EodDate TradeDate PositionID TradeID BrokerTradeId OrderID AttainKey CounterpartID CounterpartName CounterpartSubType CounterpartType ProductName BuySell InstrumentSymbolCode InstrumentReuterCode CurrencyCode TradedCurrencyCode Amount SpotPrice SwapPrice Price EODPrice ValueDate ExpiryDate InstrumentToAccountRate ExecutionTime RelatedPositionID HasOrders UnrealizedValue ForwardPrice Instrument Description ISIN Code Exchange Market Segment FigureSize NoticeDate Stock Tradetype SnapshotPrice UnrealisedPlSnapshotInstrument UnrealisedPlSnapshotAccount UnrealisedPlSnapshotDKK UnrealisedPlInstrument UnrealisedPlAccount UnrealisedPlDKK 29-Apr-16 23-Dec-15 887628443 887628443 887628443 762523338 20000/S53300014 1130100 SmarTrader Ltd S53300014 GCW Retail Client Client Shares Buy MSM:xasx MSM.AX AUD AUD 5 0 0 825 0.135 23-Dec-15 1 23/12/2015 22:25 0 Unchecked 0.68 # MSM Corporation International Ltd - NOCT AU000000MSM5 ASX Equities and Derivatives 1 Share Only 0.135 0.68 0.68 3.36 0.68 0.68 3.36 29-Apr-16 23-Sep-15 854584542 854584542 854584554 728481077 20000/S23200034 1202803 BBY Limited S23200034 GIL Retail Client Client Shares Buy QUR:xasx QUR.AX AUD AUD 3,846 0 0 0.234 0.023 28-Sep-15 1 22/09/2015 15:31 0 Unchecked 88.46 # Quantum Resources Ltd AU000000QUR1 ASX Equities and Derivatives 1 Share Only 0.023 88.46 88.46 437.36 88.46 88.46 437.36 29-Apr-16 4-Mar-15 788416841 788416841 788416841 658639292 17000/S54900007 1258439 SmarTrader Ltd S54900007 GCW Retail Client Client Shares Buy 88E:xasx 88E.AX AUD AUD 16,750 0 0 0.185 0.041 4-Mar-15 1 4/03/2015 22:25 0 Unchecked 686.75 # 88 Energy Ltd AU00000088E2 ASX Equities and Derivatives 1 Share Only 0.041 686.75 686.75 3,395.36 686.75 686.75 3,395.36 29-Apr-16 4-Mar-15 788416839 788416839 788416839 658639290 17000/S54900007 1258439 SmarTrader Ltd S54900007 GCW Retail Client Client Shares Buy 88E:xasx 88E.AX AUD AUD 10,600 0 0 0.18 0.041 4-Mar-15 1 4/03/2015 22:25 0 Unchecked 434.6 # 88 Energy Ltd AU00000088E2 ASX Equities and Derivatives 1 Share Only 0.041 434.6 434.6 2,148.71 434.6 434.6 2,148.71 29-Apr-16 6-May-15 809471496 809471496 809471522 681877205 22200/S70000054 1256120 Spectrum Live S70000054 SPL Retail Client Client Shares Buy CJC:xasx CJC.AX AUD AUD 2,500 0 0 1.28 0.007 15-May-15 1 5/05/2015 15:24 0 Unchecked 17.5 # Carajas Copper Co Ltd AU000000CJC6 ASX Equities and Derivatives 1 Share Only 0.007 17.5 17.5 86.52 17.5 17.5 86.52 29-Apr-16 1-Apr-14 689959463 689959463 689959466 553022507 22200/S70000083 1259813 Spectrum Live S70000083 SPL Retail Client Client Shares Buy DBU:arcx DBU.P USD USD 100 0 0 19.42 16.25 4-Apr-14 1.08228 1/04/2014 13:30 0 Unchecked 1,625.00 WisdomTree International Utilities ETF US97717W6536 NYSE_ARCA Equities and Derivatives 1 Share Only 16.25 1,625.00 2,136.53 10,563.23 1,625.00 2,136.53 10,563.23 29-Apr-16 19-Jul-11 492564666 492564666 492564666 341580689 22200/S70000052 1254446 Spectrum Live S70000052 SPL Retail Client Client Shares Buy MBE:xasx MBE.AX AUD AUD 10,000 0 0 0.041 0.35 19-Jul-11 1 19/07/2011 21:22 0 Unchecked 3,500.00 Mobile Embrace Ltd AU000000MBE8 ASX Equities and Derivatives 1 Share Only 0.35 3,500.00 3,500.00 17,304.35 3,500.00 3,500.00 17,304.35 29-Apr-16 19-Jul-11 492564658 492564658 492564658 341580687 22200/S70000052 1254446 Spectrum Live S70000052 SPL Retail Client Client Shares Buy MBE:xasx MBE.AX AUD AUD 10,000 0 0 0.057 0.35 19-Jul-11 1 19/07/2011 21:22 0 Unchecked 3,500.00 Mobile Embrace Ltd AU000000MBE8 ASX Equities and Derivatives 1 Share Only 0.35 3,500.00 3,500.00 17,304.35 3,500.00 3,500.00 17,304.35 29-Apr-16 31-Jul-14 719920245 719920245 719920246 584649685 22200/S70000083 1259813 Spectrum Live S70000083 SPL Retail Client Client Shares Buy DXJ:arcx DXJ.P USD USD 157 0 0 50.34 41.1 5-Aug-14 1.07654 31/07/2014 13:30 0 Unchecked 6,452.70 Wisdomtree Japan Hedged Equity Trust US97717W8516 NYSE_ARCA Equities and Derivatives 1 Share Only 41.1 6,452.70 8,483.94 41,945.45 6,452.70 8,483.94 41,945.45 29-Apr-16 6-Aug-14 721438901 721438901 721438903 586230444 22200/S70000083 1259813 Spectrum Live S70000083 SPL Retail Client Client Shares Buy REMX:arcx REMX.P USD USD 36 0 0 36.63 16.12 11-Aug-14 1.07253 6/08/2014 13:30 0 Unchecked 580.32 VanEck Vectors Rare Earth/Strategic Metals ETF US92189F7428 NYSE_ARCA Equities and Derivatives 1 CFD and Share 16.12 580.32 763 3,772.34 580.32 763 3,772.34 29-Apr-16 7-Aug-14 721803545 721803545 721803546 586374570 22200/S70000083 1259813 Spectrum Live S70000083 SPL Retail Client Client Shares Buy KOL:arcx KOL.P USD USD 200 0 0 19.21 8.69 12-Aug-14 1.07837 7/08/2014 13:30 0 Unchecked 1,738.00 VanEck Vectors Coal ETF US92189F8095 NYSE_ARCA Equities and Derivatives 1 CFD and Share 8.69 1,738.00 2,285.10 11,297.78 1,738.00 2,285.10 11,297.78 29-Apr-16 29-Dec-14 767692773 767692773 767692773 635785323 22200/S70000083 1259813 Spectrum Live S70000083 SPL Retail Client Client Shares Buy FLAT:xnas FLAT.OQ USD USD 70 0 0 57.01 60.84 29-Dec-14 1.08229 29/12/2014 22:36 0 Unchecked 4,258.80 iPath® US Treasury Flattener ETN - NOCT US06740L4858 Nasdaq NM Equities and Derivatives 1 Share Only 60.84 4,258.80 5,599.42 27,684.12 4,258.80 5,599.42 27,684.12 29-Apr-16 11-May-09 333268748 333268748 333268749 178825364 22200/S70000112 1269132 Spectrum Live S70000112 SPL Retail Client Client Shares Buy PCL:xasx PCL.AX AUD AUD 10,000 0 0 0.017 0.004 14-May-09 1 11/05/2009 4:16 0 Unchecked 40 # Pancontinental Oil & Gas NL AU000000PCL4 ASX Equities and Derivatives 1 CFD and Share 0.004 40 40 197.76 40 40 197.76 29-Apr-16 20-May-09 335001539 335001539 335001540 180669418 22200/S70000112 1269132 Spectrum Live S70000112 SPL Retail Client Client Shares Buy PCL:xasx PCL.AX AUD AUD 150,000 0 0 0.02 0.004 25-May-09 1 20/05/2009 5:17 0 Unchecked 600 # Pancontinental Oil & Gas NL AU000000PCL4 ASX Equities and Derivatives 1 CFD and Share 0.004 600 600 2,966.46 600 600 2,966.46 29-Apr-16 19-Jul-11 492564654 492564654 492564654 341580685 22200/S70000052 1254446 Spectrum Live S70000052 SPL Retail Client Client Shares Buy MBE:xasx MBE.AX AUD AUD 10,000 0 0 0.185 0.35 19-Jul-11 1 19/07/2011 21:22 0 Unchecked 3,500.00 Mobile Embrace Ltd AU000000MBE8 ASX Equities and Derivatives 1 Share Only 0.35 3,500.00 3,500.00 17,304.35 3,500.00 3,500.00 17,304.35 29-Apr-16 21-Aug-07 47031187 47031187 47031187 77468602 22200/S70000020 1251038 Spectrum Live S70000020 SPL Retail Client Client Shares Buy AWC:xasx AWC.AX AUD AUD 624 0 0 6.415 1.495 21-Aug-07 1 21/08/2007 0:00 0 Unchecked 932.88 Alumina Ltd AU000000AWC3 ASX Equities and Derivatives 1 CFD and Share 1.495 932.88 932.88 4,612.25 932.88 932.88 4,612.25 29-Apr-16 4-Feb-08 254189346 254189346 254189347 98790604 22200/S70000127 1276001 Spectrum Live S70000127 SPL Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 80 0 0 39.8 20.68 7-Feb-08 1 4/02/2008 2:50 0 Unchecked 1,654.40 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 1,654.40 1,654.40 8,179.52 1,654.40 1,654.40 8,179.52 29-Apr-16 20-Jul-07 228916700 228916700 228916701 72254240 22200/S70000006 1251009 Spectrum Live S70000006 SPL Retail Client Client Shares Buy GGG:xasx GGG.AX AUD AUD 560 0 0 1.47 0.032 25-Jul-07 1 20/07/2007 5:33 0 Unchecked 17.92 Greenland Minerals and Energy Limited AU000000GGG4 ASX Equities and Derivatives 1 CFD and Share 0.032 17.92 17.92 88.6 17.92 17.92 88.6 29-Apr-16 17-Oct-06 209192554 209192554 209192555 47489655 22200/S70000143 1276393 Spectrum Live S70000143 SPL Retail Client Client Shares Buy GBG:xasx GBG.AX AUD AUD 16,700 0 0 0.475 0.022 20-Oct-06 1 17/10/2006 0:04 0 Unchecked 367.4 # Gindalbie Metals Ltd AU000000GBG5 ASX Equities and Derivatives 1 CFD and Share 0.022 367.4 367.4 1,816.46 367.4 367.4 1,816.46 29-Apr-16 6-Aug-13 640167365 640167365 640167365 500247850 22200/S70000169 1287093 Spectrum Live S70000169 SPL Retail Client Client Shares Buy RSRT:xnas RSRT.PK USD USD 14 0 0 47.25 0.14 6-Aug-13 1.21929414 6/08/2013 21:20 0 Unchecked 1.96 RealSource Residential Inc. - NOCT US75606W1099 OOTC Equities and Derivatives 1 Share Only 0.14 1.96 2.58 12.74 1.96 2.58 12.74 29-Apr-16 9-Sep-10 432028710 432028710 432028711 280963681 22000/S38700026 1305393 BBY Limited S38700026 TSH Retail Client Client Shares Buy CNOZ:xnas CNOZ.PK USD USD 455 0 0 0.21 0.0004 14-Sep-10 1.07975 9/09/2010 14:38 0 Unchecked 0.18 Cono Italiano Inc. - NOCT US20824T1088 OOTC Equities and Derivatives 1 Share Only 0.0004 0.18 0.24 1.17 0.18 0.24 1.17 29-Apr-16 13-Sep-10 432501708 432501708 432501709 281452006 22000/S38700026 1305393 BBY Limited S38700026 TSH Retail Client Client Shares Buy EQLB:xnas EQLB.PK USD USD 5,620 0 0 0.0178 0.002 16-Sep-10 1.07115 13/09/2010 13:30 0 Unchecked 11.24 EQ Labs Inc. - NOCT US2688261047 OOTC Equities and Derivatives 1 Share Only 0.002 11.24 14.78 73.07 11.24 14.78 73.07 29-Apr-16 13-Sep-10 432539123 432539123 432539124 281483374 22000/S38700026 1305393 BBY Limited S38700026 TSH Retail Client Client Shares Buy SHMN:xnas SHMN.PK USD USD 2,230 0 0 0.045 0.0001 16-Sep-10 1.06895 13/09/2010 15:07 0 Unchecked 0.22 SOHM Inc. - NOCT US83408P1084 OOTC Equities and Derivatives 1 Share Only 0.0001 0.22 0.29 1.43 0.22 0.29 1.43 29-Apr-16 3-Jan-07 213726485 213726485 213726486 53226736 22200/S70000235 1309513 Spectrum Live S70000235 SPL Retail Client Client Shares Buy DES:xasx DES.AX AUD AUD 11,000 0 0 0.27 0.01 8-Jan-07 1 3/01/2007 3:01 0 Unchecked 110 *Delisted 20090831 (Destra Corporation Ltd) AU000000DES1 ASX Equities and Derivatives 1 Share Only 0.01 110 110 543.85 110 110 543.85 29-Apr-16 12-Feb-07 216414314 216414314 216414315 56603274 22200/S70000255 1326549 Spectrum Live S70000255 SPL Retail Client Client Shares Buy AFT:xasx AFT.AX AUD AUD 100,000 0 0 0.012 0.001 15-Feb-07 1 11/02/2007 23:00 0 Unchecked 100 # AFT Corporation Ltd AU000000AFT2 ASX Equities and Derivatives 1 Share Only 0.001 100 100 494.41 100 100 494.41 29-Apr-16 10-Jul-07 227857713 227857713 227857714 70990457 22200/S70000294 1341481 Spectrum Live S70000294 SPL Retail Client Client Shares Buy AGO:xasx AGO.AX AUD AUD 1,000 0 0 1.765 0.023 13-Jul-07 1 10/07/2007 0:07 0 Unchecked 23 # Atlas Iron Ltd AU000000AGO1 ASX Equities and Derivatives 1 CFD and Share 0.023 23 23 113.71 23 23 113.71 29-Apr-16 21-Aug-07 233325938 233325938 233325939 77261590 22200/S70000303 1348060 Spectrum Live S70000303 SPL Retail Client Client Shares Buy ARH:xasx ARH.AX AUD AUD 5,502 0 0 1.18 0.005 24-Aug-07 1 21/08/2007 2:31 0 Unchecked 27.51 # Australasian Resources Ltd AU000000ARH2 ASX Equities and Derivatives 1 CFD and Share 0.005 27.51 27.51 136.01 27.51 27.51 136.01 29-Apr-16 31-Jan-07 215644669 215644669 215644670 55630682 22200/S70000503 1425739 Spectrum Live S70000503 SPL Retail Client Client Shares Buy BPT:xasx BPT.AX AUD AUD 1,000 0 0 1.215 0.74 5-Feb-07 1 30/01/2007 23:00 0 Unchecked 740 Beach Energy AU000000BPT9 ASX Equities and Derivatives 1 CFD and Share 0.74 740 740 3,658.63 740 740 3,658.63 29-Apr-16 1-Feb-07 215768031 215768031 215768032 55781970 22200/S70000503 1425739 Spectrum Live S70000503 SPL Retail Client Client Shares Buy BXB:xasx BXB.AX AUD AUD 100 0 0 13.8 12.48 6-Feb-07 1 31/01/2007 23:00 0 Unchecked 1,248.00 Brambles Ltd AU000000BXB1 ASX Equities and Derivatives 1 CFD and Share 12.48 1,248.00 1,248.00 6,170.24 1,248.00 1,248.00 6,170.24 29-Apr-16 6-Jul-07 46015213 46015213 46015213 70884332 22300/S76000116 1711810 ASI Club S76000116 SBR Retail Client Client Shares Buy AIZ:xasx AIZ.AX AUD AUD 116 0 0 2.205 2.26 6-Jul-07 1 6/07/2007 0:00 0 Unchecked 262.16 Air New Zealand Ltd NZAIRE0001S2 ASX Equities and Derivatives 1 CFD and Share 2.26 262.16 262.16 1,296.15 262.16 262.16 1,296.15 29-Apr-16 17-Jul-07 228535549 228535549 228535550 71801261 22200/S70000812 1738638 Spectrum Live S70000812 SPL Retail Client Client Shares Buy BKP:xasx BKP.AX AUD AUD 20,000 0 0 0.13 0.001 20-Jul-07 1 17/07/2007 1:08 0 Unchecked 20 # Baraka Petroleum Ltd AU000000BKP8 ASX Equities and Derivatives 1 Share Only 0.001 20 20 98.88 20 20 98.88 29-Apr-16 30-Jul-07 230013866 230013866 230013867 73523962 22200/S70000865 1785553 Spectrum Live S70000865 SPL Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 15 0 0 35.95 20.68 2-Aug-07 1 30/07/2007 0:07 0 Unchecked 310.2 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 310.2 310.2 1,533.66 310.2 310.2 1,533.66 29-Apr-16 1-Aug-07 230369803 230369803 230369804 73937096 22200/S70000865 1785553 Spectrum Live S70000865 SPL Retail Client Client Shares Buy QBE:xasx QBE.AX AUD AUD 25 0 0 29.36 11.15 6-Aug-07 1 1/08/2007 3:26 0 Unchecked 278.75 QBE Insurance Group Ltd AU000000QBE9 ASX Equities and Derivatives 1 CFD and Share 11.15 278.75 278.75 1,378.17 278.75 278.75 1,378.17 29-Apr-16 8-Aug-07 231215435 231215435 231215436 74896273 22300/S76000132 1781090 ASI Club S76000132 SBR Retail Client Client Shares Buy SDL:xasx SDL.AX AUD AUD 3,400 0 0 0.44 0.003 13-Aug-07 1 8/08/2007 0:22 0 Unchecked 10.2 # Sundance Resources Ltd AU000000SDL6 ASX Equities and Derivatives 1 CFD and Share 0.003 10.2 10.2 50.43 10.2 10.2 50.43 29-Apr-16 22-Aug-07 233505262 233505262 233505263 77456911 22200/S70000303 1348060 Spectrum Live S70000303 SPL Retail Client Client Shares