Ningxia Liupanshan Poverty Reduction Rural Road Development Project

S ocial Monitoring Report

Project Number: 48023-003 May 2018

Resettlement Monitoring Report for 21 Finished Feeder Roads

PRC: Ningxia Liupanshan Poverty Reduction Rural Road Development Project

Submitted by Ningxia Project Management Office and Hangzhou Darren Engineer Project Management Co. Ltd.

This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

Loan 3444-PRC： ADB Funded Ningxia Liupanshan Poverty Reduction Rural Road Development Project

Resettlement Monitoring Report

For 21 Rural Feeder Roads

Hangzhou Darren Engineering Project Management Co., Ltd.

May 2018

Table of Contents

1. Brief introductions of the project and original resettlement plan ...... 1

1.1 Project Backgrounds...... 1

1.2 Introduction of the original RP ...... 1

1.3 Resettlement Due Diligence Review ...... 3

2. Progress of land occupation and progress of project construction ...... 4

2.1 Progress of land occupation of 21 feeder Roads ...... 4

2.2 progress of 21 feeder roads ...... 4

2.2.1 Yuanzhou District ...... 5

2.2.2 Xiji County ...... 6

2.2.3 Tongxin County...... 8

2.2.4 Pengyang County ...... 13

2.2.5 Haiyuan County ...... 13

2.2.6 Jingyuan County ...... 15

2.2.7 Longde County...... 15

3. Analyses on land occupation impacts ...... 16

3.1 Details of the land occupation impacts of 21 feeder roads ...... 16

3.1.1 Yuanzhou District ...... 16

3.1.2 Xiji County ...... 16

3.1.3 Pengyang County ...... 17

3.2 Assessments on Land Occupation Impacts ...... 20

4. Compensation for Land Occupation ...... 22

4.1 Compensation for rural feeder roads line ...... 22

4.1.1 Compensation standards ...... 22

4.1.2 Payment process...... 24

4.1.3 Compensation allocation ...... 26

4.2 Evaluation of compensation policy implementation ...... 29

5. Livelihood restoration measures after land occupation ...... 34

5.1 Implementation of livelihood recovery measures ...... 34

5.1.1Cash compensation and allocation ...... 34

5.1.2 Agricultural development support measures ...... 35

5.1.3 Nonagricultural employment ...... 35

5.1.4 Training ...... 35

5.1.5 Endowment insurance ...... 36

5.1.6 Restoration of special facilities ...... 36

5.2 Assessment of livelihood Rehabilitation...... 36

6. Respects for the customs and culture of ethnic minorities during land occupation, compensation and resettlement ...... 41

6.1 The practices of respecting the customs and culture of ethnic minorities in the

process of land occupation, compensation and resettlement...... 41

6.2 Satisfaction assessment of the affected population to the above measures .... 41

7. Disbursement of Land Compensation Funds ...... 42

7.1 Payment of compensation funds in each project county ...... 42

7.2 Evaluation ...... 46

8. Implementation institutions and personnel capacity ...... 47

8.1 Institutional arrangements in the RP ...... 47

8.2 Actual institutional arrangements and staffing in implementation ...... 48

8.3 Assessment of institutional and personnel capacity ...... 49

9. Information disclosure and public participation ...... 51

9.1 implementation of information disclosure ...... 51

9.2 basic situation of public participation ...... 52

9.3 Grievance Redress Mechanism and Records ...... 52

9.4 Assessment ...... 53

10. Legacy issues and supplementary measures ...... 54

10.1 The remaining problems and causes analysis ...... 54

10.2 supplementary measures ...... 54

11. Conclusions and Recommendations ...... 55

11.1 conclusions ...... 55

11.2 Recommendations ...... 56

Appendices: ...... 57

List of Tables

Table 1-1：Summary of Rural Feeder Roads ...... 1 Table 1-2： Construction standards for Rural feeder roads ...... 1 Table 1-3 Impacts of land occupation (planned area) and compensation rates (planning standard) ...... 1 Table 1-4 Analysis of farmland occupation impacts (original plan) - ...... 3 Table 2-1 Construction Milestones of Feeder Roads in Tongxin County ...... 8 Table 3-1 Comparison analyses between the original RP plan and the actual impacts- ...... 18 Table 3-2 Survey of household income and expenditure of AHs (unit: CNY) ...... 21 Table 4-1 Land compensation rates for rural feeder roads in Yuanzhou District ...... 22 Table 4-2 Land subsidy standards for rural roads construction in Pengyang County ... 23 Table 4-3 Public opinion and satisfaction degree survey in Yuanzhou District ...... 30 Table 4-5 Public opinion and satisfaction degree survey in Pengyang County ...... 32 Table 5-1 Satisfaction degree survey of livelihood restoration measures in Yuanzhou District ...... 37 Table 5-2 Satisfaction degree survey of livelihood restoration measures in Xiji County ...... 38 Table 5-3 Satisfaction degree survey of livelihood restoration measures in Pengyang County ...... 39 Table 7-1 Payment Status of Land compensation for 6 feeder roads in Yuanzhou District ...... 42 Table 7-2 Land compensation rates in Pengyang County ...... 45 Table 8-1 Staff of Project and Resettlement Management and Implementing Agencies ...... 49 Table 12-1 HH list affected by land occupation of HongZhuang to DaDian to ShaheXian Road ...... 57 Table 12-2 HH list affected by land occupation of GuHu road through Qiaowa to MiaoTai Road ...... 59 Table 12-3 HH list affected by land occupation of KeZhuang to FengZhuang Road .... 61 Table 12-4 HH list affected by land occupation of LiCha to DongJiaZhuang road and CaiChuan to YangJiaYaoXian Road- ...... 65 Table 12-5 HH list affected by land occupation of WangPing to LiZhang Road ...... 66 Table 12-6 HH list affected by land occupation of Daying to Yaerpo Road (I) ...... 67 Table 12-7 HH list affected by land occupation of Daying to Yaerpo Road (II) ...... 67 Table 12-8 HH list affected by land occupation of Nanchuan to LuJiaGou Road ...... 68 Table 12-9 HH list affected by land occupation of CaoMiao Xinwa to CaoChuan Road ...... 69 Table 12-10 HH list affected by land occupation of XiaoDiao ChaDiao to QiGeShan Road ...... 71

List of Figures

Figure 1-1：Location Map of trunk roads and feeder roads ...... 3 Figure 2-1 Approval of construction land for 6 feeder roads in Yuanzhou District ...... 5 Figure 2-2 Construction permission of 6 feeder roads in Yuanzhou District ...... 5 Figure 2-3 Site map of GuHu road through Qiaowa to MiaoTai road ...... 6 Figure 2-4 Site map of KeZhuang to FengZhuang road...... 6 Figure 2-5 LiCha to DongJiaZhuang road and CaiChuan to YangJiaYaoXian road.- ...... 6 Figure 2-6 Construction plan approval and construction permit for 5 feeder roads in Xiji County ...... 7 Figure 2-7 Site map of WangPing to LiZhang Road ...... 7 Figure 2-8 Site map of MaWan to Caonao Road ...... 8 Figure 2-9 Approval of construction plan and site selection opinion of Tongfucun to Shanghewancun Road ...... 9 Figure 2-10 Approvals of Construction Land pre-examination and construction drawings of Tongfucun to Shanghewancun Road ...... 9 Figure 2-11 Site map of Tongfucun to Shanghewancun Road ...... 9 Figure 2-12 Approvals of construction plan and construction drawings of Majiajing to Suocha Road ...... 10 Figure 2-13 Site map of Majiajing to Suocha Road ...... 10 Figure 2-14 Construction Plan Approval and Site Selection proposal Approval of the Tongyu road via LiJiagang to Liushupuzi Road ...... 11 Figure 2-15 Construction Drawing Approval and Site Map of the Tongyu road via LiJiagang to Liushupuzi Road ...... 11 Figure 2-16 Approval of construction plan and construction drawings of XiaChen Road to Chenerzhuang ...... 12 Figure 2-17 Site Selection proposal Approval and land pre-examination approval of XiaChen Road to Chenerzhuang ...... 12 Figure 2-18 Site map of XiaChen Road to Chenerzhuang ...... 12 Figure 2-19 Bid-winning notice of feeder roads in Pengyang County ...... 13 Figure 2-20 Approvals of construction plan and site selection for the 2 feeder roads in Haiyuan County...... 14 Figure 2-21 Approvals of land pre-examination and construction drawings of 2 feeder roads in Haiyuan county ...... 14 Figure 2-22 Site map of Xi'an to ZhangWan road ...... 14 Figure 4-1 Land compensation standards for rural feeder roads in Yuanzhou District .... 23 Figure 4-2 Clarification on land compensation by JiQiang town and Malian Township ... 25 Figure 4-3 Clarification on land compensation by PingFeng town and XingPing Township ...... 25 Figure 4-4 Clarification on land compensation by ZhengHu Township ...... 26 Figure 4-5 Interviews with affected households in Yuanzhou District...... 27 Figure 4-6 Field interview with affected households in Xiji County ...... 28 Figure 4-7 Satisfaction degree survey along the rural feeder roads ...... 33

Figure 7-Land occupation agreement and payment voucher of KeZhuang to FengZhuang Road ...... 43 Figure 7-2 Land occupation agreement and payment voucher of LiCha to DongJiaZhuang road and CaiChuan to YangJiaYaoXian road ...... 43 Figure 7-3 Land occupation agreement and payment voucher of HongZhuang to DaDian to ShaHeXian road ...... 44 Figure 7-4 Land compensation agreement of GuHu Road through Qiaowa to MiaoTai Road ...... 44 Figure 7-5 Application letter for land compensation funds for GuHu road through Qiaowa to MiaoTai Road ...... 45 Figure 7-6 Land compensation agreement and payment voucher CaoMiao XinWa to CaoChuan Road ...... 45 Figure 7-7 Land compensation agreement and payment voucher for XiaoDiao ChaDiao to QiGeShan Road ...... 46 Figure 8-1 Organizational chart of Project and RP Implementation ...... 48 Figure 9-1 Project information disclosure ...... 51 Figure 9-2 Published information on civil works ...... 51 Figure 9-3 Conference for land compensation ...... 52

1. Brief introductions of the project and original resettlement plan

1.1 Project Backgrounds

The Transport Department of Ningxia Hui Autonomous Region applied for a loan from the Asian Development Bank (ADB) for the implementation of Ningxia Liupanshan Poverty Reduction Rural Road Development Project (hereinafter referred to as "this project"), in order to speed up the pace of regional development in Liupanshan area, intensify the efforts of poverty alleviation, safeguard and improve local people's livelihood, help the poverty-stricken people to get rid of poverty and become rich, and ensure that all the people share the fruits of reform and development, This project involves seven counties and districts, namely Xiji County, Pengyang County, Longde County, Jingyuan County and Yuanzhou District of Guyuan City, Haiyuan County of Zhongwei City and Tongxin County of Wuzhong City. The main objectives of this project include: 1) improve the technical level of the rural road network, enhance the network capacity and improve the regional road network; 2) Strengthen the connection between the project areas and the surrounding areas, improve the regional traffic conditions, and promote the economic development in project areas and nearby regions; 3) 7 trunk roads and 21 feeder roads will be rebuilt in Xiji County, Pengyang County, Longde County, Jingyuan County and Yuanzhou District of Guyuan City, Haiyuan County of Zhongwei City and Tongxin County of Wuzhong City. According to the requirements of ADB, the resettlement plans (RPs) for seven trunk roads and two feeder roads (in Jingyuan and Longde) have been prepared and approved by ADB. The remaining 19 roads either have no land occupation, or belong to rural roads in the village with only a small amount of land occupation impacts and compensation, so a separate "feeder road resettlement plan" has been prepared and approved by ADB. The location of the feeder roads is shown in Fig. 1-1. The project scope and construction standards of the feeder roads are shown in Table 1-1 and Table 1-2 respectively. Table 1-1：Summary of Rural Feeder Roads12 cost Total Poor County/Di Length Villages NO Road name (CNY beneficiari benefi strict (km) affected 10000) es ciaries

HongZhuang to DaDian to 1 13.0 1,744 10,000 5,600 3 ShaheXian Road

GuHu road through Qiaowa to 2 10.0 1000 7,000 3,600 2 MiaoTai Road

Yuanzhou LiGou to Shaojiashenngou 3 7.0 849 12,000 6,750 3 District Road

(6) KeZhuang to FengZhuang 4 5.0 450 6,500 3,600 2 Road

5 LiCha to DongJiaZhuang Road 5.0 450 1,600 800 1

CaiChuan to YangJiaYaoXian 6 4.4 400 1,500 756 road

7 WangPing to LiZhang Road 11.5 1,500 3,593 1,885 2

8 Daying to Yaerpo Road 8.5 1,205 1,928 1,433 1 Xiji 9 MaWan to CaoNao Road 8.5 1,224 2,006 1,230 2 (5) 10 BaTaiJiao to QuanCha Road 7.0 1,105 2,100 1,140 2

11 Nanchuan to LuJiaGou Road 6.0 900 1,300 1,104 2

Tongfu village and 12 8.6 775 9,300 3,040 2 ShangHeWan Village Road

13 MaJiajing to Suocha Road 6.7 1,073 800 768 2

Tongxin Tongyu Road through

14 (4) LiJiaGangZi to LiuShuPuZi 6.6 618 12,000 4

road

XiaChen Road to 15 6.1 600 3,500 2,100 1 ChenErZhuang

CaoMiaoXinWa to CaoChuan 16 Penagyan 7.2 943 5,700 5,700 2 Road g XiaoDiao ChaDiao to 17 (2) 6.0 795 2,800 2,800 1 QiGeShan Road

18 Xi’an to ZhangWan Road 13.3 1,052 9,000 2,000 4 Haiyuan XiangTong to HuiTiaoGou 19 (2) 7.2 1,088 2,500 2,500 2 Road

Jingyuan 20 DongXia to DiGou Road 11.7 2454 3000 1500 4 (1)

Longde Zhangtian to JingLin to 21 9.0 2217 6000 3000 4 (1) ChangChuan Road

Total 168,3 22442 104127 60206 46 Note: The two rural feeder roads in Jingyuan and Longde Count do not start the land occupation/compensation and construction, and their LAR impacts are covered by the separate RPs of these two counties, hence their LAR implementation will be included in the external resettlement M&E reposts, rather than in this DDR.

Figure 1-1：Location Map of trunk roads and feeder roads12

Table 1-3： Construction standards for Rural feeder roads14

Proposed Activities Existing roads Length NO. County/District Road name Width: Width: (km) Road type, grade Pavement Pavement Roadbed/pavement (m) Roadbed/pavement (m)

HongZhuang to DaDian to Village Road, cement 1 13.0 6.5/5.0 6.5/5.0 gravel road ShaheXian Road Forth class concrete

GuHu road through Qiaowa to Village Road, cement 2 10.0 6.5/5.0 6.5/5.0 asphalt MiaoTai Road Forth class concrete

Yuanzhou Village Road, cement 3 LiGou to Shaojiashenngou Road 7.0 6.5/5.0 6.5/5.0 gravel road District Forth class concrete

(6) Village Road, cement 4 KeZhuang to FengZhuang Road 5.0 6.5/5.0 6.5/5.0 gravel road Forth class concrete

Village Road, cement 5 LiCha to DongJiaZhuang Road 5.0 6.5/5.0 6.5/5.0 gravel road Forth class concrete

Village Road, cement 6 CaiChuan to YangJiaYaoXian road 4.4 6.5/5.0 6.5/5.0 gravel road Forth class concrete

Village Road, cement 7 WangPing to LiZhang Road 11.5 6.5/5.0 6-6.5-/3.0 Soil road Forth class concrete

Village Road, cement 8 Daying to Yaerpo Road 8.5 6.5/5.0 --/3.0 Soil road Xiji Forth class concrete

(5) Village Road, cement 9 MaWan to CaoNao Road 8.5 6.5/5.0 --/3.0 Soil road Forth class concrete

Village Road, cement 10 BaTaiJiao to QuanCha Road 7.0 6.5/5.0 --/3.0 Soil road Forth class concrete

Village Road, cement 11 Nanchuan to LuJiaGou Road 6.0 6.5/5.0 --/3.0 Soil road Forth class concrete

Tongfu village and ShangHeWan Village Road, cement 12 8.6 6.5/5.0 gravel road Village Road Forth class concrete

Village Road, cement 13 MaJiajing to Suocha Road 6.7 6.5/5.0 gravel road Tongxin Forth class concrete

(4) Tongyu Road through LiJiaGangZi Village Road, cement 14 6.6 6.5/5.0 Soil road to LiuShuPuZi road Forth class concrete

Village Road, cement 15 XiaChen Road to ChenErZhuang 6.1 6.5/5.0 Soil road Forth class concrete

Village Road, cement 16 CaoMiaoXinWa to CaoChuan Road 7.2 6.5/5.0 /3.0 Soil road Penagyang Forth class concrete

(2) XiaoDiao ChaDiao to QiGeShan Village Road, cement 17 6.0 6.5/5.0 /3.0 Soil road Road Forth class concrete

Township Road, asphalt Asphalt / 18 Xi’an to ZhangWan Road 13.3 8.5/7.0 8.5/7.0 Haiyuan Third class concrete concrete

(2) Village Road, 19 XiangTong to HuiTiaoGou Road 7.2 6.5/5.0 asphalt 6-6.5/4.0 Soil road Forth class

Jingyuan Township Road, asphalt 20 DongXia to DiGou Road 11.7 7.5/6.0 (1) Forth class concrete

high virtue Zhangtian to JingLin to Township Road, 21 9 7.5/6.5 asphalt (1) ChangChuan Road Third class

