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Imperial Capital 2009 Published Research January 1, 2009 – September 11, 2009

Fixed Income and Equity Issuer Research

Douglas J. Dieter Issuer Date of Reports

Angiotech Pharmaceuticals, Inc. 7/16; 7/15 Catalent Pharma Solutions 8/13 Community Health Systems, Inc. 8/3; 7/8 Insight Health Services Holdings Corp. 7/16 MannKind Corporation 9/11, 8/25; 7/1 Select Medical Holdings Corporation 9/9; 7/23

Matthew Farwell, CFA Issuer Date of Reports

Cosan Limited 8/17; 8/11; 8/5; 7/15

Alberto Garcia-Tuñon Issuer Date of Reports

AES Corporation 5/11; 3/2; 2/23 Calpine Corporation 5/11; 3/2; 2/23 CDX Gas, LLC 3/11 Dynegy 5/8; 2/27; 2/23 Energy Future Holdings Corporation 3/4; 2/23 Ford Motor Credit Company LLC 6/2 GMAC 8/4; 5/22; 5/6; 4/3; 2/4 Hayes Lemmerz 6/30; 2/6 KGen Power Corporation 2/24 Mirant Corporation 5/11; 3/2; 2/23 NRG Energy 5/1 Park-Ohio Holdings Corp. 8/17 Reliant Energy Inc. 3/3; 2/23 Residential Capital 8/5

Imperial Capital Research 2009 Covered Names September 11, 2009 Page 2

Alberto Garcia-Tuñon (continued) Issuer Date of Reports

Sevan Marine ASA 6/30 Star Gas Partners 7/7; 6/11 The Manitowoc Company, Inc. 9/10 TriMas Corporation 8/5

Mary Ross Gilbert, CFA Issuer Date of Reports

Amscan Holdings 5/18 Aramark Corporation 3/2 Bon-Ton Stores 6/5; 5/26; 1/12 Burlington Coat Factory 1/6 Chiquita Brands International Inc. 5/15; 2/26 Claire's Stores, Inc. 9/8; 7/29; 6/15; 2/27 Dole Food Company 8/24; 5/13; 2/18; 2/12; 2/9; 2/3 Dollar General Corporation 9/8; 6/2; 3/27; 2/12; 1/7; 1/6 Dollarama Group L.P. 4/22 Finlay Fine Jewelry 6/1; 5/28 General Nutrition Centers, Inc. 7/29; 2/2 Harry & David Holdings, Inc. 7/21; 6/18 J.C. Penney Company, Inc. 9/9; 5/15; 4/14; 4/3; 3/6; 2/24; 2/9; 2/2; 1/12; 1/6 Levi Strauss & Co. 7/17; 4/20; 4/17; 2/13 Liz Claiborne, Inc. 8/24; 7/21; 6/25; 6/9 Macy's, Inc. 7/29 Marks & Spencer Group plc 3/31; 2/2 Masco Corporation 8/12 Michaels Stores 9/2; 7/29; 3/12 Neiman Marcus, Inc. 9/9; 9/8; 7/29; 7/17; 6/11; 6/4; 5/13; 4/14; 3/25; 3/16; 2/5; 1/20 Nortek, Inc./NTK Holdings, Inc. 9/8; 6/22; 5/22; 5/20; 5/19; 4/2 Office Depot 1/6 OSI Restaurants Partners 5/20 Protection One, Inc. 5/11, 4/13 RadioShack Corporation 1/6 Revlon, Inc. 8/3; 5/14; 4/21; 2/25; 2/18 Rite Aid Corporation 9/9; 7/31; 7/29; 7/27; 6/10; 6/5; 6/2; 5/27; 4/7; 3/12; 2/11; 2/3; 2/2; 1/27; 1/23; 1/20; 1/6 Sally Beauty Holdings, Inc. 7/29 Sbarro, Inc. 5/22; 3/31; 2/11; 2/3; 1/20

Imperial Capital Research 2009 Covered Names September 11, 2009 Page 3

Mary Ross Gilbert, CFA (continued) Issuer Date of Reports

Smithfield Foods, Inc. 9/8; 8/10; 7/21; 6/29; 6/15; 5/15; 5/1 The Bon-Ton Stores, Inc. 9/9 The Pantry, Inc. 9/2; 8/12; 2/5 Toys “R” Us, Inc. 7/29; 7/21; 6/15; 4/2; 3/24; 2/10; 2/5; 2/2; 1/12; 1/6 Yankee Candle 7/29; 3/19; 1/23; 2/2