Buy ARH:xasx ARH.AX AUD AUD 4,498 0 0 1.18 0.005 27-Aug-07 1 22/08/2007 0:47 0 Unchecked 22.49 # Australasian Resources Ltd AU000000ARH2 ASX Equities and Derivatives 1 CFD and Share 0.005 22.49 22.49 111.19 22.49 22.49 111.19 29-Apr-16 1-Feb-08 253952519 253952519 253952520 98556095 22300/S76000128 1734895 ASI Club S76000128 SBR Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 85 0 0 37.6 20.68 6-Feb-08 1 31/01/2008 23:13 0 Unchecked 1,757.80 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 1,757.80 1,757.80 8,690.74 1,757.80 1,757.80 8,690.74 29-Apr-16 22-Feb-08 256790201 256790201 256790202 101365674 22200/S70000294 1341481 Spectrum Live S70000294 SPL Retail Client Client Shares Buy CFE:xasx CFE.AX AUD AUD 2,000 0 0 0.48 0.026 27-Feb-08 1 21/02/2008 23:02 0 Unchecked 52 Cape Lambert Iron Ore Ltd AU000000CFE0 ASX Equities and Derivatives 1 CFD and Share 0.026 52 52 257.09 52 52 257.09 29-Apr-16 19-Mar-08 261318442 261318442 261318443 105859658 22200/S70000661U 1602374 Spectrum Live S70000661 SPL Retail Client Client Shares Buy AUY:xnys AUY.N USD USD 12 0 0 16.92 4.95 25-Mar-08 1 19/03/2008 15:20 0 Unchecked 59.4 Yamana Gold Inc. CA98462Y1007 NYSE Equities and Derivatives 1 CFD and Share 4.95 59.4 59.4 386.13 59.4 59.4 386.13 29-Apr-16 4-Apr-08 263651689 263651689 263651690 108173095 22200/S70000661 1602374 Spectrum Live S70000661 SPL Retail Client Client Shares Buy KGC:xnys KGC.N USD USD 15 0 0 23.26 5.7 9-Apr-08 1.085325 4/04/2008 14:20 0 Unchecked 85.5 Kinross Gold Corp. CA4969024047 NYSE Equities and Derivatives 1 CFD and Share 5.7 85.5 112.41 555.79 85.5 112.41 555.79 29-Apr-16 16-Apr-08 265138357 265138357 265138358 109648410 22300/S76000001 1538568 ASI Club S76000001 SBR Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 10,000 0.09 0 0.09 0.083 21-Apr-08 1 16/04/2008 0:02 0 Unchecked 830 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 830 830 4,103.60 830 830 4,103.60 29-Apr-16 25-Apr-08 266767738 266767738 266767738 111266855 22200/S70000235 1309513 Spectrum Live S70000235 SPL Retail Client Client Shares Buy DES:xasx DES.AX AUD AUD 5,000 0 0 0 0.01 25-Apr-08 0 25/04/2008 16:55 0 Unchecked 50 *Delisted 20090831 (Destra Corporation Ltd) AU000000DES1 ASX Equities and Derivatives 1 Share Only 0.01 50 50 247.21 50 50 247.21 29-Apr-16 1-May-08 267534376 267534376 267534377 112026945 22200/S70000744 1676977 Spectrum Live S70000744 SPL Retail Client Client Shares Buy NME:xasx NME.AX AUD AUD 12,800 0 0 0.39 0.008 6-May-08 1 1/05/2008 0:31 0 Unchecked 102.4 # Nex Metals Explorations Ltd AU000000NME3 ASX Equities and Derivatives 1 Share Only 0.008 102.4 102.4 506.28 102.4 102.4 506.28 29-Apr-16 15-Jan-10 376751403 376751403 376751404 225474740 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy WCB:xasx WCB.AX AUD AUD 75 0 0 3.65 8.5 20-Jan-10 1 14/01/2010 23:09 0 Unchecked 637.5 # Warrnambool Cheese and Buter Factory Comp Hld AU000000WCB1 ASX Equities and Derivatives 1 CFD and Share 8.5 637.5 637.5 3,151.86 637.5 637.5 3,151.86 29-Apr-16 8-Apr-10 396265351 396265351 396265370 245033675 53222/S25700007 801607 BBY Limited S25700007 JFB Retail Client Client Shares Buy ELT:xasx ELT.AX AUD AUD 618 0 0 0 0.007 6-Apr-10 -1 8/04/2010 11:54 0 Unchecked 4.33 # Elementos Ltd AU000000ELT2 ASX Equities and Derivatives 1 Share Only 0.007 4.33 4.33 21.41 4.33 4.33 21.41 29-Apr-16 7-Jul-10 419180502 419180502 419180503 268143408 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy WCB:xasx WCB.AX AUD AUD 100 0 0 3.25 8.5 12-Jul-10 1 7/07/2010 5:17 0 Unchecked 850 # Warrnambool Cheese and Buter Factory Comp Hld AU000000WCB1 ASX Equities and Derivatives 1 CFD and Share 8.5 850 850 4,202.49 850 850 4,202.49 29-Apr-16 4-Nov-10 443478527 443478527 443478527 292352271 20000/S25800103 1337139 BBY Limited S25800103 JBN Retail Client Client Shares Buy SAXO-0420:xxxx SAXO-0420. AUD AUD 3 0 0 0 0 4-Nov-10 -1 4/11/2010 22:20 0 Unchecked 0 AET&D Holdings Non Voting shares QQ0009148602 NotSupport Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 19-Nov-10 446877882 446877882 446877882 295744813 22200/S70000315 1350336 Spectrum Live S70000315 SPL Retail Client Client Shares Buy LITL:xnas LITL.PK USD USD 2,000 0 0 0.95 0.0001 19-Nov-10 0 19/11/2010 13:34 0 Unchecked 0.2 *Delisted 20110708( LInternational Computers Inc. US5018791005 OOTC Equities and Derivatives 1 Share Only 0.0001 0.2 0.26 1.3 0.2 0.26 1.3 29-Apr-16 13-Dec-10 451901371 451901371 451901393 300757881 20000/S25800103 1337139 BBY Limited S25800103 JBN Retail Client Client Shares Buy BIP:xnys BIP.N USD USD 1 0 0 0 42.18 10-Dec-10 -1 13/12/2010 5:31 0 Unchecked 42.18 Brookfield Infrastructure Partners LP BMG162521014 NYSE Equities and Derivatives 1 CFD and Share 42.18 42.18 55.46 274.19 42.18 55.46 274.19 29-Apr-16 28-Mar-11 472603378 472603378 472603380 321479397 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy WCB:xasx WCB.AX AUD AUD 1 0 0 0 8.5 25-Mar-11 1 28/03/2011 7:18 0 Unchecked 8.5 # Warrnambool Cheese and Buter Factory Comp Hld AU000000WCB1 ASX Equities and Derivatives 1 CFD and Share 8.5 8.5 8.5 42.02 8.5 8.5 42.02 29-Apr-16 15-Apr-11 476025796 476025796 476025796 324864025 17000/S54200017 1367869 SmarTrader Ltd S54200017 WGC Retail Client Client Shares Buy SAXO-0263:xxxx SAXO-0263. AUD AUD 40,914 0 0 0 0.001 15-Apr-11 0 15/04/2011 9:22 0 Unchecked 40.91 Ellerston GEMS Fund - Spin off QQ0093415735 Not listed Equities and Derivatives 1 Share Only 0.001 40.91 40.91 202.26 40.91 40.91 202.26 29-Apr-16 29-Apr-11 478132008 478132008 478132009 326987750 21000/S62500081 1328576 BBY Limited S62500081 AXO Retail Client Client Shares Buy GGG:xasx GGG.AX AUD AUD 1,200 0 0 0.795 0.032 4-May-11 1 29/04/2011 4:53 0 Unchecked 38.4 Greenland Minerals and Energy Limited AU000000GGG4 ASX Equities and Derivatives 1 CFD and Share 0.032 38.4 38.4 189.85 38.4 38.4 189.85 29-Apr-16 11-May-11 480362398 480362398 480362399 329297580 21000/S62500081 1328576 BBY Limited S62500081 AXO Retail Client Client Shares Buy UNV:xasx UNV.AX AUD AUD 5,000 0 0 0.39 0.225 16-May-11 1 11/05/2011 5:14 0 Unchecked 1,125.00 Universal Coal Plc AU000000UNV0 ASX Equities and Derivatives 1 Share Only 0.225 1,125.00 1,125.00 5,562.11 1,125.00 1,125.00 5,562.11 29-Apr-16 27-May-11 483720874 483720874 483720875 332672715 21000/S62500081 1328576 BBY Limited S62500081 AXO Retail Client Client Shares Buy HL:xnys HL.N USD USD 200 0 0 8.51 4.31 2-Jun-11 0.93375 27/05/2011 16:34 0 Unchecked 862 Hecla Mining Co. US4227041062 NYSE Equities and Derivatives 1 CFD and Share 4.31 862 1,133.35 5,603.39 862 1,133.35 5,603.39 29-Apr-16 1-Jun-11 484252186 484252186 484252187 333189448 21000/S62500081 1328576 BBY Limited S62500081 AXO Retail Client Client Shares Buy SVM:xtse SVM.TO CAD CAD 100 0 0 10.74 3.02 6-Jun-11 0.9604 1/06/2011 13:36 0 Unchecked 302 Silvercorp Metals Inc. CA82835P1036 TSE Equities and Derivatives 1 CFD and Share 3.02 302 316.14 1,563.03 302 316.14 1,563.03 29-Apr-16 14-Sep-11 504371825 504371825 504371878 354003858 53222/S26500239 663541 BBY Limited Shelton S26500239 RBE Retail Client Client Shares Buy AUM:xtse AUM.TO CAD CAD 100 0 0 0 1.01 13-Sep-11 -1 14/09/2011 11:24 0 Unchecked 101 Golden Minerals Co. US3811191069 TSE Equities and Derivatives 1 Share Only 1.01 101 105.73 522.74 101 105.73 522.74 29-Apr-16 3-Oct-11 508177766 508177766 508177766 357914714 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy WCB:xasx WCB.AX AUD AUD 5 0 0 0 8.5 30-Sep-11 0 3/10/2011 12:02 0 Unchecked 42.5 # Warrnambool Cheese and Buter Factory Comp Hld AU000000WCB1 ASX Equities and Derivatives 1 CFD and Share 8.5 42.5 42.5 210.12 42.5 42.5 210.12 29-Apr-16 19-Oct-11 511281699 511281699 511281700 361044555 53222/S41700232 881945 BBY Limited S41700232 GCL Retail Client Client Shares Buy PZC:xasx PZC.AX AUD AUD 4,500 0 0 0.1 0.004 24-Oct-11 1 19/10/2011 5:10 0 Unchecked 18 # Pan Asia Corporation Ltd AU000000PZC4 ASX Equities and Derivatives 1 Share Only 0.004 18 18 88.99 18 18 88.99 29-Apr-16 29-Nov-11 519664276 519664276 519664276 369556346 53222/S25800077 905425 BBY Limited S25800077 JBN Retail Client Client Shares Buy KAB:xasx KAB.AX AUD AUD 3,000 0 0 0.455 0.001 29-Nov-11 1 29/11/2011 22:27 0 Unchecked 3 # Kaboko Mining - NOCT AU000000KAB0 ASX Equities and Derivatives 1 Share Only 0.001 3 3 14.83 3 3 14.83 29-Apr-16 27-Feb-12 536025107 536025107 536025113 386191099 22000/S38700026 1305393 BBY Limited S38700026 TSH Retail Client Client Shares Buy CLKZ:xnas CLKZ.PK USD USD 1 0 0 150 0.0009 27-Feb-12 1.12285 27/02/2012 12:26 0 Unchecked 0 *Delisted 20160422 (Clicker Inc.) US18682T3014 OOTC Equities and Derivatives 1 Share Only 0.0009 000000 29-Apr-16 2-Apr-12 542412002 542412002 542412002 392763596 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy WCB:xasx WCB.AX AUD AUD 1 0 0 0 8.5 30-Mar-12 1 2/04/2012 8:54 0 Unchecked 8.5 # Warrnambool Cheese and Buter Factory Comp Hld AU000000WCB1 ASX Equities and Derivatives 1 CFD and Share 8.5 8.5 8.5 42.02 8.5 8.5 42.02 29-Apr-16 26-Apr-12 546735333 546735333 546735341 397220535 22000/S38700026 1305393 BBY Limited S38700026 TSH Retail Client Client Shares Buy MGON:xnas MGON.PK USD USD 60 0 0 3.25 0.0007 26-Apr-12 1.12525 26/04/2012 6:47 0 Unchecked 0.04 Megola Inc. - NOCT US58517C3051 OOTC Equities and Derivatives 1 Share Only 0.0007 0.04 0.05 0.26 0.04 0.05 0.26 29-Apr-16 19-Jul-12 562221753 562221753 562221791 414145258 53222/S26500239 663541 BBY Limited Shelton S26500239 RBE Retail Client Client Shares Buy SATC:xnas SATCQ.PK USD USD 25 0 0 30.8 0.0019 19-Jul-12 0.98485 18/07/2012 22:45 0 Unchecked 0.05 Satcon Technology Corp. - NOCT US8038934035 OOTC Equities and Derivatives 1 CFD and Share 0.0019 0.05 0.07 0.33 0.05 0.07 0.33 29-Apr-16 31-Aug-12 569560786 569560786 569560786 423036314 17000/S54200017 1367869 SmarTrader Ltd S54200017 WGC Retail Client Client Shares Buy SAXO-0263:xxxx SAXO-0263. AUD AUD 693 0 0 0 0.001 31-May-12 1 31/08/2012 5:52 0 Unchecked 0.69 Ellerston GEMS Fund - Spin off QQ0093415735 Not listed Equities and Derivatives 1 Share Only 0.001 0.69 0.69 3.41 0.69 0.69 3.41 29-Apr-16 2-Oct-12 575460544 575460544 575460544 429626490 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy WCB:xasx WCB.AX AUD AUD 6 0 0 0 8.5 28-Sep-12 1 2/10/2012 6:43 0 Unchecked 51 # Warrnambool Cheese and Buter Factory Comp Hld AU000000WCB1 ASX Equities and Derivatives 1 CFD and Share 8.5 51 51 252.15 51 51 252.15 29-Apr-16 22-Apr-13 617187856 617187856 617187856 476103197 22000/S38700026 1305393 BBY Limited S38700026 TSH Retail Client Client Shares Buy SRCF:xnas SRCF.PK USD USD 2 0 0 62 0.05 22-Apr-13 1.0038 22/04/2013 21:19 0 Unchecked 0.1 Source Financial Inc. - NOCT US83614Y1091 OOTC Equities and Derivatives 1 Share Only 0.05 0.1 0.13 0.65 0.1 0.13 0.65 29-Apr-16 5-Aug-13 639758878 639758878 639758878 499830375 17000/S54200017 1367869 SmarTrader Ltd S54200017 WGC Retail Client Client Shares Buy SAXO-0263:xxxx SAXO-0263. AUD AUD 2,782 0 0 0 0.001 23-Aug-12 1 5/08/2013 7:52 0 Unchecked 2.78 Ellerston GEMS Fund - Spin off QQ0093415735 Not listed Equities and Derivatives 1 Share Only 0.001 2.78 2.78 13.74 2.78 2.78 13.74 29-Apr-16 30-Sep-13 650286201 650286201 650286201 511055988 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy WCB:xasx WCB.AX AUD AUD 4 0 0 0 8.5 27-Sep-13 1 30/09/2013 11:02 0 Unchecked 34 # Warrnambool Cheese and Buter Factory Comp Hld AU000000WCB1 ASX Equities and Derivatives 1 CFD and Share 8.5 34 34 168.1 34 34 168.1 29-Apr-16 26-Mar-14 688162488 688162488 688162490 551388290 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy SDL:xasx SDL.AX AUD AUD 10,000 0 0 0.105 0.003 31-Mar-14 1 25/03/2014 23:09 0 Unchecked 30 # Sundance Resources Ltd AU000000SDL6 ASX Equities and Derivatives 1 CFD and Share 0.003 30 30 148.32 30 30 148.32 29-Apr-16 23-Jun-14 710667636 710667636 710667637 574905128 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy SDL:xasx SDL.AX AUD AUD 10,000 0 0 0.083 0.003 26-Jun-14 1 23/06/2014 0:09 0 Unchecked 30 # Sundance Resources Ltd AU000000SDL6 ASX Equities and Derivatives 1 CFD and Share 0.003 30 30 148.32 30 30 148.32 29-Apr-16 22-Aug-14 725245546 725245546 725245564 590160074 22200/S70000294 1341481 Spectrum Live S70000294 SPL Retail Client Client Shares Buy PLKT:xnas PLKT.PK USD USD 20 0 0 82 0.08 22-Aug-14 1.20259406 22/08/2014 6:04 0 Unchecked 1.6 Solar Gold Ltd - NOCT US83417D2036 OOTC Equities and Derivatives 1 Share Only 0.08 1.6 2.1 10.4 1.6 2.1 10.4 29-Apr-16 18-Dec-14 765589446 765589446 765589447 633329597 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy IPL:xasx IPL.AX AUD AUD 1 0 0 0 3.22 16-Dec-14 1 18/12/2014 6:02 0 Unchecked 3.22 Incitec Pivot Ltd AU000000IPL1 ASX Equities and Derivatives 1 CFD and Share 3.22 3.22 3.22 15.92 3.22 3.22 15.92 29-Apr-16 22-Dec-14 766621321 766621321 766621330 634615974 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy IPL:xasx IPL.AX AUD AUD 1 0 0 0 3.22 16-Dec-14 1 22/12/2014 11:36 0 Unchecked 3.22 Incitec Pivot Ltd AU000000IPL1 ASX Equities and Derivatives 1 CFD and Share 3.22 3.22 3.22 15.92 3.22 3.22 15.92 29-Apr-16 6-Jan-15 769202183 769202183 769202184 637431796 53222/S25700007 801607 