific Properties, 20-May-21 USA Elect Director Directors Related Elect Director Barry A. Porter 1 Inc. Petroleo Brasileiro SA 22-Jul-20 Brazil Approve Remuneration of Non-Salary Comp. Approve Remuneration of Company's 1 Executive Directors and/or Management and Fiscal Council Non-Executive Directors Tootsie Roll Industries, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Virginia L. Gordon 1

Westlake Chemical 13-May-21 USA Elect Director Directors Related Elect Director R. Bruce Northcutt 1 Corporation Liberty Global plc 16-Jun-21 United Kingdom Elect Director Directors Related Elect Director Larry E. Romrell 1

BeiGene, Ltd. 16-Jun-21 Cayman Islands Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Coty Inc. 03-Nov-20 USA Elect Director Directors Related Elect Director Erhard Schoewel 1

Coty Inc. 03-Nov-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Prologis, Inc. 29-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Nikola Corporation 30-Jun-21 USA Elect Director Directors Related Elect Director Stephen J. Girsky 1

Senior Plc 23-Apr-21 United Kingdom Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1

Akebia Therapeutics, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Cynthia Smith 1

SailPoint Technologies 29-Apr-21 USA Elect Director Directors Related Elect Director Tracey E. Newell 1 Holdings, Inc. Kaleido Biosciences, Inc. 14-Jun-21 USA Elect Director Directors Related Elect Director Anthony G. Quinn 1

The Goodyear Tire & Rubber 12-Apr-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Company - Call Special Meetings to Call Special Meeting Live Oak Bancshares, Inc. 11-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

CURE Pharmaceutical Holding 23-Sep-20 USA Elect Director Directors Related Elect Director Ruben King-Shaw, Jr. 1 Corp. AVITA Therapeutics, Inc. 09-Nov-20 USA Elect Director Directors Related Elect Director Jeremy Curnock Cook 1

Avalon GloboCare Corp. 04-Aug-20 USA Elect Director Directors Related Elect Director Yancen Lu 1

Aphria Inc. 17-Nov-20 Canada Elect Director Directors Related Elect Director David Hopkinson 1

Page 132 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Petroleo Brasileiro SA 14-Apr-21 Brazil Appoint Internal Statutory Directors Related Elect Fiscal Council Members 1 Auditor(s) [and Approve Auditor's/Auditors' Remuneration] Weis Markets, Inc. 29-Apr-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chairman 1 Chairman Vesper Healthcare Acquisition 29-Apr-21 USA Approve Issuance of Shares for Capitalization Approve Issuance of Shares for a Private 1 Corp. a Private Placement Placement Vale SA 30-Apr-21 Brazil Elect Director Directors Related Elect Ken Yasuhara as Director 1

The Gap, Inc. 11-May-21 USA Elect Director Directors Related Elect Director Robert J. Fisher 1

Provention Bio, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Sean Doherty 1

Southern Copper Corporation 28-May-21 USA Elect Director Directors Related Elect Director Luis Miguel Palomino Bonilla 1

Fortress Value Acquisition 15-Jun-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Corp. II Vote Requirement for Amend Bylaws Amendments ChromaDex Corporation 17-Jun-21 USA Elect Director Directors Related Elect Director Steven D. Rubin 1

Frequency Therapeutics, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Michael Huang 1

L'Oreal SA 20-Apr-21 France Approve/Amend Employment Non-Salary Comp. Approve Amendment of Employment Contract 1 Agreements of Nicolas Hieronimus, CEO Since May 1, 2021 Star Peak Energy Transition 27-Apr-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Corp. Vote Requirement for Amend Charter and Bylaws Amendments Dynatrace, Inc. 25-Aug-20 USA Elect Director Directors Related Elect Director Michael Capone 1

Exact Sciences Corporation 30-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Oracle Corporation 04-Nov-20 USA Elect Director Directors Related Elect Director Leon E. Panetta 1

Facebook, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Peter A. Thiel 1

Booking Holdings Inc. 03-Jun-21 USA Report on Climate Change SH-Health/Environ. Report on Annual Climate Transition 1

T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director G. Michael (Mike) Sievert 1

Alibaba Group Holding 30-Sep-20 Cayman Islands Elect Director Directors Related Elect Kabir Misra as Director 1 Limited Intel Corporation 13-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Chevron Corporation 26-May-21 USA GHG Emissions SH-Health/Environ. Reduce Scope 3 Emissions 1

MGM Growth Properties LLC 05-May-21 USA Elect Director Directors Related Elect Director Thomas Roberts 1

Santa Cruz County Bank 26-May-21 USA Elect Director Directors Related Elect Director John C. Burroughs 1

Square, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Darren Walker 1

CrowdStrike Holdings, Inc. 06-Jul-20 USA Elect Director Directors Related Elect Director Denis J. O'Leary 1

Page 133 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Tootsie Roll Industries, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Lana Jane Lewis-Brent 1

BeiGene, Ltd. 16-Jun-21 Cayman Islands Company-Specific Non-Salary Comp. Approve Grant of Restricted Shares Unit to 1 Compensation-Related John V. Oyler Black Knight, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director William P. Foley, II 1

Hammerson Plc 04-May-21 United Kingdom Elect Director Directors Related Re-elect James Lenton as Director 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director William Harvey 1

Datatrak International, Inc. 30-Jun-21 USA Elect Director Directors Related Elect Director Alex Tabatabai 1

Contango Oil & Gas Company 30-Jun-21 USA Elect Director Directors Related Elect Director Joseph J. Romano 1

Northern Star Acquisition 28-May-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 Corp. Oak Street Health, Inc. 05-May-21 USA Adopt or Increase Supermajority Antitakeover Related Advisory Vote to Retain Supermajority Vote 1 Vote Requirement for Requirement to Amend Certificate of Amendments Incorporation and Bylaws Nuveen S&P 500 Dynamic 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 Overwrite Fund Texas Roadhouse, Inc. 13-May-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

R.R. Donnelley & Sons 20-May-21 USA Elect Director Directors Related Elect Director Jamie Moldafsky 1 Company Fastly, Inc. 21-Jun-21 USA Elect Director Directors Related Elect Director David M. Hornik 1

Holicity Inc. 30-Jun-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Vedanta Limited 30-Sep-20 India Approve Remuneration of Non-Salary Comp. Approve Payment of Remuneration to 1 Executive Directors and/or Srinivasan Venkatakrishnan as Whole-Time Non-Executive Directors Director Designated as Chief Executive Officer (CEO) Spartan Energy Acquisition 28-Oct-20 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock Purchase 1 Corp. Stock Purchase Plan Plan Oasis Petroleum Inc. 02-Nov-20 USA Miscellaneous Proposal: Routine/Business Opt-Out of the Third Party Release 1 Company-Specific MedMen Enterprises Inc. 10-Nov-20 Canada Elect Director Directors Related Elect Director Benjamin Rose 1

Vesper Healthcare Acquisition 29-Apr-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Corp. Vote Requirement for Amend Certificate of Incorporation Amendments Golden Nugget Online 10-Jun-21 USA Elect Director Directors Related Elect Director Richard H. Liem 1 Gaming, Inc. Fortress Value Acquisition 15-Jun-21 USA Amend Articles/Bylaws/Charter Routine/Business Amend Certificate of Incorporation 1 Corp. II -- Non-Routine Jounce Therapeutics, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Robert Iannone 1

BioNTech SE 22-Jun-21 Germany Approve Issuance of Equity or Capitalization Approve Creation of EUR 123.2 Million Pool of 1 Equity-Linked Securities with or Capital with Partial Exclusion of Preemptive without Preemptive Rights Rights

Page 134 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Digital Media Solutions, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Mary E. Minnick 1

Mogo Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director David Feller 1

Forum Merger II Corporation 03-Jun-21 USA Elect Director Directors Related Elect Director David Boris 1

Mustang Bio, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Lindsay A. Rosenwald 1

Orange SA 18-May-21 France Allow Board to Use All Antitakeover Related Allow Board to Use Delegations under Item 21 1 Outstanding Capital Above in the Event of a Public Tender Offer Authorizations in the Event of a Public Tender Offer or Share Exchange Offer Symrise AG 05-May-21 Germany Amend Articles/Bylaws/Charter Routine/Business Amend Articles Re: Online Participation; 1 -- Routine Absentee Vote; Virtual General Meeting SolarWinds Corporation 28-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Utah Medical Products, Inc. 07-Aug-20 USA Elect Director Directors Related Elect Director James H. Beeson 1

Banco do Brasil SA 28-Apr-21 Brazil Elect Director Directors Related Elect Walter Eustaquio Ribeiro as Director 1

Hims & Hers Health, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director David Wells 1

Splunk Inc. 17-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Raytheon Technologies 26-Apr-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1 Corporation Union Pacific Corporation 13-May-21 USA Report on EEO SH-Other/misc. Report on EEO 1

Palo Alto Networks, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Carl Eschenbach 1

Service Properties Trust 16-Jun-21 USA Elect Director Directors Related Elect Director Laurie B. Burns 1

Hannon Armstrong 03-Jun-21 USA Elect Director Directors Related Elect Director Teresa M. Brenner 1 Sustainable Infrastructure Capital, Inc. Rio Tinto Plc 09-Apr-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report for Australian 1 Executive Law Purposes Officers'Compensation Edison International 22-Apr-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

MGM Growth Properties LLC 05-May-21 USA Elect Director Directors Related Elect Director Daniel J. Taylor 1

Phillips 66 12-May-21 USA Report on Climate Change SH-Health/Environ. Report on Climate Lobbying 1

IAC/InterActiveCorp 14-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Vertex Pharmaceuticals 19-May-21 USA Political Contributions SH-Other/misc. Report on Political Contributions and 1 Incorporated Disclosure Expenditures Medpace Holdings, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Fred B. Davenport, Jr. 1

Page 135 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Constellation Brands, Inc. 21-Jul-20 USA Elect Director Directors Related Elect Director Jerry Fowden 1

Liberty Latin America Ltd. 03-Dec-20 Bermuda Elect Director Directors Related Elect Director Michael T. Fries 1

BioMarin Pharmaceutical Inc. 25-May-21 USA Elect Director Directors Related Elect Director Michael Grey 1

Apollo Commercial Real 08-Jun-21 USA Elect Director Directors Related Elect Director Scott S. Prince 1 Estate Finance, Inc. Baudax Bio, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director William L. Ashton 1

Wynn Resorts, Limited 05-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation GAMCO Investors, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Elisa M. Wilson 1

Invitae Corporation 07-Jun-21 USA Require a Majority Vote for the SH-Dirs' Related Require a Majority Vote for the Election of 1 Election of Directors Directors GreenSky, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Gerald Benjamin 1

Energy Fuels Inc. 26-May-21 Canada Adopt New Articles of Routine/Business Adopt By-Law No. 3 1 Association/Charter Tucows Inc. 08-Sep-20 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency Alteryx, Inc. 13-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Northern Star Acquisition 28-May-21 USA Elect Director Directors Related Elect Director Manish Joneja 1 Corp. Mind Medicine (MindMed) Inc. 27-May-21 Canada Elect Director Directors Related Elect Director Stephen L. Hurst 1

Mind Medicine (MindMed) Inc. 27-May-21 Canada Elect Director Directors Related Elect Director Perry Dellelce 1

Energous Corporation 24-Jul-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Seelos Therapeutics, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Brian Lian 1

Cresco Labs Inc. 30-Jun-21 Canada Company Specific - Equity Capitalization Approve Transfer of the Special Rights and 1 Related Restrictions Attached to the Super Voting Shares Clearway Energy, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Bruce MacLennan 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Xavier Garcia de Quevedo Topete 1

ZIOPHARM Oncology, Inc. 15-Dec-20 USA Removal of Existing Board SH-Dirs' Related Consent to Remove Scott Braunstein as 1 Directors Director ZIOPHARM Oncology, Inc. 15-Dec-20 USA Change Size of Board of SH-Dirs' Related Consent to Amend Bylaws to Provide 1 Directors Stockholders the Exclusive Ability to Fix Size of the Board at Seven Directors Ambev SA 29-Apr-21 Brazil Appoint Internal Statutory Directors Related Elect Fiscal Council Members 1 Auditor(s) [and Approve Auditor's/Auditors' Remuneration]

Page 136 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt nLIGHT, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Gary Locke 1

LVMH Moet Hennessy Louis 15-Apr-21 France Advisory Vote to Ratify Named Non-Salary Comp. Approve Compensation of Corporate Officers 1 Vuitton SE Executive Officers'Compensation Ternium SA 03-May-21 Luxembourg Approve Remuneration of Directors Related Approve Additional Remuneration of Directors 1 Directors and/or Committee for FY 2020 Members Marvell Technology Group 23-Jul-20 Bermuda Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Ltd. Executive Officers' Compensation Officers'Compensation Ecolab Inc. 06-May-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Booking Holdings Inc. 03-Jun-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent DuPont de Nemours, Inc. 28-Apr-21 USA Report on Environmental SH-Health/Environ. Report on Plastic Pollution 1 Policies PubMatic, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Rajeev K. Goel 1

British American Tobacco plc 28-Apr-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation Tootsie Roll Industries, Inc. 31-Aug-20 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency Five Star Senior Living Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Gerard M. Martin 1

Kayne Anderson Energy 08-Apr-21 USA Ratify Auditors Routine/Business Ratify PricewaterhouseCoopers LLP as Auditors 1 Infrastructure Fund, Inc. Stellantis NV 15-Apr-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation Landcadia Holdings II, Inc. 29-Dec-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 eXp World Holdings, Inc. 17-May-21 USA Increase Authorized Common Capitalization Increase Authorized Common Stock 1 Stock StoneCo Ltd. 11-Dec-20 Cayman Islands Elect Director Directors Related Elect Director Andre Street 1

Dropbox, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Robert J. Mylod, Jr. 1

Nuveen Preferred & Income 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 Securities Fund QTS Realty Trust, Inc. 04-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Natera, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Todd Cozzens 1

Globus Medical, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director David D. Davidar 1

CF Industries Holdings, Inc. 04-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent KemPharm, Inc. 17-Jun-21 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency

Page 137 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Zuora, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Kenneth A. Goldman 1

Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Approve Remuneration of Non-Salary Comp. Approve Director Remuneration 1 Executive Directors and/or Non-Executive Directors AMC Entertainment Holdings, 29-Jul-20 USA Elect Director Directors Related Elect Director Lee E. Wittlinger 1 Inc. BNY Mellon High Yield 11-Aug-20 USA Elect Director Directors Related Elect Director Andrew J. Donohue 1 Strategies Fund Chesapeake Energy 07-Dec-20 USA Miscellaneous Proposal: Routine/Business Opt Out of The Third-Party Release 1 Corporation Company-Specific Nordic American Tankers 18-Dec-20 Bermuda Elect Director Directors Related Elect Director Richard H. K. Vietor 1 Limited India Globalization Capital, 11-Jan-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 Inc. Sociedad Quimica y Minera de 23-Apr-21 Chile Other Business Routine/Business Other Business 1 Chile SA First Trust New Opportunities 26-Apr-21 USA Elect Director Directors Related Elect Director Thomas R. Kadlec 1 MLP & Energy Fund Kezar Life Sciences, Inc. 25-Jun-21 USA Elect Director Directors Related Elect Director John Fowler 1

ASE Technology Holding Co., 22-Jun-21 Taiwan Amend Articles/Bylaws/Charter Routine/Business Approve Amendments to Articles of Association 1 Ltd. -- Non-Routine ASE Technology Holding Co., 22-Jun-21 Taiwan Elect Director (Cumulative Directors Related Elect RICHARD H.P.CHANG, a Representative 1 Ltd. Voting or More Nominees Than of ASE ENTERPRISES LTD., with Board Seats) SHAREHOLDER NO.00000001, as Non-independent Director Shift4 Payments, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Jared Isaacman 1

Johnson & Johnson 22-Apr-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman Wells Fargo & Company 27-Apr-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Northrop Grumman 19-May-21 USA Human Rights Risk Assessment SH-Soc./Human Report on Human Rights Impact Assessment 1 Corporation Rights Anaplan, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director David Conte 1

United Parcel Service, Inc. 13-May-21 USA Report on EEO SH-Other/misc. Publish Annually a Report Assessing Diversity 1 and Inclusion Efforts Rio Tinto Plc 09-Apr-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report for UK Law 1 Executive Purposes Officers'Compensation Alcoa Corporation 06-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent CytoSorbents Corporation 01-Jun-21 USA Elect Director Directors Related Elect Director Alan D. Sobel 1

Agile Therapeutics, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Al Altomari 1

Page 138 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Nuveen California Quality 16-Nov-20 USA Elect Director Directors Related Elect Director John K. Nelson 1 Municipal Income Fund Concho Resources Inc. 15-Jan-21 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes Cherry Hill Mortgage 16-Jun-21 USA Elect Director Directors Related Elect Director Robert C. Mercer, Jr. 1 Investment Corporation China Rapid Finance Limited 17-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Douglas L. Brown 1

Millicom International Cellular 04-May-21 Luxembourg Approve Restricted Stock Plan Non-Salary Comp. Approve Share-Based Incentive Plans 1 SA Landcadia Holdings II, Inc. 29-Dec-20 USA Amend Articles/Bylaws/Charter Routine/Business Amend Charter 1 -- Non-Routine Imperium Group Global 30-Jun-21 Cayman Islands Elect Director Directors Related Elect Yeung So Mui as Director 1 Holdings Ltd. Dropbox, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Donald W. Blair 1

Kelso Technologies Inc. 03-Jun-21 Canada Approve/Amend Non-Employee Non-Salary Comp. Approve 2021 Non-Employee Directors 1 Director Deferred Share Unit Deferred Share Unit Plan Plan Wingstop Inc. 27-May-21 USA Elect Director Directors Related Elect Director Charles R. Morrison 1

Wingstop Inc. 27-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Puma Biotechnology, Inc. 15-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

International Game 11-May-21 United Kingdom Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Technology PLC Credit Acceptance 15-Jul-20 USA Elect Director Directors Related Elect Director Glenda J. Flanagan 1 Corporation Canada Goose Holdings Inc. 12-Aug-20 Canada Elect Director Directors Related Elect Director Joshua Bekenstein 1

Sasol Ltd. 20-Nov-20 South Africa Elect Director Directors Related Re-elect Stephen Westwell as Director 1

Nordic American Tankers 18-Dec-20 Bermuda Elect Director Directors Related Elect Director David Workman 1 Limited Eaton Vance Tax-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director Susan J. Sutherland 1 Buy-Write Strategy Fund Vesper Healthcare Acquisition 29-Apr-21 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1 Corp. Vesper Healthcare Acquisition 29-Apr-21 USA Elect Director Directors Related Elect Director Doug Schillinger 1 Corp. PT Telkom Indonesia 28-May-21 Indonesia Ratify Changes in the Directors Related Approve Changes in the Boards of the 1 (Persero) Tbk Composition of the Board Company Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Jose Angel Marra Rodriguez 1

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Edward Woodward 1

Page 139 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

ClearBridge MLP and 04-Jun-21 USA Elect Director Directors Related Elect Director William R. Hutchinson 1 Midstream Fund Inc. Orange SA 18-May-21 France Allow Board to Use All Antitakeover Related Allow Board to Use Delegations under Item 26 1 Outstanding Capital Above in the Event of a Public Tender Offer Authorizations in the Event of a Public Tender Offer or Share Exchange Offer LVMH Moet Hennessy Louis 15-Apr-21 France Authorize Capital Increase for Capitalization Authorize Capital Increase of Up to EUR 20 1 Vuitton SE Future Share Exchange Offers Million for Future Exchange Offers Equinor ASA 11-May-21 Norway Approve Equity Plan Financing Non-Salary Comp. Approve Equity Plan Financing 2 dMY Technology Group, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Greg Carlin 1

Twist Bioscience Corporation 03-Feb-21 USA Elect Director Directors Related Elect Director William Banyai 1

NIKE, Inc. 17-Sep-20 USA Political Contributions SH-Other/misc. Report on Political Contributions Disclosure 1 Disclosure Facebook, Inc. 26-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman Grubhub Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Brian McAndrews 1

MGM Growth Properties LLC 05-May-21 USA Elect Director Directors Related Elect Director Corey Sanders 1

Sirius XM Holdings Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director James E. Meyer 1

Square, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Randy Garutti 1

Arrowhead Pharmaceuticals, 18-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers' Compensation Officers'Compensation TerraForm Power, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Sachin Shah 1

RBC Bearings Incorporated 09-Sep-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Nuveen California Quality 16-Nov-20 USA Elect Director Directors Related Elect Director Terence J. Toth 1 Municipal Income Fund Prospect Capital Corporation 02-Dec-20 USA Declassify the Board of SH-Dirs' Related Declassify the Board of Directors 1 Directors AutoNation, Inc. 22-Apr-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Provide Right to Call A Special Meeting 1 - Call Special Meetings Core Laboratories N.V. 19-May-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Lument Finance Trust, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director William A. Houlihan 1

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Lawson E. Whiting 1

CoreLogic, Inc. 17-Nov-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Katherine "KT" Rabin 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Page 140 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Akebia Therapeutics, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Steven C. Gilman 1

Colonnade Acquisition Corp. 09-Mar-21 Cayman Islands Amend Articles/Bylaws/Charter Routine/Business Opt Out of Section 203 of the DGCL 1 -- Non-Routine Northern Star Acquisition 28-May-21 USA Elect Director Directors Related Elect Director Jim McGinty 1 Corp. CEVA, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Jaclyn Liu 1

Cronos Group Inc. 25-Jun-21 Canada Elect Director Directors Related Elect Director Michael Gorenstein 1

Holicity Inc. 30-Jun-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Vote Requirement for Amend Bylaws Amendments FS KKR Capital Corp. 15-Jul-20 USA Elect Director Directors Related Elect Director Jeffrey K. Harrow 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Carlos Ruiz Sacristan 1

PetroChina Company Limited 05-Nov-20 China Approve Transaction with a Reorg. and Mergers Approve New Comprehensive Agreement, 1 Related Party Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions Aphria Inc. 17-Nov-20 Canada Elect Director Directors Related Elect DirectorTom Looney 1

Nordic American Tankers 18-Dec-20 Bermuda Elect Director Directors Related Elect Director Alexander Hansson 1 Limited CF Finance Acquisition Corp. 05-Mar-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 II Provention Bio, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Nancy Wysenski 1

The Children's Place, Inc. 12-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation U.S. Silica Holdings, Inc. 13-May-21 USA Increase Disclosure of Executive SH-Compensation Increase Disclosure of Compensation 1 Compensation Adjustments Whitestone REIT 13-May-21 USA Elect Director Directors Related Elect Director James C. Mastandrea 1

Corsair Gaming, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Jason Cahilly 1

Digital Media Solutions, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Joseph Marinucci 1

Cellectis SA 01-Jun-21 France Approve Special Auditors' Routine/Business Approve Auditors' Special Report on 1 Report Regarding Related-Party Related-Party Transactions Transactions Ubisoft Entertainment SA 02-Jul-20 France Approve Executive Share Option Non-Salary Comp. Authorize up to 1 Percent of Issued Capital for 1 Plan Use in Stock Option Plans to Employees, Excluding Corporate Executive Officers LVMH Moet Hennessy Louis 15-Apr-21 France Advisory Vote to Ratify Named Non-Salary Comp. Approve Compensation of Bernard Arnault, 1 Vuitton SE Executive Chairman and CEO Officers'Compensation

Page 141 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt dMY Technology Group, Inc. 29-Dec-20 USA Amend Articles/Bylaws/Charter Routine/Business Amend Charter Re: Total Voting Power When 1 -- Non-Routine the Sellers or their Permitted Transferees Own More or Less than 40% of the Voting Power Bicycle Therapeutics Plc 28-Jun-21 United Kingdom Approve Issuance of Equity or Capitalization Authorise Issue of Equity without Pre-emptive 1 Equity-Linked Securities without Rights Preemptive Rights ADT Inc. 26-May-21 USA Elect Director Directors Related Elect Director James D. DeVries 1

Twist Bioscience Corporation 03-Feb-21 USA Elect Director Directors Related Elect Director Emily M. Leproust 1

Alnylam Pharmaceuticals, Inc. 18-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation The Walt Disney Company 09-Mar-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Johnson & Johnson 22-Apr-21 USA Review Drug Pricing or SH-Health/Environ. Report on Government Financial Support and 1 Distribution Access to COVID-19 Vaccines and Therapeutics Catalent, Inc. 29-Oct-20 USA Elect Director Directors Related Elect Director Christa Kreuzburg 1

Zscaler, Inc. 06-Jan-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Verizon Communications Inc. 13-May-21 USA Clawback of Incentive Payments SH-Compensation Amend Senior Executive Compensation 1 Clawback Policy Constellation Software Inc. 05-Aug-20 Canada Elect Director Directors Related Elect Director Andrew Pastor 1

Charter Communications, Inc. 27-Apr-21 USA Proposals Requesting SH-Health/Environ. Report on Greenhouse Gas Emissions 1 Non-Binding Advisory Vote On Disclosure Climate Action Plan Rio Tinto Plc 09-Apr-21 United Kingdom Elect Director Directors Related Re-elect Megan Clark as Director 1

Delta Air Lines, Inc. 17-Jun-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Walgreens Boots Alliance, 28-Jan-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Inc. Chairman Celcuity Inc. 12-May-21 USA Elect Director Directors Related Elect Director Richard J. Nigon 1

The AZEK Company Inc. 18-May-21 USA Elect Director Directors Related Elect Director Sallie B. Bailey 1

Aramark 02-Feb-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Vicor Corporation 25-Jun-21 USA Elect Director Directors Related Elect Director Michael S. McNamara 1

Victoria Gold Corp. 23-Jun-21 Canada Elect Director Directors Related Elect Director John McConnell 1

Dropbox, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Lisa Campbell 1

Talend SA 29-Jun-21 France Approve Transaction with a Reorg. and Mergers Approve Transaction with Ryan Kearny Re. 1 Related Party Indemnification Agreement Beyond Air, Inc. 04-Mar-21 USA Elect Director Directors Related Elect Director William Forbes 1

Page 142 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Oric Pharmaceuticals, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Lori Kunkel 1

GDS Holdings Limited 06-Aug-20 Cayman Islands Elect Director Directors Related Elect Director Satoshi Okada 1

R.R. Donnelley & Sons 20-May-21 USA Elect Director Directors Related Elect Director Susan M. Gianinno 1 Company Clearway Energy, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Nathaniel Anschuetz 1

Marten Transport, Ltd. 04-May-21 USA Other Business Routine/Business Other Business 1

GoDaddy Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Leah Sweet 1

Horizon Technology Finance 03-Jun-21 USA Elect Director Directors Related Elect Director Elaine A. Sarsynski 1 Corporation VBI Vaccines Inc. 09-Jun-21 Canada Elect Director Directors Related Elect Director Jeffrey R. Baxter 1

Kezar Life Sciences, Inc. 25-Jun-21 USA Elect Director Directors Related Elect Director Jean-Pierre Sommadossi 1

LVMH Moet Hennessy Louis 15-Apr-21 France Approve Remuneration Policy Non-Salary Comp. Approve Amendment of Remuneration Policy of 1 Vuitton SE Executive Corporate Officers Re: FY 2020 Nuveen Preferred and Income 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 Term Fund Trinseo S.A. 14-Jun-21 Luxembourg Amend Articles Board-Related Directors Related Approve Change in Board's Discretion to Issue 1 Shares Alcon Inc. 28-Apr-21 Switzerland Elect Member of Remuneration Routine/Business Reappoint Keith Grossman as Member of the 1 Committee Compensation Committee AT&T Inc. 30-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Eli Lilly and Company 03-May-21 USA Clawback of Incentive Payments SH-Compensation Clawback Disclosure of Recoupment Activity 1 from Senior Officers Las Vegas Sands Corp. 13-May-21 USA Elect Director Directors Related Elect Director Charles A. Koppelman 1

Las Vegas Sands Corp. 13-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation HubSpot, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Ron Gill 1

Etsy, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Melissa Reiff 1

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Mark C. Griege 1

Caesars Entertainment, Inc. 15-Jun-21 USA Authorize New Class of Capitalization Authorize New Class of Preferred Stock 1 Preferred Stock NiSource Inc. 25-May-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Constellation Brands, Inc. 21-Jul-20 USA Elect Director Directors Related Elect Director Judy A. Schmeling 1

Expedia Group, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Chelsea Clinton 1

Live Nation Entertainment, 10-Jun-21 USA Elect Director Directors Related Elect Director Gregory B. Maffei 1 Inc.

Page 143 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Constellium SE 11-May-21 France Approve Issuance of Shares for Capitalization Approve Issuance of Equity or Equity-Linked 1 a Private Placement Securities for Private Placements, up to Aggregate Nominal Amount of EUR 559,933.38 Community Capital 25-May-21 USA Ratify Auditors Routine/Business Ratify Mauldin & Jenkins, Certified Public 1 Bancshares, Inc. Accountants, LLC as Auditors Apollo Medical Holdings, Inc. 17-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Delivery Hero SE 16-Jun-21 Germany Approve Issuance of Equity or Capitalization Approve Creation of EUR 13.7 Million Pool of 1 Equity-Linked Securities without Capital without Preemptive Rights Preemptive Rights Northern Star Acquisition 28-May-21 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1 Corp. Asana, Inc. 14-Jun-21 USA Elect Director Directors Related Elect Director Dustin Moskovitz 1

Hennessy Capital Acquisition 21-Dec-20 USA Amend Articles/Bylaws/Charter Routine/Business Approve Proposed Charter 1 Corp. IV -- Non-Routine Endava Plc 16-Dec-20 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation Pilgrim's Pride Corporation 28-Apr-21 USA Elect Director Directors Related Elect Director Vincent Trius 1

Paycom Software, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Frederick C. Peters, II 1

Cambium Networks 09-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Robert Amen 1 Corporation Whiting Petroleum 30-Jul-20 USA Bondholder ProposalXXX Preferred/Bondholder Vote On The Plan (For = Accept, Against = 1 Corporation Reject; Abstain Votes Do Not Count) Digital Turbine, Inc. 15-Sep-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Spartan Energy Acquisition 28-Oct-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 Corp. Accel Entertainment, Inc. 05-May-21 USA Elect Director Directors Related Elect Director David W. Ruttenberg 1

Experience Investment Corp. 05-May-21 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

Experience Investment Corp. 05-May-21 USA Amend Articles/Bylaws/Charter Routine/Business Amend Charter 1 -- Non-Routine Bloom Energy Corporation 12-May-21 USA Elect Director Directors Related Elect Director John T. Chambers 1

Kadmon Holdings, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Cynthia Schwalm 1

AppFolio, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Jason Randall 1

Madison County Financial, 17-May-21 USA Elect Director Directors Related Elect Director David J. Warnemunde 1 Inc. PetroChina Company Limited 10-Jun-21 China Approve/Amend Loan Guarantee Reorg. and Mergers Approve Guarantees to be Provided to the 1 to Subsidiary Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board Daseke, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Brian Bonner 1

Page 144 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

SI-BONE, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Keith C. Valentine 1

American Eagle Outfitters, 03-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers' Compensation Officers'Compensation LVMH Moet Hennessy Louis 15-Apr-21 France Elect Director Directors Related Reelect Nicolas Bazire as Director 1 Vuitton SE Upstart Holdings, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Hilliard C. Terry, III 1

Power REIT 26-May-21 USA Elect Director Directors Related Elect Director Patrick R. Haynes, III 1

Ares Management 16-Jun-21 USA Elect Director Directors Related Elect Director Antony P. Ressler 1 Corporation Alphabet Inc. 02-Jun-21 USA Miscellaneous Proposal -- Social Proposal Report on Takedown Requests 1 Environmental & Social Booking Holdings Inc. 03-Jun-21 USA Proposals Requesting SH-Health/Environ. Annual Investor Advisory Vote on Climate Plan 1 Non-Binding Advisory Vote On Climate Action Plan UBS Group AG 19-Nov-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

Nuance Communications, Inc. 02-Feb-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Lockheed Martin Corporation 22-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Berkshire Hathaway Inc. 01-May-21 USA Elect Director Directors Related Elect Director David S. Gottesman 1

General Electric Company 04-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Chubb Limited 20-May-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

Qurate Retail, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Richard N. Barton 1

Equinix, Inc. 26-May-21 USA Provide Right to Act by Written SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Consent to Request Action by Written Consent NXP Semiconductors N.V. 26-May-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Brighthouse Financial, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Irene Chang Britt 1

Guidewire Software, Inc. 15-Dec-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation TerraForm Power, Inc. 29-Jul-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Yandex NV 29-Oct-20 Netherlands Eliminate Preemptive Rights Capitalization Authorize Board to Exclude Preemptive Rights 1 from Share Issuances

Page 145 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Safeguard Scientifics, Inc. 19-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation CRISPR Therapeutics AG 10-Jun-21 Switzerland Approve Remuneration of Directors Related Approve Remuneration of Directors in the 1 Directors and/or Committee Amount of USD 11,738,100 Members Trine Acquisition Corp. 08-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Vote Requirement for Amend Bylaws Amendments Dropbox, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Karen Peacock 1

Newell Brands Inc. 05-May-21 USA Provide Right to Act by Written SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Consent to Request Action by Written Consent Accelerate Diagnostics, Inc. 07-May-21 USA Elect Director Directors Related Elect Director Louise L. Francesconi 1

Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Accept Financial Statements and Routine/Business Accept Financial Statements 1 Statutory Reports NextSource Materials Inc. 29-Dec-20 Canada Approve Omnibus Stock Plan Non-Salary Comp. Approve Long-Term Incentive Plan 1

ESSA Pharma Inc. 25-Feb-21 Canada Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Incentive Plan 1

CF Finance Acquisition Corp. 05-Mar-21 USA Fix Number of Directors and/or Directors Related Fix Number of Directors at Eleven 1 II Auditors Credit Suisse Group AG 30-Apr-21 Switzerland Other Business Routine/Business Additional Voting Instructions - Board of 1 Directors Proposals (Voting) Experience Investment Corp. 05-May-21 USA Elect Director Directors Related Elect Director Edward Philip 1

Tejon Ranch Co. 19-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Oculus VisionTech Inc. 23-Nov-20 USA Elect Director Directors Related Elect Director Anton J. Drescher 1

Organogenesis Holdings Inc. 18-Dec-20 USA Elect Director Directors Related Elect Director Alan A. Ades 1

Revance Therapeutics, Inc. 05-May-21 USA Elect Director Directors Related Elect Director Julian S. Gangolli 1

ASE Technology Holding Co., 22-Jun-21 Taiwan Elect Director (Cumulative Directors Related Elect YEN-CHUN CHANG, a Representative of 1 Ltd. Voting or More Nominees Than ASE ENTERPRISES LTD., with SHAREHOLDER Board Seats) NO.00000001, as Non-independent Director argenx SE 11-May-21 Netherlands Approve Remuneration Policy Non-Salary Comp. Adopt Remuneration Policy 1

Gladstone Land Corporation 13-May-21 USA Elect Director Directors Related Elect Director Michela A. English 1

Twilio Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Byron Deeter 1

Twilio Inc. 16-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Zoetis Inc. 20-May-21 USA Amend Vote Requirements to SH-Dirs' Related Adopt Simple Majority Vote 1 Amend Articles/Bylaws/Charter Facebook, Inc. 26-May-21 USA Miscellaneous Proposal -- Social Proposal Report on Platform Misuse 1 Environmental & Social

Page 146 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Alphabet Inc. 02-Jun-21 USA Approve Recapitalization Plan SH-Corp Governance Approve Recapitalization Plan for all Stock to 1 for all Stock to Have One-vote Have One-vote per Share per Share MongoDB, Inc. 10-Jul-20 USA Elect Director Directors Related Elect Director Hope Cochran 1

Zynga Inc. 17-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 - Call Special Meetings to Call Special Meeting Caterpillar Inc. 09-Jun-21 USA Report on Climate Change SH-Health/Environ. Report on Climate Policy 1

Global Blood Therapeutics, 17-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers' Compensation Officers'Compensation FedEx Corporation 21-Sep-20 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Seaboard Corporation 26-Apr-21 USA Elect Director Directors Related Elect Director Ellen S. Bresky 1

PubMatic, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Amar K. Goel 1

Caesars Entertainment, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Jan Jones Blackhurst 1

Roku, Inc. 10-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation CoreCivic, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Charles L. Overby 1

Altisource Asset Management 12-Oct-20 Virgin Isl (US) Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corporation Choice Hotels International, 07-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers' Compensation Officers'Compensation M.D.C. Holdings, Inc. 26-Apr-21 USA Elect Director Directors Related Elect Director Raymond T. Baker 1

PharmaCielo Ltd. 10-Jun-21 Canada Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Plan CSL Limited 14-Oct-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Grant of Performance Share Units to 1 Paul Perreault BYD Company Limited 08-Jun-21 China Authorize Issuance of Capitalization Approve Authorization to the Board to 1 Bonds/Debentures Determine the Proposed Plan for the Issuance of Debt Financing Instruments Blink Charging Co. 15-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Colonnade Acquisition Corp. 09-Mar-21 Cayman Islands Company Specific - Equity Capitalization Approved Change in Authorized Capital Stock 1 Related Cerence Inc. 11-Feb-21 USA Elect Director Directors Related Elect Director Alfred Nietzel 1