1.2 Introduction of the original RP According to Order No. 581 of the Ministry of Land and Resources in 2013, Notice of the General Office of the Ministry of Land and Resources on Further Standardization of Land Classification for Rural Roads, farmland roads are defined as roads for agricultural production and transportation within villages and fields. The width of road pavements and the roadbed must not exceed 6 meters and 6.5 meters (class four or below).The use of farmland should only be reported to the Land and Resources Bureau for archiving. From the legal point of view, the management of rural roads does not belong to the management category of construction land. Accordingly, the land use and compensation for rural roads should conform to local standards, usually through consultation between local township governments and villagers. The rural road construction in Liupanshan area is regarded as a social welfare and life support project, and also as a national poverty alleviation project. The local economy and residents can benefit widely. Therefore, some counties have only introduced relatively low compensation standards, or even without compensation for land occupation of rural roads. Now, more counties and districts are planning to adopt the compensation standard formulated by Government of Ningxia autonomous region. According to Order No. 581 of the Ministry of Land and Resources and the definition of "Land Use Categories" (GB/T21010-2007), 20 of the 21 feeder roads are rural roads. The only feeder road that does not belong to the rural road is the Haiyuan feeder road with a pavement width of 7.5 meters. However, the road belongs to the rebuilding project and only needs to be paved. It does not involve land occupation and compensation. According to the original Resettlement Plan, all the feeder roads are expected to acquire a total of 825 mu to 905 mu of farmland (99% of which is dry land), with 541 households in 25 villages affected. House demolition is not involved. The construction plan also does not involve temporary land occupation. The amount of ground appendages (mainly seedlings and utilities) will be measured after the initial establishment. According to the literature review and on-site investigation, the Tongxin County feeder road subproject which only carries out pavement and reconstruction does not involve land occupation, nor does it have negative impact on livelihood. Haiyuan and Yuanzhou district subprojects are expected to include small scale land occupation. The Xiji County subproject has a medium scale land occupation. According to Decree No. 581, all the rural feeder roads in Xiji, Yuanzhou, Haiyuan and Pengyang (possibly) allow local governments and farmers to negotiate and deal with land occupancy issues without following the standards of compensation for land occupation released by the Ningxia Hui Autonomous Region Government (Decree No. 101), but Xiji County plans to compensate all the people affected by land occupation in line with the Decree No. 101. And the same is true for Yuanzhou district. Because the area of land acquisition is mainly located in Xiji County and Yuanzhou District, the negative impacts of feeder roads will be minimized and mitigated through land compensation in these two county/district. The 21 feeder roads of the project will affect 15 townships and 46 villages, benefiting 60,206 rural residents (58% of them are poor). The plan of land occupation, compensation standard and influence analysis of the feeder road are shown in table 1-3 and table 1-4.

Table 1-5 Impacts of land occupation (planned area) and compensation rates (planning standard)16 Land Lan d Affected No. County Road Name Area Compensation Rates（yuan/mu） Remarks Type Villages Occupied HongZhuang to DaDian to 1 43.2 dry land 3 ShaheXian Road GuHu road through Qiaowa Expected 2 dry land 2 to MiaoTai Road 10-301 LiGou to Shaojiashenngou paddy 3 10.2 3 The Order (NingZhengFa [2015] 101): dry Yuanzhou District Road field Small scale land land, 6,400 yuan/mu; Paddy field, 20,900 (6) KeZhuang to FengZhuang Expected occupation 4 dry land 2 yuan/ mu Road 10-30 LiCha to DongJiaZhuang Expected 5 dry land Road 10-30 1 CaiChuan to Expected 6 dry land YangJiaYaoXian road 10-30 7 WangPing to LiZhang Road 105.2 dry land 2 8 Xiji County Daying to Yaerpo Road 172.1 dry land 1 The Order (NingZhengFa [2015] 101): Medium scale land 9 (5) MaWan to CaoNao Road 172.1 dry land 2 13,472 yuan/ mu occupation 10 BaTaiJiao to QuanCha Road 162.8 dry land 2

11 Nanchuan to LuJiaGou Road 121.5 dry land 2 Tongfu village and 12 0 -- 2 ShangHeWan Village Road 13 MaJiajing to Suocha Road 0 -- 2 Tongxin County Tongyu Road through Only pavement and No land impacts 14 (4) LiJiaGangZi to LiuShuPuZi 0 -- 4 reconstruction road XiaChen Road to 15 0 -- 1 ChenErZhuang CaoMiaoXinWa to 16 0 -- 2 CaoChuan Road Pengyang County Probably small scale Negotiation between the township (2) XiaoDiao ChaDiao to land occupation 17 0 -- 1 government and farmers as per the QiGeShan Road GuoZiBan Order No. 581 18 Xi’an to ZhangWan Road 0 -- 4 No land impacts Only pavement Haiyuan County Negotiation between the township XiangTong to HuiTiaoGou Small scale land 19 (2) 8 dry land 2 government and farmers as per the Road occupation GuoZiBan Order No. 581 Jingyuan County Medium scale land 20 DongXia to DiGou Road 0 4 (1) occupation Longde County Zhangtian to JingLin to Original road 21 0 4 (1) ChangChuan Road reconstruction Total 46

Table 1-7 Analysis of farmland occupation impacts (original plan) 1-8 Number of Rural Length Farmland No. Counties (No. of Roads) affected Road or Impacts (km) occupancy villages not? 43.2 mu of dry land, 10.2 mu of paddy fields. 1 Yuanzhou District (6) 44.4 11 Yes Less Other subtotals: 40 to 120 mu of dry land 2 Xiji (5) 41.5 9 Yes 733.7mu dry land Less 3 Tongxin (4) 28 9 Yes 0 No 4 Pengyang (2) 13.2 3 yes 0 NO (1) Xi'an to Zhang Wan 13.3/ 4 No 0 Road 5 Haiyuan Less (2) Xiang Tong to Huitiaogou 7.2 / 2 Yes 8 mu dryland road 6 Jingyuan (1) 11.7 4 Yes 0 No 7 Longde (1) 9.0 4 Yes 0 No

1.3 Resettlement Due Diligence Review

Due to the fact that most of the 21 feeder roads have already completed land occupation and construction, due diligence review on land use, compensation and resettlement of these roads are required by the ADB mission. With the technical support of Hangzhou Darren Engineer Project Management Co., Ltd., the external monitoring agency, the Office of the Leading Group of the ADB Funded Project of Ningxia Hui Autonomous Region Transportation Department coordinated the sub-project implementation agencies to carry out due diligence review on 21 feeder roads, and compiled this resettlement due diligence report for ADB's review.

2. Progress of land occupation and progress of project construction

2.1 Progress of land occupation of 21 feeder Roads

According to the due diligence survey, three of the seven counties and districts involved in the 21 feeder roads involved in land occupation and compensation, respectively, Yuanzhou District, Xiji County and Pengyang County, and the other four counties did not involve land occupation. The six feeder roads of the Yuanzhou District, the five feeder roads of Xiji County and the two feeder roads of Pengyang County are all rural roads for improving rural traffic conditions. Therefore, according to the Ministry of Land and Resources' Order No. 581 of 2013, the Notice of the General Office of the Ministry of Land and Resources on Further Standardization of Rural Road Land Category Recognition, these feeder roads only need to be reported to the local Bureau of Land and Resources for archiving without the approval of land utilization. The details are as follows. (1) Yuanzhou District By December 2017, the land occupation of the six feeder roads in Yuanzhou District has been completed, and the construction of these roads has been completed. The Yuanzhou District feeder roads involve five townships. However, due to the lack of financial revenue of the Yuanzhou District people's government, it is difficult to raise funds for the land compensation of this subproject. At present, there are still two townships whose land-occupying compensation funds have not been fully distributed, including Guanting Town and Pengpu Town. To be specific, the Guanting town has already paid most of the land-use compensation, the remaining small part of the land-use compensation is being actively raised; and Pengpu town has not yet begun to pay. (2) Xiji County By December 2017, the land occupation of five feeder roads involved in the Xiji County have been completed and road construction has been completed. After the announcement of land use and project construction issued by the Xiji County Transportation Bureau, the township government staff conducted full consultation and discussed land use issues with the farmers along the roads. After consultation, they have agreed unanimously to decide not to adopt cash compensation, but to make overall use of the various government social welfare policies as the subsidies of affected rural HHs. (3) Pengyang County As of December 2017, the land occupation of the two feeder roads in Pengyang County has been completed, and has completed road construction. The land occupation in Pengyang County involve two townships, according to this monitoring, land compensation has been paid to affected HHs before January 2017.

2.2 progress of 21 feeder roads

According to the site monitoring, the progress of the construction of the 21 feeder roads is as follows.

2.2.1 Yuanzhou District 6 rural feeder roads in Yuanzhou District have been completed, waiting for acceptance. The 6 feeder roads are: Hongzhuang via Dadian to Shahelan Road, Guhu Road via Qiaowa to Miaotai Road, Ligou to Xiaojiashengou Road, Kezhuang to Fengzhuang Road, Licha to Dongjiazhuang Road, and Caichuan to Yangjialan Road. On August 5, 2016, the six feeder roads passed the construction land preliminary examination of Guyuan Land and Resources Bureau, and the approval code was "Letter of Land and Resources [2016] 118".On August 6, 2016, the road construction license of Guyuan Transportation Bureau was obtained. In August, 2016, the construction units of six feeder roads entered the construction sites at the same time. On October 30, 2016, the construction of six feeder roads was completed, and the acceptances are expected to be completed in June 2018.See below:

Figure 2-1 Approval of construction land for 6 feeder roads in Yuanzhou District22

Figure 2-3 Construction permission of 6 feeder roads in Yuanzhou District24

Figure 2-5 Site map of GuHu road through Qiaowa to MiaoTai road

Figure 2-6 Site map of KeZhuang to FengZhuang road

Figure 2-7 LiCha to DongJiaZhuang road and CaiChuan to YangJiaYaoXian road.2-8 2.2.2 Xiji County

5 rural feeder roads in Xiji County have been completed, waiting for acceptances. The 5 feeder roads are: WangPing to LiZhang Road, Daying to Yaerpo Road, MaWan to CaoNao

Road, BaTaiJiao to QuanCha Road, and Nanchuan to Lujiagou Road. The five feeder roads belong to the Rural Roads Project in Xiji County in 2016. On January 29, 2016, the construction plan of these five feeder roads were approved with the document "Gushi Fagai Shenfa [2016] 26". The construction permits were approved by Guyuan Transportation Bureau on October 10, 2016. The construction units entered the construction sites at the same time in October 2016. The construction of 5 feeder roads in Xiji County has been completed in February 2017, and the acceptances are expected to be completed in June 2018.See below:

Figure 2-9 Construction plan approval and construction permit for 5 feeder roads in Xiji County210

Figure 2-11 Site map of WangPing to LiZhang Road

Figure 2-12 Site map of MaWan to Caonao Road213 2.2.3 Tongxin County 4 feeder roads in Tongxin County have been completed and waiting for acceptances. The 4 feeder roads are: Tongfucun to ShangheWanCun Road, Majiajing to Suocha Road, TongYu Road through LiJiagang to Liushupuzi Road, XiaChen Road to ChenErzhuang. The specific milestones are shown in the table below. Table 2-1 Construction Milestones of Feeder Roads in Tongxin County22 Road Name Site Construction Start time Civil work Expected selection plan approved completed acceptance approved date Tongfu village and 2016.3.14 2016.2.3 2016.8.4 2016.11.1 2018.6 ShangHeWan Village Road MaJiajing to Suocha 2016.3.14 2016.2.3 2016.9.5 2016.12.3 2018.6 Road Tongyu Road through LiJiaGangZi to 2016.3.14 2016.1.28 2016.8.4 2016.11.1 2018.6 LiuShuPuZi road XiaChen Road to 2016.1.13 2016.3.21 2016.6.6 2016.9.3 2018.6 ChenErZhuang

1. Tongfucun-Shanghewancun Road passed the approval of the construction plan on February 3, 2016 with the approval document "Tongfagai [2016] 40"; on March 14, 2016, it passed the site selection opinion of urban construction planning and management bureau of Tongxin County; on May 23, 2016 it obtained the pre-examination of construction land with the approval document "Tongguotuyushen [2016] 23", 2016. On June 28, 2000, the construction detailed drawings were approved by Wuzhong Transportation Bureau with the approval document "Wujiaoshenfa [2016] 45".Construction of this feeder road started on August 4, 2016, and completed on November 1, 2016. It is expected to be checked and accepted in June 2018.The details are as follows:

Figure 2-14 Approval of construction plan and site selection opinion of Tongfucun to Shanghewancun Road

Figure 2-15 Approvals of Construction Land pre-examination and construction drawings of Tongfucun to Shanghewancun Road

Figure 2-16 Site map of Tongfucun to Shanghewancun Road

2. The construction plan approval of Majiajing to Suocha Road was approved on February 3, 2016 with document "Tongfagaifa [2016] 34"; on June 28, 2016, the construction drawing was approved with approval document "[2016] 45".Construction of this feeder road started on September 5, 2016, and completed on December 3, 2016. It is expected to be checked and accepted in June 2018.The details are as follows:

Figure 2-17 Approvals of construction plan and construction drawings of Majiajing to Suocha Road218

Figure 2-19 Site map of Majiajing to Suocha Road220 3. The construction plan of the Tongyu road via LiJiagang to Liushupuzi section was approved on January 28, 2016 with document "WuFaGaiShenFa [2016] 19", the site selection proposal was approved on March 14, 2016, the construction drawing was approved on June 28, 2016 with document "WuJiaoShenFa [2016] 46".The construction of this feeder road started on August 4, 2016 and completed on November 1, 2016. The acceptance work is expected to be completed in June 2018.See below:

Figure 2-21 Construction Plan Approval and Site Selection proposal Approval of the Tongyu road via LiJiagang to Liushupuzi Road

Figure 2-22 Construction Drawing Approval and Site Map of the Tongyu road via LiJiagang to Liushupuzi Road 4. The construction plan of XiaChen Road to Chenerzhuang was approved by on March 21, 2016, with the document "TongFaGaiFa [2016] 70", on March 23, 2016, the construction drawing was approved with the document "WuJiaoShenFa [2016] 34", on January 13, 2016, the site proposal was approved, and in 2016, land pre-approval was obtained with the approval document "TongGuoTuZiYuShenZi [2016]4 ".The construction of this feeder road started on June 6, 2016, completed on September 3, 2016, and is expected to be checked and accepted by February 2018.The details are as follows:

Figure 2-23 Approval of construction plan and construction drawings of XiaChen Road to Chenerzhuang

Figure 2-24 Site Selection proposal Approval and land pre-examination approval of XiaChen Road to Chenerzhuang

Figure 2-25 Site map of XiaChen Road to Chenerzhuang

2.2.4 Pengyang County The 2 feeder roads in Pengyang County have been completed, waiting for acceptance. The 2 feeder roads are CaoMiaoXinWa to CaoChuan road, and XiaoDiaoCha to QiGeShan road. On May 26, 2016, these two roads opened tenders, finally the winning unit was Inner Mongolia Yingang Construction Group Co., Ltd. The bid-winning notice is shown in the following figure. On June 20, 2016, the two feeder roads started construction at the same time. On November 10, 2016, the XiaoDiaoCha to QiGeShan road was completed. On December 5, 2017, the CaoMiaoXinWa to CaoChuan road was completed.

Figure 2-26 Bid-winning notice of feeder roads in Pengyang County227 2.2.5 Haiyuan County The 2 feeder roads in Haiyuan County have been completed, waiting for acceptance. The 2 feeder roads are Xi'an to ZhangWan road and XiangTong to HuiTiaoGou road. In 2015, the land pre-examination opinions of the two feeder roads were approved with the approval documents "HaiGuoTuZiHuanFa [2015] 445". In December 2015, the two feeder roads passed the approval of site selection proposals. In January 2016, the construction plans were approved with the documents "HaiFaGaiFa [2016] 5" and "HaiFaGaiFa [2016] 6". The construction drawings were approved in April 2016 with the document "WeiJaioFa [2016]139".Construction of the two feeder roads began in June 2016, completed in December 2016, and is expected to be accepted in June 2018.The details are as follows:

Figure 2-28 Approvals of construction plan and site selection for the 2 feeder roads in Haiyuan County229

Figure 2-30 Approvals of land pre-examination and construction drawings of 2 feeder roads in Haiyuan county

Figure 2-31 Site map of Xi'an to ZhangWan road232

2.2.6 Jingyuan County According to the due diligence review, Jingyuan County's Rural feeder Road, named Dongxia to Digou Road, has not yet started construction due to some formalities have not yet been completed. Jingyuan County plans to start construction in June 2018. The LAR activities were covered by the separate PR of Jingyuan County, so its LAR implementation will be included in the external M&E reports. 2.2.7 Longde County According to the due diligence review, the rural feed road in Longde County, named Zhangtian-Jinglin-Yangchuan Road, has not been started yet, and only part of the approval documents for this road have been obtained. The project only involves temporary land occupation, and a separate short RP has been prepared for this road. So its RP implementation will be included in the external M&E reports.

