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2021 SUMMER MEET CONDITION BOOK 1

JULY 15 TO AUGUST 1 Joseph Appelbaum Earle Mack Andrew Rosen Michael Dubb Timothy Mara George Russo C. Steven Dunker Georgeanna Nugent Joseph Spinelli Marc Holiday Stuart Subotnick Vincent Tese Stuart S. Janney, III David O’Rourke Najja Thompson Ogden Phipps II

OFFICERS & SENIOR EXECUTIVES David O’Rourke, CEO & President Joseph Lambert, Executive Vice President, Chief Administrative Officer, General Counsel & Chief Compliance Officer Glen Kozak, Senior Vice President, Operations & Capitol Projects Tony Allevato, Chief Revenue Officer, President NYRA Bets Martin Panza, Senior Vice President, Racing Operations Renee Postel, Vice President, Chief Accounting Officer

NEW YORK STATE GAMING COMMISION Barry C. Sample, Chair John A. Crotty, Commissioner Peter J. Moschetti, Jr., Commissioner John Poklemba, Esq., Commissioner Jerry Skurnik, Commissioner Todd R. Snyder, Commissioner Robert Williams, Acting Executive Director Ronald G. Ochrym, Director of Racing Edmund C. Burns, General Counsel Dr. Scott E. Palmer, Equine Medical Director New York State Gaming Commission PO Box 7500, Schenectady , NY 12301-7500 Send Questions or Comments to: [email protected];http://www.gaming.ny.gov/ NYRA is a member of the Thoroughbred Racing Associations And complies with its Code of Standards and By-Laws. Overnight Mailing Address: Saratoga Race Course 267 Union Ave Saratoga Springs, NY 12866

Telephone: (516) 488-6000 or (718) 641-4700 Outside New York (800) 221-6266 Inside New York (800) 221-6267 Private Lines (718) 659-2235 or (718) 659-2231

Racing Office Fax: (518) 583-3384 NYRA.com SARATOGA RACE COURSE

2021 Saratoga Summer Meeting Thursday July 15th-Monday SSept. 6th 40 Days

Racing Department Stewards Braulio Baeza, Jr. (NYSGC) Dr. Jennifer Durenberger (Jockey Club) Brook Hawkins (NYRA) Timothy D. Kelly (NYRA Safety Steward) Juan Dominguez (NYRA Safety SSteward)

Senior Vice President Racing Opperations Martin Panza

Racing Secretary Keith Doleshel

Assistant Racing Secretary Jorie Gorski Stakes Coordinator Andrew Byrnes

Starter Stable Superintenddent Hector Soler Richard Wickman

Director, NYRA Veterinarians Senior Examining Veterinarian Dr. Anthony Verderosa Dr. Sarah Hinchliffe

NYRA Vet Assistant Christine Zhang

Clerk Of Scales Paddock and Patrol Judge Placing Judges Sal Russo Peter FitzGeerald Chris DeCarlo Brian Pochman (asst.) Lenny Rera

Racing Office Staff Admin Asst. Chris Camac Roger Sutton Zerfana Khan Rob MacLellan Jack Welsh Kevin Schnoor

Clerk Of Course Horsemenʼs Bookkeeper Chief Horse Identifier Credentials Kelly Gecewicz Denise Spampinato Diane Connor Lewis Kobel

Program Production Horsemenʼs Relations Ken Goldberg (Horse ID) Gilda Libero Alysse Jacobs Rosemary Pasquarello (Horse ID) Teal Albertrani Patrick Davis (Horse ID) Harper Gray TABLE OF CONTENTS

Rules of Racing………………………………………………………………...2

Entries………………………………………………………..………….………3

Preference (date) System………………………….………………………….4

Eligibility…………………………………………………..…………….……….5

Change of Surface (Turf to Dirt)……………….…………….……………….6

Claiming………………………………………………………………..………..7

Jockey Engagements……………………………………………...…………..11

Scratches…………………………………………………………..……………11

Stabling……………………………………………………………...…………..13

Shipping In………………………………………………….……..……………14

Blinker Changes………………………………………………….…………….14

Shoes……………………………………………………………………………14

Equipment………………………………………………………….…….…..…15

Workout Criteria……………………………………………………….……….15

Altering Sex of Horse…………………………………….……………………16

Horsemen’s Bookkeeper…………………………………...……………..…16

Horsemen’s Relations……………………………… …………………….18

Medication and Testing………………………………...…………………….18

Shock Wave Therapy………………………………………………………...19

Lasix…………………………………………...……………………………….20

Workers’ Compensation………………………..……………………………21

House Rules…………………………………..………………………………24

Television Rights………………………………….………………………….24

NYRA Anti-Slaughter Policy…………………………………………………25

Federal Fair Credit Reporting Act……………….……………..…………..25

Release and Indemnification…………………….……………………….…25

NYRA Safety Rules and Protocols…………………………..…….…….…26 SARATOGA RACE COURSE DIRECTORY

New York Gaming Commission..……………………………(518) 584-3236

New York Thoroughbred Horsemen’s Association ………(518) 581-1034

New York Thoroughbred Breeders ………….……….…… (518) 587-0777

Main Switchboard …………………………………………… (518) 584-6200

Racing Office – Entries ……………………………...…………….. Ext. 4241

Racing Office Fax ………………………………..………….. (518) 584-0337

Horsemen’s Relations ………….…………………………… (718) 659-2205

Horsemen’s Bookkeeper ……………………………………. (718) 687-4843

Stable Office ……………………….…………………………. (516) 325-6373

Horse ID ………………………………...…………………………… Ext. 4229

Clocker – Main Track ……………...………………………… (917) 865-2537

Clocker - Oklahoma Track ………...………………………… (518) 744-3626

Steward – NY Gaming Commission ….…………………….. (518) 584-3236

Steward – Jockey Club ……………………………………………… Ext. 4711

Steward – NYRA …………………………………………………….. Ext. 4262

Stable Gate – Main …………………………………………… (718) 659-4580

Receiving Barn …………………………….………………….. (718) 659-6029

Credentials (Lew Kobel)…………… …………..……………………Ext. 2374

NYRA Veterinarian………………………………………….. (516) 351-5314

Paddock Judge Morning ……………………………..………. (718) 659-4241

Paddock Judge Afternoon ……………………………….…… (718) 659-4258

Jockey Club Office ………………………………………..…… …… Ext. 4301 1 SARATOGA RACE COURSE

SARATOGA TRACK SCHEDULES

MAIN TRACK 5:30 AM to 10:00 AM (Harrowing break from 8:15 to 8:45)

OKLAHOMA DIRT TRACK 5:30 am to 11:00 am (Harrowing breaks at 7:00 AM and 9:00 AM)

OKLAHOMA TURF WORKS Turf works take place Fridays and Sundays on the Oklahoma turf course from 10:00 am- 10:45 am (weather permitting). Turf works will be on the outer portion of the course with the dogs up; the inside lane will be used only for graded stakes horses with special permission. No claiming horses will be allowed turf works (no maidens or winners who have run for a claiming price in their last start). Maidens are only allowed 3 turf works per meet. Special permission for Stakes horses may be granted for additional work days. Approval/ turf slips will be distributed in the racing office the morning of turf works; slips will be collected at the turf gap. Sign up for turf works on Sundays and Thursday by 3pm in the racing office with Lenny Rera. (718-659-2235).

TURF GALLOPS Tuesday and Thursday from 10:00am to 10:45am

GATE SCHOOLING – Wednesday through Monday Main Track – 7:00 AM to 9:30 AM Oklahoma – 6:00 AM to 9:00 AM

RULES OF RACING No entry will be received except upon the condition that all disputes, claims, and objections arising out of racing or with respect to the interpretation of the conditions of any race shall be decided by the Stewards, and their decision upon all matters shall be final.

The NYRA SVP Racing Operations, the NYRA Racing Secretary or the NYRA Chief Examining Veterinarian has the right to refuse the entry of any horse with which they have any nature of concern.

At the discretion of the Stewards, and without notice, the entries of any person, or acceptance of transfer of any entries, may be refused.

The Stewards reserve the right to withdraw or scratch any horse which, in their opinion, does not qualify for the race in which it is entered.

The rules of racing of the State of New York require that all racing personnel including owners, trainers and jockeys must be eligible for a license, and have the required application on file with the New York Gaming Commission prior to their active participation in racing or training. Partners, Stable Names, Authorized Agents and Racing Colors must be registered with the Jockey Club before entries are made. 2 SARATOGA RACE COURSE

Trainers employing unlicensed help will be subject to disciplinary fines. Employees with expired licenses will be held accountable and will be subject to fines, as will their employer. ENTRIES Owners and trainers must be careful to claim allowances at time of entry, and state penalties, and are solely responsible if a horse starts with the incorrect weight and is therefore disqualified.

Entries close at 10:30 am daily or at such time as the Racing Secretary deems that entries have been taken, unless otherwise specified in the condition book.

No person shall enter or attempt to enter a horse for a race unless such entry is a bona fide entry made with the intention that such horse is to compete in the race for which the entry is made.

Horses on the also eligible list are not in today horses. Such horses may enter for the succeeding day and receive any preference to which they may be entitled; however if such horse gets in a succeeding race it will be scratched automatically from the race from which said horse was an also-eligible. Stakes races are excluded when applying this rule. The status of such horses (AE) should be noted at time of entry.

In all Allowance/Optional claiming races allowance horses will be preferred.

Horses 10 years of age or older are not eligible to run at NYRA tracks.

A horse whose managing owner is a partnership cannot be entered or run in the name, whether real or stable, of an individual partner unless that individual’s interest or property in the racing qualities of that horse is 25% or greater.

All First Time Starters must have papers on file in order to be eligible to start. Additionally, registration papers will not be released from Horse ID without trainer approval.

In all overnight races no trainer or owner may enter more than two horses per race per designated surface. Two additional entries may be made for an alternate surface. If a race is to be divided, a trainer may enter two additional horses.

In-today horses may not be entered back without the Racing Secretary’s permission. Any in-today horse entered back will automatically be scratched from the first race entered and expected to run in the second race entered.

Main Track Only (MTO) entries will be expected to run if a race comes off of the turf. If an MTO has entered back in a subsequent race; the horse is first expected to honor his MTO engagement. Said horse will be released from that engagement if the race in question remains on the turf. 3 SARATOGA RACE COURSE

In all overnight races no same owner entry (double) will be allowed to draw into the body of a race to the exclusion of a different owner entrant. At time of entry, trainers must name a “same owner 1st choice (SO1)” and a “same owner 2nd choice (SO2)”. Stakes races are excluded from this rule as condition eligibility, high weights, and gross lifetime earnings will establish preference.

In all overnight races no same trainer entry will be allowed to draw into the body of a race to the exclusion of a different trainer entrant. At time of entry, trainers must designate a “different owner 1st choice (DO1) and a “different owner 2nd choice (DO2).” Stakes races are excluded from this rule.

A different owner 2nd entry (DO2) is preferred over a same owner 2nd entry (SO2)

Any horse entered at a NYRA track in an overnight race must obtain permission from both the NYRA Racing Secretary and the Stewards to re-enter at a different racetrack. Failure to do so will result in a fine and placement on the NYRA Steward’s list for a period of 10 days. It may also result in loss of stall space.

4026.7 Assignments restricted.

After a horse is drawn into a race, there shall be no transfer nor assignment of any ownership interest in such horse until after such race or until such horse is scratched from the race, if sooner. No member of a partnership that owns a horse, leases the racing qualities of a horse, or is designated a managing owner for a horse shall assign his or her share or any part of or interest in it without written consent of the other partners being filed with the Jockey Club/ NYRA Clerk of Course. No assignment of an interest in a partnership which, by ownership or lease, controls the racing qualities of a horse, shall be accepted if the effect of the assignment would be to create a partnership that would not qualify for filing under the terms of section 4026.2 of this part.

A notarized bill of sale will be required by the NYRA Clerk of the Course signed by all parties in any change of ownerships.

PREFERENCE DATE SYSTEM The preference date periods will regenerate three times a year for all categories: 1st day of Aqueduct Spring, 1st day of Saratoga, 1st day of Aqueduct Winter.

All horses under the care of a trainer that has been allotted and is occupying stalls at NYRA at the beginning of a preference date period will receive the initial preference date. Horses under the care of a trainer who is allotted stalls after a race meet has started will receive a preference date based on when the stall application is been approved and stalls occupied.

All shippers may receive the initial preference date if their foal papers or a copy of the foal papers are turned into the racing office on or before the first day of entries.

4 SARATOGA RACE COURSE After the first day of entries, shippers will receive a preference date based off the entry day when the papers are turned in or when their horse is entered in a race.

A horse with an assigned NYRA date that runs out of town regardless of surface or condition will receive that date for all categories.

Separate dates will be maintained for dirt, turf and New York-breds.

A scratch date will be used for all categories.

Order of Preference. Earliest date prevails. If the race in question overfills with horses of equal date preference, the order of preference shall be entry, run, scratch.

Turf Races Moved To Main Track In all overnight turf races trainers shall be required to specify a turf preference; Turf Only – Turf or Dirt (will run either surface) – Main Track Only. Horses entered turf only will be scratched at the discretion of the Stewards if there is a surface change. All horses scratched for any reason will receive a scratch date. Horses entered to run Turf or Dirt will be required to run on the turf or the main track. Said horses will not be scratched without being placed on the Veterinarian’s or the Steward’s List. In the event a turf race is switched to the main track all starters will retain their previous turf date. Horses entered to run main track only will be automatically scratched if the race remains on the turf in which case the dirt preference date shall remain the same.

A horse that has been drawn on the also-eligible list may retain its date only if there is not an opportunity to draw into the race the day before.

A horse that runs above its allowance condition will retain its date.

A horse that runs in a NYRA Stake will retain its date.

Date preference does not supersede the rules specified in the conditions of a race.

All horses in the body of a race that is cancelled will receive a special preference for that category.

ELIGIBILITY “Closed races” are considered as those restricted to “Which Have Never Won $15,000 Four Times Other Than Maiden, Claiming, Starter or State Bred” or less. (Three Times, Two Times, One Time). For purposes of determining eligibility in closed races, a win in any Group/Graded race in any Part I or II country, regardless of purse value, shall be considered a win at or above the qualifying amount of $15,000.

5 SARATOGA RACE COURSE Starter Stakes or Starter Handicaps shall be considered starter races for eligibility purposes.

Stalls will not be allotted nor entries accepted on any horse which has started for $7,500 or less and has not won a race for $8,000 or more in 2020-21 or has not finished second, third, fourth or fifth for $8,000 or more since starting for $7,500 or less.

Maidens which have started in a maiden race of $14,000 or less will not be eligible, unless after such start, that horse finishes second, third or fourth in a race greater than $14,000.

Maidens which have started in a maiden race for a value of $20,000 or less at any time and have not finished second, third, fourth or fifth in a maiden race greater than $14,000 within their last four starts will not be eligible. Non-claiming maiden races will be disregarded when applying this rule, unless the horse placed second through fifth. Horses must start in at least four maiden claiming races for this rule to apply.

Once a horse has started at the current race meet it may not lose its eligibility under this rule. However, any eligible horse which leaves during the meet to race elsewhere must again satisfy the original eligibility requirements before being approved to return.

For eligibility purposes, all 2-year-old and 3-year-old State Bred/Provincial Stake races (including New York Stallion Stakes) will not count against eligibility in open allowance races.

MAIDEN AUCTION ALLOWANCE ELIGIBILITY

1. Horse must have been purchased for $45,000 or less in the horse’s most recent sale. 2. RNA’s are eligible as long as the reserve price was $45,000 or less in the horse’s most recent sale. 3. The sale must be a recognized sale by the Society of International Thoroughbred Auctioneers (Fasig-Tipton, OBS, Keeneland etc.) 4. Any and all discrepancies will be decided by the Board of Stewards.

CHANGE OF SURFACE – TURF TO DIRT If the NYRA Racing Secretary considers it inadvisable to run any carded race on the turf, the race will be transferred to the main track and run at the following distance:

o 1 mile turf events will be run at 7 Furlongs o 1 1/16 mile turf events will be run at 1 1/8 miles (2yo - 7/8) o 1 1/8 mile turf events will be run at 1 1/8 miles o 1 3/16 mile turf events will be run at 1 1/8 miles o 1 3/8 mile turf events will be run at 1 ¼ miles o 1 ½ mile turf events will be run at 1 ¼ miles

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CLAIMING RACES There will be a 1.5% Aftercare Assessment on all claims. The 1.5% must be on account at time of claim or the claim will be considered void. These funds will go to accredited Thoroughbred Aftercare Facilities.

4038.3 If a horse is claimed it shall not start in a claiming race for a period of 30 days since the date of the claim for less than 25% more than the amount for which it was claimed.

4038.4 If a horse is claimed it shall not be sold or transferred to anyone wholly or in part, except in a claiming race, for a period of 30 days from the date of the claim. A claimed horse shall not, unless reclaimed, remain in the same stable or under the control or management of its former owner or trainer for a like period. A claimed horse shall not race outside of New York state for a period of 30 days or the end of the meet at which it was claimed, whichever period of time is longer, except that said horse may run in a sweepstake elsewhere for which it was nominated by its former owner or trainer, or by permission of the Stewards.

4038.5 All claims shall be in writing, sealed in an envelope and deposited in a locked box in the racing office at least 10 minutes before post time. Claim slips must be completely and accurately filled out. All money must be on account with the Horseman’s Bookkeeper prior to dropping the claim (Owners and Trainers are solely responsible to make sure enough money is on account).

4038.6 No person shall claim more than one horse in a race.

As a courtesy to horsemen involved in multiple claims for a specific horse, the Racing Office will wait 3 minutes after said race is declared official before commencing the shake. It is the horsemenʼs responsibility to have a representative at the shake in a timely manner. Non-representation is not grounds for voiding a claim and may be subject to penalty.

All partners involved in the claim of a horse must be filled out on the claim slip with their corresponding percentage of ownership at the time of the claim; partners cannot be added or changed in any other manner until the 30 day period has elapsed.

WAIVER CLAIMING OPTION – CLAIMING RACES At time of entry into a claiming race an owner/trainer may opt to declare a horse ineligible to be claimed provided: • The horse has not started for 180 days • The horse is entered for a claiming price equal to or greater than the price it last started for. • Failure to declare the horse ineligible at the time of entry may not be remedied, unless it can be proven to be an error by the racing 7 SARATOGA RACE COURSE department. In this case, a change would be permitted only if it is able to be reflected in the official program and in the Daily Racing Form. • The waiver rule can only be applied to said horse’s first start following each such layoff.

CLAIMING – WHO MAY CLAIM Claims may be made by an owner licensed for the current year, or his duly authorized agent, if the owner is presently registered in good faith for the current race meet and has had a starter in the previous or current race meet of the licensed or franchised racing association, up to or including the race in which the claim is made.

The trainer for the approved owner making the claim must be stabled on NYRA grounds and have an approved stall application for the current race meet on file. If the above conditions are not fully met, the claim shall be void.

CLAIMING USE OF FUNDS Owners and Trainers, please be advised that horsemen who do not have the required paperwork, signature card, tax forms and photo ID on file with the Horsemen’s Bookkeeper, will not be able to use or withdraw any earned purse money until said paperwork is on file. Therefore, earned purse money cannot be used towards the claim of a horse until all of the above documentation is on file.