Lee Giordano Issuer Date of Reports

The Children’s Place 9/10 Gymboree Corporation 9/3; 8/20;8/10

Kurt Hoffman Issuer Date of Reports

Allied Capital Corp. 9/8 Buffet Holdings 6/2 Dana Holdings Corp. 6/3; 1/15

Matt Kaplan Issuer Date of Reports

General Cable 1/5 Nuveen Investments, Inc. 8/10; 8/7; 7/14; 6/23 Unisys Corporation 8/3; 7/28; 7/27; 7/2; 4/29; 4/13; 1/5

Imperial Capital Research 2009 Covered Names September 11, 2009 Page 4

Michael Kim Issuer Date of Reports

American Science & Engineering, Inc. 8/20; 8/7; 6/22; 6/9; 6/3; 5/19; 5/15; 3/6; 2/26; 2/17;1/9 Ballantyne of Omaha, Inc. 1/29 Brink’s Home Security 8/13; 8/5; 6/30; 6/9; 5/13; 4/8; 3/6; 2/19; 2/17 China Security & Surveillance 9/8; 9/3; 8/26; 7/31; 7/28; 6/18; 5/21; 5/1; 3/11; 2/17 Computer Sciences Corporation 8/14; 8/7; 7/17; 7/15; 7/6 ICx Technologies 8/26; 8/14; 6/5; 5/15; 4/21; 4/3; 2/17 Immersion Corporation 1/29 Kratos Defense & Security Solutions 8/31; 8/24; 8/7; 6/10; 3/18 L-1 Identity Solutions Inc. 8/5; 7/29; 7/14; 7/9; 5/29; 5/18; 5/8; 4/30; 3/6; 2/17; 2/13; 2/12; 1/9 Measurement Specialties, Inc. 1/29 OSI Systems, Inc. 9/2; 8/28; 6/17; 5/21; 5/19; 5/1; 3/6; 2/17; 2/2; 1/30 Protection One, Inc. 5/11; 4/13; 2/17 Stanley Works 7/24; 7/22; 5/8 The Brink’s Company 8/18; 8/3; 5/15; 4/29; 2/17; 2/9 Tyco International, Ltd. 8/11; 7/30; 6/9; 5/27; 5/1; 2/17; 2/6; 2/4; 1/6 ZiLog, Inc. 1/29

Randy Laufman Issuer Date of Reports

ADC Telecommunications, Inc. 9/2; 6/17; 6/4; 5/18 Advanced Micro Devices 8/17; 7/22; 7/13; 1/6 AirTran Holdings, Inc. 9/2; 8/4; 7/22; 7/13; 6/17; 6/12; 6/3; 5/18; 5/12; 5/6; 4/16; 4/2; 4/1; 3/3; 2/3; 1/20; 1/6 Alaska Communications Systems 8/4 Albany International Corp. 5/6 Alpha Natural Resources Inc. 1/20 Amylin Pharmaceuticals Inc. 7/13; 6/17 Arris Group 1/6 ArvinMeritor Inc. 5/18; 5/6 Bill Barrett Corp. 4/16; 2/18 Blackboard, Inc. 2/6 Brocade 2/3 Cadence Design Systems, Inc. 3/3; 2/6 Carrizo Oil & Gas, Inc. 8/17 Ceradyne Inc. 3/3 Champion Enterprises Inc. 4/2; 1/6 Chiquita Brands International Inc. 5/18