3. Analyses on land occupation impacts

3.1 Details of the land occupation impacts of 21 feeder roads

The Due Diligence Review in sites shows that among the 7 counties involved in the 21 feeder roads, there are three counties involve land occupation compensation, including Yuanzhou District, Xiji County and Pengyang County, while the other four counties do not have the problem of land compensation. The details are as follows. 3.1.1 Yuanzhou District The 6 rural feeder roads in Yuanzhou District have been completed. The actual land occupation impacts are as follows: 1. The feeder road of Hongzhuang via Dadian to ShaheJian occupy land of 41.1 mu, involving Dadian Village and Hongzhuang Village in Zhangyi Town, and affecting 102 households and 395 people. Detailed list of AHs is shown in Annex 12-1. 2. The feeder road of Guhu Road via Qiaowa to Miaotai Road occupy land of 157.71 mu , involving Miaotai Village and Qiaowa Village in Guanting Town, and affecting 69 households and 255 people. Detailed list of AHs is shown in Annex 12-2. 3. The land occupation of Ligou to Xiaojiashengou Road affected Ligou Village, YaoMo Village and Xiaogou Village in Pengbao Township. The details of the affected farmers are still unclear because the land payment has not yet been disbursed. 4. The actual land occupation area of the Kezhuang to Fengzhuang Road is 18.63 mu, which covers Guomiao village, Fengzhuang village, Sabshilipu village and Damazhuang village in Kaicheng Township, affecting 145 households and 544 people. Details are shown in Annex 12-3. 5. The Licha to Dongjiazhuang Road and the Caichuan to Yangjiayaojian Road are the two sections of a same road, so the land occupation involves the same village in fact. It occupied land of 79.2 mu, involving Caichuan Village of Zhaike Township, and affecting 53 households and 190 people. Details are shown in Annex 12-4. 3.1.2 Xiji County The 5 rural feeder roads in Xiji County have been completed. 1. The road from WangPing to LiZhang occupied 31.7 mu of land, involving Li Zhang and WangPing villages in Zhenghu Township, and affecting 28 households and 110 people. Details are shown in Annex 12-5. 2. The actual land occupation area of Daying-Yaerpo Road is 7.5 mu, involving Daying Village of Jiqiang Town, and affecting 7 households and 30 people. Details are shown in Annex 12-6. 3. Information and data for MaWan to CaoNao Road has not yet been received. 4. The Bataijiao to Quancha road occupied land of 64.65 mu, affecting 41 households and 201 people in the Yangping and Hefeng villages of Xingping Township. Details are shown in Annex 12-7. 5. The road from Nanchuan to Lujiagou actually occupied land of 38 mu, involving

Nanchuan and Malian villages in Malian Township, with 12 households and 51 people affected. Details are shown in Table 12-8. 3.1.3 Pengyang County The construction of 2 rural feeder roads in Pengyang County has been fully completed, and the actual impacts of land occupation are as follows: 1. The road from Caomiao Xinwa to Caochuan actually occupied land of 113.01 mu, involving Xinwa and Caochuan villages of Caomiao Township, with 95 households and 406 people affected. Details are shown in Table 12-9. 2. The actual land occupation area of the road from Xiaocha Diaocha to Qigeshan is 46.81 mu, involving the Diaocha Village of Xiaocha Township, and affecting 98 households and 104 people. Details are shown in Table 12-10.

Table 3-1 Comparison analyses between the original RP plan and the actual impacts Original RP Actual Impacts

No. Counties Road Name Land Land Affected Land area(mu) area(mu) types villages

HongZhuang to DaDian to 41.1 1 43.2 Dryland 3 D ShaheXian Road GuHu road through Qiaowa Estimated 157.71 2 Dryland 2 D to MiaoTai Road 10-30 unknown（the final impacts of Yuanzhou LiGou to Shaojiashenngou Paddy P 3 10.2 3 affected HHs is not available due to District Road filed the land compensation not paid） (6) KeZhuang to FengZhuang Estimated 18.63 4 Dryland 2 D Road 10-30 LiCha to DongJiaZhuang Estimated 79.2 5 Dryland D Road 10-30 1 CaiChuan to Estimated 6 Dryland D YangJiaYaoXian road 10-30 7 WangPing to LiZhang Road 105.2 Dryland 2 31.7 D 8 Daying to Yaerpo Road 172.1 Dryland 1 7.5 D 9 MaWan to CaoNao Road 172.1 Dryland 2 unknown D Xiji County BaTaiJiao to QuanCha 10 (5) 162.8 Dryland 2 64.65 D Road Nanchuan to LuJiaGou 11 121.5 Dryland 2 38 D Road

Tongfu village and 0 12 0 -- 2 -- 2 ShangHeWan Village Road 13 MaJiajing to Suocha Road 0 -- 2 0 -- 3 Tongxin Tongyu Road through 0 County 14 LiJiaGangZi to LiuShuPuZi 0 -- 4 -- 4 (4) road XiaChen Road to 0 15 0 -- 1 -- 1 ChenErZhuang CaoMiaoXinWa to 113.01 16 Pengyang 0 -- 2 -- 2 CaoChuan Road County XiaoDiao ChaDiao to 46.81 17 (2) 0 -- 1 -- 1 QiGeShan Road 18 Haiyuan Xi’an to ZhangWan Road 0 -- 4 0 -- 4 County XiangTong to HuiTiaoGou State-owned 19 8 Dryland 2 8 Dryland 2 (2) Road barren hills In total 38 46

3.2 Assessments on Land Occupation Impacts

Through the field survey, it’s found that the Yuanzhou District, Xiji County and Pengyang County have carried out land compensation for their land occupation. From the above table, it can be seen that in the 6 feeder roads of Yuanzhou District, the actual land occupation area of Guhu Road via Qiaowa to Miaotai Road has increased by about 120 mu compared with the original plan, and affected households have increased to some extent accordingly. However, according to the level survey on local economic development, the per capita cultivated land is more than 7 mu, so the land loss rate of 69 affected households is less than 10%. Although the land area has increased by about 120 mu compared with the original plan, the average household impacts have not changed significantly. The actual coverage area of the other 5 feeder roads is basically the same as that of the original plan, and there is no obvious change. Compared with the original plan, the actual land area occupied by the five feeder roads in Xiji County has been greatly reduced, which directly reduces the land loss of farmers. Pengyang County did not plan to involve land compensation, but due diligence review team found that the actual land occupation covers two townships, namely Caomiao Township and Xiaocha Township, of which Caomiao Township involve land occupation of 113.01 mu, with 95 HHs affected ; and Xiaocha Township involve land occupation 46.81 mu, with 39 HHs affected, respectively. According to the local survey, the per capita arable land loss is about 1 mu, which means each household is not affected significantly by the occupied land, as their per capita arable land is 6 mu. In January 2017, Pengyang County Government has paid the land payment to the AHs. The occupied dry land with an area of 8 mu in Haiyuan County belongs to the state- owned hilly land and does not need land compensation, nor does the other counties (districts) involve land compensation. Through visiting and investigating the affected HHs, it's learned that after the land occupation, the affected HHs still have a lot of arable land, and the loss rate of arable land is below 10%,. So these feeder roads has very limited impacts on arable land of AHs, because of the linear characteristics of rural roads. In addition, the construction of rural feeder roads has expanded the sales channels of agricultural products, and the agriculture income of AHs has increased in facts. Because the number of villages involved in the feeder roads is relatively large, in order to show the convenience of the local people brought by these roads more intuitively, the DDR team carried out a sampling survey in three villages in Yuanzhou District, Xiji County and Pengyang County, respectively. Detailed interviews on the production and living level of farmers were conducted in fields, and the data were summarized and processed, and presented in the following table 3-2.In the table below, the income and expenditure of affected households in 2016 and 2017 are compared. The results show that the agricultural income of the affected households in Yuanzhou District, Xiji County and Pengyang County, as well as the income of migrant workers, increased

compared with previous years. Generally speaking, the agricultural income of AHs in Yuanzhou District and Xiji County accounts for a small proportion of the family income, and farmers have more opportunities to do business and work outside their home villages. Their family income does not depend entirely on land and agricultural income. As a result, the overall impacts of land occupation on the income of affected HHs are very limited. Respondents expressed support for land occupation of rural roads. After land occupation, the government provided the corresponding land compensation and young crops compensation fees or other welfare policies to help restore their production and life. The construction of rural feeder roads not only improves the traffic conditions and increases the sale channels of agricultural products, but also provides convenience for migrant workers. They deeply believe that the project will bring them an opportunity to improve their income and change their way of life. Table 3-3 Survey of household income and expenditure of AHs (unit: CNY)3 4 Yuanzhou District Xiji County Pengyang Item (DaDian, Hong Zhuang, (WangPing, LiZhang, (Xinwa, CaoChuan, Diaocha) Miao Tai) Daying)

In 2016 In 2017 Value In 2016 In 2017 Value In 2016 In 2017 Value

changed changed changed Agricultura l income 6432 6680 +248 5420 5785 +365 5839 5933 +94 (yuan / HH) Income from migrant 11370 12450 +1080 10955 12263 +1308 10372 11298 +926 work (yuan / HH) Per capita net income 7046 7220 +174 6278 6415 +137 6036 6245 +209 (yuan / person) Household expenditur 19800 20350 +550 17590 17876 +286 18367 18697 +330 e (yuan / HH)

4. Compensation for Land Occupation

4.1 Compensation for rural feeder roads line

According to the field survey, there are 6, 5 and 2 feeder roads involving land occupation compensation in Yuanzhou District, Xiji County and Pengyang Count, respectively. The rest are not related to land compensation. 4.1.1 Compensation standards (1) Yuanzhou District The Yuanzhou District Government compensated the villages and towns involved in land occupation of the six feeder roads according to the land acquisition compensation standards issued by the people's government of Ningxia Hui Autonomous Region in 2015 (Ningzhengfa [2015] 101). The specific compensation rates are listed in the table below. Table 4-1 Land compensation rates for rural feeder roads in Yuanzhou District42 Land District/ compensation Area（No.） Area Scope county standard Yuan / mu Class Ⅰ - 24000 irrigated land Urban planning area (planning area of Guanting Class Ⅰ -dry Town, KaiCheng Town, Pengpu town) 18000 cultivated land Class Ⅱ - North to the boundary of Yuanzhou district; West 21000 Yuanzho irrigated land to the foot of West mountain; South to the u District northern boundary of the urban planning area; Class Ⅱ - dry East to the foot of East mountain in Sanying 12200 cultivated land Town, and in other area to the Baozhong Railway. Class III- dry Other area 8500 cultivated land Note: This land compensation rates in Yuanzhou District are based on but higher than that in document Ningzhengfa [2015] 101. Compensation fees for land attachments on collective land are assessed by an appraisal institution with corresponding qualifications, on the basis of the principle of homogeneous present price and the relevant provisions of the Guyuan Municipal People's Government. And compensation is based on the appraisal price. The young crops is compensated by 1000 yuan per mu. The compensation standard for unused land is 20% of the cultivated land in the area. The specific documents are as follows:

Figure 4-1 Land compensation standards for rural feeder roads in Yuanzhou District42 (2) Xiji County Xiji County originally planned to make land compensation according to Order 101 issued by Ningxia Hui Autonomous Region Government in 2015, but during the actual process of land use, Xiji County did not make land compensation according to this standard for five feeder roads. Because the construction of the five feeder roads does not change the nature of collective land ownership and does not acquire land to state-owned, the full cash compensation method for land acquisition is not applicable to the land used for the rural feeder in accordance with relevant state land laws and government policies. After full consultation and discussion with the farmer HHs along the feeder roads, and on the basis of reaching a consensus between the two sides, the townships of Xiji County mainly through the overall use of various government social welfare policies to subsidize and restore the affected farmer HHs. According to the field interviews, the affected farmer HHs were satisfied with the land use and social welfare provided. (3) Pengyang County According to "Rural Roads Construction Management Measures in Ningxia Hui Autonomous Region" issued on July 2, 2017, Pengyang County formulated the "Land Occupation and House Demolition Compensation Measures for Rural Roads Construction in Pengyang County" with the consideration of local facts. See the Land Subsidy Standards of Rural Road Construction in Pengyang County as follows. Table 4-3 Land subsidy standards for rural roads construction in Pengyang County4 Items Subsidy standard category Unit Remarks (yuan) Irrigated land 2000 The government Permanent Table will not compensate 1500 land land mu for HHs who will dry land occupation Slope loss less than 1 mu 1000 land of land; their losses

will be offset by village committee Young crops and/or township mu 300 compensation government on basis of negotiation and coordination. Note: The land subsidy scope of rural road construction is the land that more than 1 mu of contracted land of each affected household to be occupied; and the reclaimed barren hills and beaches shall not be compensated. After occupation of the returning farmland forest, the relevant state subsidies will continue to be enjoyed, and no land occupation will be compensated. Homestead, grain site, garden site and cemetery will be compensated according to the types of nearby farmland and subsidy standards.

4.1.2 Payment process (1) Yuanzhou District First, the Yuanzhou District Transportation Bureau issued land occupation notice, and then the township governments involved in the six feeder roads posted land announcements, and held a FGD on land occupation. After the FGD was completed, the land acquisition offices of township governments conducted land surveys to determine the affected HHs and the occupied area, and then the township governments signed land compensation agreements (including land compensation fees and land attachment compensation fees) with the affected HHs directly. After the land compensation agreements have been signed, the total amount of land compensation fees shall be counted by the townships. Finally, the township governments shall request the people's government of the Yuanzhou District to allocate land compensation funds. After the appropriation of funds, the township governments will pay compensation for the land occupation to the bank accounts of affected HHs. (2) Xiji County Because rural roads do not change the nature of collective land ownership, land does not need to be acquired as state-owned, so Xiji County did not provide land compensation for rural roads according to Order 101 issued by Ningxia Hui Autonomous Region in 2015.After the announcement of land occupation was issued by the Xiji County Transportation Bureau, the land acquisition staff of township governments directly consulted and discussed with the affected farmers along the feeder roads and agreed to not to use full cash compensation for land occupation, but to make overall use of various government social welfare policies to subsidize and restore the affected HHs. The township governments of Xiji County explained the changes of land compensation manner. See Fig. 4-2 to Fig. 4-4 below. Each Township affirmed that the new land compensation method was agreed by affected HHs along the feeder roads; and so far, there are no legacy issues and complaints about land occupation.

Figure 4-3 Clarification on land compensation by JiQiang town and Malian Township44

Figure 4-5 Clarification on land compensation by PingFeng town and XingPing Township46

Figure 4-7 Clarification on land compensation by ZhengHu Township48 (3) Pengyang County First, the Pengyang County Transport Bureau issued a notice of land occupation, and then the township governments involved in two feeder roads posted a notice of land occupation, and held FGDs on land occupation. After the FGDs were completed, the land acquisition offices of township governments conducted land surveys to determine the affected HHs and the occupied area, and then the township governments signed land compensation agreements (including land compensation fees and land attachment compensation fees) with the affected HHs directly. After the land compensation agreements have been signed, the total amount of land compensation fees shall be counted by the townships. Finally, the township governments shall request the people's government of the Pengyang County to allocate land compensation funds. After the appropriation of funds, the township governments will pay the land compensation to the bank accounts of affected HHs. The land compensation in Pengyang has been fully distributed.

4.1.3 Compensation allocation (1) Yuanzhou District According to the review in fields, the Yuanzhou District compensates the affected HHs according to the standards of land compensation stipulated in the Order No. 101 of Ningxia Hui Autonomous Region. All the HHs affected by the six feeder roads in Yuanzhou District have signed the land occupation agreements with township governments. The compensation is determined according to the actual land area occupied, and the compensation rate for young corps is 1000 yuan per mu. Due to the financial constraints of the Yuanzhou District government, it's difficult to raise land compensation funds on time, so part of the land compensation has not yet been disbursed. But in order to make the affected HHs have a good transition before the payment of land compensation and promote the livelihood recovery of the affected HHs, the Yuanzhou District government provided some welfare policies to the HHs who has been

received their full payment, such as endowment insurance, minimum living security and so on. These measures have also been fully recognized by the affected households. The followings are interview records of the affected households. Interviewee (1): Mr. Feng, Qiaowa village, Guanting Town, Yuanzhou District Interview notes: I usually go out to work all the year round, three dolls to go to school, my old mother has to spend money to see a doctor, and the family income of more than ten mu is not enough to spend at home. I used to go to work in the town, I need to work at both ends of the town and the home, and the road is particularly difficult to walk, every time I was delayed for several hours. Now that's all right, it's a great road. It doesn't occupy a lot of land. It occupied 1.8 mu of my family's land, and it will be compensated. Even if it's not too much, I'd like to. It's good for us. Now we've signed a compensation agreement with us. Although the money hasn't been paid to us, our family received some medical care and endowment insurance. We are informed that the compensation will be paid to us next year. Interviewee (2): Mr. Gao, Feng Zhuang village, Kaicheng Town, Yuanzhou district Interview notes: Our family has more than 40 mu of land, usually to grow potatoes and green seedlings to sell. The average land income is 300 yuan per mu, barely enough to live for a year. This time, the road occupied 0.4 mu of our family's land. At the last meeting, we are informed that we could make up 4,900 yuan for our family, and the money would be paid next year. We also signed an agreement. In addition, we received medical insurance. We bought it for my wife and children before and now I also have my health insurance. This road repair is for our convenience, now when selling vegetables I do not get up too early to rush the road. Now it occupied a little of our land, but the government gave us enough compensation. I'm satisfied, very satisfied.