Midwest Energy Emissions 03-Jun-21 USA Elect Director Directors Related Elect Director Christopher Greenberg 1 Corp. Credit Acceptance 15-Jul-20 USA Elect Director Directors Related Elect Director Thomas N. Tryforos 1 Corporation

Page 147 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Luis Miguel Palomino Bonilla 1

Global Net Lease, Inc. 12-Apr-21 USA Elect Director Directors Related Elect Director M. Therese Antone 1

Altus Midstream Company 03-Jun-21 USA Elect Director Directors Related Elect Director Staci L. Burns 1

DarioHealth Corp. 07-Jun-21 USA Permit Board to Amend Bylaws Antitakeover Related Permit Board to Amend Bylaws Without 1 Without Shareholder Consent Shareholder Consent Oculus VisionTech Inc. 23-Nov-20 USA Elect Director Directors Related Elect Director Fabrice Helliker 1

BigCommerce Holdings, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Lawrence Bohn 1

PAVmed Inc. 24-Jul-20 USA Elect Director Directors Related Elect Director David S. Battleman 1

International Bancshares 17-May-21 USA Elect Director Directors Related Elect Director Douglas B. Howland 1 Corporation Ares Management 16-Jun-21 USA Elect Director Directors Related Elect Director Paul G. Joubert 1 Corporation OPKO Health, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Steven D. Rubin 1

UnitedHealth Group 07-Jun-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Incorporated - Call Special Meetings to Call Special Meeting Credit Suisse Group AG 27-Nov-20 Switzerland Other Business Routine/Business Additional Voting Instructions - Board of 1 Directors Proposals (Voting) Wells Fargo & Company 27-Apr-21 USA Company-Specific- SH-Compensation Report on Incentive-Based Compensation and 1 -Compensation-Related Risks of Material Losses Cardinal Health, Inc. 04-Nov-20 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 - Call Special Meetings to Call Special Meeting McKesson Corporation 29-Jul-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Delta Air Lines, Inc. 17-Jun-21 USA Report on Climate Change SH-Health/Environ. Report on Climate Lobbying 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Steven J. Murray 1

Celcuity Inc. 12-May-21 USA Elect Director Directors Related Elect Director Leo T. Furcht 1

International Flavors & 05-May-21 USA Elect Director Directors Related Elect Director Edward D. Breen 1 Fragrances Inc. Deutsche Telekom AG 01-Apr-21 Germany Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1

Roku, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Mai Fyfield 1

Obsidian Energy Ltd. 16-Jun-21 Canada Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote on Executive Compensation 1 Executive Approach Officers'Compensation Ball Corporation 28-Apr-21 USA Elect Director Directors Related Elect Director John A. Bryant 1

Liberty Latin America Ltd. 12-May-21 Bermuda Elect Director Directors Related Elect Director Charles H.R. Bracken 1

Kensington Capital Acquisition 25-Nov-20 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock Purchase 1 Corp. Stock Purchase Plan Plan Energous Corporation 24-Jul-20 USA Increase Authorized Common Capitalization Increase Authorized Common Stock 1 Stock Veltex Corporation 20-Aug-20 USA Elect Director Directors Related Elect Director Kenneth J. Demaree 1

Page 148 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Putnam Premier Income Trust 20-Apr-21 USA Elect Director Directors Related Elect Director Paul L. Joskow 1

Seritage Growth Properties 20-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Southern Copper Corporation 28-May-21 USA Elect Director Directors Related Elect Director German Larrea Mota-Velasco 1

Golden Nugget Online 10-Jun-21 USA Elect Director Directors Related Elect Director Michael S. Chadwick 1 Gaming, Inc. Switch, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Donald D. Snyder 1

QIAGEN NV 29-Jun-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation U.S. Xpress Enterprises, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Edward "Ned" H. Braman 1

U.S. Xpress Enterprises, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Max Fuller 1

Galaxy Digital Holdings Ltd. 29-Jun-21 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Long-Term Incentive Plan Grants 1

Allogene Therapeutics, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director John DeYoung 1

People's United Financial, Inc. 25-May-21 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Lachlan K. Murdoch 1

PTC Inc. 10-Feb-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Danaher Corporation 05-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 - Call Special Meetings to Call Special Meeting T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Dominique Leroy 1

Elastic N.V. 21-Oct-20 Netherlands Elect Director Directors Related Elect Director Michelangelo Volpi 1

Catalent, Inc. 29-Oct-20 USA Elect Director Directors Related Elect Director Madhavan "Madhu" Balachandran 1

Fomento Economico Mexicano 24-Mar-21 Mexico Elect Member of Audit Routine/Business Elect Members and Chairmen of Planning and 1 SAB de CV Committee Finance, Audit, and Corporate Practices Committees; Approve Their Remuneration Park Hotels & Resorts Inc. 30-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Qurate Retail, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Gregory B. Maffei 1

Skillz, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Harry E. Sloan 1

Charter Communications, Inc. 27-Apr-21 USA Elect Director Directors Related Elect Director Steven A. Miron 1

IAC/InterActiveCorp 14-May-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Morningstar, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Robin Diamonte 1

Airbnb, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Kenneth Chenault 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Hany M. Nada 1

Page 149 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

CoreCivic, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Thurgood Marshall, Jr. 1

BeiGene, Ltd. 16-Jun-21 Cayman Islands Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Ryanair Holdings Plc 17-Sep-20 Ireland Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation Solar Capital Ltd. 06-Oct-20 USA Elect Director Directors Related Elect Director Steven Hochberg 1

Nuveen California Quality 16-Nov-20 USA Elect Director Directors Related Elect Director Robert L. Young 1 Municipal Income Fund Curaleaf Holdings, Inc. 01-Dec-20 Canada Elect Director Directors Related Elect Director Boris Jordan 1

Axon Enterprise, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Richard H. Carmona 1

CarGurus, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Lori Hickok 1

Apollo Commercial Real 08-Jun-21 USA Elect Director Directors Related Elect Director Robert A. Kasdin 1 Estate Finance, Inc. Datadog, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Alexis Le-Quoc 1

Aurora Cannabis Inc. 12-Nov-20 Canada Amend Restricted Stock Plan Non-Salary Comp. Amend Restricted Share Unit Plan 1

Cardiol Therapeutics Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Iain Chalmers 1

Blue Ridge Bankshares, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Robert S. Janney 1

Pilgrim's Pride Corporation 28-Apr-21 USA Link Executive Pay to Social SH-Compensation Report on Integrating ESG Metrics Into 1 Criteria Executive Compensation Program Under Armour, Inc. 13-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Cloudflare, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Katrin Suder 1

Holicity Inc. 30-Jun-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Vote Requirement for Amend Charter Amendments Change Healthcare, Inc. 02-Sep-20 USA Elect Director Directors Related Elect Director Bansi Nagji 1

HEXO Corp. 11-Dec-20 Canada Elect Director Directors Related Elect Director Jason Ewart 1

InMode Ltd. 05-Apr-21 Israel Approve Share Plan Grant Non-Salary Comp. Approve Grant of RSUs to Michael Anghel, 1 Bruce Mann and Hadar Ron Grupo Financiero Banorte SAB 23-Apr-21 Mexico Elect Director Directors Related Elect Alfonso de Angoitia Noriega as Director 1 de CV Partners Bancorp 19-May-21 USA Elect Director Directors Related Elect Director Mona D. Albertine 1

U.S. Xpress Enterprises, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Jon F. Beizer 1

U.S. Xpress Enterprises, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Eric Fuller 1

LVMH Moet Hennessy Louis 15-Apr-21 France Approve Executive Share Option Non-Salary Comp. Authorize up to 1 Percent of Issued Capital for 1 Vuitton SE Plan Use in Stock Option Plans

Page 150 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Endo International plc 10-Jun-21 Ireland Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Ares Management 16-Jun-21 USA Elect Director Directors Related Elect Director Michael Lynton 1 Corporation Twist Bioscience Corporation 03-Feb-21 USA Elect Director Directors Related Elect Director Robert Chess 1

Facebook, Inc. 26-May-21 USA Approve Recapitalization Plan SH-Corp Governance Approve Recapitalization Plan for all Stock to 1 for all Stock to Have One-vote Have One-vote per Share per Share Amazon.com, Inc. 26-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Stitch Fix, Inc. 16-Dec-20 USA Elect Director Directors Related Elect Director Mikkel Svane 1

Citigroup Inc. 27-Apr-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Vuzix Corporation 17-Jun-21 USA Elect Director Directors Related Elect Director Timothy Harned 1

FedEx Corporation 21-Sep-20 USA Political Contributions SH-Other/misc. Report on Political Contributions Disclosure 1 Disclosure Ares Capital Corporation 07-Jun-21 USA Elect Director Directors Related Elect Director Michael K. Parks 1

Seaboard Corporation 26-Apr-21 USA Elect Director Directors Related Elect Director Paul M. Squires 1

DuPont de Nemours, Inc. 28-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Square, Inc. 15-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Petroleo Brasileiro SA 22-Jul-20 Brazil Elect Directors (Bundled) Directors Related Elect Directors 1

CytoDyn Inc. 30-Sep-20 USA Elect Director Directors Related Elect Director Jordan G. Naydenov 1

Jumia Technologies AG 11-Mar-21 Germany Approve Qualified Employee Non-Salary Comp. Approve Creation of EUR 88.2 Million Pool of 1 Stock Purchase Plan Capital for Virtual Restricted Stock Unit Program MeiraGTx Holdings Plc 10-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Lord Mendoza 1

Arista Networks, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Andreas Bechtolsheim 1

Arista Networks, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Jayshree Ullal 1

Ryanair Holdings Plc 17-Sep-20 Ireland Elect Director Directors Related Re-elect Michael Cawley as Director 1

Burnham Holdings, Inc. 26-Apr-21 USA Ratify Auditors Routine/Business Ratify Baker Tilly Virchow Krause, LLP as 1 Auditors America Movil SAB de CV 26-Apr-21 Mexico Authorize Board to Ratify and Routine/Business Authorize Board to Ratify and Execute 1 Execute Approved Resolutions Approved Resolutions PDC Energy, Inc. 26-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation

Page 151 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

J. G. Boswell Company 15-Oct-20 USA Elect Director Directors Related Elect Director William K. Doyle 1

PharmaCielo Ltd. 10-Jun-21 Canada Amend Restricted Stock Plan Non-Salary Comp. Amend RSU Plan 1

CoreLogic, Inc. 17-Nov-20 USA Removal of Existing Board SH-Dirs' Related Remove Director Douglas C. Curling 1 Directors Constellation 02-Jun-21 USA Elect Director Directors Related Elect Director Jigar Raythatha 1 Pharmaceuticals, Inc. Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director John Bissell 1

Amarin Corporation plc 13-Jul-20 United Kingdom Elect Director Directors Related Elect Director Joseph S. Zakrzewski 1

Independent Bank Group, Inc. 27-Aug-20 USA Other Business Routine/Business Other Business 1

Tradeweb Markets Inc. 11-May-21 USA Elect Director Directors Related Elect Director Paula Madoff 1

R.R. Donnelley & Sons 20-May-21 USA Elect Director Directors Related Elect Director P. Cody Phipps 1 Company Midwest Energy Emissions 03-Jun-21 USA Elect Director Directors Related Elect Director David M. Kaye 1 Corp. Sage Therapeutics, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Elizabeth (Liz) Barrett 1

Continental Resources, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Harold G. Hamm 1

FS KKR Capital Corp. 15-Jul-20 USA Elect Director Directors Related Elect Director Michael J. Hagan 1

Veltex Corporation 20-Aug-20 USA Elect Director Directors Related Elect Director R. Preston Roberts 1

Sasol Ltd. 20-Nov-20 South Africa Advisory Vote to Ratify Named Non-Salary Comp. Approve Implementation Report of the 1 Executive Remuneration Policy Officers'Compensation Petroleo Brasileiro SA 30-Nov-20 Brazil Amend Articles/Bylaws/Charter Routine/Business Amend Articles and Consolidate Bylaws 1 -- Non-Routine Global Net Lease, Inc. 12-Apr-21 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency ClearBridge MLP and 30-Apr-21 USA Elect Director Directors Related Elect Director Robert D. Agdern 1 Midstream Total Return Fund Inc. Experience Investment Corp. 05-May-21 USA Elect Director Directors Related Elect Director Eric Affeldt 1

Maravai LifeSciences 19-May-21 USA Elect Director Directors Related Elect Director Constantine Mihas 1 Holdings, Inc. Vir Biotechnology, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Robert Nelsen 1

ShotSpotter, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Randall Hawks, Jr. 1

The Tinley Beverage Company 23-Jun-21 Canada Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Inc. Plan BAE Systems Plc 06-May-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation DaVita Inc. 10-Jun-21 USA Political Contributions SH-Other/misc. Report on Political Contributions 1 Disclosure

Page 152 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Seneca Biopharma, Inc. 23-Apr-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Seneca Biopharma, Inc. 23-Apr-21 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock Purchase 1 Stock Purchase Plan Plan Straumann Holding AG 09-Apr-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

Thoma Bravo Advantage 22-Jun-21 Cayman Islands Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Cigna Corporation 28-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent JPMorgan Chase & Co. 18-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman TransDigm Group 18-Mar-21 USA Elect Director Directors Related Elect Director Michael S. Graff 1 Incorporated Bank of America Corporation 20-Apr-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Rocket Companies, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Jay Farner 1

GoodRx Holdings, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Agnes Rey-Giraud 1

MongoDB, Inc. 29-Jun-21 USA Elect Director Directors Related Elect Director Roelof Botha 1

Etsy, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Gary S. Briggs 1

Artisan Partners Asset 02-Jun-21 USA Elect Director Directors Related Elect Director Tench Coxe 1 Management Inc. Guardant Health, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Bahija Jallal 1

Five Star Senior Living Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Donna D. Fraiche 1

Brainstorm Cell Therapeutics 10-Nov-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1 Inc. Ferrari NV 15-Apr-21 Netherlands Elect Director Directors Related Reelect Adam Keswick as Non-Executive 1 Director Vivint Smart Home, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Peter F. Wallace 1 eXp World Holdings, Inc. 17-May-21 USA Elect Director Directors Related Elect Director Eugene Frederick 1

Revolution Medicines, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Elizabeth McKee Anderson 1

LendingTree, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director G. Kennedy Thompson 1

Veolia Environnement SA 22-Apr-21 France Advisory Vote to Ratify Named Non-Salary Comp. Approve Compensation of Antoine Frerot, 1 Executive Chairman and CEO Officers'Compensation Holicity Inc. 30-Jun-21 USA Amend Votes Per Share of Capitalization Amend Votes Per Share of Class B Common 1 Existing Stock Stock GW Pharmaceuticals Plc 23-Apr-21 United Kingdom Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes Spartan Energy Acquisition 28-Oct-20 USA Increase Authorized Preferred Capitalization Increase Authorized Preferred and Common 1 Corp. and Common Stock Stock

Page 153 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Turkiye Garanti Bankasi AS 31-Mar-21 Turkey Miscellaneous Proposal: Routine/Business Receive Information in Accordance to Article 1 Company-Specific 1.3.6 of Capital Market Board Corporate Governance Principles Nuveen Senior Income Fund 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1

RPC, Inc. 27-Apr-21 USA Elect Director Directors Related Elect Director Richard A. Hubbell 1

Biohaven Pharmaceutical 05-May-21 Virgin Isl (UK) Elect Director Directors Related Elect Director Michael T. Heffernan 1 Holding Company Ltd. Experience Investment Corp. 05-May-21 USA Amend Articles/Bylaws/Charter Reorg. and Mergers Adopt Provision on Waiver of Corporate 1 -- Organization-Related Opportunities Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Paula Hansen 1

Corsair Gaming, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Samuel R. Szteinbaum 1

The Pennant Group, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Roderic E. Lewis 1

Digital Media Solutions, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Fernando Borghese 1

U.S. Xpress Enterprises, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Jennifer G. Buckner 1

U.S. Xpress Enterprises, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Dennis A. Nash 1

UroGen Pharma Ltd. 07-Jun-21 Israel Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Helix BioMedix, Inc. 19-Aug-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Natalie Bancroft 1

Ares Management 16-Jun-21 USA Elect Director Directors Related Elect Director Bennett Rosenthal 1 Corporation FLEETCOR Technologies, Inc. 10-Jun-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent The Charles Schwab 13-May-21 USA Declassify the Board of SH-Dirs' Related Declassify the Board of Directors 1 Corporation Directors Amazon.com, Inc. 26-May-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Alibaba Group Holding 30-Sep-20 Cayman Islands Elect Director Directors Related Elect Maggie Wei Wu as Director 1 Limited Chipotle Mexican Grill, Inc. 18-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Beyond Meat, Inc. 19-May-21 USA Elect Director Directors Related Elect Director Ned Segal 1

Grubhub Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Katrina Lake 1

Tesla, Inc. 22-Sep-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Peloton Interactive, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Pamela Thomas-Graham 1

Anheuser-Busch InBev SA/NV 28-Apr-21 Belgium Elect Director Directors Related Reelect Alejandro Santo Domingo Davila as 1 Director

Page 154 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Vaccinex, Inc. 11-May-21 USA Elect Director Directors Related Elect Director Maurice Zauderer 1

Farmers & Merchants Bancorp 30-Jun-21 USA Elect Director Directors Related Elect Director Stephenson K. Green 1

CytoSorbents Corporation 01-Jun-21 USA Elect Director Directors Related Elect Director Al W. Kraus 1

Allegiance Bancshares, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director Steven F. Retzloff 1

ITT Inc. 19-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 - Call Special Meetings to Call Special Meeting Eaton Vance Enhanced Equity 15-Apr-21 USA Elect Director Directors Related Elect Director Susan J. Sutherland 1 Income Fund II BeiGene, Ltd. 16-Jun-21 Cayman Islands Company-Specific Non-Salary Comp. Approve Grant of Restricted Shares Unit to 1 Compensation-Related Other Non-Executive and Independent Non-Executive Directors TerraForm Power, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Richard Legault 1

Yandex NV 29-Oct-20 Netherlands Authorize Share Repurchase Capitalization Authorize Repurchase of Up to 20 Percent of 1 Program Issued Share Capital Coty Inc. 03-Nov-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Sealed Air Corporation 18-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation CoreLogic, Inc. 17-Nov-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Martina Lewis Bradford 1

Constellation 02-Jun-21 USA Elect Director Directors Related Elect Director Scott N. Braunstein 1 Pharmaceuticals, Inc. PJT Partners Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Kenneth C. Whitney 1

Dropbox, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Andrew W. Houston 1

Hennessy Capital Acquisition 21-Dec-20 USA Increase Authorized Preferred Capitalization Increase Authorized Preferred and Common 1 Corp. IV and Common Stock Stock Beyond Air, Inc. 04-Mar-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Yelp Inc. 03-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Accelerate Diagnostics, Inc. 07-May-21 USA Elect Director Directors Related Elect Director Thomas D. Brown 1

AMC Entertainment Holdings, 29-Jul-20 USA Elect Director Directors Related Elect Director Maojun (John) Zeng 1 Inc. Apollo Investment 11-Aug-20 USA Elect Director Directors Related Elect Director Frank C. Puleo 1 Corporation Workhorse Group Inc. 21-Sep-20 USA Elect Director Directors Related Elect Director H. Benjamin Samuels 1

Nordic American Tankers 18-Dec-20 Bermuda Elect Director Directors Related Elect Director James Kelly 1 Limited Eaton Vance Tax-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director Cynthia E. Frost 1 Global Buy-Write Opportunities Fund

Page 155 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Putnam Premier Income Trust 20-Apr-21 USA Elect Director Directors Related Elect Director Kenneth R. Leibler 1

Vesper Healthcare Acquisition 29-Apr-21 USA Elect Director Directors Related Elect Director Michelle Kerrick 1 Corp. Fortress Value Acquisition 15-Jun-21 USA Approve Issuance of Shares for Capitalization Approve Issuance of Shares for a Private 1 Corp. II a Private Placement Placement Opendoor Technologies, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Cipora Herman 1

Loews Corporation 11-May-21 USA Elect Director Directors Related Elect Director Walter L. Harris 1

Falcon Capital Acquisition 29-Jun-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corp. Amazon.com, Inc. 26-May-21 USA Miscellaneous Proposal -- Social Proposal Report on Board Oversight of Risks Related to 1 Environmental & Social Anti-Competitive Practices Berkshire Hathaway Inc. 01-May-21 USA Elect Director Directors Related Elect Director Walter Scott, Jr. 1

Hilton Worldwide Holdings 19-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers' Compensation Officers'Compensation Merck & Co., Inc. 25-May-21 USA Review Drug Pricing or SH-Health/Environ. Report on Access to COVID-19 Products 1 Distribution Sunrun Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Gerald Risk 1

Discovery, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Robert R. Beck 1

Anheuser-Busch InBev SA/NV 28-Apr-21 Belgium Authorize Share Repurchase Capitalization Authorize Repurchase of Up to 20 Percent of 1 Program Issued Share Capital Motorola Solutions, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Egon P. Durban 1

Epizyme, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Kevin T. Conroy 1

Allegiance Bancshares, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director Ramon A. Vitulli, III 1

Affiliated Managers Group, 09-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers' Compensation Officers'Compensation Veeva Systems Inc. 23-Jun-21 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency The Trade Desk, Inc. 22-Dec-20 USA Company Specific- Directors Related Provide that Class A Common Stock Will Be 1 -Board-Related Entitled to Elect One Director if the Total Number of Directors is Eight or Fewer or Two Directors if the Total Number of Directors is Nine or Greater Nuveen Intermediate Duration 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Quality Municipal Term Fund Marathon Petroleum 28-Apr-21 USA Limit/Prohibit Accelerated SH-Compensation Limit Accelerated Vesting of Equity Awards 1 Corporation Vesting of Awards Upon a Change in Control Ball Corporation 28-Apr-21 USA Elect Director Directors Related Elect Director Michael J. Cave 1

Ball Corporation 28-Apr-21 USA Elect Director Directors Related Elect Director Pedro Henrique Mariani 1

Page 156 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

PharmaCielo Ltd. 10-Jun-21 Canada Approve/Amend Deferred Share Non-Salary Comp. Approve Additional Amendments to DSU Plan 1 Bonus Plan CRISPR Therapeutics AG 10-Jun-21 Switzerland Approve Remuneration of Non-Salary Comp. Approve Remuneration of Executive Committee 1 Executive Directors and/or in the Amount of USD 3,514,207 Non-Executive Directors CRISPR Therapeutics AG 10-Jun-21 Switzerland Approve Qualified Employee Non-Salary Comp. Approve Increase in Conditional Share Capital 1 Stock Purchase Plan for Employee Equity Plans Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Benno O. Dorer 1

Southwestern Energy 18-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Company - Call Special Meetings to Call Special Meeting Nuveen Credit Strategies 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 Income Fund KemPharm, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Matthew R. Plooster 1

AMC Entertainment Holdings, 29-Jul-20 USA Elect Director Directors Related Elect Director Howard W. "Hawk" Koch 1 Inc. Piedmont Lithium Limited 25-Nov-20 Australia Elect Director Directors Related Elect Jorge Beristain as Director 1

Eaton Vance Risk-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director Susan J. Sutherland 1 Diversified Equity Income Fund Barnwell Industries, Inc. 20-Apr-21 USA Elect Director Directors Related Elect Director Bradley M. Tirpak 1

Experience Investment Corp. 05-May-21 USA Company Specific - Equity Capitalization Increase Authorized Class A Common Stock 1 Related and Preferred Stock and Eliminate Class B Common Stock Experience Investment Corp. 05-May-21 USA Approve Issuance of Shares for Capitalization Approve Issuance of Shares in Connection with 1 a Private Placement the Business Combination The Gap, Inc. 11-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation The Mosaic Company 20-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Piper Sandler Companies 21-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Ascendis Pharma A/S 28-May-21 Denmark Approve Executive Share Option Non-Salary Comp. Approve Warrant Plan 1 Plan Progyny, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Jeff Park 1

FinServ Acquisition Corp. 07-Jun-21 USA Adopt the Jurisdiction of Routine/Business Adopt the Jurisdiction of Incorporation as the 1 Incorporation as the Exclusive Exclusive Forum for Internal Corporate Claims Forum for Certain Disputes VBI Vaccines Inc. 09-Jun-21 Canada Elect Director Directors Related Elect Director Steven Gillis 1

Page 157 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Daseke, Inc. 18-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Neo Lithium Corp. 25-Jun-21 Canada Elect Director Directors Related Elect Director Waldo A. Perez 1

Repay Holdings Corporation 05-Aug-20 USA Elect Director Directors Related Elect Director Shaler Alias 1

K12 Inc. 15-Dec-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Gladstone Land Corporation 13-May-21 USA Elect Director Directors Related Elect Director Anthony W. Parker 1

Aptiv PLC 30-Apr-21 Jersey Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Texas Instruments 22-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Incorporated Consent Amazon.com, Inc. 26-May-21 USA Gender Pay Gap SH-Other/misc. Report on Gender/Racial Pay Gap 1

NetApp, Inc. 10-Sep-20 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent CytoDyn Inc. 30-Sep-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Jumia Technologies AG 11-Mar-21 Germany Authorize Issuance of Capitalization Approve Issuance of Warrants/Bonds with 1 Warrants/Bonds with Warrants Warrants Attached/Convertible Bonds without Attached/Convertible Bonds Preemptive Rights up to Aggregate Nominal without Preemptive Rights Amount of EUR 600 Million; Approve Creation of EUR 77.2 Million Pool of Capital to Guarantee Conversion Rights H&E Equipment Services, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Lawrence C. Karlson 1

Liberty Broadband 26-May-21 USA Require a Majority Vote for the SH-Dirs' Related Require a Majority Vote for the Election of 1 Corporation Election of Directors Directors Silvergate Capital Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Thomas C. Dircks 1

Acreage Holdings, Inc. 23-Jul-20 Canada Elect Director Directors Related Elect Director Kevin P. Murphy 1

TerraForm Power, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Brian Lawson 1

Coty Inc. 03-Nov-20 USA Elect Director Directors Related Elect Director Johannes Huth 1

Liberty Latin America Ltd. 12-May-21 Bermuda Elect Director Directors Related Elect Director Balan Nair 1

R1 RCM Inc. 20-May-21 USA Elect Director Directors Related Elect Director Neal Moszkowski 1

Datadog, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Michael Callahan 1

Cryo-Cell International, Inc. 22-Sep-20 USA Other Business Routine/Business Other Business 1

DNP Select Income Fund Inc. 08-Mar-21 USA Elect Director Directors Related Elect Director Eileen A. Moran 1

CNH Industrial NV 15-Apr-21 Netherlands Elect Director Directors Related Reelect Vagn Sorensen as Non-Executive 1 Director

Page 158 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Landcadia Holdings II, Inc. 29-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Vote Requirement for Amend Charter Amendments CRISPR Therapeutics AG 10-Jun-21 Switzerland Elect Director Directors Related Reelect Director Ali Behbahani 1

The RMR Group Inc. 11-Mar-21 USA Elect Director Directors Related Elect Director Ann Logan 1

Rite Aid Corporation 08-Jul-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Lazard Ltd 29-Apr-21 Bermuda Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

GFL Environmental Inc. 19-May-21 Canada Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote on Executive Compensation 1 Executive Approach Officers'Compensation OneMain Holdings, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Douglas H. Shulman 1

Mitsubishi UFJ Financial 29-Jun-21 Japan Elect Director Directors Related Elect Director Nomoto, Hirofumi 1 Group, Inc. Ennis, Inc. 16-Jul-20 USA Elect Director Directors Related Elect Director Gary S. Mozina 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Gilberto Perezalonso Cifuentes 1

India Globalization Capital, 11-Jan-21 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Inc. Frequency Putnam Premier Income Trust 20-Apr-21 USA Elect Director Directors Related Elect Director George Putnam, III 1

Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Sindhu Gangadharan 1

Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Ryan Smith 1

Jumia Technologies AG 09-Jun-21 Germany Authorize Issuance of Capitalization Approve Issuance of Warrants/Bonds with 1 Warrants/Bonds with Warrants Warrants Attached/Convertible Bonds without Attached/Convertible Bonds Preemptive Rights up to Aggregate Nominal without Preemptive Rights Amount of EUR 600 Million; Approve Creation of EUR 89.8 Million Pool of Capital to Guarantee Conversion Rights Castle Biosciences, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Daniel M. Bradbury 1

GrowGeneration, Corp. 24-Jun-21 USA Elect Director Directors Related Elect Director Paul Ciasullo 1

Switchback Energy Acquisition 25-Feb-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement for 1 Corporation Vote Requirement for Removal Removal of Directors of Directors PAVmed Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director James L. Cox 1

SunPower Corporation 13-May-21 USA Elect Director Directors Related Elect Director Denis Toulouse 1

Oracle Corporation 04-Nov-20 USA Gender Pay Gap SH-Other/misc. Report on Gender Pay Gap 1

The Walt Disney Company 09-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation

Page 159 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Honeywell International Inc. 21-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Alphabet Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Robin L. Washington 1

Chevron Corporation 26-May-21 USA Report on Climate Change SH-Health/Environ. Report on Impacts of Net Zero 2050 Scenario 1

Anaplan, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Suresh Vasudevan 1

Advantage Solutions Inc. 26-May-21 USA Elect Director Directors Related Elect Director Timothy J. Flynn 1

DocuSign, Inc. 28-May-21 USA Elect Director Directors Related Elect Director Inhi Cho Suh 1

BlackBerry Limited 23-Jun-21 Canada Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Adaptive Biotechnologies 11-Jun-21 USA Elect Director Directors Related Elect Director Michelle Griffin 1 Corporation Coca-Cola Europacific 26-May-21 United Kingdom Elect Director Directors Related Re-elect Mario Rotllant Sola as Director 1 Partners plc Lemonade, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Daniel Schreiber 1

Fire & Flower Holdings Corp. 09-Jun-21 Canada Elect Director Directors Related Elect Director Harvey Shapiro 1

GreenSky, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Joel Babbit 1

Five9, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Michael Burdiek 1

Paycom Software, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Robert J. Levenson 1

Avalon GloboCare Corp. 04-Aug-20 USA Elect Director Directors Related Elect Director Steven A. Sanders 1

Isoray, Inc. 08-Dec-20 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency ZIOPHARM Oncology, Inc. 15-Dec-20 USA Elect Director (Dissident) SH-Dirs' Related Consent to Elect Robert Postma as Director 1

CF Finance Acquisition Corp. 05-Mar-21 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1 II Global Net Lease, Inc. 12-Apr-21 USA Elect Director Directors Related Elect Director Abby M. Wenzel 1

Eaton Vance New York 16-Apr-21 USA Elect Director Directors Related Elect Director George J. Gorman 1 Municipal Income Trust Experience Investment Corp. 05-May-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

National HealthCare 06-May-21 USA Elect Director Directors Related Elect Director J. Paul Abernathy 1 Corporation Highlands REIT, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Jeffrey L. Shekell 1

Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Jose Sainz Armada 1

Altus Midstream Company 03-Jun-21 USA Elect Director Directors Related Elect Director Clay Bretches 1

VBI Vaccines Inc. 09-Jun-21 Canada Elect Director Directors Related Elect Director Damian Braga 1

Repay Holdings Corporation 05-Aug-20 USA Elect Director Directors Related Elect Director Paul R. Garcia 1

Synopsys, Inc. 08-Apr-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 - Call Special Meetings to Call Special Meeting

Page 160 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

The Procter & Gamble 13-Oct-20 USA Community -Environment SH-Health/Environ. Report on Efforts to Eliminate Deforestation 1 Company Impact AmerisourceBergen 11-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Corporation Executive Officers' Compensation Officers'Compensation MongoDB, Inc. 29-Jun-21 USA Elect Director Directors Related Elect Director Dev Ittycheria 1

International Business 27-Apr-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Machines Corporation Chairman W. R. Berkley Corporation 15-Jun-21 USA Elect Director Directors Related Elect Director Mark E. Brockbank 1

Santa Cruz County Bank 18-Aug-20 USA Elect Director Directors Related Elect Director David V. Heald 1

Peloton Interactive, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Howard Draft 1

Telefonica SA 22-Apr-21 Spain Elect Director Directors Related Reelect Jose Maria Alvarez-Pallete Lopez as 1 Director Farmers & Merchants Bancorp 30-Jun-21 USA Elect Director Directors Related Elect Director Kent A. Steinwert 1

Farmers & Merchants Bancorp 30-Jun-21 USA Elect Director Directors Related Elect Director Terrence A. Young 1

Artisan Partners Asset 02-Jun-21 USA Elect Director Directors Related Elect Director Jeffrey A. Joerres 1 Management Inc. Celcuity Inc. 12-May-21 USA Elect Director Directors Related Elect Director Lance G. Laing 1

Cracker Barrel Old Country 19-Nov-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Store, Inc. Executive Officers' Compensation Officers'Compensation Eaton Vance Enhanced Equity 15-Apr-21 USA Elect Director Directors Related Elect Director William H. Park 1 Income Fund II IQVIA Holdings Inc. 13-Apr-21 USA Elect Director Directors Related Elect Director Todd B. Sisitsky 1

XPO Logistics, Inc. 11-May-21 USA Limit/Prohibit Accelerated SH-Compensation Limit Accelerated Vesting of Equity Awards 1 Vesting of Awards Upon a Change in Control Regeneron Pharmaceuticals, 11-Jun-21 USA Elect Director Directors Related Elect Director Marc Tessier-Lavigne 1 Inc. Yandex NV 28-Jun-21 Netherlands Authorize Share Repurchase Capitalization Authorize Repurchase of Up to 20 Percent of 1 Program Issued Share Capital J. G. Boswell Company 15-Oct-20 USA Elect Director Directors Related Elect Director Charles L. Harrington 1

BYD Company Limited 08-Jun-21 China Approve/Amend Loan Guarantee Reorg. and Mergers Approve Provision of Guarantee by the Group 1 to Subsidiary Trine Acquisition Corp. 08-Dec-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Northern Star Acquisition 28-May-21 USA Elect Director Directors Related Elect Director Matt Meeker 1 Corp. Xebec Adsorption Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Sara Elford 1

Puma Biotechnology, Inc. 15-Jun-21 USA Company Specific - Equity Capitalization Approve Auerbach Warrant Amendment to 1 Related Extend the Terms of the Warrant Issued to Alan H. Auerbach

Page 161 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Holicity Inc. 30-Jun-21 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock Purchase 1 Stock Purchase Plan Plan Madison Square Garden 10-Dec-20 USA Elect Director Directors Related Elect Director Frederic V. Salerno 1 Entertainment Corp. India Globalization Capital, 11-Jan-21 USA Elect Director Directors Related Elect Director John E. Lynch 1 Inc. Golden Nugget Online 10-Jun-21 USA Elect Director Directors Related Elect Director Tilman J. Fertitta 1 Gaming, Inc. Fortress Value Acquisition 15-Jun-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Corp. II Vote Requirement for Amend Certificate of Incorporation Amendments Seres Therapeutics, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Paul R. Biondi 1

SYNNEX Corporation 30-Jun-21 USA Amend Articles/Bylaws/Charter Reorg. and Mergers Amend Certificate of Incorporation to Waive 1 -- Organization-Related Corporate Opportunity Doctrine Ideal Power Inc. 16-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Bryn Mawr Bank Corporation 10-Jun-21 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes Utah Medical Products, Inc. 07-Aug-20 USA Elect Director Directors Related Elect Director Ernst G. Hoyer 1

ADT Inc. 26-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Trinseo S.A. 14-Jun-21 Luxembourg Company Specific - Equity Capitalization Approve Changes in Share Capital 1 Related Amazon.com, Inc. 26-May-21 USA Miscellaneous Proposal -- Social Proposal Report on Customers' Use of its Surveillance 1 Environmental & Social and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations Tapestry, Inc. 05-Nov-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Zscaler, Inc. 06-Jan-21 USA Elect Director Directors Related Elect Director Amit Sinha 1

Alcon Inc. 28-Apr-21 Switzerland Elect Director Directors Related Reelect Keith Grossman as Director 1

The Goldman Sachs Group, 29-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1 Inc. The Goldman Sachs Group, 29-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Inc. Consent Berkshire Hathaway Inc. 01-May-21 USA Report on Climate Change SH-Health/Environ. Report on Climate-Related Risks and 1 Opportunities Walmart Inc. 02-Jun-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Charter Communications, Inc. 27-Apr-21 USA Elect Director Directors Related Elect Director Mauricio Ramos 1

Norfolk Southern Corporation 13-May-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Trilogy Metals Inc. 19-May-21 Canada Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Page 162 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Discovery, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director J. David Wargo 1

