Investment Stewardship • Global Engagement Summary Report Q1 2021
992 841 117 Total Individual Companies engagements companies engaged engaged multiple times
Engagements by region America : 393 | Europe, Middle East, and Africa (EMEA) : 344 | Asia-Pacific : 255
BlackRock Investment Stewardship (BIS) views engagement as a key mechanism for providing feedback or signaling concerns to companies about factors that affect long-term performance. We define an engagement as a meeting between BIS and a company where meaningful dialogue occurred.
The table below summarizes our global company engagement activity from 1 January 2021 to 31 March 2021. The data is broken down by region and sector, and includes the specific topics discussed with each company engaged. We will update this report quarterly to show a rolling year of engagements, providing transparency into the range of topics we discuss with the companies in which we invest on behalf of our clients.
Points of note:
• Company engagements may cover multiple topics within a single meeting and are focused on our engagement priorities
• Sectors are defined by the Global Industry Classification Standard (GICS) sector level one breakdown. GICS is a standardized classification system used to sort business entities by sector and industry groups
Americas Engagements
Management
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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G G G G G G G E E E S S LastEngagement Date Company Name Sector Engagement Total Count
1ST UNITED CORP Financials 1 1 0 0 1 0 0 0 0 0 0 0 18-Feb-21
ACADIA PHARMACEUTICALS INC Health Care 1 1 1 1 1 0 1 0 0 0 0 0 06-Jan-21 Communication ACTIVISION BLIZZARD INC 1 0 0 0 0 0 1 0 0 0 1 1 09-Mar-21 Services ADVANCED MICRO DEVICES INC Information Technology 1 0 0 0 0 0 0 0 1 1 1 0 12-Feb-21
AECOM Industrials 1 0 0 0 0 1 0 0 0 0 0 0 10-Feb-21
AGCO CORPORATION Industrials 2 2 1 0 0 0 1 1 1 1 0 0 22-Feb-21
AGILENT TECH INC Health Care 1 1 0 0 0 0 0 1 0 1 0 0 24-Feb-21
ALFA SAB DE CV Industrials 1 1 1 1 1 0 1 1 1 1 1 1 01-Mar-21
ALIGN TECHNOLOGY INC Health Care 1 1 0 1 1 0 0 0 0 1 1 0 18-Mar-21
ALMACENES EXITO SA Consumer Staples 2 2 1 0 1 1 1 1 1 2 0 1 22-Mar-21
ALPEK SAB DE CV Materials 1 1 1 1 1 1 1 1 0 1 1 1 24-Feb-21
AMAZON.COM INC Consumer Discretionary 1 0 1 0 0 0 0 0 0 1 1 0 15-Jan-21
AMERICAN EXPRESS COMPANY Financials 1 1 0 0 0 0 0 0 0 0 0 0 16-Feb-21
AMERIPRISE FINANCIAL INC Financials 1 0 0 0 0 0 1 1 1 1 1 1 09-Mar-21
AMERISOURCEBERGEN CORP Health Care 4 1 1 1 0 3 3 1 0 0 0 2 18-Mar-21
AMGEN INC Health Care 1 1 1 1 1 0 0 1 1 0 1 0 10-Mar-21
AMN HLTHCARE SERV INC Health Care 1 1 1 0 1 0 0 0 0 1 1 0 19-Jan-21
ANALOG DEVICES INC Information Technology 1 0 0 0 0 0 0 1 0 1 0 0 22-Feb-21
ANAPLAN INC Information Technology 1 0 1 0 0 1 0 0 0 0 0 0 04-Feb-21
ANTHEM INC Health Care 1 1 1 0 1 0 0 0 1 0 0 1 08-Jan-21
APPLE INC Information Technology 2 1 0 0 0 1 1 0 0 0 0 0 11-Feb-21
ARCH RESOURCES INC Energy 1 0 0 0 1 0 0 1 0 0 0 0 25-Mar-21
ARCHER DANIELS MIDLAND CO Consumer Staples 1 0 1 0 1 0 0 1 0 1 1 0 12-Jan-21
ARENA PHARMACEUTICALS INC Health Care 1 1 1 0 1 0 0 0 0 0 0 0 18-Mar-21
ARROW ELECTRONICS INC Information Technology 1 1 0 0 0 0 1 1 0 1 1 0 15-Jan-21
ARROWHEAD PHARMACEUTICALS INC Health Care 1 1 0 0 0 0 1 0 0 0 0 0 09-Mar-21
ARTISAN PARTNERS ASSET MANAGEMEN Financials 1 0 0 0 0 0 1 0 0 0 0 0 02-Mar-21
ATHERSYS INC Health Care 1 1 0 0 0 1 0 0 0 0 0 0 09-Feb-21
ATLANTIC POWER Utilities 1 0 1 0 1 0 0 0 0 0 0 0 11-Mar-21
ATMOS ENERGY CORP Utilities 2 0 0 0 1 0 0 2 1 2 0 0 05-Mar-21
AVNET INC Information Technology 1 0 0 1 0 0 1 1 0 1 0 0 31-Mar-21 Communication AXTEL SAB DE CV 1 1 1 0 1 1 0 1 1 1 0 0 09-Mar-21 Services BALL CORP Materials 1 0 0 0 0 0 0 1 1 1 0 0 01-Mar-21
BANCO BRADESCO SA Financials 1 1 1 0 0 1 0 1 1 1 0 0 17-Feb-21
BANCO DE BOGOTA SA Financials 1 1 0 0 1 0 0 1 0 1 0 0 17-Mar-21
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Americas Engagements
Management
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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G G G G G G G E E E S S LastEngagement Date Company Name Sector Engagement Total Count
BANCO DE CHILE Financials 1 1 0 0 1 1 0 1 1 1 0 0 10-Mar-21
BANCO DO BRASIL SA Financials 1 1 1 1 1 1 1 1 1 1 1 1 21-Jan-21
BANK OF MARIN BANCORP Financials 1 0 0 1 0 1 1 0 0 0 0 0 17-Feb-21
BANK OF NEW YORK MELLON CORP/THE Financials 1 0 1 0 1 0 0 1 1 1 0 0 22-Mar-21
BERKSHIRE HILLS BANCORP INC. Financials 1 0 1 0 1 0 1 1 1 1 1 1 07-Jan-21
BEYOND AIR INC Health Care 1 1 0 0 0 0 0 0 0 0 0 0 01-Mar-21
BLACKBAUD INC Information Technology 1 1 0 0 0 0 1 0 0 0 0 0 07-Jan-21
BLUCORA INC Financials 2 0 1 0 2 0 0 1 1 1 1 1 22-Feb-21
BOLSA DE VALORES DE COLOMBIA SA Financials 2 2 0 0 2 2 0 2 2 2 0 0 12-Mar-21
BR MALLS PARTICIPACOES SA Real Estate 1 0 0 1 1 0 1 0 0 1 0 0 29-Jan-21
BRASKEM SA Materials 2 1 2 0 2 0 0 1 2 2 0 2 26-Mar-21
BROADCOM INC Information Technology 4 0 0 1 0 0 3 2 1 3 1 1 25-Mar-21
BUNGE LTD Consumer Staples 1 0 1 0 0 0 0 1 0 0 0 0 08-Mar-21
BURLINGTON STORES INC Consumer Discretionary 1 1 1 0 0 1 1 1 0 1 1 0 10-Feb-21
CABOT CORP Materials 1 0 0 0 0 0 0 1 0 0 0 0 18-Feb-21
CALLAWAY GOLF CO Consumer Discretionary 1 0 0 0 1 0 0 0 0 0 0 0 22-Feb-21
CAP SA Materials 1 1 1 0 0 0 0 1 1 1 1 0 26-Mar-21
CAPITAL ONE FIN CORP Financials 1 0 1 0 1 0 1 1 1 1 1 1 01-Mar-21
CARDINAL HEALTH INC Health Care 1 0 1 0 0 0 1 0 1 0 1 1 09-Feb-21 Communication CARDLYTICS INC 1 1 1 0 0 1 1 0 0 1 1 0 07-Jan-21 Services CARGOJET INC Industrials 1 0 0 0 0 0 0 0 1 0 0 0 15-Mar-21
CARNIVAL CORP Consumer Discretionary 2 0 0 0 0 0 1 1 0 1 0 0 12-Mar-21
CCR SA Industrials 1 1 1 0 0 1 0 1 1 1 0 1 19-Mar-21
CELANESE CORP Materials 1 0 0 0 0 0 0 0 0 1 0 0 22-Mar-21
CELSIA SA ESP Utilities 1 1 1 0 1 1 0 1 1 1 0 0 04-Mar-21
CELSIUS HOLDINGS INC Consumer Staples 1 1 1 0 0 1 0 0 0 1 0 0 31-Mar-21
CEMENTOS ARGOS SA Materials 2 1 1 0 1 1 0 2 2 2 0 1 16-Mar-21
CEMEX SAB DE CV Materials 1 1 1 0 1 1 0 1 1 1 0 0 02-Mar-21
CENTRAIS ELETRICAS BRASILEIRAS SA Utilities 1 0 1 1 1 0 0 1 1 1 0 0 29-Jan-21
CEVA INC. Information Technology 1 1 0 0 0 0 1 1 0 0 1 0 20-Jan-21 CHARLES RIVER LABORATORIES INTERNATIONAL Health Care 1 1 1 0 1 0 1 0 1 0 0 0 11-Jan-21 INC CHEMOURS COMPANY Materials 1 0 0 0 0 0 0 1 0 0 0 0 29-Mar-21
CHEVRON CORP Energy 2 1 2 1 2 0 0 2 2 2 0 0 29-Mar-21
CIMAREX ENERGY CO. Energy 1 1 0 0 1 0 0 1 0 1 0 1 13-Jan-21 Communication CINEMARK HOLDINGS INC 1 1 1 0 1 0 1 0 0 0 1 0 21-Jan-21 Services
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Americas Engagements
Management
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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G G G G G G G E E E S S LastEngagement Date Company Name Sector Engagement Total Count
CLEARFIELD INC Information Technology 1 1 0 0 1 0 1 1 0 1 0 0 19-Feb-21
CLEARWAY ENERGY INC Utilities 1 0 1 0 0 0 0 1 1 1 1 1 15-Jan-21
CLOVIS ONCOLOGY INC Health Care 1 1 1 0 1 0 1 1 0 0 0 0 31-Mar-21
CMS ENERGY CORP Utilities 1 1 0 1 1 0 0 1 1 1 1 0 22-Feb-21
COCA-COLA CO Consumer Staples 1 0 1 0 0 0 0 0 0 1 0 0 23-Mar-21
COCA-COLA FEMSA SAB DE CV Consumer Staples 1 1 1 1 1 1 0 1 1 1 0 0 10-Mar-21
COMMERCIAL METALS COMPANY Materials 1 0 0 0 1 0 0 1 1 1 0 0 06-Jan-21
COMMSCOPE HOLDING CO INC Information Technology 1 1 0 0 0 0 1 1 0 1 1 0 04-Feb-21 Communication COMSCORE INC 1 1 0 0 1 0 0 0 0 0 1 0 04-Mar-21 Services CONSTRUCTORA CONCONCRETO SA Industrials 1 1 0 0 1 1 0 0 0 1 0 1 19-Mar-21
CONTROLADORA NEMAK SAB DE CV Consumer Discretionary 1 1 0 1 1 1 0 0 0 1 0 0 26-Feb-21
COOPER COMPANIES INC Health Care 1 0 0 0 0 0 0 1 0 1 0 0 18-Feb-21
CORELOGIC INC Industrials 1 0 0 0 1 0 0 0 0 0 0 0 17-Feb-21
CORNING INC Information Technology 1 0 0 0 0 0 0 1 0 1 0 0 24-Feb-21
CORPORACION FINANCIERA COLOMBIAN Financials 1 1 1 0 0 1 0 1 1 1 0 0 04-Mar-21
CORPORACION MOCTEZUMA SAB DE CV Materials 1 1 1 0 0 1 0 1 1 1 0 1 22-Mar-21
COSAN LTD Energy 1 0 0 1 1 1 0 0 0 1 0 0 14-Jan-21
CREDICORP Financials 1 0 1 0 1 0 0 1 1 1 0 1 19-Mar-21
CRYOPORT INC Health Care 1 1 1 0 1 0 1 0 1 0 0 0 11-Feb-21
CYDSA SAB DE CV Materials 1 1 0 1 1 1 0 1 1 1 0 1 05-Mar-21