BBY Limited S25700007 JFB Retail Client Client Shares Buy TLG:xasx TLG.AX AUD AUD 15,000 0 0 0.26 0.285 9-Jan-15 1 6/01/2015 2:36 0 Unchecked 4,275.00 Talga Gold Limited AU000000TLG7 ASX Equities and Derivatives 1 Share Only 0.285 4,275.00 4,275.00 21,136.03 4,275.00 4,275.00 21,136.03 29-Apr-16 9-Jan-15 770682229 770682229 770682232 638930084 53222/S25700007 801607 BBY Limited S25700007 JFB Retail Client Client Shares Buy TLG:xasx TLG.AX AUD AUD 15,000 0 0 0.295 0.285 14-Jan-15 1 9/01/2015 3:50 0 Unchecked 4,275.00 Talga Gold Limited AU000000TLG7 ASX Equities and Derivatives 1 Share Only 0.285 4,275.00 4,275.00 21,136.03 4,275.00 4,275.00 21,136.03 29-Apr-16 12-Feb-15 782798517 782798517 782798518 652436504 53222/S25700007 801607 BBY Limited S25700007 JFB Retail Client Client Shares Buy TLG:xasx TLG.AX AUD AUD 20,000 0 0 0.4061545 0.285 17-Feb-15 1 11/02/2015 23:09 0 Unchecked 5,700.00 Talga Gold Limited AU000000TLG7 ASX Equities and Derivatives 1 Share Only 0.285 5,700.00 5,700.00 28,181.37 5,700.00 5,700.00 28,181.37 29-Apr-16 3-Mar-15 787568742 787568742 787568756 657555949 17000/S54900006 1240156 SmarTrader Ltd S54900006 GMK Retail Client Client Shares Buy TNR:xasx TNR.AX AUD AUD 303 0 0 7.6725 0.16 13-Mar-15 1 2/03/2015 16:28 0 Unchecked 48.48 # Torian Resources Ltd AU000000TNR0 ASX Equities and Derivatives 1 Share Only 0.16 48.48 48.48 239.69 48.48 48.48 239.69 29-Apr-16 3-Jul-15 828367905 828367905 828367905 701881466 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy IPL:xasx IPL.AX AUD AUD 1 0 0 0 3.22 1-Jul-15 1 3/07/2015 7:25 0 Unchecked 3.22 Incitec Pivot Ltd AU000000IPL1 ASX Equities and Derivatives 1 CFD and Share 3.22 3.22 3.22 15.92 3.22 3.22 15.92 29-Apr-16 22-Sep-15 854476301 854476301 854476301 728370554 17000/S54200017 1367869 SmarTrader Ltd S54200017 WGC Retail Client Client Shares Buy SAXO-0263:xxxx SAXO-0263. AUD AUD 2,756 0 0 0 0.001 5-Aug-15 1 22/09/2015 12:57 0 Unchecked 2.76 Ellerston GEMS Fund - Spin off QQ0093415735 Not listed Equities and Derivatives 1 Share Only 0.001 2.76 2.76 13.65 2.76 2.76 13.65 29-Apr-16 23-Dec-15 887628441 887628441 887628441 762523336 53222/S53300009 1079080 SmarTrader Ltd S53300009 GCW Retail Client Client Shares Buy MSM:xasx MSM.AX AUD AUD 1 0 0 0 0.135 23-Dec-15 1 23/12/2015 22:25 0 Unchecked 0.14 # MSM Corporation International Ltd - NOCT AU000000MSM5 ASX Equities and Derivatives 1 Share Only 0.135 0.14 0.14 0.69 0.14 0.14 0.69 29-Apr-16 23-Dec-15 887628445 887628445 887628445 762523340 20000/S53300020 1317764 BBY Limited S53300020 JBN Retail Client Client Shares Buy MSM:xasx MSM.AX AUD AUD 2 0 0 957 0.135 23-Dec-15 1 23/12/2015 22:25 0 Unchecked 0.27 # MSM Corporation International Ltd - NOCT AU000000MSM5 ASX Equities and Derivatives 1 Share Only 0.135 0.27 0.27 1.33 0.27 0.27 1.33 29-Apr-16 23-Dec-15 887628447 887628447 887628447 762523342 20000/S53300020 1317764 BBY Limited S53300020 JBN Retail Client Client Shares Buy MSM:xasx MSM.AX AUD AUD 1 0 0 0 0.135 23-Dec-15 1 23/12/2015 22:25 0 Unchecked 0.14 # MSM Corporation International Ltd - NOCT AU000000MSM5 ASX Equities and Derivatives 1 Share Only 0.135 0.14 0.14 0.69 0.14 0.14 0.69 29-Apr-16 29-Aug-07 47175257 47175257 47175257 78594352 20000/S59700002 1833816 BBY Limited S59700002 JBN Retail Client Client Shares Buy ZIM:xasx ZIM.AX AUD AUD 1,355 0 0 14.34 3.82 29-Aug-07 1 29/08/2007 0:00 0 Unchecked 5,176.10 # Zimplats Holdings Ltd GB0061284906 ASX Equities and Derivatives 1 CFD and Share 3.82 5,176.10 5,176.10 25,591.16 5,176.10 5,176.10 25,591.16 29-Apr-16 27-Sep-07 237594195 237594195 237594196 82129533 20000/S41000046 1812133 BBY Limited S41000046 JFB Retail Client Client Shares Buy DES:xasx DES.AX AUD AUD 35,000 0 0 0.26 0.01 2-Oct-07 1 27/09/2007 4:52 0 Unchecked 350 *Delisted 20090831 (Destra Corporation Ltd) AU000000DES1 ASX Equities and Derivatives 1 Share Only 0.01 350 350 1,730.44 350 350 1,730.44 29-Apr-16 9-Oct-07 48017157 48017157 48017157 83483088 22000/S51500043 1920941 BBY Limited S51500043 KXZ Retail Client Client Shares Buy CBA:xasx CBA.AX AUD AUD 553 0 0 58.46 73.89 9-Oct-07 1 9/10/2007 0:00 0 Unchecked 40,861.17 Commonwealth Bank of Australia AU000000CBA7 ASX Equities and Derivatives 1 CFD and Share 73.89 40,861.17 40,861.17 202,021.71 40,861.17 40,861.17 202,021.71 29-Apr-16 15-Oct-07 239337774 239337774 239337775 83937228 17000/S20100607 1867215 BBY Limited S20100607 KJP Retail Client Client Shares Buy SWK:xasx SWK.AX AUD AUD 900 0 0 1.95 0.16 18-Oct-07 1 15/10/2007 0:53 0 Unchecked 144 # Swick Mining Services Ltd AU000000SWK8 ASX Equities and Derivatives 1 CFD and Share 0.16 144 144 711.95 144 144 711.95 29-Apr-16 22-Oct-07 48299346 48299346 48299346 85182135 17000/S20100607 1867215 BBY Limited S20100607 KJP Retail Client Client Shares Buy DYE:xasx DYE.AX AUD AUD 259,375 0 0 1.59 0.235 22-Oct-07 1 22/10/2007 0:00 0 Unchecked 60,953.13 # Dyesol Ltd AU000000DYE9 ASX Equities and Derivatives 1 CFD and Share 0.235 60,953.12 60,953.12 301,358.32 60,953.12 60,953.12 301,358.32 29-Apr-16 26-Oct-07 241086257 241086257 241086258 85691971 17000/S73900001 1971142 SmarTrader Ltd S73900001 GCW Retail Client Client Shares Buy GDY:xasx GDY.AX AUD AUD 1,550 0 0 1.61 0.027 31-Oct-07 1 26/10/2007 2:35 0 Unchecked 41.85 # Geodynamics Ltd AU000000GDY4 ASX Equities and Derivatives 1 Share Only 0.027 41.85 41.85 206.91 41.85 41.85 206.91 29-Apr-16 7-Nov-07 242428340 242428340 242428341 87044106 17000/S20100607 1867215 BBY Limited S20100607 KJP Retail Client Client Shares Buy SWK:xasx SWK.AX AUD AUD 1,100 0 0 2.13 0.16 12-Nov-07 1 6/11/2007 23:09 0 Unchecked 176 # Swick Mining Services Ltd AU000000SWK8 ASX Equities and Derivatives 1 CFD and Share 0.16 176 176 870.16 176 176 870.16 29-Apr-16 9-Nov-07 242925823 242925823 242925824 87546109 22300/S76000182 1908503 ASI Club S76000182 SBR Retail Client Client Shares Buy THR:xasx THR.AX AUD AUD 11,999 0 0 0.26 0.001 14-Nov-07 1 8/11/2007 23:45 0 Unchecked 12 # Thor Mining Plc AU000000THR2 ASX Equities and Derivatives 1 Share Only 0.001 12 12 59.33 12 12 59.33 29-Apr-16 14-Nov-07 243702208 243702208 243702209 88329583 17000/S20100607 1867215 BBY Limited S20100607 KJP Retail Client Client Shares Buy DYE:xasx DYE.AX AUD AUD 625 0 0 1.36 0.235 19-Nov-07 1 14/11/2007 0:15 0 Unchecked 146.88 # Dyesol Ltd AU000000DYE9 ASX Equities and Derivatives 1 CFD and Share 0.235 146.88 146.88 726.19 146.88 146.88 726.19 29-Apr-16 24-Oct-07 49135576 49135576 49135576 89449728 20000/S41000046 1812133 BBY Limited S41000046 JFB Retail Client Client Shares Buy DES:xasx DES.AX AUD AUD 30,000 0 0 0.285 0.01 24-Oct-07 1 24/10/2007 0:00 0 Unchecked 300 *Delisted 20090831 (Destra Corporation Ltd) AU000000DES1 ASX Equities and Derivatives 1 Share Only 0.01 300 300 1,483.23 300 300 1,483.23 29-Apr-16 4-Dec-07 246417543 246417543 246417544 91101313 22300/S76000182 1908503 ASI Club S76000182 SBR Retail Client Client Shares Buy THR:xasx THR.AX AUD AUD 26,315 0 0 0.19 0.001 7-Dec-07 1 4/12/2007 4:18 0 Unchecked 26.32 # Thor Mining Plc AU000000THR2 ASX Equities and Derivatives 1 Share Only 0.001 26.32 26.32 130.13 26.32 26.32 130.13 29-Apr-16 5-Dec-07 246578414 246578414 246578415 91259528 22300/S76000182 1908503 ASI Club S76000182 SBR Retail Client Client Shares Buy THR:xasx THR.AX AUD AUD 20,000 0.195 0 0.195 0.001 10-Dec-07 1 5/12/2007 2:47 0 Unchecked 20 # Thor Mining Plc AU000000THR2 ASX Equities and Derivatives 1 Share Only 0.001 20 20 98.88 20 20 98.88 29-Apr-16 14-Dec-07 247755095 247755095 247755096 92422699 22300/S76000182 1908503 ASI Club S76000182 SBR Retail Client Client Shares Buy AGY:xasx AGY.AX AUD AUD 6,000 0.7998333 0 0.7998333 0.018 19-Dec-07 1 13/12/2007 23:51 0 Unchecked 108 # Argosy Minerals Inc. AU000000AGY0 ASX Equities and Derivatives 1 Share Only 0.018 108 108 533.96 108 108 533.96 29-Apr-16 18-Dec-07 248103692 248103692 248103692 92768041 17000/S41000048 2023771 BBY Limited S41000048 WGC Retail Client Client Shares Buy RJT:xasx RJT.AX AUD AUD 20,000 0 0 1 0.009 18-Dec-07 0 18/12/2007 11:47 0 Unchecked 180 *Delisted 20091223 (Rubicon Japan Trust) AU000000RJT8 ASX Equities and Derivatives 1 CFD and Share 0.009 180 180 889.94 180 180 889.94 29-Apr-16 19-Dec-07 248243926 248243926 248243927 92904815 22200/S70000950 1825791 Spectrum Live S70000950 SPL Retail Client Client Shares Buy CNP:xasx CNP.AX AUD AUD 2,000 0 0 1.255 0.04 24-Dec-07 1 19/12/2007 1:12 0 Unchecked 80 *Delisted 20130131 (Centro Prop) AU000000CNP0 ASX Equities and Derivatives 1 CFD and Share 0.04 80 80 395.53 80 80 395.53 29-Apr-16 3-Jan-08 249274353 249274353 249274353 93915746 22000/S73200006 1872068 BBY Limited S73200006 AJN Retail Client Client Shares Buy PRG:xasx PRG.AX AUD AUD 50 0 0 4.995 1.465 3-Jan-08 0 3/01/2008 16:18 0 Unchecked 73.25 Programmed Maintenance Services Ltd AU000000PRG2 ASX Equities and Derivatives 1 CFD and Share 1.465 73.25 80.23 362.16 73.25 80.23 362.16 29-Apr-16 17-Jan-08 251356714 251356714 251356714 95981200 17000/S20100607 1867215 BBY Limited S20100607 KJP Retail Client Client Shares Buy IPD:xasx IPD.AX AUD AUD 3,000 0 0 0.75 0.885 17-Jan-08 0 17/01/2008 14:31 0 Unchecked 2,655.00 ImpediMed Ltd AU000000IPD8 ASX Equities and Derivatives 1 Share Only 0.885 2,655.00 2,655.00 13,126.59 2,655.00 2,655.00 13,126.59 29-Apr-16 21-Jan-08 251824812 251824812 251824813 96445135 22300/S76000182 1908503 ASI Club S76000182 SBR Retail Client Client Shares Buy AGY:xasx AGY.AX AUD AUD 1,100 0 0 0.47 0.018 24-Jan-08 1 21/01/2008 0:17 0 Unchecked 19.8 # Argosy Minerals Inc. AU000000AGY0 ASX Equities and Derivatives 1 Share Only 0.018 19.8 19.8 97.89 19.8 19.8 97.89 29-Apr-16 23-Jan-08 252403600 252403600 252403601 97020614 22300/S76000182 1908503 ASI Club S76000182 SBR Retail Client Client Shares Buy THR:xasx THR.AX AUD AUD 3,847 0 0 0.13 0.001 29-Jan-08 1 22/01/2008 23:37 0 Unchecked 3.85 # Thor Mining Plc AU000000THR2 ASX Equities and Derivatives 1 Share Only 0.001 3.85 3.85 19.03 3.85 3.85 19.03 29-Apr-16 25-Jan-08 252948020 252948020 252948021 97561531 22300/S76000182 1908503 ASI Club S76000182 SBR Retail Client Client Shares Buy AGY:xasx AGY.AX AUD AUD 2,000 0 0 0.43 0.018 31-Jan-08 1 25/01/2008 3:51 0 Unchecked 36 # Argosy Minerals Inc. AU000000AGY0 ASX Equities and Derivatives 1 Share Only 0.018 36 36 177.99 36 36 177.99 29-Apr-16 31-Jan-08 253710339 253710339 253710340 98315768 22200/S70000884 1801692 Spectrum Live S70000884 SPL Retail Client Client Shares Buy CBA:xasx CBA.AX AUD AUD 400 0 0 48.5 73.89 5-Feb-08 1 30/01/2008 23:02 0 Unchecked 29,556.00 Commonwealth Bank of Australia AU000000CBA7 ASX Equities and Derivatives 1 CFD and Share 73.89 29,556.00 29,556.00 146,127.82 29,556.00 29,556.00 146,127.82 29-Apr-16 7-Mar-08 258973924 258973924 258973925 103530952 22200/S70000884 1801692 Spectrum Live S70000884 SPL Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 150 130.88 0 130.88 51.55 12-Mar-08 1 7/03/2008 4:35 0 Unchecked 7,732.50 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 7,732.50 7,732.50 38,230.25 7,732.50 7,732.50 38,230.25 29-Apr-16 10-Mar-08 259239483 259239483 259239484 103793999 22200/S70000884 1801692 Spectrum Live S70000884 SPL Retail Client Client Shares Buy ANZ:xasx ANZ.AX AUD AUD 1,000 0 0 19.71 24.27 13-Mar-08 1 10/03/2008 4:02 0 Unchecked 24,270.00 Australia & New Zealand Banking Group Ltd AU000000ANZ3 ASX Equities and Derivatives 1 CFD and Share 24.27 24,270.00 24,270.00 119,993.31 24,270.00 24,270.00 119,993.31 29-Apr-16 10-Mar-08 259239521 259239521 259239522 103794037 22200/S70000884 1801692 Spectrum Live S70000884 SPL Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 100 0 0 125.46 51.55 13-Mar-08 1 10/03/2008 4:03 0 Unchecked 5,155.00 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 5,155.00 5,155.00 25,486.84 5,155.00 5,155.00 25,486.84 29-Apr-16 12-May-08 268909083 268909083 268909084 113391578 22200/S70000744 1676977 Spectrum Live S70000744 SPL Retail Client Client Shares Buy RMS:xasx RMS.AX AUD AUD 5,000 0 0 0.93 0.415 15-May-08 1 12/05/2008 0:06 0 Unchecked 2,075.00 Ramelius Resources Ltd AU000000RMS4 ASX Equities and Derivatives 1 CFD and Share 0.415 2,075.00 2,075.00 10,259.01 2,075.00 2,075.00 10,259.01 29-Apr-16 15-May-08 270035665 270035665 270035666 114515412 22300/S76000074 1637494 ASI Club S76000074 SBR Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 5,000 0 0 0.098 0.083 20-May-08 1 15/05/2008 5:05 0 Unchecked 415 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 415 415 2,051.80 415 415 2,051.80 29-Apr-16 15-May-08 270035669 270035669 270035670 114515416 22300/S76000168 1884252 ASI Club S76000168 SBR Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 6,000 0 0 0.098 0.083 20-May-08 1 15/05/2008 5:05 0 Unchecked 498 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 498 498 2,462.16 498 498 2,462.16 29-Apr-16 19-May-08 270701690 270701690 270701691 115178772 22300/S76000128 1734895 ASI Club S76000128 SBR Retail Client Client Shares Buy FMG:xasx FMG.AX AUD AUD 200 0 0 9.69 3.41 22-May-08 1 19/05/2008 3:23 0 Unchecked 682 Fortescue Metals Group Ltd AU000000FMG4 ASX Equities and Derivatives 1 CFD and Share 3.41 682 682 3,371.88 682 682 3,371.88 