Imperial Capital Research 2009 Covered Names September 11, 2009 Page 5

Randy Laufman (continued) Issuer Date of Reports Coeur D’Alene Mines Corporation 8/17; 8/7; 7/13; 6/17; 6/2; 5/29; 5/18 CompuCredit 6/2 Conceptus Inc. 4/2 Conexant Systems Inc. 9/2; 8/25; 8/17; 8/4; 7/31; 7/13; 7/1; 6/17; 6/2; 5/18; 5/6 Connacher Oil and Gas Limited 8/13; 7/10 Conseco Inc. 2/3 Continental Airlines, Inc. 8/4; 7/13; 6/17; 5/18; 4/16; 4/6 Cubist Pharmaceuticals Inc. 3/16 Eastman Kodak Co. 7/30; 6/12; 1/30; 1/20; 1/6 Endeavour International Corp. 6/17 Energy Conversion Devices, Inc. 8/4; 7/1; 6/2; 5/6; 3/3; 2/3 EnPro Industries, Inc. 5/18; 5/6; 1/29 Evergreen Solar 9/2 Excel Maritime Carriers, Ltd. 9/10 General Cable 1/6 Global Industries Ltd. 7/1 Goodrich Petroleum 1/6 Great Atlantic and Pacific Tea Co. 9/2; 7/24; 7/23; 7/13; 7/1; 6/26 Griffon Corp. 3/3 GSI Commerce, Inc. 5/18; 4/16; 4/2; 3/3; 1/6 Headwaters Inc. 7/13; 7/1; 6/17; 6/2; 5/18 Hercules Inc. (Ashland) 8/4 Hologic Inc. 7/13; 7/1; 6/17 Human Genome Sciences Inc. 7/13; 6/17 Iconix Brands Group Inc. 4/16 Incyte Corp. 8/17; 7/13; 7/1 Integra LifeSciences Holdings Corp. 2/18 Interpublic Group 4/16 JDS Uniphase Corp. 5/18; 5/6; 4/16; 2/9; 2/3 JetBlue Airways Corporation 9/8; 9/2; 8/7; 7/24; 7/23; 6/3; 5/22; 5/5 Kendle International Inc. 8/17; 8/6; 7/13; 6/17; 5/18; 5/8; 4/23; 4/16; 4/2; 3/16; 3/3 KV Pharmaceutical Co. 8/17; 6/17 L-1 Identity Solutions Inc. 8/5; 7/29; 7/14; 7/13; 7/9; 6/17; 6/2; 5/29; 5/18; 4/30; 4/16; 4/2; 3/3; 2/13; 2/12; 2/3; 1/20; 1/9 Lawson Software 1/6 Lincare Holdings 7/1 Live Nation, Inc. 8/17; 8/7; 7/13; 6/17; 5/22 Macrovision Solutions Corp. 2/12; 2/3; 1/29 MannKind Corporation 9/2; 8/25; 8/17; 7/13; 6/19 McMoRan Exploration Co. 6/17 Medarex, Inc. 6/2; 5/6; 2/18

Imperial Capital Research 2009 Covered Names September 11, 2009 Page 6

Randy Laufman (continued) Issuer Date of Reports Mentor Graphics Corp. 8/21; 8/4; 7/13; 6/17; 6/2; 5/29; 5/18; 5/6; 4/16; 4/2 Micron Technologies Inc. 5/6; 6/2; 6/17; 5/18 Molina Healthcare Inc. 9/2; 4/16; 4/2 NCI Building Systems Inc. 7/1; 6/17; 6/2; 5/18; 5/6; 1/6 Northern Offshore 8/27; 5/28; 3/16; 2/27 Overstock.com Inc. 7/13; 6/17; 5/18; 4/16 Par Pharmaceuticals Inc. 2/3; 1/20; 1/6 Patriot Coal Corporation 9/2; 8/17; 8/4; 7/28; 7/13 PDL BioPharma Inc. 2/3 Pharmaceutical Resources 1/6 Pier 1 Imports Inc. 7/13; 7/1 Playboy Enterprises, Inc. 8/17; 8/4; 7/13; 6/17; 5/18; 4/16; 3/16 Powerwave Technologies Inc. 8/17; 7/31; 7/13; 6/17; 5/18; 5/6; 4/16; 4/2; 3/3; 2/18; 2/12; 2/3 PRG-Schultz International, Inc. 1/29 RadiSys Corp. 2/3 SAVVIS Inc. 7/29; 7/13; 6/17; 5/18; 4/30; 4/16; 4/2 School Specialty, Inc. 8/20; 8/4; 6/17; 6/11; 5/18; 4/16; 3/16; 2/18 Seagate Technology 3/16 Shengdatech, Inc. 7/1; 6/17; 6/2 Sinclair Broadcast Group, Inc. 8/4 Sirius XM Radio Inc. 4/2 Smith & Wesson Holding Corp. 9/2; 7/13; 7/1 Solutia, Inc. 7/28; 6/18; 5/8; 4/2; 2/20; 1/27 Spartan Stores Inc. 6/2; 5/6 Stillwater Mining Company 9/2 Tower Semiconductor Ltd. 7/1; 6/17; 6/2 SunPower Corporation 7/27; 5/21; 4/16; 4/2; 3/11; 3/3; 2/27; 2/2; 1/6 Texas Petrochemical, Inc. 1/29 Titan International 2/27 Trex Co. Inc. 7/1; 6/17; 6/2; 5/18; 5/6 Trico Marine 8/17; 7/31; 5/6; 3/26 TTM Tehcnologies 4/16; 3/3; 2/12; 1/6 USEC Inc. 9/2; 8/17; 8/4; 7/13; 7/1; 6/17; 6/2 Verenium Corp. 8/4 VeriFone Holdings 9/2; 7/13; 6/17; 6/3; 5/18; 4/16 Vornado Realty 1/6 WESCO International 2/18; 1/20 World Acceptance Corp. 4/16