DANAHER CORPORATION Health Care 1 0 1 1 1 0 0 1 0 0 1 0 24-Feb-21
DEERE & CO Industrials 1 0 0 0 0 0 0 1 1 0 0 1 18-Feb-21
DIGI INTL INC. Information Technology 2 2 0 0 0 0 0 0 0 0 0 0 04-Mar-21
DOCUSIGN INC Information Technology 1 1 0 0 0 1 1 0 0 0 0 0 05-Jan-21
DOLLAR TREE INC Consumer Discretionary 1 1 1 0 0 0 1 1 0 0 1 0 16-Mar-21
DOMINOS PIZZA INC Consumer Discretionary 1 0 1 0 0 0 0 1 0 0 0 1 15-Mar-21
DOREL IND INC. Consumer Discretionary 1 0 0 0 1 0 0 0 0 0 0 0 10-Feb-21
DOUGLAS EMMETT INC Real Estate 1 0 0 0 0 0 1 0 0 1 0 0 16-Mar-21
DYNAVAX TECHNOLOGIES CORP Health Care 1 1 0 1 1 0 1 0 1 0 0 0 27-Jan-21
EAGLE BANCORP INC Financials 1 0 0 0 0 0 1 0 0 0 0 0 01-Feb-21
EAGLE PHARMACEUTICALS INC Health Care 1 1 1 0 0 0 1 0 1 0 0 0 26-Jan-21
ECOPETROL SA Energy 1 1 1 1 1 1 0 1 1 1 0 1 19-Feb-21
EDITAS MEDICINE INC Health Care 1 1 0 1 1 0 0 0 0 0 0 0 10-Mar-21
EDP ENERGIAS DO BRASIL SA Utilities 1 1 0 1 0 1 0 1 1 1 0 0 26-Jan-21
EL PUERTO DE LIVERPOOL SAB DE CV Consumer Discretionary 1 1 1 0 1 1 0 1 1 1 0 1 10-Mar-21
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Americas Engagements
Management
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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G G G G G G G E E E S S LastEngagement Date Company Name Sector Engagement Total Count Communication ELECTRONIC ARTS INC 1 1 1 0 0 1 1 1 0 1 1 0 09-Feb-21 Services ELEMENT SOLUTIONS INC Materials 1 0 0 0 0 0 0 1 1 1 0 0 05-Mar-21
ELF BEAUTY INC Consumer Staples 1 0 0 0 0 1 1 0 0 0 1 0 22-Mar-21
EMCORE CORP Information Technology 1 1 0 0 1 0 1 0 1 1 0 0 05-Mar-21 Communication EMPRESA DE TELECOMUNICACIONES DE BOGOTA 1 1 1 0 1 1 0 1 1 1 0 0 09-Mar-21 Services ENANTA PHARMACEUTICALS INC Health Care 1 1 0 0 0 0 1 0 0 0 0 0 19-Feb-21
ENPRO IND INC Industrials 1 1 0 0 0 0 1 1 0 0 1 0 12-Jan-21
EQUITABLE HOLDINGS INC Financials 1 1 1 0 1 0 0 1 1 1 0 0 25-Mar-21
ETSY INC Consumer Discretionary 1 1 1 0 0 0 1 1 0 0 1 1 02-Feb-21
EVERCORE INC Financials 1 0 0 0 0 0 0 0 0 0 1 0 04-Mar-21
EVEREST RE GROUP LTD Financials 1 1 1 0 1 0 1 1 1 1 1 1 18-Feb-21
EXXON MOBIL CORP Energy 4 4 2 1 4 0 0 4 0 1 0 3 31-Mar-21
F5 NETWORKS INC Information Technology 2 0 0 0 0 0 0 1 0 2 0 0 03-Mar-21 Communication FACEBOOK INC 1 0 0 0 0 1 0 0 0 0 0 0 23-Mar-21 Services FASTENAL CO Industrials 1 0 0 0 0 0 0 0 0 0 1 1 04-Feb-21
FINANCIAL INSTITUTIONS INC. Financials 1 1 1 0 1 1 0 1 1 1 0 0 29-Mar-21
FIRST FINANCIAL BANCORP Financials 1 0 0 0 0 0 1 0 0 0 0 0 11-Jan-21
FIRST HORIZON CORP (TENNESSEE) Financials 1 0 1 0 1 0 1 1 1 1 1 1 27-Jan-21
FIRST MIDWEST BANCORP INC / IL Financials 1 0 0 0 0 0 1 0 0 0 0 0 13-Jan-21
FIRST REPUBLIC BANK Financials 1 0 1 0 1 0 1 1 1 1 1 1 05-Feb-21
FLEXION THERAPEUTICS INC Health Care 1 1 0 1 1 0 1 0 0 0 1 1 25-Jan-21
FMC CORP Materials 1 0 0 0 1 0 0 1 1 1 1 0 20-Jan-21
FOMENTO ECONOMICO MEXICANO SAB DE CV Consumer Staples 1 1 0 0 1 1 0 0 0 1 0 1 12-Mar-21
FORD MOTOR COMPANY Consumer Discretionary 1 0 1 0 0 0 0 1 0 0 1 1 11-Feb-21
FORTUNE BRANDS HOME & SECURITY INC Industrials 1 0 0 0 0 0 0 0 1 0 0 0 29-Mar-21
FORWARD IND, INC. Consumer Discretionary 1 0 0 0 0 0 1 0 0 0 0 0 10-Feb-21
FPC PAR CORRETORA DE SEGUROS SA Financials 1 0 0 0 1 0 1 0 0 1 0 0 26-Mar-21
FRANKLIN RESOURCES INC Financials 1 0 1 0 1 0 0 1 1 1 1 1 29-Jan-21 Communication GANNETT CO INC 1 1 0 0 1 1 1 0 0 0 1 0 12-Feb-21 Services GENERAL MILLS INC Consumer Staples 1 1 1 0 0 0 1 1 0 0 1 1 04-Mar-21
GERDAU SA Materials 1 0 0 0 0 0 1 0 1 1 0 1 29-Mar-21
G-III APPAREL GROUP LTD Consumer Discretionary 1 1 1 0 1 0 1 0 0 0 0 1 19-Feb-21
GLOBAL BLOOD THERAPEUTICS INC Health Care 1 1 1 0 0 0 1 0 0 0 1 0 22-Feb-21 Communication GOGO INC 2 1 0 0 1 1 1 2 0 2 1 0 22-Jan-21 Services GOL LINHAS AEREAS INTELIGENTES S Industrials 2 0 2 1 2 0 0 1 1 2 0 1 31-Mar-21
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Americas Engagements
Management
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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G G G G G G G E E E S S LastEngagement Date Company Name Sector Engagement Total Count
GREENBRIER CO INC Industrials 1 1 0 0 0 0 1 1 0 0 0 0 05-Jan-21
GRIFFON CORP Industrials 1 0 0 0 0 0 1 0 0 0 0 0 21-Jan-21
GROCERY OUTLET HOLDING CORP Consumer Staples 1 1 0 0 1 0 0 1 0 1 1 0 03-Mar-21
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV Industrials 1 1 1 1 1 1 1 1 1 1 1 1 22-Feb-21
GRUPO AEROPORTUARIO DEL SURESTE SAB DE CV Industrials 1 1 1 1 1 1 1 1 1 1 1 1 15-Jan-21
GRUPO ARGOS SA Materials 2 1 1 0 1 1 0 2 2 2 1 1 15-Mar-21
GRUPO CEMENTOS DE CHIHUAHUA SAB DE CV Materials 1 1 0 1 1 0 0 1 1 1 0 1 11-Mar-21
GRUPO DE INVERSIONES SURAMERICANA SA Financials 1 0 0 1 0 1 0 1 1 1 0 1 01-Mar-21
GRUPO FINANCIERO BANORTE SAB DE CV Financials 1 1 1 1 1 1 1 1 1 1 1 1 30-Mar-21
GRUPO LAMOSA Industrials 1 1 1 1 1 1 0 1 0 1 0 0 24-Feb-21
GRUPO NUTRESA SA Consumer Staples 1 1 1 0 1 0 1 1 1 1 0 1 02-Mar-21
GRUPO SECURITY SA Financials 2 2 1 2 2 2 1 1 1 2 1 1 29-Mar-21 Communication GRUPO TELEVISA SAB 1 1 0 1 1 1 0 0 1 1 0 1 12-Mar-21 Services GUARDANT HEALTH INC Health Care 1 1 1 0 1 0 1 0 1 0 0 0 26-Feb-21
HAEMONETICS CORP Health Care 1 1 1 0 1 1 1 0 0 0 1 0 13-Jan-21
HANCOCK WHITNEY CORP Financials 1 1 0 0 1 0 0 1 1 1 1 1 08-Feb-21
HCA HEALTHCARE INC Health Care 1 0 1 1 0 0 0 0 1 0 1 0 22-Jan-21
HEICO CORP Industrials 1 1 0 0 0 0 0 0 0 0 0 0 08-Mar-21
HERBALIFE LTD Consumer Staples 1 1 1 0 0 0 1 1 0 1 1 0 25-Feb-21
HESS CORPORATION Energy 1 0 0 0 1 0 0 0 0 0 0 0 18-Feb-21
HEWLETT PACKARD ENTERPRISE CO Information Technology 1 1 0 0 1 0 1 1 0 0 1 0 01-Feb-21
HOVNANIAN ENT Consumer Discretionary 1 1 0 0 0 0 1 0 0 0 0 0 24-Mar-21
HP INC Information Technology 1 0 1 1 1 0 1 0 0 0 1 0 06-Jan-21
HUDBAY Materials 1 1 0 0 0 0 0 1 1 1 0 1 05-Jan-21
HUNTINGTON BANCSHARES INC Financials 1 0 0 1 1 0 1 1 1 1 0 0 31-Mar-21
ILLINOIS TOOL WORKS INC Industrials 1 1 0 0 0 0 0 1 1 1 1 0 22-Feb-21
INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Utilities 1 1 0 1 1 1 0 1 1 1 0 1 11-Mar-21
INOTIV INC Health Care 1 1 0 0 0 0 0 0 0 0 0 0 19-Mar-21
INTERCEPT PHARMACEUTICALS INC Health Care 1 1 1 1 0 0 1 0 0 0 1 0 04-Feb-21
INTERCONNECTION ELECTRIC SA ESP Utilities 1 1 1 1 1 1 0 1 1 1 0 0 10-Mar-21
INTERDIGITAL INC Information Technology 1 0 1 0 1 0 1 0 1 0 1 0 29-Jan-21
INTERNATIONAL FLAVORS & FRAGRANCES INC Materials 1 0 0 0 1 0 0 0 0 0 0 0 11-Feb-21
INTEVAC INC Information Technology 1 1 0 0 0 0 0 1 0 1 1 0 25-Jan-21
INVACARE CORP Health Care 1 1 1 1 1 0 0 0 0 0 1 0 08-Feb-21
IQVIA HOLDINGS INC Health Care 1 0 0 0 0 0 1 1 0 0 0 0 29-Mar-21
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Americas Engagements
Management
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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G G G G G G G E E E S S LastEngagement Date Company Name Sector Engagement Total Count
JB HUNT TRANSPORT SERVICES INC Industrials 1 0 0 0 0 0 0 1 0 0 0 0 30-Mar-21
JEFFERIES FINANCIAL GROUP INC Financials 1 0 0 0 0 0 1 0 0 0 0 0 15-Jan-21
JPMORGAN CHASE & CO Financials 3 2 1 2 2 0 0 2 2 2 3 2 09-Feb-21
KAISER ALUMINUM CORPORATION Materials 1 1 0 1 1 0 0 1 1 1 0 0 06-Jan-21
KEYCORP Financials 1 1 1 1 1 0 1 1 1 1 1 1 04-Mar-21
KIMBERLY CLARK DE MEXICO SAB DE CV Consumer Staples 1 1 1 1 1 1 0 1 1 1 0 1 19-Feb-21
KINROSS GOLD CORP Materials 1 1 0 0 0 0 1 1 1 1 0 0 26-Jan-21
KLABIN SA Materials 2 2 1 0 0 1 1 0 0 1 0 0 16-Feb-21
KOHLS CORP Consumer Discretionary 1 1 1 0 1 0 1 0 0 0 0 0 10-Mar-21
KRAFT HEINZ CO Consumer Staples 1 1 1 0 1 0 1 1 0 1 1 0 08-Jan-21
LANNETT CO INC Health Care 1 1 0 0 0 0 1 0 0 0 0 0 21-Jan-21
LAREDO PETROLEUM INC Energy 1 1 0 0 0 1 0 1 1 1 0 0 10-Mar-21
LAURENTIAN BANK Financials 1 0 1 1 1 0 0 1 1 1 1 1 20-Jan-21
LCI INDUSTRIES Consumer Discretionary 1 1 1 0 0 0 0 0 0 0 1 0 15-Mar-21
LENDINGCLUB CORP Financials 1 0 1 0 0 0 1 1 1 1 1 0 17-Feb-21
LENNAR CORP Consumer Discretionary 1 1 1 0 0 0 1 0 0 0 1 0 23-Mar-21
LINCOLN ELECTRIC HOLDINGS INC Industrials 1 0 0 0 0 0 0 1 1 1 0 0 23-Feb-21
LOCALIZA RNT CAR Industrials 1 1 1 1 1 1 1 1 1 1 0 0 01-Mar-21
LOCAWEB SERVICOS DE INTERNET SA Information Technology 1 0 0 1 1 1 1 0 0 1 0 0 14-Jan-21