Figure 4-9 Interviews with affected households in Yuanzhou District410 (2) Xiji County According to the review in fields, Xiji County did not pay land compensation according to the land occupation standards stipulated in the order 101 of Ningxia Hui Autonomous Region Government, but through consultation with the affected households they provide some alternative compensation programs, so no land occupation agreement was signed. Therefore, the involved township governments in Xiji County mainly make use of various government

welfare policies to subsidize and restore the affected rural HHs, such as providing the quota of subsides for low-income households, housing reconstruction support fund and other small subsidies, which have also been generally recognized by the affected households. The followings are the interview records of the affected households. Interviewee (1): Mr.LI, WangPing Village, ZhengHu Township, Xiji County Interview notes: My family is very supportive of this rural road project, after the road constructed, it is also convenient for children to go to school; on the other hand, it also facilitates the transportation of potatoes, hence our income has increased. The government has also given me a quota for subsidy of minimum living allowance. The construction of my greenhouses was also subsided, which is much better than the direct compensation for land occupation. Moreover, there is more land in my family. The occupation of this land does not affect the life of my family at all. This is a good thing for the people. We are very satisfied with it and also support the work of the local government. Interviewee (2): Mr. Wang, Daying village, JiQiang Town, Xiji County Interview notes: My family has more than 10 mu of land, usually we plant crops, sell grains, fruits and vegetables, earn some money to support the family' daily life, sometimes I go out to do a part-time job or something. Maize, potatoes and so on are the main crops we plant, and some vegetables and fruits are shipped to the town for sale. The road outside the entrance of the building occupies only half a mu of my family's land and does not affect our normal life. After the government occupied the land, my family received some subsidies, which let the family also have a basic security, very Good! Moreover, now this road is much smoother than before, and our trip is also a lot easier. Interviewee (3): Mr. Ma, Nanchuan village, Malian Township, Xiji County Interview notes: My family mainly depends on farming, cattle raising and sheep breeding. There are 12 mu of land in the family, and the road occupied less than 1 mu. The road out of the entrance was unable to walk in the rain in the past. It was very inconvenient to travel in previous. Now that the government has repaved it, it becomes much more convenient. The government has also provided endowment insurance to my family, and we have also ensured that the two old families are safeguarded.

Figure 4-11 Field interview with affected households in Xiji County412 (3) Pengyang County According to the regulations of "Rural Road Construction Management Measures of

Ningxia Hui Autonomous Region" dated on July 2, 2017, Pengyang County has formulated the " Compensation Measures for Land Utilization and House Demolition of Rural Road Construction in Pengyang County" to compensate for the land occupation, and timely distributed the land compensation to the affected households. The occupied households are very satisfied with this implementation. The followings are the interview records of the affected households. Interviewee (1): Ms. Liu, Xinwa village, CaoMiao Township, Pengyang County Interview notes: My family has a total of 15 mu of land, and in order to build a rural road more than 3 mu of land was occupied this time. In fact, it does not have much impacts on our family, and after the road is repaired, travel is much convenient. The compensation payment is also timely, this is also discussed with us before deciding, our families, including the villagers nearby, are satisfied. Interviewee (2):Mr. Zhen, Diaocha village, XiaoCha Township, Pengyang County Interview notes: I was very happy with this land occupation. The original road was particularly difficult to walk, especially when it was rainy. Now, the travel is very convenient, my family lost about half mu of land, but my family has a total of more than 10 mu land, so there are minor impacts for my family. After the agreement signed, land compensation was paid to me. The road was repaired and compensation was paid to me, and the family's agricultural products are also easy to transport, we can earn more income than before, so I am much satisfied.

4.2 Evaluation of compensation policy implementation According to the investigations in fields, the compensation for land occupation in the Yuanzhou District meets the policy requirements of PRC and ADB, and the compensation for land occupation in all townships was paid according to the compensation standards for land occupation issued by the people's government of Ningxia Hui Autonomous Region in 2015 (No. 101 of Ningzhengfa [2015]). Farmers along the feeder roads are satisfied with the compensation rates. Xiji County, in accordance with relevant state land laws and local government policies, does not apply the full cash compensation method in land occupation for the rural feeder roads under the ADB project. Therefore, the township governments in Xiji County have compensated the affected HHs through various government social welfare policies. Farmers along the rural feeder roads are very satisfied with the rural feeder construction and fully recognize the subsidy work for the land occupied by the feeder roads. According to provisions of "Rural Road Construction Management Measures of Ningxia Hui Autonomous Region" issued on July 2, 2017, Pengyang County formulated the "Compensation Measures of Land Occupation and House Demolition for Rural Road Construction in Pengyang County", and land compensation was timely paid to the affected households. The later are very satisfied with this compensation. The DDR team conducted surveys on public opinion and satisfaction within the project areas in Yuanzhou District, Xiji County and Pengyang County, respectively. Of the six feeder roads in Yuanzhou District, 10 affected households were sampled for household survey in each

feeder road, totaling 60 households. Of the five feeder roads in Xiji County, 10 affected households were also sampled for household survey in each feeder road, totaling 50 households. Of the two feeder roads in Pengyang County, 10 affected households were also sampled for household survey in each feeder road, totaling 20 households. The survey results show that the majority of farmers are satisfied with the registration and measurement of physical impacts. The information related to land occupation was informed formally and informally to affected HHs through the public meetings held by cadre of village committees. Farmers along the feeder roads are all familiar with the land occupation compensation policies, and are very satisfied with these policies. The implementation of the policies has been fully recognized by affected farmers. For the whole process of land occupation and restoration, the farmer households expressed their opinions and appeals mainly by directly reflecting to the committee/village cadre or directly reflecting to the local governments. After compensation and restoration, the vast majority of farmers said that due to the construction of roads, their income opportunities increased significantly compared with the previous, and that the income level increased significantly compared with the previous, no farmers said that income decreased. Overall, the rural feeder roads construction in the three district and counties has greatly improved the local rural traffic conditions, directly benefiting the residents along the roads. They are very satisfied with the construction of the rural feeder roads under the ADB project. The analyses of satisfaction survey of three counties/district are as follows. Table 4-4 Public opinion and satisfaction degree survey in Yuanzhou District45 Selected（%） No. Questions Answers (1) (2) (3) (4) (5) ① Young people, ②middle aged, （31）elderly 1 What's your age? 22 42 36 people How many people are there in 2 ① <=3 ②35 10 78 12 your family? ①

① government leaflets and notices ② 0 0 0 100 Which way did you know the newspapers, television and other media ③ 4 information about the land discussion of the people nearby ④meetings or occupation at first time? informal channels of publicity convened by village cadres ⑤ land measurement units Are you satisfied with the land ① very satisfactory ② satisfactory ③ so so ④ 92 8 0 0 0 5 measurement results? unsatisfactory ⑤very unsatisfactory 100 0 0 0 0 Do you know the 6 ① Yes ② partly ③ No compensation policy?

7 Are you satisfied with the ① very satisfactory ② satisfactory ③ so so ④ 95 5 0 0 0

government's land occupation unsatisfactory ⑤very unsatisfactory policy?

Are you satisfied with the 92 8 0 0 0 ① very satisfactory ② satisfactory ③ so so ④ 8 implementation of these unsatisfactory ⑤very unsatisfactory policies?

0 56 44 0 0 In the whole process of land (1) no channel; (2) directly to the village compensation, what channels committee /cadres or trustees; (3) directly to the 9 do you use to express your local governments or trustees; (4) to the media; personal opinions and advice? (2) directly to the project owners

After land occupation and 98 2 0 0 0 ① very satisfactory ② satisfactory ③ so so ④ 10 compensation, are you unsatisfactory ⑤very unsatisfactory satisfied with your life now?

After land occupation and 94 6 0 0 0 compensation, how about the ① significantly increased ② increased ③ no 12 opportunity to get income than change ④decreased ⑤significantly decreased before? After land occupation and 88 12 0 0 0 ① significantly increased ② increased ③ no 13 compensation, how about the change ④decreased ⑤significantly decreased income level than before?

Table 4-Public opinion and satisfaction degree survey in Xiji County Selected（%） No. Questions Answers (1) (2) (3) (4) (5) Young people, middle aged, （31）elderly 1 What's your age? 28 39 33 ①people ② How many people are there in 2 <=3 35 8 65 27 your family? ①

④government ⑤ leaflets and notices 0 0 10 90 Which way did you know the ①newspapers, television and other media 4 information about the land ②discussion of the people nearby meetings occupation at first time? ③or informal channels of publicity convened④ by village cadres land measurement units

Are you satisfied with the land very satisfactory⑤ satisfactory so so 96 4 0 0 0 5 measurement results? ①unsatisfactory very② unsatisfactory ③ ④ ⑤

90 10 0 0 0 Do you know the compensation 6 Yes partly No policy? ① ② ③ Are you satisfied with the 97 3 0 0 0 very satisfactory satisfactory so so 7 government's land occupation ①unsatisfactory very② unsatisfactory ③ policy? ④ ⑤ Are you satisfied with the 90 10 0 0 0 very satisfactory satisfactory so so 8 implementation of these ①unsatisfactory very② unsatisfactory ③ policies? ④ ⑤ 0 78 22 0 0 In the whole process of land (1) no channel; (2) directly to the village committee compensation, what channels /cadres or trustees; (3) directly to the local 9 do you use to express your governments or trustees; (4) to the media; (2) personal opinions and advice? directly to the project owners

After land occupation and 98 2 0 0 0 very satisfactory satisfactory so so 10 compensation, are you satisfied ①unsatisfactory very② unsatisfactory ③ with your life now? ④ ⑤ After land occupation and 98 2 0 0 0 compensation, how about the significantly increased increased no 12 opportunity to get income than ①change decreased significantly② decreased③ before? ④ ⑤ After land occupation and 83 17 0 0 0 significantly increased increased no 13 compensation, how about the ①change decreased significantly② decreased③ income level than before? ④ ⑤

Table 4-6 Public opinion and satisfaction degree survey in Pengyang County Selected（%） No. Questions Answers (1) (2) (3) (4) (5) Young people, middle aged, （31）elderly 1 What's your age? 38 34 28 ①people ② How many people are there in 2 <=3 35 30 50 20 your family? ① ② ③ What is your educational

④government ⑤ leaflets and notices 0 0 0 100 0 Which way did you know the ①newspapers, television and other media 4 information about the land ②discussion of the people nearby occupation at first time? ③meetings or informal channels of publicity ④convened by village cadres land ⑤ 32

measurement units Are you satisfied with the land very satisfactory satisfactory so so 95 5 0 0 0 5 measurement results? ①unsatisfactory very② unsatisfactory③ 100 0 0 0 0 Do you know the ④ ⑤ 6 Yes partly No compensation policy? ① ② ③ Are you satisfied with the 95 5 0 0 0 very satisfactory satisfactory so so 7 government's land occupation ①unsatisfactory very② unsatisfactory③ policy? ④ ⑤ Are you satisfied with the 100 0 0 0 0 very satisfactory satisfactory so so 8 implementation of these ①unsatisfactory very② unsatisfactory③ policies? ④ ⑤ In the whole process of land 0 0 100 0 0 (1) no channel; (2) directly to the village compensation, what channels committee /cadres or trustees; (3) directly to 9 do you use to express your the local governments or trustees; (4) to the personal opinions and media; (2) directly to the project owners advice?

After land occupation and 100 0 0 0 0 very satisfactory satisfactory so so 10 compensation, are you ①unsatisfactory very② unsatisfactory③ satisfied with your life now? ④ ⑤ After land occupation and 100 0 0 0 0 significantly increased increased no compensation, how about the 12 ①change decreased ② significantly③ opportunity to get income decreased ④ ⑤ than before? After land occupation and significantly increased increased no 95 5 0 0 0

13 compensation, how about the ①change decreased ② significantly③ income level than before? decreased ④ ⑤

Figure 4-13 Satisfaction degree survey along the rural feeder roads414

5. Livelihood restoration measures after land occupation

5.1 Implementation of livelihood recovery measures

The on-site investigation shows that out of 7 counties involved in the 19 rural feeder roads, only Yuanzhou, Xiji and Pengyang counties are involved in the land occupation, while the rest 4 counties do not. And because no HH in Yuanzhou District, Xiji County and Pengyang County lost more than 10% of their farmland, the impacts of land occupation is very limited in facts. Public consultation and interviews shows that most villagers were willing to provide their land for better transport conditions. The roads construction promotes the transportation of agricultural products and helps the affected households to recover their income. Moreover, the implementation of the compensation policy of the Ningxia Hui Autonomous Region Government is also a reasonable way to restore AH's revenue. During on-site consultation, cash compensation, agricultural development measures, employment opportunities during the project construction and operation, assistance for non-agricultural employment and self- employment, as well as social security measures were discussed and monitored. 5.1.1Cash compensation and allocation According to the compensation rates mentioned in the fourth chapter, Yuanzhou district provided cash compensation for the affected villagers / village groups. The compensation rates are comprehensively based on the current land rental price, the average annual output value and the current level of land income. According to the actual situation in the project area, current land lease price of dry farmland (the main type of farmland in the area) is between 100 and 150 yuan per mu, depending on the transportation convenience of the area where the land is located. The compensation rate for dryland has been raised to 8500 yuan per mu (formerly 6400 yuan per mu), equivalent to 40 years of existing land leasing at a higher price of 150 yuan per mu, 10 years of average land output value and 40 years of net land income (150 yuan per mu).Due to the limited amount of land occupation per household and the high compensation rate, most of the affected people are not worried about the loss caused by land occupation. According to the relevant provisions of the Guyuan Municipal Government, the compensation fee for land attachments on collective land is assessed for their value. The compensation for young crops is given according to the evaluation price at 1000 yuan per mu. The compensation standard for unused land is 20% according to the cultivated land in the area. In the actual land compensation process, Xiji County did not provide land compensation according to the Order 101. Therefore, the township governments of Xiji County reached agreements with the farmers along the feeder roads through consultation, to subsidize them with social welfare policies, such as endowment insurance, renovation of dangerous houses, etc. Pengyang County also compensated the affected villagers/village groups in cash according to the rates mentioned in Chapter 4. So far, all the land occupation compensation in Pengyang County have been fully paid to affected HHs. In order to ensure the reasonable use of compensation fee by affected HHs, the PMOs

and other relevant agencies will provide guidance and necessary training for them. 5.1.2 Agricultural development support measures The 1/3 of affected households in Yuanzhou District, Xiji County and Pengyang County enjoyed the agricultural development support measures. They used the compensate fees for the improvement of the remaining land, e.g. increased fertilizer or the conversion of food crops to cash crops, such as ginger, garlic, alfalfa, and seedlings of horticultural plants that require intensive labor and financial inputs. Compared with the income of 300 yuan per mu from crop cultivation, the cultivation of ginger and garlic is expected to generate income of 500 yuan to 800 yuan per mu. The annual increase is 30%-100%.This can easily offset the losses caused by land occupation. Corresponding training has been provided for the cultivation of horticultural seedlings. For other crop types, affected households do not need training, as most households already have relevant skills. About 156 people were trained in horticultural plant seedling production and tree maintenance among the households directly affected by land occupation and other people in the affected areas. 5.1.3 Nonagricultural employment The loss of income per household caused by land occupation is very limited and agricultural income is no longer their main source of income. Most affected households express their willingness to use land compensation and the time saved to engage in non-agricultural employment or self-employment to offset their loss of income. The maximum annual loss of the affected persons is 276 yuan per person, and two days of non-farm employment (calculated at ordinary daily rates) can compensate for the loss of income. As discussed above, the main income of most households is from non-agricultural sources supplemented by agricultural sources. As for labor input, the four basic models are used for arable land management :( 1) Females or old family members stay at home for agricultural cultivation. (2) migrant workers in family members will return home at busy seasons to help grow or harvest.(3) giving land to relatives for free cultivation.(4) lease the land which is easy for irrigation and transportation at a price of 100 to 150 yuan per mu per year to other HHs and/or farmers' cooperatives. Before 2000, basically all households adopted the first two modes, but now more and more households are adopting the latter two modes to avoid impacts on their migrant work. For left-behind women, most of them spend their time on making handicrafts or looking for local non-farm jobs. Households surveyed, especially those with no or only one family member having non-farm work experience in previous, said they were very satisfied with their current jobs and the skills training on employment and handicrafts provided to them by the project implementation units. 5.1.4 Training Based on the livelihood restoration options selected by affected HHs, training programs have been developed and implemented to meet the special needs and preferences of affected people. Agricultural skills training, such as horticultural plant seedling production and other cash crop cultivation, is provided to households who choose agricultural development measures as

planned. For non-farm employment, skills training includes landscaping, house decoration, handicraft production, car repair and others. In addition, the farmers-to-farmers training mode has been organized. Farmers with cash crop planting skills are invited to share experiences and skills for new farmers in the same village or in nearby villages. A group of affected people who are interested in planting new cash crops was organized to study in other villages. Such study visits were planned and organized directly by the Project Management Offices or entrusted to relevant government agencies, such as the Agricultural Bureau, the Forestry Bureau or the Women's Federation. Non-farm training was entrusted to the Labor and Social Security Bureau. Training contents included horticultural plant seedling cultivation or other new cash crop cultivation, handicraft production, agricultural machinery, motorcycle or other vehicle maintenance, stonecutters, painters, concrete workers, waterproofers, masonry workers, housing decoration workers, etc. As of 26 January, 2018, about 300 people learned to master at least three skills after training in project areas. 5.1.5 Endowment insurance The local township governments in Xiji County and Yuanzhou District have provided the affected households assistances through a series of welfare insurance policies, such as endowment insurance and minimum living security. The basic pension insurance for the peasants affected by land occupation refers to a social security system established by the state in order to guarantee the pension support of the peasants after their land acquired. It consists of two parts: the overall fund and the individual account fund. The latest "land-lost peasants' endowment insurance policy" stipulates that, with the consent of the affected peasants, they can choose to buy endowment insurance during the land acquisition and resettlement. For land- lost peasants aged over 60 years for men and over 55 years for women, local social security departments deduct part of the government's land income for the payment of pension premiums of 15-year period according to the annual pension level. These Individuals do not need to pay the premiums by themselves. 5.1.6 Restoration of special facilities The special facilities affected by this project are mainly electric wires and telecommunication lines. Detailed measurements have been made to minimize disturbances to residents, and the relevant line agencies have been responsible for rebuilding the wires and communications facilities.