Imperial Capital Research 2009 Covered Names September 11, 2009 Page 7

Edward P. Mally, CFA Issuer Date of Reports

Chemtura 3/24 Fortescue Metals Group 8/11; 7/14; 5/27; 4/30; 2/25 Hawker Beechcraft Acquisition Co, 8/6 International Lease Finance Corp. 7/14; 6/8; 5/13; 5/11; 4/22; 4/6; 3/31; 3/26; 3/19; 3/16; 2/24; 2/2; 1/27; 1/23; 1/14 Mosaic Company 1/14; 1/7 Orbitz Worldwide, Inc. 5/21; 5/14 Scorpion Offshore Ltd. 3/9 The Mosaic Company 4/9 Travelport Limited 9/1; 8/10; 6/18; 6/17; 5/22; 2/26 YRC Worldwide Inc. 8/3

David Martin Issuer Date of Reports

Fairpoint Communications 7/16

Kim Zotter Issuer Date of Reports

AirTran Holdings, Inc. 9/2; 8/4; 7/22; 7/6; 6/12; 6/3; 5/12; 4/23; 4/3; 4/1; 2/19; 1/29 Alaska Air Group, Inc. 2/19 Allegiant Travel Company 9/3; 8/26; 8/5; 7/22; 7/7; 6/9; 6/3; 5/14; 5/5; 4/21; 4/14; 4/3; 3/4; 1/28; 2/19 AMR Corporation 2/19 Continental Airlines, Inc. 2/19 Delta Airlines, Inc. 2/19 Hawaiian Holdings, Inc. 9/4; 8/31; 8/6; 7/28; 7/8; 6/9; 6/5; 5/20; 4/29; 4/13; 3/30; 3/9; 3/4; 2/19; 2/18; 2/9; 1/29; 1/16; 1/14 JetBlue Airways Corporation 9/8; 9/3; 8/7; 7/24; 7/23; 7/8; 6/3; 5/22; 5/7; 5/5; 4/24; 2/19;1/30 Republic Airways Holdings, Inc. 2/19 SkyWest, Inc. 2/19 Southwest Airlines Co. 2/19 UAL Corporation 2/19 US Airways 7/24; 7/6; 6/3; 5/6; 4/24; 4/6; 3/18; 2/19; 1/30; 1/12

Imperial Capital Research 2009 Covered Names September 11, 2009 Page 8

Benjamin Brogadir Issuer Date of Reports

Advanced Micro Devices 7/22 AK Steel Holding Corporation 7/22 Alcoa Inc. 8/19 AMC Entertainment Inc. 8/19 Continental Airlines 8/4; 7/21; 7/13 Eastman Kodak Co. 7/31; 6/12 Fortune Brands Inc. 8/19 Great Atlantic & Pacific Tea Co. 7/24; 7/23 International Lease Finance Corp. 5/13; 5/11 JetBlue Airways 7/24; 7/9 Kendle International, Inc. 8/6 LSI Corporation 7/9 Mediacom Communications Corporation 8/19 Mentor Graphics 8/21; 8/4; 7/13; 5/9 Metals USA 8/5 Orbitz Worldwide, Inc. 5/14 Powerwave Technologies Inc. 7/31 Royal Carribean Cruises Ltd. 8/19 School Specialty, Inc. 8/20; 8/4; 6/11 Sealed Air Corporation 6/19; 6/11; 5/19 Sinclair Broadcast Group 7/19 Starwood Hotels & Resorts Worldwide 8/19 Travelport Limited 6/18; 6/17 United States Steel Corporation 8/5; 7/29; 7/20; 5/19; 4/30 Vector Group, Ltd. 5/14 Weyerhaeuser Company 8/19 YRC Worldwide, Inc. 8/3