29-Apr-16 20-May-08 270986461 270986461 270986462 115461327 22300/S76000027 1550601 ASI Club S76000027 SBR Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 4,050 0 0 0.12 0.083 23-May-08 1 20/05/2008 1:21 0 Unchecked 336.15 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 336.15 336.15 1,661.96 336.15 336.15 1,661.96 29-Apr-16 22-May-08 271664833 271664833 271664834 116137104 22300/S76000061 1612029 ASI Club S76000061 SBR Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 11,000 0.12 0 0.12 0.083 27-May-08 1 22/05/2008 0:02 0 Unchecked 913 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 913 913 4,513.96 913 913 4,513.96 29-Apr-16 27-May-08 272321794 272321794 272321795 116791110 22300/S76000166 1873892 ASI Club S76000166 SBR Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 7,500 0 0 0.135 0.083 30-May-08 1 27/05/2008 2:04 0 Unchecked 622.5 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 622.5 622.5 3,077.70 622.5 622.5 3,077.70 29-Apr-16 27-May-08 272322822 272322822 272322823 116792138 22300/S76000012 1541103 ASI Club S76000012 SBR Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 4,000 0 0 0.135 0.083 30-May-08 1 27/05/2008 2:11 0 Unchecked 332 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 332 332 1,641.44 332 332 1,641.44 29-Apr-16 29-May-08 272823584 272823584 272823585 117292487 22300/S76000031 1564390 ASI Club S76000031 SBR Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 6,000 0 0 0.125 0.083 3-Jun-08 1 29/05/2008 3:55 0 Unchecked 498 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 498 498 2,462.16 498 498 2,462.16 29-Apr-16 2-Jun-08 273310970 273310970 273310971 117776783 22300/S76000053 1602524 ASI Club S76000053 SBR Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 6,500 0 0 0.125 0.083 5-Jun-08 1 2/06/2008 5:17 0 Unchecked 539.5 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 539.5 539.5 2,667.34 539.5 539.5 2,667.34 29-Apr-16 3-Jun-08 273547101 273547101 273547102 118012490 17000/S76000025 1547961 ASI Club S76000025 SBR Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 3,000 0 0 0.12 0.083 6-Jun-08 1 3/06/2008 0:02 0 Unchecked 249 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 249 249 1,231.08 249 249 1,231.08 29-Apr-16 11-Jun-08 275380324 275380324 275380325 119840672 22300/S76000173 1886204 ASI Club S76000173 SBR Retail Client Client Shares Buy KEY:xasx KEY.AX AUD AUD 7,900 0 0 0.355 0.005 16-Jun-08 1 11/06/2008 0:43 0 Unchecked 39.5 # Key Petroleum Ltd AU000000KEY4 ASX Equities and Derivatives 1 Share Only 0.005 39.5 39.5 195.29 39.5 39.5 195.29 29-Apr-16 1-Jul-08 279113431 279113431 279113431 123557448 22200/S70000265 1328657 Spectrum Live S70000265 SPL Retail Client Client Shares Buy SAY:xasx SAY.AX AUD AUD 1,000 0 0 1.425 0.003 1-Jul-08 1 1/07/2008 21:52 0 Unchecked 3 # South American Iron & Steel Corporation Ltd AU000000SAY5 ASX Equities and Derivatives 1 Share Only 0.003 3 3 14.83 3 3 14.83 29-Apr-16 17-Jul-08 281652968 281652968 281652969 126086331 17000/S54200042 1655444 SmarTrader Ltd S54200042 WGC Retail Client Client Shares Buy PLV:xasx PLV.AX AUD AUD 2,330 1.8 0 1.8 0.034 22-Jul-08 1 17/07/2008 0:06 0 Unchecked 79.22 # Pluton Resources Ltd AU000000PLV4 ASX Equities and Derivatives 1 CFD and Share 0.034 79.22 79.22 391.67 79.22 79.22 391.67 29-Apr-16 14-Aug-08 286248034 286248034 286248035 130662794 22200/S70000640 1577239 Spectrum Live S70000640 SPL Retail Client Client Shares Buy SLA:xasx SLA.AX AUD AUD 2,000 0 0 0.47 0.039 19-Aug-08 1 14/08/2008 0:09 0 Unchecked 78 *Delisted 20160104 (Solagran Ltd - NOCT) AU000000SLA2 ASX Equities and Derivatives 1 Share Only 0.039 78 78 385.64 78 78 385.64 29-Apr-16 23-Oct-08 300472501 300472501 300472502 144775434 22200/S70000752 1686073 Spectrum Live S70000752 SPL Retail Client Client Shares Buy CNP:xasx CNP.AX AUD AUD 20,000 0 0 0.075 0.04 28-Oct-08 1 22/10/2008 23:02 0 Unchecked 800 *Delisted 20130131 (Centro Prop) AU000000CNP0 ASX Equities and Derivatives 1 CFD and Share 0.04 800 800 3,955.28 800 800 3,955.28 29-Apr-16 29-Oct-09 362565162 362565162 362565163 210093108 22200/S70000752 1686073 Spectrum Live S70000752 SPL Retail Client Client Shares Buy CNP:xasx CNP.AX AUD AUD 2,000 0 0 0.255 0.04 3-Nov-09 1 29/10/2009 1:08 0 Unchecked 80 *Delisted 20130131 (Centro Prop) AU000000CNP0 ASX Equities and Derivatives 1 CFD and Share 0.04 80 80 395.53 80 80 395.53 29-Apr-16 4-Nov-09 363840204 363840204 363840205 211460091 22200/S70000752 1686073 Spectrum Live S70000752 SPL Retail Client Client Shares Buy CNP:xasx CNP.AX AUD AUD 18,000 0 0 0.305 0.04 9-Nov-09 1 4/11/2009 1:56 0 Unchecked 720 *Delisted 20130131 (Centro Prop) AU000000CNP0 ASX Equities and Derivatives 1 CFD and Share 0.04 720 720 3,559.75 720 720 3,559.75 29-Apr-16 18-Nov-09 366481706 366481706 366481707 214304558 22200/S70000752 1686073 Spectrum Live S70000752 SPL Retail Client Client Shares Buy CNP:xasx CNP.AX AUD AUD 2,000 0 0 0.31 0.04 23-Nov-09 1 18/11/2009 0:38 0 Unchecked 80 *Delisted 20130131 (Centro Prop) AU000000CNP0 ASX Equities and Derivatives 1 CFD and Share 0.04 80 80 395.53 80 80 395.53 29-Apr-16 8-Dec-09 370469864 370469864 370469865 218657726 22200/S70000752 1686073 Spectrum Live S70000752 SPL Retail Client Client Shares Buy CNP:xasx CNP.AX AUD AUD 4,000 0 0 0.26 0.04 11-Dec-09 1 8/12/2009 4:57 0 Unchecked 160 *Delisted 20130131 (Centro Prop) AU000000CNP0 ASX Equities and Derivatives 1 CFD and Share 0.04 160 160 791.06 160 160 791.06 29-Apr-16 18-Jan-10 377063190 377063190 377063191 225821325 22200/S70000752 1686073 Spectrum Live S70000752 SPL Retail Client Client Shares Buy CNP:xasx CNP.AX AUD AUD 10,000 0 0 0.275 0.04 21-Jan-10 1 18/01/2010 4:09 0 Unchecked 400 *Delisted 20130131 (Centro Prop) AU000000CNP0 ASX Equities and Derivatives 1 CFD and Share 0.04 400 400 1,977.64 400 400 1,977.64 29-Apr-16 14-Apr-10 397292589 397292589 397292590 246058028 53222/S28000015 511459 BBY Limited Archer S28000015 AJN Retail Client Client Shares Buy MHC:xasx MHC.AX AUD AUD 500 0 0 1.2 0.031 19-Apr-10 1.30765 14/04/2010 0:04 0 Unchecked 15.5 # Manhattan Corp. AU000000MHC9 ASX Equities and Derivatives 1 Share Only 0.031 15.5 16.98 76.63 15.5 16.98 76.63 29-Apr-16 27-Apr-10 400331992 400331992 400331993 249059992 53222/S28000015 511459 BBY Limited Archer S28000015 AJN Retail Client Client Shares Buy TOE:xasx TOE.AX AUD AUD 4,000 0 0 0.12 0.055 30-Apr-10 1.28432 27/04/2010 2:56 0 Unchecked 220 Toro Energy Ltd AU000000TOE6 ASX Equities and Derivatives 1 CFD and Share 0.055 220 240.96 1,087.70 220 240.96 1,087.70 29-Apr-16 7-May-10 403854533 403854533 403854534 252577777 53222/S28000015 511459 BBY Limited Archer S28000015 AJN Retail Client Client Shares Buy TOE:xasx TOE.AX AUD AUD 8,000 0 0 0.105 0.055 12-May-10 1.25095 7/05/2010 5:37 0 Unchecked 440 Toro Energy Ltd AU000000TOE6 ASX Equities and Derivatives 1 CFD and Share 0.055 440 481.91 2,175.40 440 481.91 2,175.40 29-Apr-16 10-May-10 404412711 404412711 404412712 253155024 53222/S28000015 511459 BBY Limited Archer S28000015 AJN Retail Client Client Shares Buy MHC:xasx MHC.AX AUD AUD 500 0 0 0.75878 0.031 13-May-10 1.248805 10/05/2010 1:27 0 Unchecked 15.5 # Manhattan Corp. AU000000MHC9 ASX Equities and Derivatives 1 Share Only 0.031 15.5 16.98 76.63 15.5 16.98 76.63 29-Apr-16 20-May-10 407963496 407963496 407963497 256571334 22200/S70000775 1707161 Spectrum Live S70000775 SPL Retail Client Client Shares Buy BKIR:xlon BKIR.L EUR EUR 500 0 0 0.8675 0.265 25-May-10 1.49355 20/05/2010 7:01 0 Unchecked 132.5 Bank of Ireland IE0030606259 LSE_SETS Equities and Derivatives 1 CFD and Share 0.265 132.5 199.44 986.05 132.5 199.44 986.05 29-Apr-16 21-May-10 408674609 408674609 408674610 257395384 22200/S70000775 1707161 Spectrum Live S70000775 SPL Retail Client Client Shares Buy BKIR:xlon BKIR.L EUR EUR 1,000 0 0 0.71 0.265 26-May-10 1.51425 21/05/2010 11:38 0 Unchecked 265 Bank of Ireland IE0030606259 LSE_SETS Equities and Derivatives 1 CFD and Share 0.265 265 398.88 1,972.09 265 398.88 1,972.09 29-Apr-16 21-May-10 408675499 408675499 408675500 257395392 22200/S70000775 1707161 Spectrum Live S70000775 SPL Retail Client Client Shares Buy BKIR:xlon BKIR.L EUR EUR 1,000 0 0 0.715 0.265 26-May-10 1.5141 21/05/2010 11:40 0 Unchecked 265 Bank of Ireland IE0030606259 LSE_SETS Equities and Derivatives 1 CFD and Share 0.265 265 398.88 1,972.09 265 398.88 1,972.09 29-Apr-16 24-May-10 408915534 408915534 408915535 257643623 22200/S70000752 1686073 Spectrum Live S70000752 SPL Retail Client Client Shares Buy CNP:xasx CNP.AX AUD AUD 4,000 0 0 0.1919325 0.04 27-May-10 1 24/05/2010 3:12 0 Unchecked 160 *Delisted 20130131 (Centro Prop) AU000000CNP0 ASX Equities and Derivatives 1 CFD and Share 0.04 160 160 791.06 160 160 791.06 29-Apr-16 16-Jun-10 414911070 414911070 414911071 263899605 53222/S28000015 511459 BBY Limited Archer S28000015 AJN Retail Client Client Shares Buy TOE:xasx TOE.AX AUD AUD 4,000 0 0 0.08 0.055 21-Jun-10 1.23794 16/06/2010 2:28 0 Unchecked 220 Toro Energy Ltd AU000000TOE6 ASX Equities and Derivatives 1 CFD and Share 0.055 220 240.96 1,087.70 220 240.96 1,087.70 29-Apr-16 2-Jul-10 418358875 418358875 418358891 267328113 20000/S86000000 1681334 BBY Limited S86000000 JBN Retail Client Client Shares Buy INL:xasx INL.AX AUD AUD 2,000 0 0 0.34 0.004 15-Jul-10 1 1/07/2010 14:18 0 Unchecked 8 # Intec Ltd AU000000INL6 ASX Equities and Derivatives 1 Share Only 0.004 8 8 39.55 8 8 39.55 29-Apr-16 7-Jul-10 419281562 419281562 419281563 268247767 53222/S28000015 511459 BBY Limited Archer S28000015 AJN Retail Client Client Shares Buy FMX:xnys FMX.N USD USD 5 0 0 44.24 93.21 12-Jul-10 1.43655 7/07/2010 13:34 0 Unchecked 466.05 Fomento Economico Mexicano SA de CV US3444191064 NYSE Equities and Derivatives 1 CFD and Share 93.21 466.05 671.13 3,029.53 466.05 671.13 3,029.53 29-Apr-16 21-Sep-10 434174399 434174399 434174400 283113571 18000/S50100117 1390060 BBY Limited S50100117 JHT Retail Client Client Shares Buy LLEG:xnas LLEG.PK USD USD 25,000 0 0 0.0048 0.00001 24-Sep-10 1.05385 21/09/2010 13:33 0 Unchecked 0.25 *Delisted 20150603 (Laidlaw Energy Group Inc. US50730N1019 OOTC Equities and Derivatives 1 Share Only 0.00001 0.25 0.33 1.63 0.25 0.33 1.63 29-Apr-16 31-Jan-11 461381165 461381165 461381166 310220501 17000/S59600005 1621820 BBY Limited S59600005 SBR Retail Client Client Shares Buy MCO:xasx MCO.AX AUD AUD 50,000 0 0 0.405 0.11 3-Feb-11 1 30/01/2011 23:31 0 Unchecked 5,500.00 *Delisted 20160104 (Morning Star Gold NL - NOCT AU000000MCO5 ASX Equities and Derivatives 1 Share Only 0.11 5,500.00 5,500.00 27,192.55 5,500.00 5,500.00 27,192.55 29-Apr-16 17-Mar-11 470750726 470750726 470750727 319627522 53222/S28000015 511459 BBY Limited Archer S28000015 AJN Retail Client Client Shares Buy MHC:xasx MHC.AX AUD AUD 500 0 0 0.6 0.031 22-Mar-11 1.358995 16/03/2011 23:08 0 Unchecked 15.5 # Manhattan Corp. AU000000MHC9 ASX Equities and Derivatives 1 Share Only 0.031 15.5 16.98 76.63 15.5 16.98 76.63 29-Apr-16 6-Apr-11 474487461 474487461 474487461 323334746 22200/S70000738 1669977 Spectrum Live S70000738 SPL Retail Client Client Shares Buy TRGD:xnas TRGD.PK USD USD 1,550 0.690322581 0 0.690322581 0.42 6-Apr-11 1.104277853 6/04/2011 21:25 0 Unchecked 651 *Delisted 20110719 (Tara Gold Resources Corp.) US87609C1053 OOTC Equities and Derivatives 1 Share Only 0.42 651 855.93 4,231.79 651 855.93 4,231.79 29-Apr-16 5-Jul-11 489820465 489820465 489820466 338672230 17000/S54200052 1765807 SmarTrader Ltd S54200052 WCG Retail Client Client Shares Buy FO:xtsx FO.V CAD CAD 3,000 0 0 0.17 0.16 8-Jul-11 0.9723 5/07/2011 13:30 0 Unchecked 480 Falcon Oil & Gas Ltd CA3060711015 TSX Equities and Derivatives 1 Share Only 0.16 480 502.48 2,484.29 480 502.48 2,484.29 29-Apr-16 10-Aug-11 497595124 497595124 497595125 347003601 53222/S28000015 511459 BBY Limited Archer S28000015 AJN Retail Client Client Shares Buy FMX:xnys FMX.N USD USD 5 0 0 62 93.21 15-Aug-11 1.21855 10/08/2011 14:45 0 Unchecked 466.05 Fomento Economico Mexicano SA de CV US3444191064 NYSE Equities and Derivatives 1 CFD and Share 93.21 466.05 671.13 3,029.53 466.05 671.13 3,029.53 29-Apr-16 7-Oct-11 509278252 509278252 509278253 359021652 22200/S70000789 1713536 Spectrum Live S70000789 SPL Retail Client Client Shares Buy LYC:xasx LYC.AX AUD AUD 500 0 0 1.22 0.075 12-Oct-11 1 7/10/2011 3:50 0 Unchecked 37.5 Lynas Corp Ltd AU000000LYC6 ASX Equities and Derivatives 1 CFD and Share 0.075 37.5 37.5 185.4 37.5 37.5 185.4 29-Apr-16 14-Oct-11 510715234 510715234 510715234 360483669 22200/S70000634 1568958 Spectrum Live S70000634 SPL Retail Client Client Shares Buy NIVS:xnas NIVS.PK USD USD 106 0 0 2.410566 0.005 14-Oct-11 1.01265 16/10/2011 21:26 0 Unchecked 0.53 *Delisted 20130913 (NIVS IntelliMedia Technology US62914U1088 OOTC Equities and Derivatives 1 CFD and Share 0.005 0.53 0.7 3.45 0.53 0.7 3.45 29-Apr-16 27-Jan-12 530074467 530074467 530074511 380086378 53222/S28000015 511459 BBY Limited Archer S28000015 AJN Retail Client Client Shares Buy KGL:xasx KGL.AX AUD AUD 700 0 0 1.55 0.165 27-Jan-12 1.30692 26/01/2012 17:46 0 Unchecked 115.5 # Kentor Gold Ltd AU000000KGL6 ASX Equities and Derivatives 1 CFD and Share 