LOWES COMPANIES INC Consumer Discretionary 1 1 1 0 0 0 0 1 0 1 1 1 06-Jan-21 Communication LUMEN TECHNOLOGIES INC 1 0 0 0 0 1 1 1 0 1 0 0 11-Mar-21 Services MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC Information Technology 1 1 0 0 0 1 1 0 0 0 0 0 01-Mar-21
MARATHON PETROLEUM CORP Energy 1 0 1 0 0 0 0 0 0 0 0 0 17-Mar-21
MATSON INC Industrials 2 1 0 0 0 0 0 2 1 1 0 0 26-Mar-21
MATTHEWS INTL CORP Industrials 1 1 0 0 0 0 0 1 0 0 1 0 08-Feb-21
MAXLINEAR INC Information Technology 1 1 0 0 0 1 0 0 0 1 0 0 04-Feb-21
MCBC HOLDINGS Consumer Discretionary 1 1 1 0 1 0 0 0 0 1 1 1 16-Feb-21
MCDONALDS CORP Consumer Discretionary 1 0 1 0 0 0 1 1 0 1 1 0 11-Jan-21
MCKESSON CORP Health Care 1 1 1 0 0 0 0 0 1 0 1 1 11-Feb-21
MDC HOLDINGS INC Consumer Discretionary 1 1 1 1 1 0 1 0 0 1 1 0 11-Jan-21
MEDNAX INC Health Care 1 1 1 0 1 0 1 0 0 0 1 0 28-Jan-21
MERIDIAN BIOSCIENCE INC. Health Care 1 0 0 0 0 0 1 0 0 0 0 0 20-Jan-21
METHANEX CORP Materials 1 1 0 0 0 0 0 1 1 1 1 0 10-Mar-21
MGIC INVESTMENT CORPORATION Financials 1 1 0 0 1 1 1 1 1 1 1 1 24-Feb-21
MICRON TECHNOLOGY INC Information Technology 2 0 0 0 0 0 1 2 0 0 0 0 19-Feb-21
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Americas Engagements
Management
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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G G G G G G G E E E S S LastEngagement Date Company Name Sector Engagement Total Count
MINEROS SA Materials 2 1 1 0 1 2 0 2 2 2 1 2 12-Mar-21
MKS INSTRUMENTS INC Information Technology 2 1 0 0 0 1 1 1 0 1 2 0 08-Jan-21
MODERNA INC Health Care 1 0 0 0 0 0 0 0 1 1 1 1 25-Mar-21
MOHAWK IND INC Consumer Discretionary 1 1 1 0 0 0 0 1 0 0 0 0 26-Feb-21
MONOLITHIC POWER Information Technology 2 1 0 0 0 1 1 1 1 2 1 0 22-Jan-21
MOODYS CORP Financials 3 1 2 0 3 1 1 3 3 3 2 2 30-Mar-21
MOTOROLA SOLUTIONS INC Information Technology 1 1 0 0 0 0 1 1 0 0 0 0 16-Mar-21
MUELLER IND INC Industrials 1 0 0 0 1 0 0 1 0 1 0 0 28-Jan-21
NATIONAL FUEL GAS CO Utilities 3 0 0 0 0 0 0 3 2 2 0 0 09-Mar-21
NATIONAL INSTRUMENTS CORP Information Technology 1 0 0 0 0 0 0 0 0 1 0 0 12-Feb-21
NEMAK SAB DE CV Consumer Discretionary 1 1 0 0 1 1 0 0 0 1 0 0 26-Feb-21
NEOLEUKIN THERAPEUTICS INC Health Care 1 0 0 0 0 0 1 0 0 0 0 0 15-Mar-21
NETAPP INC Information Technology 1 0 0 0 1 1 1 0 1 0 1 0 29-Jan-21 Communication NEXSTAR MEDIA GROUP INC 1 1 1 1 0 1 1 0 0 1 1 0 26-Mar-21 Services NIKE INC Consumer Discretionary 1 1 1 0 0 0 1 1 0 0 1 1 21-Jan-21
NORDSON CORP Industrials 1 1 0 0 0 0 0 0 1 0 0 0 19-Feb-21
NORTHEAST BANK Financials 1 0 1 0 1 0 1 1 1 1 1 1 06-Jan-21
NOTRE DAME INTERMEDICA PARTICIPACOES SA Health Care 2 2 2 1 1 2 0 1 1 2 1 1 02-Mar-21
OCWEN FIN CORP Financials 1 0 0 0 0 0 1 0 0 0 0 0 22-Feb-21
ODP CORP Consumer Discretionary 1 1 1 0 0 0 0 1 0 1 1 1 17-Feb-21
OFG BANCORP Financials 2 0 2 0 2 0 2 2 2 2 2 2 25-Feb-21
OLIN CORP Materials 1 0 0 0 0 0 0 1 0 0 0 0 10-Mar-21
OMNICELL INC Health Care 1 1 1 0 1 0 0 0 1 0 0 0 25-Feb-21
ON SEMICONDUCTOR CORP Information Technology 2 0 0 0 0 0 0 2 0 2 0 0 26-Mar-21
ONE STOP SYSTEMS INC Information Technology 1 1 0 0 0 0 0 0 0 0 0 0 26-Jan-21
ONEX CORP Financials 1 0 0 0 1 1 1 1 1 1 1 1 08-Mar-21
ORBIA ADVANCE CORPORATION SAB DE CV Materials 2 1 1 2 2 2 1 1 1 2 1 1 15-Feb-21
OREILLY AUTOMOTIVE INC Consumer Discretionary 1 1 1 0 0 0 1 0 0 1 1 0 18-Feb-21
ORGANIZACION DE INGENIERIA INTERNACIONAL SA Industrials 1 1 0 1 1 1 1 1 0 1 1 1 12-Jan-21
ORGANIZACION TERPEL SA Consumer Discretionary 1 1 0 1 1 0 0 1 1 1 0 0 01-Feb-21
ORRSTOWN FINANCIAL SERVICES INC Financials 1 0 0 0 0 0 1 0 0 0 0 0 09-Feb-21
OTTER TAIL CORP Utilities 1 0 1 0 1 0 0 1 1 0 0 1 30-Mar-21
PACKAGING CORP OF AMERICA Materials 1 0 0 0 0 0 0 1 0 0 0 0 31-Mar-21
PAMPA ENERGIA SA Utilities 1 0 0 1 1 1 0 1 1 1 0 0 15-Jan-21
PELOTON INTERACTIVE INC Consumer Discretionary 1 0 1 0 0 1 0 0 0 0 0 0 25-Feb-21
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BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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G G G G G G G E E E S S LastEngagement Date Company Name Sector Engagement Total Count
PENNS WOODS BANC Financials 1 1 0 1 0 0 1 0 0 0 0 0 02-Feb-21
PETMED EXPRESS Consumer Discretionary 1 1 1 0 1 0 1 0 0 1 1 0 23-Mar-21
PETROBRAS DISTRIBUIDORA SA Consumer Discretionary 1 0 0 1 1 1 0 1 1 1 0 1 23-Mar-21
PETROLEO BRASILEIRO SA PETROBRAS Energy 1 1 0 1 1 1 0 1 1 1 1 1 18-Mar-21
PILGRIMS PRIDE CORP Consumer Staples 1 0 1 0 0 0 0 0 0 1 1 0 14-Jan-21
PIONEER NAT RES CO Energy 1 0 1 1 1 0 1 1 1 1 1 0 07-Jan-21
PLUG POWER INC Industrials 1 1 0 0 0 0 1 1 1 1 0 0 28-Jan-21
PLURALSIGHT INC Information Technology 2 0 0 0 2 0 0 0 0 0 0 0 26-Feb-21
PNM RESOURCES INC Utilities 1 0 1 0 1 0 0 1 0 1 1 1 26-Jan-21
PPL CORP Utilities 1 0 0 0 1 0 0 0 0 0 0 0 18-Mar-21
PROASSURANCE CORPORATION Financials 1 0 0 0 0 0 1 0 0 0 0 0 08-Feb-21
PROLOGIS INC Real Estate 1 0 0 0 0 0 1 0 0 1 1 1 23-Feb-21
PROMIGAS SA ESP Utilities 1 1 0 0 1 1 0 1 0 1 0 0 04-Mar-21
PULTE GROUP INC Consumer Discretionary 1 1 1 0 1 0 0 1 0 0 1 0 15-Mar-21
PURE STORAGE INC Information Technology 2 0 0 0 0 1 0 2 0 2 1 0 22-Jan-21
PVH CORP Consumer Discretionary 1 1 1 0 0 0 0 0 0 0 1 0 15-Mar-21
R1 RCM INC Health Care 1 1 1 0 0 0 0 0 0 0 1 0 22-Jan-21
RAMBUS INC Information Technology 1 0 0 0 1 1 0 0 0 0 1 0 17-Mar-21
RAYMOND JAMES FINANCIAL INC. Financials 1 0 1 0 1 0 0 1 1 1 0 0 10-Mar-21
RAYTHEON COMPANY Industrials 1 0 0 0 0 0 1 0 1 0 0 0 11-Feb-21
REDWOOD TRUST INC Financials 1 0 1 0 0 0 1 0 0 0 1 0 27-Jan-21
REGENERON PHARMACEUTICALS INC. Health Care 1 0 0 0 0 0 1 0 0 0 0 0 23-Feb-21
REGIONAL MANAGEMENT CORP Financials 1 0 0 1 0 0 1 0 0 0 0 0 20-Jan-21
REINSURANCE GROUP OF AMERICA IN Financials 1 0 0 0 1 0 1 0 0 0 0 0 30-Mar-21
ROYAL BANK OF CANADA Financials 2 0 2 0 2 0 1 2 2 2 2 2 22-Mar-21
S&P GLOBAL INC Financials 1 1 1 0 1 1 1 1 1 1 1 1 25-Feb-21
SANDERSON FARMS, INC. Consumer Staples 1 1 1 0 0 0 0 1 0 1 1 0 02-Feb-21
SANMINA CORP Information Technology 1 1 0 1 0 0 1 0 0 0 0 0 05-Mar-21
SCANSOURCE, INC. Information Technology 2 0 0 0 0 0 2 1 0 1 1 0 11-Mar-21
SCIENTIFIC GAMES CORP Consumer Discretionary 1 0 0 0 0 1 1 0 0 1 1 0 22-Mar-21
SIMMONS FIRST NTL CORP Financials 1 0 0 0 0 0 1 0 0 0 0 0 09-Feb-21
SIMULATIONS PLUS Health Care 1 1 0 0 0 0 1 0 0 0 0 0 17-Feb-21
SL GREEN REALTY CORP. Real Estate 1 0 0 0 0 0 1 0 0 1 1 1 23-Feb-21 Communication SMILES SA 2 0 2 0 1 1 0 0 0 2 0 1 26-Feb-21 Services SOCIEDAD QUIMICA Y MINERA DE CHILE SA Materials 1 0 1 1 1 1 0 1 1 1 0 1 05-Jan-21
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Americas Engagements
Management
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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G G G G G G G E E E S S LastEngagement Date Company Name Sector Engagement Total Count
SPIRE INC Utilities 1 1 0 0 1 0 0 1 1 1 1 0 20-Jan-21
STARBUCKS CORP Consumer Discretionary 2 2 1 0 0 0 2 1 0 1 1 2 12-Mar-21
STARWOOD PROPERTY TRUST INC Financials 1 1 0 0 0 0 0 0 0 1 0 0 18-Mar-21
STONECO LTD Information Technology 1 0 0 1 1 0 0 0 0 1 0 0 04-Feb-21
SUN HYDRAULICS CORPORATION Industrials 1 1 0 0 0 0 0 1 1 1 1 0 11-Jan-21
SUNSTONE HOTEL Real Estate 1 1 0 0 0 0 0 0 0 0 0 0 17-Mar-21
SUZANO PAPEL E CELULOSE SA Materials 1 0 1 0 1 0 0 1 0 1 0 1 25-Feb-21
SYNOPSYS INC Information Technology 1 0 0 0 0 0 0 0 0 1 0 0 22-Mar-21
TANDEM DIABETES CARE INC Health Care 1 1 1 0 0 0 1 0 1 0 0 0 21-Jan-21
TANGER FACTORY OUTLET CENTERS INC Real Estate 1 1 1 1 0 0 0 0 0 0 0 0 03-Feb-21 Communication TELECOM ARGENTINA SA 1 1 1 1 1 1 1 1 1 1 1 1 05-Feb-21 Services TEXAS INSTRUMENTS INC Information Technology 4 0 0 0 0 1 0 3 0 1 0 0 16-Mar-21
TIDEWATER INC Energy 1 0 1 1 1 0 0 1 0 0 1 1 26-Mar-21 Communication TIM PARTICIPACOES SA 1 0 0 0 0 0 1 0 0 1 0 0 10-Mar-21 Services TORONTO-DOMINION BANK/THE Financials 1 1 1 0 1 0 1 1 1 1 0 0 08-Mar-21
TOTVS SA Information Technology 2 0 1 0 0 0 2 0 0 2 0 0 31-Mar-21
TRANSACT TECH INC Information Technology 1 0 0 0 1 0 1 0 0 0 0 0 31-Mar-21
TRANSDIGM GROUP INC Industrials 1 1 0 0 0 1 0 1 1 1 1 0 03-Mar-21
TRANSMISSORA ALIANCA DE ENERGIA Utilities 1 1 1 1 1 1 0 1 1 1 0 0 05-Feb-21
TREEHOUSE FOODS INC Consumer Staples 1 1 1 0 0 0 1 1 0 1 1 0 29-Jan-21