VOIDING CLAIMS 4038.5 (a)(iii) A claim is voidable at the discretion of the new owner, for a period of one hour after the race is made official, for any horse that is vanned off the track after the race.

The new owner shall void a claim by completing and turning in a Void a Claim form to the State Steward. The form must be turned in during the allotted time and be signed by representatives of the new owner. Upon examining the facts the claim will be voided by the Stewards.

The Stewards may void a claim without a Void a Claim form upon their discretion.

Upon the voiding of a claim the former owner and trainer shall immediately resume responsibility for the horse.

A claim shall be void for any horse that dies during a race or is euthanized on the track following a race.

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SARATOGA RACE COURSE JOCKEY ENGAGEMENTS 4025.33 – Each horse to be drawn into the main body of a race or as an also eligible shall have its jockey named by the time established by the Racing Secretary for the drawing of post positions and prior to the publication of the overnight. No jockey may be named to ride more than one horse in the body of the race although a jockey may be named to ride a horse drawn into the main body of the race as well as a horse drawn as an also-eligible; a jockey may be named to two or more parts of a coupled entry where only one part of such entry will start.

All jockeys shall be named by scratch time and no jockey shall be named or changed thereafter except by the Stewards for good cause.

It shall be the responsibility of the trainer to ensure compliance with this rule. In this regard, upon request, the Racing Secretary’s Office shall notify the trainer of the availability of specific jockeys when taking entries. Should a jockey remain unnamed at the time prescribed herein such naming shall be made by the Stewards or their designee. No jockey, once named, shall change except for good cause by the Stewards.

It shall be the responsibility of both the jockey and the trainer to fulfill their engagements.

An apprentice allowance may only be claimed before entries have closed and only if the apprentice has been engaged.

4028.2 – Change of Jockey. Any change of jockey must be sanctioned by the Stewards and if no satisfactory reason is given for the change; the Board of Stewards may suspend or fine any person found culpable in the matter.

SCRATCHES Scratch time will be 10:00 am on the day of the race. Scratches must be called into the Racing Office at extension 4241. All scratches must be approved by the Steward on scratch duty that day. In all overnight races the field may scratch down to ten betting interests by scratch time with no penalty. In the event that there are multiple scratches in a race, vet scratches will be taken out first, non-vet scratch horses will be given second preference to be released from running. If there are multiple non-vet scratches then a draw will be held to determine who is scratched from the race. All scratched horses will receive a scratch date from that race.

Main Track Only entries can be held in a race past the designated scratch time at the Stewards’ discretion.

VETERINARIAN SCRATCHES Unsoundness requiring a Veterinary Scratch at the starting gate or observed post-race: the horse shall be placed on the Veterinarian’s List for a minimum of 10 days. On the 11th day or thereafter the horse is eligible to work at least one half 11

SARATOGA RACE COURSE mile in an official time of :52 or better and demonstrate racing soundness to the NYRA Veterinarian. A post-work blood sample shall be taken by the NYRA vet following the work. Only medications allowed on race day may be used and the medication levels may not exceed those permissible on race day. This rule will apply to all horses identified by the NYRA Veterinarian at the gate as being sore or declared unsound by the jockey, even if the problem is not obvious to the NYRA Veterinarian. This rule shall not apply to horses at the gate scratched for trauma; horses scratched at the gate for trauma shall be permitted to enter future races at the discretion of the NYRA Veterinarian who shall evaluate the horse’s soundness on a case-by-case basis.

Illness or Injury requiring a Veterinary Scratch: horses placed on the Veterinarian’s List as sick or injured shall stay on the Veterinarian’s List for 10 days. The horse can be entered to race while on the Veterinarian’s List provided sound health has been satisfactorily demonstrated to the NYRA Veterinarian and the race in which it is entered is on the 11th day or thereafter. Such horses are least preferred in overfilled races.

Horses vanned off the racetrack after unsaddling or from the test barn may be designated as “injured” and will need to satisfy the same requirements for removal from the Veterinarians’ List as horses designated as “unsound”.

Removal from the Veterinariansʼ List: Horses to be removed from the Veterinarian’s List for unsoundness must work for the NYRA Veterinarian (or for a regulatory veterinarian in another racing jurisdiction, e.g. association or commission) at least one-half mile in a time of :52 or better demonstrating racing soundness to the satisfaction of the Veterinarian. Blood will be taken at the conclusion of the work. All horses on a Veterinarian’s List for unsoundness must meet this requirement regardless of the time placed on the Vet’s List.

Recency Lists

More than 180 Days: Horses which have not started in more than 180 days or less than 365 days will be placed on the Veterinarians’ List and must be presented to the NYRA Veterinarian prior to racing.

More than 365 Days: Horses which have not raced in 365 days will automatically be added to the Veterinarians’ List and must satisfy the same requirements for removal from the Veterinarians’ List as horses designated as “unsound.” If a start has not been made within 60 days of the NYRA Veterinarians’ clearance then the horse must be re-examined and approved to race by an official NYRA Veterinarian.

Horses making their first start after Feb. 1 of their 4 year old year: Horses which have not made a start prior to Feb. 1 of their 4 year old year will automatically be placed on the Veterinarians’ List and must satisfy the same requirements for removal from the Veterinarians’ List as horses designated as “unsound.” If a start has not been made within 60 days of the NYRA Veterinarians’ clearance then the horse must be re-examined and approved to race by an official NYRA Veterinarian.

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SARATOGA RACE COURSE All works for removal from the Vetʼs List shall be by appointment only on race days. All Horses will be tested for the presence of medications; horses found to test positive will remain on the List.

Horses placed on the Vetʼs List as injured, lame, sick or unsound may not work for 72 hours after being placed on the List without permission from the NYRA Veterinarian.

Private Veterinarian Scratch Line is 516-325-2386

Private Veterinarians who scratch a horse for vet reasons must complete the private veterinarian scratch form provided by NYRA in its entirety and fax or email to the NYRA Stewards office. The form can be downloaded on the NYRA website in the Horsemenʼs section. Fax (518) 584-0337 or [email protected]

STABLING A stall application is required for every trainer seeking to be stabled at NYRA facilities.

The New York Racing Association reserves the right to refuse stabling space, to reduce the number of stalls assigned and/or change the location of stalls assigned, or to refuse the acceptance of an entry in any race for any reason or cause and without notice to the trainer.

Trainers agree to abide by all rules and regulations of the New York Racing Association and the New York Gaming Commission.

Trainers agree to vacate stalls and move all horses, equipment and personnel, upon request, from NYRA property within a reasonable time.

The New York Racing Association reserves the exclusive right and sole discretion to enter, modify, alter or change the physical condition or use of any of its facilities, wherever located on its premises. Permission granted to any owner, trainer or jockey or his agents, servants or employees to use NYRA’s facilities does not constitute a lease of such facilities. NYRA maintains the sole interest in and exclusive control of its premises and said facilities.

Surveillance – By entering, any horse(s), owner, trainer, their respective agents, employees and affiliates (“Entrant”) acknowledge and agree that NYRA has the right to inspect and maintain surveillance on all NYRA facilities, including, without limitation, horseʼs stall, barn and all grounds in general proximity to the physical location of the horse as NYRA selects and deems appropriate in its sole discretion.

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SARATOGA RACE COURSE Stable Superintendent Richard Wickman – (516) 325-2395

SHIPPING IN Trainers are advised that all horses shipped to any NYRA track must have permission from the Racing Secretary’s office before they will be admitted on the grounds.

Before shipping to a NYRA facility please contact the stable superintendent for stabling information.

All horses shipping to a NYRA facility must have a current health certificate (within 3 days) and a negative Coggins test dated within 12 months of entry. Horses will not be permitted to enter without such proof.

All horses shipping in to race must be on the grounds no later than 9 A.M. Earlier arrival may be required with the use of race day Lasix or pre-race vet exam.

Horses shipping in from a farm to race must meet all race day requirements.

Foal certificates must be on file with Horse Identification no later than the arrival date of said horse.

BLINKER CHANGES Blinker changes should be reported at time of entry and will be published on the overnight and in the official program.

Should a blinker change fail to appear on the overnight, it is the trainer’s sole responsibility to immediately notify the Racing Secretary’s office of the discrepancy no later than 10:00 am on the day of the race. Failure to do so will result in no change in blinkers or the horse will be scratched and the trainer will be subject to a fine.

SHOES Dirt Tracks - A Queen’s Plate or a toe grab up to 4mm will be allowed on the front shoes. No other traction device will be allowed. Hind shoes will be limited to a ¼ inch bend. Bar shoes and aluminum pads will be permitted all around.

Turf Tracks – Queen’s Plate or Queen’s Plate XT will be the only shoes allowed on the turf.

A violation of the shoe policy will result in a fine and possible suspension. Horses that report to the paddock not in compliance with shoe regulations will be scratched.

Changes – Any shoe change involving bar shoes and aluminum pads should be reported at time of entry. These changes will be published on the overnight and in 14

SARATOGA RACE COURSE the official program. Should a change of shoes fail to appear on the overnight, it is the trainer’s sole responsibility to immediately notify the Racing Secretary’s office of the discrepancy no later than 10:00 am on the day of the race. Failure to do so will result in a possible scratch and the trainer will be subject to a fine at the discretion of the Stewards.

EQUIPMENT All articles of equipment in which a horse races must be in their proper position when the horse leaves the paddock for the post.

Safety helmet required. Section 4006.7 Every jockey, apprentice jockey, pony person, outrider or exercise rider whether in a race or on any NYRA training surface in the morning, shall wear a safety helmet of a type that has been approved by the stewards, no change can be made in this equipment without approval of the Stewards.

Safety vest required. Section 4006.8 Every jockey, apprentice jockey, pony person, outrider or exercise rider whether in a race or on any NYRA training surface in the morning, shall wear a safety vest of a type that has been approved by the stewards, no change can be made in this equipment without approval of the Stewards.

NYRA WORKOUT CRITERIA Entries will not be accepted for any horse requiring a workout. All horses entering the track must be identified by name (unnamed by dam), distance to be worked and name of trainer, failure to report this information to the gap attendant may result in a fine.

All first time starters: at least 3 works in the last 45 days; one of which must be at least one ½ mile. This rule also applies to two-year-olds. All horses must be gate approved.

Horses which have not started in 90 days will require 3 works within 90 days. At least 2 of those works must be within 60 days: one of the works must be at least a ½ mile. There must be at least one 3/8 mile work or farther within 30 days of the start date.

Horses which have not started in 60 days will require 2 works within 60 days. One of the works must be at least a ½ mile. There must be at least one 3/8 mile work or farther within 30 days of the start date.

Horses which have not started in 30 days will require 1 work at least 3/8 mile within 30 days of the start date.

Horses put on the NYRA Steward’s List for poor performance must work a ½ mile in :53 or less to be eligible to enter.

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SARATOGA RACE COURSE Imported horses: The workout requirements will be waived for horses entering in a race within 7 days of clearing the USDA quarantine, provided that the country of origins racing jurisdiction has no provision for timed workouts on a regular basis.

ALTERING SEX OF HORSE Any alteration to the sex of a horse from the sex recorded on the certificate of foal registration shall be reported to the Racing Secretary’s office and the NYRA Horse ID department if the horse is entered to race at NYRA.

If a horse is gelded or castrated on the premises of any NYRA racetrack, or under the jurisdiction of the State of New York, the trainer shall report the alteration within 72 hours.

If a horse is gelded or castrated off the premises of a licensed racing association, or other facility under the jurisdiction of the State of New York and the horse has previously entered to race at any NYRA race meeting, the owner and/or trainer shall report the alteration before the horse is next entered to race.

A report of gelding or castration will include the name of the veterinarian performing the alteration and the date of the alteration,and shall be recorded on the official registration foal certificate and the official horse identification record of the horse.

A trainer who enters a horse, or who causes a horse to be entered on his behalf, is responsible for ensuring that the true sex of the horse entered is correctly stated on the foal certificate on file with the NYRA Horse ID department.

If the true sex of a horse is not correctly identified in the official program for the race in which the horse is entered, the trainer of the horse shall be subject to a minimum fine of $1,000. This fine is at the discretion of the Stewards if mitigating circumstances can be demonstrated by the trainer.

Report of Altering of Sex of Horse forms are available in the Racing Office and with the Clerk of the Course. They are also available online on the NYRA website in the horsemenʼs section.

HORSEMEN’S BOOKKEEPER The Horsemen’s Bookkeeper’s office will be open on racing days from 9:00 am until the running of the last race. The office is located across from the Racing Secretary’s office.

Owners and trainers are required to file their complete address information, U.S. Tax reporting numbers, jockey fees, jockey insurance fees and all stakes engagement fees prior to post time of their race. The following documents are required for operating a racing account: Signature Card (signed and notarized), Tax Forms (W9 for US Citizens, W8ECI for foreign accounts) and a copy of valid driver’s license (US Citizens) or a copy of passport (foreign accounts).

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SARATOGA RACE COURSE Purse money will be available two days after the date of the race. Please note that all requests for checks must be done in writing, and an owner’s signature card, or an authorized agent form must be on file with the Jockey Club before purse money will be released.

Once a racing account is set up and in good standing, horsemen are encouraged to request web checks online through Incompass Financial solutions; the easiest and fastest way to receive funds.

Check requests may be made by fax with a signed request sent to (718) 659-3582.

ACH transfers (2-3 days) are available for funds in excess of $25,000. Please contact the office for proper request form.

Check requests must be signed for by the managing partner, a signer on the signature card for the account or someone with a Power of Attorney on file in the Horsemen’s Bookkeeper’s office. Due to New York State privacy laws only these parties will be able to withdraw funds or have access to information regarding the account.

Claiming – In order to sign a claim slip, a horsemen or owners’ representative must be authorized agent with the Jockey Club. In order to deposit cash into an account you must be managing partner, authorized agent or have Power of Attorney over the account. All horsemen should check that the appropriate funds are on account before dropping a claim slip.

The base premium for the New York Jockey Insurance Compensation Fund is due at time of entry for both owner and trainer. Nomination, entry, starting fees and jocks mount fees should be on account prior to post time of your race.

For information contact: Denise Spampinato - Horsemenʼs Bookkeeper (718) 687-4843 ([email protected])

Shane Beauchamp – Assistant (718) 687-4843 ([email protected])

Wire Information: Domestic: New York Racing Association, Inc. TD Bank 1100 Atrium Way Mt. Laurel, New Jersey 08054 Account # 437-737-4461 Bank ABA # 026-013-673 17

SARATOGA RACE COURSE Swift (Bic) NRTHUS33XXX New York Racing Association, Inc. 110-00 Rockaway Blvd Jamaica, New York 11417 Attn: Horsemen’s Bookkeeper

International: New York Racing Association, Inc. TD Bank 11000 Atrium Way Mt. Laurel, NJ 08054 Account #437-737-4461 BIC Code: NRTHUS33XXX

Please notify the Horsemen’s Bookkeeper by phone prior to sending funds via wire to ensure proper credit to your account. Funds required for a given day should be wired at least one day in advance. Wires are not accepted on weekends or holidays.

HORSEMEN’S RELATIONS The NYRA Horsemen’s Relations office is here to assist owners and trainers with their race day needs. Every effort will be made to accommodate horsemen with horses in that race day. If there is availability, non-race day participants will also be accommodated.

Alysse Jacobs 516-488-6008 [email protected]

NEW YORK GAMING COMMISSION The New York Gaming Commission office hours will be 8:00 am to 5:00 pm Wednesday through Sunday.

MEDICATION & TESTING Horsemen and practicing veterinarians are advised to review all medication rules on the New York State Gaming Commission website with regards to proper usage and administration of all medications while racing in the State of New York. Please feel free to contact New York State Equine Medical Director, Dr. Scott Palmer with any questions at (908) 672-0965 or Director of NYRA Veterinarians, Dr. Anthony Verderosa at (516) 351-5314.

A negative Coggins test required for each calendar year – On January 1st each year, all horses stabled at NYRA facilities will be required to have an updated Coggins test for the New Year. This test will be valid January 1st through December 31st at all NYRA tracks.

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SARATOGA RACE COURSE Drug Testing 4012.3 The stewards may require at any time that any horse be sent to the testing enclosure for the taking of specimens of blood, urine or other materials as shall be directed, as well as examination for “sponging” and additional examinations as directed.

TOBA Supertesting Each graded stakes race run at a NYRA racetrack shall be subject to the TOBA guidelines for supertesting under the enforcement of the New York State Gaming Commission.

Out-Of-Competition Testing The New York Racing Association will conduct an extensive out-of-competition drug testing program at all NYRA facilities. As a condition precedent to stabling, training or entering any horse in any race at any NYRA racetrack, all trainers and owners irrevocably agree and consent without condition that all horses on the grounds or facilities operated by NYRA are subject to testing or inspection by NYRA. (Full details of the out-of-competition testing program are available at nyra.com or upon request from the Racing Secretary’s office).

TCO2 Testing In accordance with rule 4043.8 TCO2 testing will be conducted at all NYRA racetracks under the enforcement of the New York Gaming Commission. All horses must report to the assembly barn no less than 45 minutes prior to their designated post time. TCO2 sampling will take place in the assembly barn prior to the horses being escorted over to the paddock. A fine or scratch may be issued by the Stewards at their discretion if a horse is late to the assembly barn.

Requalification Testing A horse which has tested positive for the presence of a drug shall have to work for the Stewards to their satisfaction; and thereafter test negative for all race day medications before said horse will be permitted to enter and start again.

Pre-Race NYRA Veterinarian Examines All starters will be subject to a pre-race morning examination by NYRA Veterinarians. Joint Injections: NYSGC rule 4043.4(b): Trainers shall maintain accurate records of all corticosteroid joint injections to horses trained by them. The record(s) of every corticosteroid joint injection shall be submitted, in a form and manner approved by the commission, by the trainer to the commission within 48 hours of the treatment. The trainer may delegate this responsibility to the treating veterinarian, who shall make the reports when so designated. The reports shall be accessible to the examining veterinarian for the purpose of assisting with pre-race veterinary examinations.

All horses on the corticosteroid list are ineligible to race for a period of 14 days.

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SARATOGA RACE COURSE SHOCK WAVE THERAPY All Shock Wave Treatments taking place on NYRA property must be performed between the hours of 11:00 am and 4:00 pm Monday through Friday. NYRA security personnel must be present at the time of the treatment. Appointments must be set up in advance with NYRA Steward Brook Hawkins.

Possession and use of Shock Wave Therapy equipment on NYRA property is limited to licensed veterinarians. All such equipment must be registered with the NYRA Chief Examining Veterinarian.

4043.14 Restrictions on shock or pulse wave therapy. The use of extracorporeal shock wave therapy, radial pulse wave therapy or similar treatments shall not be permitted unless the following conditions are met: (a) The use of extracorporeal shock wave therapy, radial pulse wave therapy or similar treatments within the State: (1) Is limited to veterinarians licensed to practice by the commission; and (2) May only be performed with machines that are: (i) Registered with and approved for use by the commission; and (ii) Used at a pre-disclosed location that is approved by the commission. (b) Any extracorporeal shock wave therapy, radial pulse wave therapy or similar machine, whether in operating condition or not, must be registered with and approved by the commission before such machine is brought to or possessed on the grounds of a licensed race track. (c) Trainers shall report all extracorporeal shock wave therapy, radial pulse wave therapy or similar treatments that are administered to horses trained by them, in a form and manner approved by the commission, no later than the day after the treatment. (24 Hours) The trainer may delegate this responsibility to the treating veterinarian, who shall make these reports when so designated. A horse that is so treated shall be added to a list of ineligible horses. Such list shall be kept in the race office and be made accessible to jockeys and their agents during normal business hours. The commission may share this information with other racing jurisdictions. (d) A horse that receives any such treatment is not permitted to race or breeze for a minimum of ten (10) days following treatment. (e) A horse that receives any such treatment without full compliance with this section and any similar rules in any other jurisdiction in which the horse was treated shall be placed on the steward’s list. (f) Any person who violates the rules stated in this section may be subject to a fine, exclusion from all New York racetracks, and the suspension or revocation of any occupational license held by such person.