5.2 Assessment of livelihood Rehabilitation According to the on-site investigation, the Yuanzhou District has paid land compensation according to the Order No. 101 issued by Ningxia Hui Autonomous Region Government, and has signed compensation agreements with affected HHs. It is expected that the compensation will be fully disbursed by the end of September, 2018.Although Xiji County did not provide land compensation according to the Order 101, the township governments reached agreements with affected HHs along the feeder roads through consultation and subsidize them with social

welfare policies, such as endowment insurance and renovation of dangerous houses. Mr. Zhang, a visitor, said: The gross annual income per mu was about 300 yuan, and the amount of land compensation per mu is now enough to exceed their income for more than 20 years. In addition, they used to mainly grow potato and green crops for their livelihood, and the economic benefits of potato and green crops were low. Now they provide planting techniques for cash crops, which not only increased their income and profits, but also enriched the sales category of their agricultural products. In addition, some non-agricultural skills training not only increased the employment capital of farmers, but also enriched their employment channels. At the same time, in Yuanzhou District and Xiji County, the affected households were sampled for questionnaire surveys. To be specific, for the 6, 5 and 2 feeder roads in Yuanzhou District, Xiji County and Pengyang County respectively, 10 affected families were sampled for each road during on-site investigations. The satisfaction questionnaires on livelihood restoration in Yuanzhou District, Xiji County and Pengyang County were presented as follows: Table 5-1 Satisfaction degree survey of livelihood restoration measures in Yuanzhou District52 Selected（%） No. Questions Answers (1) (2) (3) (4) (5) ① Young people, ② middle aged, （ 31 ） 1 What's your age? 22 42 36 elderly people How many people are there in your 2 ① <=3 ②35 10 78 12 family? ①

Are you satisfied with these ①very satisfactory ②satisfactory ③so so ④ 92 8 0 0 0 5 livelihood restoration measures? unsatisfactory ⑤very unsatisfactory 90 10 0 0 0 How about your income ① significantly increased ② increased ③ no opportunities after the 6 change ④ decreased ⑤ significantly implementation of these decreased measures?

How about your income levels ① significantly increased ② increased ③ no 94 6 0 0 0 7 after the implementation of these change ④ decreased ⑤ significantly measures? decreased Are you satisfied with your life now 97 3 0 0 0 ①very satisfactory ②satisfactory ③so so ④ 8 after the implementation of these unsatisfactory ⑤very unsatisfactory measures?

According to the above table, all of the respondents in the former prefecture have made cash compensation and distribution, 90% of the families have made agricultural resettlement, and 80% of the families have participated in skills training.92% of the respondents were very satisfied with the measures to restore these livelihoods, and no dissatisfaction was found. In addition, 90% of the affected households after the implementation of livelihood restoration measures said that the opportunity to obtain income increased significantly compared with the previous, 94% of the affected households' income levels have significantly improved, which shows that the implementation of livelihood recovery measures is very effective and has been unanimously recognized by everyone. Table 5-3 Satisfaction degree survey of livelihood restoration measures in Xiji County54 Selected（%） No. Questions Answers (1) (2) (3) (4) (5) ① Young people, ② middle aged, （ 31） elderly 1 What's your age? 45 35 20 0 0 people How many people are 2 ① <=3 ②35 19 76 13 0 0 there in your family?

What is your educational ①

Are you satisfied with 95 5 0 0 0 ① very satisfactory ② satisfactory ③ so so ④ 5 these livelihood unsatisfactory ⑤very unsatisfactory restoration measures? 95 5 0 0 0 How about your income opportunities after the ①significantly increased ②increased ③no change 6 implementation of these ④decreased ⑤significantly decreased measures?

How about your income 97 3 0 0 0 levels after the ①significantly increased ②increased ③no change 7 implementation of these ④decreased ⑤significantly decreased measures? Are you satisfied with 98 2 0 0 0 your life now after the ① very satisfactory ② satisfactory ③ so so ④ 8 implementation of these unsatisfactory ⑤very unsatisfactory measures?

According to the above table, it shows that the respondents affected by feeder roads in Xiji County did not received cash compensation, which is also consistent with the actual situation. Because Xiji County did not compensate affected HHs according to the original plan, but to take other subsidy measures on basis of negotiation with affected HHs. So 70% of the respondents received agricultural development supports, 57% of them received non-agricultural employment assistance, and 90% of them have participated in skills training, 96% of the respondents also received other restoration measures. Through field interviews, these measures mainly include the provision of quota of subsidy for low-income HHs, renovation of dangerous housing and urban endowment insurance, etc. For these restoration measures, 95% of the respondents were very satisfied, and there were no unsatisfied people. After the implementation of the livelihood restoration measures, 95% of the respondents in Xiji County said that their income opportunities had increased significantly compared with the previous years, 97% of the respondents' income levels had improved significantly, and 98% of the respondents were very satisfied with their current life. Thus, although Xiji County did not provide cash compensation, other livelihood recovery measures in Xiji County made the affected households very satisfied. Table 5-5 Satisfaction degree survey of livelihood restoration measures in Pengyang County56 Selected（%） No. Questions Answers (1) (2) (3) (4) (5) Young people, middle aged, （ 31 ） 1 What's your age? 35 45 20 0 0 ①elderly people ② How many people are there in your 2 <=3 35 30 50 20 0 0 family? ①

④Cash compensation⑤ Agricultural 100 50 60 90 50 What livelihood restoration ①development support Non-②agricultural 4 measures have you received? employment skills training③ others ④ ⑤ Are you satisfied with these very satisfactory satisfactory so so 100 0 0 0 0 5 livelihood restoration measures? ①unsatisfactory very② unsatisfactory③ 95 5 0 0 0 How about your income ④ ⑤ significantly increased increased no opportunities after the 6 ①change decreased ② significantly③ implementation of these decreased ④ ⑤ measures?

How about your income levels significantly increased increased no 90 10 0 0 0

7 after the implementation of these ①change decreased ② significantly③ measures? decreased ④ ⑤ 8 Are you satisfied with your life now very satisfactory satisfactory so so 100 0 0 0 0

① 39 ② ③

after the implementation of these unsatisfactory very unsatisfactory

measures? ④ ⑤

According to satisfaction questionnaire conducted in Pengyang County, it shows that the affected households have basically chosen cash compensation and skills training, 60% of the villagers chose non-agricultural employment, and 50% of the villagers chose agricultural development supports and other restoration measures. All the villagers were satisfied with these livelihood restoration measures. 95% of the villagers said that their chances of getting income had increased significantly compared with the previous ones. 90% of the villagers' income levels had increased significantly. Generally speaking, the affected households of the two feeder roads in Pengyang County are very satisfied with the implementation of the livelihood restoration measures.

6. Respects for the customs and culture of ethnic minorities during land occupation, compensation and resettlement

6.1 The practices of respecting the customs and culture of ethnic minorities in the process of land occupation, compensation and resettlement.

The project area is the Hui nationality gathering area. Most of the affected population is Hui nationality. In most areas, Hui and Han live separately, especially in rural areas. In order to understand the practices of respecting the customs and cultures of ethnic minorities during project implementation, the EMA team conducted field visits and carried out in-depth interviews with some Hui residents. In the course of interviewing Mr. Tian, a Hui resident, it's learned that Mr. Tian's family mainly grows corn, potatoes and onions. In the past, the potholed roads caused great troubles for them to transport and sell grains. After the construction of rural feeder roads, the local traffic conditions have been greatly improved, flat roads has brought great convenience for their transport and sale of food. During an interview with a Hui resident, Ms. Chen, it's learned that she does housework at home on weekdays and her husband sometimes goes out to work. After the rural roads were built, the family got a lot of convenience, e.g. when their children go to school, when the husband go out for work and come back home, and when they go to mosque on weekdays. Through the field visits, it's found that the project is mainly reconstruct the old roads, so the local Hui people's living customs and religious facilities have not been negatively affected. In the construction process, the local residents are mainly employed as labor force and management personnel. For the non-Hui labor force, the government carried out training on Hui religious customs, aimed at fully respecting the Hui people's customs and beliefs. In the course of construction and communication, there are no sensitive issues concerning customs and beliefs of the Hui people. As the implementation of the project has improved the local traffic conditions, the Hui people have vigorously supported the project and actively promoted the progress of the project.

6.2 Satisfaction assessment of the affected population to the above measures

As the project is mainly to rebuild and/or repair the old roads, the local Hui people's living customs and religious facilities have not been adversely affected. On the contrary, the construction of rural feeder roads has brought great improvements to all aspects of Hui people's life, such as to make transportation more convenient, facilitate the transportation of agricultural products which increasing their incomes. So they are very supportive of the project. In practice, the project is carried out in accordance with the customs and habits of ethnic minorities, the satisfaction level of affected ethnic minority population is higher, no complaints and appeals of the project were received nor recorded in all project counties and district.

7. Disbursement of Land Compensation Funds

7.1 Payment of compensation funds in each project county

In the seven project counties/district involved in the 21 feeder roads of this project, the feeder roads of Tongxin County, Haiyuan County, Jingyuan County and Longde County do not involve land occupation, and therefore do not involve the payment of land compensation funds. Although the feeder roads in Xiji County occupied part of land, the local government, after full consultation and discussion with the AHs along the roads, has reached a consensus to use various government social welfare policies to subsidize and restore the affected HHs. In view of this situation, the involved township governments in Xiji County have provided special explanations with their signature stamps (see 4.1.2 for details).Therefore, only the Yuanzhou District and Pengyang County involved in the payment of land compensation funds. Among the 21 feeder roads of the project, Yuanzhou district involves 6 ones. According to the due diligence review, four of the six feeder roads in Yuanzhou District have already paid out the land compensation (including Kezhuang-Fengzhuang Road, Li Cha-DongJiazhuang Road, Caichuan-YangJiaYaoXian Road, and Hongzhuang-Dadian-ShaheXian Road), and the remaining two feeder roads have not yet completed the payment of land compensation, including GuHu road through Qiaowa to Miaotai Road, and LiGou to Xiaojiashengou road. The two roads involved the town governments of Guanting Town and Pengpu Town respectively. In January 2017, Guanting Town applied to the Yuanzhou District Transport Bureau for the payment of land compensation and ground attachments totaling RMB 1,492,243 yuan. However, due to a miscalculation of the amount, Qiaowa Village's land compensation is not enough to pay, so it can only wait for the next appropriation. Pengpu town has completed the agreements and is waiting for funds to be appropriated. The amount of compensation for each feeder road in the Yuanzhou District is shown in the table below, and the land compensation agreements, payment vouchers and letters requesting payment of land compensation for each feeder road are shown in the figure below.

Table 7-1 Payment Status of Land compensation for 6 feeder roads in Yuanzhou District72 Road Name Land Compensation occupied Amount Payment Status (mu) (yuan) Land compensation has been paid GuHu road through Qiaowa to 157.71 1492243 in QiaoWa village, but not yet in MiaoTai Road MiaoTai village KeZhuang to FengZhuang Road 18.63 303425 Fully paid HongZhuang to DaDian to ShaheXian Road 41.1 187229 Completed paid

LiGou to Shaojiashenngou Road 10.2 unknown Unpaid LiCha to DongJiaZhuang Road CaiChuan to YangJiaYaoXian 79.2 584914 Fully paid road

Figure 7-Land occupation agreement and payment voucher of KeZhuang to FengZhuang Road71

Figure 7-2 Land occupation agreement and payment voucher of LiCha to DongJiaZhuang road and CaiChuan to YangJiaYaoXian road3

Figure 7-4 Land occupation agreement and payment voucher of HongZhuang to DaDian to ShaHeXian road75

Figure 7-6 Land compensation agreement of GuHu Road through Qiaowa to MiaoTai Road 77

Figure 7-8 Application letter for land compensation funds for GuHu road through Qiaowa to MiaoTai Road79

Among the 21 feeder roads of this project, Pengyang County involves two feeder roads, namely Caomiao Xinwa-Caochuan Road and Xiaocha Diaocha-Qigeshan Road. The land occupation of Caomiao Xinwa-Caochuan road involves Xinwa and Caochuan villages of Caomiao Township; while the Xiaocha Diaocha-Qigeshan road involves Diaocha Village of Xiaocha Township. In November 2016, the two feeder roads began to occupy land. In December 2016, the land compensation of the two feeder roads was paid out. The compensation amount of each feeder road in Pengyang County is shown in the table below. Table 7-3 Land compensation rates in Pengyang County4 Road Name Land occupied Compensation Amount Payment (mu) (yuan) Status CaoMiao XinWa to CaoChuan Fully paid 113.01 271368 Road XiaoDiao ChaDiao to QiGeShan Fully paid 46.81 126273.5 Road

Figure 7-10 Land compensation agreement and payment voucher CaoMiao XinWa to CaoChuan Road

Figure 7-11 Land compensation agreement and payment voucher for XiaoDiao ChaDiao to QiGeShan Road

7.2 Evaluation

Generally speaking, the land occupation agreements of the six feeder roads in Yuanzhou District have been signed in duplicate, which are directly signed and preserved by the township governments and affected farmers. The feeder roads have also been built, and the construction management is more standardized and effective. No complaints and appeals have been received. But the on-site investigation found that land compensation in Miaotai village of Guanting Town and Pengpu town has not yet been paid, these township governments are asking for funds allocation from Yuanzhou District Government and waiting for disbursement. The official in charge of this project explained that due to the incorrect calculation of the compensation in Guanting town, it was necessary to re-apply for the land compensation, so the payment was delayed. In addition, as the Yuanzhou district finance avenue was limited, there were difficulties in one-time allocation of the land compensation, so it could not be allocated in place on time. Therefore, the township government with unpaid land compensation should speed up the financing of funds and the compensation payment to AHs as soon as possible, so as not to cause dissatisfaction of affected farmers.

8. Implementation institutions and personnel capacity

8.1 Institutional arrangements in the RP

As resettlement work is a very extensive work, which need assistance and cooperation from various departments .Therefore, transportation departments, land departments, financial departments and other units will participate in and assist the implementation of resettlement plans. The townships (towns) and villages affected by the project are equipped with 1-2 principal leaders who are responsible for assisting the resettlement work. The main involved institutes include:  Leading group of ADB loan Road Project of the Ningxia Hui Autonomous Region  The Project Management Office of ADB loan Road Project of Transportation Department of Ningxia Hui Autonomous Region  Transportation bureaus of counties  County Resettlement Office of ADB Loan Project  Township and Town People's Government in Project Areas  Village committee (neighborhood committee)  Project design institutes  External monitoring and evaluation agency  Other institutions: Land Bureau, House Demolition Office, women's Federation, labor and Social Security Bureau The main organizations are shown in Figure 8-1:

Ningxia Transportation Department Project Leading Group with ADB loan

Project Management office with ADB Loan of Ningxia Transportation Department

County Transportation Bureau

Internal

monitoring Proje County Project Resettlement Office ct design

Town/township Govt. Extern

Village/ Community

Affected

AH by AH by Infrastruct

Figure 8-1 Organizational chart8 of Project and RP Implementation2

8.2 Actual institutional arrangements and staffing in implementation

The provincial management organization of this project is the Project Management Office of the ADB Funded Poverty Reduction Rural Road Development Project of Ningxia Hui Autonomous Region. The implementing Agencies this project are the county transportation bureaus, which is responsible for the project management, coordination, supervision, decision- making, quality assurance and annual planning. The specific land acquisition and resettlement work is the responsibility of the township/town governments who will report to county transportation bureaus. All agencies are staffed with focal persons for their responsibilities. At the same time, all agencies have fixed office locations and office equipment. The staffing of specific institutions is shown in the table below.

Table 8-1 Staff of Project and Resettlement Management and Implementing Agencies N Staff Project Sites Name of Agencies Contact Number o. Foreign Loan Office of the 0951-5069402 Transportati Department of Finance Mr. Wang Hui 13995080496 on Department of 0951-6076753 1 Ningxia Hui Mr. Shi Yuan 17395161420 Autonomous PMO Ms. Zhong Region 0951-6076583 Xiaochun Tendering Mr. Ma Di 2 CICC bidding agency company 13995280730 Agent Mr. Yang Transportation Bureau 18995419151 3 Yuanzhou Pengcheng District Finance Bureau Mr. Wang Tao 13995049866 Transportation Bureau Mr. Dou Xinwei 13909543033 4 Xiji County Finance Bureau Mr. Xue Dinglin 18995433758 Mr. Mian Tongxin Transportation Bureau 13895284678 5 Yanhua County Finance Bureau Mr. Yang Ning 15509635999 Haiyuan Transportation Bureau Mr. Tian Yanhu 18909550977 6 Mr. Tian Finance Bureau 15729552348 County Fengbao Transportation Bureau Mr. Zhang Hua 13995449215 Pengyang 7 Mr. Ren County Finance Bureau 13995047926 Wannian Mr. Wu Transportation Bureau 13995345808 Jingyuan Xiaoping 8 County Mr. Yu Finance Bureau 13709549845 Jiandong Longde Mr. Zhang Jun 9 Finance Bureau 18995446299 County Guanting – Yuanzhou Road Ms. Yu Xin 13995484535 Mr. Lin Wanzhang-Sanying Road 13995370998 Haicheng Mr. Deng Jiangtai-Xitan-Pingfeng Road 13909508208 Shuliang 1 Design Wangtuan – Yuwang Raod Mr. Liu Xing 13519595663 0 Institues Zhengqi-Jiucai-Sikouzi Road Mr. Si Xu 15909505531 Mengyuan Chunshucha- Mr. Gen 18609588688 Yangcheng Yangping Road Enchao Shatfang, Huanghua –Gaodian Mr. Li Weiqun 13995078255 Road

8.3 Assessment of institutional and personnel capacity

The DDR team conducted a survey on the operation and personnel capacity of the project resettlement institutions. It's found that: 1. Resettlement implementation organizations have been well established and their responsibilities and tasks at all levels have been clarified. The staff and working facilities are well equipped, and relevant staff have been trained. 2. From project preparation to implementation stage, various project implementation units have also accumulated some experience on implementation and management of ADB Loan Project. 3. Resettlement management and implementation institutions are highly efficient and have the ability to fulfill their respective responsibilities and tasks.

