New ITU-T Recommendations for in-home and access communications

Dr. Vladimir Oksman, Lantiq

ETSI Smart Grid Workshops Sophia Antipolis, France April 2011 Smartgriddomainsandcommunications

Smart Grid intelligently integrates actions of all entities associated with an electricity network

Dynamic monitoring, control, management, self -healing, are key components of the Smart Grid.

Reliable, secure, and fast telecommunications are the core of the Smart grid

04/2011 2 InteroperablePLCtechnologiesinSmartGrid

Γ PLCissubstantialforSmartGridsincethecommunication mediumisreliable,forfree,andservesallmainapplications: Control,monitoring,protection,AdvancedMetering Infrastructure(AMI),Inhomeenergymanagement(EM,DR), andPluginelectricalvehicle(PEV) Γ Unfortunately,thecontinuingexistenceofmultipleincompatible PLCstandards(seebackupslides),confusestheindustryand resultsinexpensive,unreliablesolutions Γ In 2009 NIST established Smart Grid Interoperability Panel (SGIP) to provide the industry with interoperable standards Γ ITU believes that a single international standard is the best guarantee for interoperability between multiple vendors In 2010, ITU-T established a Smart Grid Focus Group (SGFG) with the main goal to develop, in cooperation with ISO/IEC, a set of Recommendations on next generation communication technologies for Smart Grid

04/2011 3 ITU-T: Next Generation PLC standards for Smart Grid

Γ Formedin1865,nowaU.N.agency, recognizedbyWTO; Γ Includes191memberstatesandanumber ofsectormembers(privateentities) Γ Deliversopeninternationalstandardsfor telecommunications

04/2011 4 ITUTfamilyofnextgenerationPLCstandards

Highest ITU-T developed a family of PLC performance networking technologies based G.9960/61 on OFDM modulation and (G.hn) advanced coding methods 2-100 MHz G.9960/61: Multiple media, bit rates to of hundreds Mb/s to 1Gb/s; BB networking & entertainment G.9960/61 (G.hn LCP) G.9960/61 LCP - Smart Grid BB: 2-25 MHz Reduced bit rate (5-20 Mb/s), complexity, and power consumption

G.9955/56 G.9955/56 - Smart Grid NB PLC: (G.hnem) Bit rates up to 1 Mb/s, high 9-490 kHz robustness; very low complexity Lowest and power consumption cost

04/2011 5 BBandNBPLCforSmartGrid

Γ NBandBBPLCusedifferentspectrum noimpactoneachother!

G.9960/61 LCP G.9960/61 G.9960/61 (Smart Grid Profile) (50M Profile) (100M Profile) 2-25 MHz 2-50MHz 2-100MHz

10 20 30 40 50 100MHz

NB PLC Γ BBismuchfasterandshorterdelay (G.9955) Γ NBhasmuchwidercoverage,capabletopassMV 9-490 kHz LVtransformers,offersbiggerreductionsinpower andcost

04/2011 6 ITUTBB/NBPLCcanfullysupportfuturedigitalhome

All these devices can be managed using ITU-T PLC technology!

… to very simple devices, such as dish-washers or light bulbs!

From very complex devices such as HDTVs or Blu-Ray players… Source:HomeGridForum

04/2011 7 Main requirements for Smart Grid devices

Functional Area Smart Grid Home Networks

Data Rate Low (<1 Mb/s) Reliability Very High ! Quality of Service Best Effort with bounded delay, low latency

Power Consumption Very Low !

AMI range for access applications Range Single home (plus detached buildings) or MDU

Security High ! AMI: 10 (rural) and 400 (urban) Typical Network Size In-home: 30+ devices EMC compliance Complies with different regional regulations Complexity (Cost) Low !