ELIGIBILITY FOR THE ADMINISTRATION OF LASIX (FUROSEMIDE)

All TWO YEAR OLD RACES AND STAKES RACES WILL BE RUN LASIX FREE 20

SARATOGA RACE COURSE

NO LASIX PERMITTED WITHIN 48 HOURS OF RACE A horse may qualify by any one of the following means: (a) The horse has bled visibly during a race or a workout, as determined by the association veterinarian; or (b) The horse has bled during a race or workout, as determined by an attending veterinarian based upon his/her clinical assessment of the horse which may or may not include an endoscopic examination after the race or workout; or (c) The horse has been qualified by the State veterinarian or veterinarians employed by the racetrack for the administration of furosemide in another racing jurisdiction; or (d) The horse has raced on furosemide in its last start in another racing jurisdiction with rules substantially similar to New York State.

For those horses (which have never run on Lasix) shipping in from out-of- state, the certification form must be filed with the Lasix Coordinator located in the Racing Office PRIOR TO DAY OF ENTRY. KELLY GECEWICZ (718) 659-2234

If determined that a horse has qualified, the horse shall be placed on a list and shall not be permitted to race for the following periods of time: (a) 1st time - 10 days (b) 2nd time - 30 days (c) 3rd time - 90 days (d) 4th time – 1 year

A horse which is eligible for the administration of furosemide may be removed from the list, upon authorization from the Stewards. Certification must be filed with the Lasix Coordinator PRIOR TO DAY OF ENTRY.

NYRA Veterinarians will be administering Lasix (furosemide). A SINGLE INTRAVENOUS injection of Lasix from 3cc’s – 10cc’s, 4-4 ½ hours before post as prescribed by New York State law. If at the time of administration the Trainer or a representative does NOT communicate the desired dose of Lasix when asked by the NYRA Veterinarian a default dose of 5cc’s (250mg) will be administered.

Any horse eligible for the administration of furosemide must be present on the grounds of the racing association no less than four hours prior to scheduled post time of the race in which the horse is scheduled to compete. Trainers are strongly urged to make the necessary arrangements when shipping in to run. A horse, which is not present at least four hours prior to post time or which has not received the administration of furosemide pursuant to this rule shall be ineligible to start.

Workersʼ Compensation Trainers are responsible for workers’ compensation insurance to cover stable employees (grooms, hot walkers, foremen, assistant trainers, etc.). The policy must be on file with the New York State Gaming Commission office. Trainers and owners are responsible for workers’ compensation to cover all exercise riders and jockeys at NYRA racetracks through the New York Jockey 21

SARATOGA RACE COURSE Injury Compensation Fund.

The New York Jockey Injury Compensation Fund (NYJICF) 2021 Workers' Compensation Premium Assessment and Formula

This is the NYJICF’s Assessment Plan for 2021 (2021 Assessment Plan) and, consistent with the last few years, continues to be structured on New York Racing Association (NYRA)-based horsemen contributing 86% of the NYJICF’s annual cost, which is estimated to equal $6,059,480.88, and Finger Lakes Gaming and Racetrack (FLRA)-based horsemen contributing 14% of the NYJICF’s annual cost, which is estimated to equal $986,427.12. The NYJICF has the authority (i) to use up to $2 million from the 2021 NYRA purse cushion fund and (ii) to deduct and use 2% of purses from an owner's share of purses.

NYRA Owners assessment and payment is a $1,000 base premium, plus 2% of purses earned.

FLRA Owners assessment and payment is a $2,550 base premium, plus 2% of purses earned. Each race with a purse over $1,000,000 will be capped at $1,000,000 for Workers' Compensation assessment purposes only.

NYRA Trainer assessment and payment is a $1,000 base premium plus: NYRA trainers will pay a per stall charge of $1.60 per day for each stall allotted and accepted during each stall allotment period as designated by the track where each trainer races, provided that the first 12 stalls allotted and accepted will be free and the per stall charge for each stall allotted and accepted in excess of 12 will be $1.60 per day.

FLRA Trainer assessment and payment is a $2,550 base premium plus: FLRA trainers will pay a per stall charge of $1.50 per day for each stall allotted and accepted during each stall allotment period as designated by the track. These premium charges will be due as follows:

NYRA and FLRA Owners and Trainers base premium charge is due: a. At NYRA, for those trainers already stabled on the grounds: $1,000 on or before January 1, 2021. b. At NYRA, for those owners already stabled on the grounds: $1,000 before they run their first horse in 2021. c. For those trainers shipping in: upon entering the horse on the grounds based on the “shippers” per start schedule set forth below. d. For those owners shipping in: before they run their first horse in 2021 based on the “shippers” per start schedule set forth below. e. At FLRA, for trainers: upon entering the horse on the grounds: $1,500 on or before April 1, 2021, and an additional $1,050 (for a total of $2,550) to be paid on or before June 1, 2021. f. At FLRA, for owners: $1,500 before they run their first horse in 2021 through May 31, 2021, and an additional $1,050 (for a total of $2,550) to be paid on or before June 1, 2021. Anything in this 2021 Assessment Plan to the contrary notwithstanding, FLRA’s 14% of the NYJICF’s cost, which is estimated to equal $986,427.12, will be paid by FLRA in eight equal installments in the amount of $123,303.39 between April 2021 and November 2021.

NYRA and FLRA Owners and Trainers The stall charges will be due on the last day of the first month of each allotment period, for example: January 31 for winter 2021 at NYRA and thirty days after the opening of the stable area for the spring meeting at FLRA. If the trainer accepts stalls for the summer meeting but ships in three weeks before that meeting begins, that trainer will be responsible for the entire summer meeting plus $1.60 per day ($1.50 at FLRA) times

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SARATOGA RACE COURSE the number of stalls allotted, times the number of days that the trainer occupied the stalls prior to the summer meeting, provided that the first 12 stalls allotted and accepted at NYRA tracks will be free.

Owners/Trainers will be required to pay the base premium charge of $1,000 at NYRA and $2,550 at FLRA, plus 2% of purses earned, plus the stall allotment charge.

Private Trainers will be responsible for the base premium of $1,000 at NYRA and $2,550 at FLRA. The owner employing that trainer (whose payroll the exercise riders are on) will be responsible for the stall charge plus 2% of purses earned.

Shippers. At NYRA, owners and trainers will be charged $100.00 each per start for their first ten starts (for a maximum of $1,000 for 2021). At FLRA, owners and trainers will be charged $150.00 each per start for their first ten starts (for a maximum of $1,500 for 2021). Owners will also be charged 2% of purses earned. Shipping trainers will only be charged a stall fee if they are assigned stalls. A suitable stall count to be determined by the racing secretary at the current stall assessment rate ($1.60 at NYRA tracks (except the first 12 stalls allotted and accepted will be free for 2021) and $1.50 at FLRA) will be assessed to those horsemen stabled off of the racetrack proper and who have daily access and use of the racetrack facilities.

Surcharge. Each trainer, upon such trainer’s second claim and any subsequent claim filed with the workers’ compensation insurance carrier in 2021, shall be charged a per-claim handling surcharge based upon the total number of horses then currently trained on the date of such claim(s) (as measured by the number of stalls allocated statewide as of the date of the claim for which a surcharge is to be collected), as follows: 1 to 10 horses: $200; 11 to 30 horses: $400; and 31 or more horses: $600.

General Information Should NYJICF determine that the amounts which are actually collected from (i) NYRA is inadequate to cover 86% of the NYJICF’s annual cost, which is estimated to equal $6,059,480.88 and and/or (ii) FLRA is inadequate to cover 14% of the NYJICF’s annual cost, which is estimated to equal $986,427.12, respectively, then the NYJICF will seek additional funds pursuant to the Racing, Pari-Mutuel Wagering and Breeding Law Section 221 (7).

� For determining the responsibility for payment of workers' compensation, an owner is the person whose account would be debited or credited when a horse runs. In the case of multiple ownership, this would be the managing partner. � In order for trainers to reduce their stall charge, they must officially return stalls to the proper association, stall man or racing secretary within 10 days after assuming the stalls. � The charge per stall is in no way to be construed as a payment for stall rent. This is only a method which the NYJICF uses to estimate the appropriate premium charge that is due.

For those racing at NYRA: Please send checks for the base premium payable to: New York Racing Association, Inc. PO Box 90 Jamaica, NY 11417 or Call the Horsemen's Bookkeeper at 718-687-4843 to have that amount debited from your account. For those racing at FLRA: Please send checks for the base premium payable to: Finger Lakes Gaming and Racetrack, Inc. PO Box 25250 Farmington, NY 14425 or Call the Horsemen's Bookkeeper at 585-924-3004 after April 1, 2021 to have that amount debited from your account.

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SARATOGA RACE COURSE HOUSE RULES Any trainer or backstretch employee not in compliance with the house rules may be subject to monetary fines and/or removal from NYRA property.

Any equipment which may be used for hypodermic injection or stomach tubing shall not be permitted inside a stall which at the time is occupied by a horse that is scheduled to race in the next 24 hours, except under the supervision of a NYRA Veterinarian or a New York State Gaming Commission Official.

Every horse must be saddled in the paddock.

All two-year-olds must be properly schooled and gate approved by the starter before being allowed to start.

All trainers and accompanying stable personnel should be neatly dressed when taking horses to the paddock.

All dogs must be registered and tagged with NYRA security.

Manure removal at NYRA tracks is a result of a contract calling for the use of straw only. Do not place any materials other than straw in the manure pits.

Stable locations and dormitory space are assigned to trainers. All damage and debris as a result of employees or neglect will be adjusted and invoiced back to the trainer.

All water hoses should be fitted with a working nozzle to ensure that water will not flow from the hose unless the nozzle is engaged.

Check Cashing Policy: Any person who is responsible for a check that is returned for “insufficient funds” will receive a warning in the 1st instance and will be responsible for paying said funds and administrative fees before check cashing privileges are reinstated. If a second offense occurs, check cashing privileges shall be revoked. TELEVISION RIGHTS NYRA may televise (film or tape), or authorize or license the televising of certain horse racing to be conducted in its racing facilities and hereby reserves television rights, whether in connection with any race, preparations therefore, or ceremonies or proceedings thereafter or training at the track. This application is accepted on the condition that, if required, consent is hereby given, and the owner, jockey, trainer, groom and all other employees of the owner coming within the view of the television picture hereby agree to sign and deliver to NYRA upon demand releases permitting such television and the exhibition thereof.

NYRA ANTI‐SLAUGHTER POLICY Any owner or trainer stabled at a NYRA facility found to have knowingly sold a horse for slaughter will have his or her stalls permanently revoked from all NYRA 24

SARATOGA RACE COURSE tracks. NYRA requires its horsemen to do due diligence in the release of horses from their care. NYRA along with NYTHA encourages all owners and trainers to support rescue and adoption efforts and to find humane ways of re-homing with horses unable to continue racing.

FEDERAL FAIR CREDIT REPORTING ACT In submitting an application for employment or to otherwise participate in thoroughbred racing, it is understood that an investigative report may be made whereby information is obtained through personal interviews with third parties, such as family members, business associates, financial sources, friends, neighbors or others with whom you are acquainted.

This inquiry includes information as to your character, general reputation, personal characteristics, and mode of living, where it may be applicable.

You have the right to make a written request within a reasonable period of time for a complete and accurate disclosure of additional information concerning the nature and scope of the investigation.

RELEASE AND INDEMNIFICATION The applicant assumes the risk of and releases and waives NYRA from any and all claims for loss, loss of use, injury or damage to horses owned or under the control of the applicant or the applicant’s invitees incurred while on any NYRA premises, including when such horses are being vanned by NYRA between its facilities unless such injury, loss or damage is caused by NYRA’s negligence; releases and waives NYRA from any and all claims for injury personally suffered by the applicant while galloping/ponying horses on the premises; and the parties hereto further agree that each shall be responsible for their own negligent acts and omissions as well as those of their employees, agents and express invitees to the same extent as provided by the law.

The provisions of the preceding paragraph shall not be deemed waived or affected in any way by the fact that NYRA does or does not presently or may or may not in the future, carry insurance coverage against claims or losses caused by or resulting from damage or injury to property, persons and/or horses while competing on the racetrack, using the training tracks, stables, roads or any facilities or while on the premises of NYRA or in transit in vehicles owned, leased, contracted for, operated or controlled by NYRA.

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SARATOGA RACE COURSE

NYRA SAFETY RULES and PROTOCOLS DURING TRAINING

SAFETY PROTOCOLS

• When the siren and warning lights are on, the track is closed for TRAINING and ALL horses and riders during a breeze, gallop or work out should ease their horse to the best of their ability while EXITING the track as safely as possible. • NYRA will inform ALL trainers via TEXT of the track(s) being closed and reopened • Outriders will radio training incidents to first responders, security and safety personnel • When there is a human or equine ambulance on the TRACK; NO rider or horse should proceed past or around the location of the INCIDENT(s). • NO cell phone use while mounted on horseback. Both exercise rider and trainer will be subject to fines and suspensions by order of the stewards

TRAINING RULES

• Outriders are in charge of the racetrack at all times • All Outriders, exercise riders, jockeys, trainers, asst. trainers and pony people must wear a fastened safety vest and a fastened helmet at all times while on ANY TRACK. • On days when the gate is open jogging the wrong way past the gate will be prohibited • No galloping the wrong way, no jogging the wrong way 4-four across or abreast and no ponying (Belmont Park TT)

TRACK RULES

• ALL horses working or breezing should do so on the INSIDE portion of the track. • All horses galloping should do so in the MIDDLE portion of the track; always aware of horses to the inside. • ALL horses jogging should stay to the OUTSIDE portion of the track; always aware of horses to the inside. • ALL horses backtracking, and going to the gaps, should stay to the OUTSIDE portion of the track. • ALL turf workers should stay OUTSIDE of the dogs. • When the dogs are out on dirt (during rain or the when track is sealed), all riders are to stay OUTSIDE of the dogs.

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STAKES NOMINATIONS CLOSING SARATOGA MEET

DATE CLOSES RACE Gr PURSE AGE DISTANCE

Thurs., July 15 Sat., July 3 Schuylerville III 150,000 F2YO 6 Furlongs

Thurs., July 15 Sat., July 3 Quick Call III 120,000 3YO 5 1/2 (Turf)

Fri., July 16 Sat., July 3 Forbidden Apple III 150,000 4&UP 1 Mile (Turf)

Sat., July 17 Sat., July 3 Diana I 500,000 F&M 4&UP 1 1/8 (Turf)

Sat., July 17 Sat., July 3 Sanford III 150,000 2YO 6 Furlongs

Sun., July 18 Sat., July 3 Coronation Cup 120,000 F3YO 5 1/2 (Turf)

Wed., July 21 Sat., July 10 Rick Violette (NYB) 100,000 2YO 6 Furlongs

A. P. Smithwick Thurs., July 22 Sat., July 10 Mem. (S'Chase) I 150,000 4&UP 2 1/16 (Turf)

Thurs., July 22 Sat., July 10 Stillwater (NYB) 100,000 F2YO 6 Furlongs

Fri., July 23 Sat., July 10 Lake George III 150,000 F3YO 1 Mile (Turf)

Coaching Club Sat., July 24 Sat., July 10 American Oaks I 500,000 F3YO 1 1/8

Sat., July 24 Sat., July 10 Caress III 200,000 F&M 4&UP 5 1/2 (Turf)

Sun., July 25 Sat., July 10 Shuvee III 200,000 F&M 4&UP 1 1/8

Honorable Miss Wed., July 28 Sat., July 17 (Hdcp.) II 200,000 F&M 3&UP 6 Furlongs

Wed., July 28 Sat., July 17 New York Stallion Series 150,000 3YO 1 Mile (Turf) Cab Calloway Division

John Morrissey Hdcp Thurs., July 29 Sat., July 17 (NYB) 100,000 3&UP 6 1/2 Furlongs

Curlin (NW GSS Fri., July 30 Sat., July 17 Over 1 Mile in 2021) 120,000 3YO 1 1/8

Sat., July 31 Sat., July 17 Jim Dandy II 600,000 3YO 1 1/8 Alfred G. Vanderbilt Sat., July 31 Sat., July 17 (Hdcp.) I 350,000 3&UP 6 Furlongs

Sat., July 31 Sat., July 17 Bowling Green II 250,000 4&UP 1 3/8 (Turf)

Sun., Aug 1 Sat., July 17 Amsterdam II 200,000 3YO 6 1/2 Furlongs

Wed., Aug 4 Sat., July 24 New York Stallion Series 150,000 F3YO 1 Mile (Turf) Statue Of Liberty Division

Shine Again (NW SS other Wed., Aug 4 Sat., July 24 than state bred) 120,000 F&M 4&UP 7 Furlongs

Thurs., Aug 5 Sat., July 24 Birdstone 120,000 4&UP 1 3/4

Stakes Nominations Closing (Continued) National Museum of Fri., Aug 6 Sat., July 24 Racing Hall Of Fame II 200,000 3YO 1 Mile (Turf)

Troy –Pres by Horse Fri., Aug 6 Sat., July 24 Racing Ireland III 200,000 4&UP 5 1/2 (T)

Alydar (NW SS other than Fri., Aug 6 Sat., July 24 state bred in 2021) 120,000 4&UP 1 1/8

Sat., Aug 7 Sat., July 24 Whitney (BC) I 1,000,000 4&UP 1 1/8

Saratoga Derby Sat., Aug 7 INV. Invitational I 1,000,000 3YO 1 3/16 (Turf)

Sat., Aug 7 Sat., July 24 Longines Test I 500,000 F3YO 7 Furlongs

Sat., Aug 7 Sat., July 24 Glens Falls II 250,000 F&M 4&UP 1 1/2 (Turf)

Fasig-Tipton Lure Sat., Aug 7 Sat., July 24 (NW GSS in 2021) 120,000 4&UP 1 1/16 (Turf)

Saratoga Oaks Sun., Aug 8 INV. Invitational III 700,000 F3YO 1 3/16 (Turf)

Sun., Aug 8 Sat., July 24 Adirondack II 200,000 F2YO 6 1/2 Furlongs

Fasig-Tipton De La Rose Sun., Aug 8 Sat., July 24 (NW GSS in 2021) 120,000 F&M 4&UP 1 Mile (Turf)

Evan Shipman Hdcp Wed., Aug 11 Sat., July 31 (NYB) 100,000 3&UP 1 1/8

Wed., Aug 11 Sat., July 31 Mahony 120,000 3YO 5 1/2 (Turf) Saratoga Dew Hdcp Thurs., Aug 12 Sat., July 31 (NYB) 100,000 F&M 3&UP 1 1/8

Tale of the Cat (NW Fri., Aug 13 Sat., July 31 GSS in 2021) 120,000 4&UP 6 Furlongs Fourstardave Sat., Aug 14 Sat., July 31 (Hdcp.) (BC) I 500,000 3&UP 1 Mile (Turf)