Anheuser-Busch InBev SA/NV 28-Apr-21 Belgium Approve Remuneration Policy Non-Salary Comp. Approve Remuneration policy 1

Six Flags Entertainment 05-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Corporation Executive Officers' Compensation Officers'Compensation PNM Resources, Inc. 11-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation The Allstate Corporation 25-May-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director William D. Ellis 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Paul Liberman 1

DraftKings Inc. 28-Apr-21 USA Other Business Routine/Business Other Business 1

Agile Therapeutics, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director James P. Tursi 1

Alexandria Real Estate 18-May-21 USA Elect Director Directors Related Elect Director James P. Cain 1 Equities, Inc. The Trade Desk, Inc. 22-Dec-20 USA Provide Right to Call Special Antitakeover Related Provide Right to Call Special Meeting 1 Meeting China Rapid Finance Limited 17-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Yandai Wang 1

KushCo Holdings, Inc. 28-Jan-21 USA Elect Director Directors Related Elect Director Donald Hunter 1

Fire & Flower Holdings Corp. 09-Jun-21 Canada Elect Director Directors Related Elect Director Stephane Trudel 1

Vroom, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Laura G. O'Shaughnessy 1

Clarivate Plc 06-May-21 Jersey Authorize Share Repurchase Capitalization Authorise Market Purchase of Ordinary Shares 1 Program from Any Wholly Owned Subsidiary Green Dot Corporation 27-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Kelso Technologies Inc. 03-Jun-21 Canada Elect Director Directors Related Elect Director Peter R. Hughes 1

Wingstop Inc. 27-May-21 USA Elect Director Directors Related Elect Director Kilandigalu (Kay) M. Madati 1

Sage Therapeutics, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Geno Germano 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Oscar Gonzalez Rocha 1

BNY Mellon High Yield 11-Aug-20 USA Elect Director Directors Related Elect Director Kenneth A. Himmel 1 Strategies Fund Telecom Argentina SA 28-Apr-21 Argentina Elect Alternate/Deputy Directors Directors Related Elect Alternate Directors 1

Jounce Therapeutics, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director J. Duncan Higgons 1

ASE Technology Holding Co., 22-Jun-21 Taiwan Elect Director (Cumulative Directors Related Elect RAYMOND LO, a Representative of ASE 1 Ltd. Voting or More Nominees Than ENTERPRISES LTD., with SHAREHOLDER Board Seats) NO.00000001, as Non-independent Director Nuveen Preferred and Income 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Term Fund

Page 163 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

2U, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Robert M. Stavis 1

Health Catalyst, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Daniel Burton 1

Recruit Holdings Co., Ltd. 17-Jun-21 Japan Approve Restricted Stock Plan Non-Salary Comp. Approve Trust-Type Equity Compensation Plan 1

Star Peak Energy Transition 27-Apr-21 USA Amend Articles/Bylaws/Charter Reorg. and Mergers Adopt Provision on Waiver of Corporate 1 Corp. -- Organization-Related Opportunities Intercontinental Exchange, 14-May-21 USA Reduce Supermajority Vote SH-Corp Governance Adopt Simple Majority Vote 1 Inc. Requirement Stryker Corporation 05-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Provide Right to Call A Special Meeting 1 - Call Special Meetings CryoPort, Inc. 30-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Fisker, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Roderick K. Randall 1

Agile Therapeutics, Inc. 08-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Tootsie Roll Industries, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Paula M. Wardynski 1

Liberty Global plc 16-Jun-21 United Kingdom Elect Director Directors Related Elect Director Michael T. Fries 1

Nuveen Emerging Markets 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Debt 2022 Target Term Fund BorgWarner Inc. 28-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Consent to Request Action by Written Consent Liberty Latin America Ltd. 12-May-21 Bermuda Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Fire & Flower Holdings Corp. 09-Jun-21 Canada Elect Director Directors Related Elect Director Trevor Fencott 1

Nuveen NASDAQ 100 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Dynamic Overwrite Fund Alussa Energy Acquisition 30-Jun-21 Cayman Islands Approve Issuance of Shares for Capitalization Approve Issuance of Shares for a Private 1 Corp. a Private Placement Placement Goosehead Insurance, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Robyn Jones 1

Mirati Therapeutics, Inc. 12-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Credit Acceptance 15-Jul-20 USA Elect Director Directors Related Elect Director Scott J. Vassalluzzo 1 Corporation Canada Goose Holdings Inc. 12-Aug-20 Canada Elect Director Directors Related Elect Director Ryan Cotton 1

Workhorse Group Inc. 21-Sep-20 USA Elect Director Directors Related Elect Director Michael L. Clark 1

CF Finance Acquisition Corp. 05-Mar-21 USA Amend Articles/Bylaws/Charter Routine/Business Eliminate Blank Check Company Provisions 1 II -- Non-Routine Vesper Healthcare Acquisition 29-Apr-21 USA Amend Articles/Bylaws/Charter Routine/Business Opt Out of Section 203 of the DGCL 1 Corp. -- Non-Routine

Page 164 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Nordstrom, Inc. 19-May-21 USA Elect Director Directors Related Elect Director Mark J. Tritton 1

GoDaddy Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Herald Y. Chen 1

GoDaddy Inc. 02-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation BigCommerce Holdings, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Brent Bellm 1

SFL Corporation Ltd. 31-Aug-20 Bermuda Elect Director Directors Related Elect Director Kathrine Fredriksen 1

Switchback Energy Acquisition 25-Feb-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Corporation Vote Requirement for Amend Bylaws Amendments Clearside Biomedical, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Nancy J. Hutson 1

Novus Capital Corporation 29-Jan-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Vote Requirement for Amend Charter and Bylaws Amendments TripAdvisor, Inc. 08-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

PAE, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director John P. Hendrickson 1

Hims & Hers Health, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Jules Maltz 1

IHS Markit Ltd. 11-Mar-21 Bermuda Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes Thermo Fisher Scientific Inc. 19-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Provide Right to Call A Special Meeting 1 - Call Special Meetings Bank of America Corporation 20-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Intel Corporation 13-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Shopify Inc. 26-May-21 Canada Amend Executive Share Option Non-Salary Comp. Re-approve Stock Option Plan 1 Plan Appian Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Michael G. Devine 1

DoorDash, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Tony Xu 1

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Steven G. Bradshaw 1

Nucor Corporation 13-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director April Box 1

Liberty Broadband 26-May-21 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Corporation Frequency CrowdStrike Holdings, Inc. 06-Jul-20 USA Elect Director Directors Related Elect Director Joseph E. Sexton 1

Liberty Global plc 16-Jun-21 United Kingdom Elect Director Directors Related Elect Director Paul A. Gould 1

Page 165 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Coty Inc. 03-Nov-20 USA Elect Director Directors Related Elect Director Beatrice Ballini 1

Apollo Commercial Real 08-Jun-21 USA Elect Director Directors Related Elect Director Michael E. Salvati 1 Estate Finance, Inc. 3D Systems Corporation 18-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 - Call Special Meetings to Call Special Meeting ViacomCBS Inc. 25-May-21 USA Adopt Proxy Access Right SH-Dirs' Related Adopt Proxy Access Right 1

GAMCO Investors, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Mario J. Gabelli 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

XL Fleet Corp. 26-May-21 USA Elect Director Directors Related Elect Director Sarah Sclarsic 1

Alussa Energy Acquisition 30-Jun-21 Cayman Islands Adjourn Meeting Antitakeover Related Adjourn Meeting 1 Corp. LendingTree, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Steve Ozonian 1

Simulations Plus, Inc. 25-Feb-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Ennis, Inc. 16-Jul-20 USA Elect Director Directors Related Elect Director Keith S. Walters 1

Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Amend Articles/Charter Capitalization Amend Article 7 Re: Capital Related 1 Equity-Related Sorrento Therapeutics, Inc. 16-Oct-20 USA Elect Director Directors Related Elect Director Dorman Followwill 1

CF Finance Acquisition Corp. 05-Mar-21 USA Eliminate Preemptive Rights Capitalization Eliminate Preemptive Rights 1 II Telecom Argentina SA 28-Apr-21 Argentina Fix Number of Directors and/or Directors Related Fix Number of Directors 1 Auditors Inspire Medical Systems, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Casey M. Tansey 1

Bandwidth Inc. 20-May-21 USA Elect Director Directors Related Elect Director Lukas M. Roush 1

VBI Vaccines Inc. 09-Jun-21 Canada Elect Director Directors Related Elect Director Michel De Wilde 1

Jumia Technologies AG 09-Jun-21 Germany Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1

GrowGeneration, Corp. 24-Jun-21 USA Elect Director Directors Related Elect Director Stephen Aiello 1

Obalon Therapeutics, Inc. 16-Sep-20 USA Elect Director Directors Related Elect Director Douglas Fisher 1

Coca-Cola Consolidated, Inc. 11-May-21 USA Elect Director Directors Related Elect Director J. Frank Harrison, III 1

Helix BioMedix, Inc. 19-Aug-20 USA Elect Director Directors Related Elect Director Lawrence Blake Jones 1

News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Robert J. Thomson 1

News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Masroor Siddiqui 1

SoftBank Group Corp. 23-Jun-21 Japan Appoint Internal Statutory Directors Related Appoint Statutory Auditor Nakata, Yuji 1 Auditor(s) [and Approve Auditor's/Auditors' Remuneration] CoStar Group, Inc. 02-Jun-21 USA Reduce Supermajority Vote SH-Corp Governance Eliminate Supermajority Vote Requirement 1 Requirement

Page 166 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

The Charles Schwab 13-May-21 USA Elect Director Directors Related Elect Director Mark A. Goldfarb 1 Corporation T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Christian P. Illek 1

Eli Lilly and Company 03-May-21 USA Elect Director Directors Related Elect Director Jackson P. Tai 1

ConocoPhillips 11-May-21 USA GHG Emissions SH-Health/Environ. Emission Reduction Targets 1

NextEra Energy, Inc. 20-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent SolarEdge Technologies, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Avery More 1

Walmart Inc. 02-Jun-21 USA Company-Specific -- SH-Other/misc. Approve Creation of a Pandemic Workforce 1 Shareholder Miscellaneous Advisory Council MongoDB, Inc. 29-Jun-21 USA Elect Director Directors Related Elect Director John McMahon 1

Broadcom Inc. 05-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

American Express Company 04-May-21 USA Report on EEO SH-Other/misc. Publish Annually a Report Assessing Diversity, 1 Equity, and Inclusion Efforts Electronic Arts Inc. 06-Aug-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Motorola Solutions, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Gregory K. Mondre 1

Advance Auto Parts, Inc. 26-May-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Netflix, Inc. 03-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation VSE Corporation 05-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Celcuity Inc. 12-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Eaton Vance Enhanced Equity 15-Apr-21 USA Elect Director Directors Related Elect Director Helen Frame Peters 1 Income Fund II Grupo Aeroportuario del 27-Apr-21 Mexico Elect Director Directors Related Elect or Ratify Director of Series B 1 Pacifico SAB de CV Shareholders and Member of Nominations and Compensation Committee DTE Energy Company 20-May-21 USA Political Contributions SH-Other/misc. Report on Political Contributions 1 Disclosure Yandex NV 29-Oct-20 Netherlands Approve Issuance of Equity or Capitalization Grant Board Authority to Issue Class A Shares 1 Equity-Linked Securities with or without Preemptive Rights Prospect Capital Corporation 02-Dec-20 USA Elect Director Directors Related Elect Director William J. Gremp 1

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Geo. Garvin Brown, IV 1

Nikola Corporation 30-Jun-21 USA Elect Director Directors Related Elect Director Jeffrey W. Ubben 1

The RMR Group Inc. 11-Mar-21 USA Elect Director Directors Related Elect Director Walter C. Watkins, Jr. 1

Page 167 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Senior Plc 23-Apr-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation ContextLogic, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Ari Emanuel 1

Newell Brands Inc. 05-May-21 USA Elect Director Directors Related Elect Director Gerardo I. Lopez 1

Mind Medicine (MindMed) Inc. 27-May-21 Canada Approve/Amend Bundled Non-Salary Comp. Amend Stock Option Plan and Performance and 1 Remuneration Plans Restricted Share Unit Plan LendingTree, Inc. 09-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Nano Dimension Ltd. 25-May-21 Israel Authorize Board Chairman to Directors Related Authorize Yoav Stern to Serve as both Board 1 Serve as CEO Chairman and CEO Clearway Energy, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Scott Stanley 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Rafael Mac Gregor Anciola 1

Veltex Corporation 20-Aug-20 USA Elect Director Directors Related Elect Director Andreas Mauritzson 1

Madison Square Garden 10-Dec-20 USA Elect Director Directors Related Elect Director Joseph J. Lhota 1 Entertainment Corp. CF Finance Acquisition Corp. 05-Mar-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 II Vote Requirement for Adopt, Amend, Repeal or Alter Bylaws Amendments POSCO 12-Mar-21 South Korea Elect Director Directors Related Elect Kim Hag-dong as Inside Director 1

F.N.B. Corporation 11-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Vir Biotechnology, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Robert Perez 1

Dare Bioscience, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Susan L. Kelley 1

Switchback Energy Acquisition 25-Feb-21 USA Amend Articles/Bylaws/Charter Routine/Business Approve All Other Proposed Changes 1 Corporation -- Non-Routine ASE Technology Holding Co., 22-Jun-21 Taiwan Elect Director (Cumulative Directors Related Elect JOSEPH TUNG, a Representative of ASE 1 Ltd. Voting or More Nominees Than ENTERPRISES LTD., with SHAREHOLDER Board Seats) NO.00000001, as Non-independent Director NVR, Inc. 05-May-21 USA Elect Director Directors Related Elect Director Thomas D. Eckert 1

Health Catalyst, Inc. 10-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Five Below, Inc. 15-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Las Vegas Sands Corp. 13-May-21 USA Elect Director Directors Related Elect Director Micheline Chau 1

The Western Union Company 14-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Chubb Limited 20-May-21 Switzerland Elect Board Directors Related Elect Evan G. Greenberg as Board Chairman 1 Chairman/Vice-Chairman

Page 168 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

GoodRx Holdings, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Douglas Hirsch 1

Constellation Software Inc. 05-Aug-20 Canada Elect Director Directors Related Elect Director Barry Symons 1

International Business 27-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Machines Corporation Executive Officers' Compensation Officers'Compensation Baxter International Inc. 04-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Social Capital Hedosophia 27-May-21 Cayman Islands Company Specific - Equity Capitalization Approve Issuance of Preferred Stock 1 Holdings Corp. V Related BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Douglas D. Hawthorne 1

Morningstar, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Cheryl Francis 1

British American Tobacco plc 28-Apr-21 United Kingdom Elect Director Directors Related Re-elect Jeremy Fowden as Director 1

General Motors Company 14-Jun-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent The Trade Desk, Inc. 22-Dec-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Carvana Co. 03-May-21 USA Elect Director Directors Related Elect Director Ira Platt 1

Expedia Group, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Craig Jacobson 1

China Rapid Finance Limited 17-Jul-20 Cayman Islands Amend Articles/Bylaws/Charter Routine/Business Amend Articles Re: Change Company Name to 1 -- Non-Routine SOS Limited and Removal of Voting Restrictions on Share Rights Landcadia Holdings II, Inc. 29-Dec-20 USA Provide Right to Act by Written Antitakeover Related Provide Right to Act by Written Consent 1 Consent Camping World Holdings, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Brent L. Moody 1

Vital Farms, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Brent Drever 1

Hennessy Capital Acquisition 21-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Corp. IV Vote Requirement for Amend or Repeal Bylaws Amendments Foley Trasimene Acquisition 25-Mar-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corp. II Nuveen Preferred & Income 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Securities Fund Midland States Bancorp, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Jeffrey G. Ludwig 1

Black Diamond Therapeutics, 18-Jun-21 USA Elect Director Directors Related Elect Director Alexander Mayweg 1 Inc. Stereotaxis, Inc. 20-May-21 USA Approve Share Plan Grant Non-Salary Comp. Approve Grant of Shares of Common Stock 1 Pursuant to the CEO Performance Share Unit Award Agreement Mitsubishi UFJ Financial 29-Jun-21 Japan Amend Ordinary Business Items SH-Routine/Business Amend Articles to Add Provision on Early 1 Group, Inc. Submission of Annual Yuho Securities Report Sorrento Therapeutics, Inc. 16-Oct-20 USA Elect Director Directors Related Elect Director Yue Alexander Wu 1

Page 169 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Piedmont Lithium Limited 25-Nov-20 Australia Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation Nordic American Tankers 18-Dec-20 Bermuda Elect Director Directors Related Elect Director Herbjorn Hansson 1 Limited First Trust MLP and Energy 26-Apr-21 USA Elect Director Directors Related Elect Director Richard E. Erickson 1 Income Fund Whitestone REIT 13-May-21 USA Elect Director Directors Related Elect Director Jeffrey A. Jones 1

AppFolio, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Timothy Bliss 1

Seritage Growth Properties 20-May-21 USA Elect Director Directors Related Elect Director Allison L. Thrush 1

Duluth Holdings Inc. 27-May-21 USA Elect Director Directors Related Elect Director Stephen L. Schlecht 1

B. Riley Financial, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Robert D'Agostino 1

Altus Midstream Company 03-Jun-21 USA Elect Director Directors Related Elect Director Jon W. Sauer 1

Great Elm Capital Corp. 04-Jun-21 USA Elect Director Directors Related Elect Director Randall Revell Horsey 1

Getty Realty Corp. 27-Apr-21 USA Elect Director Directors Related Elect Director Howard B. Safenowitz 1

Switchback Energy Acquisition 25-Feb-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Corporation Vote Requirement for Amend Charter Amendments HollyFrontier Corporation 12-May-21 USA Amend Vote Requirements to SH-Dirs' Related Adopt Simple Majority Vote 1 Amend Articles/Bylaws/Charter Orange SA 18-May-21 France Allow Board to Use All Antitakeover Related Allow Board to Use Delegations under Item 19 1 Outstanding Capital Above in the Event of a Public Tender Offer Authorizations in the Event of a Public Tender Offer or Share Exchange Offer Ubisoft Entertainment SA 02-Jul-20 France Amend Articles/Bylaws/Charter Routine/Business Delegate Powers to the Board to Amend 1 -- Non-Routine Bylaws to Comply with Legal Changes LVMH Moet Hennessy Louis 15-Apr-21 France Approve Issuance of Shares for Capitalization Approve Issuance of Equity or Equity-Linked 1 Vuitton SE a Private Placement Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million Hexagon AB 29-Apr-21 Sweden Elect Director Directors Related Reelect Gun Nilsson as Director 1

Hexagon AB 29-Apr-21 Sweden Elect Board Directors Related Reelect Gun Nilsson as Board Chairman 1 Chairman/Vice-Chairman Box, Inc. 15-Jul-20 USA Elect Director Directors Related Elect Director Sue Barsamian 1

Abbott Laboratories 23-Apr-21 USA Labor Issues - Discrimination SH-Other/misc. Report on Racial Justice 1 and Miscellaneous American Tower Corporation 26-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 - Call Special Meetings to Call Special Meeting Alphabet Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director L. John Doerr 1

NXP Semiconductors N.V. 26-May-21 Netherlands Elect Director Directors Related Reelect Karl-Henrik Sundström as 1 Non-Executive Director

Page 170 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Charter Communications, Inc. 27-Apr-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman Peloton Interactive, Inc. 09-Dec-20 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency Avalara, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Marion Foote 1

Ryanair Holdings Plc 17-Sep-20 Ireland Elect Director Directors Related Re-elect Julie O'Neill as Director 1

Huazhu Group Limited 23-Dec-20 Cayman Islands Elect Directors (Bundled) Directors Related Elect Lei Cao and Theng Fong Hee as Directors 1

Nuveen Emerging Markets 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 Debt 2022 Target Term Fund Skytop Lodge Corporation 10-May-21 USA Elect Director Directors Related Elect Director Timothy L. Smith 1

R1 RCM Inc. 20-May-21 USA Elect Director Directors Related Elect Director Anthony J. Speranzo 1

Lument Finance Trust, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Neil A. Cummins 1

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Campbell P. Brown 1

Invitae Corporation 07-Jun-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Trulieve Cannabis Corp. 10-Jun-21 Canada Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

PharmaCielo Ltd. 10-Jun-21 Canada Approve/Amend Deferred Share Non-Salary Comp. Amend DSU Plan 1 Bonus Plan Cardiol Therapeutics Inc. 29-Jun-21 Canada Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Equity Incentive Plan 1

Victoria Gold Corp. 19-Aug-20 Canada Elect Director Directors Related Elect Director John McConnell 1

Victoria Gold Corp. 19-Aug-20 Canada Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Incentive Plan 1

MAXIMUS, Inc. 16-Mar-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Grid Dynamics Holdings, Inc. 15-Dec-20 USA Elect Director Directors Related Elect Director Shuo Zhang 1

Templeton Global Income 07-May-21 USA Elect Director (Dissident) SH-Dirs' Related Elect Directors Aditya Bindal 1 Fund Cloudflare, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Matthew Prince 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Alfredo Casar Perez 1

Madison Square Garden 10-Dec-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Entertainment Corp. Cornerstone Strategic Value 06-Apr-21 USA Other Business Routine/Business Other Business 1 Fund, Inc. Vale SA 30-Apr-21 Brazil Approve Remuneration of Non-Salary Comp. Approve Remuneration of Company's 1 Executive Directors and/or Management and Fiscal Council Non-Executive Directors Maravai LifeSciences 19-May-21 USA Adopt or Increase Supermajority Antitakeover Related Advisory Vote to Retain Supermajority Vote 1 Holdings, Inc. Vote Requirement for Requirement to Amend Certificate of Amendments Incorporation and Bylaws Porch Group, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Margaret Whelan 1

Ooma, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director William D. Pearce 1

Page 171 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Ballard Power Systems Inc. 02-Jun-21 Canada Approve/Amend Bundled Non-Salary Comp. Re-approve Equity-Based Compensation Plans 1 Remuneration Plans Cellectis SA 01-Jun-21 France Elect Director Directors Related Reelect Alain-Paul Godard as Director 1

Novartis AG 02-Mar-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 2

LVMH Moet Hennessy Louis 15-Apr-21 France Approve Issuance of Equity or Capitalization Authorize Issuance of Equity or Equity-Linked 1 Vuitton SE Equity-Linked Securities without Securities without Preemptive Rights up to Preemptive Rights Aggregate Nominal Amount of EUR 20 Million Shift4 Payments, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Andrew Frey 1

OPKO Health, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director John A. Paganelli 1

Banco do Brasil SA 28-Apr-21 Brazil Elect Director Directors Related Elect Ieda Aparecida de Moura Cagni as 1 Director The Boeing Company 20-Apr-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Alcon Inc. 28-Apr-21 Switzerland Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report (Non-Binding) 1 Executive Officers'Compensation AstraZeneca Plc 11-May-21 United Kingdom Amend Restricted Stock Plan Non-Salary Comp. Amend Performance Share Plan 2

United Parcel Service, Inc. 13-May-21 USA Approve Recapitalization Plan SH-Corp Governance Approve Recapitalization Plan for all Stock to 1 for all Stock to Have One-vote Have One-vote per Share per Share Sempra Energy 14-May-21 USA Report on Climate Change SH-Health/Environ. Report on Corporate Climate Lobbying Aligned 1 with Paris Agreement DocuSign, Inc. 28-May-21 USA Elect Director Directors Related Elect Director Peter Solvik 1

Anheuser-Busch InBev SA/NV 28-Apr-21 Belgium Elect Director Directors Related Reelect William F. Gifford, Jr. as Director 1

Berkeley Lights, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Elizabeth Nelson 1

Dell Technologies Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director William D. Green 1

Walgreens Boots Alliance, 28-Jan-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers' Compensation Officers'Compensation CryoPort, Inc. 30-Apr-21 USA Elect Director Directors Related Elect Director Robert Hariri 1

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Stanley A. Lybarger 1

Southwest Airlines Co. 19-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Adopt Majority Vote Cast to Remove Directors 1 - Removal of Directors With or Without Cause The Carlyle Group Inc. 01-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Veeva Systems Inc. 23-Jun-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Provide Right to Call a Special Meeting at a 15 1 - Call Special Meetings Percent Ownership Threshold The Brink's Company 07-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation

Page 172 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director John D. Cook 1

Old Republic International 28-May-21 USA Elect Director Directors Related Elect Director Steven R. Walker 1 Corporation Baudax Bio, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Wayne B. Weisman 1

COMSovereign Holding Corp. 25-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Fire & Flower Holdings Corp. 09-Jun-21 Canada Approve Stock Option Plan Non-Salary Comp. Approve Stock Option Plan Grants 1 Grants Alteryx, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Eileen M. Schloss 1

Northern Star Acquisition 28-May-21 USA Elect Director Directors Related Elect Director Joanna Coles 1 Corp. Hennessy Capital Acquisition 21-Dec-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corp. IV GDS Holdings Limited 06-Aug-20 Cayman Islands Elect Director Directors Related Elect Director Gary J. Wojtaszek 1

Pure Storage, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Jeff Rothschild 1

Sorrento Therapeutics, Inc. 16-Oct-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

CF Finance Acquisition Corp. 05-Mar-21 USA Approve Stock Option Plan Non-Salary Comp. Approve Stock Option Plan Grants 1 II Grants CF Finance Acquisition Corp. 05-Mar-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 II Barnwell Industries, Inc. 20-Apr-21 USA Elect Director Directors Related Elect Director Kenneth S. Grossman 1

TriplePoint Venture Growth 13-May-21 USA Elect Director Directors Related Elect Director Stephen A. Cassani 1 BDC Corp. Corsair Gaming, Inc. 20-May-21 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency Aytu Biopharma, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Carl C. Dockery 1

Greenbrook Tms Inc. 14-Jun-21 Canada Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Plan Green Thumb Industries Inc. 28-Jun-21 Canada Elect Director Directors Related Elect Director William Gruver 1

Temenos AG 20-May-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

Aztec Land and Cattle 23-Mar-21 USA Elect Director Directors Related Elect Director Nathaniel C. T. Walsh 1 Company, Limited News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Jose Maria Aznar 1

News Corporation 18-Nov-20 USA Reduce Supermajority Vote SH-Corp Governance Adopt Simple Majority Vote 1 Requirement 2U, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Christopher J. Paucek 1

TripAdvisor, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Jane Jie Sun 1

Anika Therapeutics, Inc. 16-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Ares Management 16-Jun-21 USA Elect Director Directors Related Elect Director David B. Kaplan 1 Corporation

Page 173 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Element Solutions Inc 08-Jun-21 USA Elect Director Directors Related Elect Director Christopher T. Fraser 1

Straumann Holding AG 09-Apr-21 Switzerland Elect Director Directors Related Reelect Thomas Straumann as Director 1

CVS Health Corporation 13-May-21 USA Provide Right to Act by Written SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Consent to Request Action by Written Consent Charter Communications, Inc. 27-Apr-21 USA Elect Director Directors Related Elect Director Eric L. Zinterhofer 1

Electronic Arts Inc. 06-Aug-20 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Santa Cruz County Bank 26-May-21 USA Elect Director Directors Related Elect Director Craig A. French 1

Santa Cruz County Bank 26-May-21 USA Elect Director Directors Related Elect Director James L. Weisenstein 1

PubMatic, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Susan Daimler 1

Netflix, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Rodolphe Belmer 1

Netflix, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Anne M. Sweeney 1

Moderna, Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Robert Langer 1

Fisker, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Mitchell S. Zuklie 1

MeiraGTx Holdings Plc 10-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Keith R. Harris 1

Best Buy Co., Inc. 16-Jun-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Evoqua Water Technologies 16-Feb-21 USA Elect Director Directors Related Elect Director Brian R. Hoesterey 1 Corp. Marathon Petroleum 28-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Corporation Executive Officers' Compensation Officers'Compensation Clean Harbors, Inc. 02-Jun-21 USA Amend Certificate of Other/Misc Amend By-Laws to Add State and Federal 1 Incorporation to Add Federal Forum Selection Provisions Forum Selection Provision Western Copper and Gold 17-Jun-21 Canada Elect Director Directors Related Elect Director Tara Christie 1 Corporation Jushi Holdings Inc. 30-Jun-21 Canada Amend Omnibus Stock Plan Non-Salary Comp. Amend 2019 Equity Incentive Plan 1 eXp World Holdings, Inc. 17-May-21 USA Elect Director Directors Related Elect Director Felicia Gentry 1

Orocobre Limited 13-Nov-20 Australia Ratify Past Issuance of Shares Capitalization Ratify Past Issuance of Tranche 1 Placement 1 Shares to Institutional, Professional and Sophisticated Investors Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Change Jurisdiction of Reorg. and Mergers Change Jurisdiction of Incorporation from 1 Incorporation [ ] Cayman Islands to the State of Delaware Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Kathleen B. Fish 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Amend Articles/Bylaws/Charter Routine/Business Amend Organizational Documents Proposals 1 -- Non-Routine Trine Acquisition Corp. 08-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Vote Requirement for Amend Charter Amendments

Page 174 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Colonnade Acquisition Corp. 09-Mar-21 Cayman Islands Adopt the Jurisdiction of Routine/Business Adopt the Jurisdiction of Incorporation as the 1 Incorporation as the Exclusive Exclusive Forum for Certain Disputes Forum for Certain Disputes Dropbox, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Paul E. Jacobs 1

Newell Brands Inc. 05-May-21 USA Elect Director Directors Related Elect Director Judith A. Sprieser 1

Academy Sports & Outdoors, 03-Jun-21 USA Elect Director Directors Related Elect Director Nathaniel (Nate) H. Taylor 1 Inc. Veltex Corporation 20-Aug-20 USA Elect Director Directors Related Elect Director Stephen G. Macklem 1

Denbury Resources Inc. 28-Aug-20 USA Miscellaneous Proposal: Routine/Business Opt-Out of the Third Party Release 1 Company-Specific Spartan Energy Acquisition 28-Oct-20 USA Company Specific - Equity Capitalization Approve Implementation of Dual Class Stock 1 Corp. Related Structure Eaton Vance Tax-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director William H. Park 1 Buy-Write Strategy Fund Embotelladora Andina SA 15-Apr-21 Chile Elect Directors (Bundled) Directors Related Elect Directors 1

Aytu Biopharma, Inc. 21-May-21 USA Elect Director Directors Related Elect Director John Donofrio, Jr. 1

MP Materials Corp. 15-Jun-21 USA Elect Director Directors Related Elect Director Andrew A. McKnight 1

Obalon Therapeutics, Inc. 16-Sep-20 USA Elect Director Directors Related Elect Director Sharon Stevenson 1

WisdomTree Investments, 17-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers' Compensation Officers'Compensation Clearside Biomedical, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director William D. Humphries 1

Stitch Fix, Inc. 16-Dec-20 USA Elect Director Directors Related Elect Director Kirsten Lynch 1

AstraZeneca Plc 11-May-21 United Kingdom Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 2

Advantage Solutions Inc. 26-May-21 USA Elect Director Directors Related Elect Director Cameron Breitner 1

Cummins Inc. 11-May-21 USA Company-Specific- SH-Compensation Abolish Professional Services Allowance 1 -Compensation-Related Okta, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Michael Stankey 1

MGM Resorts International 05-May-21 USA Authorize New Class of Capitalization Authorize New Class of Preferred Stock 1 Preferred Stock VSE Corporation 05-May-21 USA Increase Authorized Common Capitalization Increase Authorized Common Stock 1 Stock Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Manuel J. Mehos 1

AMC Networks Inc. 16-Jun-21 USA Approve Recapitalization Plan SH-Corp Governance Approve Recapitalization Plan for all Stock to 1 for all Stock to Have One-vote Have One-vote per Share per Share America Movil SAB de CV 26-Apr-21 Mexico Elect Director Directors Related Elect or Ratify Pablo Roberto Gonzalez 1 Guajardo as Director for Series L Shareholders Laboratory Corporation of 12-May-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1 America Holdings

Page 175 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Royal Caribbean Cruises Ltd. 02-Jun-21 Liberia Political Contributions SH-Other/misc. Report on Political Contributions Disclosure 1 Disclosure Gritstone Oncology, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Steve Krognes 1

China Rapid Finance Limited 17-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Russell Krauss 1

Community Capital 25-May-21 USA Elect Director Directors Related Elect Director James L. Bacon 1 Bancshares, Inc. Western Copper and Gold 17-Jun-21 Canada Approve Restricted Stock Plan Non-Salary Comp. Approve Restricted Share Unit Plan 1 Corporation ManifestSeven Holdings 03-Jun-21 USA Amend Executive Share Option Non-Salary Comp. Re-approve Stock Option Plan 1 Corporation Plan BYD Company Limited 08-Jun-21 China Approve Issuance of Equity or Capitalization Approve Issuance of Equity or Equity-Linked 1 Equity-Linked Securities without Securities without Preemptive Rights for H Preemptive Rights Shares Northern Star Acquisition 28-May-21 USA Change Company Name Routine/Business Change Company Name to The Original BARK 1 Corp. Company Globant SA 02-Apr-21 Luxembourg Elect Director Directors Related Reelect Martin Migoya as Director 1

Mirati Therapeutics, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Aaron I. Davis 1

Penske Automotive Group, 12-May-21 USA Elect Director Directors Related Elect Director Greg C. Smith 1 Inc. Cloudflare, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Maria Eitel 1

Pure Storage, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Anita Sands 1

Kingstone Companies, Inc. 05-Aug-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Change Healthcare, Inc. 02-Sep-20 USA Elect Director Directors Related Elect Director Neil P. Simpkins 1

Eaton Vance Tax-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director George J. Gorman 1 Buy-Write Strategy Fund RPC, Inc. 27-Apr-21 USA Elect Director Directors Related Elect Director Gary W. Rollins 1

Greenbrook Tms Inc. 14-Jun-21 Canada Amend Omnibus Stock Plan Non-Salary Comp. Re-approve Omnibus Equity Incentive Plan 1

Novavax, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director David M. Mott 1

Dare Bioscience, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Jessica D. Grossman 1

Neo Lithium Corp. 25-Jun-21 Canada Elect Director Directors Related Elect Director Constantine Karayannopoulos 1

Oculus VisionTech Inc. 23-Nov-20 USA Approve Executive Share Option Non-Salary Comp. Approve Stock Option Plan 1 Plan Designer Brands Inc. 14-Jul-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1 argenx SE 11-May-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation Ares Management 16-Jun-21 USA Elect Director Directors Related Elect Director R. Kipp deVeer 1 Corporation

Page 176 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

KLA Corporation 04-Nov-20 USA Adopt Proxy Access Right SH-Dirs' Related Adopt Proxy Access Right 1

ANSYS, Inc. 14-May-21 USA Amend Vote Requirements to SH-Dirs' Related Adopt Simple Majority Vote 1 Amend Articles/Bylaws/Charter Dollar General Corporation 26-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Provide Right to Call A Special Meeting of the 1 - Call Special Meetings total of 10% of Outstanding Common Stock Duke Energy Corporation 06-May-21 USA Political Contributions SH-Other/misc. Report on Political Contributions and 1 Disclosure Expenditures Xenia Hotels & Resorts, Inc. 18-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Chevron Corporation 26-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 - Call Special Meetings to Call Special Meeting United Airlines Holdings, Inc. 26-May-21 USA Report on Climate Change SH-Health/Environ. Report on Global Warming-Related Lobbying 1 Activities United Parcel Service, Inc. 13-May-21 USA Report on Climate Change SH-Health/Environ. Report on Climate Change 1

Norfolk Southern Corporation 13-May-21 USA Report on Climate Change SH-Health/Environ. Report on Corporate Climate Lobbying Aligned 1 with Paris Agreement Hannon Armstrong 03-Jun-21 USA Elect Director Directors Related Elect Director Michael T. Eckhart 1 Sustainable Infrastructure Capital, Inc. Allegiance Bancshares, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director Fred S. Robertson 1

Liberty Media Corporation 25-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation The AZEK Company Inc. 18-May-21 USA Elect Director Directors Related Elect Director Ashfaq Qadri 1

Pinterest, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Evan Sharp 1

The Carlyle Group Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Peter J. Clare 1

Elanco Animal Health 19-May-21 USA Elect Director Directors Related Elect Director Art A. Garcia 1 Incorporated Acreage Holdings Inc. 27-May-21 Canada Elect Director Directors Related Elect Director William C. Van Faasen 1

ManifestSeven Holdings 03-Jun-21 USA Approve Restricted Stock Plan Non-Salary Comp. Approve Restricted Stock Plan 1 Corporation Imperium Group Global 30-Jun-21 Cayman Islands Approve Issuance of Equity or Capitalization Approve Issuance of Equity or Equity-Linked 1 Holdings Ltd. Equity-Linked Securities without Securities without Preemptive Rights Preemptive Rights StoneCo Ltd. 11-Dec-20 Cayman Islands Elect Director Directors Related Elect Director Thomas A. Patterson 1