0.165 115.5 126.5 571.04 115.5 126.5 571.04 29-Apr-16 21-Mar-12 540306572 540306572 540306592 390632439 22200/S70000630 1566614 Spectrum Live S70000630 SPL Retail Client Client Shares Buy SAXO-0645:xxxx SAXO-0645. AUD AUD 123 0 0 0 0 30-Mar-12 -1 21/03/2012 4:52 0 Unchecked 0 Virgin Australia International Holdings Pty Ltd AU0000VAHXE6 Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 2-Jul-12 559462940 559462940 559462940 411028541 22300/S76000112 1696983 ASI Club S76000112 SBR Retail Client Client Shares Buy ARI:xasx ARI.AX AUD AUD 5 0 0 6.505 0.022 2-Jul-12 1 2/07/2012 21:20 0 Unchecked 0.11 Arrium Ltd AU000000ARI0 ASX Equities and Derivatives 1 CFD and Share 0.022 0.11 0.11 0.54 0.11 0.11 0.54 29-Apr-16 2-May-13 619277570 619277570 619277570 478280470 17000/S41000028 1533102 BBY Limited S41000028 SBR Retail Client Client Shares Buy CAM:xasx CAM.AX AUD AUD 1,118 0 0 0 0.785 30-Apr-13 1.027822951 2/05/2013 11:38 0 Unchecked 877.63 Clime Capital Ltd AU000000CAM4 ASX Equities and Derivatives 1 Share Only 0.785 877.63 667.51 4,339.09 877.63 667.51 4,339.09 29-Apr-16 29-Aug-13 644427405 644427405 644427513 504615911 22200/S70000856 1775390 Spectrum Live S70000856 SPL Retail Client Client Shares Buy GXN:xasx GXN.AX AUD AUD 5,000 0 0 0.3 0.001 29-Aug-13 1 28/08/2013 16:16 0 Unchecked 5 # Global Metals Exploration NL AU000000GXN5 ASX Equities and Derivatives 1 Share Only 0.001 5 5 24.72 5 5 24.72 29-Apr-16 26-Sep-13 649689162 649689162 649689163 510046444 22200/S70000420 1383299 Spectrum Live S70000420 SPL Retail Client Client Shares Buy CDU:xasx CDU.AX AUD AUD 470 0 0 2.1 1.105 1-Oct-13 1 26/09/2013 0:02 0 Unchecked 519.35 Cudeco Ltd AU000000CDU1 ASX Equities and Derivatives 1 CFD and Share 1.105 519.35 519.35 2,567.72 519.35 519.35 2,567.72 29-Apr-16 11-Oct-13 652789819 652789819 652789819 513775301 22200/S70000512 1432220 Spectrum Live S70000512 SPL Retail Client Client Shares Buy MRV:xasx MRV.AX AUD AUD 8,300 0 0 0.1 0.004 11-Oct-13 1 11/10/2013 21:23 0 Unchecked 33.2 # Moreton Resources Ltd AU000000MRV8 ASX Equities and Derivatives 1 Share Only 0.004 33.2 33.2 164.14 33.2 33.2 164.14 29-Apr-16 11-Oct-13 652789823 652789823 652789823 513775303 22200/S70000512 1432220 Spectrum Live S70000512 SPL Retail Client Client Shares Buy MRV:xasx MRV.AX AUD AUD 5,000 0 0 0.096 0.004 11-Oct-13 1 11/10/2013 21:23 0 Unchecked 20 # Moreton Resources Ltd AU000000MRV8 ASX Equities and Derivatives 1 Share Only 0.004 20 20 98.88 20 20 98.88 29-Apr-16 11-Oct-13 652789825 652789825 652789825 513775305 22200/S70000512 1432220 Spectrum Live S70000512 SPL Retail Client Client Shares Buy MRV:xasx MRV.AX AUD AUD 5,000 0 0 0.096 0.004 11-Oct-13 1 11/10/2013 21:23 0 Unchecked 20 # Moreton Resources Ltd AU000000MRV8 ASX Equities and Derivatives 1 Share Only 0.004 20 20 98.88 20 20 98.88 29-Apr-16 11-Oct-13 652789833 652789833 652789833 513775307 22200/S70000512 1432220 Spectrum Live S70000512 SPL Retail Client Client Shares Buy MRV:xasx MRV.AX AUD AUD 5,000 0 0 0.091 0.004 11-Oct-13 1 11/10/2013 21:23 0 Unchecked 20 # Moreton Resources Ltd AU000000MRV8 ASX Equities and Derivatives 1 Share Only 0.004 20 20 98.88 20 20 98.88 29-Apr-16 11-Oct-13 652789841 652789841 652789841 513775309 22200/S70000512 1432220 Spectrum Live S70000512 SPL Retail Client Client Shares Buy MRV:xasx MRV.AX AUD AUD 4,000 0 0 0.098 0.004 11-Oct-13 1 11/10/2013 21:23 0 Unchecked 16 # Moreton Resources Ltd AU000000MRV8 ASX Equities and Derivatives 1 Share Only 0.004 16 16 79.11 16 16 79.11 29-Apr-16 22-Oct-13 654546404 654546404 654546408 515611798 17000/S41000028 1533102 BBY Limited S41000028 SBR Retail Client Client Shares Buy CAM:xasx CAM.AX AUD AUD 44 0 0 0 0.785 11-Oct-13 1.027822951 22/10/2013 4:33 0 Unchecked 34.54 Clime Capital Ltd AU000000CAM4 ASX Equities and Derivatives 1 Share Only 0.785 34.54 26.27 170.77 34.54 26.27 170.77 29-Apr-16 25-Oct-13 655435524 655435524 655435525 516663377 17000/S41000028 1533102 BBY Limited S41000028 SBR Retail Client Client Shares Buy CAM:xasx CAM.AX AUD AUD 1 0 0 0 0.785 11-Oct-13 0.962246871 25/10/2013 5:38 0 Unchecked 0.79 Clime Capital Ltd AU000000CAM4 ASX Equities and Derivatives 1 Share Only 0.785 0.78 0.59 3.86 0.78 0.59 3.86 29-Apr-16 10-Dec-13 664181355 664181355 664181411 527139904 22200/S70000503 1425739 Spectrum Live S70000503 SPL Retail Client Client Shares Buy REC:xasx REC.AX AUD AUD 20 0 0 0 8.33 20-Dec-13 0 9/12/2013 17:49 0 Unchecked 166.6 *Delisted 20160504 (Recall Holdings Ltd) AU000000REC5 ASX Equities and Derivatives 1 CFD and Share 8.33 166.6 166.6 823.69 166.6 166.6 823.69 29-Apr-16 9-Dec-13 664215537 664215537 664215537 527176876 22200/S70000465 1396571 Spectrum Live S70000465 SPL Retail Client Client Shares Buy IKB:xfra IKBG.H EUR EUR 85 0 0 8.21 0.175 9-Dec-13 1.67006 9/12/2013 22:25 0 Unchecked 14.88 IKB Deutsche Industriebank AG - NOCT DE0008063306 FFT Equities and Derivatives 1 Share Only 0.175 14.88 22.4 110.73 14.88 22.4 110.73 29-Apr-16 9-Dec-13 664215539 664215539 664215539 527176878 22200/S70000465 1396571 Spectrum Live S70000465 SPL Retail Client Client Shares Buy IKB:xfra IKBG.H EUR EUR 150 6.2 0 6.2 0.175 9-Dec-13 1.67479 9/12/2013 22:25 0 Unchecked 26.25 IKB Deutsche Industriebank AG - NOCT DE0008063306 FFT Equities and Derivatives 1 Share Only 0.175 26.25 39.51 195.35 26.25 39.51 195.35 29-Apr-16 16-Dec-13 665313587 665313587 665313825 528281780 22200/S70000519 1434348 Spectrum Live S70000519 SPL Retail Client Client Shares Buy MQG:xasx MQG.AX AUD AUD 123 0 0 77.740349 63.5 16-Dec-13 0.931818182 13/12/2013 17:13 0 Unchecked 7,810.50 Macquarie Group Ltd AU000000MQG1 ASX Equities and Derivatives 1 CFD and Share 63.5 7,810.50 7,810.50 38,615.89 7,810.50 7,810.50 38,615.89 29-Apr-16 24-Dec-13 666988117 666988117 666988143 529962702 22200/S70000420 1383299 Spectrum Live S70000420 SPL Retail Client Client Shares Buy CDU:xasx CDU.AX AUD AUD 78 0 0 2.5 1.105 19-Dec-13 1 24/12/2013 10:35 0 Unchecked 86.19 Cudeco Ltd AU000000CDU1 ASX Equities and Derivatives 1 CFD and Share 1.105 86.19 86.19 426.13 86.19 86.19 426.13 29-Apr-16 8-Jan-14 668889234 668889234 668889235 531866095 22200/S70000519 1434348 Spectrum Live S70000519 SPL Retail Client Client Shares Buy MQG:xasx MQG.AX AUD AUD 1 0 0 0 63.5 16-Dec-13 1 8/01/2014 9:20 0 Unchecked 63.5 Macquarie Group Ltd AU000000MQG1 ASX Equities and Derivatives 1 CFD and Share 63.5 63.5 63.5 313.95 63.5 63.5 313.95 29-Apr-16 2-Jul-14 713004412 713004412 713004413 577393690 22200/S70000082 1259809 Spectrum Live S70000082 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 50,000 0 0 0.5986155 0.15 7-Jul-14 1 2/07/2014 1:13 0 Unchecked 7,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 7,500.00 7,500.00 37,080.75 7,500.00 7,500.00 37,080.75 29-Apr-16 17-Nov-14 753240864 753240864 753240870 620533082 17000/S54200053 1762181 SmarTrader Ltd S54200053 WCG Retail Client Client Shares Buy IMC:xasx IMC.AX AUD AUD 850 0 0 5.8 0.36 20-Nov-14 1 14/11/2014 16:45 0 Unchecked 306 # Immuron Ltd AU000000IMC7 ASX Equities and Derivatives 1 Share Only 0.36 306 306 1,512.89 306 306 1,512.89 29-Apr-16 27-Nov-14 757491417 757491417 757491499 624868316 22200/S70000614 1538408 Spectrum Live S70000614 SPL Retail Client Client Shares Buy VOG:xlon VOG.L GBP GBP 500 0 0 66 39 27-Nov-14 1.847407801 26/11/2014 22:47 0 Unchecked 195 Victoria Oil & Gas Plc GB00BRWR3752 LSE_SETS Equities and Derivatives 0.01 CFD and Share 39 195 374.64 1,852.26 195 374.64 1,852.26 29-Apr-16 16-Mar-15 791794155 791794155 791794163 663492300 22200/S70000812 1738638 Spectrum Live S70000812 SPL Retail Client Client Shares Buy ACU:xasx ACU.AX AUD AUD 5,220 0 0 7.54285 0.034 25-Mar-15 1 13/03/2015 16:19 0 Unchecked 177.48 # Activistic Ltd AU000000ACU7 ASX Equities and Derivatives 1 Share Only 0.034 177.48 177.48 877.48 177.48 177.48 877.48 29-Apr-16 2-Apr-15 798356517 798356517 798356565 670339175 22200/S70000638 1576823 Spectrum Live S70000638 SPL Retail Client Client Shares Buy AVQ:xasx AVQ.AX AUD AUD 3,108 0 0 1.275 0.165 9-Apr-15 1 1/04/2015 15:20 0 Unchecked 512.82 Axiom Mining Ltd AU000000AVQ5 ASX Equities and Derivatives 1 CFD and Share 0.165 512.82 512.82 2,535.43 512.82 512.82 2,535.43 29-Apr-16 2-Apr-15 798356531 798356531 798356579 670339177 22300/S76000116 1711810 ASI Club S76000116 SBR Retail Client Client Shares Buy AVQ:xasx AVQ.AX AUD AUD 666 0 0 3.6375 0.165 9-Apr-15 1 1/04/2015 15:20 0 Unchecked 109.89 Axiom Mining Ltd AU000000AVQ5 ASX Equities and Derivatives 1 CFD and Share 0.165 109.89 109.89 543.31 109.89 109.89 543.31 29-Apr-16 6-Apr-15 799320202 799320202 799320202 671298515 17000/S54200024 1403830 SmarTrader Ltd S54200024 WGC Retail Client Client Shares Buy ESU:xtsx ESU.V CAD CAD 1,000 0 0 1.68 0.15 6-Apr-15 0.999006 6/04/2015 21:27 0 Unchecked 150 EEStor Corp. CA28201L1013 TSX Equities and Derivatives 1 Share Only 0.15 150 157.02 776.34 150 157.02 776.34 29-Apr-16 6-Apr-15 799320204 799320204 799320204 671298517 17000/S54200024 1403830 SmarTrader Ltd S54200024 WGC Retail Client Client Shares Buy ESU:xtsx ESU.V CAD CAD 1,500 0 0 1.28 0.15 6-Apr-15 0.989208 6/04/2015 21:27 0 Unchecked 225 EEStor Corp. CA28201L1013 TSX Equities and Derivatives 1 Share Only 0.15 225 235.54 1,164.51 225 235.54 1,164.51 29-Apr-16 6-Apr-15 799320206 799320206 799320206 671298519 17000/S54200024 1403830 SmarTrader Ltd S54200024 WGC Retail Client Client Shares Buy ESU:xtsx ESU.V CAD CAD 1,100 0 0 0.77 0.15 6-Apr-15 0.9588505 6/04/2015 21:27 0 Unchecked 165 EEStor Corp. CA28201L1013 TSX Equities and Derivatives 1 Share Only 0.15 165 172.73 853.97 165 172.73 853.97 29-Apr-16 6-Apr-15 799320208 799320208 799320208 671298521 17000/S54200024 1403830 SmarTrader Ltd S54200024 WGC Retail Client Client Shares Buy ESU:xtsx ESU.V CAD CAD 2,400 0 0 0.77 0.15 6-Apr-15 0.9780425 6/04/2015 21:27 0 Unchecked 360 EEStor Corp. CA28201L1013 TSX Equities and Derivatives 1 Share Only 0.15 360 376.86 1,863.22 360 376.86 1,863.22 29-Apr-16 6-Apr-15 799320210 799320210 799320210 671298523 17000/S54200024 1403830 SmarTrader Ltd S54200024 WGC Retail Client Client Shares Buy ESU:xtsx ESU.V CAD CAD 1,000 0 0 0.71 0.15 6-Apr-15 0.9646365 6/04/2015 21:27 0 Unchecked 150 EEStor Corp. CA28201L1013 TSX Equities and Derivatives 1 Share Only 0.15 150 157.02 776.34 150 157.02 776.34 29-Apr-16 6-Apr-15 799320220 799320220 799320220 671298525 17000/S54200024 1403830 SmarTrader Ltd S54200024 WGC Retail Client Client Shares Buy ESU:xtsx ESU.V CAD CAD 1,000 0 0 0.6 0.15 6-Apr-15 0.978923775 6/04/2015 21:27 0 Unchecked 150 EEStor Corp. CA28201L1013 TSX Equities and Derivatives 1 Share Only 0.15 150 157.02 776.34 150 157.02 776.34 29-Apr-16 6-Apr-15 799320222 799320222 799320222 671298527 17000/S54200024 1403830 SmarTrader Ltd S54200024 WGC Retail Client Client Shares Buy ESU:xtsx ESU.V CAD CAD 1,500 0 0 0.22 0.15 6-Apr-15 1.01780135 6/04/2015 21:27 0 Unchecked 225 EEStor Corp. CA28201L1013 TSX Equities and Derivatives 1 Share Only 0.15 225 235.54 1,164.51 225 235.54 1,164.51 29-Apr-16 6-Apr-15 799320224 799320224 799320224 671298529 17000/S54200024 1403830 SmarTrader Ltd S54200024 WGC Retail Client Client Shares Buy ESU:xtsx ESU.V CAD CAD 8,500 0 0 0.195 0.15 6-Apr-15 1.0185633 6/04/2015 21:27 0 Unchecked 1,275.00 EEStor Corp. CA28201L1013 TSX Equities and Derivatives 1 Share Only 0.15 1,275.00 1,334.70 6,598.89 1,275.00 1,334.70 6,598.89 29-Apr-16 18-May-15 813086635 813086635 813086958 686208977 22300/S76000128 1734895 ASI Club S76000128 SBR Retail Client Client Shares Buy S32:xasx S32.AX AUD AUD 85 0 0 0 1.66 25-May-15 1 15/05/2015 15:23 0 Unchecked 141.1 South32 Ltd AU000000S320 ASX Equities and Derivatives 1 CFD and Share 1.66 141.1 141.1 697.61 141.1 141.1 697.61 29-Apr-16 19-May-15 813458409 813458409 813458503 686665937 17000/S59600014 1632661 BBY Limited S59600014 SBR Retail Client Client Shares Buy FML:xasx FML.AX AUD AUD 2,115 0 0 0.832388 0.365 28-May-15 1 18/05/2015 15:21 0 Unchecked 771.98 # Focus Minerals Ltd AU000000FML4 ASX Equities and Derivatives 1 CFD and Share 0.365 771.98 771.98 3,816.75 771.98 771.98 3,816.75 29-Apr-16 19-May-15 813458441 813458441 813458535 686665941 16000/S62900047 1736834 Financial Freedom Inst. S62900047 FF Retail Client Client Shares Buy FML:xasx FML.AX AUD AUD 260 0 0 1.3 0.365 28-May-15 1 18/05/2015 15:21 0 Unchecked 94.9 # Focus Minerals Ltd AU000000FML4 ASX Equities and Derivatives 1 CFD and Share 0.365 94.9 94.9 469.2 94.9 94.9 469.2 29-Apr-16 21-Dec-15 886525796 886525796 886525821 761399800 22200/S70000775 1707161 Spectrum Live S70000775 SPL Retail Client Client Shares Buy ALBK:xlon ALBK.L EUR EUR 6 0 0 325.416667 0.084 21-Dec-15 1.514389803 21/12/2015 7:39 0 Unchecked 0.5 *Delisted 20110126 (Allied Irish Banks Plc) IE00BYSZ9G33 LSE Equities and Derivatives 1 CFD and Share 0.084 0.5 0.75 3.72 0.5 0.75 3.72 29-Apr-16 23-Dec-15 887628449 887628449 887628449 762523344 20000/S53300030 1466821 BBY Limited S53300030 JBN Retail Client Client Shares Buy MSM:xasx MSM.AX AUD AUD 34 0 0 884.17032 0.135 23-Dec-15 1 23/12/2015 22:25 0 Unchecked 4.59 # MSM Corporation International Ltd - NOCT AU000000MSM5 ASX Equities and Derivatives 1 Share Only 0.135 4.59 4.59 