Saratoga Special – Sat., Aug 14 Sat., July 31 Pres. by Miller Lite II 200,000 2YO 6 1/2 Furlongs

Sun., Aug 15 Sat., July 31 Galway 120,000 F3YO 5 1/2 (Turf)

Wed., Aug 18 Sat., Aug 7 Bolton Landing 120,000 F2YO 5 1/2 (Turf) Jonathan Sheppard Thurs., Aug 19 Sat., Aug 7 (S'Chase) I 150,000 4&UP 2 3/8 (Turf) Union Avenue Hdcp Thurs., Aug 19 Sat., Aug 7 (NYB) 100,000 F&M 3&UP 6 1/2 Furlongs

Fri., Aug 20 Sat., Aug 7 Skidmore 120,000 2YO 5 1/2 (Turf)

Sat., Aug 21 Sat., Aug 7 Alabama I 600,000 F3YO 1 1/4

Sat., Aug 21 Sat., Aug 7 Lake Placid II 200,000 F3YO 1 1/16 (Turf)

Sat., Aug 21 Sat., Aug 7 Smart N Fancy 120,000 F&M 4&UP 5 1/2 (Turf)

Summer Colony Sun., Aug 22 Sat., Aug 7 (NW GSS in 2021) 120,000 F&M 4&UP 1 1/8

John's Call (NW GSS Wed., Aug 25 Sat., Aug 14 IN 2021) 120,000 4&UP 1 5/8 (Turf)

Riskaverse (NW SS Thurs., Aug 26 Sat., Aug 14 at 1 Mile or Over) 120,000 F3YO 1 Mile (Turf)

Fri., Aug 27 Sat., Aug 14 Albany (NYB) 250,000 3YO 1 1/8

Fri., Aug 27 Sat., Aug 14 Fleet Indian (NYB) 200,000 F3YO 1 1/8

Fri., Aug 27 Sat., Aug 14 Funny Cide (NYB) Pres. by 200,000 2YO 6 1/2 Furlongs Rood and Riddle Equine Hospital

Seeking the Ante Fri., Aug 27 Sat., Aug 14 (NYB) 200,000 F2YO 6 1/2 Furlongs

West Point Hdcp (NYB) – Fri., Aug 27 Sat., Aug 14 Pres. by Trustco Bank 150,000 3&UP 1 1/16 (Turf)

Fri., Aug 27 Sat., Aug 14 Yaddo Hdcp (NYB) 150,000 F&M 3&UP 1 1/16 (Turf)

Sat., Aug 28 Sat., Aug 14 Runhappy Travers I 1,250,000 3YO 1 1/4 Resorts World Casino Sword Sat., Aug 28 Sat., Aug 14 Dancer (BC) I 750,000 4&UP 1 1/2 (Turf) Personal Ensign (BC)- Pres. by Lia Sat., Aug 28 Sat., Aug 14 Infiniti I 600,000 F&M 4&UP 1 1/8

Sat., Aug 28 Sat., Aug 14 Forego I 600,000 4&UP 7 Furlongs Ketel One Ballerina Sat., Aug 28 Sat., Aug 14 Hdcp. (BC) I 500,000 F&M 3&UP 7 Furlongs H. Allen Jerkens Sat., Aug 28 Sat., Aug 14 Memorial I 500,000 3YO 7 Furlongs

Sat., Aug 28 Sat., Aug 14 Ballston Spa II 400,000 F&M 4&UP 1 1/16 (Turf) Better Talk Now (NW Sun., Aug 29 Sat., Aug 14 SS at 1 Mile or Over) 120,000 3YO 1 Mile (Turf)

Wed., Sept 1 Sat., Aug 21 With Anticipation III 150,000 2YO 1 1/16 (Turf)

Thurs., Sept 2 Sat., Aug 21 P. G. Johnson 120,000 F2YO 1 1/16 (Turf) Lucky Coin (NW SS Fri., Sept 3 Sat., Aug 21 In 2021) 120,000 4&UP 5 1/2 (Turf) Jockey Club Gold Sat., Sept 4 Sat., Aug 21 Cup (BC) I 1,000,000 3&UP 1 1/4

Sat., Sept 4 Sat., Aug 21 Flower Bowl (BC) I 600,000 F&M 4&UP 1 3/8 (Turf)

Sat., Sept 4 Sat., Aug 21 Prioress II 250,000 F3YO 6 Furlongs

Sat., Sept 4 Sat., Aug 21 Saranac III 200,000 3YO 1 1/16 (Turf)

Sun., Sept 5 Sat., Aug 21 Spinaway I 300,000 F2YO 7 Furlongs

Mon., Sept 6 Sat., Aug 21 Hopeful I 300,000 2YO 7 Furlongs Bernard Baruch Mon., Sept 6 Sat., Aug 21 (Hdcp.) II 200,000 3 & Up 1 1/16 (Turf)

Index of Races

TWO YEAR OLDS TYPE OF RACE SHORT LONG STK Jul 17, 21 MDN Jul 17, 23, 24(T), 24, 31 Jul 17(T), 31(T) MDN (NY) Jul 15(T), 18, Aug 1 Jul 28(T) MDN 50,000 Jul 29

THREE YEAR OLDS TYPE OF RACE SHORT LONG STK Jul 15(T), Aug 1 Jul 28(T), 30, 31 AOCNW15000/XMCorNW2orC80000 Jul 24(T) 40,000 Jul 21 Jul 30(T) 25,000 Jul 31

THREE YEAR OLDS AND UPWARD TYPE OF RACE SHORT LONG HST(NY) Jul 29 STK Jul 31 AOCNW15000/XMC3orNW4orC100000 Jul 30(T), Aug 1 Jul 18(T), 21, 22(T) AOCNW15000/XMC2orNW3orC80000 Jul 16, 17(T), 31 Jul 23(T), 25(T) AOCNW15000/XMC2orNW3orC45000(NY) Jul 21(T), 22 Jul 29(T), 30 ALWNW15000/XMCorNW2 Jul 17, 28(T) Jul 15(T), 15, 30(T) ALWNW15000/XMCorNW2(NY) Jul 23, 25(T) Jul 17(T), 28 Str/Alw/50,0 and NW1xmc Jul 16(T) Jul 30 40,000 Jul 28 Jul 25(T) 32,000 Jul 18(T) Aug 1 25,000 Jul 24 Jul 31(T) 25,000 (NY) Jul 23 20,000 Jul 25 16,000 Jul 17 12,500 Jul 29 Jul 15 NW3 50,000 Jul 17(T) NW3 35,000 Jul 24, 30(T) Jul 18, 29(T) NW3 14,000 Jul 16 NW2 50,000 Jul 15 NW2 40,000 Jul 24(T) Jul 21(T), 24 NW2 25,000 Jul 29 NW2 16,000 Jul 23 MDN Jul 17, 21(T), 24 Jul 23(T), 28, 30(T) MDN (NY) Jul 17(T), Aug 1 Jul 15(T), 24 MDN 75,000 Jul 18(T) MDN 50,000 Jul 22, Aug 1(T) Jul 21 MDN 40,000 Jul 28(T) MDN 40,000 (NY) Jul 15, 21(T) Jul 31(T) MDN 25,000 (NY) Jul 28 MDN 20,000 Jul 16 Jul 29

FOUR YEAR OLDS AND UPWARD TYPE OF RACE SHORT LONG STK Jul 16(T), 31(T), 21(Hur), 22(Hur) Index of Races

FILLIES, TWO YEAR OLDS TYPE OF RACE SHORT LONG STK Jul 15, 22 MDN Jul 15, 21, 25(T), 25 Jul 18(T), Aug 1(T) MDN (NY) Jul 16, 22(T), 30 Jul 29(T) MDN 50,000 Jul 28

FILLIES, THREE YEAR OLDS TYPE OF RACE SHORT LONG STK Jul 18(T) Jul 23(T), 24 AOCNW15000/XMCorNW2orC80000 Jul 17(T), 25 40,000 Jul 16 Jul 22(T) 25,000 Jul 22

FILLIES AND MARES, THREE YEAR OLDS AND UPWARD TYPE OF RACE SHORT LONG STK Jul 28 AOCNW15000/XMC3orNW4orC100000 Jul 29(T) Jul 28(T) AOCNW15000/XMC2orNW3orC80000 Jul 15(T), 29 Jul 21(T), Aug 1(T) AOCNW15000/XMC2orNW3orC45000(NY) Jul 18, 23(T) Jul 16(T) ALWNW15000/XMCorNW2 Jul 16(T), 24 Jul 22, 31(T), Aug 1(T) ALWNW15000/XMCorNW2(NY) Jul 18(T), 31 Jul 24(T) Str/Alw/50,0 and NW1xmc Jul 23, 29(T) Jul 17 32,000 Jul 22(T), Aug 1 Jul 16(T) 25,000 (NY) Jul 18 20,000 Jul 30 Jul 23 12,500 Jul 22 Jul 16 NW3 50,000 Jul 30 NW3 35,000 Jul 21, Aug 1(T) Jul 15(T) NW3 14,000 Jul 18 NW2 50,000 Jul 21 NW2 40,000 Jul 25(T) Aug 1(T) NW2 25,000 Jul 28 NW2 16,000 Jul 22 Jul 25 MDN Jul 18, 23(T), 25 Jul 16(T), 24(T), 29 MDN (NY) Jul 16(T), 31 Jul 25(T) MDN 75,000 Jul 15(T) MDN 50,000 Jul 23(T), 23 MDN 40,000 Jul 29(T) MDN 40,000 (NY) Jul 18, 22(T) Jul 30(T) MDN 30,000 Jul 25 MDN 25,000 (NY) Jul 30 MDN 20,000 Jul 17

FILLIES AND MARES, FOUR YEAR OLDS AND UPWARD TYPE OF RACE SHORT LONG STK Jul 24(T) Jul 17(T), 25 FIRST DAY -- THURSDAY, JULY 15, 2021 (Entries Close on Saturday, July 10, 2021) FIRST RACE CLAIMING Post Time 1:05 pm 1 Purse $36,000. For Three Year Olds and Upward. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $12,500 (Maiden And Claiming Races For $10,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG SECOND RACE MAIDEN Purse $85,000. For Maidens, Two Years Old foaled in New York State and approved by the 2 New York State-Bred Registry. Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  FIVE AND ONE HALF FURLONGS (MELLON TURF) THIRD RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Fillies Two Years Old. 3 Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). FIVE AND ONE HALF FURLONGS FOURTH RACE MAIDEN Purse $85,000. For Maidens, Three Years Old and Upward foaled in New York State and 4 approved by the New York State-Bred Registry. Three Year Olds 118 lbs. Older 124 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  ONE MILE AND ONE SIXTEENTH (TURF) FIFTH RACE ALLOWANCE Purse $103,000. (Up to $17,922 NYSBFOA) For Three Year Olds and Upward Which Have 5 Never Won $15,000 Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 126 lbs. Non-winners Of A Race Other Than Claiming Or Starter At A Mile Or Over Allowed 3 lbs. ONE MILE AND ONE FURLONG SIXTH RACE ALLOWANCE Purse $103,000. (Up to $17,922 NYSBFOA) For Three Year Olds and Upward Which Have 6 Never Won $15,000 Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 126 lbs. Non-winners Of A Race Other Than Claiming Or Starter At A Mile Or Over Allowed 3 lbs. ONE MILE (INNER TURF) SEVENTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $105,000. (Up to $18,270 NYSBFOA) For Fillies And Mares Three Years Old and Upward 7 Which Have Never Won $15,000 Twice Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Three Races or Optional Claiming Price Of $80,000. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $80,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF) EIGHTH RACE STAKES The 12th Running of 8 THE QUICK CALL Grade III $120,000(Up to $20,880 NYSBFOA) FOR THREE YEAR OLDS. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $120 each which should accompany the nomination; $600 to pass the entry box and an additional $600 to start. For horses not originally nominated, a supplemental payment of $1,200 along with the entry and starting fees may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight 124 lbs. Non-winners of a Graded/Group Stake allowed 2 lbs.; of a Sweepstake in 2021 or two races other than maiden, claiming, starter or State-Bred allowance in 2021 allowed 4 lbs.; of such a race in 2021 allowed 6 lbs. Starters to be named at the closing time of entries. Preference to start will be determined by Graded Stake winners, Graded Stake placed runners, non-restricted stake winners, condition eligibility. Any ties in conditions will be broken by total earnings. A trophy will be presented to the winning owner. The New York Racing Association reserves the right to transfer this race to the Main Track. In the event that this race is taken off the turf it may be subject to downgrading upon review by the Graded Stakes Committee. Nominations Close Saturday, July 3, 2021 FIVE AND ONE HALF FURLONGS (MELLON TURF)

32 NINTH RACE STAKES The 103rd Running of 9 THE SCHUYLERVILLE Grade III $150,000(Up to $26,100 NYSBFOA) FOR FILLIES TWO YEARS OLD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $150 each which should accompany the nomination; $750 to pass the entry box and an additional $750 to start. For horses not originally nominated, a supplemental payment of $1,500 along with the entry and starting fees may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight 122 lbs. Non-winners of a race other than maiden or claiming allowed 2 lbs.; maidens allowed 4 lbs. Starters to be named at closing time of entries. A trophy will be presented to the winning owner. Nominations Close Saturday, July 3, 2021 SIX FURLONGS TENTH RACE CLAIMING Purse $50,000. (Up to $8,700 NYSBFOA) For Fillies And Mares Three Years Old and Upward 10 Which Have Never Won Three Races. Three Year Olds 120 lbs. Older 125 lbs. Non-winners Of A Race At A Mile Or Over In 2021 Allowed 2 lbs. CLAIMING PRICE $35,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) SUBSTITUTE RACE NO 1 CLAIMING Purse $55,000. (Up to $9,570 NYSBFOA) For Three Year Olds and Upward Which Have Never S1 Won Two Races. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $50,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX AND ONE HALF FURLONGS SUBSTITUTE RACE NO 2 MAIDEN CLAIMING Purse $60,000. (Up to $10,440 NYSBFOA) For Maidens, Fillies And Mares Three Years Old and S2 Upward. Three Year Olds 118 lbs. Older 124 lbs. CLAIMING PRICE $75,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) SUBSTITUTE RACE NO 3 MAIDEN CLAIMING Purse $50,000. For Maidens, Three Years Old and Upward foaled in New York State and S3 approved by the New York State-Bred Registry. Three Year Olds 119 lbs. Older 124 lbs. CLAIMING PRICE $40,000  (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SEVEN FURLONGS Closing Saturday, July 10, 2021 THE RICK VIOLETTE, Purse $100,000 NY-Bred Two Year Olds. Six Furlongs (To be run Wednesday, July 21, 2021) ***** THE JONATHAN KISER NOVICE STAKES, Purse $75,000 A HURDLE FOR FOUR YEAR OLDS AND UPWARD WHICH HAVE NOT WON OVER HURDLES PRIOR TO MARCH 1, 2020 OR WHICH HAVE NEVER WON THREE RACES, OTHER THAN THREE-YEAR OLD. Two Miles And One Sixteenth (National Fences) (To be run Wednesday, July 21, 2021) ***** THE A.P. SMITHWICK MEMORIAL (Grade I), Purse $150,000 Four Year Olds and Upward. Two Miles And One Sixteenth (National Fences) (To be run Thursday, July 22, 2021) ***** THE STILLWATER, Purse $100,000 NY-Bred Fillies Two Year Olds. Six Furlongs (To be run Thursday, July 22, 2021) ***** THE LAKE GEORGE (Grade III), Purse $150,000 Fillies Three Year Olds. One Mile (Inner turf) (To be run Friday, July 23, 2021) ***** THE CARESS (Grade III), Purse $200,000 Fillies And Mares Four Year Olds and Upward. Five And One Half Furlongs (Mellon Turf) (To be run Saturday, July 24, 2021) ***** THE COACHING CLUB AMERICAN OAKS (Grade I), Purse $500,000 Fillies Three Year Olds. One Mile And One Furlong (To be run Saturday, July 24, 2021) ***** THE SHUVEE (Grade III), Purse $200,000 Fillies And Mares Four Year Olds and Upward. One Mile And One Furlong (To be run Sunday, July 25, 2021)

33 SECOND DAY -- FRIDAY, JULY 16, 2021 (Entries Close on Sunday, July 11, 2021) FIRST RACE CLAIMING Post Time 1:05 pm 1 Purse $66,000. (Up to $11,484 NYSBFOA) For Fillies Three Years Old. Weight 122 lbs. Non-winners Of Two Races In 2021 Allowed 2 lbs. A Race In 2021 4 lbs. CLAIMING PRICE $40,000 (Maiden And Claiming Races For $32,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS SECOND RACE MAIDEN Purse $85,000. For Maidens, Fillies Two Years Old foaled in New York State and approved by 2 the New York State-Bred Registry. Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  FIVE AND ONE HALF FURLONGS THIRD RACE MAIDEN Purse $85,000. For Maidens, Fillies And Mares Three Years Old and Upward foaled in New 3 York State and approved by the New York State-Bred Registry. Three Year Olds 119 lbs. Older 124 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  FIVE AND ONE HALF FURLONGS (MELLON TURF) FOURTH RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Fillies And Mares Three Years Old 4 and Upward. Three Year Olds 118 lbs. Older 125 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). ONE MILE AND THREE FURLONGS (INNER TURF) FIFTH RACE ALLOWANCE Purse $103,000. (Up to $17,922 NYSBFOA) For Fillies And Mares Three Years Old and Upward 5 Which Have Never Won $15,000 Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race Other Than Claiming Or Starter Allowed 2 lbs. FIVE AND ONE HALF FURLONGS (MELLON TURF) SIXTH RACE STARTER ALLOWANCE Purse $60,000. (Up to $10,440 NYSBFOA) For Three Year Olds and Upward Which Have 6 Started For A Claiming Price Of $50,000 Or Less and Which Have Never Won A Race Other Than Maiden Or Claiming. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. FIVE AND ONE HALF FURLONGS (MELLON TURF) SEVENTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $95,000. For Fillies And Mares Three Years Old and Upward foaled in New York State 7 and approved by the New York State-Bred Registry Which Have Never Won $15,000 Twice Other Than Maiden, Claiming, Or Starter or Which Have Never Won Three Races or Optional Claiming Price Of $45,000.  Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $45,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF)