Interoperability and “plug & play” operation are the key requirements

04/2011 8 BBPLCforSmartGrid (ITUTG.9960/61)

StartedApril2006, approved June 2010 Supportedbymultiplesiliconvendors:Intel,Lantiq, Panasonic,SigmaDesigns,Marvell,Metanoia,Xingtera ExtensionofG.9960/61includingMIMOisunderdevelopment

04/2011 9 G.9960/61forSmartGrid LCP

Γ TheG.9960/61LowComplexityProfile(LCP)operates225MHzoverall inhomewiredmedia(powerline,coax,phoneline)andinteroperable withotherG.9960profiles(50MHz,100MHz) Γ Mainfeatures: lowcomplexity(QPSKonly,r=1/2,lowthroughput,etc.) lowpowerconsumption Scaled with overall 1:240 ratio for Spectral 12 bit/s/Hz throughput/complexity/power efficiency Full Γ TheLCPstillmaintains device lowlatency fullmeshnetworking 2 bit/s/Hz advancedsecurity(AES128,CCMP)

coexistencewithneighboringBBs 25 MHz 100 MHz flexibleanddynamicPSDcontrol 10% LCP Bandwidth supportofmultipleL3protocols 100% device diagnosticmode Duty othercommonfeaturesofG.9960/61 cycle

04/2011 10 G.9960/61LCP– SmartGridapplications

Γ Targets all typical Smart Grid applications: AMI Smartappliances Energymanagementdevices(e.g.,PST,EMS) PEVcharging also,widebandhomeautomationapplications Γ Two efficient, dynamic power saving modes: long term(multipleACcycles)scheduledinactivity shortterm(insideeachACcycle)scheduledinactivity SmartGriddeviceswakeupsynchronouslyforashortperiodof MACcycle,inprescheduledway,providingminimumimpact onbroadbandservicesandverylowpowerconsumption. Γ More details of Smart grid applications of G.9960/61 : “Applications of ITU-T G.9960 transceivers for Smart Grid”: http://www.itu.int/dms_pub/itu-t/opb/tut/T-TUT-HOME-2010-MSW-E.doc

04/2011 11 EMCcompliance– flexiblePSDshapinganddynamicnotching

04/2011 12 Multimediumsupport moredevicesandmoreflexibility

2.4/5GHzWiFi Network Devices used for low- speed (e.g., automation and EM devices) use LCP Broadband AccessNetwork (xDSL,GPON)

Coaxial Cable Residential Gateway ITUTG.9960/61over“anywire” Electric Wires

Phone Lines

SmartMeter Security Smart Media BluRay Gaming HDTV & System Appliance Center Player Console energy management Multimedia devices devices

SolarPanel EnergyUsage PluginElectric Printer Kids’PC Dad’sPC Display Vehicle

04/2011 13 NEW!

NBPLCforSmartGrid (ITU TG.9955/56)

StartedJanuary2010, consented for approval Feb 2011 Supportedbymultiplesiliconvendors:Maxim,Lantiq,Texas Instruments,Yitran,Marvell,Metanoia,SigmaDesigns Advancedmediumaccessprocedures,relaying,and coexistencemechanismsare underdevelopment

04/2011 14 G.9955/56 Background

Γ G.9955/56( 9-490 kHz )isdevelopedtobethenextgeneration NBPLCstandardforSmartGrid(AMI,EM,PEV) Γ BasedonlegacyOFDMNBPLC(mainly,G3),with the main goal to improve coverage, throughput, reliability (impulse noise and channel variation immunity), maintaining low complexity and low power consumption Γ RegionalrequirementsandEMCregulationsareaddressedby multiplebandplans(CENELEC,FCC1,FCC2,ARIB)andAnnexes Γ DevelopedbyITUTSG15Q4incooperationwithISO/IEC,SAE (automotive);compliantwithIEEEP1901.2vialegacyAnnexes

04/2011 15 DetailedstructureandstatusofG.9955/56

Γ G.9955 (PHY) and G.9956 (DLL) contains: Mainbody,definesthenextgenerationNBPLC Legacyannexes,documentingG3andPRIME Regionalannexes(regionalbandplansandEMCissues) Annexforautomotiveapplications AnnexdefiningsupportfordifferentLayer3protocols(G.9956) Γ Status – Entered the final stage of approval G.9955:AssignedforTAP onlyeditorialchangesareallowed G.9956:AssignedforAAP currentlysentforLastCallComments

Γ Someprestandardproductswerealreadydemonstrated,standard productsexpectedshortlyafterstandardapproval(Q42011).