4. Further familiarity with project management knowledge and working methods should be strengthened, and the feedback of resettlement information and data should be strengthened, and relevant documents and data should be shared and archived. 5. Further increase the training of institutional staff is needed to ensure the smooth implementation of the project. 6. The stability of the personnel of the resettlement agency should be guaranteed, if personnel changes, they must do a good job in the transfer of documents and information.

9. Information disclosure and public participation

9.1 implementation of information disclosure

According to the relevant policies and regulations of the state and Ningxia Hui Autonomous Region Government on land acquisition and resettlement, and in order to safeguard the legitimate rights and interests of displaced persons and reduce disputes and disputes, local governments have conducted information disclosure and public consultation during the preparation and implementation of land occupation, and have listened extensively to relevant government departments, social organizations and affected persons, and have publicized the information on land compensation and resettlement. The local government coordinated with the affected population through FGDs and household interviews, and formulated land compensation policies on the basis of consultation. In the process of compensation and resettlement, the overall coordination channels are open, diversiform and smooth. Implementing agencies have listened to the views of affected people for many times to, so that the land occupation and compensation work can be carried out smoothly. The related information bulletin is shown below.

Figure 9-1 Project information disclosure

Figure 9-2 Published information on civil works

Figure 9-3 Conference for land compensation94

9.2 basic situation of public participation

At all stages of the project, resettlement implementation agencies at all levels attach great importance to the participation and consultation of the affected population and consult widely with the affected population. During the feasibility study and preliminary design phase, the PMOs has repeatedly consulted relevant departments and representatives of affected persons on engineering design scheme, land compensation standard, resettlement strategies and other related issues. At the stage of resettlement implementation, the resettlement agencies at all levels further strengthened the public participation and consultation of displaced people. During the implementation phase of the project, public participation and consultation activities involve participation and consultation on land acquisition, land measurement and physical survey. In order to ensure the accuracy of the physical measurement survey, affected families participated in the land measurement survey in the process of land occupation impacts investigation.

9.3 Grievance Redress Mechanism and Records

In order to effectively solve the potential problems and ensure the successful implementation of the project construction and land compensation, the project has established a transparent and effective channels for handling complaints and appeals. The basic procedures of GRM are: Affected person - village committee - township or town government - County resettlement office - provincial project management office and resettlement office. The basic complaint channels are as follows: 1. If the affected persons are dissatisfied with the resettlement plan, they may lodge an oral or written complaint with the village committee. If it is an oral complaint, it should be processed by the village committee and written records. The village committee should resolve this complaint within 2 weeks. 2. If the land compensation are not satisfied with the decision of Phase 1, they may appeal to the township office after receiving the decision of village committee. Townships and towns should make decisions within 2 weeks.

3. If the decision of the township is still unsatisfactory, the affected persons can appeal to the county people's government after receiving the decision in phase 2, and the county government should make a decision within 30 days. 4. If the affected persons are still not satisfied with the decision of the county government, they can appeal to the provincial project management office. 5. If it is still not satisfied, it may bring administrative proceedings to the Municipal People's court in accordance with the procedure law. All complaints and solutions should be kept by the project management office. The affected persons may lodge a complaint against any aspect of resettlement, including compensation standards. The above-mentioned channels of appeal and the name, place, person in charge and telephone of the accepting organ will be informed to the affected persons through meetings, announcements and information brochures, so as to make them fully aware of their rights to appeal. Affected persons may also appeal to EMA and report the problems to county resettlement offices, County Land and Resources Bureaus and project management office of Ningxia Hui autonomous regions. . Alternatively, the APs may submit a complaint to the ADB’s Project Team to try to resolve the problem. If good faith efforts are still unsuccessful, and if there are grievances that stemmed from a violation of ADB’s safeguard policy, the APs may appeal directly to ADB in accordance with ADB’s Accountability Mechanism (2012)2. In practice, the compensation standards of the project conforms to relevant laws and policies, and the satisfaction of the affected population is high, so there is no complaint record.

9.4 Assessment

According to the on-the-spot investigation, the Transport Department of Ningxia Hui Autonomous Region and the local transportation bureaus timely released the project information in the preliminary preparation process, and attached great importance to public participation and consultation. Before the land occupation, the villagers meetings were held, and the opinions of the masses were widely heard through household interviews, which fully guaranteed the farmers' rights to know and participation. The negotiations with farmers on land compensation were held in time, and then the price of land compensation was announced. So far, no appeals and judicial proceedings on the land compensation and resettlement activities have been received. The public participation and GRM of the project played a good role in resettlement process.

2 http://www.adb.org/site/accountability-mechanism/main

10. Legacy issues and supplementary measures

10.1 The remaining problems and causes analysis

According to the due diligence review, among the 21 Rural feeder Roads in the Liupanshan poverty reduction rural road development project funded by the ADB, 19 roads have completed their civil works, except the Dongxia-Digou road in Jingyuan County and the Zhangtian Jinglin to Changchuan road in Longde County, which have not yet started construction and will be covered by the external resettlement M&E reports. Among the 19 feeder roads, the counties involved in land occupation and compensation are Yuanzhou District, Xiji County and Pengyang County. To be specific, Yuanzhou District and Pengyang County have signed compensation agreements with the affected HHs. Xiji County compensated the affected HHs with the social welfare policies. However, due to the shortage of financial funds, the Yuanzhou District government cannot disburse the land compensation on time at one time. The remaining 2 townships' land compensation has not yet been appropriated. In addition, with the continuous progress of the project as a whole, the planned livelihood recovery and development measures should be implemented to safeguard the rights and development profits of affected people. In short, the main remaining legacy issues include: 1. The land compensation in Miaotai Village, Guanting Town, Yuanzhou District, which is affected by Guhu Road from Qiaowa to Miaotai Road, has not yet been paid to affected HHs. 2. Land compensation for the three villages in Pengpu Town affected by the Ligou- Xiaojiashengou Road in Yuanzhou District has not yet been paid to affected HHs.

10.2 supplementary measures

In order to promote the implementation of the various resettlement activities of this project, achieve the goals of resettlement, and ensure timely payment of land compensation to affected households and accomplish effective recovery of their production and living standards, the PMO of ADB Loan Project of Ningxia Hui Autonomous Region has drawn up the following supplementary measures for these purposes: 1. The Transport Bureau of Yuanzhou District should raise land compensation funds as soon as possible, and distribute the remaining land compensation fees to the households affected by of Guhu Road through Qiaowa to Miaotai Road and Ligou to Xiaojiashengou Road by the end of August 2018. 2. The EMA will monitor and evaluate the settlement of the above-mentioned legacy issues, and report regularly to the PMO of Transportation Department of Ningxia Hui Autonomous Region and ADB team. The above-mentioned supplementary measures are coordinated and managed by the PMO of Transportation Department of Ningxia Hui Autonomous Region, who is also responsible for internal monitoring and regularly reporting the implementation progress to the ADB.

11. Conclusions and Recommendations

11.1 conclusions

(1) Project progress According to this due diligence review, except the Dongxia-Digou Road in Jingyuan County and Zhangtian-Jinglin-Yangchuan Road in Longde County, 19 of the 21 rural feeder roads of the project have been completed their civil works and are awaiting acceptance. (2) Land occupation impacts 13 of the 19 rural feeder roads involve land compensation, including 6 in the Yuanzhou District, 5 in Xiji County and 2 in Pengyang County, respectively. Because of the linear characteristics of rural feeder roads and the large per capita cultivated land area of local households, the land loss and income loss caused by rural feeder roads construction are very limited, and both the land loss rate and income loss rate are lower than 10%. (3) Land compensation Yuanzhou District carries out land compensation according to document Order 101 of Ningxia Hui Autonomous Region Government and increases the local compensation standards accordingly. However, due to financial constraints, there are still two feeder roads for which the land compensation not issued up to now, namely Qiaowa-Miaotai Road, Ligou-Xiaojiashengou Road. Xiji County, after full consultation and discussion with affected farmers along the feeder roads, reached a consensus on the use of various government social welfare policies to subsidize and restore affected farmer HHs. According to the "Rural Road Construction Management Measures in Ningxia Hui Autonomous Region" issued on July 2, 2017, Pengyang County Government formulated the " Land Acquisition and House Demolition Compensation Measures for Rural Road Construction in Pengyang County". Up to the present, land compensation has been distributed to affected households. (4) Livelihood restoration On the basis of land compensation, the relevant government departments of three project district and counties involved in land occupation have taken timely measures to restore the livelihood of the affected farmers. Specific measures include: Cash compensation, agricultural development measures, non-agricultural employment promotion, skills training, endowment insurance and so on; and the special public facilities affected along the feeder roads have been restored in time. The affected households are satisfied with the implementation of these measures to restore livelihood, and their income level has been effectively restored and improved. (5) Satisfaction evaluation The construction of rural feeder roads in Liupanshan area has significantly improved the local rural road traffic conditions and directly benefit the farmers along the rural roads. Therefore, it has been widely supported by the local villagers, and the project construction was accelerated. According to the on-the-spot investigation, the construction of rural roads not only facilitates the travel of villagers, but also facilitates the transportation of crops and migrant workers. The

economic income of the villagers has increased compared with the previous ones. The villagers are very satisfied with the project. Most of the rural feeder roads in the project have disbursed land compensation in full and on time. Social welfare measures and livelihood restoration measures were provided to help affected farmer HHs to achieve their livelihood recovery goals. No complaints or appeals were received during the DDR.

11.2 Recommendations

(1) Speed up the implementation of the supplementary measures. According to the supplementary measures drawn up, the Yuanzhou District Transportation Bureau should speed up the fund raising and distribute the land compensation to the affected households as soon as possible, so as to avoid causing the dissatisfaction from them. (2) Follow up the implementing progress regularly through monitoring reports. On the implementation of the supplementary measures, regular monitoring and evaluation should be carried out. Through the resettlement monitoring and evaluation reports, the progress should be regularly reported to the PMO of Transportation Department of Ningxia Hui Autonomous Region and ADB. (3)Summarize the lessons can be learned on improvement of resettlement management system In order to provide useful experience for the land compensation and resettlement work of the seven trunk roads to be started soon, the lessons learned on land compensation and resettlement of the rural feeder road should be summarized in a timely manner, personnel and institutional capacity need to be further strengthened, and the files management of land compensation and resettlement should be standardized and improved.

Appendices:

1. Yuanzhou District Table 0-1 HH list affected by land occupation of HongZhuang to DaDian to ShaheXian Road Townshi Name of the Head of HH members Land occupied No. Village p AH (persons) （mu） 1 Zhangyi DaDian Lu Xueyi 3 0.20 2 Zhangyi DaDian Lu Xueyi 2 0.07 3 Zhangyi DaDian Cheng Wanbing 2 0.42 4 Zhangyi DaDian Cheng Wanfeng 3 0.58 5 Zhangyi DaDian Cheng Wanfeng 4 1.24 6 Zhangyi DaDian Cheng Xueli 4 0.26 7 Zhangyi DaDian Jin Cailan 5 0.00 8 Zhangyi DaDian Fu Kecheng 6 0.14 9 Zhangyi DaDian Fu Ke Xuan 3 0.63 10 Zhangyi DaDian Fu Bingyi 2 0.35 11 Zhangyi DaDian Lu Qiang 2 0.09 12 Zhangyi DaDian Lu Xuebing 3 0.15 13 Zhangyi DaDian Shi Jingrong 4 0.20 14 Zhangyi DaDian Shi Jingrong 3 0.15 15 Zhangyi DaDian Shi Xiangrong 6 0.75 16 Zhangyi DaDian Wang Cailian 4 0.77 17 Zhangyi DaDian Wang Jinku 3 0.49 18 Zhangyi DaDian Wang Yaoke 2 0.09 19 Zhangyi DaDian Wang Tingjun 4 0.43 20 Zhangyi DaDian Wang Yingzhen 5 0.46 21 Zhangyi DaDian Wang Zhijun 4 1.46 22 Zhangyi DaDian Wei Huaiyi 4 1.07 23 Zhangyi DaDian Wei Wenzhong 5 0.75 24 Zhangyi DaDian Yong Wen 4 0.00 25 Zhangyi DaDian Yong Xinhong 3 1.11 26 Zhangyi DaDian Yong Xinhu 3 0.15 27 Zhangyi DaDian Yong Xinmin 2 0.54 28 Zhangyi DaDian Yong Yanfeng 3 0.00 29 Zhangyi DaDian Zhang Guolu 4 1.12 30 Zhangyi DaDian Zhang Hua 3 0.13 31 Zhangyi DaDian Zhang Keming 5 0.81 32 Zhangyi DaDian Zhang Xuebing 4 0.59 33 Zhangyi DaDian Zhang Xuebing 6 0.54 34 Zhangyi DaDian Zhou Tinggui 5 1.41 35 Zhangyi Hongzhuang Chen Xingzhi 4 1.50

36 Zhangyi Hongzhuang Chen Xingzhi 3 0.33 37 Zhangyi Hongzhuang Duan Wen zhang 3 0.10 38 Zhangyi Hongzhuang Duan Yuhu 3 0.22 39 Zhangyi Hongzhuang Duan Yuhu 5 0.32 40 Zhangyi Hongzhuang Duan Zhiqing 4 0.08 41 Zhangyi Hongzhuang Duan Zhiqing 5 0.20 42 Zhangyi Hongzhuang Jiang Zhangui 2 0.32 43 Zhangyi Hongzhuang Li Gang 3 1.08 44 Zhangyi Hongzhuang Li Guojun 2 0.08 45 Zhangyi Hongzhuang Li Guomin 3 0.45 46 Zhangyi Hongzhuang Li Guoping 5 0.00 47 Zhangyi Hongzhuang Li Xiaocheng 6 0.17 48 Zhangyi Hongzhuang Li Guoping 4 0.22 49 Zhangyi Hongzhuang Li Jinxi 4 0.16 50 Zhangyi Hongzhuang Li Jinxi 5 0.32 51 Zhangyi Hongzhuang Li Yun 4 0.17 52 Zhangyi Hongzhuang Li Xiaocheng 5 0.05 53 Zhangyi Hongzhuang Li Xiao Cheng 4 0.18 54 Zhangyi Hongzhuang Li Xiaozhi 4 0.18 55 Zhangyi Hongzhuang Li Xiaozhi 5 0.11 56 Zhangyi Hongzhuang Li Xiaozhi 3 0.11 57 Zhangyi Hongzhuang Li Xiaozhi 2 0.24 58 Zhangyi Hongzhuang Li Xuemin 2 0.27 59 Zhangyi Hongzhuang Li Xuezhong 3 0.09 60 Zhangyi Hongzhuang Li Yaowu 2 0.15 61 Zhangyi Hongzhuang Li Zhijun 5 3.67 62 Zhangyi Hongzhuang Li Zhijun 6 0.12 63 Zhangyi Hongzhuang Li Zhijun 6 0.30 64 Zhangyi Hongzhuang Li Zhi si 4 0.40 65 Zhangyi Hongzhuang Li Zhixin 3 0.18 66 Zhangyi Hongzhuang Liu Binggang 5 0.43 67 Zhangyi Hongzhuang Liu Pingjun 5 0.25 68 Zhangyi Hongzhuang Liu Xiangcun 3 0.05 69 Zhangyi Hongzhuang Liu Zhizhen 3 0.54 70 Zhangyi Hongzhuang Meng Yin 3 0.61 71 Zhangyi Hongzhuang PeiXiuzhi 3 0.36 72 Zhangyi Hongzhuang Shen Guiyi 4 0.24 73 Zhangyi Hongzhuang Shen Mingjun 3 0.32 74 Zhangyi Hongzhuang Shen Yinxiang 5 0.28 75 Zhangyi Hongzhuang Su Weilin 5 0.18 76 Zhangyi Hongzhuang Wang Jianguo 4 0.28

77 Zhangyi Hongzhuang Liu Cunlin 3 0.22 78 Zhangyi Hongzhuang Wang Jianjun 4 0.25 79 Zhangyi Hongzhuang Wang Juqin 5 0.32 80 Zhangyi Hongzhuang Wei Jianguo 5 0.16 81 Zhangyi Hongzhuang Wei Jinhui 4 0.13 82 Zhangyi Hongzhuang Wei Jinyin 5 0.14 83 Zhangyi Hongzhuang Wei Junren 4 0.20 84 Zhangyi Hongzhuang Yan Guipinging 2 0.13 85 Zhangyi Hongzhuang Yan Guipinging 2 0.13 86 Zhangyi Hongzhuang Yang Linsheng 3 0.30 87 Zhangyi Hongzhuang Yang Ming 4 0.23 88 Zhangyi Hongzhuang Yao Gang 5 0.17 89 Zhangyi Hongzhuang Yao Gang 5 0.21 90 Zhangyi Hongzhuang Zhang Cheng 3 0.26 91 Zhangyi Hongzhuang Zhang Cheng 4 0.28 92 Zhangyi Hongzhuang Zhang Furong 5 0.08 93 Zhangyi Hongzhuang Zhang Furong 4 3.00 94 Zhangyi Hongzhuang Zhang Guoyin 4 0.77 95 Zhangyi Hongzhuang Zhang Julu 5 0.17 96 Zhangyi Hongzhuang Zhang Julu 5 0.30 97 Zhangyi Hongzhuang Zhang Rong 4 0.08 98 Zhangyi Hongzhuang Zhang Xuerong 3 0.13 99 Zhangyi Hongzhuang Zhang Xuerong 3 0.21 100 Zhangyi Hongzhuang Li Gang 2 0.14 101 Zhangyi Hongzhuang Zhao Yongjun 3 0.21 102 Zhangyi Dadian Wu Xilan 2 0.50 Total 102 385 41.15