34 EIGHTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $105,000. (Up to $18,270 NYSBFOA) For Three Year Olds and Upward Which Have 8 Never Won $15,000 Twice Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Three Races or Optional Claiming Price Of $80,000. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $80,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SEVEN FURLONGS NINTH RACE STAKES The 7th Running of 9 THE FORBIDDEN APPLE Grade III $150,000(Up to $26,100 NYSBFOA) FOR FOUR YEAR OLDS AND UPWARD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $150 each which should accompany the nomination. $750 to pass the entry box and an additional $750 to start. For horses not originally nominated, a supplemental payment of $1,500 (along with the entry and starting fees) may be made at any time prior to the closing of entries. The purse to be divided 55% to the owner of the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight, 124 lbs. Non-winners of a Graded/Group I Stake in 2020-21 at a mile or over allowed 2 lbs.; of a Graded/Group II or III Stakes in 2020-21 at a mile or over allowed 4 lbs.; of two races other than maiden, claiming, starter or state-bred allowance at a mile or over in 2021 allowed 6 lbs. Starters to be named at the closing time of entries. A trophy will be presented to the winning owner. The New York Racing Association reserves the right to transfer this race to the Main Track. In the event that this race is taken off the turf it may be subject to downgrading upon review by the Graded Stakes Committee. Nominations Close Saturday, July 3, 2021 ONE MILE (INNER TURF) TENTH RACE CLAIMING Purse $32,000. For Three Year Olds and Upward Which Have Never Won Three Races. 10 Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $14,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS SUBSTITUTE RACE NO 1 CLAIMING Purse $60,000. (Up to $10,440 NYSBFOA) For Fillies And Mares Three Years Old and Upward. S1 Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $32,000 (Maiden And Claiming Races For $25,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) SUBSTITUTE RACE NO 2 CLAIMING Purse $36,000. For Fillies And Mares Three Years Old and Upward. S2 Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $12,500 (Maiden And Claiming Races For $10,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG SUBSTITUTE RACE NO 3 MAIDEN CLAIMING Purse $40,000. For Maidens, Three Years Old and Upward. S3 Three Year Olds 119 lbs. Older 124 lbs. CLAIMING PRICE $20,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS

35 THIRD DAY -- SATURDAY, JULY 17, 2021 (Entries Close on Wednesday, July 14, 2021) FIRST RACE CLAIMING Post Time 1:05 pm 1 Purse $42,000. For Three Year Olds and Upward. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races In 2021 Allowed 2 lbs. A Race In 2021 4 lbs. CLAIMING PRICE $16,000 (Maiden And Claiming Races For $12,500 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS SECOND RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Two Years Old. 2 Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). FIVE AND ONE HALF FURLONGS THIRD RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Two Years Old. 3 Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). ONE MILE AND ONE SIXTEENTH (TURF) FOURTH RACE MAIDEN Purse $85,000. For Maidens, Three Years Old and Upward foaled in New York State and 4 approved by the New York State-Bred Registry. Three Year Olds 119 lbs. Older 124 lbs. (Non-Starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  FIVE AND ONE HALF FURLONGS (MELLON TURF) FIFTH RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Three Years Old and Upward. 5 Three Year Olds 119 lbs. Older 124 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). SEVEN FURLONGS SIXTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $103,000. (Up to $17,922 NYSBFOA) For Fillies Three Years Old Which Have Never Won 6 $15,000 Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races or Optional Claiming Price Of $80,000. Weight 122 lbs. Non-winners Of A Race Other Than Claiming Or Starter At A Mile Or Over Allowed 2 lbs. A Race Other Than Claiming Or Starter At Any Distance 4 lbs. CLAIMING PRICE $80,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE (INNER TURF) SEVENTH RACE ALLOWANCE Purse $103,000. (Up to $17,922 NYSBFOA) For Three Year Olds and Upward Which Have 7 Never Won $15,000 Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 125 lbs. Non-winners Of A Race Other Than Claiming Or Starter Allowed 3 lbs. SEVEN FURLONGS EIGHTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $105,000. (Up to $18,270 NYSBFOA) For Three Year Olds and Upward Which Have 8 Never Won $15,000 Twice Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Three Races or Optional Claiming Price Of $80,000. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter In 2021 Allowed 2 lbs. Such A Race In 2021 4 lbs. CLAIMING PRICE $80,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF)

36 NINTH RACE STAKES The 106th Running of 9 THE SANFORD Grade III $150,000(Up to $26,100 NYSBFOA) FOR TWO-YEAR-OLDS. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $150 each which should accompany the nomination; $750 to pass the entry box and an additional $750 to start. For horses not originally nominated, a supplemental payment of $1,500 along with the entry and starting fees may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight 122 lbs. Non-winners of a race other than maiden or claiming allowed 2 lbs.; all maidens allowed 4 lbs. Starters to be named at closing time of entries. A trophy will be presented to the winning owner. Nominations Close Saturday, July 3, 2021 SIX FURLONGS TENTH RACE STAKES The 83rd Running of 10 THE DIANA Grade I $500,000(Up to $52,000 NYSBFOA) FOR FILLIES AND MARES FOUR YEARS OLD AND UPWARD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $500 each which should accompany the nomination; $3,500 to pass the entry box and an additional $4,000 to start. For horses not originally nominated, a supplemental payment of $7,500 (along with the entry and starting fees) may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight 124 lbs. Non-winners of two Grade One races at a mile or over in 2020-21 allowed 2 lbs.; of such a race since September 1, 2020 or two Grade Two races at a mile or over in 2020-21 allowed 4 lbs.; of a Grade Two in 2020-21 or two Grade Three races at a mile or over in 2020-21 allowed 6 lbs. Starters to be named at the closing time of entries. Preference to start will be determined by Graded Stake winners, Graded Stake placed runners, non-restricted stake winners, condition eligibility. Any ties in respective conditions will be broken by total earnings. Trophies will be presented to the winning owner, trainer and jockey. The New York Racing Association reserves the right to transfer this race to the Main Track. In the event that this race is taken off the turf, it may be subject to downgrading upon review by the Graded Stakes Committee. Nominations Close Saturday, July 3, 2021 ONE MILE AND ONE FURLONG (TURF) ELEVENTH RACE ALLOWANCE Purse $90,000. For Three Year Olds and Upward foaled in New York State and approved by 11 the New York State-Bred Registry Which Have Never Won $15,000 Other Than Maiden, Claiming, Or Starter or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 126 lbs.  Non-winners Of A Race Other Than Claiming Or Starter At A Mile Or Over Allowed 3 lbs. ONE MILE AND ONE SIXTEENTH (TURF) SUBSTITUTE RACE NO 1 STARTER ALLOWANCE Purse $60,000. (Up to $10,440 NYSBFOA) For Fillies And Mares Three Years Old and Upward S1 Which Have Started For A Claiming Price Of $50,000 Or Less and Which Have Never Won A Race Other Than Maiden Or Claiming. Three Year Olds 120 lbs. Older 125 lbs. Non-winners Of A Race At A Mile Or Over In 2021 Allowed 2 lbs. ONE MILE AND ONE FURLONG SUBSTITUTE RACE NO 2 CLAIMING Purse $57,000. (Up to $9,918 NYSBFOA) For Three Year Olds and Upward Which Have Never S2 Won Three Races Or Three Year Olds. Three Year Olds 120 lbs. Older 125 lbs. Non-winners Of A Race At A Mile Or Over In 2021 Allowed 2 lbs. CLAIMING PRICE $50,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE (INNER TURF) SUBSTITUTE RACE NO 3 MAIDEN CLAIMING Purse $40,000. For Maidens, Fillies And Mares Three Years Old and Upward. S3 Three Year Olds 119 lbs. Older 124 lbs. CLAIMING PRICE $20,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS

37 FOURTH DAY -- SUNDAY, JULY 18, 2021 (Entries Close on Thursday, July 15, 2021) FIRST RACE CLAIMING Post Time 1:05 pm 1 Purse $50,000. (Up to $8,700 NYSBFOA) For Three Year Olds and Upward Which Have Never Won Three Races Or Three Year Olds. Three Year Olds 120 lbs. Older 125 lbs. Non-winners Of A Race At A Mile Or Over In 2021 Allowed 2 lbs. CLAIMING PRICE $35,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG SECOND RACE MAIDEN Purse $85,000. For Maidens, Two Years Old foaled in New York State and approved by the 2 New York State-Bred Registry. Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  FIVE AND ONE HALF FURLONGS THIRD RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Fillies Two Years Old. 3 Weight 119 lbs. (Non-Starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). ONE MILE AND ONE SIXTEENTH (TURF) FOURTH RACE MAIDEN CLAIMING Purse $60,000. (Up to $10,440 NYSBFOA) For Maidens, Three Years Old and Upward. 4 Three Year Olds 118 lbs. Older 124 lbs. CLAIMING PRICE $75,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) FIFTH RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Fillies And Mares Three Years Old 5 and Upward. Three Year Olds 119 lbs. Older 124 lbs. (Non-Starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). SEVEN FURLONGS SIXTH RACE ALLOWANCE Purse $90,000. For Fillies And Mares Three Years Old and Upward foaled in New York State 6 and approved by the New York State-Bred Registry Which Have Never Won $15,000 Other Than Maiden, Claiming, Or Starter or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 125 lbs.  Non-winners Of A Race Other Than Claiming Or Starter Allowed 3 lbs. FIVE AND ONE HALF FURLONGS (MELLON TURF) SEVENTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $95,000. For Fillies And Mares Three Years Old and Upward foaled in New York State 7 and approved by the New York State-Bred Registry Which Have Never Won $15,000 Twice Other Than Maiden, Claiming, Or Starter or Which Have Never Won Three Races or Optional Claiming Price Of $45,000.  Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $45,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS EIGHTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $110,000. (Up to $19,140 NYSBFOA) For Three Year Olds and Upward Which Have 8 Never Won $15,000 Three Times Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Four Races or Optional Claiming Price Of $100,000. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter At A Mile Or Over In 2021 Allowed 4 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $100,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE (INNER TURF)

38 NINTH RACE STAKES The 10th Running of 9 THE CORONATION CUP $120,000(Up to $20,880 NYSBFOA) FOR FILLIES THREE YEARS OLD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $120 each which should accompany the nomination; $600 to pass the entry box and an additional $600 to start. For horses not originally nominated, a supplemental payment of $1,200 along with the entry and starting fees may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight, 124 lbs. Non-winners of a graded sweepstake allowed 2 lbs.; of a sweepstake or two races other than maiden, claiming, starter or State-Bred allowance in 2021 allowed 4 lbs.; a race other than maiden, claiming, starter or state bred allowance in 2021 allowed 6 lbs. Starters to be named at closing time of entries. Any ties in conditions will be broken by total earnings. A trophy will be presented to the winning owner. The New York Racing Association reserves the right to transfer this race to the main track. Nominations Close Saturday, July 3, 2021 FIVE AND ONE HALF FURLONGS (MELLON TURF) TENTH RACE CLAIMING Purse $60,000. (Up to $10,440 NYSBFOA) For Three Year Olds and Upward. 10 Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races In 2021 Allowed 4 lbs. A Race In 2021 4 lbs. CLAIMING PRICE $32,000 (Maiden And Claiming Races For $25,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF) SUBSTITUTE RACE NO 1 CLAIMING Purse $55,000. For Fillies And Mares Three Years Old and Upward foaled in New York State S1 and approved by the New York State-Bred Registry. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races In 2021 Allowed 2 lbs.  A Race In 2021 4 lbs. CLAIMING PRICE $25,000 (Maiden And Claiming Races For $20,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SEVEN FURLONGS SUBSTITUTE RACE NO 2 CLAIMING Purse $32,000. For Fillies And Mares Three Years Old and Upward Which Have Never Won S2 Three Races. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $14,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS SUBSTITUTE RACE NO 3 MAIDEN CLAIMING Purse $50,000. For Maidens, Fillies And Mares Three Years Old and Upward foaled in New S3 York State and approved by the New York State-Bred Registry. Three Year Olds 119 lbs. Older 124 lbs. CLAIMING PRICE $40,000  (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SEVEN FURLONGS

39 FIFTH DAY -- WEDNESDAY, JULY 21, 2021 (Entries Close on Friday, July 16, 2021) FIRST RACE STAKES HURDLE THE JONATHAN KISER NOVICE STAKES 1 $75,000(Up to $13,050 NYSBFOA) A HURDLE FOR FOUR YEAR OLDS AND UPWARD WHICH HAVE NOT WON OVER HURDLES PRIOR TO MARCH 1, 2020 OR WHICH HAVE NEVER WON THREE RACES, OTHER THAN THREE-YEAR OLD. Four-year-olds, 144 lbs.; older, 150 lbs. Winners, other than maiden, claiming, starter or three-year-old: 3 lbs extra for each race won. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. Nominations Close Saturday, July 10, 2021 TWO MILES AND ONE SIXTEENTH (NATIONAL FENCES) SECOND RACE MAIDEN AUCTION Purse $80,000. (Up to $13,920 NYSBFOA) For Maidens, Fillies Two Years Old. 2 Weight 119 lbs. (For Horses That Sold Or Rna For $45,000 Or Less In Their Most Recent Sale.). FIVE AND ONE HALF FURLONGS THIRD RACE MAIDEN CLAIMING Purse $50,000. For Maidens, Three Years Old and Upward foaled in New York State and 3 approved by the New York State-Bred Registry. Three Year Olds 119 lbs. Older 124 lbs. CLAIMING PRICE $40,000  (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF) FOURTH RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Three Years Old and Upward. 4 Three Year Olds 119 lbs. Older 124 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). FIVE AND ONE HALF FURLONGS (MELLON TURF) FIFTH RACE CLAIMING Purse $66,000. (Up to $11,484 NYSBFOA) For Three Year Olds. 5 Weight 122 lbs. Non-winners Of Two Races In 2021 Allowed 2 lbs. A Race In 2021 4 lbs. CLAIMING PRICE $40,000 (Maiden And Claiming Races For $32,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS SIXTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $95,000. For Three Year Olds and Upward foaled in New York State and approved by 6 the New York State-Bred Registry Which Have Never Won $15,000 Twice Other Than Maiden, Claiming, Or Starter or Which Have Never Won Three Races or Optional Claiming Price Of $45,000.  Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter In 2021 Allowed 2 lbs. Such A Race In 2021 4 lbs. CLAIMING PRICE $45,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF) SEVENTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $105,000. (Up to $18,270 NYSBFOA) For Fillies And Mares Three Years Old and Upward 7 Which Have Never Won $15,000 Twice Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Three Races or Optional Claiming Price Of $80,000. Three Year Olds 120 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $80,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND THREE FURLONGS (INNER TURF)

40 EIGHTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $110,000. (Up to $19,140 NYSBFOA) For Three Year Olds and Upward Which Have 8 Never Won $15,000 Three Times Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Four Races or Optional Claiming Price Of $100,000. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $100,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG NINTH RACE STAKES The 7th Running of 9 THE RICK VIOLETTE $100,000  FOR TWO YEAR OLDS FOALED IN NEW YORK STATE AND APPROVED BY THE NEW YORK STATE-BRED REGISTRY. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $100 each which should accompany the nomination; $500 to pass the entry box and an additional $500 to start. For horses not originally nominated, a supplemental payment of $1,000 (along with the entry and starting fees) may be made at any time prior to the closing of entries. The purse to be divided 55% to the owner of the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight, 122 lbs. Non-Winners of a race other than claiming allowed 2 lbs.; all maidens allowed 4 lbs. Starters to be named at the closing time of entries. A presentation will be made to the winning owner. Nominations Close Saturday, July 10, 2021 SIX FURLONGS TENTH RACE CLAIMING Purse $52,000. (Up to $9,048 NYSBFOA) For Three Year Olds and Upward Which Have Never 10 Won Two Races. Three Year Olds 120 lbs. Older 125 lbs. Non-winners Of A Race At A Mile Or Over In 2021 Allowed 2 lbs. CLAIMING PRICE $40,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) SUBSTITUTE RACE NO 1 CLAIMING Purse $50,000. (Up to $8,178 NYSBFOA) For Fillies And Mares Three Years Old and Upward S1 Which Have Never Won Three Races. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $35,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX AND ONE HALF FURLONGS SUBSTITUTE RACE NO 2 CLAIMING Purse $55,000. (Up to $9,570 NYSBFOA) For Fillies And Mares Three Years Old and Upward S2 Which Have Never Won Two Races. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $50,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX AND ONE HALF FURLONGS SUBSTITUTE RACE NO 3 MAIDEN CLAIMING Purse $55,000. (Up to $9,570 NYSBFOA) For Maidens, Three Years Old and Upward. S3 Three Year Olds 118 lbs. Older 124 lbs. CLAIMING PRICE $50,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG

41 SIXTH DAY -- THURSDAY, JULY 22, 2021 (Entries Close on Saturday, July 17, 2021) FIRST RACE STAKES HURDLE The 25th Running of 1 THE A.P. SMITHWICK MEMORIAL Grade I $150,000(Up to $26,100 NYSBFOA) A HURDLE FOR FOUR YEAR OLDS AND UPWARD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. Nominations Close Saturday, July 10, 2021 TWO MILES AND ONE SIXTEENTH (NATIONAL FENCES) SECOND RACE MAIDEN Purse $85,000. For Maidens, Fillies Two Years Old foaled in New York State and approved by 2 the New York State-Bred Registry. Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  FIVE AND ONE HALF FURLONGS (MELLON TURF) THIRD RACE MAIDEN CLAIMING Purse $50,000. For Maidens, Fillies And Mares Three Years Old and Upward foaled in New 3 York State and approved by the New York State-Bred Registry. Three Year Olds 119 lbs. Older 124 lbs. CLAIMING PRICE $40,000  (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF) FOURTH RACE MAIDEN CLAIMING Purse $55,000. (Up to $9,570 NYSBFOA) For Maidens, Three Years Old and Upward. 4 Three Year Olds 119 lbs. Older 124 lbs. CLAIMING PRICE $50,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS FIFTH RACE ALLOWANCE Purse $103,000. (Up to $17,922 NYSBFOA) For Fillies And Mares Three Years Old and Upward 5 Which Have Never Won $15,000 Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 126 lbs. Non-winners Of A Race Other Than Claiming Or Starter At A Mile Or Over Allowed 3 lbs. ONE MILE AND ONE FURLONG SIXTH RACE CLAIMING Purse $36,000. For Fillies And Mares Three Years Old and Upward. 6 Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races At A Mile Or Over In 2021 Allowed 2 lbs. Such A Race In 2021 4 lbs. CLAIMING PRICE $12,500 (Maiden And Claiming Races For $10,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SEVEN FURLONGS SEVENTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $95,000. For Three Year Olds and Upward foaled in New York State and approved by 7 the New York State-Bred Registry Which Have Never Won $15,000 Twice Other Than Maiden, Claiming, Or Starter or Which Have Never Won Three Races or Optional Claiming Price Of $45,000.  Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter In 2021 Allowed 2 lbs. Such A Race In 2021 4 lbs. CLAIMING PRICE $45,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS EIGHTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $110,000. (Up to $19,140 NYSBFOA) For Three Year Olds and Upward Which Have 8 Never Won $15,000 Three Times Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Four Races or Optional Claiming Price Of $100,000. Three Year Olds 120 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $100,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND THREE FURLONGS (INNER TURF) NINTH RACE STAKES The 7th Running of 9 THE STILLWATER $100,000  FOR FILLIES TWO YEARS OLD FOALED IN NEW YORK STATE AND APPROVED BY THE NEW YORK STATE-BRED REGISTRY. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $100 each which should accompany the nomination; $500 to pass the entry box and an additional $500 to start. For horses not originally nominated, a supplemental payment of $1,000 (along with the entry and starting fees) may be made at any time prior to the closing of entries. The purse to be divided 55% to the owner of the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight, 122 lbs. Non-winners of a race other than claiming allowed 2 lbs.; all maidens allowed 4 lbs. Starters to be named at the closing time of entries. A presentation will be made to the winning owner. Nominations Close Saturday, July 10, 2021 SIX FURLONGS