Hennessy Capital Acquisition 21-Dec-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 Corp. IV Alussa Energy Acquisition 30-Jun-21 Cayman Islands Approve Merger Agreement Reorg. and Mergers Approve Merger Agreement 1 Corp. Inari Medical, Inc. 27-May-21 USA Elect Director Directors Related Elect Director William Hoffman 1

Page 177 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

ZIOPHARM Oncology, Inc. 15-Dec-20 USA Removal of Existing Board SH-Dirs' Related Consent to Remove Any Person Elected or 1 Directors Appointed to the Board During the Consent Solicitation ArcBest Corporation 29-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Eni SpA 12-May-21 Italy Advisory Vote to Ratify Named Non-Salary Comp. Approve Second Section of the Remuneration 1 Executive Report Officers'Compensation JFrog Ltd. 13-May-21 Israel Approve/Amend Employment Non-Salary Comp. Approve Amended Compensation of Shlomi 1 Agreements Ben Haim, Chief Executive Officer Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Donald Paoni 1

Seritage Growth Properties 20-May-21 USA Elect Director Directors Related Elect Director Edward S. Lampert 1

Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Dennis V. Arriola 1

Seres Therapeutics, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Gregory Behar 1

Royalty Pharma Plc 24-Jun-21 United Kingdom Elect Director Directors Related Elect Director Gregory Norden 1

LVMH Moet Hennessy Louis 15-Apr-21 France Advisory Vote to Ratify Named Non-Salary Comp. Approve Compensation of Antonio Belloni, 1 Vuitton SE Executive Vice-CEO Officers'Compensation News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director K. Rupert Murdoch 1

First Trust Intermediate 26-Apr-21 USA Elect Director Directors Related Elect Director Thomas R. Kadlec 1 Duration Preferred & Income Fund Banco do Brasil SA 28-Apr-21 Brazil Elect Director Directors Related Elect Fausto de Andrade Ribeiro as Director 1

G-III Apparel Group, Ltd. 10-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Virginia National Bankshares 24-Jun-21 USA Elect Director Directors Related Elect Director Linda M. Houston 1 Corporation Elastic N.V. 21-Oct-20 Netherlands Elect Director Directors Related Elect Director Jonathan Chadwick 1

General Electric Company 04-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman Nkarta, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Paul Hastings 1

HP Inc. 13-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Advantage Solutions Inc. 26-May-21 USA Elect Director Directors Related Elect Director Ronald E. Blaylock 1

Sunrun Inc. 03-Jun-21 USA Mandatory Arbitration on SH-Gen Econ Issues Report on the Impact of the Use of Mandatory 1 Employment Related Claims Arbitration on Employees and Workplace Culture IAC/InterActiveCorp 14-May-21 USA Amend Articles/Bylaws/Charter Reorg. and Mergers Approve the Corporate Opportunities Charter 1 -- Organization-Related Amendment BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Alan S. Armstrong 1

Page 178 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

LCI Industries 20-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation The Carlyle Group Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Daniel A. D'Aniello 1

Lennar Corporation 07-Apr-21 USA Approve Recapitalization Plan SH-Corp Governance Approve Recapitalization Plan for all Stock to 1 for all Stock to Have One-vote Have One-vote per Share per Share XPO Logistics, Inc. 11-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Axon Enterprise, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Caitlin Kalinowski 1

Cherry Hill Mortgage 16-Jun-21 USA Elect Director Directors Related Elect Director Regina M. Lowrie 1 Investment Corporation Open Lending Corporation 25-May-21 USA Elect Director Directors Related Elect Director Gene Yoon 1

Fire & Flower Holdings Corp. 09-Jun-21 Canada Approve Executive Share Option Non-Salary Comp. Approve 2021 Share Option Plan 1 Plan CoreLogic, Inc. 17-Nov-20 USA Removal of Existing Board SH-Dirs' Related Remove Director Paul F. Folino 1 Directors Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Boon Sim 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Karen Richardson 1

Precision BioSciences, Inc. 10-May-21 USA Elect Director Directors Related Elect Director Derek Jantz 1

Black Diamond Therapeutics, 18-Jun-21 USA Elect Director Directors Related Elect Director Rajeev Shah 1 Inc. ESSA Pharma Inc. 25-Feb-21 Canada Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Plan POSCO 12-Mar-21 South Korea Elect Director Directors Related Elect Chon Jung-son as Inside Director 1

Global Net Lease, Inc. 12-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Eaton Vance Risk-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director Helen Frame Peters 1 Diversified Equity Income Fund Tuscan Holdings Corp. 10-May-21 USA Elect Director Directors Related Elect Director Amy Butte 1

JFrog Ltd. 13-May-21 Israel Elect Director Directors Related Reelect Jeff Horing as Director 1

Ladder Capital Corp 01-Jun-21 USA Elect Director Directors Related Elect Director Jeffrey B. Steiner 1

Sitime Corporation 02-Jun-21 USA Elect Director Directors Related Elect Director Tom D. Yiu 1

Mustang Bio, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Michael S. Weiss 1

ASE Technology Holding Co., 22-Jun-21 Taiwan Approve Amendments to Reorg. and Mergers Approve Amendments to Lending Procedures 1 Ltd. Lending Procedures and Caps and Caps National CineMedia, Inc. 05-May-21 USA Elect Director Directors Related Elect Director Kurt C. Hall 1

Page 179 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

National CineMedia, Inc. 05-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation LVMH Moet Hennessy Louis 15-Apr-21 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Chairman and 1 Vuitton SE CEO Helix BioMedix, Inc. 19-Aug-20 USA Elect Director Directors Related Elect Director Richard M. Cohen 1

PAVmed Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Debra J. White 1

L'Oreal SA 20-Apr-21 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Jean-Paul 1 Agon, Chairman of the Board Since May 1, 2021 PepsiCo, Inc. 05-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 - Call Special Meetings to Call Special Meeting The Home Depot, Inc. 20-May-21 USA Amend Articles Board-Related SH-Dirs' Related Amend Shareholder Written Consent Provisions 1

United Rentals, Inc. 06-May-21 USA Provide Right to Act by Written SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Consent to Request Action by Written Consent Palantir Technologies, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Stephen Cohen 1

CrowdStrike Holdings, Inc. 30-Jun-21 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency Santa Cruz County Bank 18-Aug-20 USA Elect Director Directors Related Elect Director William J. Hansen 1

Cerner Corporation 19-May-21 USA Reduce Supermajority Vote SH-Corp Governance Eliminate Supermajority Vote Requirement 1 Requirement Old Republic International 28-May-21 USA Elect Director Directors Related Elect Director Peter B. McNitt 1 Corporation Shake Shack Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Jenna Lyons 1

CoreLogic, Inc. 17-Nov-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Lisa Wardell 1

First American Financial 11-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Corporation Executive Officers' Compensation Officers'Compensation Blue Prism Group Plc 16-Mar-21 United Kingdom Elect Director Directors Related Re-elect Jason Kingdon as Director 1

Asana, Inc. 14-Jun-21 USA Elect Director Directors Related Elect Director Sydney Carey 1

Talend SA 29-Jun-21 France Approve Transaction with a Reorg. and Mergers Approve Transaction with Elissa Fink Re. 1 Related Party Indemnification Agreement Monopar Therapeutics Inc. 30-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Xebec Adsorption Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Guy Saint-Jacques 1

Beyond Air, Inc. 04-Mar-21 USA Elect Director Directors Related Elect Director Yoori Lee 1

Oak Street Health, Inc. 05-May-21 USA Elect Director Directors Related Elect Director Srdjan Vukovic 1

Deciphera Pharmaceuticals, 23-Jun-21 USA Elect Director Directors Related Elect Director James A. Bristol 1 Inc. Accelerate Diagnostics, Inc. 07-May-21 USA Elect Director Directors Related Elect Director John Patience 1

Page 180 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Stereotaxis, Inc. 20-May-21 USA Elect Director Directors Related Elect Director David L. Fischel 1

Redfin Corporation 09-Jun-21 USA Elect Director Directors Related Elect Director Austin Ligon 1

Holicity Inc. 30-Jun-21 USA Increase Authorized Common Capitalization Increase Authorized Common Stock 1 Stock Belo Sun Mining Corp. 27-Jul-20 Canada Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Plan Madison Square Garden 10-Dec-20 USA Elect Director Directors Related Elect Director Matthew C. Blank 1 Entertainment Corp. Weis Markets, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Jonathan H. Weis 1

Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Christian Klein 1

Partners Bancorp 19-May-21 USA Elect Director Directors Related Elect Director Robert C. Wheatley 1

L Brands, Inc. 20-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Ladder Capital Corp 01-Jun-21 USA Elect Director Directors Related Elect Director Douglas Durst 1

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Richard Arnold 1

Jumia Technologies AG 09-Jun-21 Germany Approve Issuance of Equity or Capitalization Approve Creation of EUR 97.2 Million Pool of 1 Equity-Linked Securities without Capital without Preemptive Rights Preemptive Rights ASE Technology Holding Co., 22-Jun-21 Taiwan Elect Director (Cumulative Directors Related Elect RUTHERFORD CHANG, with 1 Ltd. Voting or More Nominees Than SHAREHOLDER NO.00059235 as Board Seats) Non-independent Director Siemens AG 03-Feb-21 Germany Amend Articles/Bylaws/Charter SH-Routine/Business Amend Articles Re: Allow Shareholder 2 -- Routine Questions during the Virtual Meeting Power REIT 26-May-21 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency TripAdvisor, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Gregory B. Maffei 1

TripAdvisor, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Jay C. Hoag 1

Health Catalyst, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director John A. Kane 1

Straumann Holding AG 09-Apr-21 Switzerland Elect Director Directors Related Reelect Gilbert Achermann as Director and 1 Board Chairman Falcon Capital Acquisition 29-Jun-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 Corp. Thoma Bravo Advantage 22-Jun-21 Cayman Islands Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

Johnson & Johnson 22-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Alphabet Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director K. Ram Shriram 1

AbbVie Inc. 07-May-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Page 181 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Verizon Communications Inc. 13-May-21 USA Submit Severance Agreement SH-Corp Governance Submit Severance Agreement 1 (Change-in-Control) to (Change-in-Control) to Shareholder Vote Shareholder Vote SolarEdge Technologies, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Nadav Zafrir 1

CrowdStrike Holdings, Inc. 30-Jun-21 USA Elect Director Directors Related Elect Director Gerhard Watzinger 1

Resideo Technologies, Inc. 09-Jun-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Quest Diagnostics 21-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Incorporated Consent Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Steven D. Lerner 1

Avalara, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Kathleen Zwickert 1

CoreCivic, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Mark A. Emkes 1

Lions Gate Entertainment 15-Sep-20 Canada Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1 Corp. Royal Caribbean Cruises Ltd. 02-Jun-21 Liberia Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Regeneron Pharmaceuticals, 11-Jun-21 USA Elect Director Directors Related Elect Director George L. Sing 1 Inc. Stellantis NV 15-Apr-21 Netherlands Approve Restricted Stock Plan Non-Salary Comp. Approve Equity Incentive Plan and Grant Board 1 Authority to Issue Shares and Exclude Preemptive Rights in Connection with Equity Incentive Plan Coca-Cola Europacific 26-May-21 United Kingdom Waive Requirement for Reorg. and Mergers Approve Waiver of Rule 9 of the Takeover Code 1 Partners plc Mandatory Offer to All Shareholders Griffon Corporation 28-Jan-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation ViacomCBS Inc. 25-May-21 USA Elect Director Directors Related Elect Director Linda M. Griego 1

BancFirst Corporation 27-May-21 USA Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Plan Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

Alteryx, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Timothy I. Maudlin 1

Cogent Communications 28-Apr-21 USA Elect Director Directors Related Elect Director Sheryl Kennedy 1 Holdings, Inc. Continental Resources, Inc. 20-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation CF Finance Acquisition Corp. 05-Mar-21 USA Elect Director Directors Related Elect Director Nigel Gormly 1 II

Page 182 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Norwegian Cruise Line 20-May-21 Bermuda Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Holdings Ltd. Executive Officers' Compensation Officers'Compensation Aytu Biopharma, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Gary V. Cantrell 1

FinServ Acquisition Corp. 07-Jun-21 USA Elect Director Directors Related Elect Director Lee Einbinder 1

Cenovus Energy Inc. 12-May-21 Canada Elect Director Directors Related Elect Director Frank J. Sixt 1

Helix BioMedix, Inc. 19-Aug-20 USA Ratify Auditors Routine/Business Ratify Moss Adams LLP as Auditors 1

Resonant Inc. 08-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation PAVmed Inc. 15-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Skyworks Solutions, Inc. 12-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Facebook, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Andrew W. Houston 1

Amazon.com, Inc. 26-May-21 USA Labor Issues - Discrimination SH-Other/misc. Oversee and Report on a Civil Rights, Equity, 1 and Miscellaneous Diversity and Inclusion Audit Alphabet Inc. 02-Jun-21 USA Link Executive Pay to Social SH-Compensation Assess Feasibility of Including Sustainability as 1 Criteria a Performance Measure for Senior Executive Compensation Appian Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Matthew Calkins 1 eBay Inc. 15-Jun-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent CrowdStrike Holdings, Inc. 30-Jun-21 USA Elect Director Directors Related Elect Director Roxanne S. Austin 1

Ares Capital Corporation 07-Jun-21 USA Elect Director Directors Related Elect Director Robert L. Rosen 1

MGM Growth Properties LLC 05-May-21 USA Elect Director Directors Related Elect Director Paul Salem 1

Sirius XM Holdings Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Gregory B. Maffei 1

Farmers & Merchants Bancorp 30-Jun-21 USA Elect Director Directors Related Elect Director Gary J. Long 1

General Dynamics 05-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Corporation - Call Special Meetings to Call Special Meeting Celcuity Inc. 12-May-21 USA Elect Director Directors Related Elect Director Brian F. Sullivan 1

Nuveen Corporate Income 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 November 2021 Target Term Fund Safeguard Scientifics, Inc. 19-May-21 USA Elect Director Directors Related Elect Director Maureen F. Morrison 1

RingCentral, Inc. 04-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Marshall B. Farrer 1

Page 183 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Editas Medicine, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Andrew Hirsch 1

Acreage Holdings Inc. 27-May-21 Canada Elect Director Directors Related Elect Director Kevin P. Murphy 1

WW International, Inc. 11-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation ManifestSeven Holdings 03-Jun-21 USA Elect Director Directors Related Elect Director Urban Smedeby 1 Corporation Landcadia Holdings II, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Steven L. Scheinthal 1

Paramount Resources Ltd. 05-May-21 Canada Amend Executive Share Option Non-Salary Comp. Re-approve Stock Option Plan 1 Plan Wright Medical Group N.V. 28-Oct-20 Netherlands Approve Issuance of Equity or Capitalization Authorize Board to Issue Shares 1 Equity-Linked Securities without Preemptive Rights Nuveen Preferred & Income 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Opportunities Fund E*TRADE Financial 17-Jul-20 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Corporation Parachutes Spartan Energy Acquisition 28-Oct-20 USA Amend Articles/Bylaws/Charter Routine/Business Amend Charter 1 Corp. -- Non-Routine AllianzGI Convertible & 24-Nov-20 USA Other Business Routine/Business Other Business 1 Income Fund II HEXO Corp. 11-Dec-20 Canada Elect Director Directors Related Elect Director Sebastien St-Louis 1

CF Finance Acquisition Corp. 05-Mar-21 USA Increase Authorized Common Capitalization Increase Authorized Common Stock 1 II Stock CF Finance Acquisition Corp. 05-Mar-21 USA Elect Director Directors Related Elect Director Lisa Picard 1 II CF Finance Acquisition Corp. 05-Mar-21 USA Company Specific - Equity Capitalization Approve Issuance and Selling of any Part or 1 II Related any Shares of Authorized Shares and Approve Company to Purchase any Shares of any Class of Authorized Shares POSCO 12-Mar-21 South Korea Elect Director Directors Related Elect Jeong Tak as Inside Director 1

Eaton Vance New York 16-Apr-21 USA Elect Director Directors Related Elect Director Valerie A. Mosley 1 Municipal Income Trust First Trust MLP and Energy 26-Apr-21 USA Elect Director Directors Related Elect Director Thomas R. Kadlec 1 Income Fund Sonic Automotive, Inc. 28-Apr-21 USA Adopt the Jurisdiction of Routine/Business Adopt the Jurisdiction of Incorporation as the 1 Incorporation as the Exclusive Exclusive Forum for Certain Disputes Forum for Certain Disputes Summit Materials, Inc. 19-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Progyny, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director David Schlanger 1

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Kevin Glazer 1

Page 184 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Monroe Capital Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director Theodore L. Koenig 1

G1 Therapeutics, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Willie A. Deese 1

G1 Therapeutics, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Cynthia L. Schwalm 1

Forum Merger II Corporation 15-Oct-20 USA Company Specific- Directors Related Reclassify Board of Directors from Two Classes 1 -Board-Related to Three Classes Vireo Health International Inc. 23-Jun-21 Canada Elect Director Directors Related Elect Director Amber Shimpa 1

Orange SA 18-May-21 France Allow Board to Use All Antitakeover Related Allow Board to Use Delegations under Item 28 1 Outstanding Capital Above in the Event of a Public Tender Offer Authorizations in the Event of a Public Tender Offer or Share Exchange Offer News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Ana Paula Pessoa 1

Thoma Bravo Advantage 22-Jun-21 Cayman Islands Approve Merger Agreement Reorg. and Mergers Approve Merger Agreement 1

Union Pacific Corporation 13-May-21 USA Report on EEO SH-Other/misc. Publish Annually a Report Assessing Diversity 1 and Inclusion Efforts Berkshire Hathaway Inc. 01-May-21 USA Elect Director Directors Related Elect Director Susan L. Decker 1

Anheuser-Busch InBev SA/NV 28-Apr-21 Belgium Elect Director Directors Related Reelect Martin J. Barrington as Director 1

Harley-Davidson, Inc. 20-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Square, Inc. 15-Jun-21 USA Approve Recapitalization Plan SH-Corp Governance Approve Recapitalization Plan for all Stock to 1 for all Stock to Have One-vote Have One-vote per Share per Share MGM Resorts International 05-May-21 USA Elect Director Directors Related Elect Director John Kilroy 1

MGM Resorts International 05-May-21 USA Elect Director Directors Related Elect Director Joey Levin 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Ryan R. Moore 1

CoreCivic, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Stacia A. Hylton 1

Liberty Latin America Ltd. 03-Dec-20 Bermuda Elect Director Directors Related Elect Director Paul A. Gould 1

Nuveen Corporate Income 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 November 2021 Target Term Fund Core Laboratories N.V. 19-May-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation Madrigal Pharmaceuticals, 17-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1 Inc. Yandex NV 28-Jun-21 Netherlands Elect Director Directors Related Reelect Esther Dyson as Non-Executive Director 1

Yandex NV 28-Jun-21 Netherlands Approve Issuance of Equity or Capitalization Grant Board Authority to Issue Class A Shares 1 Equity-Linked Securities with or without Preemptive Rights

Page 185 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Constellium SE 11-May-21 France Approve Issuance of Equity or Capitalization Authorize Issuance of Equity or Equity-Linked 1 Equity-Linked Securities without Securities without Preemptive Rights up to Preemptive Rights Aggregate Nominal Amount of EUR 1,399,833.46 ViacomCBS Inc. 25-May-21 USA Elect Director Directors Related Elect Director Ronald L. Nelson 1 eXp World Holdings, Inc. 17-May-21 USA Elect Director Directors Related Elect Director Glenn Sanford 1

PJT Partners Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director James Costos 1

Goosehead Insurance, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Mark E. Jones 1

IMAX Corporation 09-Jun-21 Canada Elect Director Directors Related Elect Director Darren Throop 1

Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Miscellaneous Proposal: Routine/Business Receive Information in Accordance to Article 1 Company-Specific 1.3.6 of Capital Market Board Corporate Governance Principles Change Healthcare, Inc. 02-Sep-20 USA Elect Director Directors Related Elect Director Nicholas L. Kuhar 1

Isoray, Inc. 08-Dec-20 USA Elect Director Directors Related Elect Director Alan Hoffmann 1

Eaton Vance Limited Duration 11-Feb-21 USA Elect Director Directors Related Elect Director Marcus L. Smith 1 Income Fund Qualtrics International Inc. 19-May-21 USA Elect Director Directors Related Elect Director Egon Durban 1

GoDaddy Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Brian H. Sharples 1

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Cliff Baty 1

Tencent Holdings Limited 20-May-21 Cayman Islands Approve Issuance of Equity or Capitalization Approve Issuance of Equity or Equity-Linked 1 Equity-Linked Securities without Securities without Preemptive Rights Preemptive Rights Power REIT 26-May-21 USA Elect Director Directors Related Elect Director William S. Susman 1

Ashland Global Holdings Inc. 28-Jan-21 USA Other Business Routine/Business Other Business 1

Twilio Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Jeff Lawson 1

NXP Semiconductors N.V. 26-May-21 Netherlands Elect Director Directors Related Reelect Lena Olving as Non-Executive Director 1

Farmers & Merchants Bancorp 30-Jun-21 USA Elect Director Directors Related Elect Director Calvin (Kelly) Suess 1

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Gordon Huddleston 1

Tootsie Roll Industries, Inc. 31-Aug-20 USA Elect Director Directors Related Elect Director Ellen R. Gordon 1

Cielo SA 23-Apr-21 Brazil Elect Director Directors Related Elect Gustavo de Souza Fosse as Director 1

Equitable Holdings, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Bertram L. Scott 1

CarGurus, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Greg Schwartz 1

Vicor Corporation 25-Jun-21 USA Elect Director Directors Related Elect Director Claudio Tuozzolo 1

CoreLogic, Inc. 17-Nov-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Gail Landis 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Pia Heidenmark Cook 1

Blink Charging Co. 15-Jun-21 USA Elect Director Directors Related Elect Director Kenneth R. Marks 1

Page 186 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

StoneCo Ltd. 11-Dec-20 Cayman Islands Elect Director Directors Related Elect Director Eduardo Cunha Monnerat Solon 1 de Pontes AMN Healthcare Services, Inc. 21-Apr-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Kensington Capital Acquisition 25-Nov-20 USA Increase Authorized Preferred Capitalization Increase Authorized Preferred and Common 1 Corp. and Common Stock Stock Xebec Adsorption Inc. 29-Jun-21 Canada Approve Auditors and Authorize Routine/Business Approve Raymond Chabot Grant Thornton LLP 1 Board to Fix Their Remuneration as Auditor and Authorize Board to Fix Their Auditors Remuneration Beyond Air, Inc. 04-Mar-21 USA Elect Director Directors Related Elect Director Erick J. Lucera 1

Turning Point Therapeutics, 02-Jun-21 USA Elect Director Directors Related Elect Director Simeon J. George 1 Inc. Spartan Energy Acquisition 28-Oct-20 USA Approve Issuance of Shares for Capitalization Approve Issuance of Shares for a Private 1 Corp. a Private Placement Placement AllianzGI Diversified Income 24-Nov-20 USA Other Business Routine/Business Other Business 1 & Convertible Fund CF Finance Acquisition Corp. 05-Mar-21 USA Approve Issuance of Shares for Capitalization Approve Issuance of Shares for a Private 1 II a Private Placement Placement CF Finance Acquisition Corp. 05-Mar-21 USA Company Specific - Equity Capitalization Approve Combination of Entity Class A 1 II Related Common Stock POSCO 12-Mar-21 South Korea Elect Director Directors Related Elect Kwon Tae-gyun as Outside Director 1

Turkiye Garanti Bankasi AS 31-Mar-21 Turkey Approve Discharge of Board and Directors Related Approve Discharge of Board 1 President Eaton Vance Risk-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director George J. Gorman 1 Diversified Equity Income Fund Experience Investment Corp. 05-May-21 USA Amend Articles/Bylaws/Charter Routine/Business Opt Out of Section 203 of the DGCL 1 -- Non-Routine Whitestone REIT 13-May-21 USA Elect Director Directors Related Elect Director Nandita V. Berry 1

Intellia Therapeutics, Inc. 23-Jun-21 USA Elect Director Directors Related Elect Director Jean-Francois Formela 1

Mogo Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Gregory Feller 1

Orange SA 18-May-21 France Authorize Board to Increase Capitalization Authorize Board to Increase Capital in the 1 Capital in the Event of Demand Event of Additional Demand Related to Exceeding Amounts Submitted Delegation Submitted to Shareholder Vote to Shareholder Vote Above Under Items 19-24 Seneca Biopharma, Inc. 04-Sep-20 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency dMY Technology Group, Inc. 29-Dec-20 USA Amend Articles/Bylaws/Charter Routine/Business Amend Charter Re: Absolve Non-Employee 1 -- Non-Routine Directors or Identified Persons to Refrain From Engaging in and Possessing Interests in other Business Ventures or Competing with the Company or Any of its Subsidiaries

Page 187 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Ares Management 16-Jun-21 USA Elect Director Directors Related Elect Director Antoinette Bush 1 Corporation Planet Fitness, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Christopher Rondeau 1

Apple Inc. 23-Feb-21 USA Amend Proxy Access Right SH-Dirs' Related Proxy Access Amendments 1

Facebook, Inc. 26-May-21 USA Approve Remuneration of Non-Salary Comp. Amend Non-Employee Director Compensation 1 Executive Directors and/or Policy Non-Executive Directors Amazon.com, Inc. 26-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 - Call Special Meetings to Call Special Meeting Amazon.com, Inc. 26-May-21 USA Miscellaneous Proposal -- Social Proposal Report on Potential Human Rights Impacts of 1 Environmental & Social Customers' Use of Rekognition Nkarta, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Fouad Azzam 1

Charter Communications, Inc. 27-Apr-21 USA Elect Director Directors Related Elect Director W. Lance Conn 1

United Parcel Service, Inc. 13-May-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Hudson Pacific Properties, 20-May-21 USA Elect Director Directors Related Elect Director Andrea Wong 1 Inc. Digital Realty Trust, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Mary Hogan Preusse 1

Square, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Lawrence Summers 1

EMCOR Group, Inc. 10-Jun-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Skytop Lodge Corporation 10-May-21 USA Elect Director Directors Related Elect Director Albert J. Pucciarelli 1

Elanco Animal Health 19-May-21 USA Elect Director Directors Related Elect Director Jeffrey N. Simmons 1 Incorporated CarGurus, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Jason Trevisan 1

Cardiol Therapeutics Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director David Elsley 1

Kensington Capital Acquisition 25-Nov-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 Corp. Midland States Bancorp, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Dwight A. Miller 1

Natera, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Matthew Rabinowitz 1

Independent Bank Group, Inc. 27-May-21 USA Other Business Routine/Business Other Business 1

Mind Medicine (MindMed) Inc. 27-May-21 Canada Elect Director Directors Related Elect Director Jamon Alexander Rahn 1

Axsome Therapeutics, Inc. 04-Jun-21 USA Elect Director Directors Related Elect Director Mark Coleman 1

Unity Software Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Roelof Botha 1

Alarm.com Holdings, Inc. 09-Jun-21 USA Require a Majority Vote for the SH-Dirs' Related Require a Majority Vote for the Election of 1 Election of Directors Directors Veltex Corporation 20-Aug-20 USA Elect Director Directors Related Elect Director Luba Andrus 1

Cinedigm Corp. 23-Oct-20 USA Elect Director Directors Related Elect Director Peixin Xu 1

Page 188 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Eaton Vance Tax-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director Scott E. Wennerholm 1 Buy-Write Opportunities Fund Vesper Healthcare Acquisition 29-Apr-21 USA Elect Director Directors Related Elect Director Brian Miller 1 Corp. Organogenesis Holdings Inc. 18-Dec-20 USA Elect Director Directors Related Elect Director David Erani 1

Ubisoft Entertainment SA 02-Jul-20 France Elect Director Directors Related Reelect Yves Guillemot as Director 1

News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Kelly Ayotte 1

Upstart Holdings, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Dave Girouard 1

Novo Nordisk A/S 25-Mar-21 Denmark Allow Shareholder Meetings to Other/Misc Allow Shareholder Meetings to be Held Partially 1 be Held in Virtual-Only Format or Fully by Electronic Means Amphenol Corporation 19-May-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Danaher Corporation 05-May-21 USA Elect Director Directors Related Elect Director Walter G. Lohr, Jr. 1

Becton, Dickinson and 26-Jan-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Company - Call Special Meetings to Call Special Meeting Alcon Inc. 28-Apr-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

AT&T Inc. 30-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Lower Ownership Threshold for Action by 1 Consent Written Consent Eli Lilly and Company 03-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman Colgate-Palmolive Company 07-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman Exxon Mobil Corporation 26-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Chevron Corporation 26-May-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

SolarEdge Technologies, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Zivi Lando 1

Charlotte's Web Holdings, 09-Jun-21 Canada Amend Omnibus Stock Plan Non-Salary Comp. Amend Long Term Incentive Plan 1 Inc. Zoom Video Communications, 17-Jun-21 USA Elect Director Directors Related Elect Director Kimberly L. Hammonds 1 Inc. Smartsheet Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Brent Frei 1

Hannon Armstrong 03-Jun-21 USA Elect Director Directors Related Elect Director Charles M. O'Neil 1 Sustainable Infrastructure Capital, Inc. PACCAR Inc 27-Apr-21 USA Reduce Supermajority Vote SH-Corp Governance Adopt Simple Majority Vote 1 Requirement Super Micro Computer, Inc. 28-May-21 USA Elect Director Directors Related Elect Director Sara Liu 1

Page 189 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Petroleo Brasileiro SA 22-Jul-20 Brazil Appoint Internal Statutory Directors Related Elect Fiscal Council Members 1 Auditor(s) [and Approve Auditor's/Auditors' Remuneration] BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Chester E. Cadieux, III 1

BJ's Wholesale Club Holdings, 17-Jun-21 USA Elect Director Directors Related Elect Director Christopher J. Baldwin 1 Inc. Total SE 28-May-21 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Chairman and 2 CEO Vonage Holdings Corp. 03-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Dick's Sporting Goods, Inc. 09-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Landcadia Holdings II, Inc. 29-Dec-20 USA Amend Articles/Charter Antitakeover Related Amend Vote Requirement to Change Number 1 Governance-Related of Directors CRISPR Therapeutics AG 10-Jun-21 Switzerland Approve Remuneration of Non-Salary Comp. Approve Remuneration of Executive Committee 1 Executive Directors and/or in the Amount of USD 55,827,593 Non-Executive Directors Veritone, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Richard H. Taketa 1

BYD Company Limited 16-Jun-21 China Approve Executive Share Option Non-Salary Comp. Approve Share Option Scheme of BYD 1 Plan Semiconductor Company Limited Northern Star Acquisition 28-May-21 USA Approve Issuance of Shares for Capitalization Approve Issuance of Shares for a Private 1 Corp. a Private Placement Placement Midland States Bancorp, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Deborah A. Golden 1

Oak Street Health, Inc. 05-May-21 USA Classify the Board of Directors Directors Related Advisory Vote to Retain Classified Board 1 Structure Zymeworks Inc. 05-May-21 Canada Elect Director Directors Related Elect Director Ali Tehrani 1

Clarivate Plc 06-May-21 Jersey Authorize Share Repurchase Capitalization Authorise Market Purchase of Ordinary Shares 1 Program from CPA Global Investors Veolia Environnement SA 22-Apr-21 France Company-Specific Non-Salary Comp. Approve Amendment of the Economic 1 Compensation-Related Performance Criterion Related to the Acquisition of Performance Shares Allocated to the Chairman and CEO under Plan No. 1 Seelos Therapeutics, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Raj Mehra 1

Sage Therapeutics, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Steven Paul 1

Workhorse Group Inc. 21-Sep-20 USA Elect Director Directors Related Elect Director Harry DeMott 1

Vir Biotechnology, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Phillip Sharp 1

Krystal Biotech, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Suma M. Krishnan 1

Bespoke Capital Acquisition 28-May-21 Canada Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1 Corp. Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Bryan Glazer 1

Page 190 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Altus Midstream Company 03-Jun-21 USA Elect Director Directors Related Elect Director Christopher J. Monk 1

Obalon Therapeutics, Inc. 16-Sep-20 USA Elect Director Directors Related Elect Director William Plovanic 1

Oculus VisionTech Inc. 23-Nov-20 USA Elect Director Directors Related Elect Director Ron Wages 1

BigCommerce Holdings, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Jeff Richards 1

Kindred Biosciences, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Raymond Townsend 1

Galaxy Digital Holdings Ltd. 29-Jun-21 Cayman Islands Approve Omnibus Stock Plan Non-Salary Comp. Approve Long-Term Incentive Plan 1

Getty Realty Corp. 27-Apr-21 USA Elect Director Directors Related Elect Director Philip E. Coviello 1

ASE Technology Holding Co., 22-Jun-21 Taiwan Allow Directors to Engage in Directors Related Approve Release of Restrictions of Competitive 1 Ltd. Commercial Transactions with Activities of Newly Appointed Directors the Company and/or Be Involved with Other Companies ProMIS Neurosciences Inc. 30-Jun-21 Canada Amend Executive Share Option Non-Salary Comp. Re-approve Stock Option Plan 1 Plan Symrise AG 05-May-21 Germany Elect Supervisory Board Member Directors Related Elect Michael Koenig to the Supervisory Board 1

JBG SMITH Properties 29-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Banco do Brasil SA 28-Apr-21 Brazil Elect Director Directors Related Elect Aramis Sa de Andrade as Director 1

Total SE 28-May-21 France Elect Director Directors Related Reelect Patrick Pouyanne as Director 2

Falcon Capital Acquisition 29-Jun-21 USA Amend Articles/Bylaws/Charter Routine/Business Amend Certificate of Incorporation 1 Corp. -- Non-Routine Falcon Capital Acquisition 29-Jun-21 USA Approve Issuance of Shares for Capitalization Approve Issuance of Shares for a Private 1 Corp. a Private Placement Placement Dynatrace, Inc. 25-Aug-20 USA Elect Director Directors Related Elect Director Stephen Lifshatz 1

JPMorgan Chase & Co. 18-May-21 USA Provide Right to Act by Written SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Consent to Request Action by Written Consent Alphabet Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Ann Mather 1

T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Kelvin R. Westbrook 1

Illinois Tool Works Inc. 07-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent HubSpot, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Jill Ward 1

Palantir Technologies, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Alexander Karp 1

Tyson Foods, Inc. 11-Feb-21 USA Human Rights Risk Assessment SH-Soc./Human Report on Human Rights Due Diligence 1 Rights The Bank of New York Mellon 13-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Corporation Consent to Request Action by Written Consent Bristol-Myers Squibb 04-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Company Chairman Altria Group, Inc. 20-May-21 USA Prepare Tobacco-Related Report SH-Health/Environ. Report on Underage Tobacco Prevention 1 Policies and Marketing Practices

Page 191 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Social Capital Hedosophia 27-May-21 Cayman Islands Amend Articles/Bylaws/Charter Routine/Business Amend Certificate of Incorporation 1 Holdings Corp. V -- Non-Routine Social Capital Hedosophia 27-May-21 Cayman Islands Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Holdings Corp. V Nasdaq, Inc. 15-Jun-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Pat S. Bolin 1

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director John T. Sughrue 1

Interactive Brokers Group, 22-Apr-21 USA Elect Director Directors Related Elect Director Thomas Peterffy 1 Inc. Avalara, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Rajeev Singh 1

Eaton Vance Enhanced Equity 15-Apr-21 USA Elect Director Directors Related Elect Director George J. Gorman 1 Income Fund II F5 Networks, Inc. 11-Mar-21 USA Elect Director Directors Related Elect Director Michel Combes 1

Evoqua Water Technologies 16-Feb-21 USA Elect Director Directors Related Elect Director Gary A. Cappeline 1 Corp. Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Stuart R. Brown 1

Nikola Corporation 30-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Textron Inc. 28-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Landcadia Holdings II, Inc. 29-Dec-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Antero Midstream Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director John C. Mollenkopf 1

Cogent Communications 28-Apr-21 USA Elect Director Directors Related Elect Director Lewis H. Ferguson, III 1 Holdings, Inc. Mirati Therapeutics, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Michael Grey 1

Oshkosh Corporation 02-Feb-21 USA Amend Proxy Access Right SH-Dirs' Related Proxy Access Bylaw Amendment 1

Zendesk, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Hilarie Koplow-McAdams 1

Coupa Software Incorporated 26-May-21 USA Elect Director Directors Related Elect Director Roger Siboni 1

Stericycle, Inc. 26-May-21 USA Clawback of Incentive Payments SH-Compensation Amend Compensation Clawback Policy 1

Wingstop Inc. 27-May-21 USA Elect Director Directors Related Elect Director Kate S. Lavelle 1

AMG Funds IV 14-Jun-21 USA Allow Board to Change the Routine/Business Approve Redesignation of the Fund's 1 Investment Objective Without Fundamental Investment Objective as Shareholder Approval Non-Fundamental ESSA Pharma Inc. 25-Feb-21 Canada Elect Director Directors Related Elect Director Franklin M. Berger 1

Global Net Lease, Inc. 12-Apr-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 2

Eaton Vance New York 16-Apr-21 USA Elect Director Directors Related Elect Director Cynthia E. Frost 1 Municipal Income Trust