Table 0-2 HH list affected by land occupation of GuHu road through Qiaowa to MiaoTai Road No Name of the Head of HH members Land occupied Township Village . AH (persons) （mu） 1 Guanting Miaotai Zhang Wenqiang 3 0.2 2 Guanting Miaotai Gao Xuejun 3 7.91 3 Guanting Miaotai Zhang Wengang 4 4.24 4 Guanting Miaotai Gao Jili 5 0.42 5 Guanting Miaotai Song Shiren 5 4.96 6 Guanting Miaotai Zhang Wenzhong 3 3.65 7 Guanting Miaotai Zhang Weidong 2 2.37 8 Guanting Miaotai Zhang Huaiqing 3 0.8 9 Guanting Miaotai Zhang Yuchang 4 3.42 10 Guanting Miaotai Zhang Yuxi 6 3.19

11 Guanting Miaotai Zhang Ruiqing 5 0.62 12 Guanting Miaotai Zhang Zhen 4 5.72 13 Guanting Miaotai Zhang Zhexue 3 1.35 14 Guanting Miaotai LiXudong 2 3.98 15 Guanting Miaotai Li Shouxiao 3 2.25 16 Guanting Miaotai Zhang Wenxue 4 9.92 17 Guanting Miaotai Liu Dengqian 5 6.93 18 Guanting Miaotai Liu Wanjun 2 2.71 19 Guanting Miaotai Li Zhonghe 4 7.11 20 Guanting Miaotai Liu Wanyun 3 2.61 21 Guanting Miaotai Liu Dengju 3 1.39 22 Guanting Miaotai Liu Wanfu 6 6.42 23 Guanting Miaotai Li Shengyu 5 4.02 24 Guanting Miaotai Liu Shixing 4 0.43 25 Guanting Miaotai Liu Wanlu 3 1.28 26 Guanting Miaotai Zhang Jianguo 4 4.89 27 Guanting Miaotai Yang Shuxia 3 0.37 28 Guanting Miaotai Gao Zhiqi 3 0.33 29 Guanting Miaotai Zhang Xuezhi 4 3.29 30 Guanting Miaotai Wan Liangcheng 2 0.89 31 Guanting Miaotai Gao Yi 6 0.95 32 Guanting Miaotai Liu Wancai 3 2.09 33 Guanting Miaotai Gao Junqi 3 1.55 34 Guanting Miaotai Wan Liangzhu 6 0.32 35 Guanting Miaotai Zhang Yujun 4 0.17 36 Guanting Miaotai Zhang Xueli 2 1.29 37 Guanting Miaotai Zhang Yuqing 3 1.15 38 Guanting Miaotai Li Shengchi 5 0.98 39 Guanting Miaotai Li Shenglin 4 10.66 40 Guanting Miaotai Zhang Wugang 3 2.22 41 Guanting Miaotai Li Xubing 3 0.2 42 Guanting Miaotai ShaoWeijun 4 1.43 43 Guanting Miaotai Li Shuqin 4 2.21 44 Guanting Miaotai Liu Qiang 3 10 45 Guanting Miaotai Zhang Xiaoqin 2 0.69 46 Guanting Miaotai Liu Wanqiang 4 0.81 47 Guanting Miaotai Li Zhibing 3 3.3 48 Guanting Miaotai Gao Guangqi 3 0.34 49 Guanting Miaotai Li Jingjing 4 12.15 50 Guanting Miaotai Li Shengjin 5 0.86 51 Guanting Qiaowa Zheng Yiliang 3 0.26

52 Guanting Qiaowa Wang Zhiyong 2 0.12 53 Guanting Qiaowa Xie Yingfei 4 0.3 54 Guanting Qiaowa Zheng Guilan 3 0.32 55 Guanting Qiaowa Xie Wei 4 0.42 56 Guanting Qiaowa Xie Yingfu 5 0.13 57 Guanting Qiaowa Xie Yinggang 5 0.25 58 Guanting Qiaowa Xie Yingguo 6 0.13 59 Guanting Qiaowa Xie Yingxu 3 0.27 60 Guanting Qiaowa Xie Yingkai 4 0.02 61 Guanting Qiaowa Xie Yingchao 3 0.06 62 Guanting Qiaowa Zhang Rongsheng 2 0.25 63 Guanting Qiaowa Feng Gang 4 1.8 64 Guanting Qiaowa Wang Yuke 5 0.43 65 Guanting Qiaowa Xie Youfu 6 0.12 66 Guanting Qiaowa Wang Qingrong 3 0.49 67 Guanting Qiaowa Zhang Weishan 2 0.03 68 Guanting Qiaowa Xie Yingbing 4 0.53 69 Guanting Qiaowa Xie Yinghui 3 0.74 Total 69 255 157.71

Table 0-3 HH list affected by land occupation of KeZhuang to FengZhuang Road04 Name of the Head HH members Land occupied No. Township Village of AH (persons) （mu） 1 Kaicheng Guomiao Yang Deming 5 0.081 2 Kaicheng Guomiao Zhou Zhihua 3 0.0675 3 Kaicheng Guomiao Ma Yongcheng 2 0.06 4 Kaicheng Guomiao Hai Wenxue 4 0.0675 5 Kaicheng Guomiao Ma Linquan 4 0.45 6 Kaicheng Guomiao Hai Mingde 5 0.0375 7 Kaicheng Guomiao Ma Linqi 3 0.38 8 Kaicheng Guomiao Yang Dequan 2 0.342 9 Kaicheng Guomiao Lan Cunshan 4 0.1035 10 Kaicheng Guomiao Liu Yingchuan 3 0.1725 11 Kaicheng Guomiao Yang Debao 2 0.4725 12 Kaicheng Guomiao Hai Mingxing 5 0.06 13 Kaicheng Guomiao Hai Mingdong 3 0.075 14 Kaicheng Guomiao Lan Zhijun 5 0.0675 15 Kaicheng Guomiao Liu Yingfu 4 0.18 16 Kaicheng Guomiao Hai Baorong 4 0.09 17 Kaicheng Guomiao Hai Baoqing 4 0.102 18 Kaicheng Guomiao Ma Baili 6 0.0585 19 Kaicheng Guomiao Ma Linbiao 6 0.225

20 Kaicheng Guomiao Zhou Zhihu 6 0.06 21 Kaicheng Guomiao Hai Minglin 4 0.1125 22 Kaicheng Guomiao Ma Linfu 4 0.42 23 Kaicheng Guomiao Lan Cunzhen 6 0.0675 24 Kaicheng Guomiao Hai Mingxiong 3 0.0165 25 Kaicheng Guomiao Zhou Yucheng 7 0.315 26 Kaicheng Guomiao Ma Linrong 2 0.312 27 Kaicheng Guomiao Yang Yunjie 4 0.231 28 Kaicheng Guomiao Lan Youlu 5 0.162 29 Kaicheng Guomiao Ma Baihua 3 0.171 30 Kaicheng Guomiao Yang Yunrui 4 0.075 31 Kaicheng Guomiao Yang Ronggen 3 0.075 32 Kaicheng Guomiao Zhang Yongquan 4 0.36 33 Kaicheng Guomiao Pu Yongxiu 5 0.819 34 Kaicheng Guomiao YangShengde 4 0.4845 35 Kaicheng Guomiao Yang Yunping 3 0.0435 36 Kaicheng Guomiao Lan Rong 5 0.2925 37 Kaicheng Guomiao Ma Yanping 3 0.06 38 Kaicheng Guomiao Lan Tianfu 5 0.039 39 Kaicheng Fengzhuang Zhang Yaolin 3 0.06 40 Kaicheng Fengzhuang Zhang Mingjun 5 0.22 41 Kaicheng Fengzhuang Feng Youde 3 0.29 42 Kaicheng Fengzhuang Gao Yumei 6 0.41 43 Kaicheng Fengzhuang Yin Zhanchuan 4 0.19 44 Kaicheng Fengzhuang Wang Zhifa 3 0.05 45 Kaicheng Fengzhuang Jin Fa 5 0.54 46 Kaicheng Fengzhuang Zhao Haijun 3 0.05 47 Kaicheng Fengzhuang Wu Shengcang 4 0.1 48 Kaicheng Fengzhuang Jin Denglin 5 0.02 49 Kaicheng Fengzhuang Peng Genjian 3 0.12 50 Kaicheng Fengzhuang Ma Zhizhong 5 0.05 51 Kaicheng Fengzhuang Zhang Linming 4 0.17 52 Kaicheng Fengzhuang Ma Yufang 5 0.22 53 Kaicheng Fengzhuang Feng Youhua 6 0.23 54 Kaicheng Fengzhuang Zhang Jianjun 2 0.04 55 Kaicheng Fengzhuang Feng Wei 3 0.2835 56 Kaicheng Fengzhuang ZhaoZhihua 4 0.126 57 Kaicheng Fengzhuang Ma Yonglu 5 0.063 58 Kaicheng Fengzhuang Zheng Weiguo 4 0.1155 59 Kaicheng Fengzhuang Wang Decheng 5 0.084 60 Kaicheng Fengzhuang Zhou Weifa 6 0.1155

61 Kaicheng Fengzhuang Zhao Zhiming 4 0.084 62 Kaicheng Fengzhuang Ma Taoyuan 5 0.135 63 Kaicheng Fengzhuang Zhang Yaozu 4 0.18 64 Kaicheng Fengzhuang Zhang Youzhong 3 0.126 65 Kaicheng Fengzhuang Zhang Youcang 4 0.1155 66 Kaicheng Fengzhuang Ma Lingui 4 0.072 67 Kaicheng Fengzhuang Zhang youcheng 2 0.273 68 Kaicheng Fengzhuang Zheng Weiping 4 0.06 69 Kaicheng Fengzhuang Zhang Youlin 3 0.009 70 Kaicheng Fengzhuang Wang Zhili 4 0.03 71 Kaicheng Fengzhuang Wang Zhifar 5 0.045 72 Kaicheng Fengzhuang Feng Wanzhen 6 0.0255 73 Kaicheng Fengzhuang Zhang Guoping 6 0.243 74 Kaicheng Fengzhuang Zhang Youlu 4 0.105 75 Kaicheng Fengzhuang Cui Binghong 4 0.132 76 Kaicheng Fengzhuang Hu Jinfang 5 0.216 77 Kaicheng Fengzhuang Zhu Zhengguo 3 0.045 78 Kaicheng Fengzhuang Zhao Zhilin 4 0.0675 79 Kaicheng Fengzhuang Jin Baolu 4 0.084 80 Kaicheng Fengzhuang Wang Zhiyun 3 0.09 81 Kaicheng Fengzhuang Zhang Yaozong 2 0.18 82 Kaicheng Fengzhuang Ma Shixiong 3 0.168 83 Kaicheng Fengzhuang Zhang Shijun 2 0.32 84 Kaicheng Fengzhuang Zhang Youxiang 3 0.05 85 Kaicheng Fengzhuang Dou Cheng De 4 0.08 86 Kaicheng Fengzhuang Wu Junping 4 0.02 87 Kaicheng Fengzhuang Feng Manfu 4 0 88 Kaicheng Fengzhuang Feng Guanguo 3 0.09 89 Kaicheng Fengzhuang Feng Guanju 3 0.04 90 Kaicheng Fengzhuang Zhang Haibing 3 0.18 91 Kaicheng Fengzhuang Song Caiping 3 0.13 92 Kaicheng Fengzhuang Lei Yousheng 4 0.153 93 Kaicheng Fengzhuang Lei Yongping 2 0.09 94 Kaicheng Fengzhuang Ren Xiaojun 2 0.087 95 Kaicheng Fengzhuang Wei Haiyu 3 0 96 Kaicheng Fengzhuang Li Zhijun 3 0 97 Kaicheng Fengzhuang Zhang Shuangqi 4 0.03 98 Kaicheng Fengzhuang Wei Guodong 3 0.11 99 Kaicheng Fengzhuang Wei Guoping 2 0.16 100 Kaicheng Fengzhuang Feng Guanhuai 3 0.09 101 Kaicheng Fengzhuang Yang JunlLi 2 0.18

102 Kaicheng Fengzhuang Ren Hongjie 6 0 103 Kaicheng Fengzhuang Yang Yunfeng 4 0 104 Kaicheng Fengzhuang Ren Shiguo 6 0 105 Kaicheng Fengzhuang Liang Xuewen 4 0.07 106 Kaicheng Fengzhuang Wang Yongbing 5 0.07 107 Kaicheng Fengzhuang Wang Yaozu 2 0 108 Kaicheng Fengzhuang Li Yuancang 3 0.06 109 Kaicheng Fengzhuang Cui Caimei 3 0.08 110 Kaicheng Fengzhuang Wang Xingguo 3 0.07 111 Kaicheng Fengzhuang Ma Zhiping 4 0.12 112 Kaicheng Fengzhuang Li Yanbing 5 0 113 Kaicheng Fengzhuang Feng Guanhong 2 0 114 Kaicheng Fengzhuang Zhu Yongjun 4 0.0255 115 Kaicheng Fengzhuang Feng Guanxiong 3 0.1485 116 Kaicheng Fengzhuang Ma Shenglin 2 0 117 Kaicheng Fengzhuang Lei Yonggong 2 0.024 118 Kaicheng Fengzhuang Qi Guorong 6 0.0855 119 Kaicheng Fengzhuang Dou Zhizhong 3 0 120 Kaicheng Fengzhuang Wang Yaobing 4 0.04 121 Kaicheng Fengzhuang Chen Xiaode 4 0 122 Kaicheng Fengzhuang Zhu Liangcai 5 0.14 123 Kaicheng Fengzhuang Wang Wenxue 3 0.06 124 Kaicheng Fengzhuang Zhao Zhiping 3 0.03 125 Kaicheng Fengzhuang Feng Xiaobin 3 0.03 126 Kaicheng Sanshilipu Zhou Shengfu 4 0.07 127 Kaicheng Sanshilipu Chen Weijun 4 0.114 128 Kaicheng Sanshilipu Liu Wanren 4 0.081 129 Kaicheng Sanshilipu Mao Jinfu 2 0.231 130 Kaicheng Sanshilipu Liu Yongcun 5 0.075 131 Kaicheng Sanshilipu Lu Jianguo 6 0.0675 132 Kaicheng Sanshilipu Chen Ligong 2 0.045 133 Kaicheng Sanshilipu Lan Zhiming 3 0.1155 134 Kaicheng Sanshilipu Mao Jingang 2 0.114 Sanshilipu Wang 135 Kaicheng 2 0.16 Xuanchengheng 136 Kaicheng Sanshilipu Shi Wenkui 2 0.144 137 Kaicheng Sanshilipu Mao Jincheng 3 0.111 138 Kaicheng Sanshilipu Lu Jianming 2 0.075 139 Kaicheng Sanshilipu Li Bin 5 0.12 140 Kaicheng Damazhuang Ma Yong 3 0.315 141 Kaicheng Damazhuang Ma Xuecheng 4 0.09

142 Kaicheng Damazhuang Ma Zhenyi 3 0.2 143 Kaicheng Damazhuang Ma Pengren 2 0.14 144 Kaicheng Damazhuang Wang Xiulian 3 0.075 145 Kaicheng Damazhuang Ma Mingliang 4 0.21 Total 145 544 18.6575

Table 0-5 HH list affected by land occupation of LiCha to DongJiaZhuang road and CaiChuan to YangJiaYaoXian Road0-6 No Townshi Name of the Head HH members Land occupied Village . p of AH (persons) （mu） 1 Zhaike Caichuan Yang Zhifu 3 1.55 2 Zhaike Caichuan Yang Zhiwan 2 0.3 3 Zhaike Caichuan Yang Qigui 4 0.56 4 Zhaike Caichuan Yang Zhiwang 3 3.23 5 Zhaike Caichuan Yang Zhihuai 5 6.56 6 Zhaike Caichuan Ma Hailan 2 0.33 7 Zhaike Caichuan Yang Fulong 3 1.14 8 Zhaike Caichuan Yang Fuping 4 1.87 9 Zhaike Caichuan Yang Zhiliang 4 3.12 10 Zhaike Caichuan Yang Fuding 3 4.81 11 Zhaike Caichuan Hai Zhongxia 3 1.75 12 Zhaike Caichuan Yang Fuqing 3 2.31 13 Zhaike Caichuan Yang Fulin 2 1.75 14 Zhaike Caichuan Yang Zhihu 5 2.95 15 Zhaike Caichuan Yang Qihuaii 4 1.44 16 Zhaike Caichuan Yang Zhiyunun 3 0.4 17 Zhaike Caichuan Yang Zhil 6 4.22 18 Zhaike Caichuan Yang Yaochun 4 0.84 19 Zhaike Caichuan Yang Zhiyong 4 0.3 20 Zhaike Caichuan Yang Zhiqiang 3 0.88 21 Zhaike Caichuan Yang Zhike 2 1.3 22 Zhaike Caichuan Yang Zhiwu 5 0.47 23 Zhaike Caichuan Yang Zhiyuan 6 0.37 24 Zhaike Caichuan Yang Zhibao 4 0.72 25 Zhaike Caichuan Yang Qikui 3 2.1 26 Zhaike Caichuan Yang Qijiang 4 3 27 Zhaike Caichuan Hai Mingfa 3 0.51 28 Zhaike Caichuan Hai Xingpeng 3 0.17 29 Zhaike Caichuan Hai Yangsheng 2 1.2 30 Zhaike Caichuan Hai Lianyu 5 0.17 31 Zhaike Caichuan Hai Xiaochun 5 0.3 32 Zhaike Caichuan Hai Lianjie 2 0.74