Nicholas J. Capuano Issuer Date of Reports

Amerigas Partners 1/29; 1/5 Ares Capital Corp. 6/29; 6/17; 6/9; 5/15; 5/8; 4/23; 4/9; 4/3; 3/30; 3/18; 3/3 Eddie Bauer Holdings, Inc. 1/29; 1/22 Famous Dave's of America, Inc. 1/29 Foster Wheeler AG 5/26; 5/7; 5/5; 3/9; 2/27; 2/25; 2/23; 2/20 Globe Specialty Metals, Inc. 7/21 Inergy 1/5 Propane Master Limited Partnerships 1/5 RTI International Metals 8/4; 6/24; 6/9; 5/21; 4/29; 4/23; 2/18; 2/6; 2/4 Suburban Propane Partners 2/6; 1/5 Zoltek Companies, Inc. 1/29

Imperial Capital Research 2009 Covered Names September 11, 2009 Page 9

Industry Reports and Relative Value Analyses

Industry Relative Value Analyses Analyst Date of Reports Airlines Kim Zotter 2/19 Healthcare Douglas J. Dieter 9/8; 7/8 Homebuilder Industry Tom Carroll 2/11 Independent Power Producers Alberto Garcia-Tuñon 8/4; 2/23 Retail Mary Ross Gilbert, CFA 7/29; 2/2; 1/6 Security Michael Kim 2/17

Companies Covered in Relative Value Analyses Analyst(s) Date of Reports Accellent, Inc. Douglas J. Dieter 9/8 Actuant Corporation Alberto Garcia-Tuñon 8/4 AES Corporation Alberto Garcia-Tuñon 2/23 AGCO Corporation Alberto Garcia-Tuñon 8/4 AirTran Holdings, Inc. Kim Zotter 2/19 Alaska Air Group, Inc. Kim Zotter 2/19 Allegiant Travel Company Kim Zotter 2/19 American Safety Razor Douglas J. Dieter 9/8 American Science & Engineering Michael Kim 2/17 AMR Corporation Kim Zotter 2/19 Amylin Pharmaceuticals Inc. Douglas J. Dieter 9/8 Angiotech Pharmaceuticals, Inc. Douglas J. Dieter 9/8 Apria Healthcare Douglas J. Dieter 9/8 Baldor Electric Company Alberto Garcia-Tuñon 8/4 Beazer Tom Carroll 2/11 Blount International Alberto Garcia-Tuñon 8/4 Brink’s Home Security Michael Kim 2/17 Bucyrus International Alberto Garcia-Tuñon 8/4 Burlington Coat Factory Warehouse Mary Ross Gilbert, CFA 1/6 Calpine Corporation Alberto Garcia-Tuñon 2/23 Carestream Douglas J. Dieter 9/8 Catalent Pharma Solutions Douglas J. Dieter 9/8 Caterpillar Inc. Alberto Garcia-Tuñon 8/4 Centex Tom Carroll 2/11 China Security & Surveillance Michael Kim 2/17 Claire’s Stores, Inc. Mary Ross Gilbert, CFA 7/29 Community Health Systems, Inc. Douglas J. Dieter 9/8; 7/8 Continental Airlines, Inc. Kim Zotter 2/19 Deere & Company Alberto Garcia-Tuñon 8/4 Delta Airlines, Inc. Kim Zotter 2/19 Dollar General Corporation Mary Ross Gilbert, CFA 1/6