04/2011 16 MaingoalofG.9955 Improvedperformanceandrobustness

# Feature Legacy OFDM solutions G.9955/56

1 Higher noise Differential modulation Coherent modulation immunity 2 Up to 6 repetitions Up to 12 repetitions

3 Interleaving sensitive to frequency Improved interleaving, not erasures sensitive

4 Preamble detection based on phase Detection method robust to switch (unreliable) erasures Added a robust preamble mode 5 Fixed header duration Robust header mode, for very high-noise scenarios 6 Single FCC bandplan Multiple FCC bandplans improves transformer crossing 7 Modulation parameters are optimized per bandplan

04/2011 17 OtheradvantagesofG.9955/56

# Feature Legacy OFDM solutions G.9955/56 8 Higherbitrate BPSK,QPSK,and8PSK Upto16QAM,widerband

9 Coderateonly1/2 Usesalsohighercoderate2/3

10 Multiplebandplans CENELECAonlyoroneFCCsub CENELECA,B,CD,andthree band FCCbandplans(toaddress betterMVLVtransformers) 12 Mediaaccess, SimpleCSMAwith2priorities Flexibleanddynamic prioritization (simpleLow/High) prioritization(inprogress) 13 Acknowledgement ShortMPDU,noselectiveACK, LongMPDU,bothselectiveand protocol singletypeofACK nonselectiveACK 14 Upperlayers IPv6only MultipleL3protocols,including protocols IPv4andEthernet 15 NosupportforL3(RPL) SupportsL3routingprotocols 16 Lowpower Limitedmeanstomanage Fourlowpowermodesrequired

04/2011 18 G.9955– MainTechnicalParameters

Parameter Value Notes

Transmission method OFDM To ensure operation in frequency-selective channels

Bandplans CENELEC (3-148.5 kHz) CENELEC A (32-95 kHz), CENELEC B (95-125 kHz) CENELEC CD (125-1408 kHz) FCC (9-490 kHz) FCC (32-490 kHz), FCC-1 (32-150 kHz), FCC-2 (150-490kHz)

Per-carrier BPSK, QPSK, 16QAM 16-QAM provides 2x the data rate of legacy technologies. modulation Coherent modulation improves SNR by 2.5-5dB Forward Error Concatenated Reed-Solomon + Core rates 1/2 and 2/3 and up to 12 repetitions provide Correction Convolutional + Interleaver robustness against noise and erasures in frequency/time Data rate Up to 1 Mb/s over FCC band Lower data rate when using narrower bandplans (data rate proportional to spectrum use) Media access method Prioritized CSMA/CA Flexible prioritization and access rules. Full mesh networking at L2 as an option Network protocol Multiple, IPv6 is a default Can support additional Layer 3 protocols, and supports full mesh networking at Layer 3 Security AEC-128, CCM (NIST) CCMP (also used by 802.11n, 802.15.4, G.9961)

Legacy Support G3, PRIME over CENELEC A Support for legacy technologies is described in Annexes G3 over FCC (Automotive) included in the standard Automotive Support Special Annex for automotive Operates over main and pilot wires, improved noise applications immunity, reduced crosstalk

Smart Appliances NIST PAP-15 requirements Complies to all those relevant for PHY and DLL

04/2011 19 Businessandmarketingsupport– HomeGridForum

Γ Maingoal– ensureinteroperability, Board of Directors promoteandcertifyproductsbasedon G.9960/61andG.9955/56 Γ Worldwideindustryrepresentation Serviceproviders Consumerelectronics Promoters Personalcomputing SiliconsuppliersandIPcompanies Contributors Certificationlabs Γ Liaisonagreementswithkeyindustry groups DLNA,CEPCA,UPA,HomePNA,EPRI ZigBee,ZWave,DRSG,CABA,USNAP UNH