TRINSEO SA Materials 1 1 0 1 0 0 0 0 1 0 0 1 11-Feb-21
TUPPERWARE BRANDS CORP Consumer Discretionary 1 1 1 0 1 0 1 1 1 0 1 0 09-Feb-21
TYSON FOODS INC Consumer Staples 1 0 1 0 0 1 0 1 0 1 1 0 21-Jan-21
ULTRAGENYX PHARMACEUTICAL INC Health Care 1 1 1 0 0 0 1 0 0 0 1 0 24-Feb-21
ULTRAPAR PARTICIPACOES SA Energy 2 2 2 2 2 2 0 2 2 2 0 0 08-Feb-21
UNION ANDINA DE CEMENTOS SAA Materials 1 1 1 0 0 0 0 1 1 1 0 0 08-Mar-21
UNITED NATURAL FOODS INC Consumer Staples 1 0 1 0 0 0 1 1 0 1 1 0 05-Jan-21
UNIVERSAL DISPLAY CORP Information Technology 1 1 0 0 0 0 1 1 0 1 0 0 17-Mar-21
UPWORK INC Industrials 1 1 0 0 1 0 1 0 0 1 1 0 16-Mar-21
US BANCORP Financials 1 1 1 0 0 1 0 1 1 1 0 0 30-Mar-21
US CONCRETE INC Materials 1 0 0 0 1 0 0 1 1 1 0 0 14-Jan-21
VALE SA Materials 6 4 5 3 3 4 1 0 1 5 1 3 12-Mar-21
VALLEY NTL BANCORP Financials 1 0 0 0 0 1 1 0 0 0 0 0 14-Jan-21
VERITIV CORP Industrials 1 1 0 0 0 1 0 1 1 0 0 0 19-Jan-21
VICI PROPERTIES INC Real Estate 1 1 1 0 0 1 0 0 0 0 0 0 19-Jan-21
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Americas Engagements
Management
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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G G G G G G G E E E S S LastEngagement Date Company Name Sector Engagement Total Count
VIRTUS INVESTMENT PARTNERS INC Financials 1 1 0 0 1 0 1 1 1 1 1 1 11-Jan-21 Communication VONAGE HOLDINGS CORP 2 0 0 1 1 0 0 1 0 1 1 0 22-Jan-21 Services VORNADO REALTY TRUST Real Estate 1 0 0 1 0 0 1 0 0 1 0 0 18-Feb-21
VULCAN MATERIALS COMPANY Materials 1 1 0 0 0 0 0 1 1 1 1 0 21-Jan-21
WADDELL & REED FINANCIAL INC Financials 1 0 0 0 1 0 1 0 0 0 0 0 18-Mar-21
WAL MART DE MEXICO SAB DE CV Consumer Staples 1 0 1 0 1 0 0 1 1 1 0 1 24-Feb-21
WALGREENS BOOTS ALLIANCE INC Consumer Staples 2 0 1 0 0 0 0 2 0 0 0 0 12-Mar-21
WALMART INC Consumer Staples 1 0 0 0 0 0 0 1 0 0 1 0 23-Feb-21 Communication WALT DISNEY CO 1 1 1 0 0 0 1 1 0 1 1 0 01-Mar-21 Services Communication WARNER MUSIC GROUP CORP 1 1 1 0 0 0 0 1 0 1 1 0 06-Jan-21 Services WELLS FARGO & COMPANY Financials 1 1 1 0 1 0 1 1 1 1 1 1 24-Feb-21
WESCO INTERNATIONAL INC Industrials 1 0 0 0 1 0 0 0 0 1 1 0 20-Jan-21
WEST FRASER TIMBER CO. Materials 1 0 0 0 0 0 0 1 0 0 0 0 25-Mar-21
WESTWOD Financials 1 0 0 0 0 0 1 0 0 0 0 0 20-Jan-21
XEROX HOLDINGS CORP Information Technology 1 1 0 0 1 0 0 1 0 1 1 0 13-Jan-21
XPO LOGISTICS INC Industrials 1 1 0 1 0 0 1 1 1 1 1 0 22-Jan-21
XYLEM INC (INDIANA) Industrials 1 1 0 0 0 0 0 1 1 1 1 0 13-Jan-21
ZAGG INC Consumer Discretionary 1 0 0 0 0 0 1 0 0 0 0 0 16-Feb-21
ZENDESK INC Information Technology 1 1 0 0 0 0 0 0 0 1 1 0 05-Mar-21
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Asia-Pacific Engagements
Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
77 BANK LTD/THE Financials 1 1 0 0 1 1 0 1 0 0 0 0 09-Mar-21
ADVANTEST CORP Information Technology 1 0 0 0 0 1 0 0 1 0 0 0 08-Feb-21
AEON CO LTD Consumer Staples 1 1 0 0 0 1 0 1 0 0 0 0 22-Feb-21
AEON MALL CO LTD Real Estate 1 1 0 0 1 1 0 1 0 0 0 0 25-Mar-21
AICHI BANK LTD/THE Financials 1 1 1 0 1 0 0 0 0 0 0 0 16-Feb-21
ALFRESA HOLDINGS CORP Health Care 1 1 1 0 1 1 0 0 0 0 0 0 17-Mar-21
AMP LTD Financials 1 1 1 0 1 1 1 0 0 0 0 1 22-Mar-21
ARISAWA MANUFACTURING CO LTD Information Technology 1 0 0 0 1 1 0 0 0 0 0 0 01-Feb-21
ARISTOCRAT LEISURE LTD Consumer Discretionary 1 1 1 0 1 1 1 0 0 0 0 1 31-Jan-21
ASAHI GLASS CO LTD Industrials 1 0 0 1 1 1 0 1 0 0 0 0 25-Feb-21
ASICS CORP Consumer Discretionary 2 0 0 0 0 2 0 1 1 0 0 0 04-Mar-21
AU OPTRONICS CORP Information Technology 2 1 0 0 2 1 1 1 1 2 1 1 25-Feb-21 Communication AUTOHOME INC 1 1 0 0 0 1 0 0 0 0 0 0 13-Jan-21 Services AYALA CORP Industrials 1 0 0 0 0 0 0 1 0 1 0 0 24-Jan-21
AZBIL CORP Information Technology 1 0 0 0 0 1 0 0 0 0 0 0 23-Mar-21
BANK OF CHINA LTD Financials 2 0 1 0 0 1 0 2 0 0 0 0 28-Feb-21
BAPCOR LTD Consumer Discretionary 1 1 1 1 0 1 1 0 0 0 1 0 08-Feb-21
BENESSE HOLDINGS INC Consumer Discretionary 1 1 1 0 1 0 0 1 0 0 0 0 26-Feb-21
CHANG HWA COMMERCIAL BANK LTD Financials 1 1 0 0 1 0 0 1 0 1 1 0 31-Jan-21
CHEUNG KONG PROPERTY HOLDINGS LTD Real Estate 1 0 0 0 1 0 0 0 0 0 0 0 25-Mar-21
CHINA CINDA ASSET MANAGEMENT CO Financials 2 0 1 0 1 1 0 1 1 0 0 0 19-Jan-21
CHINA EASTERN AIRLINES LTD Industrials 1 0 0 0 1 0 0 1 0 0 0 0 24-Feb-21
CHINA MERCHANTS BANK CO LTD Financials 1 0 1 0 1 0 0 1 0 0 0 1 24-Mar-21
CHINA NATIONAL BUILDING MATERIAL Materials 2 0 0 0 2 0 0 2 0 2 0 0 29-Mar-21
CHINA PETROCHEM Materials 1 1 0 0 1 1 0 1 0 1 0 1 18-Mar-21
CHINA PETROLEUM & CHEMICAL CORP Energy 2 0 0 0 2 0 0 2 0 1 0 0 28-Mar-21
CHINA RAILWAY GROUP LTD Industrials 1 0 1 0 0 1 0 1 1 0 0 0 24-Feb-21
CHINA RESOURCES BEER HOLDINGS CO Consumer Staples 2 2 0 0 2 1 0 0 0 0 1 0 11-Mar-21
COCA-COLA AMATIL LTD Consumer Staples 1 1 1 1 1 1 1 0 0 0 0 0 30-Mar-21
COMFORTDELGRO CORP LTD Industrials 1 1 0 0 1 1 0 1 1 1 0 0 18-Feb-21
COSMO ENERGY HOLDINGS CO LTD Energy 2 1 0 0 1 0 0 1 0 0 0 0 01-Mar-21
DAI-ICHI LIFE HOLDINGS INC Financials 1 0 1 0 0 0 0 0 0 0 0 0 21-Feb-21
DAITO BANK LTD/THE Financials 1 1 0 0 1 1 0 0 0 0 0 0 18-Jan-21
DELTA ELECTRONICS INC Information Technology 1 1 0 0 1 1 1 1 0 1 1 0 22-Feb-21 Communication DENA 1 1 0 1 0 0 0 0 0 0 1 0 18-Mar-21 Services
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Asia-Pacific Engagements
Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
DENKA CO LTD Materials 1 1 0 0 1 1 0 1 0 0 0 0 22-Jan-21 Communication DENTSU GROUP INC 1 1 0 1 1 0 0 0 0 0 0 0 02-Mar-21 Services DKK CO LTD Information Technology 1 0 0 0 0 1 0 0 0 0 0 0 24-Feb-21
DUSKIN CO LTD Industrials 1 1 0 0 1 0 0 0 0 0 0 0 24-Feb-21
EAST JAP RAILWAY CO Industrials 1 1 0 0 1 1 0 1 0 0 1 0 17-Jan-21
EBARA CORP Industrials 1 0 0 0 0 0 0 1 0 0 0 0 02-Mar-21
EBARA JITSUGYO CO LTD Industrials 1 0 0 0 1 0 0 0 0 0 0 0 23-Feb-21
EISAI CO LTD Health Care 1 1 0 0 1 1 0 0 0 0 0 0 20-Jan-21
ELECTRIC PWR DEV CO LTD Utilities 1 0 0 0 1 1 0 1 0 0 0 0 16-Mar-21
ENPLAS CORP Information Technology 1 0 0 0 0 1 0 0 0 0 0 0 18-Mar-21
FOSTER ELECTRIC Consumer Discretionary 1 0 0 0 1 1 0 0 0 0 0 0 15-Mar-21
FOSUN INTL Industrials 1 0 1 0 1 0 0 1 0 0 0 1 31-Mar-21
FREEDOM FOODS GROUP LTD Consumer Staples 1 1 1 1 1 1 0 0 0 0 0 1 19-Jan-21
FUJI ELECTRIC CO LTD Industrials 1 0 0 0 0 0 0 1 0 0 0 0 08-Feb-21
FUJI KOSAN Energy 1 1 0 0 1 0 0 0 0 0 0 0 29-Mar-21
FUJIFILM HOLDINGS CORPORATION Information Technology 1 0 0 0 1 1 0 1 0 0 0 0 16-Feb-21
FUJIKURA LTD Industrials 1 0 0 0 1 1 0 1 0 0 0 0 23-Feb-21
FUYAO GLASS INDUSTRY GROUP CO LTD Consumer Discretionary 1 0 1 0 1 0 0 1 0 1 0 0 03-Feb-21
GLDN AGRI-RES LTD Consumer Staples 1 0 1 0 0 0 0 0 1 1 0 1 01-Mar-21
GPT GROUP Real Estate 1 1 0 1 1 1 1 0 0 0 1 0 15-Mar-21 Communication GREE INC 1 0 0 0 1 1 0 0 0 0 0 0 14-Feb-21 Services GUNZE LTD Consumer Discretionary 1 1 0 0 1 1 0 0 1 0 0 1 17-Feb-21 Communication HANAROTELECOM INC 1 0 0 0 1 0 0 1 1 1 0 1 03-Feb-21 Services HAZAMA ANDO CORP Industrials 1 0 1 0 1 0 0 1 0 0 1 0 15-Feb-21
HEIWA REAL ESTATE CO LTD Real Estate 1 1 1 0 1 1 0 1 0 0 0 0 09-Mar-21
HITACHI LTD Information Technology 1 0 1 0 0 0 0 0 0 0 0 0 17-Feb-21
HITACHI ZOSEN CORP Industrials 1 0 0 0 0 1 0 0 0 0 0 0 22-Mar-21
HON HAI PRECISION INDUSTRY CO LTD Information Technology 1 1 1 0 1 0 0 1 0 1 1 0 02-Feb-21
HOSHINO RESORTS REIT INC Real Estate 1 0 0 0 1 0 0 0 0 0 0 0 02-Mar-21
HU GROUP HOLDINGS INC Health Care 1 1 0 0 1 0 0 0 0 0 1 0 14-Mar-21
HYUNDAI MOTOR CO Consumer Discretionary 1 0 0 0 0 0 0 1 0 1 1 0 07-Mar-21
IHI CORP Industrials 1 0 1 0 0 1 0 1 0 0 0 0 28-Mar-21
IINO KAIUN KAISHA LTD Industrials 1 1 0 0 1 1 0 1 0 0 0 0 10-Mar-21
ILKUKA RESOURCES Materials 1 1 1 1 1 1 1 0 0 0 1 1 17-Mar-21
INABATA & CO LTD Industrials 1 1 0 0 1 1 0 0 0 0 0 0 01-Mar-21
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Asia-Pacific Engagements
Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
INPEX CORP Energy 1 0 0 0 1 0 0 1 0 0 0 0 04-Mar-21
INUI WAREHOUSE CO LTD Industrials 1 0 0 0 1 1 0 0 0 0 0 0 12-Jan-21
IRPC PCL Energy 1 0 0 0 1 1 0 1 1 0 0 0 17-Feb-21
ITOCHU CORPORATION Industrials 1 0 0 1 1 1 0 1 0 0 1 0 14-Jan-21
IYO BANK LTD/THE Financials 1 0 0 0 1 1 0 0 0 0 0 0 17-Feb-21
J FRONT RETAILING CO LTD Consumer Discretionary 1 0 0 0 1 0 0 1 0 0 1 0 09-Feb-21