Imperial Capital Research 2009 Covered Names September 11, 2009 Page 10

Companies Covered in Relative Value Analyses (continued) Analyst(s) Date of Reports DR Horton Tom Carroll 2/11 Dynegy Inc. Alberto Garcia-Tuñon 2/23 Eaton Corporation Alberto Garcia-Tuñon 8/4 Energy Future Holdings Corporation Alberto Garcia-Tuñon 2/23 Fresenius Douglas J. Dieter 9/8 General Nutrition Centers, Inc. Mary Ross Gilbert, CFA 7/29; 2/2 Graceway Pharmaceuticals Douglas J. Dieter 9/8 Hawaiian Holdings, Inc. Kim Zotter 2/19 Health Management Associates Douglas J. Dieter 9/8; 7/8 Hospital Corporation of America Douglas J. Dieter 9/8; 7/8 Iasis Healthcare LLC Douglas J. Dieter 9/8; 7/8 ICx Technologies Michael Kim 2/17 Incyte Corp. Douglas J. Dieter 9/8 Ingersoll-Rand Company Limited Alberto Garcia-Tuñon 8/4 Insight Health Douglas J. Dieter 9/8 J.C. Penney Company, Inc. Mary Ross Gilbert, CFA 2/2; 1/6 JetBlue Airways Corporation Kim Zotter 2/19 Joy Global Inc. Alberto Garcia-Tuñon 8/4 Kendle International Douglas J. Dieter 9/8 KV Pharmaceuticals Douglas J. Dieter 9/8 L-1 Identity Solutions Michael Kim 2/17 LifeCare Holdings Douglas J. Dieter 9/8 LifePoint Hospitals, Inc. Douglas J. Dieter 9/8; 7/8 Macy’s, Inc. Mary Ross Gilbert, CFA 7/29 Manitowoc Company, Inc. Alberto Garcia-Tuñon 8/4 Mannkind Corporation Douglas J. Dieter 9/8 Marks & Spencer Group plc Mary Ross Gilbert, CFA 2/2 Michaels Stores Mary Ross Gilbert, CFA 7/29 Mirant Corporation Alberto Garcia-Tuñon 2/23 Mueller Water Products, Inc. Alberto Garcia-Tuñon 8/4 Neiman Marcus, Inc. Mary Ross Gilbert, CFA 7/29 Office Depot Mary Ross Gilbert, CFA 1/6 OSI Systems, Inc. Michael Kim 2/17 Physiotherapy Associates Douglas J. Dieter 9/8 Polypore International, Inc. Alberto Garcia-Tuñon 8/4 Protection One, Inc. Michael Kim 2/17 Pulte Homes, Inc. Tom Carroll 2/11 RadioShack Corporation Mary Ross Gilbert, CFA 1/6 Reable Therapeutics Douglas J. Dieter 9/8 Reliant Energy Inc. Alberto Garcia-Tuñon 2/23 Republic Airways Holdings, Inc. Kim Zotter 2/19

Imperial Capital Research 2009 Covered Names September 11, 2009 Page 11

Companies Covered in Relative Value Analyses (continued) Analyst(s) Date of Reports Rite Aid Corporation Mary Ross Gilbert, CFA 7/29; 2/2 Rural Metro Douglas J. Dieter 9/8 Sally Beauty Holdings, Inc. Mary Ross Gilbert, CFA 7/29 SkyWest, Inc. Kim Zotter 2/19 Spheris, Inc. Douglas J. Dieter 9/8 Southwest Airlines Co. Kim Zotter 2/19 Standard Pacific Tom Carroll 2/11 Sunrise Medical Douglas J. Dieter 9/8 Surgical Care Affiliates Douglas J. Dieter 9/8 Symbion Douglas J. Dieter 9/8 Tenet Healthcare Corporation Douglas J. Dieter 9/8; 7/8 Terex Corporation Alberto Garcia-Tuñon 8/4 The Brink’s Company Michael Kim 2/17 Thermadyne Holdings Corporation Alberto Garcia-Tuñon 8/4 Toll Brothers Tom Carroll 2/11 Toys “R” Us, Inc. Mary Ross Gilbert, CFA 7/29; 2/2; 1/6 TriMas Corporation Alberto Garcia-Tuñon 8/4 Tyco International Ltd. Michael Kim 2/17 UAL Corporation Kim Zotter 2/19 United Surgical Partners Douglas J. Dieter 9/8 US Airways Group Kim Zotter 2/19 Vanguard Health Systems, Inc. Douglas J. Dieter 9/8; 7/8 Yankee Candle Company, Inc. Mary Ross Gilbert, CFA 7/29; 2/2