04/2011 20 Conclusions

Γ ITUTisthemajorSDOfortelecomstandards,nowdevelops worldwidetelecommunicationstandardsforSmartGrid:  Forutilityaccess supportofAMI(AMM/AMR)  Forinhomeenergymanagement(DR,smartappliances,etc.)  Forautomotive– supportofEVSEandPEV Γ ITUTapprovedG.9960/61inJune2010– SmartGridhighspeed communicationstechnologythatcoexistswithinhomebroadband Γ ITUTconsentedforapprovalG.9955/56inFeb2011 SmartGrid narrowbandcommunicationstechnologythatcoexistswithlegacy FSKdeploymentsandintendedtocoexistwithIEEEP1901.2 Γ BothITUTRecommendationsgotmultivendorsupport Support of ITU-T Recommendations brings interoperable next generation standards for Smart Grid communications, applicable worldwide

04/2011 21 THANKSforyourtime!

04/2011 22 Backupslides

04/2011 23 NBPLCsolutionforAMI

Γ MulticarrierNB technologycanpassMVLV transformersandusual solutionistosetasingle Concentratorpermultiple MVLVdrops. Meters Meters Γ BBandsinglecarrierNB Low voltage line Low voltage line havedifficultiestopass MVLV;thatincreases systemcostand complicatesmanagement

04/2011 24 NBPLCsolutionforinhomeEM

Utility access network Γ Connectsall SmartGrid To other devicesinside residences Residence boundary thehome Smart Γ BridgesallHAN Meter devicestothe ESI Utilitiesvia HAN boundary EnergyService Interface(ESI) Smart Bridge to BB EVSE PCT EMS Γ BridgesallHAN Appliance domain devicestoBB network(via NB home BB in-home theresidential automation sub- network network (e.g., G.hn) gateway)

04/2011 25 JointoperationofG.9960/61andG.9955/56

Utility Broadband Access Network Access Network

G.9960/61network IPTV STB (2100MHz) Light Thermostat PC

IPTV Smart STB Meter

EV Light Residential Air charger G.9955/56network Gateway conditioner (9490kHz)

Residential Gateway G.9960/61 and G.9955/56 use different bridges G.9960/61 and spectrum, and thus can operate simultaneously G.9955/56 networks using over the same wiring without impacting each common IP protocol other’s performance

04/2011 26 G.9955 Reportedfieldtests

Γ FirstfieldtestsreportsonprestandardG.hnemwere submittedtoITUTSG15by Yitran in2010.Thetestswere mainlytocheckadvantagesofcoherentmodulationinreal environment

04/2011 27 ITUFocusGrouponSmartGrid

Γ TheFocusGroup(SGFG)wasestablishedto:  identifypotentialimpactsonstandardsdevelopment;  investigatefutureITUTstudyitemsandrelatedactions;  familiarizeSGswithemergingattributesofsmartgrid Γ TheFocusGroupcollaborateswithworldwidesmartgrid communities(e.g.,researchinstitutes,forums,academia) includingotherSDOsandconsortia.  Thegrouphasliaisedwiththemajorstakeholderorganizations tocollectinformationonthecurrentstatusoftheirwork. Γ TheFGconsistsof3workinggroups:  WG1onUsecases  WG2onRequirements  WG3onArchitecture

04/2011 28 BBPLCspecifications(bandabove2MHz)

Organisation type Organisation(s) Technologyuency Name Bands Freq Description Spec