JAPAN POST HOLDINGS CO LTD Financials 1 0 1 0 1 1 0 1 0 0 0 0 28-Mar-21
JARDINE MATHESON HOLDINGS LIMITED Industrials 1 0 0 0 1 0 0 0 0 0 0 0 17-Mar-21
JCU CORPORATION Materials 1 0 0 0 1 1 0 0 1 0 0 0 22-Mar-21
JDC Industrials 1 1 0 1 1 0 0 1 0 0 0 0 14-Feb-21
JFE HOLDINGS INC Materials 1 0 0 0 0 0 0 1 0 0 0 0 28-Jan-21
JG SUMMIT HLDGS INC. Industrials 1 1 0 0 1 1 0 1 1 1 0 0 07-Feb-21
JGC HOLDINGS CORP Industrials 1 1 1 1 1 0 0 1 0 0 0 0 28-Feb-21
KANEKA CORP Materials 2 1 0 0 2 1 0 2 0 0 1 0 28-Mar-21
KANSAI ELECTRIC POWER CO Utilities 2 1 0 0 1 1 0 1 0 0 0 0 28-Feb-21
KANSAI PAINT CO LTD Materials 1 0 0 0 1 1 0 0 0 0 0 0 15-Mar-21
KANTO DENKA KOGY Materials 1 1 0 0 1 1 0 0 0 0 0 0 24-Mar-21
KATITAS CO LTD Real Estate 1 1 0 0 1 1 0 0 0 0 0 1 23-Mar-21
KAWASAKI HEAVY IND LTD Industrials 1 0 0 1 0 0 0 1 0 0 0 0 23-Mar-21
KEIHAN HOLDINGS CO LTD Industrials 1 1 0 0 1 1 0 0 0 0 0 0 17-Feb-21
KEIKYU CORP Industrials 1 1 0 0 1 1 0 1 0 0 0 0 19-Jan-21
KEWPIE CORP Consumer Staples 1 1 0 0 1 1 0 1 0 0 0 0 25-Jan-21
KIRIN HOLDINGS CO LTD Consumer Staples 1 1 0 0 1 0 0 0 0 0 0 0 03-Mar-21
KOBE STEEL LTD Materials 1 0 0 0 0 0 0 1 0 0 0 0 04-Mar-21
KOREA ZINC CO LTD Materials 1 0 0 0 0 0 0 1 1 1 0 0 16-Feb-21
KT&G CORP Consumer Staples 1 1 0 0 0 0 0 0 0 0 0 0 31-Jan-21
KUMHO PETROCHEMICAL CO LTD Materials 1 1 0 0 0 1 0 1 0 0 0 0 10-Mar-21
KUNLUN ENERGY COMPANY LTD Utilities 1 1 1 0 1 0 0 1 1 0 0 0 28-Feb-21
KURITA WATER INDUSTRIES LTD Industrials 1 0 0 1 0 1 0 0 0 0 0 0 01-Mar-21
KYOCERA CORP Information Technology 1 0 1 0 0 1 0 0 0 0 0 0 02-Mar-21
KYUSHU RAILWAY CO Industrials 1 1 0 0 1 1 0 0 0 0 1 0 19-Jan-21
LARGAN PRECISION CO LTD Information Technology 1 1 0 0 1 1 0 1 0 1 1 0 28-Jan-21
LARSEN & TOUBRO LTD Industrials 1 0 1 0 0 0 0 1 0 0 0 0 30-Mar-21
LENOVO GROUP LTD Information Technology 2 0 1 0 2 0 1 2 2 1 1 2 26-Feb-21
LG CORP Industrials 1 0 0 0 1 1 0 0 0 0 0 0 09-Mar-21
MACQUARIE GROUP LTD Financials 1 1 1 0 1 1 1 0 1 0 1 1 28-Feb-21
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Asia-Pacific Engagements
Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
MARUBENI CORP Industrials 1 0 0 0 1 0 0 0 0 0 0 0 30-Mar-21
MARUI GROUP CO LTD Consumer Discretionary 1 1 0 0 1 0 0 1 0 0 1 0 22-Feb-21
MATSUMOTOKIYOSHI HOLD CO LTD Consumer Staples 1 1 0 0 1 1 0 0 0 0 0 0 24-Mar-21
MAXELL HOLDINGS LTD Information Technology 1 1 0 1 0 0 0 0 0 0 0 0 15-Feb-21
MAZDA MOTOR CORPORATION Consumer Discretionary 1 0 0 0 1 0 0 1 0 0 0 0 04-Mar-21
MEDIATEK INC Information Technology 1 1 0 0 1 1 1 1 0 1 1 0 10-Mar-21
MEITUAN Consumer Discretionary 1 1 0 1 1 0 0 1 1 1 1 1 14-Jan-21
METRO PACIFIC INVESTMENTS CORP Financials 1 1 0 0 1 1 0 1 1 1 0 0 17-Mar-21
MISC BHD Industrials 1 1 0 0 0 1 1 1 1 1 1 1 23-Feb-21
MITSUBISHI CHEMICAL HOLDINGS Materials 1 1 0 1 1 1 1 1 0 0 1 0 14-Mar-21
MITSUBISHI CORP Industrials 2 1 1 0 1 0 0 2 0 0 0 0 30-Mar-21
MITSUBISHI ELEC CORP Industrials 1 0 0 0 0 1 0 0 0 0 1 0 18-Feb-21
MITSUBISHI STEEL MANUFACTURING CO LTD Materials 1 0 0 0 1 1 0 1 0 0 0 0 28-Jan-21
MITSUBISHI UFJ FINANCIAL GROUP Financials 1 0 0 0 0 0 0 1 0 0 0 0 08-Mar-21
MITSUI & CO LTD Industrials 1 1 0 0 1 0 0 1 0 0 0 0 25-Mar-21
MITSUI CHEMICALS INC Materials 2 0 0 0 2 0 0 1 1 0 0 0 29-Mar-21
MIZUHO FINANCIAL GROUP INC Financials 2 1 0 0 2 0 0 2 0 0 1 0 25-Feb-21
MORINAGA & CO. LTD. Consumer Staples 1 1 0 0 0 0 1 1 0 0 0 0 21-Jan-21
MORINAGA MILK INDUSTRY Consumer Staples 1 0 0 0 1 1 0 0 1 0 0 0 21-Mar-21 Communication NAVER CORP 1 0 1 0 0 1 0 1 0 1 0 0 20-Jan-21 Services NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP Consumer Discretionary 1 0 0 0 1 1 0 0 1 0 0 1 21-Feb-21 INC NIHON KOHDEN CORP Health Care 1 0 0 0 0 1 0 0 0 0 0 0 14-Mar-21
NIHON UNISYS LTD Information Technology 1 0 0 0 1 1 0 0 0 0 1 0 09-Mar-21
NIKKON HOLDINGS CO LTD Industrials 1 1 0 0 1 0 0 0 0 0 0 0 10-Mar-21 Communication NINE ENTERTAINMENT CO HOLDINGS LTD 1 1 1 1 1 1 0 0 0 0 1 0 17-Mar-21 Services NIP PISTON RING CO LTD Consumer Discretionary 1 0 0 0 0 1 0 0 0 0 0 0 07-Feb-21
NIPPON CHEMI-CON CORP Information Technology 1 0 0 1 0 0 0 0 0 0 0 0 15-Mar-21
NIPPON ELECTRIC GLASS CO LTD Information Technology 1 0 0 0 0 0 0 1 0 0 0 0 17-Mar-21
NIPPON SHOKUBAI CO LTD Materials 1 0 0 0 1 0 0 1 0 0 0 0 18-Feb-21
NIPPON STEEL CORPORATION Materials 1 0 0 0 1 0 0 1 0 0 0 0 01-Feb-21 Communication NIPPON TELEVISION HOLDINGS INC. 1 0 0 0 0 1 0 0 0 0 0 0 11-Jan-21 Services NIPPON THOMPSON CO LTD Industrials 1 0 0 0 1 1 0 0 0 0 0 0 11-Mar-21
NIPPON YUSEN KK Industrials 1 0 0 0 1 1 0 1 0 0 0 0 23-Mar-21
NISHIMATSU CONSTRUCTION CO LTD Industrials 1 1 0 0 1 1 0 1 0 0 0 0 17-Feb-21
NISSHA CO LTD Information Technology 1 0 0 0 0 1 0 0 0 0 0 0 03-Mar-21
Page 15
Asia-Pacific Engagements
Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
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Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
NISSHIN SEIFUN GROUP INC. Consumer Staples 1 0 0 0 1 1 0 0 0 0 0 0 17-Mar-21
NISSIN FOODS HOLDINGS CO LTD Consumer Staples 1 1 0 1 1 1 0 0 0 0 1 0 25-Mar-21
NITTO DENKO CORP Materials 1 0 0 0 0 0 0 1 1 0 0 0 17-Feb-21
NOMURA HOLDINGS INC Financials 1 1 1 0 0 0 0 0 0 0 0 0 10-Mar-21
NSK LTD Industrials 1 0 0 0 1 1 0 0 1 0 0 0 12-Jan-21 Communication NTT CORP 1 0 0 0 1 1 0 0 1 0 0 0 14-Jan-21 Services OBAYASHI CORP Industrials 1 1 0 0 1 1 1 1 0 0 0 0 15-Feb-21
ODAKYU ELECTRIC RAILWAY CO Industrials 1 1 0 0 1 1 0 1 0 0 0 0 23-Feb-21
OJI HOLDINGS CORPORATION Materials 1 0 0 0 0 1 0 1 0 0 0 0 17-Mar-21
OKI ELECTRIC INDUSTRY CO LTD Information Technology 1 0 0 0 1 1 0 0 0 0 0 0 11-Feb-21 Communication OPT HOLDING INC 1 0 0 0 0 1 0 0 0 0 0 0 07-Mar-21 Services ORICA LTD Materials 1 1 1 0 1 1 1 0 0 0 1 0 08-Mar-21
ORIX CORP Financials 2 1 1 1 1 0 0 0 0 0 1 0 15-Mar-21
OSJB HOLDINGS CORP Industrials 1 1 0 0 1 1 0 0 0 0 0 0 24-Mar-21
PACIFIC BASIN SHIPPING LTD Industrials 1 1 0 0 1 0 0 1 1 1 1 0 30-Mar-21
PANASONIC CORP Consumer Discretionary 1 0 0 0 0 1 0 1 1 0 0 1 11-Mar-21
PERSOL HOLDINGS CO LTD Industrials 1 0 0 0 1 1 0 0 0 0 1 0 29-Mar-21
PETRONET LNG Energy 1 0 1 0 0 0 0 1 0 0 0 0 04-Mar-21
PINDUODUO INC Consumer Discretionary 1 0 0 1 0 1 0 0 0 0 1 0 17-Mar-21
PING AN INSURANCE GROUP CO OF CHINA LTD Financials 1 0 0 0 1 1 1 1 0 0 0 0 04-Mar-21
POSCO Materials 1 0 0 0 0 1 0 0 0 0 0 1 25-Feb-21
POWER ASSETS HOLDINGS LTD Utilities 1 1 0 0 1 0 0 0 0 0 0 0 21-Mar-21
PTT EXPLORATION AND PRODUCTION PCL Energy 1 1 0 0 1 1 0 1 1 1 0 0 09-Feb-21
QANTAS AIRWAYS LTD Industrials 1 0 0 1 1 0 1 0 0 1 1 1 15-Mar-21
QINGDAO HAIER CO LTD Consumer Discretionary 1 1 0 0 0 0 0 0 0 0 0 0 24-Feb-21
QOL HOLDINGS CO LTD Consumer Staples 1 1 0 0 1 1 0 0 0 0 0 0 25-Feb-21
RECRUIT HOLDINGS CO LTD Industrials 2 0 0 1 1 0 0 0 0 0 2 0 29-Mar-21
RICOH CO LTD Information Technology 1 0 0 1 0 1 0 1 0 0 0 0 18-Mar-21
RIO TINTO LTD Materials 1 1 0 1 0 0 1 0 0 1 0 0 25-Feb-21
RYOSAN CO LTD Information Technology 1 1 0 0 1 0 0 0 0 0 0 0 05-Jan-21
SAMSUNG C&T CORP Industrials 1 1 0 0 0 1 0 1 0 1 0 0 30-Mar-21
SAMSUNG ELECTRO-MECHANICS CO LTD Information Technology 1 0 0 0 0 0 0 1 1 1 0 0 16-Feb-21
SAMSUNG ELECTRONICS CO LTD Information Technology 1 1 0 0 0 1 0 1 0 0 0 0 17-Feb-21
SANKYU INC Industrials 1 1 0 0 1 0 0 1 0 0 0 0 06-Jan-21
SANTOS LTD Energy 2 1 2 0 2 0 0 2 2 2 0 1 09-Mar-21
Page 16
Asia-Pacific Engagements
Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
------
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Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
SAPPORO HOLDINGS LTD Consumer Staples 1 0 0 0 1 1 0 0 0 0 1 0 08-Mar-21
SCENTRE GROUP Real Estate 1 1 1 0 1 1 1 0 0 1 1 1 17-Mar-21
SEIKITOKYU KOGYO CO LTD Industrials 1 1 1 0 1 0 0 0 0 0 0 0 07-Mar-21
SEKISUI CHEM CO LTD Consumer Discretionary 1 0 1 0 1 1 0 0 0 0 0 0 07-Jan-21
SEKISUI HOUSE LTD Consumer Discretionary 1 1 0 1 1 1 0 0 0 0 0 0 31-Mar-21
SEVEN & I HOLDINGS CO LTD Consumer Staples 1 0 1 0 1 1 0 1 0 0 0 0 24-Feb-21
SHIKOKU ELEC POWER CO INC Utilities 1 0 0 0 1 0 0 1 0 0 0 0 03-Mar-21
SHIMIZU CORP Industrials 1 1 0 0 1 1 0 1 0 0 1 0 28-Feb-21
SHISEIDO CO LTD Consumer Staples 1 1 1 0 0 0 0 0 0 0 0 0 02-Mar-21