Page 192 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Jumia Technologies AG 09-Jun-21 Germany Approve Remuneration of Directors Related Approve Remuneration of Supervisory Board 1 Directors and/or Committee Members Neo Lithium Corp. 25-Jun-21 Canada Elect Director Directors Related Elect Director Gabriel Pindar 1

Intelligent Systems 27-May-21 USA Elect Director Directors Related Elect Director J. Leland Strange 1 Corporation Aztec Land and Cattle 23-Mar-21 USA Elect Director Directors Related Elect Director James E. Mitchell 1 Company, Limited Hims & Hers Health, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Andrew Dudum 1

Oracle Corporation 04-Nov-20 USA Elect Director Directors Related Elect Director Bruce R. Chizen 1

Amazon.com, Inc. 26-May-21 USA Company-Specific Board-Related SH-Dirs' Related Adopt a Policy to Include Hourly Employees as 1 Director Candidates T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Raphael Kubler 1

Palo Alto Networks, Inc. 09-Dec-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation TransDigm Group 18-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Incorporated Executive Officers' Compensation Officers'Compensation Zynga Inc. 17-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Appian Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Barbara (Bobbie) Kilberg 1

Tesla, Inc. 22-Sep-20 USA Miscellaneous Proposal -- Social Proposal Report on Employee Arbitration 1 Environmental & Social Archer-Daniels-Midland 06-May-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1 Company PubMatic, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Narendra (Naren) K. Gupta 1

Dell Technologies Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director David W. Dorman 1

STMicroelectronics NV 27-May-21 Netherlands Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation Artisan Partners Asset 02-Jun-21 USA Elect Director Directors Related Elect Director Stephanie G. DiMarco 1 Management Inc. Interactive Brokers Group, 22-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers' Compensation Officers'Compensation Tiffany & Co. 30-Dec-20 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes Evoqua Water Technologies 16-Feb-21 USA Elect Director Directors Related Elect Director Lisa Glatch 1 Corp. Liberty Latin America Ltd. 12-May-21 Bermuda Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Page 193 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

J. G. Boswell Company 15-Oct-20 USA Elect Director Directors Related Elect Director George W. Wurzel 1

Imperium Group Global 30-Jun-21 Cayman Islands Authorize Reissuance of Capitalization Authorize Reissuance of Repurchased Shares 1 Holdings Ltd. Repurchased Shares ContextLogic, Inc. 08-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Atlantic American Corporation 18-May-21 USA Elect Director Directors Related Elect Director Scott G. Thompson 1

Colonnade Acquisition Corp. 09-Mar-21 Cayman Islands Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Vote Requirement for Amend the Proposed Organizational Amendments Documents Xebec Adsorption Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Peter Bowie 1

Alussa Energy Acquisition 30-Jun-21 Cayman Islands Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1 Corp. Sunnova Energy International 19-May-21 USA Elect Director Directors Related Elect Director Mark Longstreth 1 Inc. Sunnova Energy International 19-May-21 USA Elect Director Directors Related Elect Director C. Park Shaper 1 Inc. Fulgent Genetics, Inc. 17-Sep-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Pilgrim's Pride Corporation 28-Apr-21 USA Elect Director Directors Related Elect Director Gilberto Tomazoni 1

Knight-Swift Transportation 18-May-21 USA Reduce Supermajority Vote SH-Corp Governance Reduce Supermajority Vote Requirement 1 Holdings Inc. Requirement Holicity Inc. 30-Jun-21 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1

Continental Resources, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Shelly Lambertz 1

Isoray, Inc. 08-Dec-20 USA Elect Director Directors Related Elect Director Michael W. McCormick 1

Cornerstone Strategic Value 06-Apr-21 USA Elect Director Directors Related Elect Director Frank J. Maresca 1 Fund, Inc. Seritage Growth Properties 20-May-21 USA Elect Director Directors Related Elect Director John T. McClain 1

Krystal Biotech, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Julian S. Gangolli 1

The Pennant Group, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Scott E. Lamb 1

B. Riley Financial, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Mikel H. Williams 1

Royalty Pharma Plc 24-Jun-21 United Kingdom Elect Director Directors Related Elect Director Catherine Engelbert 1

Seabridge Gold Inc. 24-Jun-21 Canada Other Business Routine/Business Other Business 1

Kezar Life Sciences, Inc. 25-Jun-21 USA Elect Director Directors Related Elect Director Christopher Kirk 1

Palomar Holdings, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Richard H. Taketa 1

Sitime Corporation 02-Jun-21 USA Elect Director Directors Related Elect Director Edward H. Frank 1

Aerojet Rocketdyne Holdings, 09-Mar-21 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Inc. Parachutes

Page 194 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

The Charles Schwab 13-May-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1 Corporation AudioCodes Ltd. 15-Sep-20 Israel Elect Director Directors Related Reelect Eyal Kishon as Director 1

Rocket Companies, Inc. 25-May-21 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency Vertex Pharmaceuticals 19-May-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1 Incorporated Okta, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Todd McKinnon 1

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Jack E. Finley 1

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Claudia San Pedro 1

Allegiance Bancshares, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director William S. Nichols, III 1

Guardant Health, Inc. 16-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Interactive Brokers Group, 22-Apr-21 USA Elect Director Directors Related Elect Director Milan Galik 1 Inc. Carvana Co. 03-May-21 USA Elect Director Directors Related Elect Director Ernest Garcia, III 1

R1 RCM Inc. 20-May-21 USA Elect Director Directors Related Elect Director Joseph Flanagan 1

Equitable Holdings, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Kristi A. Matus 1

Armada Hoffler Properties, 16-Jun-21 USA Elect Director Directors Related Elect Director Eva S. Hardy 1 Inc. Lument Finance Trust, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Walter C. Keenan 1

Acreage Holdings Inc. 27-May-21 Canada Elect Director Directors Related Elect Director John A. Boehner 1

GAMCO Investors, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Robert S. Prather, Jr. 1

Itaconix Plc 24-Jun-21 United Kingdom Approve Issuance of Equity or Capitalization Authorise Issue of Equity without Pre-emptive 1 Equity-Linked Securities without Rights Preemptive Rights ContextLogic, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Stephanie Tilenius 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Rich Riley 1

DISH Network Corporation 30-Apr-21 USA Amend Non-Employee Director Non-Salary Comp. Amend Non-Employee Director Stock Option 1 Stock Option Plan Plan Zymeworks Inc. 05-May-21 Canada Elect Director Directors Related Elect Director Susan Mahony 1

Compass Pathways Plc 22-Jun-21 United Kingdom Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1

Holicity Inc. 30-Jun-21 USA Amend Articles/Charter Antitakeover Related Adopt Supermajority Vote Requirement to 1 Governance-Related Change Number of Directors Turkiye Garanti Bankasi AS 31-Mar-21 Turkey Accept Financial Statements and Routine/Business Accept Financial Statements 1 Statutory Reports Vesper Healthcare Acquisition 29-Apr-21 USA Elect Director Directors Related Elect Director Clint Carnell 1 Corp.

Page 195 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Kadmon Holdings, Inc. 12-May-21 USA Elect Director Directors Related Elect Director Tasos G. Konidaris 1

Ascendis Pharma A/S 28-May-21 Denmark Approve Issuance of Equity or Capitalization Approve Creation of DKK 9 Million Pool of 1 Equity-Linked Securities without Capital without Preemptive Rights Preemptive Rights FinServ Acquisition Corp. 07-Jun-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Golden Nugget Online 10-Jun-21 USA Elect Director Directors Related Elect Director Steven L. Scheinthal 1 Gaming, Inc. Digital Media Solutions, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Lyndon Lea 1

Digital Media Solutions, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Robert Darwent 1

Green Thumb Industries Inc. 28-Jun-21 Canada Elect Director Directors Related Elect Director Westley Moore 1

QIAGEN NV 29-Jun-21 Netherlands Eliminate Preemptive Rights Capitalization Authorize Board to Exclude Preemptive Rights 1 from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances Coca-Cola Consolidated, Inc. 11-May-21 USA Elect Director Directors Related Elect Director David M. Katz 1

Cellectis SA 01-Jun-21 France Elect Director Directors Related Reelect David Sourdive as Director 1

London Stock Exchange 28-Apr-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Group Plc Executive Officers'Compensation Centrais Eletricas Brasileiras 28-Jan-21 Brazil Amend Articles/Bylaws/Charter Routine/Business Amend Articles 1 SA -- Non-Routine Straumann Holding AG 09-Apr-21 Switzerland Elect Director Directors Related Reelect Marco Gadola as Director 1

Falcon Capital Acquisition 29-Jun-21 USA Company Specific - Equity Capitalization Approve Changes in Share Capital 1 Corp. Related Visa Inc. 26-Jan-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Facebook, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Marc L. Andreessen 1

T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Omar Tazi 1

The Procter & Gamble 13-Oct-20 USA Report on EEO SH-Other/misc. Publish Annually a Report Assessing Diversity 1 Company and Inclusion Efforts Zoom Video Communications, 17-Jun-21 USA Elect Director Directors Related Elect Director Jonathan Chadwick 1 Inc. Sunrun Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Katherine August-deWilde 1

Dover Corporation 07-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Phillips 66 12-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Trisura Group Ltd. 26-May-21 Canada Elect Director Directors Related Elect Director George E. Myhal 1

CytoSorbents Corporation 01-Jun-21 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency

Page 196 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

R1 RCM Inc. 20-May-21 USA Elect Director Directors Related Elect Director Anthony R. Tersigni 1

Howmet Aerospace Inc. 25-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman DermTech, Inc. 26-May-21 USA Elect Director Directors Related Elect Director John Dobak 1

Lument Finance Trust, Inc. 16-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Lyft, Inc. 17-Jun-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

CoreLogic, Inc. 17-Nov-20 USA Removal of Existing Board SH-Dirs' Related Remove Director John C. Dorman 1 Directors Delivery Hero SE 16-Jun-21 Germany Authorize Issuance of Capitalization Approve Issuance of Warrants/Bonds with 1 Warrants/Bonds with Warrants Warrants Attached/Convertible Bonds without Attached/Convertible Bonds Preemptive Rights up to Aggregate Nominal without Preemptive Rights Amount of EUR 3 Billion; Approve Creation of EUR 14 Million Pool of Capital to Guarantee Conversion Rights; Amend 2019 Resolution Constellation 02-Jun-21 USA Elect Director Directors Related Elect Director Mark A. Goldsmith 1 Pharmaceuticals, Inc. Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Charles Drucker 1

Northern Star Acquisition 28-May-21 USA Elect Director Directors Related Elect Director Jon Ledecky 1 Corp. Natera, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Roelof Botha 1

CURE Pharmaceutical Holding 23-Sep-20 USA Elect Director Directors Related Elect Director William Yuan 1 Corp. Nuveen Credit Strategies 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Income Fund R.R. Donnelley & Sons 20-May-21 USA Elect Director Directors Related Elect Director Timothy R. McLevish 1 Company R.R. Donnelley & Sons 20-May-21 USA Elect Director Directors Related Elect Director John C. Pope 1 Company ENGIE SA 20-May-21 France Advisory Vote to Ratify Named Non-Salary Comp. Approve Compensation of Isabelle Kocher, CEO 1 Executive Until Feb. 24, 2020 Officers'Compensation KemPharm, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Joseph B. Saluri 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Vicente Ariztegui Andreve 1

AMC Entertainment Holdings, 29-Jul-20 USA Elect Director Directors Related Elect Director Anthony J. Saich 2 Inc. Turkiye Garanti Bankasi AS 31-Mar-21 Turkey Elect Directors (Bundled) Directors Related Elect Directors 1

Partners Bancorp 19-May-21 USA Elect Director Directors Related Elect Director Mark L. Granger 1

Ascendis Pharma A/S 28-May-21 Denmark Elect Director Directors Related Reelect James I Healy as Director 1

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Edward Glazer 1

Page 197 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Evolus, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Karah Parschauer 1

Fortress Value Acquisition 15-Jun-21 USA Elect Director Directors Related Elect Director Andrew A. McKnight 1 Corp. II dMY Technology Group, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Harry You 1

Novus Capital Corporation 29-Jan-21 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock Purchase 1 Stock Purchase Plan Plan Farmland Partners Inc. 07-May-21 USA Elect Director Directors Related Elect Director Joseph W. Glauber 1

Falcon Capital Acquisition 29-Jun-21 USA Approve SPAC Transaction Reorg. and Mergers Approve SPAC Transaction 1 Corp. Catalent, Inc. 29-Oct-20 USA Elect Director Directors Related Elect Director J. Martin Carroll 1

PayPal Holdings, Inc. 26-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent FedEx Corporation 21-Sep-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Colliers International Group 14-Apr-21 Canada Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Inc. Plan Liberty Broadband 26-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Corporation Executive Officers' Compensation Officers'Compensation Sumitomo Mitsui Financial 29-Jun-21 Japan Elect Director Directors Related Elect Director Matsumoto, Masayuki 1 Group, Inc. DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Harry Evans Sloan 1

Agile Therapeutics, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director John Hubbard 1

Tootsie Roll Industries, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Barre A. Seibert 1

Alexandria Real Estate 18-May-21 USA Elect Director Directors Related Elect Director Maria C. Freire 1 Equities, Inc. The RealReal, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Niki Leondakis 1

J. G. Boswell Company 15-Oct-20 USA Elect Director Directors Related Elect Director James G. Ellis 1

Camping World Holdings, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Andris A. Baltins 1

Arcimoto, Inc. 11-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

ContextLogic, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Julie Bradley 1

Blink Charging Co. 15-Jun-21 USA Elect Director Directors Related Elect Director Jack Levine 1

Nabors Industries Ltd. 01-Jun-21 Bermuda Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Akebia Therapeutics, Inc. 02-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Northern Star Acquisition 28-May-21 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock Purchase 1 Corp. Stock Purchase Plan Plan

Page 198 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Axogen, Inc. 10-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Cerence Inc. 11-Feb-21 USA Elect Director Directors Related Elect Director Sanjay Jha 1

Stericycle, Inc. 26-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 - Call Special Meetings to Call Special Meeting Duluth Holdings Inc. 13-Jul-20 USA Elect Director Directors Related Elect Director Stephen L. Schlecht 1

ZIOPHARM Oncology, Inc. 15-Dec-20 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Consent to Amend Bylaws to Provide 1 - Filling Vacancies Stockholders the Exclusive Ability to Fill Any Newly Created Vacancies on the Board Telecom Argentina SA 28-Apr-21 Argentina Elect Directors (Bundled) Directors Related Elect Directors 1

Vesper Healthcare Acquisition 29-Apr-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corp. Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Pedro Azagra Blazquez 1

Urban Outfitters, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Harry S. Cherken, Jr. 1

Switch, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Zareh Sarrafian 1

Seres Therapeutics, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Kurt C. Graves 1

Ambarella, Inc. 17-Jun-21 Cayman Islands Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Digital Media Solutions, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director James H. Miller 1

Cellectis SA 01-Jun-21 France Approve Qualified Employee Non-Salary Comp. Authorize Capital Issuances for Use in 1 Stock Purchase Plan Employee Stock Purchase Plans NVR, Inc. 05-May-21 USA Elect Director Directors Related Elect Director David A. Preiser 1

NIKE, Inc. 17-Sep-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Palantir Technologies, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Peter Thiel 1

American Express Company 04-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Xylem Inc. 12-May-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Vodafone Group Plc 28-Jul-20 United Kingdom Elect Director Directors Related Re-elect David Thodey as Director 1

Santa Cruz County Bank 26-May-21 USA Elect Director Directors Related Elect Director William J. Hansen 1

Dell Technologies Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Simon Patterson 1

Varian Medical Systems, Inc. 15-Oct-20 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes American Axle & 06-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1 Manufacturing Holdings, Inc. DXC Technology Company 13-Aug-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Silvergate Capital Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Paul D. Colucci 1

Acreage Holdings, Inc. 23-Jul-20 Canada Elect Director Directors Related Elect Director John A. Boehner 1

Page 199 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Lions Gate Entertainment 15-Sep-20 Canada Elect Director Directors Related Elect Director David M. Zaslav 1 Corp. DermTech, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Herm Rosenman 1

STORE Capital Corporation 27-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation J. G. Boswell Company 15-Oct-20 USA Elect Director Directors Related Elect Director R. Sherman Railsback 1

Canopy Growth Corporation 21-Sep-20 Canada Amend Omnibus Stock Plan Non-Salary Comp. Re-approve Omnibus Incentive Plan 1

Invitae Corporation 07-Jun-21 USA Elect Director Directors Related Elect Director Chitra Nayak 1

Jushi Holdings Inc. 30-Jun-21 Canada Elect Director Directors Related Elect Director James A. Cacioppo 1

Global Cord Blood 07-Dec-20 Cayman Islands Elect Director Directors Related Elect Director Ting Zheng 1 Corporation Matinas BioPharma Holdings, 26-Jan-21 USA Approve Reverse Stock Split Capitalization Approve Reverse Stock Split 1 Inc. Colonnade Acquisition Corp. 09-Mar-21 Cayman Islands Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Pivotal Investment 21-Dec-20 USA Elect Director Directors Related Elect Director Sarah Sclarsic 1 Corporation II Axsome Therapeutics, Inc. 04-Jun-21 USA Elect Director Directors Related Elect Director Herriot Tabuteau 1

Telefonaktiebolaget LM 30-Mar-21 Sweden Approve Equity Plan Financing Non-Salary Comp. Approve Equity Plan Financing of LTV 2021 1 Ericsson Penske Automotive Group, 12-May-21 USA Elect Director Directors Related Elect Director John D. Barr 1 Inc. MorphoSys AG 19-May-21 Germany Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1

Coupa Software Incorporated 26-May-21 USA Elect Director Directors Related Elect Director Tayloe Stansbury 1

Echo Global Logistics, Inc. 11-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Sumitomo Corp. 18-Jun-21 Japan Report on Climate Change SH-Health/Environ. Amend Articles to Disclose Plan Outlining 1 Company's Business Strategy to Align Investments with Goals of Paris Agreement Cinedigm Corp. 23-Oct-20 USA Elect Director Directors Related Elect Director Christopher J. McGurk 1

Canon, Inc. 30-Mar-21 Japan Appoint Internal Statutory Directors Related Appoint Statutory Auditor Yoshida, Hiroshi 1 Auditor(s) [and Approve Auditor's/Auditors' Remuneration] Eaton Vance Tax-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director Keith Quinton 1 Buy-Write Strategy Fund First Trust New Opportunities 26-Apr-21 USA Elect Director Directors Related Elect Director Richard E. Erickson 1 MLP & Energy Fund The Gap, Inc. 11-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Dyadic International, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Barry Buckland 1

Green Thumb Industries Inc. 28-Jun-21 Canada Elect Director Directors Related Elect Director Glen Senk 1

Page 200 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Forum Merger II Corporation 15-Oct-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Vote Requirement for Amend Bylaws Amendments SFL Corporation Ltd. 31-Aug-20 Bermuda Elect Director Directors Related Elect Director Ole Hjertaker 1 bluebird bio, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director John O. Agwunobi 1

Poseida Therapeutics, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director John P. Schmid 1

Daikin Industries Ltd. 29-Jun-21 Japan Appoint Internal Statutory Directors Related Appoint Statutory Auditor Yano, Ryu 1 Auditor(s) [and Approve Auditor's/Auditors' Remuneration] TripAdvisor, Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Albert E. Rosenthaler 1

Virginia National Bankshares 24-Jun-21 USA Elect Director Directors Related Elect Director Marc J. Bogan 1 Corporation Cleveland-Cliffs Inc. 28-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Eli Lilly and Company 03-May-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

HubSpot, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Brian Halligan 1

Zoom Video Communications, 17-Jun-21 USA Elect Director Directors Related Elect Director Dan Scheinman 1 Inc. Charter Communications, Inc. 27-Apr-21 USA Report on EEO SH-Other/misc. Adopt Policy to Annually Disclose EEO-1 Data 1

Sempra Energy 14-May-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

McKesson Corporation 29-Jul-20 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Franklin Resources, Inc. 09-Feb-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Mission Produce, Inc. 13-Apr-21 USA Elect Director Directors Related Elect Director Stephen W. Bershad 1

PubMatic, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director W. Eric Carlborg 1

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Steven E. Nell 1

Diversified Healthcare Trust 03-Jun-21 USA Elect Director Directors Related Elect Director Lisa Harris Jones 1

Roku, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Ravi Ahuja 1

Acushnet Holdings Corp. 07-Jun-21 USA Elect Director Directors Related Elect Director David Maher 1

Lyft, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Valerie Jarrett 1

Madrigal Pharmaceuticals, 17-Jun-21 USA Other Business Routine/Business Other Business 1 Inc. KushCo Holdings, Inc. 28-Jan-21 USA Elect Director Directors Related Elect Director Eric Baum 1

Acreage Holdings Inc. 27-May-21 Canada Elect Director Directors Related Elect Director Filippo 'Peter' Caldini 1

OGE Energy Corp. 20-May-21 USA Reduce Supermajority Vote SH-Corp Governance Adopt Simple Majority Vote 1 Requirement

Page 201 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock Purchase 1 Stock Purchase Plan Plan Northern Star Acquisition 28-May-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corp. Kensington Capital Acquisition 25-Nov-20 USA Amend Articles/Charter Capitalization Amend Certificate of Incorporation Re: Dual 1 Corp. Equity-Related Class Stock Structure Inari Medical, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Donald B. Milder 1

Black Diamond Therapeutics, 18-Jun-21 USA Elect Director Directors Related Elect Director Robert A. Ingram 1 Inc. Pilgrim's Pride Corporation 28-Apr-21 USA Community -Environment SH-Health/Environ. Report on Reduction of Water Pollution 1 Impact Holicity Inc. 30-Jun-21 USA Approve Issuance of Shares for Capitalization Approve Issuance of Shares for a Private 1 a Private Placement Placement CEMEX SAB de CV 25-Mar-21 Mexico Elect Directors (Bundled) Directors Related Elect Directors, Chairman and Secretary of 1 Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees Veltex Corporation 20-Aug-20 USA Ratify Auditors Routine/Business Ratify Sassetti LLC as Auditors 1

Madison Square Garden 10-Dec-20 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Entertainment Corp. Frequency HEXO Corp. 11-Dec-20 Canada Elect Director Directors Related Elect Director Adam Miron 1

Vesper Healthcare Acquisition 29-Apr-21 USA Amend Articles/Bylaws/Charter Routine/Business Amend Certificate of Incorporation 1 Corp. -- Non-Routine Global Medical REIT Inc. 02-Sep-20 USA Elect Director Directors Related Elect Director Zhang Jingguo 1

Oculus VisionTech Inc. 23-Nov-20 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency dMY Technology Group, Inc. 29-Dec-20 USA Company Specific - Equity Capitalization Increase Total Number of Authorized Shares, 1 Related Eliminate Class B Common Stock, and Approve Creation of Class V Voting Stock dMY Technology Group, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Neil Bluhm 1 argenx SE 11-May-21 Netherlands Elect Director Directors Related Elect Yvonne Greenstreet as Non-Executive 1 Director Farmland Partners Inc. 07-May-21 USA Elect Director Directors Related Elect Director Chris A. Downey 1

T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Marcelo Claure 1

UnitedHealth Group 07-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Incorporated Executive Officers' Compensation Officers'Compensation Verizon Communications Inc. 13-May-21 USA Provide Right to Act by Written SH-Dirs' Related Lower Ownership Threshold for Action by 1 Consent Written Consent Exxon Mobil Corporation 26-May-21 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Anders Runevad 1

Page 202 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Prudential Financial, Inc. 11-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director George B. Kaiser 1

Telos Corporation 25-May-21 USA Elect Director Directors Related Elect Director David Borland 1

Brighthouse Financial, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Paul M. Wetzel 1

The Trade Desk, Inc. 22-Dec-20 USA Amend Articles/Bylaws/Charter Routine/Business Approve New Bylaws 1 -- Non-Routine Waddell & Reed Financial, 23-Mar-21 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Inc. Parachutes Vicor Corporation 25-Jun-21 USA Elect Director Directors Related Elect Director Patrizio Vinciarelli 1

CoreLogic, Inc. 17-Nov-20 USA Removal of Existing Board SH-Dirs' Related Remove Director Vikrant Raina 1 Directors Colonnade Acquisition Corp. 09-Mar-21 Cayman Islands Eliminate/Restrict Right to Act Antitakeover Related Eliminate Right to Act by Written Consent 1 by Written Consent Northern Star Acquisition 28-May-21 USA Elect Director Directors Related Elect Director Betsy McLaughlin 1 Corp. Canoo Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Greg Ethridge 1

Unity Software Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director David Helgason 1

Pilgrim's Pride Corporation 28-Apr-21 USA Elect Director Directors Related Elect Director Andre Nogueira de Souza 1

Templeton Global Income 07-May-21 USA Amend Articles/Bylaws/Charter SH-Routine/Business Amend Bylaws 1 Fund -- Non-Routine Zendesk, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Michelle Wilson 1

R.R. Donnelley & Sons 20-May-21 USA Elect Director Directors Related Elect Director Daniel L. Knotts 1 Company AMC Entertainment Holdings, 29-Jul-20 USA Elect Director Directors Related Elect Director Adam M. Aron 1 Inc. Change Healthcare, Inc. 02-Sep-20 USA Elect Director Directors Related Elect Director Robert J. Zollars 1

Barnwell Industries, Inc. 20-Apr-21 USA Elect Director Directors Related Elect Director Peter J. O'Malley 1

JFrog Ltd. 13-May-21 Israel Elect Director Directors Related Reelect Jessica Neal as Director 1

ClearBridge MLP and 04-Jun-21 USA Elect Director Directors Related Elect Director Nisha Kumar 1 Midstream Fund Inc. OUTFRONT Media Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Susan M. Tolson 1

Fortress Value Acquisition 15-Jun-21 USA Elect Director Directors Related Elect Director Leslee Cowen 1 Corp. II NexPoint Residential Trust, 11-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers' Compensation Officers'Compensation Ooma, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Judi A. Hand 1

Julius Baer Gruppe AG 02-Nov-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

Page 203 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Ternium SA 03-May-21 Luxembourg Approve Remuneration of Directors Related Approve Remuneration of Directors for FY 2021 1 Directors and/or Committee Members Air Transport Services Group, 26-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Inc. Consent Resonant Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Alan B. Howe 1

Hims & Hers Health, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Lynne Chou O'Keefe 1

The Home Depot, Inc. 20-May-21 USA Political Contributions SH-Other/misc. Report on Political Contributions Congruency 1 Disclosure Analysis Alphabet Inc. 02-Jun-21 USA Miscellaneous Proposal -- Social Proposal Report on Risks Related to Anticompetitive 1 Environmental & Social Practices T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Thorsten Langheim 1

Appian Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director A.G.W. (Jack) Biddle, III 1

Brookfield Infrastructure 17-Jun-21 Canada Elect Director Directors Related Elect Director Jeffrey Blidner 1 Corporation Telefonica SA 22-Apr-21 Spain Elect Director Directors Related Reelect Francisco Jose Riberas Mera as Director 1

AXA SA 29-Apr-21 France Advisory Vote to Ratify Named Non-Salary Comp. Approve Compensation of Thomas Buberl, CEO 1 Executive Officers'Compensation Vaccinex, Inc. 11-May-21 USA Elect Director Directors Related Elect Director Albert D. Friedberg 1

Dell Technologies Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Michael S. Dell 1

Dell Technologies Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Egon Durban 1

Dell Technologies Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Ellen J. Kullman 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Woodrow H. Levin 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Shalom Meckenzie 1

Westlake Chemical 13-May-21 USA Elect Director Directors Related Elect Director James Y. Chao 1 Corporation America Movil SAB de CV 26-Apr-21 Mexico Elect Director Directors Related Elect or Ratify David Ibarra Munoz as Director 1 for Series L Shareholders XPO Logistics, Inc. 11-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman Cherry Hill Mortgage 16-Jun-21 USA Elect Director Directors Related Elect Director Joseph P. Murin 1 Investment Corporation KushCo Holdings, Inc. 28-Jan-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

At Home Group Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Philip L. Francis 1

Globus Medical, Inc. 03-Jun-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Deciphera Pharmaceuticals, 23-Jun-21 USA Elect Director Directors Related Elect Director Frank S. Friedman 1 Inc.

Page 204 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Tradeweb Markets Inc. 11-May-21 USA Advisory Vote on Say on Pay Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1 Frequency Midwest Energy Emissions 03-Jun-21 USA Elect Director Directors Related Elect Director Richard MacPherson 1 Corp. CF Finance Acquisition Corp. 05-Mar-21 USA Elect Director Directors Related Elect Director Harold Hughes 1 II Petroleo Brasileiro SA 12-Apr-21 Brazil Dismiss/Remove Directors Related Remove Directors 1 Director(s)/Auditor(s) (Contentious) Eaton Vance New York 16-Apr-21 USA Elect Director Directors Related Elect Director Susan J. Sutherland 1 Municipal Income Trust Jones Soda Co. 13-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Madison County Financial, 17-May-21 USA Elect Director Directors Related Elect Director Warren R. Blank 1 Inc. Sprout Social, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Justyn Howard 1

Sterling Bancorp 26-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Southern Copper Corporation 28-May-21 USA Elect Director Directors Related Elect Director Oscar Gonzalez Rocha 1

Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Daniel Alcain Lopez 1

Altus Midstream Company 03-Jun-21 USA Elect Director Directors Related Elect Director Ben C. Rodgers 1

Hercules Capital, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Thomas J. Fallon 1

Oculus VisionTech Inc. 23-Nov-20 USA Elect Director Directors Related Elect Director Maurice Loverso 1

AECOM 24-Feb-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Julius Baer Gruppe AG 14-Apr-21 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1

LVMH Moet Hennessy Louis 15-Apr-21 France Approve Special Auditors' Routine/Business Approve Auditors' Special Report on 1 Vuitton SE Report Regarding Related-Party Related-Party Transactions Transactions Hexagon AB 29-Apr-21 Sweden Approve Restricted Stock Plan Non-Salary Comp. Approve Performance Share Plan for Key 1 Employees Novus Capital Corporation 29-Jan-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

2U, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Gregory K. Peters 1

Livongo Health, Inc. 29-Oct-20 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes Danaher Corporation 05-May-21 USA Elect Director Directors Related Elect Director Teri List 1

Copart, Inc. 04-Dec-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation TransDigm Group 18-Mar-21 USA Elect Director Directors Related Elect Director Mervin Dunn 1 Incorporated

Page 205 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Dow Inc. 15-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Intuitive Surgical, Inc. 22-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Berkshire Hathaway Inc. 01-May-21 USA Report on EEO SH-Other/misc. Publish Annually a Report Assessing Diversity 1 and Inclusion Efforts NXP Semiconductors N.V. 26-May-21 Netherlands Elect Director Directors Related Reelect Peter Bonfield as Non-Executive 1 Director Target Corporation 09-Jun-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Appian Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Prashanth (PV) Boccassam 1

Global Blood Therapeutics, 17-Jun-21 USA Elect Director Directors Related Elect Director Mark L. Perry 1 Inc. International Business 27-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Lower Ownership Threshold for Action by 1 Machines Corporation Consent Written Consent Tesla, Inc. 22-Sep-20 USA Elect Director Directors Related Elect Director Robyn Denholm 1

Tesla, Inc. 22-Sep-20 USA Human Rights Risk Assessment SH-Soc./Human Additional Reporting on Human Rights 1 Rights Hudson Pacific Properties, 20-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1 Inc. Vornado Realty Trust 20-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Interactive Brokers Group, 22-Apr-21 USA Elect Director Directors Related Elect Director Earl H. Nemser 1 Inc. DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Matthew Kalish 1

China Mobile Limited 29-Apr-21 Hong Kong Approve Issuance of Equity or Capitalization Approve Issuance of Equity or Equity-Linked 1 Equity-Linked Securities without Securities without Preemptive Rights Preemptive Rights Axon Enterprise, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Julie Cullivan 1

Acushnet Holdings Corp. 07-Jun-21 USA Elect Director Directors Related Elect Director Walter (Wally) Uihlein 1

J. G. Boswell Company 15-Oct-20 USA Elect Director Directors Related Elect Director James W. Boswell 1

Adaptive Biotechnologies 11-Jun-21 USA Elect Director Directors Related Elect Director Peter Neupert 1 Corporation Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Laura L. Frazier 1

Constellium SE 11-May-21 France Authorize Board to Increase Capitalization Authorize Board to Increase Capital in the 1 Capital in the Event of Demand Event of Additional Demand Related to Exceeding Amounts Submitted Delegation Submitted to Shareholder Vote to Shareholder Vote Above Above Under Items 14-16 Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Approve Issuance of Shares for Capitalization Approve Issuance of Shares for a Private 1 a Private Placement Placement BlackLine, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Sophia Velastegui 1

Page 206 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Pivotal Investment 21-Dec-20 USA Elect Director Directors Related Elect Director Jonathan J. Ledecky 1 Corporation II The Bank of Nova Scotia 13-Apr-21 Canada Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote on Executive Compensation 1 Executive Approach Officers'Compensation LendingTree, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Jennifer Witz 1

Wright Medical Group N.V. 28-Oct-20 Netherlands Eliminate Preemptive Rights Capitalization Authorize Board to Exclude Preemptive Rights 1 from Share Issuances OneMain Holdings, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Matthew R. Michelini 1

Avalon GloboCare Corp. 04-Aug-20 USA Elect Director Directors Related Elect Director William B. Stilley, III 1

Ennis, Inc. 16-Jul-20 USA Other Business Routine/Business Other Business 1

Workhorse Group Inc. 21-Sep-20 USA Elect Director Directors Related Elect Director Gerald B. Budde 1

Park City Group, Inc. 19-Nov-20 USA Elect Director Directors Related Elect Director Ronald C. Hodge 1

Park City Group, Inc. 19-Nov-20 USA Elect Director Directors Related Elect Director Peter J. Larkin 1

SYNNEX Corporation 16-Mar-21 USA Elect Director Directors Related Elect Director Matthew Miau 1

Eaton Vance Risk-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director William H. Park 1 Diversified Equity Income Fund Sabre Corporation 28-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Inspire Medical Systems, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Marilyn Carlson Nelson 1

Aptose Biosciences Inc. 01-Jun-21 Canada Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Sierra Metals Inc. 10-Jun-21 Canada Elect Director Directors Related Elect Director Jose Vizquerra Benavides 1

ShotSpotter, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director William J. Bratton 1

Kala Pharmaceuticals, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Gregory D. Perry 1

G1 Therapeutics, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director John E. (Jack) Bailey, Jr. 1

Mogo Inc. 29-Jun-21 Canada Elect Director Directors Related Elect Director Michael Wekerle 1

Organogenesis Holdings Inc. 18-Dec-20 USA Elect Director Directors Related Elect Director Gary S. Gillheeney, Sr. 1

Allogene Therapeutics, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Joshua Kazam 1

LVMH Moet Hennessy Louis 15-Apr-21 France Authorize Board to Increase Capitalization Authorize Board to Increase Capital in the 1 Vuitton SE Capital in the Event of Demand Event of Additional Demand Related to Exceeding Amounts Submitted Delegation Submitted to Shareholder Vote to Shareholder Vote Above Above Amadeus IT Group SA 16-Jun-21 Spain Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote on Remuneration Report 1 Executive Officers'Compensation

Page 207 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

2U, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Paul A. Maeder 1

Bicycle Therapeutics Plc 28-Jun-21 United Kingdom Authorize Issuance of Equity or Capitalization Authorise Issuance of Equity 1 Equity-Linked Securities with Preemptive Rights G-III Apparel Group, Ltd. 10-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

ADT Inc. 26-May-21 USA Elect Director Directors Related Elect Director Tracey R. Griffin 1

Wells Fargo & Company 27-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Berkshire Hathaway Inc. 01-May-21 USA Elect Director Directors Related Elect Director Meryl B. Witmer 1

Northrop Grumman 19-May-21 USA Provide Right to Act by Written SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Corporation Consent to Request Action by Written Consent Zoom Video Communications, 17-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers' Compensation Officers'Compensation Tyson Foods, Inc. 11-Feb-21 USA Approve Recapitalization Plan SH-Corp Governance Approve Recapitalization Plan for all Stock to 1 for all Stock to Have One-vote Have One-vote per Share per Share Anheuser-Busch InBev SA/NV 28-Apr-21 Belgium Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Executive Officers'Compensation Phillips 66 12-May-21 USA GHG Emissions SH-Health/Environ. Adopt GHG Emissions Reduction Targets 1

Netflix, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Bradford L. Smith 1

Regions Financial Corporation 21-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Guardant Health, Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director AmirAli Talasaz 1

Sumitomo Mitsui Financial 29-Jun-21 Japan Amend Articles to: (Japan) Reorg. and Mergers Amend Articles to Allow Virtual Only 1 Group, Inc. Shareholder Meetings Ferrari NV 15-Apr-21 Netherlands Approve Issuance of Equity or Capitalization Grant Board Authority to Issue Special Voting 1 Equity-Linked Securities with or Shares without Preemptive Rights Safeguard Scientifics, Inc. 19-May-21 USA Elect Director Directors Related Elect Director Robert J. Rosenthal 1

Howmet Aerospace Inc. 25-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation New Residential Investment 27-May-21 USA Elect Director Directors Related Elect Director Kevin J. Finnerty 1 Corp. Flowers Foods, Inc. 27-May-21 USA Political Contributions SH-Other/misc. Report on Political Contributions 1 Disclosure Lincoln National Corporation 03-Jun-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Page 208 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Armada Hoffler Properties, 16-Jun-21 USA Elect Director Directors Related Elect Director John W. Snow 1 Inc. China Rapid Finance Limited 17-Jul-20 Cayman Islands Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Trine Acquisition Corp. 08-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement for 1 Vote Requirement for Removal Removal of Directors of Directors CarMax, Inc. 29-Jun-21 USA Political Contributions SH-Other/misc. Report on Political Contributions and 1 Disclosure Expenditures Oak Street Health, Inc. 05-May-21 USA Company-Specific Non-Salary Comp. Ratify Restricted Stock Unit Awards to Kim 1 Compensation-Related Keck iRhythm Technologies, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Mark J. Rubash 1

Nuveen S&P 500 Dynamic 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Overwrite Fund Ennis, Inc. 16-Jul-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Apollo Investment 11-Aug-20 USA Elect Director Directors Related Elect Director Jeanette W. Loeb 1 Corporation Veltex Corporation 20-Aug-20 USA Elect Director Directors Related Elect Director Robert E. Fletcher 1

Spartan Energy Acquisition 28-Oct-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corp. CF Finance Acquisition Corp. 05-Mar-21 USA Elect Director Directors Related Elect Director Rao Mulpuri 1 II Grupo Financiero Banorte SAB 23-Apr-21 Mexico Elect Director Directors Related Elect Adrian Sada Cueva as Director 1 de CV Altus Midstream Company 03-Jun-21 USA Elect Director Directors Related Elect Director Stephen P. Noe 1

Golden Nugget Online 10-Jun-21 USA Elect Director Directors Related Elect Director Scott Kelly 1 Gaming, Inc. Fortress Value Acquisition 15-Jun-21 USA Classify the Board of Directors Directors Related Classify the Board of Directors 1 Corp. II Monroe Capital Corporation 16-Jun-21 USA Elect Director Directors Related Elect Director Jeffrey D. Steele 1

Kala Pharmaceuticals, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Andrew I. Koven 1

Daseke, Inc. 18-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Green Thumb Industries Inc. 28-Jun-21 Canada Elect Director Directors Related Elect Director Anthony Georgiadis 1

Getty Realty Corp. 27-Apr-21 USA Elect Director Directors Related Elect Director Milton Cooper 1

ASE Technology Holding Co., 22-Jun-21 Taiwan Elect Director (Cumulative Directors Related Elect TIEN WU, a Representative of ASE 1 Ltd. Voting or More Nominees Than ENTERPRISES LTD., with SHAREHOLDER Board Seats) NO.00000001, as Non-independent Director PAVmed Inc. 24-Jul-20 USA Elect Director Directors Related Elect Director Ronald M. Sparks 1 dMY Technology Group, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Niccolo de Massi 1

Page 209 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt dMY Technology Group, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Sheli Rosenberg 1

Loews Corporation 11-May-21 USA Political Contributions SH-Other/misc. Report on Political Contributions 1 Disclosure International Bancshares 17-May-21 USA Elect Director Directors Related Elect Director Irving Greenblum 1 Corporation International Bancshares 17-May-21 USA Elect Director Directors Related Elect Director Larry A. Norton 1 Corporation Health Catalyst, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Julie Larson-Green 1

Hims & Hers Health, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Kirsten Green 1

Kansas City Southern 20-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Facebook, Inc. 26-May-21 USA Miscellaneous Proposal -- Social Proposal Report on Online Child Sexual Exploitation 1 Environmental & Social Alphabet Inc. 02-Jun-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Becton, Dickinson and 26-Jan-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Company Executive Officers' Compensation Officers'Compensation Ford Motor Company 13-May-21 USA Approve Recapitalization Plan SH-Corp Governance Approve Recapitalization Plan for all Stock to 1 for all Stock to Have One-vote Have One-vote per Share per Share Fortive Corporation 08-Jun-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Cloudera, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Michael A. Stankey 1

Nkarta, Inc. 11-Jun-21 USA Elect Director Directors Related Elect Director Tiba Aynechi 1

Global Blood Therapeutics, 17-Jun-21 USA Elect Director Directors Related Elect Director Deval L. Patrick 1 Inc. Vuzix Corporation 17-Jun-21 USA Elect Director Directors Related Elect Director Edward W. Kay, Jr. 1

Trilogy Metals Inc. 19-May-21 Canada Approve Omnibus Stock Plan Non-Salary Comp. Approve Ambler Metals Equity Plan 1

Vaccinex, Inc. 11-May-21 USA Elect Director Directors Related Elect Director Jacob B. Frieberg 1

1Life Healthcare, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director David P. Kennedy 1

Netflix, Inc. 03-Jun-21 USA Political Contributions SH-Other/misc. Report on Political Contributions 1 Disclosure Manhattan Associates, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Deepak Raghavan 1

Morningstar, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Gail Landis 1

Brighthouse Financial, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Diane E. Offereins 1

Allegiance Bancshares, Inc. 22-Apr-21 USA Elect Director Directors Related Elect Director Louis A. Waters Jr. 1

Interactive Brokers Group, 22-Apr-21 USA Elect Director Directors Related Elect Director Paul J. Brody 1 Inc.