International SDO ITU ITU G.hn (G.9960/G.9961)2-100MHz X Industry Specification IEEE IEEE 1901 to 2-50MHz HomePlug AV, HD-PLC, ISP -with Similar add. features. - The use of 30-50MHz is optional. X Industry Specification TIA TIA-1113 4.5-25MHz Similar to HomePlug 1.0. X International SDO ISO/IEC ISO/IEC 12139-1 2-30MHz Korean PLC standard X Proprietary Specification Fujian GPLC ? ? Industry Specification HD-PLC Alliance HD-PLC 2-30MHz Wavelet-based Panasonic PLC specification Proprietary Specification HomePlug 1.0 variant. Not sure it is formallysed by endor Atheros HomePlug 1.0 Turbo ? HomePlug Alliance. Proprietary Specification HomePlug 1.0 variant. Not sure it is formallysed by endor Arkados HomePlug 1.0 Plus ? HomePlug Alliance. Industry Specification HomePlug HomePlug AV 2-30MHz X Proprietary Specification HomePlug AV variant. Not sure it is formallyed by endors Atheros HomePlug AV Extended2-75MHz HomePlug Alliance, or part of HomePlug AV 2.0. Proprietary Specification 2-30MHz HomePlug AV variant. Not sure it is formallyed by endors Gigle HomePlug AV Mediaxtream50-300MHz HomePlug Alliance, or part of HomePlug AV 2.0. Industry Specification HomePlug HomePlug GreenPHY 2-30MHz This is a stripped down version of HomePlug AV. X Proprietary Specification Phonex Neverwire ? ? Proprietary Specification Spidcom Spidcom C200 ? ? Industry Specification UPA Alliance UPA 200/400 ? ? Proprietary Specification Watteco WPC LRWBSThis technology 2-4MHz targets low-rate homenergy automation, e management, etc.

G.9960/61 is the only international standard that serves multiple media and provides interoperable lower complexity solution optimized for Smart Grid

04/2011 29 NBPLCspecifications(bandbelow2MHz)

Organization Type Organization(s) Technology Name Frequency Bands Usage Modulation Methods Signal Level Plan

International SDO ITU-T SG-15/T4 G.hnem ( Draft ) CENELEC A/B/C/D Adjustable number of Sub OFDM EN 50065-1, FCC Part 15 FCC 9 to 490 kHz Carriers Multiple FCC bandplans International SDO ISO/IEC, ANSI, LonMark LonWorks, ISO/IEC 14908- A (86 KHz & 75.453 kHz dual carrier BPSK / NRZ EN 50065-1, FCC Part 15 3, ANSI 709.2 125 kHz - 140 kHz A (86 kHz & 75.453 kHz) F_c=131.579 kHz C (131.579 kHz & 86.232 CENELEC A, B, C kHz) International SDO ISO/IEC, BS KNX, ISO/IEC 14543-3-5, PL110 (95 kHz - 125 kHz A(60 kHz, 66 kHz, 72 kHz, 76 S-FSK / NRZ EN 50065-1 EN 50090 F_c=110 kHz) kHz, 82.05 kHz, 86 kHz) PL132 (125 kHz - 140 kHz B 110 kHz F_c=132.5 kHz) C 132.5 kHz International SDO IEC TC57 WG09 IEC 61334-3-1, IEC 61334-5- CENELEC A 10 kHz tone seperations S-FSK EN 50065-1 1, IEC 61334-5-2, IEC 61334- 20 kHz - 95 kHz 4-32 National SDO ANSI, CEA, EIA CEBus, CEA-600.31 100-400 kHz Swept Frequency Carrier, PWM / NRZ FCC Part 15 (withdrawn) Semantic sweep states covering entire band IEEE IEEE - P1901.2 P1901.2 ( Draft ) CENELEC A (G3 PLC, PRIME) CENELEC A band and FCC OFDM EN 50065-1, FCC Part 15 FCC 159kHz to 490 kHz band; adjustable number of sub-carriers Industry Specificaton INSTEON Alliance INSTEON 131.65 kHz single carrier BPSK FCC Part 15 Industry Specification HomePlug Alliance HomePlug C&C FCC (120-400 kHz), CENELEC Spread Spectrum FCC 120- Single carrier, spread EN 50065-1, FCC Part 15 A,B 400Khz CA 20-80Khz, CB 95- spectrum DCSK6, DCSK4 125Khz Industry Specificaton PRIME Alliance uSyscom, PRIME CENELEC A (~42 kHz - ~89 97 subcarriers, 488 Hz OFDM / DBPSK, DQPSK, D8PSK EN 50065-1, FCC Part 15 ADD, STM, TI kHz), Capable up to 500 kHz spacing