42 TENTH RACE CLAIMING Purse $66,000. (Up to $11,484 NYSBFOA) For Fillies Three Years Old. 10 Weight 122 lbs. Non-winners Of Two Races At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $40,000 (Maiden And Claiming Races For $32,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) SUBSTITUTE RACE NO 1 CLAIMING Purse $60,000. (Up to $10,440 NYSBFOA) For Fillies And Mares Three Years Old and Upward. S1 Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races In 2021 Allowed 2 lbs. A Race In 2021 4 lbs. CLAIMING PRICE $32,000 (Maiden And Claiming Races For $25,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF) SUBSTITUTE RACE NO 2 CLAIMING Purse $55,000. For Fillies Three Years Old. S2 Weight 122 lbs. Non-winners Of Two Races In 2021 Allowed 2 lbs. A Race In 2021 4 lbs. CLAIMING PRICE $25,000 (Maiden And Claiming Races For $20,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX AND ONE HALF FURLONGS SUBSTITUTE RACE NO 3 CLAIMING Purse $35,000. For Fillies And Mares Three Years Old and Upward Which Have Never Won S3 Two Races. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $16,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS Closing Saturday, July 17, 2021 THE NEW YORK STALLION SERIES, Purse $150,000 Three Year Olds. One Mile (Inner turf) (To be run Wednesday, July 28, 2021) ***** THE HONORABLE MISS (Grade II), Purse $200,000 Fillies And Mares Three Year Olds and Upward. Six Furlongs (To be run Wednesday, July 28, 2021) ***** THE JOHN MORRISSEY, Purse $100,000 NY-Bred Three Year Olds and Upward. Six And One Half Furlongs (To be run Thursday, July 29, 2021) ***** THE CURLIN, Purse $120,000 FOR THREE YEAR OLDS WHICH HAVE NOT WON A GRADED SWEEPSTAKES OVER A MILE IN 2021. One Mile And One Furlong (To be run Friday, July 30, 2021) ***** THE ALFRED G. VANDERBILT (Grade I), Purse $350,000 Three Year Olds and Upward. Six Furlongs (To be run Saturday, July 31, 2021) ***** THE BOWLING GREEN (Grade II), Purse $250,000 Four Year Olds and Upward. One Mile And Three Furlongs (Inner turf) (To be run Saturday, July 31, 2021) ***** THE JIM DANDY (Grade II), Purse $600,000 Three Year Olds. One Mile And One Furlong (To be run Saturday, July 31, 2021) ***** THE AMSTERDAM (Grade II), Purse $200,000 Three Year Olds. Six And One Half Furlongs (To be run Sunday, August 1, 2021)

43 SEVENTH DAY -- FRIDAY, JULY 23, 2021 (Entries Close on Sunday, July 18, 2021) FIRST RACE CLAIMING Post Time 1:05 pm 1 Purse $35,000. For Three Year Olds and Upward Which Have Never Won Two Races. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $16,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS SECOND RACE MAIDEN AUCTION Purse $80,000. (Up to $13,920 NYSBFOA) For Maidens, Two Years Old. 2 Weight 119 lbs. (For Horses That Sold Or Rna For $45,000 Or Less In Their Most Recent Sale.). FIVE AND ONE HALF FURLONGS THIRD RACE MAIDEN CLAIMING Purse $55,000. (Up to $9,570 NYSBFOA) For Maidens, Fillies And Mares Three Years Old and 3 Upward. Three Year Olds 119 lbs. Older 124 lbs. CLAIMING PRICE $50,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF) FOURTH RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Fillies And Mares Three Years Old 4 and Upward. Three Year Olds 119 lbs. Older 124 lbs. (Non-Starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). FIVE AND ONE HALF FURLONGS (MELLON TURF) FIFTH RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Three Years Old and Upward. 5 Three Year Olds 118 lbs. Older 124 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). ONE MILE (INNER TURF) SIXTH RACE ALLOWANCE Purse $90,000. For Three Year Olds and Upward foaled in New York State and approved by 6 the New York State-Bred Registry Which Have Never Won $15,000 Other Than Maiden, Claiming, Or Starter or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 125 lbs.  Non-winners Of A Race Other Than Claiming Or Starter Allowed 3 lbs. SEVEN FURLONGS SEVENTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $95,000. For Fillies And Mares Three Years Old and Upward foaled in New York State 7 and approved by the New York State-Bred Registry Which Have Never Won $15,000 Twice Other Than Maiden, Claiming, Or Starter or Which Have Never Won Three Races or Optional Claiming Price Of $45,000.  Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter In 2021 Allowed 2 lbs. Such A Race In 2021 4 lbs. CLAIMING PRICE $45,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF) EIGHTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $105,000. (Up to $18,270 NYSBFOA) For Three Year Olds and Upward Which Have 8 Never Won $15,000 Twice Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Three Races or Optional Claiming Price Of $80,000. Three Year Olds 120 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter At A Mile Or Over In 2021 Allowed 2 lbs. Such A Race In 2021 4 lbs. CLAIMING PRICE $80,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE HALF (INNER TURF)

44 NINTH RACE STAKES The 26th Running of 9 THE LAKE GEORGE Grade III $150,000(Up to $26,100 NYSBFOA) FOR FILLIES THREE YEARS OLD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $150 each which should accompany the nomination; $750 to pass the entry box and an additional $750 to start. For horses not originally nominated, a supplemental payment of $1,500 along with the entry and starting fees may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight, 124 lbs. Non-winners of a Graded Sweepstake at a mile or over in 2021 allowed 2 lbs.; of a Sweepstake in 2021 or two races other than maiden, claiming, starter or State-Bred allowance in 2021 allowed 4 lbs.; of a Sweepstake or a race other than maiden, claiming, starter or State-Bred allowance in 2021 allowed 6 lbs. Starters to be named at the closing time of entries. Preference to start will be determined by Graded Stake winners, Graded Stake placed runners, non-restricted stake winners, condition eligibility. Any ties in conditions will be broken by total earnings. A trophy will be presented to the winning owner. The New York Racing Association reserves the right to transfer this race to the main track. In the event that this race is taken off the turf, it may be subject to downgrading upon review by the Graded Stakes Committee. Nominations Close Saturday, July 10, 2021 ONE MILE (INNER TURF) TENTH RACE CLAIMING Purse $55,000. For Three Year Olds and Upward foaled in New York State and approved by 10 the New York State-Bred Registry. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races In 2021 Allowed 4 lbs.  A Race In 2021 4 lbs. CLAIMING PRICE $25,000 (Maiden And Claiming Races For $20,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SEVEN FURLONGS SUBSTITUTE RACE NO 1 STARTER ALLOWANCE Purse $60,000. (Up to $10,440 NYSBFOA) For Fillies And Mares Three Years Old and Upward S1 Which Have Started For A Claiming Price Of $50,000 Or Less and Which Have Never Won A Race Other Than Maiden Or Claiming. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. SIX FURLONGS SUBSTITUTE RACE NO 2 CLAIMING Purse $48,000. For Fillies And Mares Three Years Old and Upward. S2 Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $20,000 (Maiden And Claiming Races For $16,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG SUBSTITUTE RACE NO 3 MAIDEN CLAIMING Purse $55,000. (Up to $9,570 NYSBFOA) For Maidens, Fillies And Mares Three Years Old and S3 Upward. Three Year Olds 119 lbs. Older 124 lbs. CLAIMING PRICE $50,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SEVEN FURLONGS

45 EIGHTH DAY -- SATURDAY, JULY 24, 2021 (Entries Close on Wednesday, July 21, 2021) FIRST RACE CLAIMING Post Time 1:05 pm 1 Purse $55,000. For Three Year Olds and Upward. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races In 2021 Allowed 2 lbs. A Race In 2021 4 lbs. CLAIMING PRICE $25,000 (Maiden And Claiming Races For $20,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX AND ONE HALF FURLONGS SECOND RACE MAIDEN Purse $100,000. (Up to $17,140 NYSBFOA) For Maidens, Two Years Old. 2 Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). FIVE AND ONE HALF FURLONGS (MELLON TURF) THIRD RACE MAIDEN Purse $100,000. (Up to $17,140 NYSBFOA) For Maidens, Two Years Old. 3 Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). SIX FURLONGS FOURTH RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Three Years Old and Upward. 4 Three Year Olds 119 lbs. Older 124 lbs. (Non-Starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). SIX FURLONGS FIFTH RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Fillies And Mares Three Years Old 5 and Upward. Three Year Olds 118 lbs. Older 124 lbs. (Non-Starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). ONE MILE (INNER TURF) SIXTH RACE ALLOWANCE Purse $90,000. For Fillies And Mares Three Years Old and Upward foaled in New York State 6 and approved by the New York State-Bred Registry Which Have Never Won $15,000 Other Than Maiden, Claiming, Or Starter or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 126 lbs.  Non-winners Of A Race Other Than Claiming Or Starter At A Mile Or Over Allowed 3 lbs. ONE MILE AND ONE SIXTEENTH (TURF) SEVENTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $103,000. (Up to $17,922 NYSBFOA) For Three Year Olds Which Have Never Won 7 $15,000 Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races or Optional Claiming Price Of $80,000. Weight 122 lbs. Non-winners Of A Race Other Than Claiming Or Starter At A Mile Or Over Allowed 2 lbs. A Race Other Than Claiming Or Starter At Any Distance 4 lbs. CLAIMING PRICE $80,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) EIGHTH RACE ALLOWANCE Purse $103,000. (Up to $17,922 NYSBFOA) For Fillies And Mares Three Years Old and Upward 8 Which Have Never Won $15,000 Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 125 lbs. Non-winners Of A Race Other Than Claiming Or Starter Allowed 3 lbs. SEVEN FURLONGS

46 NINTH RACE STAKES The 10th Running of 9 THE CARESS Grade III $200,000(Up to $32,800 NYSBFOA) FOR FILLIES AND MARES FOUR YEAR OLDS AND UPWARD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $200 each which should accompany the nomination; $1,000 to pass the entry box and an additional $1,000 to start. For horses not originally nominated, a supplemental payment of $2,000 along with the entry and starting fees may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight, 124 lbs. Non-winners of $100,000 since September 1, 2020 or two Graded Sweepstakes in 2020-21 allowed 2 lbs.; of a Sweepstake other than state-bred in 2020-21 allowed 4 lbs.; of two races other than maiden, claiming, starter or State-Bred allowance in 2021 allowed 6 lbs. Starters to be named at the closing time of entries. Preference to start will be determined by Graded Stake winners, Graded Stake placed runners, non-restricted stake winners, condition eligibility. Any ties in conditions will be broken by total earnings. The New York Racing Association reserves the right to transfer this race to the main track. In the event that this race is taken off the turf it may be subject to downgrading upon review by the Graded Stakes Committee. A presentation will be made to the winning owner. Nominations Close Saturday, July 10, 2021 FIVE AND ONE HALF FURLONGS (MELLON TURF) TENTH RACE STAKES The 105th Running of 10 THE COACHING CLUB AMERICAN OAKS Grade I $500,000(Up to $52,000 NYSBFOA) FOR FILLIES THREE YEARS OLD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $500 each which should accompany the nomination; $3,500 to pass the entry box and an additional $4,000 to start. For horses not originally nominated, a supplemental payment of $7,500 along with the entry and starting fees may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight, 121 lbs. Starters to be named at the closing time of entries. Trophies will be presented to the winning owner, trainer, and jockey. Nominations Close Saturday, July 10, 2021 ONE MILE AND ONE FURLONG ELEVENTH RACE CLAIMING Purse $52,000. (Up to $9,048 NYSBFOA) For Three Year Olds and Upward Which Have Never 11 Won Two Races. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $40,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF) SUBSTITUTE RACE NO 1 CLAIMING Purse $50,000. (Up to $8,178 NYSBFOA) For Three Year Olds and Upward Which Have Never S1 Won Three Races. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $35,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX AND ONE HALF FURLONGS SUBSTITUTE RACE NO 2 CLAIMING Purse $52,000. (Up to $9,048 NYSBFOA) For Three Year Olds and Upward Which Have Never S2 Won Two Races. Three Year Olds 120 lbs. Older 125 lbs. Non-winners Of A Race At A Mile Or Over In 2021 Allowed 2 lbs. CLAIMING PRICE $40,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG SUBSTITUTE RACE NO 3 MAIDEN Purse $85,000. For Maidens, Three Years Old and Upward foaled in New York State and S3 approved by the New York State-Bred Registry. Three Year Olds 118 lbs. Older 124 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  ONE MILE AND ONE FURLONG

47 NINTH DAY -- SUNDAY, JULY 25, 2021 (Entries Close on Thursday, July 22, 2021) FIRST RACE CLAIMING Post Time 1:05 PM 1 Purse $48,000. For Three Year Olds and Upward. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $20,000 (Maiden And Claiming Races For $16,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG SECOND RACE MAIDEN Purse $100,000. (Up to $17,140 NYSBFOA) For Maidens, Fillies Two Years Old. 2 Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). FIVE AND ONE HALF FURLONGS (MELLON TURF) THIRD RACE MAIDEN Purse $100,000. (Up to $17,140 NYSBFOA) For Maidens, Fillies Two Years Old. 3 Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). SIX FURLONGS FOURTH RACE MAIDEN Purse $85,000. For Maidens, Fillies And Mares Three Years Old and Upward foaled in New 4 York State and approved by the New York State-Bred Registry. Three Year Olds 118 lbs. Older 124 lbs. (Non-Starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  ONE MILE AND ONE SIXTEENTH (TURF) FIFTH RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Fillies And Mares Three Years Old 5 and Upward. Three Year Olds 119 lbs. Older 124 lbs. (Non-Starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). SIX FURLONGS SIXTH RACE CLAIMING Purse $66,000. (Up to $11,484 NYSBFOA) For Three Year Olds and Upward. 6 Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $40,000 (Maiden And Claiming Races For $32,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE (INNER TURF) SEVENTH RACE ALLOWANCE Purse $90,000. For Three Year Olds and Upward foaled in New York State and approved by 7 the New York State-Bred Registry Which Have Never Won $15,000 Other Than Maiden, Claiming, Or Starter or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 125 lbs.  Non-winners Of A Race Other Than Claiming Or Starter Allowed 3 lbs. FIVE AND ONE HALF FURLONGS (MELLON TURF) EIGHTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $105,000. (Up to $18,270 NYSBFOA) For Three Year Olds and Upward Which Have 8 Never Won $15,000 Twice Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Three Races or Optional Claiming Price Of $80,000. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter At A Mile Or Over In 2021 Allowed 2 lbs. Such A Race In 2021 4 lbs. CLAIMING PRICE $80,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG (TURF)

48 NINTH RACE STAKES The 45th Running of 9 THE SHUVEE Grade III $200,000(Up to $32,800 NYSBFOA) FOR FILLIES AND MARES FOUR YEARS OLD AND UPWARD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $200 each which should accompany the nomination; $1,000 to pass the entry box and an additional $1,000 to start. For horses not originally nominated, a supplemental payment of $2,000 along with the entry and starting fees may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight, 124 lbs. Non-winners of $100,000 over a mile in 2021 allowed 2 lbs.; of such a race in 2020 or $75,000 at a mile or over in 2021 allowed 4 lbs.; of a Graded Sweepstake at a mile or over in 2020-21 or two races at a mile or over other than maiden, claiming, starter or State-Bred allowance in 2021 allowed 6 lbs. Starters to be named at the closing time of entries. A trophy will be presented to the winning owner. Nominations Close Saturday, July 10, 2021 ONE MILE AND ONE FURLONG TENTH RACE CLAIMING Purse $52,000. (Up to $9,048 NYSBFOA) For Fillies And Mares Three Years Old and Upward 10 Which Have Never Won Two Races. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $40,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF) SUBSTITUTE RACE NO 1 ALLOWANCE OPTIONAL CLAIMING Purse $103,000. (Up to $17,922 NYSBFOA) For Fillies Three Years Old Which Have Never Won S1 $15,000 Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races or Optional Claiming Price Of $80,000. Weight 122 lbs. Non-winners Of A Race Other Than Claiming Or Starter At A Mile Or Over Allowed 2 lbs. A Race Other Than Claiming Or Starter At Any Distance 4 lbs. CLAIMING PRICE $80,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE QUARTER SUBSTITUTE RACE NO 2 CLAIMING Purse $35,000. For Fillies And Mares Three Years Old and Upward Which Have Never Won S2 Two Races. Three Year Olds 120 lbs. Older 125 lbs. Non-winners Of A Race At A Mile Or Over In 2021 Allowed 2 lbs. CLAIMING PRICE $16,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG SUBSTITUTE RACE NO 3 MAIDEN CLAIMING Purse $45,000. (Up to $7,308 NYSBFOA) For Maidens, Fillies And Mares Three Years Old and S3 Upward. Three Year Olds 118 lbs. Older 124 lbs. CLAIMING PRICE $30,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG

49 TENTH DAY -- WEDNESDAY, JULY 28, 2021 (Entries Close on Friday, July 23, 2021) FIRST RACE ALLOWANCE HURDLE Purse $65,000. (Up to $11,310 NYSBFOA) For Four Year Olds and Upward Which Have Never 1 Won Two Races. Four Year Olds 150 lbs. Older 156 lbs. Non-winners Of A Race In 2021 Allowed 4 lbs. A Race In 2020-2021 8 lbs. (Claiming Races Not Considered In Allowances) . TWO MILES AND ONE SIXTEENTH (NATIONAL FENCES) SECOND RACE MAIDEN Purse $85,000. For Maidens, Two Years Old foaled in New York State and approved by the 2 New York State-Bred Registry. Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  ONE MILE AND ONE SIXTEENTH (TURF) THIRD RACE MAIDEN CLAIMING Purse $50,000. (Up to $7,830 NYSBFOA) For Maidens, Three Years Old and Upward. 3 Three Year Olds 118 lbs. Older 124 lbs. CLAIMING PRICE $40,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) FOURTH RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Three Years Old and Upward. 4 Three Year Olds 118 lbs. Older 124 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). ONE MILE AND ONE FURLONG FIFTH RACE STAKES The 19th Running of 5 THE NEW YORK STALLION SERIES "Cab Calloway Division" $150,000 FOR THREE YEARS OLD ELIGIBLE FOR THE NEW YORK STALLION STAKES. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. Only foals by Nominated Stallions will be eligible for all of the New York Stallion Stakes Series races. By subscription of $150 each which should accompany the nomination. $750 to pass the entry box and an additional $750 to start. For horses not originally nominated, a supplemental nomination payment of $1,500 (along with the entry and starting fees) may be made at any time prior to the closing of entries. The purse to be divided 55% to the owner of the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. 5% of purses won to be awarded to the stallion nominator. Weight 124 lbs. Non-winners of a Sweepstake on the turf allowed 2 lbs.; of two races on the turf other than maiden, claiming or starter allowed 4 lbs.; of a race other than maiden, claiming or starter allowed 6 lbs. Preference to start will be determined by condition eligibility beginning with Sweepstake winners. Ties broken by total earnings. The New York Racing Association reserves the right to transfer this race to the Main Track. Starters to be named at the closing time of entries. A trophy will be presented to the winning owner. Nominations Close Saturday, July 17, 2021 ONE MILE (INNER TURF) SIXTH RACE CLAIMING Purse $66,000. (Up to $11,484 NYSBFOA) For Three Year Olds and Upward. 6 Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races In 2021 Allowed 2 lbs. A Race In 2021 4 lbs. CLAIMING PRICE $40,000 (Maiden And Claiming Races For $32,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS SEVENTH RACE ALLOWANCE Purse $103,000. (Up to $17,922 NYSBFOA) For Three Year Olds and Upward Which Have 7 Never Won $15,000 Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 125 lbs. Non-winners Of A Race Other Than Claiming Or Starter Allowed 3 lbs. FIVE AND ONE HALF FURLONGS (MELLON TURF)