Page 210 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director John S. Salter 1

DraftKings Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director Marni M. Walden 1

Logitech International S.A. 09-Sep-20 Switzerland Other Business Routine/Business Authorize Independent Representative to Vote 1 on Any Amendment to Previous Resolutions Burnham Holdings, Inc. 26-Apr-21 USA Elect Director Directors Related Elect Director Douglas S. Brossman 1

Uber Technologies, Inc. 10-May-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Liberty Latin America Ltd. 12-May-21 Bermuda Elect Director Directors Related Elect Director Eric L. Zinterhofer 1

The RealReal, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Robert Krolik 1

Constellium SE 11-May-21 France Approve or Amend Severance Non-Salary Comp. Approve Termination Package of Jean-Marc 1 Agreements/Change-in-Control Germain, CEO Agreements Vicor Corporation 25-Jun-21 USA Elect Director Directors Related Elect Director Andrew T. D'Amico 1

At Home Group Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director John J. Butcher 1

Artius Acquisition, Inc. 23-Jun-21 Cayman Islands Adopt New Articles of Routine/Business Adopt New Certificate of Incorporation 1 Association/Charter Hologic Inc. 11-Mar-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Spotify Technology SA 21-Apr-21 Luxembourg Approve Remuneration of Directors Related Approve Remuneration of Directors 1 Directors and/or Committee Members Vital Farms, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Karl Khoury 1

Village Farms International, 10-Jun-21 Canada Amend Omnibus Stock Plan Non-Salary Comp. Re-approve Equity Plan 1 Inc. Talend SA 29-Jun-21 France Approve Transaction with a Reorg. and Mergers Approve Transaction with Michael Tuchen Re. 1 Related Party Consulting Agreement Mind Medicine (MindMed) Inc. 27-May-21 Canada Elect Director Directors Related Elect Director Miriam Halperin Wernli 1

CURE Pharmaceutical Holding 23-Sep-20 USA Elect Director Directors Related Elect Director Joshua Held 1 Corp. AVITA Therapeutics, Inc. 09-Nov-20 USA Approve Increase in Aggregate Non-Salary Comp. Approve the Increase in Maximum Aggregate 1 Compensation Ceiling for Remuneration of Non-Executive Directors Directors Penske Automotive Group, 12-May-21 USA Elect Director Directors Related Elect Director Kimberly J. McWaters 1 Inc. Canada Goose Holdings Inc. 12-Aug-20 Canada Elect Director Directors Related Elect Director Dani Reiss 1

Piedmont Lithium Limited 25-Nov-20 Australia Elect Director Directors Related Elect Jeffrey Armstrong as Director 1

Turkiye Garanti Bankasi AS 31-Mar-21 Turkey Approve Remuneration of Non-Salary Comp. Approve Director Remuneration 1 Executive Directors and/or Non-Executive Directors Embotelladora Andina SA 15-Apr-21 Chile Other Business Routine/Business Other Business 1

Page 211 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Sonic Automotive, Inc. 28-Apr-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Ambev SA 29-Apr-21 Brazil Approve Remuneration of Non-Salary Comp. Approve Remuneration of Company's 1 Executive Directors and/or Management Non-Executive Directors Kadmon Holdings, Inc. 12-May-21 USA Elect Director Directors Related Elect Director David E. Cohen 1

Maravai LifeSciences 19-May-21 USA Classify the Board of Directors Directors Related Advisory Vote to Retain Classified Board 1 Holdings, Inc. Structure Designer Brands Inc. 27-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Ignacio S. Galan 1

Manchester United plc 03-Jun-21 Cayman Islands Elect Director Directors Related Elect Director Joel Glazer 1

OUTFRONT Media Inc. 08-Jun-21 USA Elect Director Directors Related Elect Director Manuel A. Diaz 1

Golden Nugget Online 10-Jun-21 USA Elect Director Directors Related Elect Director G. Michael Stevens 1 Gaming, Inc. U.S. Xpress Enterprises, Inc. 26-May-21 USA Elect Director Directors Related Elect Director John C. Rickel 1

Ooma, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Andrew H. Galligan 1

SFL Corporation Ltd. 26-May-21 Bermuda Elect Director Directors Related Elect Director Ole B. Hjertaker 1

Orange SA 18-May-21 France Allow Board to Use All Antitakeover Related Allow Board to Use Delegations under Item 23 1 Outstanding Capital Above in the Event of a Public Tender Offer Authorizations in the Event of a Public Tender Offer or Share Exchange Offer ASE Technology Holding Co., 22-Jun-21 Taiwan Elect Director (Cumulative Directors Related Elect TS CHEN, a Representative of ASE 1 Ltd. Voting or More Nominees Than ENTERPRISES LTD., with SHAREHOLDER Board Seats) NO.00000001, as Non-independent Director Clearside Biomedical, Inc. 10-Jun-21 USA Elect Director Directors Related Elect Director Richard Croarkin 1

Novus Capital Corporation 29-Jan-21 USA Eliminate/Restrict Right to Act Antitakeover Related Eliminate Right to Act by Written Consent 1 by Written Consent Ternium SA 03-May-21 Luxembourg Elect Directors (Bundled) Directors Related Reelect Directors 1

NVR, Inc. 05-May-21 USA Elect Director Directors Related Elect Director Susan Williamson Ross 1

Ares Management 16-Jun-21 USA Elect Director Directors Related Elect Director Judy D. Olian 1 Corporation Farmland Partners Inc. 07-May-21 USA Elect Director Directors Related Elect Director John A. Good 1

Global Blood Therapeutics, 17-Jun-21 USA Elect Director Directors Related Elect Director Scott W. Morrison 1 Inc. Charter Communications, Inc. 27-Apr-21 USA Elect Director Directors Related Elect Director Gregory B. Maffei 1

Watsco, Inc. 07-Jun-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Bill.com Holdings, Inc. 03-Dec-20 USA Elect Director Directors Related Elect Director Peter Kight 1

Page 212 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

DoorDash, Inc. 22-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation The Kroger Co. 24-Jun-21 USA Recycling SH-Health/Environ. Assess Environmental Impact of 1 Non-Recyclable Packaging CytoDyn Inc. 30-Sep-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Airbnb, Inc. 22-Jun-21 USA Elect Director Directors Related Elect Director Angela Ahrendts 1

Grupo Aeroportuario del 27-Apr-21 Mexico Elect Directors (Bundled) Directors Related Elect or Ratify Directors of Series B 1 Pacifico SAB de CV Shareholders DREAM Unlimited Corp. 07-Jun-21 Canada Elect Director Directors Related Elect Director Duncan Jackman 1

Alexandria Real Estate 18-May-21 USA Elect Director Directors Related Elect Director Michael A. Woronoff 1 Equities, Inc. Acushnet Holdings Corp. 07-Jun-21 USA Elect Director Directors Related Elect Director Keun Chang (Kevin) Yoon 1

China Rapid Finance Limited 17-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Hao (Kevin) Chen 1

Shake Shack Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Robert Vivian 1

Textron Inc. 28-Apr-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Millicom International Cellular 04-May-21 Luxembourg Approve Remuneration Policy Non-Salary Comp. Approve Senior Management Remuneration 1 SA Policy CoreLogic, Inc. 17-Nov-20 USA Removal of Existing Board SH-Dirs' Related Remove Director Pamela H. Patenaude 1 Directors Landcadia Holdings II, Inc. 29-Dec-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement to 1 Vote Requirement for Amend Bylaws Amendments Nuveen NASDAQ 100 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 Dynamic Overwrite Fund The RMR Group Inc. 11-Mar-21 USA Elect Director Directors Related Elect Director Rosen Plevneliev 1

DISH Network Corporation 30-Apr-21 USA Elect Director Directors Related Elect Director George R. Brokaw 1

DISH Network Corporation 30-Apr-21 USA Elect Director Directors Related Elect Director Tom A. Ortolf 1

Vroom, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Scott A. Dahnke 1

VeriSign, Inc. 27-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Cogent Communications 28-Apr-21 USA Elect Director Directors Related Elect Director Marc Montagner 1 Holdings, Inc. Mind Medicine (MindMed) Inc. 27-May-21 Canada Amend Articles/Bylaws/Charter Routine/Business Amend Articles 1 -- Non-Routine Penske Automotive Group, 12-May-21 USA Elect Director Directors Related Elect Director Ronald G. Steinhart 1 Inc.

Page 213 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Seelos Therapeutics, Inc. 21-May-21 USA Change Jurisdiction of Reorg. and Mergers Change State of Incorporation from Nevada to 1 Incorporation [ ] Delaware AMC Entertainment Holdings, 29-Jul-20 USA Elect Director Directors Related Elect Director Gary F. Locke 2 Inc. John B. Sanfilippo & Son, Inc. 28-Oct-20 USA Elect Director Directors Related Elect Director Jim Edgar 1

Hudson Ltd. 30-Nov-20 Bermuda Approve Merger Agreement Reorg. and Mergers Approve Merger Agreement 1

Genmab A/S 13-Apr-21 Denmark Approve Remuneration of Directors Related Approve Remuneration of Directors in the 1 Directors and/or Committee Amount of DKK 1.2 Million for Chairman, DKK Members 900,000 for Vice Chairman, and DKK 600,000 for Other Directors (if item 7.b is Approved); Approve Remuneration for Committee Work; Approve Meeting Fees Putnam Premier Income Trust 20-Apr-21 USA Elect Director Directors Related Elect Director Barbara M. Baumann 1

Experience Investment Corp. 05-May-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1

Bloom Energy Corporation 12-May-21 USA Elect Director Directors Related Elect Director Michael Boskin 1

FinServ Acquisition Corp. 07-Jun-21 USA Amend Articles/Bylaws/Charter Routine/Business Approve Proposed Charter 1 -- Non-Routine Norseman Silver Inc. 15-Jun-21 Canada Elect Director Directors Related Elect Director Sean Hurd 1

Intellia Therapeutics, Inc. 23-Jun-21 USA Elect Director Directors Related Elect Director Fred Cohen 1

Beam Therapeutics, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Kristina Burow 1

SolarWinds Corporation 28-May-21 USA Elect Director Directors Related Elect Director Michael Hoffmann 1

Oracle Corporation 04-Nov-20 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman Raytheon Technologies 26-Apr-21 USA Elect Director Directors Related Elect Director Robert O. Work 1 Corporation NXP Semiconductors N.V. 26-May-21 Netherlands Elect Director Directors Related Reelect Peter Smitham as Non-Executive 1 Director Shockwave Medical, Inc. 25-Jun-21 USA Elect Director Directors Related Elect Director Antoine Papiernik 1

Farmers & Merchants Bancorp 30-Jun-21 USA Elect Director Directors Related Elect Director Edward Corum, Jr. 1

Liberty Broadband 26-May-21 USA Elect Director Directors Related Elect Director Julie D. Frist 1 Corporation Ionis Pharmaceuticals, Inc. 02-Jun-21 USA Elect Director Directors Related Elect Director Frederick T. Muto 1

Biogen Inc. 02-Jun-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

AMC Networks Inc. 16-Jun-21 USA Require a Majority Vote for the SH-Dirs' Related Require a Majority Vote for the Election of 1 Election of Directors Directors Westlake Chemical 13-May-21 USA Elect Director Directors Related Elect Director John T. Chao 1 Corporation Acushnet Holdings Corp. 07-Jun-21 USA Elect Director Directors Related Elect Director Jennifer Estabrook 1

Aurora Cannabis Inc. 12-Nov-20 Canada Amend Executive Share Option Non-Salary Comp. Re-approve Share Option Plan 1 Plan

Page 214 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

ViacomCBS Inc. 25-May-21 USA Elect Director Directors Related Elect Director Judith A. McHale 1

The Green Organic Dutchman 29-Jun-21 Canada Amend Executive Share Option Non-Salary Comp. Re-approve Stock Option Plan 1 Holdings Ltd. Plan WW International, Inc. 11-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

CoreLogic, Inc. 17-Nov-20 USA Removal of Existing Board SH-Dirs' Related Remove Director J. Michael Shepherd 1 Directors Atlantic American Corporation 18-May-21 USA Elect Director Directors Related Elect Director Hilton H. Howell, Jr. 1

Northern Star Acquisition 28-May-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement for 1 Corp. Vote Requirement for Amendments Amendments Hennessy Capital Acquisition 21-Dec-20 USA Approve Qualified Employee Non-Salary Comp. Approve Qualified Employee Stock Purchase 1 Corp. IV Stock Purchase Plan Plan Natera, Inc. 25-May-21 USA Elect Director Directors Related Elect Director Steven L. Chapman 1

Tradeweb Markets Inc. 11-May-21 USA Elect Director Directors Related Elect Director Brian West 1

AMC Entertainment Holdings, 29-Jul-20 USA Elect Director Directors Related Elect Director Lin (Lincoln) Zhang 1 Inc. Vesper Healthcare Acquisition 29-Apr-21 USA Amend Articles/Bylaws/Charter Reorg. and Mergers Adopt Provision on Waiver of Corporate 1 Corp. -- Organization-Related Opportunity B. Riley Financial, Inc. 27-May-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

VBI Vaccines Inc. 09-Jun-21 Canada Elect Director Directors Related Elect Director Joanne Cordeiro 1

Forum Merger II Corporation 15-Oct-20 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement for 1 Vote Requirement for Removal Removal of Directors of Directors Switchback Energy Acquisition 25-Feb-21 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1 Corporation Planet Fitness, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Frances Rathke 1

Pfizer Inc. 22-Apr-21 USA Review Drug Pricing or SH-Health/Environ. Report on Access to COVID-19 Products 1 Distribution WEX Inc. 04-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation American Airlines Group Inc. 09-Jun-21 USA Reduce Supermajority Vote SH-Corp Governance Adopt Simple Majority Vote 1 Requirement Grubhub Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Matthew Maloney 1

Constellation Software Inc. 05-Aug-20 Canada Elect Director Directors Related Elect Director John Billowits 1

DuPont de Nemours, Inc. 28-Apr-21 USA Report on EEO SH-Other/misc. Adopt Policy to Annually Disclose EEO-1 Data 1

International Paper Company 10-May-21 USA Provide Right to Act by Written SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Consent to Request Action by Written Consent First Solar, Inc. 12-May-21 USA Board Diversity SH-Dirs' Related Report on Board Diversity 1

1Life Healthcare, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Bruce W. Dunlevie 1

Page 215 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Netflix, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Richard N. Barton 1

Digital Realty Trust, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director William G. LaPerch 1

Airbnb, Inc. 22-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Liberty Media Corporation 25-May-21 USA Elect Director Directors Related Elect Director Brian M. Deevy 1

Constellation Brands, Inc. 21-Jul-20 USA Elect Director Directors Related Elect Director James A. Locke, III 1

American International Group, 12-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Inc. - Call Special Meetings to Call Special Meeting CoreLogic, Inc. 17-Nov-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Sreekanth Ravi 1

CRISPR Therapeutics AG 10-Jun-21 Switzerland Approve Issuance of Equity or Capitalization Approve CHF 1,179,509 Increase in Authorized 1 Equity-Linked Securities without Capital Preemptive Rights Trine Acquisition Corp. 08-Dec-20 USA Elect Director Directors Related Elect Director Leo Hindery, Jr. 1

Trine Acquisition Corp. 08-Dec-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1

Tucows Inc. 08-Sep-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

BlackLine, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Kevin Thompson 1

Five9, Inc. 12-May-21 USA Elect Director Directors Related Elect Director David DeWalt 1

Chemed Corporation 17-May-21 USA Political Contributions SH-Other/misc. Report on Political Contributions 1 Disclosure Telefonaktiebolaget LM 30-Mar-21 Sweden Elect Director Directors Related Reelect Jan Carlson as Director 1 Ericsson Clearway Energy, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Jonathan Bram 1

Veltex Corporation 20-Aug-20 USA Elect Director Directors Related Elect Director Harry Haroutunian 1

Sorrento Therapeutics, Inc. 16-Oct-20 USA Approve Stock Option Plan Non-Salary Comp. Approve Grant of Stock Options to Henry Ji 1 Grants Weis Markets, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Harold G. Graber 1

BlackRock Capital Investment 03-May-21 USA Elect Director Directors Related Elect Director William E. Mayer 1 Corporation Highlands REIT, Inc. 13-May-21 USA Elect Director Directors Related Elect Director R. David Turner 1

U.S. Silica Holdings, Inc. 13-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation FinServ Acquisition Corp. 07-Jun-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement for 1 Vote Requirement for Amendments Amendments Forum Merger II Corporation 15-Oct-20 USA Amend Articles/Bylaws/Charter Routine/Business Opt Out of Section 203 of the DGCL 1 -- Non-Routine Beam Therapeutics, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Graham Cooper 1

Page 216 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

LVMH Moet Hennessy Louis 15-Apr-21 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Vice-CEO 1 Vuitton SE Assa Abloy AB 28-Apr-21 Sweden Elect Directors (Bundled) Directors Related Reelect Lars Renstrom (Chairman), Carl 1 Douglas (Vice Chair), Eva Karlsson, , Lena Olving, Sofia Schorling Hogberg and Joakim Weidemanis as Directors; Elect Johan Hjertonsson and Susanne Pahlen Aklundh as New Directors First Trust Senior Floating 14-Sep-20 USA Elect Director Directors Related Elect Director James A. Bowen 1 Rate 2022 Target Term Fund News Corporation 18-Nov-20 USA Elect Director Directors Related Elect Director Peter L. Barnes 1

SoftBank Group Corp. 23-Jun-21 Japan Amend Articles to: (Japan) Reorg. and Mergers Amend Articles to Allow Virtual Only 1 Shareholder Meetings - Amend Business Lines - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Remove All Provisions on Advisory Positions Amazon.com, Inc. 26-May-21 USA Community -Environment SH-Health/Environ. Report on the Impacts of Plastic Packaging 1 Impact T-Mobile US, Inc. 03-Jun-21 USA Elect Director Directors Related Elect Director Timotheus Hottges 1

Shockwave Medical, Inc. 25-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation DocuSign, Inc. 28-May-21 USA Elect Director Directors Related Elect Director Enrique Salem 1

Seaboard Corporation 26-Apr-21 USA Elect Director Directors Related Elect Director David A. Adamsen 1

BOK Financial Corporation 04-May-21 USA Elect Director Directors Related Elect Director Steven Bangert 1

CrowdStrike Holdings, Inc. 06-Jul-20 USA Elect Director Directors Related Elect Director Godfrey R. Sullivan 1

CBRE Group, Inc. 19-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 - Call Special Meetings to Call Special Meeting Axon Enterprise, Inc. 27-May-21 USA Require a Majority Vote for the SH-Dirs' Related Require a Majority Vote for the Election of 1 Election of Directors Directors Expedia Group, Inc. 09-Jun-21 USA Political Contributions SH-Other/misc. Report on Political Contributions and 1 Disclosure Expenditures Lemonade, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Caryn Seidman-Becker 1

Landcadia Holdings II, Inc. 29-Dec-20 USA Amend Votes Per Share of Capitalization Amend Voting Rights of Common Stock 1 Existing Stock eXp World Holdings, Inc. 17-May-21 USA Elect Director Directors Related Elect Director Jason Gesing 1

CRISPR Therapeutics AG 10-Jun-21 Switzerland Approve Remuneration of Non-Salary Comp. Approve Remuneration of Executive Committee 1 Executive Directors and/or in the Amount of USD 2,693,933 Non-Executive Directors Northern Star Acquisition 28-May-21 USA Amend Articles/Bylaws/Charter Reorg. and Mergers Eliminate Blank Check Company Provisions 1 Corp. -- Organization-Related

Page 217 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Asana, Inc. 14-Jun-21 USA Elect Director Directors Related Elect Director Matthew Cohler 1

Newell Brands Inc. 05-May-21 USA Elect Director Directors Related Elect Director Bridget Ryan Berman 1

Inari Medical, Inc. 27-May-21 USA Elect Director Directors Related Elect Director Geoff Pardo 1

Telefonaktiebolaget LM 30-Mar-21 Sweden Approve Alternative Equity Plan Non-Salary Comp. Approve Alternative Equity Plan Financing of 1 Ericsson Financing LTV 2021, if Item 16.2 is Not Approved Nuveen Floating Rate Income 20-Apr-21 USA Elect Director Directors Related Elect Director Jack B. Evans 1 Fund Pure Storage, Inc. 15-Jun-21 USA Elect Director Directors Related Elect Director Susan Taylor 1

Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Enrique Castillo Sanchez 1 Mejorada AMC Entertainment Holdings, 29-Jul-20 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers' Compensation Officers'Compensation DiamondPeak Holdings Corp. 22-Oct-20 USA Elect Director Directors Related Elect Director David T. Hamamoto 1

Eaton Vance Tax-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director Cynthia E. Frost 1 Buy-Write Opportunities Fund Vesper Healthcare Acquisition 29-Apr-21 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1 Corp. Kadmon Holdings, Inc. 12-May-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Corsair Gaming, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Andrew J. Paul 1

Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director John Baldacci 1

Avangrid, Inc. 01-Jun-21 USA Elect Director Directors Related Elect Director Santiago Martinez Garrido 1

VBI Vaccines Inc. 09-Jun-21 Canada Elect Director Directors Related Elect Director Christopher McNulty 1

Digital Media Solutions, Inc. 24-Jun-21 USA Elect Director Directors Related Elect Director Robbie Isenberg 1

Ayr Wellness Inc. 24-Jun-21 Canada Amend Articles/Bylaws/Charter Routine/Business Amend Articles 1 -- Non-Routine Green Thumb Industries Inc. 28-Jun-21 Canada Elect Director Directors Related Elect Director Wendy Berger 1

PetIQ, Inc. 29-Jun-21 USA Elect Director Directors Related Elect Director Ronald Kennedy 1

Tencent Holdings Limited 20-May-21 Cayman Islands Authorize Reissuance of Capitalization Authorize Reissuance of Repurchased Shares 1 Repurchased Shares Colfax Corporation 12-May-21 USA Elect Director Directors Related Elect Director Thomas S. Gayner 1

Banco do Brasil SA 28-Apr-21 Brazil Elect Director Directors Related Elect Waldery Rodrigues Junior as Director 1

Banco do Brasil SA 28-Apr-21 Brazil Approve Bonus Matching Plan Non-Salary Comp. Approve Share Matching Plan 1

Twilio Inc. 16-Jun-21 USA Elect Director Directors Related Elect Director Jeffrey Epstein 1

The Boeing Company 20-Apr-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Merck & Co., Inc. 25-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent

Page 218 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Skillz, Inc. 26-May-21 USA Elect Director Directors Related Elect Director Kent Wakeford 1

Hyliion Holdings Corp. 08-Jun-21 USA Elect Director Directors Related Elect Director Vincent T. Cubbage 1

Appian Corporation 11-Jun-21 USA Elect Director Directors Related Elect Director Michael J. Mulligan 1

Charter Communications, Inc. 27-Apr-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Omnicom Group Inc. 04-May-21 USA Political Contributions SH-Other/misc. Report on Political Contributions and 1 Disclosure Expenditures PS Business Parks, Inc. 04-May-21 USA Preferred Proposal Preferred/Bondholder Change State of Incorporation from California 1 to Maryland MeiraGTx Holdings Plc 10-Jun-21 Cayman Islands Ratify Auditors Routine/Business Ratify Ernst & Young LLP as Auditors 1

Deutsche Telekom AG 01-Apr-21 Germany Amend Articles/Bylaws/Charter SH-Routine/Business Amend Articles Re: Shareholders' Right to 1 -- Routine Participation during the Virtual Meeting Acreage Holdings, Inc. 23-Jul-20 Canada Elect Director Directors Related Elect Director William C. Van Faasen 1

Prothena Corporation plc 18-May-21 Ireland Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Safeguard Scientifics, Inc. 19-May-21 USA Elect Director Directors Related Elect Director Russell D. Glass 1

Cryo-Cell International, Inc. 22-Sep-20 USA Elect Director Directors Related Elect Director Harold D. Berger 1

Old Republic International 28-May-21 USA Elect Director Directors Related Elect Director Michael D. Kennedy 1 Corporation KushCo Holdings, Inc. 28-Jan-21 USA Elect Director Directors Related Elect Director Barbara Goodstein 1

Fire & Flower Holdings Corp. 09-Jun-21 Canada Elect Director Directors Related Elect Director Avininder Grewal 1

Regional Health Properties, 16-Dec-20 USA Elect Director Directors Related Elect Director David A. Tenwick 1 Inc. Atlantic American Corporation 18-May-21 USA Elect Director Directors Related Elect Director Robin R. Howell 1

Colonnade Acquisition Corp. 09-Mar-21 Cayman Islands Provide Directors May Only Be Antitakeover Related Provide Directors May Only Be Removed for 1 Removed for Cause Cause Spotify Technology SA 21-Apr-21 Luxembourg Elect Director Directors Related Elect Daniel Ek as A Director 1

Marlin Business Services 02-Jun-21 USA Elect Director Directors Related Elect Director Lawrence J. DeAngelo 1 Corp. Templeton Global Income 07-May-21 USA Elect Director (Dissident) SH-Dirs' Related Elect Directors Frederic Gabriel 1 Fund Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Elect Director Directors Related Ratify Director Appointment 1

Axos Financial, Inc. 22-Oct-20 USA Elect Director Directors Related Elect Director J. Brandon Black 1

Aphria Inc. 17-Nov-20 Canada Elect Director Directors Related Elect Director Walter Robb 1

Eaton Vance Tax-Managed 15-Apr-21 USA Elect Director Directors Related Elect Director Scott E. Wennerholm 1 Global Buy-Write Opportunities Fund Inspire Medical Systems, Inc. 29-Apr-21 USA Elect Director Directors Related Elect Director Jerry C. Griffin 1

Maravai LifeSciences 19-May-21 USA Elect Director Directors Related Elect Director Benjamin Daverman 1 Holdings, Inc.

Page 219 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Xerox Holdings Corporation 20-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Consent Fortress Value Acquisition 15-Jun-21 USA Amend Articles/Bylaws/Charter Routine/Business Opt Out of Section 203 of the DGCL 1 Corp. II -- Non-Routine PagerDuty, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Rathi Murthy 1

PagerDuty, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Alex Solomon 1

ASE Technology Holding Co., 22-Jun-21 Taiwan Elect Director (Cumulative Directors Related Elect CHI-WEN TSAI, a Representative of ASE 1 Ltd. Voting or More Nominees Than ENTERPRISES LTD., with SHAREHOLDER Board Seats) NO.00000001, as Non-independent Director Tencent Holdings Limited 20-May-21 Cayman Islands Approve Executive Share Option Non-Salary Comp. Adopt Share Option Plan of China Literature 1 Plan Limited Aztec Land and Cattle 23-Mar-21 USA Elect Director Directors Related Elect Director David C. Davenport, Jr. 1 Company, Limited Palo Alto Networks, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Nikesh Arora 1

CrowdStrike Holdings, Inc. 30-Jun-21 USA Elect Director Directors Related Elect Director Sameer K. Gandhi 1

Bristol-Myers Squibb 04-May-21 USA Amend Articles/Bylaws/Charter SH-Dirs' Related Reduce Ownership Threshold for Special 1 Company - Call Special Meetings Shareholder Meetings to 10% Peloton Interactive, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Erik Blachford 1

Medpace Holdings, Inc. 14-May-21 USA Elect Director Directors Related Elect Director Cornelius P. McCarthy, III 1

Veritex Holdings, Inc. 18-May-21 USA Elect Director Directors Related Elect Director Gregory B. Morrison 1

Cable One, Inc. 21-May-21 USA Elect Director Directors Related Elect Director Kristine E. Miller 1

Equitable Holdings, Inc. 20-May-21 USA Elect Director Directors Related Elect Director Charles G.T. Stonehill 1

Coca-Cola Europacific 26-May-21 United Kingdom Advisory Vote to Ratify Named Non-Salary Comp. Approve Remuneration Report 1 Partners plc Executive Officers'Compensation Fire & Flower Holdings Corp. 09-Jun-21 Canada Approve Share Plan Grant Non-Salary Comp. Approve Restricted Share Unit Grants 1

BancFirst Corporation 22-Dec-20 USA Amend Executive Share Option Non-Salary Comp. Amend Stock Option Plan 1 Plan Lantheus Holdings, Inc. 28-Apr-21 USA Elect Director Directors Related Elect Director James H. Thrall 1

Houlihan Lokey, Inc. 24-Sep-20 USA Elect Director Directors Related Elect Director Irwin N. Gold 1

BlackLine, Inc. 13-May-21 USA Elect Director Directors Related Elect Director Owen Ryan 1

Northern Star Acquisition 28-May-21 USA Company Specific - Equity Capitalization Increase Authorized Common Stock and 1 Corp. Related Eliminate Class B Common Stock Primo Water Corporation 04-May-21 Canada Change Jurisdiction of Reorg. and Mergers Approve Continuance of Company 1 Incorporation [ ] Nuveen Preferred & Income 20-Apr-21 USA Elect Director Directors Related Elect Director Albin F. Moschner 1 Opportunities Fund Holicity Inc. 30-Jun-21 USA Eliminate/Restrict Right to Act Antitakeover Related Limit Ability to Act by Written Consent 1 by Written Consent

Page 220 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Cantel Medical Corp. 29-Apr-21 USA Advisory Vote on Golden Non-Salary Comp. Advisory Vote on Golden Parachutes 1 Parachutes MicroStrategy Incorporated 26-May-21 USA Elect Director Directors Related Elect Director Michael J. Saylor 1

Southern Copper Corporation 28-May-21 USA Require Independent Board SH-Routine/Business Require Independent Board Chair 1 Chairman Thomson Reuters Corporation 09-Jun-21 Canada Improve Human Rights SH-Soc./Human SP 1: Produce a Human Rights Risk Report 1 Standards or Policies Rights PetIQ, Inc. 29-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Organogenesis Holdings Inc. 18-Dec-20 USA Elect Director Directors Related Elect Director Glenn H. Nussdorf 1

National Beverage Corp. 02-Oct-20 USA Elect Director Directors Related Elect Director Nick A. Caporella 1

LVMH Moet Hennessy Louis 15-Apr-21 France Elect Director Directors Related Reelect Charles de Croisset as Director 1 Vuitton SE First Trust Intermediate 26-Apr-21 USA Elect Director Directors Related Elect Director Richard E. Erickson 1 Duration Preferred & Income Fund Star Peak Energy Transition 27-Apr-21 USA Adopt or Increase Supermajority Antitakeover Related Adopt Supermajority Vote Requirement for 1 Corp. Vote Requirement for Removal Removal of Directors of Directors Danaher Corporation 05-May-21 USA Elect Director Directors Related Elect Director John T. Schwieters 1

Freshii Inc. 30-Oct-20 Canada Amend Omnibus Stock Plan Non-Salary Comp. Amend Share Compensation Plan 1

Palo Alto Networks, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Lorraine Twohill 1

Zscaler, Inc. 06-Jan-21 USA Elect Director Directors Related Elect Director Jagtar (Jay) Chaudhry 1

Las Vegas Sands Corp. 13-May-21 USA Elect Director Directors Related Elect Director David F. Levi 1

Chipotle Mexican Grill, Inc. 18-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Bristol-Myers Squibb 04-May-21 USA Provide Right to Act by Written SH-Dirs' Related Provide Right to Act by Written Consent 1 Company Consent Altria Group, Inc. 20-May-21 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1

Activision Blizzard, Inc. 21-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Dominion Energy, Inc. 05-May-21 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1