Industry Specificaton (publically Maxim, ERDF, Texas G3 PLC 35.9-90.6 kHz / CENELEC-A 36 carriers / CENELEC-A OFDM / DBPSK, DQPSK EN 50065-1, FCC Part 15 available) Instruments field tested (capable up to (capable up to 128) 180 kHz) Proprietary Specification PCS UPB 4-40 kHz PPM FCC Part 15 Proprietary Specification Pico Electronics X10 120 kHz single carrier OOK FCC Part 15 Proprietary Specification ACT A10 120 kHz single carrier OOK FCC Part 15 Proprietary Specification Maxim G3 Lite MAX2990 10KHz - 490KHz Cenelec- Adjustable number of Sub OFDM EN 50065-1 (FCC band extension FCC Carriers being developed) Proprietary Specification Phillips Phillips TDA5051A F_c within 95 kHz - 145 kHz single carrier ASK FCC Part 15 (132.5 kHz typical) Proprietary Specification Ariane Controls PLM-1 50-500 kHz, 262 kHz single carrier FSK / NRZ FCC Part 15 expected Proprietary Specification ENEL SITRED CENELEC A 10 kHz tone seperations S-FSK EN 50065-1 20 kHz - 95 kHz Proprietary Specificaton Yitran/Rensas C&C Turbo ( fully comply FCC (120-400 kHz), CENELEC Spread Spectrum FCC 120- Single Carrier, spread EN 50065-1, FCC Part 15 with HomePlug C&C) A,B 400Khz CA 20-80Khz, CB 95- spectrum, DCSK Turbo, DCSK6, 125Khz DCSK4 04/2011 30 TechnologyComparison,NBPLC

i-bus EIB Technology dsi G3 Prime KNX G.hnem Accumulated 34 kbps 130 Kbps 2400 bps 1000 bps (?) 1 Mb/s Datarate (Mbps)

Typ. Loop Length ~3 km ~3 km <100m <100m ~3-4 km

IPv6 “IPv4, IEC62056, IPv6, IpV4, Ethernet, .. Layer 2 Transp. (Ethernet needs IEC61334432 -- -- (L3 protocol flexible) convergence) 3-95 kHz Max. Signal BW 150-490 kHz 3-95 kHz 3-148 kHz 3-148 kHz 32-490 kHz OFDM 128 OFDM 96 OFDM-128/256 Modulation (Differential) (Differential) FSK - (coherent) -- -- Sub-carrier spacing 1.56/4.68 kHz 488 Hz 1.56/3.12 KHz

CSMA/CA CSMA/CA + TDM -- -- CSMA/CA + TDM Bands

RS plus Convolutional -- -- RS plus Convolutional Coding Convolutional Bus Bus Bus Bus Bus Bus Structure

Security AES-128 AES128 None None AES128

1 domain controller 1 domain controller & n 1 service node & n 1 service node & n 1 domain controller & n Topology & n participants participants clients clients participants, inter-domain controller

04/2011 31 G.9955andIEEEP1901.2

Γ IEEEstartedP1901.2about5monthafterG.9955,withmainly thesamegoalsforthestandardasG.9955.Therewasan almost9monthefforttomergeoperationofbothgroups, althoughitdidn’thappen

Γ Thegroupsarecurrentlyworkingindependently:  P1901.2decidedtostandardizeG3asthemainbody, documentthelegacytechnologies(sameasITUTdoes)and potentiallyspecifyanoptionalmodethatwillusecoherent modulation(similartoG.9955)  ITUTkeepsalignmentwithP1901.2vialegacyannexes; AmethodofcoexistenceandinteroperabilitywithP1901.2 isunderintensivediscussion

04/2011 32