50 EIGHTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $110,000. (Up to $19,140 NYSBFOA) For Fillies And Mares Three Years Old and Upward 8 Which Have Never Won $15,000 Three Times Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Four Races or Optional Claiming Price Of $100,000. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter At A Mile Or Over In 2021 Allowed 4 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $100,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) NINTH RACE HANDICAP STAKE The 30th Running of 9 THE HONORABLE MISS Grade II $200,000(Up to $32,800 NYSBFOA) A HANDICAP FOR FILLIES AND MARES THREE YEARS OLD AND UPWARD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $200 each which should accompany the nomination; $1,000 to pass the entry box and an additional $1,000 to start. For horses not originally nominated, a supplemental payment of $2,000 along with the entry and starting fees may be made at any time prior to the publication of weights on Thursday, July 22nd. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Starters to be named at the closing time of entries. A trophy will be presented to the winning owner. Nominations Close Saturday, July 17, 2021 SIX FURLONGS TENTH RACE CLAIMING Purse $45,000. For Fillies And Mares Three Years Old and Upward Which Have Never Won 10 Two Races. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $25,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SEVEN FURLONGS SUBSTITUTE RACE NO 1 ALLOWANCE Purse $90,000. For Three Year Olds and Upward foaled in New York State and approved by S1 the New York State-Bred Registry Which Have Never Won $15,000 Other Than Maiden, Claiming, Or Starter or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 126 lbs.  Non-winners Of A Race Other Than Claiming Or Starter At A Mile Or Over Allowed 3 lbs. ONE MILE AND ONE FURLONG SUBSTITUTE RACE NO 2 MAIDEN CLAIMING Purse $55,000. (Up to $8,526 NYSBFOA) For Maidens, Fillies Two Years Old. S2 Weight 119 lbs. CLAIMING PRICE $50,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS SUBSTITUTE RACE NO 3 MAIDEN CLAIMING Purse $42,000. For Maidens, Three Years Old and Upward foaled in New York State and S3 approved by the New York State-Bred Registry. Three Year Olds 119 lbs. Older 124 lbs. CLAIMING PRICE $25,000  (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX AND ONE HALF FURLONGS

51 ELEVENTH DAY -- THURSDAY, JULY 29, 2021 (Entries Close on Saturday, July 24, 2021) FIRST RACE CLAIMING Purse $36,000. For Three Year Olds and Upward. 1 Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Allowed 2 lbs. A Race In 2021 4 lbs. CLAIMING PRICE $12,500 (Maiden And Claiming Races For $10,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX AND ONE HALF FURLONGS SECOND RACE MAIDEN Purse $85,000. For Maidens, Fillies Two Years Old foaled in New York State and approved by 2 the New York State-Bred Registry. Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  ONE MILE AND ONE SIXTEENTH (TURF) THIRD RACE MAIDEN CLAIMING Purse $50,000. (Up to $7,830 NYSBFOA) For Maidens, Fillies And Mares Three Years Old and 3 Upward. Three Year Olds 118 lbs. Older 124 lbs. CLAIMING PRICE $40,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) FOURTH RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Fillies And Mares Three Years Old 4 and Upward. Three Year Olds 118 lbs. Older 124 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). ONE MILE AND ONE FURLONG FIFTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $105,000. (Up to $18,270 NYSBFOA) For Fillies And Mares Three Years Old and Upward 5 Which Have Never Won $15,000 Twice Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Three Races or Claiming Price $80,000. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $80,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX AND ONE HALF FURLONGS SIXTH RACE STARTER ALLOWANCE Purse $60,000. (Up to $10,440 NYSBFOA) For Fillies And Mares Three Years Old and Upward 6 Which Have Started For A Claiming Price Of $50,000 Or Less and Which Have Never Won A Race Other Than Maiden Or Claiming. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. FIVE AND ONE HALF FURLONGS (MELLON TURF) SEVENTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $95,000. For Three Year Olds and Upward foaled in New York State and approved by 7 the New York State-Bred Registry Which Have Never Won $15,000 Twice Other Than Maiden, Claiming, Or Starter or Which Have Never Won Three Races or Optional Claiming Price Of $45,000.  Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $45,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE (INNER TURF) EIGHTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $110,000. (Up to $19,140 NYSBFOA) For Fillies And Mares Three Years Old and Upward 8 Which Have Never Won $15,000 Three Times Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Four Races or Claiming Price $100,000. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $100,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF) NINTH RACE HANDICAP STAKE The 18th Running of 9 THE JOHN MORRISSEY $100,000  A HANDICAP FOR THREE YEAR OLDS AND UPWARD FOALED IN NEW YORK STATE AND APPROVED BY THE NEW YORK STATE BRED REGISTRY. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $100 each which should accompany the nomination; $500 to pass the entry box and an additional $500 to start. For horses not originally nominated, a supplemental payment of $1,000 along with the entry and starting fees may be made at any time prior to the publication of weights on Friday, July 23rd. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Highweights preferred. Ties broken by total earnings. Starters to be named at the closing time of entries. A presentation will be made to the winning owner. Nominations Close Saturday, July 17, 2021 SIX AND ONE HALF FURLONGS

52 TENTH RACE CLAIMING Purse $50,000. (Up to $8,700 NYSBFOA) For Three Year Olds and Upward Which Have Never 10 Won Three Races. Three Year Olds 120 lbs. Older 125 lbs. Non-winners Of A Race At A Mile Or Over In 2021 Allowed 2 lbs. CLAIMING PRICE $35,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) SUBSTITUTE RACE NO 1 CLAIMING Purse $45,000. For Three Year Olds and Upward Which Have Never Won Two Races. S1 Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $25,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SEVEN FURLONGS SUBSTITUTE RACE NO 2 MAIDEN CLAIMING Purse $49,000. (Up to $8,526 NYSBFOA) For Maidens, Two Years Old. S2 Weight 119 lbs. CLAIMING PRICE $50,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS SUBSTITUTE RACE NO 3 MAIDEN CLAIMING Purse $40,000. For Maidens, Three Years Old and Upward. S3 Three Year Olds 118 lbs. Older 124 lbs. CLAIMING PRICE $20,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG Closing Saturday, July 24, 2021 THE NEW YORK STALLION SERIES, Purse $150,000 Fillies Three Year Olds. One Mile (Inner turf) (To be run Wednesday, August 4, 2021) ***** THE SHINE AGAIN, Purse $120,000 FOR FILLIES AND MARES FOUR YEAR OLDS AND UPWARD WHICH HAVE NOT WON A SWEEPSTAKE IN 2021 OTHER THAN STATE-BRED. Seven Furlongs (To be run Wednesday, August 4, 2021) ***** THE BIRDSTONE, Purse $120,000 Four Year Olds and Upward. One Mile And Three Quarters (To be run Thursday, August 5, 2021) ***** THE ALYDAR, Purse $120,000 FOR FOUR YEAR OLDS AND UPWARD WHICH HAVE NOT WON A SWEEPSTAKE IN 2021 OTHER THAN STATE-BRED. One Mile And One Furlong (To be run Friday, August 6, 2021) ***** THE TROY (Grade III), Purse $200,000 Four Year Olds and Upward. Five And One Half Furlongs (Mellon Turf) (To be run Friday, August 6, 2021) ***** THE NATIONAL MUSEUM OF RACING HALL OF FAME (Grade II), Purse $200,000 Three Year Olds. One Mile (Inner turf) (To be run Friday, August 6, 2021) ***** THE FASIG-TIPTON LURE, Purse $120,000 FOR FOUR YEAR OLDS AND UPWARD WHICH HAVE NOT WON A GRADED SWEEPSTAKE IN 2021. One Mile And One Sixteenth (Mellon Turf) (To be run Saturday, August 7, 2021) ***** THE GLENS FALLS (Grade II), Purse $250,000 Fillies And Mares Four Year Olds and Upward. One Mile And One Half (Inner turf) (To be run Saturday, August 7, 2021) ***** THE LONGINES TEST (Grade I), Purse $500,000 Fillies Three Year Olds. Seven Furlongs (To be run Saturday, August 7, 2021) ***** THE WHITNEY (Grade I), Purse $1,000,000 Four Year Olds and Upward. One Mile And One Furlong (To be run Saturday, August 7, 2021) ***** THE FASIG-TIPTON DE LA ROSE, Purse $120,000 FOR FILLIES AND MARES FOUR YEARS OLD AND UPWARD WHICH HAVE NOT WON A GRADED SWEEPSTAKE IN 2021. One Mile (Inner turf) (To be run Sunday, August 8, 2021) ***** THE ADIRONDACK (Grade II), Purse $200,000 Fillies Two Year Olds. Six And One Half Furlongs (To be run Sunday, August 8, 2021)

53 TWELFTH DAY -- FRIDAY, JULY 30, 2021 (Entries Close on Sunday, July 25, 2021) FIRST RACE CLAIMING Post Time 1:05 PM 1 Purse $48,000. For Fillies And Mares Three Years Old and Upward. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races In 2021 Allowed 2 lbs. A Race 4 lbs. CLAIMING PRICE $20,000 (Maiden And Claiming Races For $16,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS SECOND RACE MAIDEN Purse $85,000. For Maidens, Fillies Two Years Old foaled in New York State and approved by 2 the New York State-Bred Registry. Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  SIX FURLONGS THIRD RACE MAIDEN CLAIMING Purse $50,000. For Maidens, Fillies And Mares Three Years Old and Upward foaled in New 3 York State and approved by the New York State-Bred Registry. Three Year Olds 118 lbs. Older 124 lbs. CLAIMING PRICE $40,000  (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) FOURTH RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Three Years Old and Upward. 4 Three Year Olds 118 lbs. Older 125 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). ONE MILE AND THREE FURLONGS (INNER TURF) FIFTH RACE ALLOWANCE Purse $103,000. (Up to $17,922 NYSBFOA) For Three Year Olds and Upward Which Have 5 Never Won $15,000 Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 126 lbs. Non-winners Of A Race Other Than Claiming Or Starter At A Mile Or Over Allowed 3 lbs. ONE MILE AND THREE FURLONGS (INNER TURF) SIXTH RACE STARTER ALLOWANCE Purse $60,000. (Up to $10,440 NYSBFOA) For Three Year Olds and Upward Which Have 6 Started For A Claiming Price Of $50,000 Or Less and Which Have Never Won A Race Other Than Maiden Or Claiming. Three Year Olds 120 lbs. Older 125 lbs. Non-winners Of A Race At A Mile Or Over In 2021 Allowed 2 lbs. ONE MILE AND ONE FURLONG SEVENTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $95,000. For Three Year Olds and Upward foaled in New York State and approved by 7 the New York State-Bred Registry Which Have Never Won $15,000 Twice Other Than Maiden, Claiming, Or Starter or Which Have Never Won Three Races or Optional Claiming Price Of $45,000.  Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $45,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG

54 EIGHTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $110,000. (Up to $19,140 NYSBFOA) For Three Year Olds and Upward Which Have 8 Never Won $15,000 Three Times Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Four Races or Claiming Price $100,000. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $100,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF) NINTH RACE STAKES The 12th Running of 9 THE CURLIN $120,000(Up to $20,880 NYSBFOA) FOR THREE YEAR OLDS WHICH HAVE NOT WON A GRADED SWEEPSTAKES OVER A MILE IN 2021. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $120 each which should accompany the nomination; $600 to pass the entry box and an additional $600 to start. For horses not originally nominated, a supplemental payment of $1,200 along with the entry and starting fees may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight 124 lbs. Non-winners of a Sweepstake at a mile or over in 2021 allowed 2 lbs.; of a Graded Sweepstake or two races other than maiden, claiming, starter or State-Bred allowance at a mile or over in 2021 allowed 4 lbs.; of a race other than maiden, claiming, starter or State-Bred allowance at a mile or over in 2021 allowed 6 lbs. A presentation will be made to the winning owner. Nominations Close Saturday, July 17, 2021 ONE MILE AND ONE FURLONG TENTH RACE CLAIMING Purse $50,000. (Up to $8,178 NYSBFOA) For Three Year Olds and Upward Which Have Never 10 Won Three Races. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $35,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF) SUBSTITUTE RACE NO 1 CLAIMING Purse $66,000. (Up to $11,484 NYSBFOA) For Three Year Olds. S1 Weight 122 lbs. Non-winners Of Two Races At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $40,000 (Maiden And Claiming Races For $32,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) SUBSTITUTE RACE NO 2 CLAIMING Purse $57,000. (Up to $9,918 NYSBFOA) For Fillies And Mares Three Years Old and Upward S2 Which Have Never Won Three Races. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $50,000 (1.5% Aftercare Assessment due at time of claim otherwise claim will be void). SEVEN FURLONGS SUBSTITUTE RACE NO 3 MAIDEN CLAIMING Purse $42,000. For Maidens, Fillies And Mares Three Years Old and Upward foaled in New S3 York State and approved by the New York State-Bred Registry. Three Year Olds 119 lbs. Older 124 lbs. CLAIMING PRICE $25,000  (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS

55 THIRTEENTH DAY -- SATURDAY, JULY 31, 2021 (Entries Close on Wednesday, July 28, 2021) FIRST RACE MAIDEN Post Time 1:05 PM 1 Purse $100,000. (Up to $17,140 NYSBFOA) For Maidens, Two Years Old. Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). FIVE AND ONE HALF FURLONGS SECOND RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Two Years Old. 2 Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). ONE MILE AND ONE SIXTEENTH (TURF) THIRD RACE MAIDEN CLAIMING Purse $50,000. For Maidens, Three Years Old and Upward foaled in New York State and 3 approved by the New York State-Bred Registry. Three Year Olds 118 lbs. Older 124 lbs. CLAIMING PRICE $40,000  (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) FOURTH RACE MAIDEN Purse $85,000. For Maidens, Fillies And Mares Three Years Old and Upward foaled in New 4 York State and approved by the New York State-Bred Registry. Three Year Olds 119 lbs. Older 124 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  SIX FURLONGS FIFTH RACE ALLOWANCE Purse $90,000. For Fillies And Mares Three Years Old and Upward foaled in New York State 5 and approved by the New York State-Bred Registry Which Have Never Won $15,000 Other Than Maiden, Claiming, Or Starter or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 125 lbs.  Non-winners Of A Race Other Than Claiming Or Starter Allowed 3 lbs. SIX FURLONGS SIXTH RACE ALLOWANCE Purse $103,000. (Up to $17,922 NYSBFOA) For Fillies And Mares Three Years Old and Upward 6 Which Have Never Won $15,000 Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 125 lbs. Non-winners Of A Race Other Than Claiming Or Starter At A Mile Or Over Allowed 3 lbs. ONE MILE (INNER TURF) SEVENTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $105,000. (Up to $18,270 NYSBFOA) For Three Year Olds and Upward Which Have 7 Never Won $15,000 Twice Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Three Races or Claiming Price $80,000. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $80,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS

56 EIGHTH RACE STAKES The 58th Running of 8 THE JIM DANDY Grade II $600,000(Up to $54,400 NYSBFOA) FOR THREE YEAR OLDS. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $600 each which should accompany the nomination; $4,500 to pass the entry box and an additional $4,500 to start. For horses not originally nominated, a supplemental payment of $9,000 along with the entry and starting fees may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight 124 lbs. Non-winners of a Grade One at a mile or over in 2021 allowed 2 lbs.; of a Grade Two at a mile or over in 2021 allowed 4 lbs.; of a Graded Sweepstake at a mile or over allowed 6 lbs. Starters to be named at the closing time of entries. A trophy will be presented to the winning owner. Nominations Close Saturday, July 17, 2021 ONE MILE AND ONE FURLONG NINTH RACE STAKES The 63rd Running of 9 THE BOWLING GREEN Grade II $250,000(Up to $36,000 NYSBFOA) FOR FOUR YEAR OLDS AND UPWARD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $250 each which should accompany the nomination; $1,250 to pass the entry box and an additional $1,250 to start. For horses not originally nominated, a supplemental payment of $2,500 (along with the entry and starting fees) may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight, 124 lbs. Non-winners of $110,000 twice at a mile or over since July 1, 2021 allowed 2 lbs.; of one such race since then allowed 4 lbs.; of a Graded Sweepstake in 2020-21 allowed 6 lbs. Starters to be named at closing time of entries. Preference to start will be determined by Graded Stake winners, Graded Stake placed runners, non-restricted Stake winners, condition eligibility. Any ties in conditions will be broken by total earnings. A trophy will be presented to the winning owner. The New York Racing Association reserves the right to transfer this race to the Main Track. In the event that this race is taken off the turf it may be subject to downgrading upon review by the Graded Stakes Committee. Nominations Close Saturday, July 17, 2021 ONE MILE AND THREE FURLONGS (INNER TURF) TENTH RACE HANDICAP STAKE The 37th Running of 10 THE ALFRED G. VANDERBILT Grade I $350,000(Up to $42,400 NYSBFOA) A HANDICAP FOR THREE YEAR OLDS AND UPWARD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $350 each which should accompany the nomination; $1,750 to pass the entry box and an additional $1,750 to start. For horses not originally nominated, a supplemental payment of $3,500 along with the entry and starting fees may be made at any time prior to the publication of weights on Sunday, July 25th. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Starters to be named at the closing time of entries. Trophies will be presented to the winning owner, trainer and jockey. Nominations Close Saturday, July 17, 2021 SIX FURLONGS ELEVENTH RACE CLAIMING Purse $55,000. For Three Year Olds and Upward. 11 Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $25,000 (Maiden And Claiming Races For $20,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) SUBSTITUTE RACE NO 1 CLAIMING Purse $55,000. For Three Year Olds. S1 Weight 122 lbs. Non-winners Of Two Races In 2021 Allowed 2 lbs. A Race In 2021 4 lbs. CLAIMING PRICE $25,000 (Maiden And Claiming Races For $20,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX AND ONE HALF FURLONGS

57 FOURTEENTH DAY -- SUNDAY, AUGUST 1, 2021 (Entries Close on Thursday, July 29, 2021) FIRST RACE CLAIMING Post Time 1:05 PM 1 Purse $60,000. (Up to $10,440 NYSBFOA) For Three Year Olds and Upward. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $32,000 (Maiden And Claiming Races For $25,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG SECOND RACE MAIDEN Purse $85,000. For Maidens, Two Years Old foaled in New York State and approved by the 2 New York State-Bred Registry. Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  SIX FURLONGS THIRD RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Fillies Two Years Old. 3 Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). ONE MILE AND ONE SIXTEENTH (TURF) FOURTH RACE MAIDEN CLAIMING Purse $55,000. (Up to $9,570 NYSBFOA) For Maidens, Three Years Old and Upward. 4 Three Year Olds 119 lbs. Older 124 lbs. CLAIMING PRICE $50,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF) FIFTH RACE MAIDEN Purse $85,000. For Maidens, Three Years Old and Upward foaled in New York State and 5 approved by the New York State-Bred Registry. Three Year Olds 119 lbs. Older 124 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  SIX FURLONGS SIXTH RACE ALLOWANCE Purse $103,000. (Up to $17,922 NYSBFOA) For Fillies And Mares Three Years Old and Upward 6 Which Have Never Won $15,000 Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 126 lbs. Non-winners Of A Race Other Than Claiming Or Starter At A Mile Or Over Allowed 3 lbs. ONE MILE AND THREE FURLONGS (INNER TURF) SEVENTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $105,000. (Up to $18,270 NYSBFOA) For Fillies And Mares Three Years Old and Upward 7 Which Have Never Won $15,000 Twice Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Three Races or Claiming Price $80,000. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $80,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE (INNER TURF)