22.69 4.59 4.59 22.69 29-Apr-16 23-Dec-15 887628451 887628451 887628451 762523346 20000/S53300030 1466821 BBY Limited S53300030 JBN Retail Client Client Shares Buy MSM:xasx MSM.AX AUD AUD 1 0 0 0 0.135 23-Dec-15 1 23/12/2015 22:25 0 Unchecked 0.14 # MSM Corporation International Ltd - NOCT AU000000MSM5 ASX Equities and Derivatives 1 Share Only 0.135 0.14 0.14 0.69 0.14 0.14 0.69 29-Apr-16 23-Dec-15 887628453 887628453 887628453 762523348 20000/S53300036 1496250 BBY Limited S53300036 JBN Retail Client Client Shares Buy MSM:xasx MSM.AX AUD AUD 9 0 0 515.625 0.135 23-Dec-15 1 23/12/2015 22:25 0 Unchecked 1.22 # MSM Corporation International Ltd - NOCT AU000000MSM5 ASX Equities and Derivatives 1 Share Only 0.135 1.22 1.22 6.03 1.22 1.22 6.03 29-Apr-16 23-Dec-15 887628455 887628455 887628455 762523350 20000/S53300036 1496250 BBY Limited S53300036 JBN Retail Client Client Shares Buy MSM:xasx MSM.AX AUD AUD 1 0 0 0 0.135 23-Dec-15 1 23/12/2015 22:25 0 Unchecked 0.14 # MSM Corporation International Ltd - NOCT AU000000MSM5 ASX Equities and Derivatives 1 Share Only 0.135 0.14 0.14 0.69 0.14 0.14 0.69 29-Apr-16 9-Mar-16 918008284 918008284 918008284 793538965 22200/S70000607 1526412 Spectrum Live S70000607 SPL Retail Client Client Shares Buy BRE:xses LINC.SI SGD SGD 133 0 0 25.2 0.089 3-Mar-16 0.97932254 9/03/2016 14:43 0 Unchecked 11.84 Linc Energy Ltd AU000XINEAA6 SGX-ST Equities and Derivatives 1 CFD and Share 0.089 11.84 11.58 57.25 11.84 11.58 57.25 29-Apr-16 9-Mar-16 918008262 918008262 918008262 793538967 22300/S76100003 1709221 ASI Club S76100003 SBR Retail Client Client Shares Buy BRE:xses LINC.SI SGD SGD 466 0 0 8.19 0.089 3-Mar-16 0.97932254 9/03/2016 14:43 0 Unchecked 41.47 Linc Energy Ltd AU000XINEAA6 SGX-ST Equities and Derivatives 1 CFD and Share 0.089 41.47 40.56 200.53 41.47 40.56 200.53 29-Apr-16 22-Apr-16 937388617 937388617 937388642 812866671 22300/S76000116 1711810 ASI Club S76000116 SBR Retail Client Client Shares Buy LOCK-0877:xxxx LOCK-0877. AUD AUD 83 0 0 0 0 29-Apr-16 1 22/04/2016 6:55 0 Unchecked 0 Axiom Mining Ltd - Options AU0000000024 NotSupport Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 26-Feb-08 257139858 257139858 257139859 101711658 17000/S54900066 2091923 SmarTrader Ltd S54900066 GCW Retail Client Client Shares Buy WBC:xasx WBC.AX AUD AUD 15 0 0 23.77 31.05 29-Feb-08 1 25/02/2008 23:39 0 Unchecked 465.75 Westpac Banking Corp. AU000000WBC1 ASX Equities and Derivatives 1 CFD and Share 31.05 465.75 465.75 2,302.71 465.75 465.75 2,302.71 29-Apr-16 26-Feb-08 257139904 257139904 257139905 101711704 17000/S54900068 2091927 SmarTrader Ltd S54900068 GCW Retail Client Client Shares Buy WBC:xasx WBC.AX AUD AUD 15 0 0 23.77 31.05 29-Feb-08 1 25/02/2008 23:40 0 Unchecked 465.75 Westpac Banking Corp. AU000000WBC1 ASX Equities and Derivatives 1 CFD and Share 31.05 465.75 465.75 2,302.71 465.75 465.75 2,302.71 29-Apr-16 20-Mar-08 261615643 261615643 261615644 106155055 22200/S70001295 2078201 Spectrum Live S70001295 SPL Retail Client Client Shares Buy GE:xnys GE.N USD USD 10 0 0 37.44 30.75 26-Mar-08 1.110865 20/03/2008 18:02 0 Unchecked 307.5 General Electric US3696041033 NYSE Equities and Derivatives 1 CFD and Share 30.75 307.5 404.3 1,998.89 307.5 404.3 1,998.89 29-Apr-16 8-May-08 268700787 268700787 268700788 113184751 22000/S51500057 2336672 BBY Limited S51500057 RGG Retail Client Client Shares Buy GE:xnys GE.N USD USD 10 0 0 32.55 30.75 13-May-08 1.29668 8/05/2008 19:53 0 Unchecked 307.5 General Electric US3696041033 NYSE Equities and Derivatives 1 CFD and Share 30.75 307.5 442.81 1,998.89 307.5 442.81 1,998.89 29-Apr-16 21-May-08 271341252 271341252 271341253 115815433 22200/S70001430 2198055 Spectrum Live S70001430 SPL Retail Client Client Shares Buy SRA:xasx SRA.AX AUD AUD 230,000 0.03 0 0.03 0.001 26-May-08 1 21/05/2008 3:35 0 Unchecked 230 *Delisted 20130829 (Strathfield Group Ltd AU000000SRA9 ASX Equities and Derivatives 1 Share Only 0.001 230 230 1,137.14 230 230 1,137.14 29-Apr-16 27-May-08 272500660 272500660 272500661 116969777 17000/S70400019 2405746 BBY Limited S70400019 SBR Retail Client Client Shares Buy VUAL:xnas VUAL.PK USD USD 4,000 0 0 0.15 0.0001 30-May-08 1.042867 27/05/2008 16:04 0 Unchecked 0.4 Visual Industries Inc. - NOCT US92845F1021 OOTC Equities and Derivatives 1 Share Only 0.0001 0.4 0.53 2.6 0.4 0.53 2.6 29-Apr-16 29-May-08 273055876 273055876 273055877 117523246 17000/S70400019 2405746 BBY Limited S70400019 SBR Retail Client Client Shares Buy VUAL:xnas VUAL.PK USD USD 5,700 0 0 0.15 0.0001 3-Jun-08 1.046846 29/05/2008 19:32 0 Unchecked 0.57 Visual Industries Inc. - NOCT US92845F1021 OOTC Equities and Derivatives 1 Share Only 0.0001 0.57 0.75 3.71 0.57 0.75 3.71 29-Apr-16 7-Aug-08 284969135 284969135 284969136 129387483 22200/S70000950 1825791 Spectrum Live S70000950 SPL Retail Client Client Shares Buy AWE:xasx AWE.AX AUD AUD 500 3.2 0 3.2 0.695 12-Aug-08 1 7/08/2008 3:14 0 Unchecked 347.5 Australian Worldwide Exploration Ltd AU000000AWE9 ASX Equities and Derivatives 1 CFD and Share 0.695 347.5 347.5 1,718.07 347.5 347.5 1,718.07 29-Apr-16 11-Aug-08 285524693 285524693 285524693 129941237 17000/S72600013 2459317 SmarTrader Ltd S72600013 WGC Retail Client Client Shares Buy DEG:xasx DEG.AX AUD AUD 20,000 0 0 0.17 0.002 11-Aug-08 0 11/08/2008 7:19 0 Unchecked 40 # De Grey Mining Ltd AU000000DEG6 ASX Equities and Derivatives 1 Share Only 0.002 40 40 197.76 40 40 197.76 29-Apr-16 21-Aug-08 287325581 287325581 287325582 131734752 22200/S70001403 2170990 Spectrum Live S70001403 SPL Retail Client Client Shares Buy BAR:xasx BAR.AX AUD AUD 65,000 0.0990469 0 0.0990469 0.049 26-Aug-08 1 21/08/2008 0:55 0 Unchecked 3,185.00 # Barra Resources Ltd AU000000BAR5 ASX Equities and Derivatives 1 Share Only 0.049 3,185.00 3,185.00 15,746.96 3,185.00 3,185.00 15,746.96 29-Apr-16 22-Aug-08 287580189 287580189 287580190 131988539 22200/S70001403 2170990 Spectrum Live S70001403 SPL Retail Client Client Shares Buy BAR:xasx BAR.AX AUD AUD 20,000 0 0 0.094 0.049 27-Aug-08 1 22/08/2008 0:37 0 Unchecked 980 # Barra Resources Ltd AU000000BAR5 ASX Equities and Derivatives 1 Share Only 0.049 980 980 4,845.22 980 980 4,845.22 29-Apr-16 10-Sep-08 291023959 291023959 291023960 135422443 22200/S70001244 2059549 Spectrum Live S70001244 SPL Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 30 0 0 34 20.68 15-Sep-08 1 10/09/2008 0:00 0 Unchecked 620.4 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 620.4 620.4 3,067.32 620.4 620.4 3,067.32 29-Apr-16 30-Sep-08 295322832 295322832 295322833 139673636 22300/S76000220 2040809 ASI Club S76000220 SBR Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 150 0 0 31.5 20.68 3-Oct-08 1 30/09/2008 5:48 0 Unchecked 3,102.00 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 3,102.00 3,102.00 15,336.60 3,102.00 3,102.00 15,336.60 29-Apr-16 9-Oct-08 297604009 297604009 297604010 141940922 17000/S72600013 2459317 SmarTrader Ltd S72600013 WGC Retail Client Client Shares Buy CNP:xasx CNP.AX AUD AUD 2,000 0 0 0.072 0.04 14-Oct-08 1 9/10/2008 0:16 0 Unchecked 80 *Delisted 20130131 (Centro Prop) AU000000CNP0 ASX Equities and Derivatives 1 CFD and Share 0.04 80 80 395.53 80 80 395.53 29-Apr-16 9-Oct-08 297606279 297606279 297606280 141943200 17000/S72600013 2459317 SmarTrader Ltd S72600013 WGC Retail Client Client Shares Buy DEG:xasx DEG.AX AUD AUD 20,000 0 0 0.051 0.002 14-Oct-08 1 9/10/2008 0:48 0 Unchecked 40 # De Grey Mining Ltd AU000000DEG6 ASX Equities and Derivatives 1 Share Only 0.002 40 40 197.76 40 40 197.76 29-Apr-16 21-Oct-08 299970889 299970889 299970889 144276796 22200/S70000884 1801692 Spectrum Live S70000884 SPL Retail Client Client Shares Buy CBA:xasx CBA.AX AUD AUD 14 0 0 0 73.89 17-Oct-08 0 21/10/2008 7:09 0 Unchecked 1,034.46 Commonwealth Bank of Australia AU000000CBA7 ASX Equities and Derivatives 1 CFD and Share 73.89 1,034.46 1,034.46 5,114.47 1,034.46 1,034.46 5,114.47 29-Apr-16 27-Oct-08 301117990 301117990 301117991 145416363 22200/S70000917 1812099 Spectrum Live S70000917 SPL Retail Client Client Shares Buy FMG:xasx FMG.AX AUD AUD 50 0 0 2.82 3.41 30-Oct-08 1 27/10/2008 0:14 0 Unchecked 170.5 Fortescue Metals Group Ltd AU000000FMG4 ASX Equities and Derivatives 1 CFD and Share 3.41 170.5 170.5 842.97 170.5 170.5 842.97 29-Apr-16 5-Nov-08 302913342 302913342 302913343 147195380 22300/S76000199 1966603 ASI Club S76000199 SBR Retail Client Client Shares Buy ASX:xasx ASX.AX AUD AUD 35 0 0 32.76 43.73 10-Nov-08 1 4/11/2008 23:07 0 Unchecked 1,530.55 Australian Stock Exchange Ltd AU000000ASX7 ASX Equities and Derivatives 1 CFD and Share 43.73 1,530.55 1,530.55 7,567.19 1,530.55 1,530.55 7,567.19 29-Apr-16 14-Nov-08 304676024 304676024 304676025 148939375 22200/S70002040 2786034 Spectrum Live S70002040 SPL Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 200 0 0 26.5857 20.68 19-Nov-08 1 14/11/2008 0:38 0 Unchecked 4,136.00 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 4,136.00 4,136.00 20,448.80 4,136.00 4,136.00 20,448.80 29-Apr-16 14-Nov-08 304676914 304676914 304676915 148940265 22200/S70002040 2786034 Spectrum Live S70002040 SPL Retail Client Client Shares Buy FMG:xasx FMG.AX AUD AUD 1,000 0 0 1.97214 3.41 19-Nov-08 1 14/11/2008 0:52 0 Unchecked 3,410.00 Fortescue Metals Group Ltd AU000000FMG4 ASX Equities and Derivatives 1 CFD and Share 3.41 3,410.00 3,410.00 16,859.38 3,410.00 3,410.00 16,859.38 29-Apr-16 16-Dec-08 309937542 309937542 309937543 154144791 22300/S76000220 2040809 ASI Club S76000220 SBR Retail Client Client Shares Buy TLS:xasx TLS.AX AUD AUD 300 0 0 3.49 5.36 19-Dec-08 1 15/12/2008 23:08 0 Unchecked 1,608.00 Telstra Corp. Ltd AU000000TLS2 ASX Equities and Derivatives 1 CFD and Share 5.36 1,608.00 1,608.00 7,950.11 1,608.00 1,608.00 7,950.11 29-Apr-16 11-Feb-09 318460484 318460484 318460484 163009755 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy NHF:xasx NHF.AX AUD AUD 300 0 0 0.78 4.56 11-Feb-09 0 11/02/2009 7:01 0 Unchecked 1,368.00 NIB Holdings Ltd AU000000NHF0 ASX Equities and Derivatives 1 CFD and Share 4.56 1,368.00 1,368.00 6,763.53 1,368.00 1,368.00 6,763.53 29-Apr-16 18-Feb-09 319600945 319600945 319600946 164236018 22200/S70002176 2911422 Spectrum Live S70002176 SPL Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 10 0 0 30 20.68 23-Feb-09 1 18/02/2009 4:43 0 Unchecked 206.8 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 206.8 206.8 1,022.44 206.8 206.8 1,022.44 29-Apr-16 18-Mar-09 324574692 324574692 324574693 169549987 16220/S93500124 3024332 Home Trader S93500124 HTG Retail Client Client Shares Buy QHL:xasx QHL.AX AUD AUD 1,000 0 0 0.23 0.14 23-Mar-09 1 18/03/2009 3:20 0 Unchecked 140 Quickstep Holdings Ltd AU000000QHL1 ASX Equities and Derivatives 1 Share Only 0.14 140 140 692.17 140 140 692.17 29-Apr-16 3-Apr-09 327544302 327544302 327544302 172726070 22200/S70002154 2897968 Spectrum Live S70002154 SPL Retail Client Client Shares Buy STO:xasx STO.AX AUD AUD 1 0 0 15.4242 4.8 31-Mar-09 0 3/04/2009 3:31 0 Unchecked 4.8 Santos Ltd AU000000STO6 ASX Equities and Derivatives 1 CFD and Share 4.8 4.8 4.8 23.73 4.8 4.8 23.73 29-Apr-16 28-Apr-09 331090521 331090521 331090521 176503444 22300/S76000320 2830150 ASI Club S76000320 SBR Retail Client Client Shares Buy TLS:xasx TLS.AX AUD AUD 1,000 0 0 3.255 5.36 28-Apr-09 0 28/04/2009 7:00 0 Unchecked 5,360.00 Telstra Corp. Ltd AU000000TLS2 ASX Equities and Derivatives 1 CFD and Share 5.36 5,360.00 5,360.00 26,500.38 5,360.00 5,360.00 26,500.38 29-Apr-16 28-Apr-09 331090524 331090524 331090524 176503449 22300/S76000320 2830150 ASI Club S76000320 SBR Retail Client Client Shares Buy TTS:xasx TTS.AX AUD AUD 2,295 0 0 2.735 3.77 28-Apr-09 0 28/04/2009 7:00 0 Unchecked 8,652.15 Tatts Group Limited AU000000TTS5 ASX Equities and Derivatives 1 CFD and Share 3.77 8,652.15 8,652.15 42,777.09 8,652.15 8,652.15 42,777.09 29-Apr-16 1-May-09 331964152 331964152 331964152 177432730 15000/S34200028 1512462 BBY Limited S34200028 KXZ Retail Client Client Shares Buy IFN:xasx IFN.AX AUD AUD 770 0 0 1.62 0.72 1-May-09 1 3/05/2009 21:18 0 Unchecked 554.4 Infigen Energy AU000000IFN8 ASX Equities and Derivatives 1 CFD and Share 0.72 554.4 554.4 2,741.01 554.4 554.4 2,741.01 29-Apr-16 28-May-09 336385129 336385129 336385129 182152548 22200/S70002125 2855131 Spectrum Live S70002125 SPL Retail Client Client Shares Buy CNP:xasx CNP.AX AUD AUD 45,000 0 0 0.089 0.04 28-May-09 0 28/05/2009 9:10 0 Unchecked 1,800.00 *Delisted 20130131 (Centro Prop) AU000000CNP0 ASX Equities and Derivatives 1 CFD and Share 0.04 1,800.00 1,800.00 8,899.38 1,800.00 1,800.00 8,899.38 EodDate TradeDate PositionID TradeID BrokerTradeId OrderID AttainKey CounterpartID CounterpartName CounterpartSubType CounterpartType ProductName BuySell InstrumentSymbolCode InstrumentReuterCode CurrencyCode TradedCurrencyCode Amount SpotPrice SwapPrice Price EODPrice ValueDate ExpiryDate InstrumentToAccountRate ExecutionTime RelatedPositionID HasOrders UnrealizedValue ForwardPrice Instrument Description ISIN Code Exchange Market Segment FigureSize NoticeDate Stock Tradetype SnapshotPrice UnrealisedPlSnapshotInstrument UnrealisedPlSnapshotAccount