SK HOLDINGS CO LTD Industrials 1 0 0 1 0 0 0 0 0 0 0 0 07-Mar-21
SM PRIME HLDGS INC. Real Estate 1 1 1 0 1 1 0 1 1 1 0 0 03-Feb-21
SOMPO HOLDINGS INC Financials 1 1 0 0 1 1 0 1 0 0 0 0 18-Jan-21
SUMITOMO ELEC INDUSTRIES LTD Consumer Discretionary 1 0 0 0 1 1 0 0 0 0 0 0 21-Feb-21
SUMITOMO METAL MNG CO LTD Materials 1 1 0 0 0 1 1 1 0 0 1 0 22-Mar-21
SUMITOMO MITSUI CONSTRUCTION CO LTD Industrials 1 1 0 0 1 0 0 1 0 0 0 0 18-Mar-21
SUMITOMO MITSUI FIN GRP INC Financials 1 1 0 0 0 0 0 1 0 0 0 0 01-Mar-21
SWCC SHOWA HOLDINGS CO LTD Industrials 1 1 0 0 1 0 1 1 0 0 0 0 15-Feb-21
TADANO LTD Industrials 1 0 0 0 0 1 0 0 0 0 0 0 21-Mar-21
TAIYO YUDEN CO LTD Information Technology 1 0 0 0 0 1 0 0 0 0 0 0 21-Feb-21
TAKEDA PHARMACEUTICAL CO LTD Health Care 3 2 0 0 2 1 2 0 0 0 1 0 15-Mar-21
TDK CORPORATION Information Technology 1 0 0 0 0 1 0 1 0 0 0 0 08-Mar-21
THAI OIL PCL Energy 1 1 0 0 1 1 0 1 1 1 0 0 24-Feb-21
THK CO LTD Industrials 1 0 0 0 1 1 0 0 0 0 0 0 18-Jan-21
TOA CORP (TOKYO) Industrials 1 1 1 0 1 0 0 1 0 0 0 0 23-Feb-21
TOBU RAILWAY Industrials 1 1 0 0 1 1 0 1 0 0 0 0 10-Feb-21
TOKIO MARINE HOLDINGS INC Financials 1 1 1 0 0 1 0 1 0 0 0 0 28-Mar-21
TOKYU CONSTRUCTION CO LTD Industrials 1 1 0 0 1 1 0 0 0 0 0 0 02-Mar-21
TOKYU CORP Industrials 1 1 0 0 1 0 0 1 0 0 0 0 08-Mar-21
TORAY INDUSTRIES INC Materials 2 1 0 0 1 1 0 2 0 0 2 0 16-Mar-21
TOSHIBA CORP Industrials 4 0 0 0 0 4 0 0 0 0 0 0 10-Mar-21
TOWNGAS CHINA COMPANY LTD Utilities 1 1 0 0 1 0 0 1 1 1 0 0 31-Mar-21
TOYO CONSTRUCTION CO LTD Industrials 1 1 1 0 1 0 0 0 0 0 0 0 11-Mar-21
TOYO TANSO CO LTD Industrials 1 1 0 1 1 0 0 0 0 0 0 0 10-Mar-21
TOYOTA MTR CORP Consumer Discretionary 1 0 0 0 0 1 0 0 1 0 0 0 14-Jan-21
TREND MICRO INC. Information Technology 3 0 0 0 0 3 0 0 0 0 0 0 14-Feb-21
TS TECH CO LTD Consumer Discretionary 1 0 0 0 0 1 0 1 0 0 0 0 11-Mar-21
Page 17
Asia-Pacific Engagements
Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainability
Social RisksSocial andOpportunities
HumanCapital Management
------
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Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
TWN BIZ BANK Financials 1 1 1 0 1 0 0 0 0 0 1 1 17-Feb-21
UACJ CORP Materials 1 0 0 0 1 1 0 0 0 0 0 0 17-Jan-21
UBE INDUSTRIES LTD/JAPAN Materials 1 0 0 0 1 1 0 1 0 0 0 0 28-Mar-21
ULTRATECH CE Materials 1 0 0 0 0 0 0 1 0 0 0 0 11-Feb-21
UMC ELECTRONICS CO LTD Information Technology 1 0 0 0 1 1 0 0 0 0 0 0 28-Jan-21
WALVAX BIOTECHNOLOGY CO LTD Health Care 1 1 1 0 1 0 0 0 0 0 0 0 07-Jan-21
WEICHAI POWER CO LTD Industrials 1 0 0 1 1 0 0 1 0 1 0 0 20-Jan-21
WEST JP RAIL CO Industrials 1 1 0 0 1 1 0 1 0 0 0 0 25-Feb-21
WESTPAC BANKING CORP Financials 1 1 1 0 1 1 0 0 0 1 1 1 01-Mar-21
WOODSIDE PETE LTD Energy 2 1 2 1 0 1 1 2 1 0 1 1 21-Mar-21
XIAOMI CORP Information Technology 1 0 1 0 0 0 0 0 0 0 0 0 18-Jan-21
YAMAHA MOTOR CO. LTD. Consumer Discretionary 1 0 0 0 0 1 0 0 0 0 1 0 02-Mar-21
YAMATO HOLDINGS CO LTD Industrials 1 0 0 0 1 0 0 1 0 0 0 0 02-Mar-21
YOROZU Consumer Discretionary 2 0 0 0 0 2 0 0 0 0 0 0 06-Jan-21
ZIJIN MINING GRP Materials 1 1 1 0 1 1 1 0 0 0 0 0 06-Jan-21
ZOJIRUSHI CORP Consumer Discretionary 1 0 0 0 1 1 0 0 0 0 0 0 26-Jan-21
Page 18
Europe, The Middle East and Africa Engagements
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Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainabilit
Social RisksSocial andOpportunities
HumanCapital Management
------
- - -
- -
Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
888 HOLDINGS PLC Consumer Discretionary 1 0 0 0 0 0 1 0 0 0 0 0 23-Feb-21
ABB LTD Industrials 1 1 0 0 1 0 1 1 0 1 1 0 28-Jan-21
ABN AMRO BANK NV Financials 2 0 0 0 0 0 0 1 0 2 0 0 11-Mar-21
ACCENTURE PLC Information Technology 1 0 0 0 0 0 0 0 0 1 0 0 14-Jan-21
ACERINOX SA Materials 1 0 0 0 0 0 0 1 0 0 0 0 31-Mar-21
ADECCO GROUP AG Industrials 1 0 0 0 0 0 0 1 0 1 0 0 03-Mar-21
AEGON NV Financials 1 1 0 0 1 0 1 0 0 1 0 0 17-Feb-21
AGEAS SA Financials 1 0 0 0 0 0 0 0 0 1 0 0 09-Mar-21
AIRBUS SE Industrials 4 4 0 0 1 0 1 2 0 2 0 0 31-Mar-21
AJ BELL PLC Financials 1 1 0 0 0 0 0 0 0 0 0 0 21-Jan-21
AKZO NOBEL NV Materials 1 0 0 0 0 0 0 0 0 1 0 0 10-Feb-21
ALLIANZ SE Financials 2 1 0 0 0 1 1 1 0 2 1 0 08-Mar-21
ALMARAI COMPANY SJSC Consumer Staples 1 1 0 0 0 0 0 1 0 0 0 0 31-Mar-21
ALPHA BK SA Financials 1 1 0 1 1 1 0 0 0 0 0 0 17-Mar-21
ALSTOM SA Industrials 1 0 0 0 0 0 0 1 0 1 0 0 05-Mar-21
AMG ADVANCED METALLURGICAL GROUP NV Materials 1 0 0 0 0 0 1 0 0 0 0 0 17-Feb-21
ANGLO AMERICAN PLC Materials 1 0 0 0 0 0 0 0 0 1 0 0 03-Feb-21
ANHEUSER BUSCH INBEV NV Consumer Staples 1 1 0 0 0 1 1 0 0 0 0 0 03-Feb-21
AO WORLD PLC Consumer Discretionary 1 0 0 0 0 0 1 0 0 0 0 0 17-Feb-21
AP MOELLER - MAERSK A/S Industrials 1 1 0 0 1 0 1 1 0 1 1 0 05-Mar-21
ARKEMA SA Materials 1 1 0 0 0 0 0 0 0 1 0 0 02-Mar-21 Communication ASCENTIAL PLC 1 0 0 0 0 0 1 0 0 0 0 0 03-Feb-21 Services ASML HOLDING NV Information Technology 1 0 0 0 0 0 0 0 0 1 0 0 16-Feb-21
ASR NEDERLAND NV Financials 1 1 0 0 0 0 1 1 0 0 0 0 05-Feb-21
ASSA ABLOY AB Industrials 2 0 0 0 0 0 0 1 0 2 0 0 15-Feb-21
ASSICURAZIONI GENERALI SPA Financials 1 1 0 1 1 0 1 0 0 1 1 0 04-Mar-21
ATOS SE Information Technology 1 1 0 0 1 0 1 1 0 1 0 0 16-Mar-21
AURUBIS AG Materials 1 0 0 0 1 0 0 0 0 0 0 0 08-Feb-21 Communication AUTO TRADER GROUP PLC 1 0 0 0 0 0 0 1 1 1 0 0 19-Mar-21 Services AVIVA PLC Financials 2 0 0 0 0 0 2 1 0 1 0 0 26-Feb-21
AVON RUBBER Industrials 1 0 0 0 0 0 1 0 0 0 0 0 26-Jan-21
AXA SA Financials 1 0 0 0 0 0 0 1 0 1 0 0 09-Feb-21
B&M EUROPEAN VALUE RETAIL SA Consumer Discretionary 1 1 0 0 0 0 1 0 0 1 1 0 12-Mar-21
BAE SYSTEMS PLC Industrials 3 0 0 2 0 0 3 0 0 0 0 0 15-Feb-21
BANCO BILBAO VIZCAYA ARGENTARIA SA Financials 2 1 2 0 1 0 1 2 0 1 0 1 19-Jan-21
Page 19
Europe, The Middle East and Africa Engagements
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Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainabilit
Social RisksSocial andOpportunities
HumanCapital Management
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Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
BANCO DE SABADELL SA Financials 1 1 0 1 1 0 1 0 0 0 0 0 18-Mar-21
BANCO SANTANDER SA Financials 2 0 0 0 0 0 2 0 0 1 0 0 18-Jan-21
BARCLAYS PLC Financials 3 0 0 1 0 0 1 2 0 0 1 1 25-Feb-21
BASF SE Materials 1 1 0 0 0 0 1 1 0 0 0 0 12-Mar-21
BAYER AG Health Care 1 0 0 0 0 0 0 0 1 0 0 0 15-Jan-21
BE SEMICONDUCTOR IND. Information Technology 1 0 0 0 0 0 1 0 0 0 0 0 31-Mar-21
BHP GROUP PLC Materials 1 0 1 0 1 0 0 1 1 1 1 1 10-Mar-21
BIG YELLOW GROUP PLC Real Estate 1 0 0 0 0 0 1 0 0 0 0 0 08-Feb-21
BOLIDEN AB Materials 1 0 0 0 0 0 0 0 0 1 0 0 01-Mar-21
BOUYGUES Industrials 1 1 0 0 0 0 0 1 0 1 1 0 25-Jan-21
BP PLC Energy 2 0 0 0 0 0 0 1 1 0 0 0 10-Mar-21
BRITISH AMER TOBACCO PLC Consumer Staples 1 0 0 0 1 0 1 0 0 0 0 0 12-Feb-21
BRITVIC PLC Consumer Staples 1 1 0 0 0 0 1 0 0 0 0 0 29-Jan-21 Communication BT GROUP PLC 1 0 0 0 0 0 0 0 0 1 0 0 23-Feb-21 Services C&C GROUP PLC Consumer Staples 1 0 0 0 0 0 1 0 0 0 0 0 07-Jan-21
CAIRN HOMES PLC Consumer Discretionary 1 0 0 0 0 0 1 0 0 0 0 0 05-Feb-21
CAPGEMINI SE Information Technology 1 1 1 1 1 1 0 0 0 1 1 0 13-Jan-21
CARLSBERG A/S Consumer Staples 1 1 0 0 0 0 0 0 0 1 0 0 18-Feb-21
CARRS GROUP PLC Consumer Staples 1 0 0 0 0 0 1 0 0 0 0 0 02-Mar-21
CASINO GUICHARD PERRACHON SA Consumer Staples 1 1 1 0 0 0 1 1 0 0 0 0 17-Feb-21
Castellum Real Estate 2 2 0 0 0 0 0 0 0 0 0 0 12-Mar-21 Communication CELLNEX TELECOM SA 1 0 0 0 0 0 0 0 0 1 0 0 03-Mar-21 Services CEMENTIR HOLDING NV Materials 1 0 0 0 0 0 0 1 0 0 0 0 30-Mar-21
CENTRICA PLC Utilities 2 1 0 0 0 0 1 0 1 1 0 1 16-Mar-21
CHEMRING GROUP PLC Industrials 1 1 0 0 0 0 0 0 0 0 0 0 03-Mar-21
COCA-COLA EUROPEAN PARTNERS PLC Consumer Staples 1 0 0 0 0 0 1 0 0 0 0 0 09-Feb-21
COMPAGNIE FINANCIERE RICHEMONT SA Consumer Discretionary 1 0 0 0 0 0 0 1 0 1 0 0 15-Feb-21
COMPAGNIE GENERALE DE GEOPHYSIQUE-VERITAS Energy 1 1 0 0 0 0 1 1 0 0 0 1 18-Jan-21
COMPASS GROUP PLC Consumer Discretionary 1 1 0 0 0 0 0 0 0 1 0 1 28-Jan-21
COUNTRYSIDE PROPERTIES PLC Consumer Discretionary 1 0 0 0 0 0 1 0 0 0 0 0 03-Feb-21
COVESTRO AG Materials 1 1 0 0 0 0 0 1 0 1 0 0 02-Feb-21
CRANSWICK PLC Consumer Staples 1 0 0 0 0 0 1 0 0 0 0 0 25-Mar-21