33 Zhaike Caichuan Hai Kaili 3 0.27 34 Zhaike Caichuan Ma Jinlan 3 0.23 35 Zhaike Caichuan Hai Kequan 4 0.66 36 Zhaike Caichuan Hai Kaidong 3 0.55 37 Zhaike Caichuan Hai Yunyun 2 0.26 38 Zhaike Caichuan Yang Qiqing 4 2.02 39 Zhaike Caichuan Zhou Shengfu 6 1.85 40 Zhaike Caichuan Ma Bujun 5 6.34 41 Zhaike Caichuan Ma Dezhen 2 1.22 42 Zhaike Caichuan Ma Bufa 3 1.02 43 Zhaike Caichuan Ma Busheng 4 6.24 44 Zhaike Caichuan Ma Dejun 5 2.17 45 Zhaike Caichuan Ma Jincheng 4 1.3 46 Zhaike Caichuan Yang Qishui 6 0.21 47 Zhaike Caichuan Yang Zhichuan 3 1.08 48 Zhaike Caichuan Yang Qifu 2 1.34 49 Zhaike Caichuan Hai Xingwang 3 0.17 50 Zhaike Caichuan Yang Zhihu 3 0.23 51 Zhaike Caichuan Zhou Fengyun 4 0.4 52 Zhaike Caichuan Yang Zhizhen 3 0.05 53 Zhaike Caichuan Yang Zhihai 4 0.23 Total 53 190 79.2

2. Xiji County Table 0-7 HH list affected by land occupation of WangPing to LiZhang Road08 No Name of the HH members Land occupied Township Village . Head of AH (persons) （mu） 1 Zhenghu Lizhuang Meng Ruixiang 4 1.2 2 Zhenghu Lizhuang Gao Weizhen 2 2.4 3 Zhenghu Lizhuang Qu Hongmei 2 0.3 4 Zhenghu Lizhuang Meng Junhuan 5 2.7 5 Zhenghu Lizhuang Ren Changzhi 4 1 Zhenghu Meng 6 Lizhuang Yonggang 3 1.3 7 Zhenghu Lizhuang He Changhong 3 1.6 Zhenghu Meng 8 Lizhuang Yancheng 2 0.6 9 Zhenghu Lizhuang Meng Tielin 5 0.4 10 Zhenghu Lizhuang Meng Ruibin 2 1.2 11 Zhenghu Lizhuang Meng Zhenye 5 0.1 12 Zhenghu Lizhuang Meng Ruiqiang 6 1.5

13 Zhenghu Lizhuang He Yusheng 6 1.9 14 Zhenghu Lizhuang Meng Jianjie 6 2.2 15 Zhenghu Lizhuang Meng Zhiming 2 1.4 Zhenghu Meng 16 Lizhuang Yongping 5 3.4 17 Zhenghu Lizhuang Meng Xiaokui 2 0.2 18 Zhenghu Lizhuang Ren Guotang 3 0.5 19 Zhenghu Lizhuang Meng Junxiang 6 0.5 20 Zhenghu Lizhuang MengYanju 7 1.6 21 Zhenghu Lizhuang Meng Yanjiang 2 0.2 22 Zhenghu Lizhuang Meng Yanke 6 0.8 23 Zhenghu Lizhuang Meng Yanji 5 1 24 Zhenghu WangPing Liang Junqiang 4 1 25 Zhenghu WangPing Liang Kun 2 1 26 Zhenghu WangPing Liang Yao 4 0.9 27 Zhenghu WangPing Wu Jinqiang 5 0.3 28 Zhenghu WangPing Mu Ruiyu 2 0.5 Total 28 110 31.7

Table 0-9 HH list affected by land occupation of Daying to Yaerpo Road (I)010 No Townshi Name of the Head HH members Land occupied Village . p of AH (persons) （mu） 1 Jiqiang Daying Jing Lang 4 2.5 2 Jiqiang Daying Wang Huaicheng 4 0.8 3 Jiqiang Daying Li Yude 3 1 4 Jiqiang Daying Lv Jinzhong 4 1.5 5 Jiqiang Daying Guo Zhengtai 2 1 6 Jiqiang Daying Wang Hanzhang 6 0.2 7 Jiqiang Daying Jing Xuezhi 7 0.5 Total 7 30 7.5

Table 0-11 HH list affected by land occupation of Daying to Yaerpo Road (II)012013 No Name of the Head HH members Land occupied Township Village . of AH (persons) （mu） 1 Xingping Yangping Huang Jinyu 6 4 2 Xingping Yangping Huang Heqiang 5 7 3 Xingping Yangping Huang Jinqiao 5 7 4 Xingping Yangping Wang Taiping 9 4 5 Xingping Yangping Ma Weihong 4 5 6 Xingping Yangping Ma Jinzhang 5 2.5 7 Xingping Yangping Ma Haicheng 3 1 8 Xingping Yangping Wang Yulong 5 2

9 Xingping Yangping Ma Cunbao 4 1 10 Xingping Yangping Ma Yingdong 7 1 11 Xingping Yangping Ma Cunzhen 5 0.3 12 Xingping Yangping Ma Xuewen 4 0.5 13 Xingping Yangping Ma Xueming 5 0.5 14 Xingping Yangping Ma Xueli 6 0.5 15 Xingping Yangping Ma Zhongbao 5 6 16 Xingping Yangping Ma Qihong 4 6 17 Xingping Yangping Ma Guozhi 5 2 18 Xingping Yangping Ma Baoyin 4 0.4 19 Xingping Yangping Ma Mingqing 4 0.4 20 Xingping Yangping Wang Zhaofei 6 0.5 21 Xingping Yangping Wang Qiang 8 0.5 22 Xingping Yangping Wang Zhen 5 0.5 23 Xingping Yangping Wang Lin 5 0.5 24 Xingping Yangping Wang Weiguo 3 0.4 25 Pingfeng Quancha Zhang Xian 8 0.1 26 Pingfeng Quancha Wang Junqi 1 1 27 Pingfeng Quancha Quan Lihe 5 1.2 28 Pingfeng Quancha Zhang Hai 4 0.3 29 Pingfeng Quancha Wang Zhen 3 1 30 Pingfeng Quancha Wang Bin 4 0.4 31 Pingfeng Quancha Zhang Siwei 5 0.3 32 Pingfeng Quancha Zhang Sihe 3 0.1 33 Pingfeng Quancha Zhang Sipei 9 0.25 34 Pingfeng Quancha Chen Zhuo 5 2.5 35 Pingfeng Quancha Wang Juntiao 8 2.4 36 Pingfeng Quancha Xie Zhiming 4 0.3 37 Pingfeng Quancha Wang Weigang 4 0.5 38 Pingfeng Quancha Zhang Sidong 4 0.1 39 Pingfeng Quancha Wang Bo 7 0.2 40 Pingfeng Quancha Xie Wanglong 3 0.3 41 Pingfeng Quancha Xie Zijing 2 0.2 Total 41 201 64.65

Table 0-14 HH list affected by land occupation of Nanchuan to LuJiaGou Road015 No Townshi Name of the Head HH members Land occupied Village . p of AH (persons) （mu） 1 Malian Nanchuan Ma Zhibing 4 5 2 Malian Nanchuan Su Zhigui 5 2 3 Malian Nanchuan Ma Ruliang 5 2 4 Malian Nanchuan Ma Shengcheng 4 2

5 Malian Nanchuan Su Wencai 5 2 6 Malian Nanchuan Su Wengui 6 2 7 Malian Nanchuan Ma Zhizhong 2 5 8 Malian Nanchuan Ma Rugui 6 3 9 Malian Nanchuan Su Fazhen 4 1 10 Malian Nanchuan Yan Desi 4 10 11 Malian Malian He Chengjie 4 2 12 Malian Malian Su Fahai 2 2 Total 12 51 38

3. Pengyang County Table 0-16 HH list affected by land occupation of CaoMiao Xinwa to CaoChuan Road017 No Name of the Head HH members Land occupied Township Village . of AH (persons) （mu） 1 Caomiao Xinwa She Dengjun 3 0.3 2 Caomiao Xinwa She Dengzhang 8 0.5 3 Caomiao Xinwa Wang Chang 2 0.7 4 Caomiao Xinwa She Yongwu 3 0.5 5 Caomiao Xinwa She Shengjun 5 1.7 6 Caomiao Xinwa Hu Jianping 4 0.9 7 Caomiao Xinwa Hu Xiangping 4 0.98 8 Caomiao Xinwa Hu Jianqiang 3 0.55 9 Caomiao Xinwa Hu Xiaoping 4 0.54 10 Caomiao Xinwa Hu Jianlu 2 1.48 11 Caomiao Xinwa Wu Guangjun 3 0.3 12 Caomiao Xinwa She Dengkui 2 0.6 13 Caomiao Xinwa She Dengtang 4 0.85 14 Caomiao Xinwa Zhang Xiuling 4 1.7 15 Caomiao Xinwa She Dengmei 3 0.3 16 Caomiao Xinwa Hu Zhengxiang 6 1.1 17 Caomiao Xinwa Cao Zhilu 6 1.7 18 Caomiao Xinwa Hu Zhengxue 2 0.3 19 Caomiao Xinwa Cao Changwu 3 1.54 20 Caomiao Xinwa Cao Changming 4 2.04 21 Caomiao Xinwa Guo Ku 4 0.88 22 Caomiao Xinwa Dang Yuan 5 2.45 23 Caomiao Xinwa Cao Weizhong 5 0.06 24 Caomiao Xinwa Cao Weihu 4 0.08 25 Caomiao Xinwa Wang Zhiting 4 0.06 26 Caomiao Xinwa Wang Zhixian 1 0.12

27 Caomiao Xinwa Dang Shengxing 4 0.04 28 Caomiao Xinwa Zhang Hongfa 5 0.88 29 Caomiao Xinwa She Denggang 6 0.47 30 Caomiao Xinwa She Shengxiu 2 1.44 31 Caomiao Xinwa Wang Bin 4 0.42 32 Caomiao Xinwa Yang Yongxin 2 0.11 33 Caomiao Xinwa She Shengcai 7 0.64 34 Caomiao Xinwa Wang Dong 4 0.24 35 Caomiao Xinwa She Dengzhou 4 0.41 Wang 36 Caomiao Xinwa 4 0.08 Zhengbing 37 Caomiao Xinwa Cao Weiwen 8 1.27 38 Caomiao Xinwa Dang Shenglong 2 0.68 39 Caomiao Xinwa Chen Zhihui 2 0.27 40 Caomiao Xinwa Dang Shengxian 4 0.23 41 Caomiao Xinwa Dang Shiyu 5 1.19 42 Caomiao Xinwa Dang Shenglu 4 0.3 43 Caomiao Xinwa Meng Shibao 5 0.22 44 Caomiao Xinwa Zhang Fangqin 4 1.07 45 Caomiao Xinwa Li Wenzhao 6 0.47 46 Caomiao Xinwa Hu Shuping 2 0.38 47 Caomiao Xinwa Wang Yumei 4 0.28 48 Caomiao Xinwa Wang Guodong 6 1.69 49 Caomiao Xinwa Han Shenglong 3 0.15 50 Caomiao Xinwa Wang Guozhi 4 0.56 51 Caomiao Xinwa Wang Zhengjun 4 0.19 52 Caomiao Xinwa Zhu Jinfang 4 0.68 53 Caomiao Xinwa Wang Zhengan 6 0.78 54 Caomiao Xinwa Wang Guoliang 8 0.14 55 Caomiao Xinwa Liu Dengan 5 0.94 56 Caomiao Xinwa Meng Shiyin 3 0.08 Wang 57 Caomiao Xinwa 4 0.61 Zhengping 58 Caomiao Xinwa Cao Weijun 4 0.06 59 Caomiao Xinwa Shi Xingshun 4 0.24 60 Caomiao Xinwa Shi Xinglit 4 0.24 61 Caomiao Xinwa Dang Shengwu 4 0.26 62 Caomiao Xinwa Han Zhi zhong 5 0.17 63 Caomiao Xinwa Liu Yun 5 3.53 64 Caomiao Caochuan Jing Shengyu 4 1.41 65 Caomiao Caochuan Cao Zhiqian 5 3.97 66 Caomiao Caochuan Zhang Yaoming 5 2.37

67 Caomiao Caochuan Jing Weigang 3 0.03 68 Caomiao Caochuan Wang Guoming 6 0.68 69 Caomiao Caochuan Wang Guoyuan 1 1.15 70 Caomiao Caochuan Hu Zhenggui 4 5.36 71 Caomiao Caochuan Gao Jizhen 5 2.69 72 Caomiao Caochuan Wang Guoxue 4 2.54 73 Caomiao Caochuan Wu Guozhen 4 1.73 74 Caomiao Caochuan Li Jianping 5 2.59 75 Caomiao Caochuan Wang Weihong 4 7.92 76 Caomiao Caochuan Wang Weichun 7 3.35 77 Caomiao Caochuan Liu Jianjun 2 0.91 78 Caomiao Caochuan Liu Gui 4 0.09 79 Caomiao Caochuan Wang Guochuan 3 2.7 80 Caomiao Caochuan Xie Zhilan 5 0.68 81 Caomiao Caochuan Wang Guoguang 5 1.17 82 Caomiao Caochuan Wang Guoxiao 5 0.36 83 Caomiao Caochuan Yang Hongyue 4 3.61 84 Caomiao Caochuan Hui Hongming 4 3.52 85 Caomiao Caochuan Huang Yongbin 6 5.3 86 Caomiao Caochuan Huang Yongjun 2 0.42 87 Caomiao Caochuan Gao Jijun 5 0.33 88 Caomiao Caochuan Du Yanxian 6 0.75 89 Caomiao Caochuan Hui Qiming 6 6.86 90 Caomiao Caochuan Han Zhiyuan 5 0.32 91 Caomiao Caochuan Wu Guoqi 5 0.82 92 Caomiao Caochuan Wu Manjun 7 1.17 93 Caomiao Caochuan Jing Shengyin 4 0.11 94 Caomiao Caochuan Cao Zhifui 5 0.26 95 Caomiao Caochuan Cai Xiyuan 7 4.2 Total 95 406 113.01

Table 0-18 HH list affected by land occupation of XiaoDiao ChaDiao to QiGeShan Road019 No Name of the Head HH members Land occupied Township Village . of AH (persons) （mu） 1 Xiaocha Diaocha Zhen Xuezu 2 1.2 2 Xiaocha Diaocha Zhen Weilong 3 0.3 3 Xiaocha Diaocha Zhen Weikui 2 0.57 4 Xiaocha Diaocha Zhen Weili 3 0.54 5 Xiaocha Diaocha Zhen Weifeng 2 0.58 6 Xiaocha Diaocha Han Kongli 2 1.5 7 Xiaocha Diaocha Lu Shengqin 2 0.5

8 Xiaocha Diaocha Zhen Xingsuo 2 0.27 9 Xiaocha Diaocha Zhen Xueliang 3 0.1 10 Xiaocha Diaocha Han Hongliang 2 0.54 11 Xiaocha Diaocha Zhen Weicheng 2 0.15 12 Xiaocha Diaocha Wang Cailan 2 0.15 13 Xiaocha Diaocha Zhen Xueneng 2 0.4 14 Xiaocha Diaocha Han Kongwei 6 1.57 15 Xiaocha Diaocha Han Zhilan 2 0.42 16 Xiaocha Diaocha Hui Pei 2 0.29 17 Xiaocha Diaocha Lu Shengpan 4 0.37 18 Xiaocha Diaocha Lu Xiuying 3 1.26 19 Xiaocha Diaocha Wang Fengqin 2 0.47 20 Xiaocha Diaocha Lu Shengquan 2 0.16 21 Xiaocha Diaocha Li Shichun 3 0.8 22 Xiaocha Diaocha Yang Dechen 4 2 23 Xiaocha Diaocha Li Shizong 2 2.7 24 Xiaocha Diaocha Li Yong 4 6.1 25 Xiaocha Diaocha Yang Deming 3 1 26 Xiaocha Diaocha Yuan Defu 2 0.65 27 Xiaocha Diaocha Yuan Deqing 3 0.08 28 Xiaocha Diaocha Liu Shengbin 2 2.67 29 Xiaocha Diaocha Liu Shenglong 2 1.99 30 Xiaocha Diaocha Wang Zhanhu 2 1.9 31 Xiaocha Diaocha Liu Deyin 3 0.26 32 Xiaocha Diaocha LiLinsen 2 0.96 33 Xiaocha Diaocha Yuan Fuxuan 3 0.49 34 Xiaocha Diaocha Yang Deyin 2 0.07 35 Xiaocha Diaocha Yuan Fengyin 6 6 36 Xiaocha Diaocha Yuan Shiwu 5 1.5 37 Xiaocha Diaocha Yang Dejin 2 0.66 38 Xiaocha Diaocha Li Shixiang 2 5.14 39 Xiaocha Diaocha Hui Shengqin 2 0.5 Total 39 104 46.81