UnrealisedPlSnapshotDKK UnrealisedPlInstrument UnrealisedPlAccount UnrealisedPlDKK 29-Apr-16 1-Jun-09 336816229 336816229 336816230 182622971 22200/S70000112 1269132 Spectrum Live S70000112 SPL Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 26,000 0 0 0.079 0.083 4-Jun-09 1 1/06/2009 0:59 0 Unchecked 2,158.00 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 2,158.00 2,158.00 10,669.37 2,158.00 2,158.00 10,669.37 29-Apr-16 12-Jun-09 339344721 339344721 339344721 185344132 16220/S93500128 3017452 Home Trader S93500128 HTG Retail Client Client Shares Buy FXR:xasx FXR.AX AUD AUD 10,000 0.145 0 0.145 0.002 12-Jun-09 1 12/06/2009 13:15 0 Unchecked 20 # Fox Resources Ltd AU000000FXR8 ASX Equities and Derivatives 1 CFD and Share 0.002 20 20 98.88 20 20 98.88 29-Apr-16 23-Jun-09 340978820 340978820 340978819 187072221 22200/S70002354 3200033 Spectrum Live S70002354 SPL Retail Client Client Shares Buy AWC:xasx AWC.AX AUD AUD 1,000 1.13 0 1.13 1.495 21-May-09 1 23/06/2009 3:45 0 Unchecked 1,495.00 Alumina Ltd AU000000AWC3 ASX Equities and Derivatives 1 CFD and Share 1.495 1,495.00 1,495.00 7,391.43 1,495.00 1,495.00 7,391.43 29-Apr-16 25-Jun-09 341515794 341515794 341515795 187658855 22300/S76000185 1908056 ASI Club S76000185 SBR Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 5,300 0 0 0.071 0.083 30-Jun-09 1 25/06/2009 2:24 0 Unchecked 439.9 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 439.9 439.9 2,174.91 439.9 439.9 2,174.91 29-Apr-16 30-Jun-09 342197781 342197781 342197781 188387623 22200/S70002162 2898111 Spectrum Live S70002162 SPL Retail Client Client Shares Buy SDL:xasx SDL.AX AUD AUD 10,000 0 0 0.158 0.003 30-Jun-09 0 30/06/2009 8:07 0 Unchecked 30 # Sundance Resources Ltd AU000000SDL6 ASX Equities and Derivatives 1 CFD and Share 0.003 30 30 148.32 30 30 148.32 29-Apr-16 10-Jul-09 343937367 343937367 343937435 190274650 22200/S70000884 1801692 Spectrum Live S70000884 SPL Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 131 0 0 28.29 51.55 1-Jul-09 1 10/07/2009 5:45 0 Unchecked 6,753.05 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 6,753.05 6,753.05 33,387.75 6,753.05 6,753.05 33,387.75 29-Apr-16 20-Jul-09 345177969 345177969 345177970 191607101 20000/S97000002 3232892 BBY Limited S97000002 JFB Retail Client Client Shares Buy DYE:xasx DYE.AX AUD AUD 1,000 0 0 0.85 0.235 23-Jul-09 0.80495 20/07/2009 0:24 0 Unchecked 235 # Dyesol Ltd AU000000DYE9 ASX Equities and Derivatives 1 CFD and Share 0.235 235 178.74 1,161.86 235 178.74 1,161.86 29-Apr-16 6-Aug-09 348117116 348117116 348117117 194749363 15000/S54700022 2031062 BBY Limited S54700022 BIM Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 10,000 0 0 0.13 0.083 11-Aug-09 1 6/08/2009 2:00 0 Unchecked 830 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 830 830 4,103.60 830 830 4,103.60 29-Apr-16 10-Aug-09 348622117 348622117 348622118 195287798 22200/S70002227 3024416 Spectrum Live S70002227 SPL Retail Client Client Shares Buy VMG:xasx VMG.AX AUD AUD 1,000 0 0 0.48 0.005 13-Aug-09 1 10/08/2009 0:12 0 Unchecked 5 # VDM Group Ltd AU000000VMG1 ASX Equities and Derivatives 1 CFD and Share 0.005 5 5 24.72 5 5 24.72 29-Apr-16 11-Aug-09 348825273 348825273 348825274 195495093 17500/S70400160 3024675 BBY Limited S70400160 SBR Retail Client Client Shares Buy API:xasx API.AX AUD AUD 1,883 0 0 0.55 1.96 14-Aug-09 1 11/08/2009 2:42 0 Unchecked 3,690.68 Australian Pharmaceutical Industries Ltd AU000000API4 ASX Equities and Derivatives 1 CFD and Share 1.96 3,690.68 3,690.68 18,247.09 3,690.68 3,690.68 18,247.09 29-Apr-16 11-Aug-09 348850495 348850495 348850524 195521978 22200/S70001403 2170990 Spectrum Live S70001403 SPL Retail Client Client Shares Buy SAXO-0212:xxxx SAXO-0212. AUD AUD 9,200 0 0 0 0.0001 6-Aug-09 -1 11/08/2009 7:31 0 Unchecked 0.92 BGP Holdings - Spin off AU0092552178 Not listed Equities and Derivatives 1 CFD and Share 0.0001 0.92 0.92 4.55 0.92 0.92 4.55 29-Apr-16 11-Aug-09 348850486 348850486 348850515 195521982 16200/S93500048 3001252 Home Trader S93500048 HTG Retail Client Client Shares Buy SAXO-0212:xxxx SAXO-0212. AUD AUD 10,000 0 0 0 0.0001 6-Aug-09 -1 11/08/2009 7:31 0 Unchecked 1 BGP Holdings - Spin off AU0092552178 Not listed Equities and Derivatives 1 CFD and Share 0.0001 1 1 4.94 1 1 4.94 29-Apr-16 11-Aug-09 348850491 348850491 348850520 195521992 16220/S93500319 3124020 Home Trader S93500319 HTG Retail Client Client Shares Buy SAXO-0212:xxxx SAXO-0212. AUD AUD 10,000 0 0 0 0.0001 6-Aug-09 -1 11/08/2009 7:31 0 Unchecked 1 BGP Holdings - Spin off AU0092552178 Not listed Equities and Derivatives 1 CFD and Share 0.0001 1 1 4.94 1 1 4.94 29-Apr-16 12-Aug-09 349101470 349101470 349101472 195791191 17500/S70400160 3024675 BBY Limited S70400160 SBR Retail Client Client Shares Buy API:xasx API.AX AUD AUD 1 0.54 0 0.54 1.96 13-Aug-09 1 12/08/2009 9:05 0 Unchecked 1.96 Australian Pharmaceutical Industries Ltd AU000000API4 ASX Equities and Derivatives 1 CFD and Share 1.96 1.96 1.96 9.69 1.96 1.96 9.69 29-Apr-16 20-Aug-09 350457917 350457917 350457917 197237173 17000/S54900050 1810096 SmarTrader Ltd S54900050 GCW Retail Client Client Shares Buy BPT:xasx BPT.AX AUD AUD 44 0 0 0 0.74 18-Aug-09 0 20/08/2009 3:14 0 Unchecked 32.56 Beach Energy AU000000BPT9 ASX Equities and Derivatives 1 CFD and Share 0.74 32.56 32.56 160.98 32.56 32.56 160.98 29-Apr-16 20-Aug-09 350460906 350460906 350460907 197240244 53222/S28000015 511459 BBY Limited Archer S28000015 AJN Retail Client Client Shares Buy AWE:xasx AWE.AX AUD AUD 1,000 0 0 2.38 0.695 25-Aug-09 1.2304 20/08/2009 5:40 0 Unchecked 695 Australian Worldwide Exploration Ltd AU000000AWE9 ASX Equities and Derivatives 1 CFD and Share 0.695 695 761.2 3,436.15 695 761.2 3,436.15 29-Apr-16 14-Sep-09 354371872 354371872 354371872 201395352 22200/S70002324 3170086 Spectrum Live S70002324 SPL Retail Client Client Shares Buy CWE:xasx CWE.AX AUD AUD 3,000 0 0 0.22 0.04 14-Sep-09 1 14/09/2009 21:23 0 Unchecked 120 Carnegie Wave Energy Ltd AU000000CWE5 ASX Equities and Derivatives 1 Share Only 0.04 120 120 593.29 120 120 593.29 29-Apr-16 17-Sep-09 354866538 354866538 354866539 201923841 22200/S70001820 2517713 Spectrum Live S70001820 SPL Retail Client Client Shares Buy RBR:xasx RBR.AX AUD AUD 100,000 0 0 0.082 0.01 22-Sep-09 1 17/09/2009 2:26 0 Unchecked 1,000.00 # RBR Group Ltd AU000000RBR9 ASX Equities and Derivatives 1 Share Only 0.01 1,000.00 1,000.00 4,944.10 1,000.00 1,000.00 4,944.10 29-Apr-16 17-Sep-09 354876279 354876279 354876280 201925596 22200/S70001123 2025760 Spectrum Live S70001123 SPL Retail Client Client Shares Buy RBR:xasx RBR.AX AUD AUD 25,000 0 0 0.09 0.01 22-Sep-09 1 17/09/2009 3:15 0 Unchecked 250 # RBR Group Ltd AU000000RBR9 ASX Equities and Derivatives 1 Share Only 0.01 250 250 1,236.03 250 250 1,236.03 29-Apr-16 17-Sep-09 354877603 354877603 354877604 201926980 22200/S70001820 2517713 Spectrum Live S70001820 SPL Retail Client Client Shares Buy RBR:xasx RBR.AX AUD AUD 100,000 0 0 0.0974203 0.01 22-Sep-09 1 17/09/2009 3:54 0 Unchecked 1,000.00 # RBR Group Ltd AU000000RBR9 ASX Equities and Derivatives 1 Share Only 0.01 1,000.00 1,000.00 4,944.10 1,000.00 1,000.00 4,944.10 29-Apr-16 17-Sep-09 354880375 354880375 354880376 201929504 22200/S70001820 2517713 Spectrum Live S70001820 SPL Retail Client Client Shares Buy RBR:xasx RBR.AX AUD AUD 100,000 0 0 0.0996651 0.01 22-Sep-09 1 17/09/2009 5:47 0 Unchecked 1,000.00 # RBR Group Ltd AU000000RBR9 ASX Equities and Derivatives 1 Share Only 0.01 1,000.00 1,000.00 4,944.10 1,000.00 1,000.00 4,944.10 29-Apr-16 21-Sep-09 355306623 355306623 355306624 202388007 16220/S93500128 3017452 Home Trader S93500128 HTG Retail Client Client Shares Buy KOR:xasx KOR.AX AUD AUD 5,500 0 0 0.235 0.045 24-Sep-09 1 21/09/2009 2:05 0 Unchecked 247.5 # Korab Resources Ltd AU000000KOR7 ASX Equities and Derivatives 1 Share Only 0.045 247.5 247.5 1,223.66 247.5 247.5 1,223.66 29-Apr-16 22-Sep-09 355510655 355510655 355510656 202598761 17000/S70400079 2669069 BBY Limited S70400079 SVS Retail Client Client Shares Buy AGS:xasx AGS.AX AUD AUD 7,000 0 0 0.7327229 0.033 25-Sep-09 1 22/09/2009 0:00 0 Unchecked 231 Alliance Resources Ltd AU000000AGS2 ASX Equities and Derivatives 1 CFD and Share 0.033 231 231 1,142.09 231 231 1,142.09 29-Apr-16 22-Sep-09 355514993 355514993 355514994 202606494 17000/S70400079 2669069 BBY Limited S70400079 SVS Retail Client Client Shares Buy GDY:xasx GDY.AX AUD AUD 5,000 0 0 0.944128 0.027 25-Sep-09 1 22/09/2009 1:10 0 Unchecked 135 # Geodynamics Ltd AU000000GDY4 ASX Equities and Derivatives 1 Share Only 0.027 135 135 667.45 135 135 667.45 29-Apr-16 23-Sep-09 355743672 355743672 355743673 202833848 16220/S93500274 3128416 Home Trader S93500274 HTG Retail Client Client Shares Buy CDU:xasx CDU.AX AUD AUD 3,600 0 0 6.12 1.105 28-Sep-09 1 23/09/2009 3:08 0 Unchecked 3,978.00 Cudeco Ltd AU000000CDU1 ASX Equities and Derivatives 1 CFD and Share 1.105 3,978.00 3,978.00 19,667.63 3,978.00 3,978.00 19,667.63 29-Apr-16 24-Sep-09 355969062 355969062 355969063 203082961 15000/S54700022 2031062 BBY Limited S54700022 BIM Retail Client Client Shares Buy CNP:xasx CNP.AX AUD AUD 5,000 0 0 0.385 0.04 29-Sep-09 1 24/09/2009 1:12 0 Unchecked 200 *Delisted 20130131 (Centro Prop) AU000000CNP0 ASX Equities and Derivatives 1 CFD and Share 0.04 200 200 988.82 200 200 988.82 29-Apr-16 2-Oct-09 357472907 357472907 357472908 204681151 16220/S93500469 3305918 Home Trader S93500469 HTG Retail Client Client Shares Buy MAH:xasx MAH.AX AUD AUD 3,000 0 0 0.645 0.105 7-Oct-09 1 2/10/2009 0:04 0 Unchecked 315 MacMahon Holdings Ltd AU000000MAH3 ASX Equities and Derivatives 1 CFD and Share 0.105 315 315 1,557.39 315 315 1,557.39 29-Apr-16 9-Oct-09 358739360 358739360 358739361 206020600 16220/S93500469 3305918 Home Trader S93500469 HTG Retail Client Client Shares Buy MMS:xasx MMS.AX AUD AUD 500 0 0 3.99 12.28 14-Oct-09 1 9/10/2009 4:27 0 Unchecked 6,140.00 McMillan Shakespeare Ltd AU000000MMS5 ASX Equities and Derivatives 1 CFD and Share 12.28 6,140.00 6,140.00 30,356.77 6,140.00 6,140.00 30,356.77 29-Apr-16 12-Oct-09 358972072 358972072 358972073 206270286 16220/S93500463 3298723 Home Trader S93500463 HTG Retail Client Client Shares Buy SRI:xasx SRI.AX AUD AUD 50,000 0 0 0.16 0.018 15-Oct-09 1 12/10/2009 5:10 0 Unchecked 900 Sipa Resources Ltd AU000000SRI2 ASX Equities and Derivatives 1 Share Only 0.018 900 900 4,449.69 900 900 4,449.69 29-Apr-16 15-Oct-09 359674398 359674398 359674399 207019662 16220/S93500469 3305918 Home Trader S93500469 HTG Retail Client Client Shares Buy HIL:xasx HIL.AX AUD AUD 1,846 0 0 2.13 0.22 20-Oct-09 1 14/10/2009 23:05 0 Unchecked 406.12 Hills Ltd AU000000HIL8 ASX Equities and Derivatives 1 CFD and Share 0.22 406.12 406.12 2,007.90 406.12 406.12 2,007.90 29-Apr-16 15-Oct-09 359674418 359674418 359674419 207019678 22200/S70001432 2206733 Spectrum Live S70001432 SPL Retail Client Client Shares Buy MOL:xasx MOL.AX AUD AUD 5,000 0 0 1.345 0.069 20-Oct-09 1 14/10/2009 23:24 0 Unchecked 345 Moly Mines Ltd - NOCT AU000000MOL6 ASX Equities and Derivatives 1 CFD and Share 0.069 345 345 1,705.71 345 345 1,705.71 29-Apr-16 16-Oct-09 359991050 359991050 359991051 207365728 22200/S70001820 2517713 Spectrum Live S70001820 SPL Retail Client Client Shares Buy RBR:xasx RBR.AX AUD AUD 100,000 0 0 0.09 0.01 21-Oct-09 1 16/10/2009 2:01 0 Unchecked 1,000.00 # RBR Group Ltd AU000000RBR9 ASX Equities and Derivatives 1 Share Only 0.01 1,000.00 1,000.00 4,944.10 1,000.00 1,000.00 4,944.10 29-Apr-16 19-Oct-09 360249065 360249065 360249066 207633436 15000/S54700022 2031062 BBY Limited S54700022 BIM Retail Client Client Shares Buy LKO:xasx LKO.AX AUD AUD 30,000 0 0 0.013 0.001 22-Oct-09 1 19/10/2009 0:32 0 Unchecked 30 # Lakes Oil NL AU000000LKO0 ASX Equities and Derivatives 1 Share Only 0.001 30 30 148.32 30 30 148.32 29-Apr-16 20-Oct-09 360669473 360669473 360669474 208073769 16200/S93500018 2994668 Home Trader S93500018 HTG Retail Client Client Shares Buy TIMNF:xnas TIMNF.PK USD USD 5,000 0 0 2.61 0.0007 23-Oct-09 1.08219 20/10/2009 14:51 0 Unchecked 3.5 Timminco Ltd- NOCT CA8874041012 OOTC Equities and Derivatives 1 Share Only 0.0007 3.5 4.6 22.75 3.5 4.6 22.75 29-Apr-16 21-Oct-09 360760664 360760664 360760665 208173682 22200/S70002040 2786034 Spectrum Live S70002040 SPL Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 180 0 0 66.1 51.55 26-Oct-09 1 20/10/2009 23:06 0 Unchecked 9,279.00 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 9,279.00 9,279.00 45,876.30 9,279.00 9,279.00 45,876.30 29-Apr-16 23-Oct-09 361388146 361388146 361388147 208821331 22200/S70000919 1814039 Spectrum Live S70000919 SPL Retail Client Client Shares Buy OSH:xasx OSH.AX AUD AUD 2,000 0 0 6.15 7.03 28-Oct-09 1 23/10/2009 3:57 0 Unchecked 14,060.00 Oil Search Ltd PG0008579883 ASX Equities and Derivatives 1 CFD and Share 7.03 14,060.00 14,060.00 69,514.05 14,060.00 14,060.00 69,514.05 29-Apr-16 30-Oct-09 362882341 362882341 362882342 210429726 22200/S70000082 1259809 Spectrum Live S70000082 SPL Retail Client Client Shares Buy RBR:xasx RBR.AX AUD AUD 31,257 0 0 0.070251304 0.01 4-Nov-09 1 30/10/2009 1:26 0 Unchecked 312.57 # RBR Group