CREDIT AGRICOLE SA Financials 1 1 0 0 0 0 1 1 0 1 0 0 16-Feb-21
CREDIT SUISSE GROUP AG Financials 2 1 2 2 0 0 0 1 0 1 0 1 31-Mar-21
CREST NICHOLSON HOLDINGS PLC Consumer Discretionary 1 1 0 0 0 0 0 0 0 0 0 0 22-Mar-21
Page 20
Europe, The Middle East and Africa Engagements
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Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainabilit
Social RisksSocial andOpportunities
HumanCapital Management
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Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
CRH PLC Materials 1 0 0 0 0 0 0 0 0 1 0 0 13-Jan-21
DAIMLER AG Consumer Discretionary 2 2 0 0 1 0 1 1 0 1 0 1 17-Mar-21
DANONE SA Consumer Staples 4 3 0 2 2 1 1 0 0 2 1 0 24-Mar-21
DANSKE BANK A/S Financials 5 2 0 0 0 0 3 1 0 3 0 0 05-Mar-21
DASSAULT SYSTEMES Information Technology 1 0 0 0 0 0 1 0 0 1 1 0 25-Feb-21
DEUTSCHE BANK AG Financials 1 0 0 0 0 1 0 0 0 1 0 0 03-Feb-21
DEUTSCHE BOERSE AG Financials 1 0 0 0 0 1 0 0 0 0 0 0 19-Jan-21 Communication DEUTSCHE TELEKOM AG 1 0 0 0 0 0 1 0 0 1 0 0 23-Feb-21 Services DEUTSCHE WOHNEN SE Real Estate 1 0 0 0 0 0 0 0 0 1 0 0 01-Feb-21
DIAGEO PLC Consumer Staples 1 1 0 1 0 0 1 1 0 1 0 0 18-Feb-21
DISCOVERIE GROUP PLC Industrials 1 0 0 0 0 0 1 0 0 0 0 0 08-Mar-21
DSV PANALPINA A/S Industrials 1 1 0 0 0 0 0 0 0 1 0 0 25-Feb-21
EDP - ENERGIAS DE PORTUGAL SA Utilities 1 0 1 0 1 0 0 1 1 1 0 1 22-Mar-21
EIFFAGE SA Industrials 1 0 0 0 0 1 1 1 0 1 0 0 15-Mar-21
ELECTROLUX AB Consumer Discretionary 1 0 0 0 0 0 0 0 0 1 0 0 08-Feb-21
EMAAR PROPERTIES PJSC Real Estate 1 0 0 0 1 0 0 1 0 0 0 0 25-Mar-21
ENDO INTERNATIONAL PLC Health Care 1 0 1 0 0 0 0 1 0 0 1 0 18-Feb-21
ENI SPA Energy 1 0 0 0 1 0 0 1 0 0 0 0 22-Feb-21
ENQUEST PLC Energy 1 0 0 0 0 0 1 0 0 0 0 0 04-Jan-21
ENTAIN PLC Consumer Discretionary 1 0 0 1 0 1 1 0 0 0 0 0 11-Feb-21
ERSTE GROUP BANK AG Financials 1 1 0 0 0 0 1 1 0 1 0 1 26-Mar-21
ESSILORLUXOTTICA SA Consumer Discretionary 1 1 0 1 0 1 0 0 0 0 0 0 18-Mar-21
EVOLUTION GAMING GROUP AB Consumer Discretionary 1 0 0 0 0 0 0 1 0 0 0 0 17-Feb-21
EXPERIAN PLC Industrials 1 0 0 0 0 0 0 1 0 1 0 0 12-Feb-21
EXXARO RESOURCES LTD Energy 1 0 0 0 1 0 0 1 0 0 0 0 24-Mar-21
FERROVIAL SA Industrials 1 1 0 0 0 0 0 1 0 0 0 0 30-Mar-21
FLUTTER ENTERTAINMENT PLC Consumer Discretionary 2 2 1 0 1 0 0 0 0 2 1 1 05-Mar-21
FORTUM OYJ Utilities 1 0 0 0 0 0 0 0 0 1 0 0 15-Mar-21
FRESENIUS MEDICAL CARE AG & CO KGAA Health Care 1 1 0 0 0 0 0 0 0 1 0 0 25-Jan-21
FRESENIUS SE & CO. KGAA Health Care 1 0 0 0 0 0 0 0 0 1 0 0 08-Mar-21 Communication FUTURE PLC 2 0 0 0 0 0 2 0 0 0 0 0 04-Feb-21 Services GALP ENERGIA SA Energy 1 0 0 0 0 0 0 0 0 1 0 0 12-Mar-21
GB GROUP PLC Information Technology 1 1 0 1 0 0 1 0 0 0 0 0 03-Mar-21
GEA GROUP AG Industrials 2 1 0 1 2 0 0 2 0 0 1 0 12-Mar-21
GEBERIT AG Industrials 2 1 0 0 1 0 0 1 0 1 0 0 11-Mar-21
Page 21
Europe, The Middle East and Africa Engagements
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Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainabilit
Social RisksSocial andOpportunities
HumanCapital Management
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Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
GECINA SA Real Estate 1 0 0 0 0 0 0 0 0 1 0 0 09-Feb-21
GENMAB A/S Health Care 1 1 0 0 0 0 1 0 0 1 0 0 17-Feb-21
GIVAUDAN SA Materials 1 0 0 0 0 0 0 0 0 1 0 0 15-Feb-21
GLAXOSMITHKLINE PLC Health Care 1 0 0 0 0 0 1 0 0 0 0 0 18-Mar-21
GLENCORE PLC Materials 2 0 0 0 0 0 1 0 0 2 0 0 09-Mar-21
GLOBANT SA Information Technology 1 1 0 0 0 0 0 1 0 1 0 0 23-Mar-21
GOOCH & HOUSEGO Information Technology 1 0 0 0 0 0 1 0 0 0 0 0 17-Feb-21
GREGGS PLC Consumer Discretionary 1 0 0 0 0 0 1 0 0 0 1 1 03-Feb-21
HACI OMER SABANCI HOLDING AS Financials 1 1 0 0 1 0 0 1 0 1 0 0 17-Mar-21
HALMA PLC Information Technology 1 0 0 0 0 0 0 1 0 1 0 0 19-Mar-21
HAYS PLC Industrials 1 1 1 1 1 0 1 0 0 1 1 0 19-Jan-21
HEIDELBERGCEMENT AG Materials 1 0 0 0 0 0 0 1 0 1 0 0 05-Feb-21
HEINEKEN NV Consumer Staples 1 1 0 0 0 0 1 1 0 1 0 0 31-Mar-21
HEXAGON AB Information Technology 1 1 0 0 0 0 0 0 0 1 0 0 10-Mar-21
HSBC HOLDINGS PLC Financials 4 2 0 2 1 1 0 3 0 2 0 1 24-Mar-21
HUGO BOSS AG Consumer Discretionary 1 1 0 0 1 0 1 0 0 0 0 0 22-Mar-21
IG DESIGN GROUP PLC Consumer Discretionary 1 0 0 0 0 1 1 0 0 0 0 0 20-Jan-21
IMPERIAL BRANDS PLC Consumer Staples 2 2 0 0 0 0 2 0 0 0 0 0 29-Jan-21
IMPLENIA AG Industrials 1 1 1 1 1 0 0 0 0 0 1 0 02-Feb-21
INFINEON TECHNOLOGIES AG Information Technology 2 0 0 0 0 0 0 0 0 2 0 0 29-Jan-21 Communication INFORMA PLC 1 1 0 0 0 0 1 0 0 1 0 0 04-Mar-21 Services ING GROEP NV Financials 1 0 1 0 1 0 1 0 0 1 0 0 15-Feb-21
INTERTEK GROUP PLC Industrials 1 0 0 0 0 0 1 0 0 1 0 0 26-Jan-21
INTRCONT HOTELS Consumer Discretionary 2 1 0 0 0 0 1 1 1 1 1 0 09-Feb-21 Communication ITV PLC 1 0 0 0 0 0 1 0 0 1 0 0 25-Feb-21 Services JASTRZEBSKA SPOLKA WEGLOWA SA Materials 1 0 0 0 0 0 0 1 0 0 0 0 01-Mar-21
JOHNSON MATTHEY PLC Materials 1 1 0 1 1 0 0 1 0 0 0 0 26-Jan-21 KARDEMIR KARABUK DEMIR CELIK SANAYI VE Materials 1 1 0 0 0 0 0 1 0 0 0 0 22-Mar-21 TICARET AS KAZ MINERALS PLC Materials 1 0 0 0 1 0 0 0 0 0 0 0 12-Feb-21
KERING SA Consumer Discretionary 1 1 0 0 0 0 1 0 0 0 0 0 29-Mar-21
KERRY GRP PLC Consumer Staples 1 0 0 0 0 0 0 1 0 1 1 0 25-Jan-21
KEYWORDS STUDIOS PLC Information Technology 1 1 0 0 1 0 1 1 0 1 1 0 01-Feb-21
KIER GROUP PLC Industrials 1 0 0 0 0 0 0 1 0 0 0 0 15-Feb-21
KLEPIERRE SA Real Estate 1 1 0 0 0 0 0 0 1 0 0 1 26-Mar-21
KONE OYJ Industrials 2 0 0 0 0 0 1 0 0 1 0 0 17-Feb-21
Page 22
Europe, The Middle East and Africa Engagements
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Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainabilit
Social RisksSocial andOpportunities
HumanCapital Management
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Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
KONINKLIJKE AHOLD DELHAIZE NV Consumer Staples 2 0 0 0 0 0 0 1 0 2 1 1 22-Mar-21 Communication KONINKLIJKE KPN NV 1 0 0 0 0 0 0 0 0 1 0 0 11-Mar-21 Services KONINKLIJKE PHILIPS NV Health Care 1 0 0 0 0 0 0 1 0 1 0 0 22-Mar-21
LAFARGEHOLCIM LTD Materials 1 1 0 1 0 0 1 1 0 1 0 0 22-Jan-21
LAND SECS GROUP Real Estate 1 1 0 0 0 0 0 0 0 1 0 0 16-Mar-21
LANXESS Materials 1 0 0 0 0 0 0 0 0 1 0 0 04-Feb-21
LEG IMMOBILIEN SE Real Estate 1 1 0 0 0 0 0 1 0 1 0 1 16-Feb-21
LEGAL & GEN GRP PLC Financials 1 1 0 1 1 0 0 1 0 1 0 0 22-Feb-21
LONDON STOCK EXCHANGE GROUP PLC Financials 1 0 0 0 0 0 1 0 0 0 0 0 05-Feb-21
LOREAL SA Consumer Staples 1 1 0 0 0 1 1 1 0 1 0 0 02-Feb-21
MICRO FOCUS INTERNATIONAL PLC Information Technology 1 1 0 0 0 0 0 0 0 0 0 0 22-Mar-21
MOL MAGYAR OLAJES GAZIPARI NYRT Energy 1 0 0 0 0 0 0 1 0 0 0 0 30-Mar-21
MONCLER SPA Consumer Discretionary 1 0 0 0 0 0 0 0 0 1 0 0 04-Mar-21
MORPHOSYS AG Health Care 1 1 0 0 1 0 1 0 0 1 0 0 01-Feb-21 MUENCHENER RUECKVERSICHERUNGS Financials 1 0 0 0 0 0 1 0 0 0 0 0 10-Feb-21 GESELLSCHAFT AG IN MUENCHEN MYTILINEOS SA Industrials 1 1 0 1 0 1 0 1 0 0 0 0 04-Mar-21
NATIONAL GRID PLC Utilities 1 0 0 0 0 0 0 1 0 1 0 0 10-Mar-21
NATURGY ENERGY GROUP SA Utilities 1 0 0 0 0 0 0 0 0 1 0 0 11-Feb-21
NCC GROUP PLC Information Technology 2 0 0 0 0 0 2 0 0 0 0 0 07-Mar-21
NESTLE SA Consumer Staples 2 2 1 0 1 0 1 2 1 2 0 1 19-Mar-21
NETCARE LTD Health Care 1 1 0 0 0 0 0 0 0 0 0 0 28-Jan-21
NEXT PLC Consumer Discretionary 1 1 0 0 0 0 0 0 0 1 0 0 10-Feb-21
NOKIA OYJ Information Technology 2 2 1 0 1 0 0 2 0 2 1 0 22-Mar-21
NORDEA BANK ABP Financials 2 2 0 1 1 1 1 0 0 1 0 0 09-Mar-21
NORSK HYDRO ASA Materials 1 0 0 0 0 0 0 0 0 1 0 0 04-Feb-21 Communication NOS SGPS SA 1 0 0 0 0 0 0 1 1 1 0 0 08-Jan-21 Services NOVARTIS AG Health Care 1 1 0 0 0 0 0 0 0 1 0 0 08-Feb-21
NOVO NORDISK A/S Health Care 1 1 0 0 0 0 0 0 0 0 0 0 25-Feb-21
NOVOZYMES A/S Materials 1 0 0 0 0 0 0 0 0 1 0 0 16-Feb-21
OIL REFINERIES LTD Energy 1 0 0 0 0 0 0 1 0 0 0 0 08-Feb-21 Communication ORANGE SA 1 1 0 0 0 1 1 1 0 1 0 0 15-Mar-21 Services PANDORA A/S Consumer Discretionary 2 1 0 0 0 0 0 1 0 1 0 0 11-Mar-21
PEGASUS HAVA TASIMACILIGI AS Industrials 1 0 0 0 0 0 0 1 0 0 0 0 31-Mar-21
PENTAIR PLC Industrials 1 1 0 0 1 0 0 1 1 1 0 0 12-Jan-21