Netflix, Inc. 03-Jun-21 USA Amend Vote Requirements to SH-Dirs' Related Adopt Simple Majority Vote 1 Amend Articles/Bylaws/Charter Farmers & Merchants Bancorp 30-Jun-21 USA Elect Director Directors Related Elect Director Kevin Sanguinetti 1

Medpace Holdings, Inc. 14-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation

Page 221 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

China Mobile Limited 29-Apr-21 Hong Kong Authorize Reissuance of Capitalization Authorize Reissuance of Repurchased Shares 1 Repurchased Shares Tootsie Roll Industries, Inc. 03-May-21 USA Elect Director Directors Related Elect Director Ellen R. Gordon 1

Westlake Chemical 13-May-21 USA Elect Director Directors Related Elect Director Mark A. McCollum 1 Corporation Liberty Global plc 16-Jun-21 United Kingdom Elect Director Directors Related Elect Director John C. Malone 1

The Trade Desk, Inc. 22-Dec-20 USA Company Specific - Equity Capitalization Change the Conditions for the Conversion of All 1 Related Outstanding Shares of Class B Common Stock Into Class A Common Stock Armada Hoffler Properties, 16-Jun-21 USA Elect Director Directors Related Elect Director James C. Cherry 1 Inc. Lyft, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director John Zimmer 1

Cannae Holdings, Inc. 23-Jun-21 USA Elect Director Directors Related Elect Director Frank R. Martire 1

Brown-Forman Corporation 30-Jul-20 USA Elect Director Directors Related Elect Director Michael J. Roney 1

Community Capital 25-May-21 USA Elect Director Directors Related Elect Director John L. Reese, IV 1 Bancshares, Inc. Lemonade, Inc. 09-Jun-21 USA Elect Director Directors Related Elect Director Michael Eisenberg 1

Jushi Holdings Inc. 30-Jun-21 Canada Amend Articles/Bylaws/Charter Routine/Business Amend Articles 1 -- Non-Routine Landcadia Holdings II, Inc. 29-Dec-20 USA Elect Director Directors Related Elect Director Tilman J. Fertitta 1

Ryder System, Inc. 07-May-21 USA Provide Right to Act by Written SH-Dirs' Related Reduce Ownership Threshold for Shareholders 1 Consent to Request Action by Written Consent Regional Health Properties, 16-Dec-20 USA Elect Director Directors Related Elect Director Brent Morrison 1 Inc. DISH Network Corporation 30-Apr-21 USA Elect Director Directors Related Elect Director Kathleen Q. Abernathy 1

Brooge Energy Limited 18-Dec-20 Cayman Islands Elect Director Directors Related Elect Director Lina Saheb 1

Northwest Biotherapeutics, 18-May-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Inc. Executive Officers' Compensation Officers'Compensation Sage Therapeutics, Inc. 10-Jun-21 USA Advisory Vote to Ratify Named Non-Salary Comp. Advisory Vote to Ratify Named Executive 1 Executive Officers' Compensation Officers'Compensation Fastly, Inc. 21-Jun-21 USA Elect Director Directors Related Elect Director Kelly Wright 1

CF Finance Acquisition Corp. 05-Mar-21 USA Change Company Name Routine/Business Change Company Name to View, Inc. 1 II Vesper Healthcare Acquisition 29-Apr-21 USA Company Specific - Equity Capitalization Increase Authorized Common Stock and 1 Corp. Related Eliminate Class B Common Stock Mackinac Financial 25-May-21 USA Elect Director Directors Related Elect Director Randolph C. Paschke 1 Corporation DarioHealth Corp. 07-Jun-21 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1

Page 222 of 223

Analysis of Votes Against Management (Continued)

Meeting Proposal Code Description Proposal Type # of items voted AGST Company Name Date Market Category Proposal Text Mgmt

Frequency Therapeutics, Inc. 17-Jun-21 USA Elect Director Directors Related Elect Director Joel S. Marcus 1

Daseke, Inc. 18-Jun-21 USA Elect Director Directors Related Elect Director Charles "Chuck" F. Serianni 1

Repay Holdings Corporation 05-Aug-20 USA Elect Director Directors Related Elect Director Richard E. Thornburgh 1

Revance Therapeutics, Inc. 05-May-21 USA Elect Director Directors Related Elect Director Angus C. Russell 1

Banco do Brasil SA 28-Apr-21 Brazil Elect Director Directors Related Elect Debora Cristina Fonseca as Director 1 (Employee Representative) Virginia National Bankshares 24-Jun-21 USA Elect Director Directors Related Elect Director Glenn W. Rust 1 Corporation

Unvoted Meetings

Company Name Meeting Date Meeting Type Market Meeting ID

Allot Ltd. 14-Oct-20 Annual Israel 1467289

Assa Abloy AB 24-Nov-20 Special Sweden 1480512

Canadian Imperial Bank of Commerce 08-Apr-21 Annual Canada 1497560

Hawaiian Holdings, Inc. 19-May-21 Annual USA 1527458

Hexagon AB 01-Dec-20 Special Sweden 1482926

Vertical Computer Systems, Inc. 27-Oct-20 Proxy Contest USA 1481001

PARAMETERS

Account Watchlist: None Country Watchlist: None Issuer Watchlist: None Proposal Code Watchlist: None

Page 223 of 223 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

BROADCOM INC

ISIN US11135F1012 Meeting Date 05-Apr-21

Ticker AVGO Deadline Date 01-Apr-21

Country United States Record Date 08-Feb-21

Blocking No Vote Date 04-Mar-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Diane M. Bryant Management For For For

1B. Elect Gayla J. Delly Management For For For

1C. Elect Raul J. Fernandez Management For For For

Vote Note: It is BHMS policy to review the concept of over-boarding, tenure, and board diversity issues on a case-by-case basis. After reviewing the qualifications for this director, we are voting FOR their nomination. 1D. Elect Eddy W. Hartenstein Management For For For

1E. Elect Check Kian Low Management For For For

1F. Elect Justine F. Page Management For For For

1G. Elect Dr. Henry S. Samueli Management For For For

1H. Elect Hock E. Tan Management For For For

1I. Elect Harry L. You Management For For For

2. Ratification of Auditor Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 1 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

3. Amendment to the 2012 Stock Incentive Plan Management For For For

4. Advisory Vote on Executive Compensation Management For For For

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 934 04-Mar-21 Growth Fund 2C Totals 934

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 2 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

LENNAR CORP.

ISIN BRL1ENBDR005 Meeting Date 07-Apr-21

Ticker LEN Deadline Date 06-Apr-21

Country United States Record Date 16-Feb-21

Blocking No Vote Date 15-Mar-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Amy L. Banse Management For For For

1B. Elect Richard Beckwitt Management For For For

1C. Elect Steven L. Gerard Management For Against Against

Vote Note: Ongoing compensation concerns

1D. Elect Theron I. Gilliam Management For Against Against

Vote Note: Ongoing compensation concerns

1E. Elect Sherrill W. Hudson Management For Against Against

Vote Note: Ongoing compensation concerns

1F. Elect Jonathan M. Jaffe Management For For For

1G. Elect Sidney Lapidus Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 3 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1H. Elect Teri P. McClure Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. Vote against members of the nominating and/or governance committee18.18% women. 1I. Elect Stuart A. Miller Management For For For

1J. Elect Armando J. Olivera Management For Against Against

Vote Note: Vote against members of the nominating and/or governance committee18.18% women. 1K. Elect Jeffrey Sonnenfeld Management For Against Against

Vote Note: Vote against members of the nominating and/or governance committee18.18% women. 2. Advisory Vote on Executive Compensation Management For Against Against

Vote Note: Pay and performance disconnect; Excessive bonus 3. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

4. Shareholder Proposal Regarding Recapitalization Shareholder Against For Against

Vote Note: Allowing one vote per share generally operates as a safeguard for common shareholders

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 4,206 15-Mar-21 Growth Fund 2C Totals 4,206

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 4 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

NORTHERN TRUST CORP.

ISIN BRN1TRBDR002 Meeting Date 20-Apr-21

Ticker NTRS Deadline Date 19-Apr-21

Country United States Record Date 22-Feb-21

Blocking No Vote Date 30-Mar-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Linda Walker Bynoe Management For Against Against

Vote Note: No independent lead or presiding director

1B. Elect Susan Crown Management For For For

1C. Elect Dean M. Harrison Management For For For

1D. Elect Jay L. Henderson Management For Against Against

Vote Note: Nominee is not independent and sits on a committee. 1E. Elect Marcy S. Klevorn Management For For For

1F. Elect Siddharth N. Mehta Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1G. Elect Michael G. O'Grady Management For For For

1H. Elect Jose Luis Prado Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 5 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1I. Elect Thomas E. Richards Management For For For

Vote Note: The reason he could not attend > 75% of meetings was due to illness, which could be a legitimate reason to miss meetings, in our opinion. In addition, Richards has relevant technology experience that is beneficial to NTRS. 1J. Elect Martin P. Slark Management For For For

1K. Elect David H. B. Smith, Jr. Management For For For

1L. Elect Donald Thompson Management For For For

1M. Elect Charles A. Tribbett III Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 2,127 30-Mar-21 Growth Fund 2C Totals 2,127

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 6 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

U.S. BANCORP.

ISIN BRUSBCBDR003 Meeting Date 20-Apr-21

Ticker USB Deadline Date 19-Apr-21

Country United States Record Date 23-Feb-21

Blocking No Vote Date 24-Mar-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Warner L. Baxter Management For For For

1B. Elect Dorothy J. Bridges Management For For For

1C. Elect Elizabeth L. Buse Management For For For

1D. Elect Andrew Cecere Management For For For

1E. Elect Kimberly N. Ellison-Taylor Management For For For

1F. Elect Kimberly J. Harris Management For For For

1G. Elect Roland A. Hernandez Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1H. Elect Olivia F. Kirtley Management For For For

1I. Elect Karen S. Lynch Management For For For

1J. Elect Richard P. McKenney Management For For For

1K. Elect Yusuf I. Mehdi Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 7 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1L. Elect John P. Wiehoff Management For For For

1M. Elect Scott W. Wine Management For For For

2. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

3. Advisory Vote on Executive Compensation Management For For For

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 8,660 24-Mar-21 Growth Fund 2C Totals 8,660

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 8 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

TEXAS INSTRUMENTS INC.

ISIN ARDEUT111622 Meeting Date 22-Apr-21

Ticker TXN Deadline Date 21-Apr-21

Country United States Record Date 22-Feb-21

Blocking No Vote Date 24-Mar-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Mark A. Blinn Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1B. Elect Todd M. Bluedorn Management For For For

1C. Elect Janet F. Clark Management For For For

1D. Elect Carrie S. Cox Management For For For

1E. Elect Martin S. Craighead Management For For For

1F. Elect Jean M. Hobby Management For For For

1G. Elect Michael D. Hsu Management For For For

1H. Elect Ronald Kirk Management For For For

1I. Elect Pamela H. Patsley Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1J. Elect Robert E. Sanchez Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 9 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1K. Elect Richard K. Templeton Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

4. Shareholder Proposal Regarding Right to Act by Written Shareholder Against For Against Consent Vote Note: Shareholder action by written consent enables shareholders to take action on important issues that arise between annual meetings

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 1,645 24-Mar-21 Growth Fund 2C Totals 1,645

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 10 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

EDISON INTERNATIONAL

ISIN BRE1IXBDR004 Meeting Date 22-Apr-21

Ticker EIX Deadline Date 21-Apr-21

Country United States Record Date 01-Mar-21

Blocking No Vote Date 08-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Jeanne Beliveau-Dunn Management For For For

1B. Elect Michael C. Camuñez Management For For For

1C. Elect Vanessa C.L. Chang Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1D. Elect James T. Morris Management For For For

1E. Elect Timothy T. O'Toole Management For For For

1F. Elect Pedro J. Pizarro Management For For For

1G. Elect Carey A. Smith Management For For For

1H. Elect Linda G. Stuntz Management For For For

1I. Elect William P. Sullivan Management For For For

1J. Elect Peter J. Taylor Management For For For

1K. Elect Keith Trent Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 11 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

2. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

3. Advisory Vote on Executive Compensation Management For For For

4. Approval of the Employee Stock Purchase Plan Management For For For

5. Shareholder Proposal Regarding Proxy Access Bylaw Shareholder Against For Against Amendment

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 2,286 08-Apr-21 Growth Fund 2C Totals 2,286

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 12 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

J.B. HUNT TRANSPORT SERVICES, INC.

ISIN BRJ1BHBDR007 Meeting Date 22-Apr-21

Ticker JBHT Deadline Date 21-Apr-21

Country United States Record Date 16-Feb-21

Blocking No Vote Date 19-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Douglas G. Duncan Management For For For

1B. Elect Francesca M. Edwardson Management For For For

1C. Elect Wayne Garrison Management For For For

Vote Note: Directors Roberts, Thompson and Garrison are all current/former CEOs/Chairmen who have deep, intimate knowledge of the company and industry and BHMS is voting FOR their nominations. 1D. Elect Sharilyn S. Gasaway Management For For For

1E. Elect Gary C. George Management For For For

1F. Elect John B. (Thad) Hill Management For For For

1G. Elect Bryan Hunt Management For Against Against

Vote Note: Vote against non independent members if the board is not at least two thirds independent. 1H. Elect Gale V. King Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 13 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1I. Elect John N. Roberts III Management For For For

Vote Note: Directors Roberts, Thompson and Garrison are all current/former CEOs/Chairmen who have deep, intimate knowledge of the company and industry and BHMS is voting FOR their nominations. 1J. Elect James L. Robo Management For For For

1K. Elect Kirk Thompson Management For For For

Vote Note: Directors Roberts, Thompson and Garrison are all current/former CEOs/Chairmen who have deep, intimate knowledge of the company and industry and BHMS is voting FOR their nominations. 2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For For For

Vote Note: With respect to the auditor, this seems like an arbitrary duration in this case. JBHT has had very consistent reporting, revenue segmentation and low accruals. Given the lack of yellow/red flags, BHMS doesn't this would be productive for either us or the company.

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 2,487 19-Apr-21 Growth Fund 2C Totals 2,487

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 14 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

RAYTHEON TECHNOLOGIES CORPORATION

ISIN US75513E1010 Meeting Date 26-Apr-21

Ticker RTX Deadline Date 23-Apr-21

Country United States Record Date 02-Mar-21

Blocking No Vote Date 31-Mar-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Tracy A. Atkinson Management For For For

1B. Elect Gregory J. Hayes Management For For For

1C. Elect Thomas A. Kennedy Management For For For

1D. Elect Marshall O. Larsen Management For For For

1E. Elect George R. Oliver Management For For For

1F. Elect Robert K. Ortberg Management For For For

1G. Elect Margaret L. O'Sullivan Management For For For

1H. Elect Dinesh C. Paliwal Management For For For

1I. Elect Ellen M. Pawlikowski Management For For For

1J. Elect Denise L. Ramos Management For For For

1K. Elect Fredric G. Reynolds Management For For For

1L. Elect Brian C. Rogers Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 15 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1M. Elect James A. Winnefeld, Jr. Management For For For

1N. Elect Robert O. Work Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

4. Approval of the Executive Annual Incentive Plan Management For For For

5. Amendment to the 2018 Long-Term Incentive Plan Management For For For

6. Shareholder Proposal Regarding Proxy Access Bylaw Shareholder Against For Against Amendment

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 5,882 31-Mar-21 Growth Fund 2C Totals 5,882

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 16 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

EXELON CORP.

ISIN BRE1XCBDR007 Meeting Date 27-Apr-21

Ticker EXC Deadline Date 26-Apr-21

Country United States Record Date 01-Mar-21

Blocking No Vote Date 22-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Anthony K. Anderson Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1B. Elect Ann C. Berzin Management For For For

1C. Elect Laurie Brlas Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1D. Elect Marjorie Rodgers Cheshire Management For For For

1E. Elect Christopher M. Crane Management For For For

1F. Elect Yves C. de Balmann Management For For For

1G. Elect Linda P. Jojo Management For For For

1H. Elect Paul L. Joskow Management For For For

1I. Elect Robert J. Lawless Management For For For

1J. Elect John M. Richardson Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 17 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1K. Elect Mayo A. Shattuck III Management For For For

1L. Elect John F. Young Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

4. Shareholder Proposal Regarding Child Labor Linked to Shareholder Against Against For Electric Vehicles Vote Note: Shareholder proposal is anti-social.

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 5,758 22-Apr-21 Growth Fund 2C Totals 5,758

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 18 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

WELLS FARGO & CO.

ISIN US9497462005 Meeting Date 27-Apr-21

Ticker WFC Deadline Date 26-Apr-21

Country United States Record Date 26-Feb-21

Blocking No Vote Date 09-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Steven D. Black Management For For For

1B. Elect Mark A. Chancy Management For For For

1C. Elect Celeste A. Clark Management For For For

1D. Elect Theodore F. Craver, Jr. Management For For For

1E. Elect Wayne M. Hewett Management For For For

1F. Elect Maria R. Morris Management For For For

1G. Elect Charles H. Noski Management For For For

1H. Elect Richard B. Payne, Jr. Management For For For

1I. Elect Juan A. Pujadas Management For For For

1J. Elect Ronald L. Sargent Management For For For

1K. Elect Charles W. Scharf Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 19 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1L. Elect Suzanne M. Vautrinot Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

4. Shareholder Proposal Regarding Proxy Access Bylaw Shareholder Against Against For Amendment Vote Note: Voted against this proposal because current bylaws (group of up to 20 shareholders owning 3% of the Company's shares for 3 years to nominate 20% of the board) seem reasonable and in-line with standard market practices. 5. Shareholder Proposal Regarding Becoming a Public Shareholder Against Against For Benefit Corporation 6. Shareholder Proposal Regarding Incentive Shareholder Against Against For Compensation Report 7. Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Against For

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 11,339 09-Apr-21 Growth Fund 2C Totals 11,339

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 20 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

CITIGROUP INC

ISIN US172967MG30 Meeting Date 27-Apr-21

Ticker C Deadline Date 26-Apr-21

Country United States Record Date 01-Mar-21

Blocking No Vote Date 07-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Ellen M. Costello Management For For For

1B. Elect Grace E. Dailey Management For For For

1C. Elect Barbara J. Desoer Management For For For

1D. Elect John C. Dugan Management For For For

1E. Elect Jane N. Fraser Management For For For

1F. Elect Duncan P. Hennes Management For For For

1G. Elect Peter B. Henry Management For For For

1H. Elect S. Leslie Ireland Management For For For

1I. Elect Lew W. Jacobs, IV Management For For For

1J. Elect Renée J. James Management For For For

1K. Elect Gary M. Reiner Management For For For

1L. Elect Diana L. Taylor Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 21 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1M. Elect James S. Turley Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1N. Elect Deborah C. Wright Management For For For

1O. Elect Alexander R. Wynaendts Management For For For

1P. Elect Ernesto Zedillo Ponce de León Management For For For

2. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

3. Advisory Vote on Executive Compensation Management For Against Against

Vote Note: Given new CEO, Citi has an opportunity to better align pay for performance. Citi has received a D rating from Glass Lewis for the past 3yrs, which shows a lack of improvement. Long-term incentives of cumulative TBV/Share and Average ROTCE are good metrics, but thresholds are not challenging enough. 4. Amendment to the 2019 Stock Incentive Plan Management For For For

5. Shareholder Proposal Regarding Proxy Access Bylaw Shareholder Against For Against Amendment 6. Shareholder Proposal Regarding Independent Chair Shareholder Against Against For

7. Shareholder Proposal Regarding Non-Management Shareholder Against Against For Employee Representation on the Board 8. Shareholder Proposal Regarding Lobbying Report Shareholder Against For Against

Vote Note: Favor review/limit political spending.

9. Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Against For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 22 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

Vote Note: Citi has already made a commitment to social justice and racial equity in its operations, business dealings, and engagement with stakeholders, customers, and employees. The Company established representation goals in 2019 in order to increase U.S. minorities in senior and higher paying roles by 2021. I think it makes sense to wait until after 2021 to better understand the company’s execution versus the goals it established in 2019. 10. Shareholder Proposal Regarding Becoming a Public Shareholder Against Against For Benefit Corporation

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 5,911 07-Apr-21 Growth Fund 2C Totals 5,911

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 23 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

GOLDMAN SACHS GROUP, INC.

ISIN ARBCOM460119 Meeting Date 29-Apr-21

Ticker GS Deadline Date 28-Apr-21

Country United States Record Date 01-Mar-21

Blocking No Vote Date 09-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect M. Michele Burns Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1B. Elect Drew G. Faust Management For For For

1C. Elect Mark Flaherty Management For For For

1D. Elect Ellen J. Kullman Management For For For

1E. Elect Lakshmi N. Mittal Management For Against Against

Vote Note: This nominee is an executive of a public company and sits on 3 or more public company boards. 1F. Elect Adebayo O. Ogunlesi Management For For For

1G. Elect Peter Oppenheimer Management For For For

1H. Elect David M. Solomon Management For For For

1I. Elect Jan E. Tighe Management For For For

1J. Elect Jessica Uhl Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 24 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1K. Elect David A. Viniar Management For For For

1L. Elect Mark O. Winkelman Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Amendment to the Stock Incentive Plan Management For For For

4. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

5. Shareholder Proposal Regarding Right to Act by Written Shareholder Against For Against Consent Vote Note: Shareholder action by written consent enables shareholders to take action on important issues that arise between annual meetings 6. Shareholder Proposal Regarding Report on The Impact Shareholder Against For Against of Mandatory Arbitration Policies Vote Note: Additional disclosure will allow shareholders to better assess the risks faced by the Company on account of its use of mandatory arbitration 7. Shareholder Proposal Regarding Becoming a Public Shareholder Against Against For Benefit Corporation 8. Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Against For

Vote Note: Voted against because Goldman has already established clear, quantifiable diversity goals. The Company has also committed to expanding its EEO-1 disclosure as part of its upcoming sustainability report and expects to continue to share greater data on its progress. Goldman’s Chairperson and CEO have also called on all company diversity committees to assist in accelerating the attraction and development of a diverse workforce.

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 25 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 1,525 09-Apr-21 Growth Fund 2C Totals 1,525

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 26 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

VALERO ENERGY CORP.

ISIN BRVLOEBDR005 Meeting Date 29-Apr-21

Ticker VLO Deadline Date 28-Apr-21

Country United States Record Date 03-Mar-21

Blocking No Vote Date 08-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect H. Paulett Eberhart Management For For For

1B. Elect Joseph W. Gorder Management For For For

1C. Elect Kimberly S. Greene Management For For For

1D. Elect Deborah P. Majoras Management For For For

1E. Elect Eric D. Mullins Management For For For

1F. Elect Donald L. Nickles Management For For For

1G. Elect Philip J. Pfeiffer Management For For For

1H. Elect Robert A. Profusek Management For For For

1I. Elect Stephen M. Waters Management For For For

1J. Elect Randall J. Weisenburger Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1K. Elect Rayford Wilkins Jr. Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 27 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

2. Ratification of Auditor Management For For For

Vote Note: There are limited of firms with expertise in the refining segment as auditors. In addition, the current auditor firm changes partners every 3-4 years and this new partner takes a fresh look at the audited statements. Finally, the company recently got an external audit from a peer auditor as part of the ongoing best practices and procedures among the big 4. During this audit, the peer audit firm found no deficiencies nor issues with the current auditor practices. 3. Advisory Vote on Executive Compensation Management For For For

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 1,699 08-Apr-21 Growth Fund 2C Totals 1,699

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 28 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

AMERICAN EXPRESS CO.

ISIN US02583Y2054 Meeting Date 04-May-21

Ticker AXP Deadline Date 03-May-21

Country United States Record Date 08-Mar-21

Blocking No Vote Date 21-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Thomas J. Baltimore, Jr. Management For For For

Vote Note: While we do have concerns about over- boarding, this is more than outweighed by Mr. Baltimore’s expertise as CEO and Chairman of Park Hotels & Resorts. Given AXP’s travel focus, we think Mr. Baltimore’s skill set will be very valuable to AXP as economies re-open from Covid, especially in some of the most heavily impacted sectors such as T&E. Moreover, AXP indicated that Mr. Baltimore previously served on 3 boards and served in his current position as CEO and Chairman of Park Hotels & Resorts without missing any board meetings suggesting he has the capacity to serve effectively on AXP’s board for the benefit of shareholders.public company boards. 1B. Elect Charlene Barshefsky Management For For For

1C. Elect John J. Brennan Management For For For

1D. Elect Peter Chernin Management For For For

1E. Elect Ralph de la Vega Management For For For

1F. Elect Michael O. Leavitt Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 29 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1G. Elect Theodore J. Leonsis Management For For For

1H. Elect Karen L. Parkhill Management For For For

1I. Elect Charles E. Phillips, Jr. Management For For For

1J. Elect Lynn A. Pike Management For For For

1K. Elect Stephen J. Squeri Management For For For

1L. Elect Daniel L. Vasella Management For For For

1M. Elect Lisa W. Wardell Management For For For

1N. Elect Ronald A. Williams Management For For For

1O. Elect Christopher D. Young Management For For For

2. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

3. Advisory Vote on Executive Compensation Management For For For

4. Shareholder Proposal Regarding Right to Act by Written Shareholder Against For Against Consent Vote Note: Shareholder action by written consent enables shareholders to take action on important issues that arise between annual meetings 5. Shareholder Proposal Regarding Diversity and Inclusion Shareholder Against Against For Report Vote Note: BHMS voted against because AXP already focuses a great deal of resources towards diversity and inclusion. Over 55% of both executive and board members are diverse based on race, ethnicity, and gender. The Company also analyzed three drivers of representation in 2019, including external hiring, internal promotions, and retention, to develop actionable diversity and inclusion goals for 2020-2022 for positions at the vice president level and above. In addition,15% of sr management’s variable compensation is also tied directly to talent retention and diversity.

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 30 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 1,326 21-Apr-21 Growth Fund 2C Totals 1,326

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 31 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

GENERAL DYNAMICS CORP.

ISIN BRGDBRBDR002 Meeting Date 05-May-21

Ticker GD Deadline Date 04-May-21

Country United States Record Date 08-Mar-21

Blocking No Vote Date 08-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect James S. Crown Management For For For

1B. Elect Rudy F. deLeon Management For For For

1C. Elect Cecil D. Haney Management For For For

1D. Elect Mark M. Malcolm Management For For For

1E. Elect James N. Mattis Management For For For

1F. Elect Phebe N. Novakovic Management For For For

1G. Elect C. Howard Nye Management For For For

1H. Elect Catherine B. Reynolds Management For For For

1I. Elect Laura J. Schumacher Management For For For

1J. Elect Robert K. Steel Management For For For

1K. Elect John G. Stratton Management For For For

1L. Elect Peter A. Wall Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 32 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

2. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

3. Advisory Vote on Executive Compensation Management For For For

4. Shareholder Proposal Regarding Right to Call a Special Shareholder Against For Against Meeting Vote Note: A 10% threshold for calling a special meeting is appropriate

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 1,710 08-Apr-21 Growth Fund 2C Totals 1,710

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 33 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

MGM GROWTH PROPERTIES LLC

ISIN US55303A1051 Meeting Date 05-May-21

Ticker MGP Deadline Date 04-May-21

Country United States Record Date 12-Mar-21

Blocking No Vote Date 13-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Kathryn Coleman Management For For For

1B. Elect Charles Irving Management For For For

1C. Elect Paul J. Salem Management For For For

1D. Elect Thomas A. Roberts Management For For For

1E. Elect Daniel J. Taylor Management For For For

1F. Elect Corey Sanders Management For For For

1G. Elect John M. McManus Management For Against Against

Vote Note: Nominee is not independent and sits on a committee. 2. Ratification of Auditor Management For For For

3. Advisory Vote on Executive Compensation Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 34 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 8,696 13-Apr-21 Growth Fund 2C Totals 8,696

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 35 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

INTERNATIONAL FLAVORS & FRAGRANCES INC.

ISIN BRI1FFBDR003 Meeting Date 05-May-21

Ticker IFF Deadline Date 04-May-21

Country United States Record Date 08-Mar-21

Blocking No Vote Date 08-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1a. Elect Kathryn J. Boor Management For For For

1b. Elect Edward D. Breen Management For For For

Vote Note: BHMS would not vote against Ed Breen. His presence on the board is a key reason we own the stock. 1c. Elect Carol A. Davidson Management For For For

1d. Elect Michael L. Ducker Management For For For

1e. Elect Roger W. Ferguson, Jr. Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1f. Elect John F. Ferraro Management For For For

1g. Elect Andreas Fibig Management For For For

1h. Elect Christina A. Gold Management For Against Against

Vote Note: No independent lead or presiding director

1i. Elect Ilene S. Gordon Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 36 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1j. Elect Matthias Heinzel Management For For For

1k. Elect Dale F. Morrison Management For For For

1l. Elect Kåre Schultz Management For For For

1m. Elect Stephen Williamson Management For For For

2. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

3. Advisory Vote on Executive Compensation Management For For For

4. Approval of the 2021 Stock Award and Incentive Plan Management For For For

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 2,606 08-Apr-21 Growth Fund 2C Totals 2,606

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 37 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

CORTEVA INC

ISIN US22052L1044 Meeting Date 07-May-21

Ticker CTVA Deadline Date 06-May-21

Country United States Record Date 16-Mar-21

Blocking No Vote Date 03-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Lamberto Andreotti Management For For For

1B. Elect James C. Collins Jr. Management For For For

1C. Elect Klaus Engel Management For For For

1D. Elect David C. Everitt Management For For For

Vote Note: BHMS should not vote against the new board members (Everitt, Giesselman) that were added as part of the Starboard settlement. We expect these people to hold Jim Collins accountable for delivering improved profitability. I don’t think we should vote against chairman Greg Page since the board delivered the settlement we asked for. 1E. Elect Janet P. Giesselman Management For For For

Vote Note: BHMS should not vote against the new board members (Everitt, Giesselman) that were added as part of the Starboard settlement. We expect these people to hold Jim Collins accountable for delivering improved profitability. I don’t think we should vote against chairman Greg Page since the board delivered the settlement we asked for. 1F. Elect Karen H. Grimes Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 38 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1G. Elect Michael O. Johanns Management For For For

1H. Elect Rebecca B. Liebert Management For For For

1I. Elect Marcos Marinho Lutz Management For For For

1J. Elect Nayaki R. Nayyar Management For For For

1K. Elect Gregory R. Page Management For For For

Vote Note: BHMS should not vote against the new board members (Everitt, Giesselman) that were added as part of the Starboard settlement. We expect these people to hold Jim Collins accountable for delivering improved profitability. I don’t think we should vote against chairman Greg Page since the board delivered the settlement we asked for. 1L. Elect Kerry J. Preete Management For For For

1M. Elect Patrick J. Ward Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 8,951 03-May-21 Growth Fund 2C Totals 8,951

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 39 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

STANLEY BLACK & DECKER INC

ISIN US8545028875 Meeting Date 10-May-21

Ticker SWK Deadline Date 07-May-21

Country United States Record Date 11-Mar-21

Blocking No Vote Date 03-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Andrea J. Ayers Management For For For

1B. Elect George W. Buckley Management For For For

1C. Elect Patrick D. Campbell Management For For For

Vote Note: As the chair of the comp committee and the most engaged Board member we believe that a vote against Pat would be detrimental to the independence, 1D. Elect Carlos M. Cardoso Management For For For

1E. Elect Robert B. Coutts Management For For For

1F. Elect Debra A. Crew Management For For For

1G. Elect Michael D. Hankin Management For For For

1H. Elect James M. Loree Management For For For

1I. Elect Jane M. Palmieri Management For For For

1J. Elect Mojdeh Poul Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 40 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1K. Elect Dmitri L. Stockton Management For For For

Vote Note: Dimitri was a new addition and has contributed to the D&I improvement at the BOD level, inclusive of internal SWK D&I initiatives, we don’t feel a vote against is warranted. 1L. Elect Irving Tan Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For For For

Vote Note: Voting against the Auditor is a untimely burden and cost but we are in discussions about how this might be done going forward. 4. Permit Shareholders to Act by Written Consent Management For For For

5. Elimination of CBCA Supermajority Requirements Management For For For

6. Elimination of Business Combination Supermajority Management For For For Requirements 7. Adoption of Majority Vote for Election of Directors Management For For For

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 1,857 03-May-21 Growth Fund 2C Totals 1,857

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 41 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

WILLIS TOWERS WATSON PUBLIC LIMITED CO

ISIN BMG966551084 Meeting Date 11-May-21

Ticker WLTW Deadline Date 10-May-21

Country Ireland Record Date 11-Mar-21

Blocking No Vote Date 15-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Anna C. Catalano Management For For For

Vote Note: BHMS is voting FOR all the proposed votes against WLTW. The primary reason I am voting for all, is that WLTW is currently in the middle of a significant merger with AON. At this late stage of the merger, we believe that any change could be a material disruption to the merger process. If there is disruption, there is a chance that the deal will not go through, which would be at a significant detriment to WLTW shareholders. Furthermore, upon completion of the merger, AON will have majority control of the BOD and will use their auditor, so the current issues will probably get resolved in natural course of the merger. 1B. Elect Victor F. Ganzi Management For For For

1C. Elect John J. Haley Management For For For

1D. Elect Wendy E. Lane Management For For For

1E. Elect Brendan R. O'Neill Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 42 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1F. Elect Jaymin B. Patel Management For For For

Vote Note: BHMS is voting FOR all the proposed votes against WLTW. The primary reason I am voting for all, is that WLTW is currently in the middle of a significant merger with AON. At this late stage of the merger, we believe that any change could be a material disruption to the merger process. If there is disruption, there is a chance that the deal will not go through, which would be at a significant detriment to WLTW shareholders. Furthermore, upon completion of the merger, AON will have majority control of the BOD and will use their auditor, so the current issues will probably get resolved in natural course of the merger. 1G. Elect Linda D. Rabbitt Management For For For

1H. Elect Paul D. Thomas Management For For For

1I. Elect Wilhelm Zeller Management For For For

2. Appointment of Auditor and Authority to Set Fees Management For For For

Vote Note: BHMS is voting FOR all the proposed votes against WLTW. The primary reason I am voting for all, is that WLTW is currently in the middle of a significant merger with AON. At this late stage of the merger, we believe that any change could be a material disruption to the merger process. If there is disruption, there is a chance that the deal will not go through, which would be at a significant detriment to WLTW shareholders. Furthermore, upon completion of the merger, AON will have majority control of the BOD and will use their auditor, so the current issues will probably get resolved in natural course of the merger. 3. Advisory Vote on Executive Compensation Management For For For

4. Authority to Issue Shares w/ Preemptive Rights Management For For For

5. Authority to Issue Shares w/o Preemptive Rights Management For For For

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 43 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 830 15-Apr-21 Growth Fund 2C Totals 830

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 44 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

AMERICAN INTERNATIONAL GROUP INC

ISIN USACG8741520 Meeting Date 12-May-21

Ticker AIG Deadline Date 11-May-21

Country United States Record Date 17-Mar-21

Blocking No Vote Date 29-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1a. Elect James Cole Management For For For

1b. Elect W. Don Cornwell Management For For For

1c. Elect Brian Duperreault Management For For For

1d. Elect John Fitzpatrick Management For For For

1e. Elect William G. Jurgensen Management For For For

1f. Elect Christopher S. Lynch Management For For For

Vote Note: Voting FOR Christopher Lynch. Adding the Forum Selection Clause for shareholder lawsuits to be held only in Delaware courts does not seem out of line with shareholder rights. Delaware courts are based on shareholder rights, so is aligned with shareholder value. Furthermore, AIG believes that have a standardization with one state court vs. 50 courts limits the variability of outcomes. At the end of the day removing uncertainty increases shareholder value. 1g. Elect Linda A. Mills Management For For For

1h. Elect Thomas F. Motamed Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 45 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1i. Elect Peter R. Porrino Management For For For

1j. Elect Amy Schioldager Management For For For

1k. Elect Douglas M. Steenland Management For For For

1l. Elect Therese M. Vaughan Management For For For

1m. Elect Peter S. Zaffino Management For For For

2. Advisory Vote on Executive Compensation Management For For For

Vote Note: Voting FOR Executive Compensation. AIG fully acknowledged that TSR was negative last year, yet when you look at the company’s operational performance it was actually pretty strong. The market was penalizing AIG for its Life and Retirement business and as such they are in the process of splitting up the company, which I believe will ultimately create shareholder value. Furthermore, AIG believes that Retention of Brian Duppereault and Peter Zaffino was critical to the success of AIG, and I agree. Finally, the special award to Peter Zaffino of $10 million RSUs has a 5 year vesting period, so encourages long term value creation. 3. Approval of the 2021 Omnibus Incentive Plan Management For For For

4. Ratification of Auditor Management For For For

Vote Note: Auditor Committee has a policy of putting the auditor out to bid every 5 years and they also rotate the lead partner on the account every 5 years. Furthermore, AIG is in the middle of one of its most transformational activities of splitting Life Insurance from P&C Insurance, so rotating the auditor know would be poor timing. 5. Shareholder Proposal Regarding Right to Call Special Shareholder Against Against For Meetings

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 46 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

Vote Note: AIG currently requires 25% of shareholders to call a special meeting. AIG is primarily held by institutional shareholders, not individuals, and when looking at the top holders; Top 3 shareholders = 20% shares outstanding and top 10 shareholders are almost 50% of shares outstanding. Given this concentration, calling a special meeting should not be difficult for shareholders.