Imperial Capital Research 2009 Covered Names September 11, 2009 Page 12

Randy Laufman Busted Convertibles Analyses Date of Reports Busted Convertibles Monitor 9/2; 8/4; 7/1; 6/2; 5/6; 4/2; 3/3; 2/3; 1/6 Busted Convertibles Focus Group 8/17; 7/13; 6/17; 5/18; 4/16; 3/16; 2/18; 1/20

Busted Convertibles Issuer Analyses

ADC Telecommunications Inc. Human Genome Sciences Inc. Advanced Micro Devices Iconix Brands Group Inc. AirTran Holdings, Inc. Incyte Corporation Alaska Communications Systems Integra LifeSciences Holdings Corp. Albany International Corp. Interpublic Group of Companies, Inc. Alpha Natural Reseources Inc. JDS Uniphase Corporation Amylin Pharmaceuticals Inc. JetBlue Airways Corporation Arris Group Kendle International, Inc. ArvinMeritor Inc. KV Pharmaceutical Co. Bill Barrett Corp. L-1 Identity Solutions Inc. Blackboard Lawson Software Brocade Lincare Holdings Cadence Design Systems, Inc. Live Nation Worldwide, Inc. Carrizo Oil & Gas, Inc. Macrovision Solutions Corporation Ceradyne Inc. MannKind Corporation Champion Enterprises Inc. McMoRan Exploration Co. Chiquita Brands International Inc. Medarex, Inc. Coeur D'Alene Mines Corporation Mentor Graphics Corp. CompuCredit Micron Technology Inc. Conceptus Inc. Molina Healthcare Inc. Conexant Systems Inc. NCI Building Systems, Inc. Conseco Inc. Overstock.com Inc. Continental Airlines, Inc. Patriot Coal Corporation Cubist Pharmaceuticals Inc. Par Pharmaceuticals Inc. Eastman Kodak Company PDL BioPharma Inc. Endeavor International Corporation Pharmaceutical Resources Energy Conversion Devices, Inc. Pier 1 Imports Inc. EnPro Industries, Inc. Playboy Enterprises, Inc. Evergreen Solar Inc. Powerwave Technologies, Inc. General Cable Technologies Corp. RadiSys Corp. Global Industries Ltd. SAVVIS, Inc. Goodrich Petroleum School Specialty Inc. Great Atlantic and Pacific Tea Co. Seagate Technology Griffon Corp. Shengdatech, Inc. GSI Commerce, Inc. Sinclair Broadcasting Group Inc. Headwaters Inc. Sirius XM Radio Inc. Hercules Inc. (Ashland Inc.) Hologic Inc.

Imperial Capital Research 2009 Covered Names September 11, 2009 Page 13

Busted Convertibles Issuer Analysis (continued) Smith & Wesson Holdings Corp. TTM Technologies Spartan Stores Inc. USEC Inc. Stillwater Mining Company Verenium Corp. SunPower Corporation VeriFone Holdings Inc. Tower Semiconductor Ltd. Vornado Realty Trex Co. Inc. WESCO International Inc. Trico Marine Services, Inc. World Acceptance Corp.

This publication lists companies on which we have previously published research reports, notes and briefs. These published research reports, notes or briefs may be obtained from our Web site (www.imperialcapital.com) or your account executive. No investment decision should be made in issuers with published research reports without first reviewing those related research reports. This summary is for informational purposes only and is not limited to companies on which we have published or may publish research now or in the future. Under no circumstances is it to be used or considered as an offer to sell or a solicitation of an offer to buy any security, bank debt or trade claim. While the information contained in this summary is believed to be current as of the date hereof, we do not represent or guarantee that the summary is current or complete, and it should not be relied upon as such. We reserve the right to add or drop coverage of a company or industry, or change the analyst covering any particular company or industry at our sole discretion. Decisions to publish or terminate coverage are based on a variety of factors. As a result, coverage of such issues frequently may be characterized by either isolated reports, long periods between reports, or no reports at all. Imperial Capital’s and Imperial Capital Asset Management’s views of a security, issuer, industry or sector may change without the issuance of a new report. If you would like to know whether Imperial Capital’s or Imperial Capital Asset Management’s views have changed, please call us at (310) 246-3700. Please contact your Imperial Capital account representative for copies of any available research reports, or visit www.imperialcapital.com. Imperial Capital, LLC is a member of FINRA (www.finra.org) and SIPC (www.sipc.org) © Copyright 2009 Imperial Capital, LLC and Imperial Capital Asset Management, LLC