58 EIGHTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $110,000. (Up to $19,140 NYSBFOA) For Three Year Olds and Upward Which Have 8 Never Won $15,000 Three Times Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Four Races or Claiming Price $100,000. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $100,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SEVEN FURLONGS NINTH RACE STAKES The 29th Running of 9 THE AMSTERDAM Grade II $200,000(Up to $32,800 NYSBFOA) FOR THREE YEAR OLDS. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $200 each which should accompany the nomination; $1,000 to pass the entry box and an additional $1,000 to start. For horses not originally nominated, a supplemental payment of $2,000 along with the entry and starting fees may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight 124 lbs. Non-winners of a Graded Sweepstake in 2021 allowed 2 lbs.; of a Sweepstake allowed 4 lbs.; of two races other than maiden, claiming, starter or State-Bred allowance in 2021 allowed 6 lbs. Starters to be named at the closing time of entries. A trophy will be presented to the winning owner. Nominations Close Saturday, July 17, 2021 SIX AND ONE HALF FURLONGS TENTH RACE CLAIMING Purse $52,000. (Up to $9,048 NYSBFOA) For Fillies And Mares Three Years Old and Upward 10 Which Have Never Won Two Races. Three Year Olds 120 lbs. Older 125 lbs. Non-winners Of A Race At A Mile Or Over In 2021 Allowed 2 lbs. CLAIMING PRICE $40,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE SIXTEENTH (TURF) SUBSTITUTE RACE NO 1 CLAIMING Purse $60,000. (Up to $10,440 NYSBFOA) For Fillies And Mares Three Years Old and Upward. S1 Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races In 2021 Allowed 2 lbs. A Race In 2021 4 lbs. CLAIMING PRICE $32,000 (Maiden And Claiming Races For $25,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). SIX FURLONGS SUBSTITUTE RACE NO 2 CLAIMING Purse $50,000. (Up to $8,178 NYSBFOA) For Fillies And Mares Three Years Old and Upward S2 Which Have Never Won Three Races. Three Year Olds 120 lbs. Older 124 lbs. Non-winners Of A Race In 2021 Allowed 2 lbs. CLAIMING PRICE $35,000 (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). FIVE AND ONE HALF FURLONGS (MELLON TURF)

59 EIGHTEENTH DAY -- SATURDAY, AUGUST 7, 2021 (Entries Close on Wednesday, August 4, 2021) FIRST RACE CLAIMING Post Time 12:35 PM 1 Purse $72,000. (Up to $12,528 NYSBFOA) For Three Year Olds and Upward. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races At A Mile Or Over Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $50,000 (Maiden And Claiming Races For $40,000 Or Less Not Considered In Allowances) . (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG SECOND RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Two Years Old. 2 Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). SEVEN FURLONGS THIRD RACE MAIDEN Purse $100,000. (Up to $17,400 NYSBFOA) For Maidens, Two Years Old. 3 Weight 119 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred). ONE MILE AND ONE SIXTEENTH (TURF) FOURTH RACE MAIDEN Purse $85,000. For Maidens, Three Years Old and Upward foaled in New York State and 4 approved by the New York State-Bred Registry. Three Year Olds 118 lbs. Older 124 lbs. (Non-starters For A Claiming Price Of $40,000 Or Less In The Last 3 Starts Preferred).  ONE MILE (INNER TURF) FIFTH RACE ALLOWANCE Purse $103,000. (Up to $17,922 NYSBFOA) For Three Year Olds and Upward Which Have 5 Never Won $15,000 Once Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 125 lbs. Non-winners Of A Race Other Than Claiming Or Starter Allowed 3 lbs. SIX FURLONGS SIXTH RACE ALLOWANCE OPTIONAL CLAIMING Purse $105,000. (Up to $18,270 NYSBFOA) For Three Year Olds and Upward Which Have 6 Never Won $15,000 Twice Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Three Races or Claiming Price $80,000. Three Year Olds 122 lbs. Older 126 lbs. Non-winners Of Two Races Other Than Claiming Or Starter At A Mile Or Over In 2021 Allowed 2 lbs. One Such Race In 2021 4 lbs. CLAIMING PRICE $80,000 (Allowance Horses Preferred). (1.5% Aftercare Assessment Due At Time Of Claim Otherwise Claim Will Be Void). ONE MILE AND ONE FURLONG

60 SEVENTH RACE STAKES The 9th Running of 7 THE FASIG-TIPTON LURE $120,000(Up to $20,880 NYSBFOA) FOR FOUR YEAR OLDS AND UPWARD WHICH HAVE NOT WON A GRADED SWEEPSTAKE IN 2021. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $120 each which should accompany the nomination; $600 to pass the entry box and an additional $600 to start. For horses not originally nominated, a supplemental payment of $1,200 along with the entry and starting fees may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weights 124 lbs. Non-winners of a Graded Sweepstake on the turf in 2020 allowed 2 lbs.; of a Sweepstake other than state-bred in 2021 allowed 4 lbs.; of an open Sweepstake in 2020-21 or two races other than maiden, claiming, starter or State-Bred allowance in 2021 allowed 6 lbs. Starters to be named at the closing time of entries. Preference to start will be determined by Graded Stake winners, Graded Stake placed runners, non-restricted stake winners, condition eligibility. Any ties in conditions will be broken by total earnings. A presentation will be made to the winning owner. The New York Racing Association reserves the right to transfer this race to the main track. Nominations Close Saturday, July 24, 2021 ONE MILE AND ONE SIXTEENTH (MELLON TURF) EIGHTH RACE STAKES The 26th Running of 8 THE GLENS FALLS Grade II $250,000(Up to $36,000 NYSBFOA) FOR FILLIES AND MARES FOUR YEARS OLD AND UPWARD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $250 each which should accompany the nomination; $1,250 to pass the entry box and an additional $1,250 to start. For horses not origianlly nominated, a supplemental payment of $2,500 (along with the entry and starting fees) may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. Weight, 124 lbs. Turf Weights: Non-winners of two Graded Sweepstakes on the turf in 2021 allowed 2 lbs.; of one such race in 2021 allowed 4 lbs.; of a Sweepstake on the turf or four races on the turf other than maiden, claiming, starter or State-Bred allowed 6 lbs. Dirt Weights: Non-winners Sweepstake on the dirt in 2020-21 allowed 2 lbs.; of three races on the dirt other than maiden, claiming, starter or state-bred allowance allowed 4 lbs.; of two such races allowed 6 lbs. Starters to be named at the closing time of entries. Preference to start will be determined by Graded Stake winners, Graded Stake placed runners, non-restricted Stake winners, condition eligibility. Any ties in conditions will be broken by lifetime earnings. A trophy will be presented to the winning owner. The New York Racing Association reserves the right to transfer this race to the Main Track where dirt allowance weights will apply. In the event that this race is taken off the turf, it may be subject to downgrading upon review by the Graded Stakes Committee. Nominations Close Saturday, July 24, 2021 ONE MILE AND ONE HALF (INNER TURF) NINTH RACE STAKES The 96th Running of 9 THE LONGINES TEST Grade I $500,000(Up to $52,000 NYSBFOA) FOR FILLIES THREE YEARS OLD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $500 each which should accompany the nomination; $3,500 to pass the entry box and an additional $4,000 to start. For horses not originally nominated, a supplemental payment of $7,500 along with the entry and starting fees may be made at any time prior to the closing of entries. The purse to be divided 55% to the winner, 20% to second, 12% to third, 6% to fourth, 4% to fifth and 3% divided equally amongst the remaining finishers. 124 lbs. Non-winners of a Grade One in 2021 or two Grade Two races in 2021 allowed 2 lbs.; of a Grade One in 2020 or a Grade Two in 2021 allowed 4 lbs.; of a Graded Sweepstake allowed 6 lbs. Starters to be named at the closing time of entries. Trophies will be presented to the winning owner, trainer and jockey. Nominations Close Saturday, July 24, 2021 SEVEN FURLONGS

61 TENTH RACE STAKES The 3rd Running of 10 THE SARATOGA DERBY INVITATIONAL Grade I $1,000,000(Up to $60,000 NYSBFOA) AN INVITATIONAL FOR THREE-YEAR-OLDS. Non-Lasix Race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. The NYRA Selection Committee will post the invitees for the Saratoga Derby Invitational on Saturday, July 24th. In the event the race oversubscribes, a list of reserve candidates will be established and horsemen will be informed of their horse's position on the reserve list. Horses that have been invited into the body of the race will be asked for confirmation of planned participation by 1:00 PM (EDT) on Wednesday, July 28th. In the event NYRA does not receive confirmation by this deadline, the invitation will be revoked and a horse on the reserve list will be invited into the body of the race. NYRA will continue this process until closing time of entries. In order to be eligible for entry into the Saratoga Derby Invitational, horses accepting the invitation must make a pre-entry payment of $7,500 (USD) no later than 1:00 PM (EDT) on Wednesday, June 28th. If this payment is not made, the invitation may be void and an alternate horse shall be selected. Horses that receive an invitation from the reserve list will be given two business days from the time they were officially invited by the NYRA Selection Committee to accept the invitation and deposit the pre-entry fee. Horses that are invited on or after Friday, July 30th will be allowed to make the pre-entry fee payment at time of entry on Wednesday, August 4th. Entries for the Saratoga Derby Invitational will promptly close at 10:00 AM (EDT) Wednesday, August 4th. An entry fee of $7,500 (USD) will be due at time of entry. The purse for the Saratoga Derby Invitational shall be divided as follows: $535,000 to the winner, $185,000 to second, $100,000 to third, $65,000 to fourth, $40,000 to fifth, $30,000 to sixth, $25,000 to seventh and $20,000 to eighth. Weights: Colts and Geldings, 122 lbs. Fillies, 119 lbs. The Saratoga Derby Invitational field will be limited to 14 starters. Trophies will be presented to the winning owner, trainer and jockey. The New York Racing Association reserves the right to transfer this race to the Main Track. In the event that this race is taken off the turf, it may be subject to downgrading upon review by the Graded Stakes Committee. ONE MILE AND THREE SIXTEENTHS (MELLON TURF) ELEVENTH RACE STAKES The 94th Running of 11 THE WHITNEY "Win and You're In Breeders' Cup Classic Division" Grade I $1,000,000(Up to $60,000 NYSBFOA) FOR FOUR YEAR OLDS AND UPWARD. This is a Non-Lasix race pursuant to 4043.2 (7)(e)(5) Lasix not permitted within 48 hours of post time. By subscription of $1,000 each which should accompany the nomination. $7,500 to pass the entry box and an additional $7,500 to start. A supplemental nomination payment of $15,000 (in addition to the entry and starting fees) can be made at any time prior to the closing of entries. The purse will be divided as follows $535,000 to the owner of the winner, $185,000 to the second place finisher, $100,000 to the third place finisher, $65,000 to the fourth place finisher, $40,000 to the fifth place finisher, $30,000 to the sixth place finisher, $25,000 to the seventh place finisher and $20,000 to the eighth place finisher. The Whitney has been selected as one of the Breeders' Cup "Win and You're In" Challenge Races (See Challenge rules at Breeders' Cup website). Weight, 124 lbs. Non-winners of a Grade One at a mile or over in 2020-21 allowed 2 lbs.; of a Grade Two at a mile or over in 2021 allowed 4 lbs.; of a Grade One or Grade Two in 2020-21 or a Grade Three at a mile or over in 2021 allowed 6 lbs. Highweights preferred. Ties will be broken by total 2020-21 earnings. Starters to be named at the closing time of entries. Trophies will be presented to the winning owner, trainer and jockey. Nominations Close Saturday, July 24, 2021 ONE MILE AND ONE FURLONG TWELFTH RACE ALLOWANCE Purse $103,000. (Up to $17,922 NYSBFOA) For Fillies And Mares Three Years Old and Upward 12 Which Have Never Won $15,000 Once Other Than Maiden, Claiming, Starter Or State Bred Allowance or Which Have Never Won Two Races. Three Year Olds 121 lbs. Older 125 lbs. Non-winners Of A Race Other Than Claiming Or Starter Allowed 3 lbs. FIVE AND ONE HALF FURLONGS (MELLON TURF)

62

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SARATOGA RACE COURSE

ACTIVE JOCKEYS

Jockey Weight Agent Mobile Alvarado, Junior 117 Sellitto, Mike 516-652-3615 Cancel, Eric 110 Campo, PJ 203-945-8072 Cardenas, Luis 112 Campo, PJ 203-945-8072 Castellano, Javier 116 Rushing, Steve 443-790-6635 Cohen, David 120 Castle, Billy 917-597-1800 Davis, Dylan 112 Migliore, Michael 631-835-3523 Diaz, Jr. Hector 116 Klotz, Shawn 718-608-4022 Franco, Manuel 115 Cordero Jr., Angel 516-428-7252 Gaffalione, Tyler 115 Muzikar, Matt 732-996-7654 Geroux, Florent 113 Bredar, Doug 502-609-1856 Harkie, Heman 117 Young, Robert 516-376-8512 Hernandez, Benjamin 114 Sellitto, Mike 516-652-3615 Lezcano, Jose 116 Beides, Jason 917-697-2881 Ortiz Jr., Irad 116 Rushing, Steve 443-790-6635 Ortiz, Jose 116 Riccio, Jr., Jimmy 201-788-9891 Richards, Gary 117 Self 516-782-1819 Rodriguez-Castro, Luis 117 Grace, David 516-668-2789 Rosario, Joel 118 Anderson, Ron 516-721-4434 Saez, Luis 116 McLaughlin, Kiaran 516-807-9304 Santana Jr., Ricardo 115 Munoz, Ruben 646-245-5404 Vazquez, Ramon 112 Castle, Billy 917-597-1800 Velazquez, John 114 Anderson, Ron 516-721-4434

APPRENTICE JOCKEYS

Jockey Weight Agent Mobile Hernandez Moreno, Omar 110*** Farkash, Jeff 516-384-1813

Attention Horsemen, Jockeys and Jockey Agents: Any licensed Jockey Agent wishing to represent a jockey at a NYRA track in in connection with NYRA sponsored races shall represent no more than two jockeys at any given time. NYRA, in its sole discretion and upon reasonable prior notice, may amend or suspend this rule on certain race days. T S U G U A Y L U J 5 1/2 Furlongs T Coronation Cup Coronation 6 1/2 Furlongs De La Rose (R) Rose De La Saratoga Oaks Hdcp Shuvee F&M 4&UP F&M 6 1/2 Furlongs 1 3/16 Miles T 3/16 1 Miles 25 18 11 F&M F&M 4&UP Amsterdam Amsterdam 8 1 Fasig-Tipton 1 1/8 Miles Miles 1/8 1 Adirondack Adirondack Invitational $200,000 $200,000 $120,000 Sun Sun $120,000 $700,000 $200,000 1 Mile T Mile 1 Gr. III III Gr. F 3YO Gr.II Gr.II F3YO F2YO 3YO GrIII Gr.II Gr.II

9 2 26 19 12 Mon Mon 3 10 10 27 20 13 Tue Tue Tue New York Stallion Division (R)3YO Division Statue Of Liberty Liberty Of Statue Honorable Miss Honorable 5 1/2 Furlongs T Rick Violette Shine Again (R) (R) Shine Again Cab Calloway Calloway Cab 28 21 16 15 14 Evan Shipman Shipman Evan Hdcp. Gr. II F&M 3&Up NY Stallion Series Series Stallion NY 6 Furlongs NYB 2YO NYB F&M 4&UP F&M 6 Furlongs 4 11 11 HDCP NYB HDCP NYB Wed $100,000 $100,000 $100,000 Division(R) $200,000 $200,000 1 Mile T 1 1/8 Miles Miles 1/8 1 7 Furlongs 1 Miles T Miles 1 Series Series $100,000 $120,000 $150,000 $120,000 Mahony Mahony Wed 3&UP 3&UP F3YO 3YO

5 1/2 Furlongs T

John Morrissey Mem. S’Chase S’Chase Mem. AP Smithwick AP Smithwick 2 1/16 Miles T 1/16 2 Miles 6 1/2 Furlongs Schuylerville Schuylerville 29 22 Gr III 3YO 3YO III Gr NYB HDCP NYB HDCP NYB Quick Call Quick Call Gr.I 4&Up 6 Furlongs 6 Furlongs Stillwater Stillwater Saratoga Dew Saratoga $120,000 $150,000 F&M 3&UP F&M $100,000 $150,000 5 12 12 $100,000 Thu HDCP NYB HDCP NYB Gr. III III Gr. 1 1/8 Miles 1/8 1 F2YO 1 3/4 Miles 3/4 1 3&Up 3&Up Birdstone Birdstone $100,000 $120,000 Thu Thu F2YO 4&UP 4&UP

Lake George 30 23 1 1/8 Miles Miles 1/8 1 Forbidden Forbidden Curlin(R) Curlin(R) $150,000 1 Mile Mile 1 $150, 000 $120,000 National Museum National 1 Mile T Mile 1 Gr. III 6 13 13 5 1/2 Furlongs T F3YO Gr. III Pres. By Horse Racing Ireland Ireland Racing Fri Apple Apple 6 Furlongs Tale of the the of Tale Hall of Fame Fame of Hall 3YO $120,000 1 1/8Miles Gr.II 3YO Alydar(R) Of Racing Of Troy GIII Cat(R) $200,000 $200,000 $200,000 $200,000 $120,000 $120,000 1 Mile T 4&UP 4&UP

Fri 4&UP 4&UP T

Alfred G. Vanderbilt Alfred G. Vanderbilt Bowling Green Bowling Gr.II Hdcp. Gr. I 3&UP 17 17 31 24 4&UP $250,000 5 1/2 Furlongs T American Oaks Sanford Gr. III Gr.III Sanford

Coaching Club Coaching Fasig Tipton Lure(R) Saratoga Derby INV Caress Gr III III Gr Caress 1 3/8 Miles T 3/8 Miles 1 1 1/8 Miles T 1/8 Miles 1 Saratoga Special F&M 3&UP 3&UP F&M Gr. IF3YO Gr. FM 4& UP Diana Gr. I Gr. II 3YO II3YO Gr. Jim Dandy 1 1/8 Miles Miles 1/8 1 6 Furlongs 1 1/8 Miles Miles 1/8 1 6 Furlongs Glens Falls Gr.II Falls Glens 14 14 7 6 1/2 Furlongs 4&UP $120,000 $120,000 4&UP Fourstardave $150,000 $600,000 $350,000 $500,000 $200,000 $500,000 1 1/16 Miles T 1 3/16 Miles T Longines Test 1 1/2Miles T Up F&M 4& Gr.II 2YO 2YO Gr.II Whitney BC Whitney Hdcp.(BC) Gr. I 4&UP Miller Lite Miller Sat Gr I I Gr Gr. I 3YO I 3YO Gr. 1 1/8Miles 7 Furlongs $1,000,000 $1,000,000 $1,000,000 $1,000,000 2YO 2YO $500,000 $200,000 1 Mile T Mile 1 Pres. By By Pres. $500,000 $500,000 $250,000 $250,000 3&Up 3&Up Sat Gr.I Gr.I

F3YO F3YO

Three Year Olds– GREEN Three & Up– BLACK Fillies & Mares– RED Two Year Olds– BLUE SARATOGA RACE COURSE 267 UNION AVENUE SARATOGA SPRINGS, NY 12866

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