PERNOD-RICARD SA Consumer Staples 1 0 0 0 0 0 0 1 0 1 0 0 03-Mar-21
Page 23
Europe, The Middle East and Africa Engagements
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Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainabilit
Social RisksSocial andOpportunities
HumanCapital Management
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Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
PETROFAC LTD Energy 1 1 1 0 0 0 1 1 0 0 0 1 08-Mar-21
PETS AT HOME GROUP PLC Consumer Discretionary 1 0 0 0 0 0 0 1 1 1 1 1 30-Mar-21
PICTON PROPERTY INCOME LTD Real Estate 1 0 0 0 0 0 1 0 0 0 0 0 19-Feb-21
PLAYTECH PLC Consumer Discretionary 1 1 0 0 0 0 1 0 0 1 0 0 18-Mar-21
PLUS500 LTD Financials 1 0 0 1 1 0 1 0 0 0 0 0 16-Mar-21
PREMIER FOODS PLC Consumer Staples 1 1 0 0 0 0 0 1 0 1 0 0 11-Mar-21
PROSUS NV Consumer Discretionary 1 0 0 0 0 0 1 0 0 0 0 0 22-Feb-21
PRUDENTIAL PLC Financials 2 1 1 1 1 1 0 2 0 2 0 2 11-Feb-21
PRYSMIAN SPA Industrials 1 1 0 0 0 0 0 1 0 1 0 0 24-Feb-21 Communication PUBLICIS GROUPE SA 1 0 0 0 0 0 0 1 1 1 0 0 12-Mar-21 Services QIAGEN NV Health Care 2 1 0 0 0 0 0 0 0 2 0 0 26-Feb-21
RALLYE SA Consumer Staples 1 0 0 0 0 0 0 1 0 1 0 0 18-Jan-21
RENAULT SA Consumer Discretionary 1 1 0 0 0 0 0 1 0 1 1 0 09-Mar-21
RENTOKIL INITIAL PLC Industrials 3 0 0 0 0 0 2 1 0 2 0 0 23-Mar-21
ROYAL DUTCH SHELL PLC Energy 1 1 1 0 0 0 0 1 0 0 0 1 23-Mar-21
RPS GROUP PLC Industrials 1 1 0 0 0 0 0 0 0 0 0 0 15-Mar-21
RWE AG Utilities 1 0 0 0 0 0 0 1 0 1 1 0 27-Jan-21
SAGE GROUP PLC Information Technology 3 0 0 0 0 0 1 0 0 2 0 0 28-Jan-21
SAMPO PLC Financials 1 1 0 1 1 1 0 1 0 1 0 0 03-Mar-21
SANDVIK AB Industrials 1 0 0 0 0 0 0 1 0 1 1 0 10-Mar-21
SAUDI ARABIAN MINING COMPANY SJSC Materials 1 0 0 0 0 0 0 1 0 0 0 0 02-Mar-21
SAUDI BASIC INDUSTRIES CORP Materials 1 0 0 0 0 0 0 1 0 0 0 0 30-Mar-21
SAUDI ELECTRICITY CO Utilities 1 0 0 0 0 0 0 1 0 0 0 0 04-Mar-21
SBM OFFSHORE NV Energy 1 0 0 0 0 0 1 1 0 0 0 0 16-Mar-21
SCHINDLER HOLDING AG Industrials 1 0 0 0 0 0 0 0 0 1 0 0 02-Feb-21
SCOR SE Financials 2 1 0 1 1 1 1 1 1 1 0 0 26-Jan-21
SEAGATE TECHNOLOGY PLC Information Technology 1 0 0 0 0 0 0 0 0 1 0 0 17-Feb-21
SEGRO PLC Real Estate 1 0 0 0 0 0 0 1 0 1 0 0 03-Mar-21
SERCO GROUP PLC Industrials 1 1 1 0 0 1 0 0 0 0 0 1 18-Jan-21 Communication SES SA 1 0 0 0 0 0 0 0 0 1 0 0 22-Feb-21 Services SEVERN TRENT PLC Utilities 1 0 0 0 0 0 0 1 0 1 0 0 22-Feb-21
SGS SA Industrials 1 1 0 0 0 0 0 0 0 1 0 0 08-Mar-21
SIEMENS AG Industrials 1 0 0 0 0 0 0 0 0 1 0 0 13-Jan-21
SIEMENS ENERGY AG Industrials 2 1 0 0 0 0 0 2 0 1 1 0 16-Mar-21
SIEMENS GAMESA RENEWABLE ENERGY SA Industrials 1 1 0 0 0 0 0 1 0 1 1 0 01-Feb-21
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Europe, The Middle East and Africa Engagements
y
Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainabilit
Social RisksSocial andOpportunities
HumanCapital Management
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- - -
- -
Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
SIEMENS HEALTHINEERS AG Health Care 1 1 0 0 1 0 0 0 0 0 0 0 01-Feb-21
SIKA AG Materials 1 0 0 0 0 0 0 1 0 1 0 0 06-Jan-21
SKANDINAVISKA ENSKILDA BANKEN AB Financials 2 1 0 0 0 0 1 1 0 1 0 0 22-Mar-21
SKANSKA AB Industrials 1 0 0 0 0 0 0 1 0 1 0 0 11-Mar-21
SMITH & NEPHEW PLC Health Care 1 0 0 1 1 0 0 0 0 1 0 0 30-Mar-21
SMURFIT KAPPA GROUP PLC Materials 1 0 0 0 0 0 0 1 0 1 0 0 06-Jan-21
SOCIETE GENERALE SA Financials 1 1 0 0 0 0 1 0 0 1 0 0 25-Jan-21
SONOVA HOLDING AG Health Care 1 1 0 0 0 0 0 0 0 1 0 0 18-Mar-21
SPIRAX-SARCO ENGINEERING PLC Industrials 1 0 0 0 0 0 0 1 0 1 0 0 16-Feb-21 Communication SPOTIFY TECHNOLOGY SA 1 1 1 0 1 0 0 0 0 1 1 0 12-Jan-21 Services SSE PLC Utilities 1 0 0 0 0 0 0 0 0 1 0 0 25-Feb-21
SSP GROUP Consumer Discretionary 1 1 0 0 0 0 0 0 0 0 1 0 11-Mar-21
STELLANTIS NV Consumer Discretionary 1 1 0 0 0 0 0 1 1 0 0 0 29-Mar-21
STHREE PLC Industrials 1 0 0 0 0 0 0 1 0 1 0 0 19-Feb-21
STORA ENSO OYJ Materials 1 0 0 0 0 0 0 0 0 1 0 0 10-Feb-21
STRAUMANN HOLDING AG Health Care 3 2 0 0 0 0 2 0 0 1 0 0 24-Mar-21
SUEZ SA Utilities 1 1 0 0 0 0 0 0 0 0 0 0 18-Mar-21
SVENSKA HANDELSBANKEN AB Financials 1 1 0 0 0 0 1 0 0 1 0 0 08-Mar-21
SWEDBANK AB Financials 2 0 2 0 0 0 0 1 0 2 0 0 09-Mar-21
SWISS PRIME SITE AG Real Estate 1 1 0 0 0 0 0 0 0 1 0 0 21-Jan-21
SWISS RE AG Financials 1 1 1 0 1 0 1 1 0 1 0 0 21-Jan-21 Communication SWISSCOM AG 1 0 0 0 0 0 0 0 0 1 0 0 02-Mar-21 Services SYMRISE AG Materials 1 1 0 0 1 0 0 1 0 1 1 0 20-Jan-21
TAG IMMOBILIEN AG Real Estate 1 1 0 0 0 0 1 1 0 0 0 1 09-Feb-21
TECAN GROUP AG Health Care 1 0 0 0 0 1 0 0 0 0 0 0 29-Mar-21 Communication TELE2 AB 1 0 0 0 0 0 0 1 1 1 0 0 22-Jan-21 Services Communication TELECOM ITALIA SPA 2 1 1 0 1 0 1 0 0 2 1 0 12-Mar-21 Services TELEFONAKTIEBOLAGET LM ERICSSON Information Technology 2 1 1 0 1 0 1 1 1 1 1 0 01-Mar-21 Communication TELEFONICA DEUTSCHLAND HOLDING AG 1 1 1 1 1 0 0 1 0 1 1 0 25-Mar-21 Services Communication TELEFONICA SA 1 0 0 0 0 0 0 0 0 1 0 0 02-Mar-21 Services Communication TELENOR ASA 1 0 0 0 0 0 0 0 0 1 0 0 04-Mar-21 Services TELEPERFORMANCE Industrials 1 0 0 0 0 0 0 0 0 1 0 1 21-Jan-21
TEMENOS GROUP AG Information Technology 1 1 1 0 1 0 1 0 0 1 1 0 11-Jan-21
TERNA RETE ELETTRICA NAZIONALE SPA Utilities 1 0 0 0 0 0 0 0 0 1 0 0 18-Feb-21
TESCO PLC Consumer Staples 2 0 0 0 0 0 0 0 1 1 0 2 25-Mar-21
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Europe, The Middle East and Africa Engagements
y
Company Name Sector
BoardComposition Effectiveness& BusinessOversight/Risk Management ExecutiveManagement Corporate Strategy Governance Structure Remuneration
ClimateRisk Management EnvironmentalImpact Management OperationalSustainabilit
Social RisksSocial andOpportunities
HumanCapital Management
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- - -
- -
Total Engagement Total Count G G G G G G E E E S S LastEngagement Date
THYSSENKRUPP AG Materials 1 0 0 0 0 0 0 0 0 1 0 0 19-Jan-21
TOTAL SE Energy 2 1 0 0 1 0 1 2 2 2 0 0 05-Mar-21
TRAINLINE PLC Consumer Discretionary 1 1 0 0 0 0 1 0 0 0 0 0 26-Mar-21
TRANSOCEAN LTD Energy 1 1 1 0 1 0 1 1 1 1 1 0 20-Jan-21
TT ELECTRONICS PLC Information Technology 1 0 0 0 0 0 1 0 0 0 0 0 10-Feb-21
TURK HAVA YOLLARI Industrials 1 1 0 0 0 0 0 1 0 0 0 0 19-Mar-21
TURKIYE PETROL RAFINERILERI AS Energy 1 0 0 0 0 0 0 1 0 0 0 0 24-Mar-21
TURKIYE SISE VE CAM FABRIKALARI AS Industrials 1 1 0 0 1 0 0 1 0 1 0 0 22-Mar-21 Communication UBISOFT ENTERTAINMENT SA 1 1 0 0 0 0 1 0 0 1 0 0 05-Mar-21 Services UBS GROUP AG Financials 1 1 1 1 1 0 1 1 0 0 0 1 15-Mar-21
UNIBAIL-RODAMCO SE Real Estate 1 1 0 0 0 1 1 0 0 1 0 0 26-Feb-21
UNICREDIT SPA Financials 3 2 1 2 3 0 1 0 0 3 0 0 19-Mar-21
UNILEVER PLC Consumer Staples 2 2 0 0 1 1 0 1 0 1 1 0 09-Feb-21
UNITED DRUG PLC Health Care 1 1 0 0 0 0 1 0 0 0 0 0 18-Jan-21
UNITED UTILITIES GROUP PLC Utilities 1 0 0 1 0 0 0 1 1 1 0 1 12-Jan-21
UROGEN PHARMA LTD Health Care 1 1 0 0 1 0 1 0 0 1 1 0 26-Mar-21
VALEO SE Consumer Discretionary 1 0 0 0 0 0 0 1 0 0 0 0 04-Feb-21
VEOLIA ENVIRONNEMENT SA Utilities 1 0 0 0 1 0 1 0 0 0 0 0 29-Jan-21
VICAT SA Materials 1 0 0 0 0 0 0 1 0 0 0 0 18-Mar-21
VINCI SA Industrials 2 1 0 0 0 1 0 1 0 1 0 0 15-Mar-21 Communication VIVENDI SE 1 0 0 0 1 1 0 0 0 0 0 0 10-Mar-21 Services Communication VODAFONE GROUP PLC 1 1 1 0 1 0 0 0 0 0 1 0 10-Mar-21 Services VOLVO AB Industrials 2 0 0 0 0 0 1 0 0 1 0 0 10-Mar-21
VONOVIA SE Real Estate 1 0 0 0 0 0 0 0 0 1 0 0 10-Mar-21
WARTSILA OYJ ABP Industrials 2 0 0 0 0 0 0 0 0 2 0 0 18-Feb-21
WEIR GROUP PLC Industrials 1 0 0 0 1 0 0 1 0 1 0 0 12-Jan-21
WH SMITH PLC Consumer Discretionary 1 0 0 0 0 0 1 0 0 0 0 0 12-Jan-21
Whitbread Consumer Discretionary 1 0 0 0 0 0 1 0 0 0 0 0 11-Jan-21
WIENERBERGER AG Materials 1 1 0 0 0 0 1 1 0 0 0 0 21-Jan-21
WIX.COM LTD Information Technology 1 1 0 0 0 0 0 0 0 0 0 0 11-Mar-21
WM MORRISON SUPERMARKETS PLC Consumer Staples 1 0 0 0 0 0 0 1 0 1 0 0 27-Jan-21
WORLDLINE SA Information Technology 1 1 0 0 0 0 1 0 0 1 0 0 29-Mar-21
ZALANDO SE Consumer Discretionary 1 1 0 0 0 0 1 0 0 1 0 0 29-Jan-21
ZURICH INSURANCE GROUP AG Financials 1 0 0 0 0 0 1 0 0 0 0 0 25-Mar-21
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