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 9,361 29-Apr-21 Growth Fund 2C Totals 9,361

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 47 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

PHILLIPS 66

ISIN BRP1SXBDR000 Meeting Date 12-May-21

Ticker PSX Deadline Date 11-May-21

Country United States Record Date 17-Mar-21

Blocking No Vote Date 28-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Julie L. Bushman Management For For For

1B. Elect Lisa Davis Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 2. Repeal of Classified Board Management For For For

3. Ratification of Auditor Management For For For

4. Advisory Vote on Executive Compensation Management For For For

5. Shareholder Proposal Regarding Greenhouse Gas Shareholder Against For Against Reduction Targets Vote Note: Favor increased environmental reporting/responsibility.

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 48 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

6. Shareholder Proposal Regarding Lobbying Activity Shareholder Against Against For Alignment with the Paris Agreement Vote Note: The company already engages and has good governance regarding participation in political and public policy activities that help the company’s goals. These activities are set and monitored by the Public Policy and Sustainability Committee (PPSC). Phillips 66 already publicly reports, on a quarterly basis, to the U.S. Congress its federal lobbying expenses and the specific issues lobbied. The total figure reported in Phillips 66’s public Lobbying Disclosure Act (LDA) filings includes expenses associated with the costs of employee federal lobbying, as well as those portions of payments to trade associations, coalitions and think tanks that are spent on federal lobbying. Therefore, this proposal is redundant and we are not supporting it.

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 5,034 28-Apr-21 Growth Fund 2C Totals 5,034

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 49 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

CVS HEALTH CORP

ISIN BRCVSHBDR008 Meeting Date 13-May-21

Ticker CVS Deadline Date 12-May-21

Country United States Record Date 17-Mar-21

Blocking No Vote Date 27-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Fernando Aguirre Management For For For

1B. Elect C. David Brown II Management For For For

1C. Elect Alecia A. DeCoudreaux Management For For For

1D. Elect Nancy-Ann M. DeParle Management For For For

1E. Elect David W. Dorman Management For For For

1F. Elect Roger N. Farah Management For For For

1G. Elect Anne M. Finucane Management For For For

1H. Elect Edward J. Ludwig Management For For For

1I. Elect Karen S. Lynch Management For For For

1J. Elect Jean-Pierre Millon Management For For For

1K. Elect Mary L. Schapiro Management For For For

1L. Elect William C. Weldon Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 50 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1M. Elect Tony L. White Management For For For

2. Ratification of Auditor Management For For For

3. Advisory Vote on Executive Compensation Management For For For

4. Shareholder Proposal Regarding Reducing Ownership Shareholder Against Against For Threshold Required to Act by Written Consent 5. Shareholder Proposal Regarding Independent Chair Shareholder Against Against For

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 4,502 27-Apr-21 Growth Fund 2C Totals 4,502

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 51 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

LAS VEGAS SANDS CORP

ISIN BRL1VSBDR008 Meeting Date 13-May-21

Ticker LVS Deadline Date 12-May-21

Country United States Record Date 15-Mar-21

Blocking No Vote Date 27-Apr-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1.1 Elect Irwin Chafetz Management For Withhold Against

Vote Note: Vote against non independent members if the board is not at least two thirds independent. 1.2 Elect Micheline Chau Management For Withhold Against

Vote Note: Ongoing compensation concerns

1.3 Elect Patrick Dumont Management For Withhold Against

Vote Note: Vote against non independent members if the board is not at least two thirds independent. 1.4 Elect Charles D. Forman Management For Withhold Against

Vote Note: Vote against non independent members if the board is not at least two thirds independent. 1.5 Elect Robert Glen Goldstein Management For Withhold Against

Vote Note: Vote against non independent members if the board is not at least two thirds independent. 1.6 Elect George Jamieson Management For For For

1.7 Elect Nora M. Jordan Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 52 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1.8 Elect Charles A. Koppelman Management For Withhold Against

Vote Note: Ongoing compensation concerns

1.9 Elect Lewis Kramer Management For For For

1.10 Elect David F. Levi Management For Withhold Against

Vote Note: Ongoing compensation concerns

2. Ratification of Auditor Management For For For

3. Advisory Vote on Executive Compensation Management For Against Against

Vote Note: Concerning pay practices

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 3,243 27-Apr-21 Growth Fund 2C Totals 3,243

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 53 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

FLIR SYSTEMS, INC.

ISIN US3024451011 Meeting Date 13-May-21

Ticker FLIR Deadline Date 12-May-21

Country United States Record Date 07-Apr-21

Blocking No Vote Date 10-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1. Merger with Teledyne Management For For For

2. Advisory Vote on Golden Parachutes Management For Against Against

Vote Note: The severance package includes single trigger change of control arrangements. 3. Right to Adjourn Meeting Management For For For

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 3,372 10-May-21 Growth Fund 2C Totals 3,372

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 54 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

JPMORGAN CHASE & CO.

ISIN US46625H6210 Meeting Date 18-May-21

Ticker JPM Deadline Date 17-May-21

Country United States Record Date 19-Mar-21

Blocking No Vote Date 04-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Linda B. Bammann Management For For For

1B. Elect Stephen B. Burke Management For For For

1C. Elect Todd A. Combs Management For For For

1D. Elect James S. Crown Management For For For

1E. Elect James Dimon Management For For For

1F. Elect Timothy P. Flynn Management For For For

1G. Elect Mellody Hobson Management For For For

1H. Elect Michael A. Neal Management For For For

1I. Elect Phebe N. Novakovic Management For For For

1J. Elect Virginia M. Rometty Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Amendment to the Long-Term Incentive Plan Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 55 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

4. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

5. Shareholder Proposal Regarding Reducing Ownership Shareholder Against For Against Threshold Required to Act by Written Consent Vote Note: The Company's 20% ownership threshold is too high to provide shareholders with a meaningful right to action by written consent 6. Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Against For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 56 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

Vote Note: JPM is one of the most vocal and active proponents of racial equity. The company’s current efforts and programs are sufficient and an external audit is unnecessary, in my opinion. As Jamie Dimon wrote in his shareholder letter, JPMorgan Chase takes an active role in large-scale public policy issues including racial inequality. JPM introduced The Path Forward in October 2020, committing $30 billion over the next five years to address key drivers of the racial wealth divide, reduce systemic racism against Black and Latinx people, and support employees. The firm has made tangible progress to date. The Path Forward includes initiatives to help Black and Latinx families buy homes and refinance loans, expand affordable housing in underserved communities, help small businesses ($350 million, five-year global commitment to grow Black-, Latinx- and women-owned businesses among other underserved small businesses), invest in middle-market businesses (co- investing up to $200 million alongside Ariel Alternatives and Project Black, an initiative that aims to close the racial wealth gap by investing in middle-market businesses that are minority-owned or will become minority-owned to develop a new class of Black and Latinx entrepreneurs), and expand business with Black and Latinx suppliers. Chase is also helping 1 million people open low-cost checking or savings accounts, will open 16 new community branches in traditionally underserved neighborhoods, and hire 150 community managers by 2022. Branches in Chicago, Dallas, Minneapolis and New York (Harlem) have already been redesigned under this new model. In 2020, JPM provided more than $500 million in low- cost loans, equity and philanthropic grants to address immediate needs brought on by the COVID-19 crisis in an effort to drive an inclusive recovery and advance racial equity. Internally, JPM is committed to increasing diversity and inclusion across leadership and the firm overall. 7. Shareholder Proposal Regarding Independent Chair Shareholder Against Against For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 57 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

Vote Note: In most cases companies are best served through an independent chairperson of the board and from splitting the chair and CEO roles; however, Jamie Dimon represents a unique talent. Dimon is a top bank CEO in the world and removing him as chairman of the board would be negative for JPM shareholders. In addition, removing Dimon as chairman would increase the risk that Dimon retires from the company earlier than planned. 8. Shareholder Proposal Regarding Report on Political Shareholder Against Against For Expenditures and Values Congruency Vote Note: JPM’s current political spending policies and level of disclosures are reasonable and in-line with peers. The company’s public responsibility committee reviews significant policies and practices regarding political contributions, major lobbying priorities, and principal trade association members that relate to public policy objectives. In its annual report JPM also analyzes the congruency of political and electioneering expenditures during the preceding year against publicly stated company values and policies.

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 2,034 04-May-21 Growth Fund 2C Totals 2,034

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 58 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP

ISIN BRW1ABBDR005 Meeting Date 19-May-21

Ticker WAB Deadline Date 18-May-21

Country United States Record Date 22-Mar-21

Blocking No Vote Date 06-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1.1 Elect Linda A. Harty Management For For For

1.2 Elect Brian P. Hehir Management For For For

1.3 Elect Michael W. D. Howell Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 3,445 06-May-21 Growth Fund 2C Totals 3,445

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 59 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

CHUBB LIMITED

ISIN BRC1BLBDR006 Meeting Date 20-May-21

Ticker CB Deadline Date 18-May-21

Country Switzerland Record Date 26-Mar-21

Blocking No Vote Date 13-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1 Accounts and Reports Management For For For

2A Allocation of Profits Management For For For

2B Dividends from Reserves Management For For For

3 Ratification of Board Acts Management For For For

4A Election of Statutory Auditors Management For For For

4B Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

4C Appointment of Special Auditor Management For For For

5A Elect Evan G. Greenberg Management For For For

5B Elect Michael P. Connors Management For For For

5C Elect Michael G. Atieh Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards.

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 60 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

5D Elect Sheila P. Burke Management For For For

5E Elect Mary A. Cirillo Management For For For

5F Elect Robert J. Hugin Management For For For

5G Elect Robert W. Scully Management For For For

5H Elect Eugene B. Shanks, Jr. Management For For For

5I Elect Theodore E. Shasta Management For For For

5J Elect David H. Sidwell Management For For For

5K Elect Olivier Steimer Management For For For

5L Elect Luis Tellez Management For For For

5M Elect Frances F. Townsend Management For For For

6 Elect Evan G. Greenberg as Board Chair Management For For For

7A Elect Michael P. Connors Management For For For

7B Elect Mary A. Cirillo Management For For For

7C Elect Frances F. Townsend Management For For For

8 Appointment of Independent Proxy Management For For For

9 2016 Long-Term Incentive Plan Management For For For

10 Cancellation of Shares and Reduction in Share Capital Management For For For

11A Board Compensation Management For For For

11B Executive Compensation Management For For For

12 Advisory Vote on Executive Compensation Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 61 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

A Additional or Amended Proposals Management For Against Against

Vote Note: Granting unfettered discretion is unwise

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 2,052 13-May-21 Growth Fund 2C Totals 2,052

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 62 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

DOLLAR GENERAL CORP.

ISIN BRDGCOBDR007 Meeting Date 26-May-21

Ticker DG Deadline Date 25-May-21

Country United States Record Date 18-Mar-21

Blocking No Vote Date 10-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Warren F. Bryant Management For For For

1B. Elect Michael M. Calbert Management For For For

1C. Elect Patricia D. Fili-Krushel Management For For For

1D. Elect Timothy I. McGuire Management For For For

1E. Elect William C. Rhodes, III Management For For For

1F. Elect Debra A. Sandler Management For For For

Vote Note: It is BHMS policy to review the concept of over-boarding, tenure, and board diversity issues on a case-by-case basis. After reviewing the qualifications for this director, we are voting FOR their nomination. 1G. Elect Ralph E. Santana Management For For For

1H. Elect Todd J. Vasos Management For For For

2. Advisory Vote on Executive Compensation Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 63 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

3. Ratification of Auditor Management For For For

Vote Note: I agree with Glass Lewis and the 97% of shareholders that voted to ratify E&Y as auditor last year that E&Y should be approved as auditor. This is an uncontroversial topic, Dollar General has never been party to any accounting irregularities, the extent of the work that E&Y does for DG is limited and thus there are no conflicts of interest, and I believe that we should defer to management on the matter rather than vote for a change that creates friction for the company with no corresponding benefit to shareholders. 4. Approval of the 2021 Stock Incentive Plan Management For For For

5. Charter Amendment to Allow Shareholders to Call Management For For For Special Meetings Vote Note: Management’s proposal (#5) would be binding and would allow any group of shareholders owning 25% or more of shares for at least a year to call a special meeting. Management notes that as of Feb 2021, ~58% of S&P 500 companies that afford a special meeting right have set the ownership threshold at or greater than 25%. The 25% threshold is generally in line with market, and considering that DG does not currently allow shareholders to call special meetings, this represents a material improvement in governance and a proposal that should be voted for. 6. Shareholder Proposal Regarding Right to Call Special Shareholder Against Against For Meetings

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 64 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

Vote Note: BHMS thinks that a 10% threshold is too low – only 17% of companies in the S&P 500 have adopted a 10% threshold – and longterm shareholders have more to lose from this than gain from it. Consider that Blackrock owns 7-8% of Dollar General shares today. Under this proposal that is, by itself, nearly enough for Blackrock alone to call a special meeting, without having to get any other shareholders involved or on board. Do we really want 1-2 shareholders – some of whom are increasingly acting with political and other interests in mind – to be able to do this at what is an exceptionally well-run company? I am increasingly concerned about protecting our investment interests from other shareholders who are not sufficiently motivated by long- term shareholder outcomes as much as or even more than I am about protecting our investment interests against misaligned managements or Boards. Both are critical. Arguably more importantly, the proposal as worded would set the threshold at 10% “or the lowest percent allowed by state law.” The problem is that Tennessee (where DG is incorporated) has no minimum threshold under its state law, and thus any single shareholder could call a special meeting. This would be a disaster in practice.

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 1,067 10-May-21 Growth Fund 2C Totals 1,067

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 65 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

ADVANCE AUTO PARTS INC

ISIN BRA1APBDR001 Meeting Date 26-May-21

Ticker AAP Deadline Date 25-May-21

Country United States Record Date 29-Mar-21

Blocking No Vote Date 06-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Carla J. Bailo Management For For For

1B. Elect John F. Ferraro Management For For For

1C. Elect Thomas R. Greco Management For For For

1D. Elect Jeffrey J. Jones II Management For For For

1E. Elect Eugene I. Lee, Jr. Management For For For

1F. Elect Sharon L. McCollam Management For For For

Vote Note: Sharon McCollam is a huge Board asset and was a major upgrade when she was added several years ago. Former CFO of Best Buy and architect of its successful turnaround and has a well-deserved reputation for driving change to remove unnecessary cost (part of the playbook she successfully implemented also at Best Buy). She has a lot of retail knowledge that is directly applicable to what AAP is doing and is active on the Board. We want her here. 1G. Elect Douglas A. Pertz Management For For For

1H. Elect Nigel Travis Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 66 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1I. Elect Arthur L Valdez Jr. Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For For For

Vote Note: BHMS agrees with Glass Lewis and the 98.8% of shareholders that voted to ratify Deloitte as auditor last year that Deloitte should be approved as auditor. This is an uncontroversial topic, AAP has never been party to any accounting irregularities, the extent of the work that Deloitte does for AAP is limited and thus there are no conflicts of interest, and I believe that we should defer to management on the matter rather than vote for a change that creates friction for the company with no corresponding benefit to shareholders. 4. Shareholder Proposal Regarding Proxy Access Bylaw Shareholder Against Against For Amendment Vote Note: This is, in the analyst' view, an unreasonable proposal and makes it far too easy for shareholders who are not long-term owners and don’t share our interests to nominate directors. In 2017, the Company amended its bylaws to include a proxy access provision that allows a group of up to 20 shareholders owning 3% of the Company's securities for 3 years to nominate 20% of the board. This bylaw amendment represents what, over the last several years, has become standard market practice. It is a reasonable standard. Corporate governance and requests for feedback from us as shareholders have been a bright spot at AAP. We should remember that proposals for maximal access are not often in our best interests. (There are a lot of crazy shareholders out there who can easily hijack an otherwise well-functioning company.)

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 67 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 2,215 06-May-21 Growth Fund 2C Totals 2,215

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 68 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

ANTHEM INC

ISIN US0367522028 Meeting Date 26-May-21

Ticker ANTM Deadline Date 25-May-21

Country United States Record Date 22-Mar-21

Blocking No Vote Date 06-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1.1 Elect Lewis Hay III Management For For For

1.2 Elect Antonio F. Neri Management For For For

1.3 Elect Ramiro G. Peru Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 1,129 06-May-21 Growth Fund 2C Totals 1,129

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 69 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

CHEVRON CORP.

ISIN BRCHVXBDR008 Meeting Date 26-May-21

Ticker CVX Deadline Date 25-May-21

Country United States Record Date 29-Mar-21

Blocking No Vote Date 19-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Wanda M. Austin Management For For For

1B. Elect John B. Frank Management For Against Against

Vote Note: This nominee is an executive of a public company and sits on 3 or more public company boards. 1C. Elect Alice P. Gast Management For For For

1D. Elect Enrique Hernandez, Jr. Management For For For

1E. Elect Marillyn A. Hewson Management For For For

1F. Elect Jon M. Huntsman, Jr. Management For For For

1G. Elect Charles W. Moorman IV Management For For For

1H. Elect Dambisa F. Moyo Management For For For

1I. Elect Debra L. Reed-Klages Management For For For

1J. Elect Ronald D. Sugar Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards.

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 70 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1K. Elect D. James Umpleby III Management For For For

1L. Elect Michael K. Wirth Management For For For

2. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

3. Advisory Vote on Executive Compensation Management For For For

4. Shareholder Proposal Regarding Scope 3 GHG Shareholder Against For Against Emissions Reduction Vote Note: Favor increased environmental reporting/responsibility. 5. Shareholder Proposal Regarding Audited Report on Net Shareholder Against For Against Zero Emissions by 2050 Scenario Analysis Vote Note: Favor increased environmental reporting/responsibility. 6. Shareholder Proposal Regarding Becoming a Public Shareholder Against Against For Benefit Corporation 7. Shareholder Proposal Regarding Lobbying Report Shareholder Against For Against

Vote Note: Favor review/limit political spending.

8. Shareholder Proposal Regarding Independent Chair Shareholder Against For Against

Vote Note: Vote FOR proposals requesting a separate chairman and CEO. 9. Shareholder Proposal Regarding Right to Call Special Shareholder Against Against For Meetings

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 2,352 19-May-21 Growth Fund 2C Totals 2,352

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 71 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

NEW YORK COMMUNITY BANCORP INC.

ISIN US64944P2083 Meeting Date 26-May-21

Ticker NYCB Deadline Date 25-May-21

Country United States Record Date 01-Apr-21

Blocking No Vote Date 13-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Thomas R. Cangemi Management For For For

1B. Elect Hanif Dahya Management For For For

Vote Note: Voted FOR Hanif Dahya. I completely agree that NYCB’s current board composition is unacceptable. We have engaged with the company (management and board) several times and communicated our dissatisfaction. The only reason I am voting for Hanif Dahya is because of NYCB’s pending merger with Flagstar. The deal will eliminate 2 NYCB board members and add 4 Flagstar board members. NYCB has consistently indicated that it would use an M&A transaction as an opportunity to refresh and improve its board. 1C. Elect James J. O'Donovan Management For For For

2. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

3. Advisory Vote on Executive Compensation Management For For For

4. Repeal of Classified Board Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 72 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

5. Shareholder Proposal Regarding Right to Act by Written Shareholder Against For Against Consent Vote Note: Shareholder action by written consent enables shareholders to take action on important issues that arise between annual meetings

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 13,570 13-May-21 Growth Fund 2C Totals 13,570

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 73 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

COCA-COLA EUROPACIFIC PARTNERS PLC

ISIN GB00BDCPN049 Meeting Date 26-May-21

Ticker CCEP Deadline Date 25-May-21

Country United Kingdom Record Date 01-Apr-21

Blocking No Vote Date 19-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt O1 Accounts and Reports Management For For For

O2 Remuneration Report (Advisory) Management For For For

Vote Note: GL recommends an against vote because of the upward discretion utilized by the board in setting the short- and long-term compensation awards. I believe that the pandemic is a relevant excuse to exercise discretion if performance is good. Note that following the quantitative targets, management would have achieved zero payout for shortand long-term incentives. Having analyzed the company performance, I believe management well exceeded expectation managing through the pandemic and delivered value for shareholders. I believe we should support the remuneration report.

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 74 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

O3 Elect Manolo Arroyo Management For For For

Vote Note: Here I believe that CCEP is a special case where 2/3 board independence won’t technically be achieved since 50% of the shares are owned by Cobega (Daurella family) and Coca-Cola. Shareholder representatives for the major shareholders should be expected. I believe we should judge our support based on their actions for shareholders which have been positive and value-enhancing to date. I believe we should support these board members. O4 Elect John Bryant Management For For For

Vote Note: Here I believe that CCEP is a special case where 2/3 board independence won’t technically be achieved since 50% of the shares are owned by Cobega (Daurella family) and Coca-Cola. Shareholder representatives for the major shareholders should be expected. I believe we should judge our support based on their actions for shareholders which have been positive and value-enhancing to date. I believe we should support these board members. O5 Elect Christine Cross Management For For For

Vote Note: Here I believe that CCEP is a special case where 2/3 board independence won’t technically be achieved since 50% of the shares are owned by Cobega (Daurella family) and Coca-Cola. Shareholder representatives for the major shareholders should be expected. I believe we should judge our support based on their actions for shareholders which have been positive and value-enhancing to date. I believe we should support these board members. O6 Elect Brian Smith Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 75 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

Vote Note: Here I believe that CCEP is a special case where 2/3 board independence won’t technically be achieved since 50% of the shares are owned by Cobega (Daurella family) and Coca-Cola. Shareholder representatives for the major shareholders should be expected. I believe we should judge our support based on their actions for shareholders which have been positive and value-enhancing to date. I believe we should support these board members. O7 Elect Garry Watts Management For For For

O8 Elect Jan Bennink Management For For For

O9 Elect José Ignacio Comenge Sánchez-Real Management For For For

Vote Note: Here I believe that CCEP is a special case where 2/3 board independence won’t technically be achieved since 50% of the shares are owned by Cobega (Daurella family) and Coca-Cola. Shareholder representatives for the major shareholders should be expected. I believe we should judge our support based on their actions for shareholders which have been positive and value-enhancing to date. I believe we should support these board members. O10 Elect Damian P. Gammell Management For For For

Vote Note: Here I believe that CCEP is a special case where 2/3 board independence won’t technically be achieved since 50% of the shares are owned by Cobega (Daurella family) and Coca-Cola. Shareholder representatives for the major shareholders should be expected. I believe we should judge our support based on their actions for shareholders which have been positive and value-enhancing to date. I believe we should support these board members. O11 Elect Nathalie Gaveau Management For For For

O12 Elect Álvaro Gómez-Trénor Aguilar Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 76 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

Vote Note: Here I believe that CCEP is a special case where 2/3 board independence won’t technically be achieved since 50% of the shares are owned by Cobega (Daurella family) and Coca-Cola. Shareholder representatives for the major shareholders should be expected. I believe we should judge our support based on their actions for shareholders which have been positive and value-enhancing to date. I believe we should support these board members. O13 Elect Thomas H. Johnson Management For For For

O14 Elect Dagmar Kollmann Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. O15 Elect Alfonso Líbano Daurella Management For For For

Vote Note: Here I believe that CCEP is a special case where 2/3 board independence won’t technically be achieved since 50% of the shares are owned by Cobega (Daurella family) and Coca-Cola. Shareholder representatives for the major shareholders should be expected. I believe we should judge our support based on their actions for shareholders which have been positive and value-enhancing to date. I believe we should support these board members. O16 Elect Mark Price Management For For For

O17 Elect Mario R. Solá Management For For For

Vote Note: Here I believe that CCEP is a special case where 2/3 board independence won’t technically be achieved since 50% of the shares are owned by Cobega (Daurella family) and Coca-Cola. Shareholder representatives for the major shareholders should be expected. I believe we should judge our support based on their actions for shareholders which have been positive and value-enhancing to date. I believe we should support these board members. O18 Elect Dessi Temperley Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 77 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

O19 Appointment of Auditor Management For For For

O20 Authority to Set Auditor's Fees Management For For For

O21 Authorisation of Political Donations Management For For For

O22 Authority to Issue Shares w/ Preemptive Rights Management For For For

O23 Waiver of Mandatory Takeover Requirement Management For For For

S24 Authority to Issue Shares w/o Preemptive Rights Management For For For

S25 Authority to Issue Shares w/o Preemptive Rights Management For For For (Specified Capital Investment) S26 Authority to Repurchase Shares Management For For For

S27 Authority to Repurchase Shares Off-Market Management For For For

S28 Authority to Set General Meeting Notice Period at 14 Management For For For Days

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 6,440 19-May-21 Growth Fund 2C Totals 6,440

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 78 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

QUANTA SERVICES, INC.

ISIN US74762E1029 Meeting Date 27-May-21

Ticker PWR Deadline Date 26-May-21

Country United States Record Date 31-Mar-21

Blocking No Vote Date 10-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1.1 Elect Earl C. Austin, Jr. Management For For For

1.2 Elect Doyle N. Beneby Management For For For

1.3 Elect Vincent D. Foster Management For For For

1.4 Elect Bernard Fried Management For For For

1.5 Elect Worthing F. Jackman Management For For For

1.6 Elect David M. McClanahan Management For For For

1.7 Elect Margaret B. Shannon Management For For For

1.8 Elect Pat Wood, III Management For For For

1.9 Elect Martha B. Wyrsch Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 79 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 2,625 10-May-21 Growth Fund 2C Totals 2,625

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 80 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

LOWE`S COS., INC.

ISIN BRLOWCBDR007 Meeting Date 28-May-21

Ticker LOW Deadline Date 27-May-21

Country United States Record Date 22-Mar-21

Blocking No Vote Date 10-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1.1 Elect Raul Alvarez Management For For For

1.2 Elect David H. Batchelder Management For For For

1.3 Elect Angela F. Braly Management For For For

Vote Note: All of these are related to over-boarding (each sits on 4 total Boards). Dreiling is an engaged Chair of the Board, a former CEO of Dollar General and a major Board room asset. Others have very relevant experience and have been part of a Board that is highly attuned to shareholder interests. Vote in favor of all. 1.4 Elect Sandra B. Cochran Management For For For

1.5 Elect Laurie Z. Douglas Management For For For

1.6 Elect Richard W. Dreiling Management For For For

Vote Note: All of these are related to over-boarding (each sits on 4 total Boards). Dreiling is an engaged Chair of the Board, a former CEO of Dollar General and a major Board room asset. Others have very relevant experience and have been part of a Board that is highly attuned to shareholder interests. Vote in favor of all. 1.7 Elect Marvin R. Ellison Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 81 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1.8 Elect Daniel J. Heinrich Management For For For

Vote Note: All of these are related to over-boarding (each sits on 4 total Boards). Dreiling is an engaged Chair of the Board, a former CEO of Dollar General and a major Board room asset. Others have very relevant experience and have been part of a Board that is highly attuned to shareholder interests. Vote in favor of all. 1.9 Elect Brian C. Rogers Management For For For

1.10 Elect Bertram L. Scott Management For For For

Vote Note: All of these are related to over-boarding (each sits on 4 total Boards). Dreiling is an engaged Chair of the Board, a former CEO of Dollar General and a major Board room asset. Others have very relevant experience and have been part of a Board that is highly attuned to shareholder interests. Vote in favor of all. 1.11 Elect Mary Beth West Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For For For

Vote Note: I agree with Glass Lewis and the 96% of shareholders that voted to ratify Deloitte as auditor last year that Deloitte should be approved as auditor. This is an uncontroversial topic, Lowe’s has not been party to any accounting irregularities, the extent of the work that Deloitte does for Lowe’s is limited and thus there are no conflicts of interest, and I believe that we should defer to management on the matter rather than vote for a change that creates friction for the company with no corresponding benefit to shareholders. 4. Shareholder Proposal Regarding Proxy Access Bylaw Shareholder Against Against For Amendment

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 82 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

Vote Note: This is, in my view, an unreasonable proposal and makes it too easy for shareholders who are not long-term owners and don’t share our interests to nominate directors. In 2016, the Company amended its bylaws to include a proxy access provision that allows a group of up to 20 shareholders owning 3% of the Company's securities for 3 years to nominate 20% of the board. This bylaw amendment represents what, over the last several years, has become standard market practice. It is a reasonable standard. Corporate governance and requests for feedback from us as shareholders have been a bright spot at LOW. We should remember that proposals for maximal access are not often in our best interests. (There are a lot of crazy shareholders out there who can easily hijack an otherwise well-functioning company.)

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 2,123 10-May-21 Growth Fund 2C Totals 2,123

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 83 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

ISIN BRCTSHBDR002 Meeting Date 01-Jun-21

Ticker CTSH Deadline Date 28-May-21

Country United States Record Date 05-Apr-21

Blocking No Vote Date 12-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Zein Abdalla Management For For For

1B. Elect Vinita K. Bali Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1C. Elect Maureen Breakiron-Evans Management For For For

1D. Elect Archana Deskus Management For For For

1E. Elect John M. Dineen Management For For For

1F. Elect Brian Humphries Management For For For

1G. Elect Leo S. Mackay, Jr. Management For For For

1H. Elect Michael Patsalos-Fox Management For For For

1I. Elect Joseph M. Velli Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1J. Elect Sandra S. Wijnberg Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 84 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

4. Shareholder Proposal Regarding Right to Act by Written Shareholder Against Against For Consent

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 4,391 12-May-21 Growth Fund 2C Totals 4,391

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 85 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

HESS CORPORATION

ISIN US42809H1077 Meeting Date 02-Jun-21

Ticker HES Deadline Date 01-Jun-21

Country United States Record Date 12-Apr-21

Blocking No Vote Date 18-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Terrence J. Checki Management For For For

Vote Note: I recommend that we vote for Terrence Checki , a former executive with the Federal Reserve Bank of New York, who is head of Hess’ audit committee. It appears that there is a blanket vote against all members of the governance committee because women only make up 18.2% of board members instead of the 20% we require. I can express our views on this matter to John Hess without having to vote against all members of their nominating committee. 1B. Elect Leonard S. Coleman, Jr. Management For For For

Vote Note: It is BHMS policy to review the concept of over-boarding, tenure, and board diversity issues on a case-by-case basis. After reviewing the qualifications for this director, we are voting FOR their nomination. 1C. Elect Joaquin Duato Management For For For

Vote Note: I recommend that we vote for Joaquin Duato for the same reason that we should vote for Terrence Checki, having to do with being on the governance committee.

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 86 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1D. Elect John B. Hess Management For For For

Vote Note: I recommend that we vote for John Hess as per their proxy he only sits on 3 boards: Hess, Hess Mid- stream and KKR & Co. Hess Mid-stream is a public company where Hess and Global Infrastructure Partners are the majority owners. Almost all of HESM’s business is tied into Hess production operations in the Bakken shale in North Dakota. 1E. Elect Edith E. Holiday Management For For For

Vote Note: I recommend that we vote for Edith Holiday as the governance committee issue isn’t a valid reason to vote against her. 1F. Elect Marc S. Lipschultz Management For For For

1G. Elect David McManus Management For For For

1H. Elect Kevin O. Meyers Management For For For

Vote Note: I recommend that we vote for Kevin Meyers despite the fact that he is on four boards, including Hess. As former Sr. VP of E&P for ConocoPhillips he brings a perspective to Hess that isn’t provided by any other board member. He also heads up the Environmental, Health and Safety Committee. 1I. Elect Karyn F. Ovelmen Management For For For

1J. Elect James H. Quigley Management For For For

1K. Elect William G. Schrader Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For For For

Vote Note: I recommend that we vote for retaining Ernst & Young as auditors. With Guyana production expected to start a multi-year ramp in 2022, changing auditors at this stage might send a negative signal to the market that isn’t warranted.

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 87 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

4. Amendment to the 2017 Incentive Plan Management For For For

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 3,072 18-May-21 Growth Fund 2C Totals 3,072

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 88 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

COMCAST CORP

ISIN US20030N1019 Meeting Date 02-Jun-21

Ticker CMCSA Deadline Date 01-Jun-21

Country United States Record Date 05-Apr-21

Blocking No Vote Date 28-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1.1 Elect Kenneth J. Bacon Management For Withhold Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1.2 Elect Madeline S. Bell Management For For For

1.3 Elect Naomi M. Bergman Management For For For

1.4 Elect Edward D. Breen Management For For For

Vote Note: It is BHMS policy to review the concept of over-boarding, tenure, and board diversity issues on a case-by-case basis. After reviewing the qualifications for this director, we are voting FOR their nomination. 1.5 Elect Gerald L. Hassell Management For For For

1.6 Elect Jeffrey A. Honickman Management For For For

1.7 Elect Maritza Gomez Montiel Management For Withhold Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1.8 Elect Asuka Nakahara Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 89 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1.9 Elect David C. Novak Management For For For

1.10 Elect Brian L. Roberts Management For For For

2. Advisory Vote on Executive Compensation Management For For For

3. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

4. Shareholder Proposal Regarding Independent Shareholder Against For Against Investigation and Report on Sexual Harassment Vote Note: Employees and shareholders would benefit from an independent investigation into harassment

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 6,083 28-May-21 Growth Fund 2C Totals 6,083

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 90 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

UNITEDHEALTH GROUP INC

ISIN BRUNHHBDR000 Meeting Date 07-Jun-21

Ticker UNH Deadline Date 04-Jun-21

Country United States Record Date 09-Apr-21

Blocking No Vote Date 31-May-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Richard T. Burke Management For For For

1B. Elect Timothy P. Flynn Management For Against Against

Vote Note: Vote against non-executive directors who sits on 4 or more public company boards. 1C. Elect Stephen J. Hemsley Management For For For

1D. Elect Michele J. Hooper Management For For For

1E. Elect F. William McNabb, III Management For For For

1F. Elect Valerie C. Montgomery Rice Management For For For

1G. Elect John H. Noseworthy Management For For For

1H. Elect Gail R. Wilensky Management For For For

1I. Elect Andrew Witty Management For For For

2. Advisory Vote on Executive Compensation Management For For For

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 91 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

3. Ratification of Auditor Management For Against Against

Vote Note: Auditor tenure is longer than 15 years.

4. Amendment to the 1993 Employee Stock Purchase Plan Management For For For

5. Shareholder Proposal Regarding Right to Call Special Shareholder Against Against For Meetings

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 807 31-May-21 Growth Fund 2C Totals 807

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 92 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

ALTICE USA INC

ISIN US02156K1034 Meeting Date 16-Jun-21

Ticker ATUS Deadline Date 15-Jun-21

Country United States Record Date 19-Apr-21

Blocking No Vote Date 14-Jun-21

Proposal For/Against Number Proposal Proponent Mgmt Rec Vote Mgmt 1A. Elect Patrick Drahi Management For For For

Vote Note: It is BHMS policy to review the concept of over-boarding, tenure, and board diversity issues on a case-by-case basis. After reviewing the qualifications for this director, we are voting FOR their nomination. 1B. Elect Gerrit Jan Bakker Management For For For

Vote Note: It is BHMS policy to review the concept of over-boarding, tenure, and board diversity issues on a case-by-case basis. After reviewing the qualifications for this director, we are voting FOR their nomination. 1C. Elect Manon Brouliette Management For Abstain Against

Vote Note: Candidate withdrawn

1D. Elect David Drahi Management For Against Against

Vote Note: Vote against non independent members if the board is not at least two thirds independent. 1E. Elect Dexter Goei Management For For For

Vote Note: It is BHMS policy to review the concept of over-boarding, tenure, and board diversity issues on a case-by-case basis. After reviewing the qualifications for this director, we are voting FOR their nomination.

01-Jul-21 Barrow, Hanley, Mewhinney & Strauss, LLC 93 of 94 Proxy Voting Summary Report Date Range: 01-Apr-21 to 30-Jun-21 Integra US Value Growth Fund

1F. Elect Mark Mullen Management For For For

1G. Elect Dennis Okhuijsen Management For For For

Vote Note: It is BHMS policy to review the concept of over-boarding, tenure, and board diversity issues on a case-by-case basis. After reviewing the qualifications for this director, we are voting FOR their nomination. 1H. Elect Charles Stewart Management For For For

Vote Note: It is BHMS policy to review the concept of over-boarding, tenure, and board diversity issues on a case-by-case basis. After reviewing the qualifications for this director, we are voting FOR their nomination. 1I. Elect Raymond Svider Management For For For

Vote Note: It is BHMS policy to review the concept of over-boarding, tenure, and board diversity issues on a case-by-case basis. After reviewing the qualifications for this director, we are voting FOR their nomination. 2. Ratification of Auditor Management For For For

Account Custodian A/C Ballot Shares On Number Account Name No Custodian Shares Loan Vote Date 9812 Integra U.S. Value B01ICMF002500 Bank of New York Mellon (954-US) 4,956 14-Jun-21 Growth Fund 2C Totals 4,956

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