Ltd AU000000RBR9 ASX Equities and Derivatives 1 Share Only 0.01 312.57 312.57 1,545.38 312.57 312.57 1,545.38 29-Apr-16 30-Oct-09 362907700 362907700 362907700 210452078 16200/S93500035 2999047 Home Trader S93500035 HTG Retail Client Client Shares Buy SAXO-0238:xxxx SAXO-0238. AUD AUD 2,020 0 0 0 0 30-Oct-09 0 30/10/2009 4:54 0 Unchecked 0 Cam Bow Pty. Ltd QQ0009996752 Not listed Equities and Derivatives 1 Share Only 0 0 0 0 0 0 0 29-Apr-16 3-Nov-09 363535148 363535148 363535149 211129309 16220/S93500274 3128416 Home Trader S93500274 HTG Retail Client Client Shares Buy QMN:xasx QMN.AX AUD AUD 12,300 0 0 0.32 0.004 6-Nov-09 1 3/11/2009 1:51 0 Unchecked 49.2 # Queensland Mining Corporation Ltd AU000000QMN7 ASX Equities and Derivatives 1 Share Only 0.004 49.2 49.2 243.25 49.2 49.2 243.25 29-Apr-16 4-Nov-09 363836272 363836272 363836273 211449362 22200/S70000082 1259809 Spectrum Live S70000082 SPL Retail Client Client Shares Buy RBR:xasx RBR.AX AUD AUD 1,717 0 0 0.071 0.01 9-Nov-09 1 4/11/2009 1:12 0 Unchecked 17.17 # RBR Group Ltd AU000000RBR9 ASX Equities and Derivatives 1 Share Only 0.01 17.17 17.17 84.89 17.17 17.17 84.89 29-Apr-16 17-Nov-09 366228557 366228557 366228558 214030923 22200/S70002255 3066696 Spectrum Live S70002255 SPL Retail Client Client Shares Buy BCC:xasx BCC.AX AUD AUD 40,000 0 0 0.135 0.008 20-Nov-09 1 17/11/2009 1:00 0 Unchecked 320 *Delisted 20150831 (Buccaneer Energy Ltd) AU000000BCC3 ASX Equities and Derivatives 1 CFD and Share 0.008 320 320 1,582.11 320 320 1,582.11 29-Apr-16 19-Nov-09 366754365 366754365 366754366 214595442 22200/S70001378 2154648 Spectrum Live S70001378 SPL Retail Client Client Shares Buy CSS:xasx CSS.AX AUD AUD 3,000 0 0 0.325 0.037 24-Nov-09 1 19/11/2009 3:38 0 Unchecked 111 Clean Seas Tuna Ltd AU000000CSS3 ASX Equities and Derivatives 1 CFD and Share 0.037 111 111 548.8 111 111 548.8 29-Apr-16 2-Dec-09 369234363 369234363 369234364 217312438 16220/S99900003 3119955 Home Trader S93500315 HTG Retail Client Client Shares Buy PYC:xasx PYC.AX AUD AUD 25,000 0 0 0.12 0.016 7-Dec-09 1 1/12/2009 23:48 0 Unchecked 400 # Phylogica Ltd AU000000PYC7 ASX Equities and Derivatives 1 Share Only 0.016 400 400 1,977.64 400 400 1,977.64 29-Apr-16 9-Dec-09 371028314 371028314 371028315 219269354 22200/S70001324 2107177 Spectrum Live S70001324 SPL Retail Client Client Shares Buy USO:arcx USO.P USD USD 27 0 0 35.63 11.3 14-Dec-09 1.10735 9/12/2009 18:32 0 Unchecked 305.1 United States Oil Fund, LP US91232N1081 NYSE_ARCA Equities and Derivatives 1 CFD and Share 11.3 305.1 401.14 1,983.29 305.1 401.14 1,983.29 29-Apr-16 10-Dec-09 371125539 371125539 371125542 219376112 17000/S70400004 1886603 BBY Limited S70400004 SBR Retail Client Client Shares Buy SAXO-0263:xxxx SAXO-0263. AUD AUD 231 0 0 0 0.001 30-Nov-09 -1 10/12/2009 7:43 0 Unchecked 0.23 Ellerston GEMS Fund - Spin off QQ0093415735 Not listed Equities and Derivatives 1 Share Only 0.001 0.23 0.23 1.14 0.23 0.23 1.14 29-Apr-16 23-Dec-09 373387644 373387644 373387644 221835975 22200/S70000884 1801692 Spectrum Live S70000884 SPL Retail Client Client Shares Buy ANZ:xasx ANZ.AX AUD AUD 26 0 0 0 24.27 18-Dec-09 0 23/12/2009 13:02 0 Unchecked 631.02 Australia & New Zealand Banking Group Ltd AU000000ANZ3 ASX Equities and Derivatives 1 CFD and Share 24.27 631.02 631.02 3,119.83 631.02 631.02 3,119.83 29-Apr-16 7-Jan-10 374983943 374983943 374983944 223560968 16220/S93500267 3185730 Home Trader S93500267 HTG Retail Client Client Shares Buy ACL:xasx ACL.AX AUD AUD 800 0.53 0 0.53 0.01 23-Dec-09 1 7/01/2010 4:17 0 Unchecked 8 # Alchemia Ltd AU000000ACL6 ASX Equities and Derivatives 1 CFD and Share 0.01 8 8 39.55 8 8 39.55 29-Apr-16 7-Jan-10 374984050 374984050 374984060 223561208 16220/S93500267 3185730 Home Trader S93500267 HTG Retail Client Client Shares Buy ACL:xasx ACL.AX AUD AUD 367 0 0 0.53 0.01 23-Dec-09 1 7/01/2010 4:20 0 Unchecked 3.67 # Alchemia Ltd AU000000ACL6 ASX Equities and Derivatives 1 CFD and Share 0.01 3.67 3.67 18.14 3.67 3.67 18.14 29-Apr-16 7-Jan-10 375138631 375138631 375138632 223728571 22200/S70002306 3142304 Spectrum Live S70002306 SPL Retail Client Client Shares Buy AENY:xnas AENYQ.PK USD USD 600 0 0 3.57 0.009 12-Jan-10 1.089965 7/01/2010 14:56 0 Unchecked 5.4 *Delisted 20130319 (Americas Energy Co.) US03063G1022 OTCBB Equities and Derivatives 1 Share Only 0.009 5.4 7.1 35.1 5.4 7.1 35.1 29-Apr-16 13-Jan-10 376175509 376175509 376175510 224850940 17500/S70420192 3321409 BBY Limited S70420192 SBR Retail Client Client Shares Buy POZ:xasx POZ.AX AUD AUD 5,000 0 0 0.275 0.028 18-Jan-10 1 13/01/2010 2:04 0 Unchecked 140 # Phosphate Australia Ltd AU000000POZ9 ASX Equities and Derivatives 1 Share Only 0.028 140 140 692.17 140 140 692.17 29-Apr-16 1-Feb-10 380719545 380719545 380719546 229570921 22200/S70002306 3142304 Spectrum Live S70002306 SPL Retail Client Client Shares Buy ALTO:xnas ALTO.PK USD USD 8,000 0 0 0.168 0.00001 4-Feb-10 1.121825 1/02/2010 20:36 0 Unchecked 0.08 *Delisted 20141219 (Alto Group Hldgs Inc.- NOCT) US0215151012 OOTC Equities and Derivatives 1 Share Only 0.00001 0.08 0.11 0.52 0.08 0.11 0.52 29-Apr-16 12-Feb-10 383741704 383741704 383741705 232574140 22200/S70002242 3049619 Spectrum Live S70002242 SPL Retail Client Client Shares Buy GRE:xpar LGRE.PA EUR EUR 200 0 0 5.32 0.77 17-Feb-10 1.5318 12/02/2010 8:41 0 Unchecked 154 LYXOR ETF ATHEX 20 FR0010405431 PAR Equities and Derivatives 1 CFD and Share 0.77 154 231.8 1,146.04 154 231.8 1,146.04 29-Apr-16 12-Feb-10 383748458 383748458 383748459 232594342 22200/S70001528 2286790 Spectrum Live S70001528 SPL Retail Client Client Shares Buy WPL:xasx WPL.AX AUD AUD 5 42.1 0 42.1 28.34 29-Jan-10 1 12/02/2010 9:01 0 Unchecked 141.7 Woodside Petroleum Ltd AU000000WPL2 ASX Equities and Derivatives 1 CFD and Share 28.34 141.7 141.7 700.58 141.7 141.7 700.58 29-Apr-16 16-Feb-10 384515696 384515696 384515697 233362537 22200/S70002306 3142304 Spectrum Live S70002306 SPL Retail Client Client Shares Buy AENY:xnas AENYQ.PK USD USD 400 0 0 4.445 0.009 19-Feb-10 1.108855 16/02/2010 20:51 0 Unchecked 3.6 *Delisted 20130319 (Americas Energy Co.) US03063G1022 OTCBB Equities and Derivatives 1 Share Only 0.009 3.6 4.73 23.4 3.6 4.73 23.4 29-Apr-16 6-Apr-10 395657094 395657094 395657094 244428218 22200/S70000884 1801692 Spectrum Live S70000884 SPL Retail Client Client Shares Buy CBA:xasx CBA.AX AUD AUD 9 0 0 0 73.89 1-Apr-10 0 6/04/2010 9:14 0 Unchecked 665.01 Commonwealth Bank of Australia AU000000CBA7 ASX Equities and Derivatives 1 CFD and Share 73.89 665.01 665.01 3,287.88 665.01 665.01 3,287.88 29-Apr-16 14-Apr-10 397308043 397308043 397308044 246079014 53222/S28000015 511459 BBY Limited Archer S28000015 AJN Retail Client Client Shares Buy PDN:xasx PDN.AX AUD AUD 500 0 0 4.15 0.265 19-Apr-10 1.30935 14/04/2010 2:20 0 Unchecked 132.5 Paladin Energy Ltd AU000000PDN8 ASX Equities and Derivatives 1 CFD and Share 0.265 132.5 145.12 655.09 132.5 145.12 655.09 29-Apr-16 6-May-10 403067194 403067194 403067195 251795784 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy IPL:xasx IPL.AX AUD AUD 75 0 0 3 3.22 11-May-10 1 6/05/2010 0:11 0 Unchecked 241.5 Incitec Pivot Ltd AU000000IPL1 ASX Equities and Derivatives 1 CFD and Share 3.22 241.5 241.5 1,194.00 241.5 241.5 1,194.00 29-Apr-16 7-May-10 403857445 403857445 403857446 252582204 53222/S28000015 511459 BBY Limited Archer S28000015 AJN Retail Client Client Shares Buy PDN:xasx PDN.AX AUD AUD 250 0 0 3.74 0.265 12-May-10 1.25125 7/05/2010 5:52 0 Unchecked 66.25 Paladin Energy Ltd AU000000PDN8 ASX Equities and Derivatives 1 CFD and Share 0.265 66.25 72.56 327.55 66.25 72.56 327.55 29-Apr-16 8-Jul-10 419656986 419656986 419656986 268625818 16000/S62900064 2009832 Financial Freedom Inst. S62900064 FF Retail Client Client Shares Buy FNMA:xnas FNMA.PK USD USD 500 0 0 1.76 1.7 8-Jul-10 1.190555 8/07/2010 21:33 0 Unchecked 850 Fannie Mae US3135861090 OOTC Equities and Derivatives 1 Share Only 1.7 850 1,117.57 5,525.38 850 1,117.57 5,525.38 29-Apr-16 19-Aug-10 427878278 427878278 427878279 276841541 22200/S70001042A 1926383 Spectrum Live S70001042 SPL Retail Client Client Shares Buy GWR:xasx GWR.AX AUD AUD 500 0 0 1.005 0.035 24-Aug-10 1 19/08/2010 3:06 0 Unchecked 17.5 # GWR Group Ltd AU000000GWR8 ASX Equities and Derivatives 1 Share Only 0.035 17.5 17.5 86.52 17.5 17.5 86.52 29-Apr-16 30-Aug-10 429854508 429854508 429854509 278807073 22200/S70001042A 1926383 Spectrum Live S70001042 SPL Retail Client Client Shares Buy THX:xasx THX.AX AUD AUD 350 0 0 0.875 0.06 2-Sep-10 1 30/08/2010 0:53 0 Unchecked 21 # Thundelarra Exploration Ltd AU000000THX0 ASX Equities and Derivatives 1 Share Only 0.06 21 21 103.83 21 21 103.83 29-Apr-16 27-Sep-10 435254790 435254790 435254908 284192591 22200/S70000917 1812099 Spectrum Live S70000917 SPL Retail Client Client Shares Buy NCM:xasx NCM.AX AUD AUD 5 0 0 0 18.97 22-Sep-10 -1 27/09/2010 8:12 0 Unchecked 94.85 Newcrest Mining Ltd AU000000NCM7 ASX Equities and Derivatives 1 CFD and Share 18.97 94.85 94.85 468.95 94.85 94.85 468.95 29-Apr-16 28-Sep-10 435446572 435446572 435446573 284373899 22200/S70001178 2038455 Spectrum Live S70001178 SPL Retail Client Client Shares Buy COY:xasx COY.AX AUD AUD 10,000 0 0 0.135 0.006 1-Oct-10 1 28/09/2010 4:00 0 Unchecked 60 # Coppermoly Ltd AU000000COY0 ASX Equities and Derivatives 1 Share Only 0.006 60 60 296.65 60 60 296.65 29-Apr-16 4-Nov-10 443155730 443155730 443155731 291897755 22200/S70000865 1785553 Spectrum Live S70000865 SPL Retail Client Client Shares Buy GOLD:xasx GOLD.AX AUD AUD 13 0 0 130.81 155 9-Nov-10 1 3/11/2010 23:04 0 Unchecked 2,015.00 Gold Bullion Securities Ltd AU00000GOLD7 ASX Equities and Derivatives 1 CFD and Share 155 2,015.00 2,015.00 9,962.36 2,015.00 2,015.00 9,962.36 29-Apr-16 19-Nov-10 446890928 446890928 446890929 295757597 22200/S70000917 1812099 Spectrum Live S70000917 SPL Retail Client Client Shares Buy MBCI:xnas MBCI.PK USD USD 375 0 0 0.73 0.006 24-Nov-10 1.01625 19/11/2010 14:30 0 Unchecked 2.25 MabCure Inc. - NOCT US5540941029 OOTC Equities and Derivatives 1 Share Only 0.006 2.25 2.96 14.63 2.25 2.96 14.63 29-Apr-16 23-Nov-10 447291704 447291704 447291705 296164289 22200/S70001175 2036238 Spectrum Live S70001175 SPL Retail Client Client Shares Buy RCY:xasx RCY.AX AUD AUD 100,000 0 0 0.011 0.007 26-Nov-10 1 23/11/2010 1:48 0 Unchecked 700 *Delisted 20160104 (# Rivercity Motorway Group) AU000000RCY3 ASX Equities and Derivatives 1 Share Only 0.007 700 700 3,460.87 700 700 3,460.87 29-Apr-16 26-Nov-10 448234850 448234850 448234850 297106620 22200/S70000078 1258324 Spectrum Live S70000078 SPL Retail Client Client Shares Buy QNL:xasx QNL.AX AUD AUD 200 0 0 0.038 0.001 26-Nov-10 0 26/11/2010 6:48 0 Unchecked 0.2 # Quest Minerals Ltd AU000000QNL9 ASX Equities and Derivatives 1 Share Only 0.001 0.2 0.2 0.99 0.2 0.2 0.99 29-Apr-16 2-Dec-10 449443133 449443133 449443244 298298214 17000/S73900001 1971142 SmarTrader Ltd S73900001 GCW Retail Client Client Shares Buy MLI:xasx MLI.AX AUD AUD 225 0 0 6.6 0.02 2-Dec-10 1 1/12/2010 15:08 0 Unchecked 4.5 # Mintails Ltd AU000000MLI8 ASX Equities and Derivatives 1 Share Only 0.02 4.5 4.5 22.25 4.5 4.5 22.25 29-Apr-16 13-Dec-10 451899619 451899619 451899620 300754291 22200/S70000950 1825791 Spectrum Live S70000950 SPL Retail Client Client Shares Buy BOQ:xasx BOQ.AX AUD AUD 300 0 0 10.98 11.25 16-Dec-10 1 13/12/2010 4:41 0 Unchecked 3,375.00 Bank Of Queensland Ltd AU000000BOQ8 ASX Equities and Derivatives 1 CFD and Share 11.25 3,375.00 3,375.00 16,686.34 3,375.00 3,375.00 16,686.34 29-Apr-16 10-Feb-11 463679500 463679500 463679504 312501269 17000/S58200007 1854420 BBY Limited S58200007 SBR Retail Client Client Shares Buy MWE:xasx MWE.AX AUD AUD 838 0 0 0.86 0.054 7-Feb-11 1 10/02/2011 6:53 0 Unchecked 45.25 *Delisted 20090618 (Mawson West Ltd) AU000000MWE4 ASX Equities and Derivatives 1 Share Only 0.054 45.25 45.25 223.72 45.25 45.25 223.72 29-Apr-16 10-Feb-11 463680508 463680508 463680508 312502358 17000/S58200007 1854420 BBY Limited S58200007 SBR Retail Client Client Shares Buy MWE:xasx MWE.AX AUD AUD 1 0 0 0 0.054 7-Feb-11 0 10/02/2011 7:03 0 Unchecked 0.05 *Delisted 20090618 (Mawson West Ltd) AU000000MWE4 ASX Equities and Derivatives 1 Share Only 0.054 0.05 0.05 0.25 0.05 0.05 0.25 29-Apr-16 16-Feb-11 464677991 464677991 464677992 313338911 22000/S26500284 1842295 BBY Limited Athea S26500284 RGB Retail Client Client Shares Buy FMG:xasx FMG.AX AUD AUD 300 0 0 6.86 3.41 21-Feb-11 1 15/02/2011 23:02 0 Unchecked 1,023.00 Fortescue Metals Group Ltd AU000000FMG4 ASX Equities and Derivatives 1 CFD and Share 3.41 1,023.00 1,023.00 5,057.81 1,023.00 1,023.00 5,057.81 29-Apr-16 16-Feb-11 464678287 464678287 464678288 313523221 22000/S26500284 1842295 BBY Limited Athea S26500284 RGB Retail Client Client Shares Buy LYC:xasx LYC.AX AUD AUD 1,000 0 0 1.96 0.075 21-Feb-11 1 15/02/2011 23:04 0 Unchecked 75 Lynas Corp Ltd AU000000LYC6 ASX Equities and Derivatives 1 CFD and Share 0.075 75 75 370.81 75 75 370.81 29-Apr-16 21-Feb-11 465478678 465478678 465478679 314318120 22200/S70000918 1812101 Spectrum Live S70000918 SPL Retail Client Client Shares Buy SRR:xasx SRR.AX AUD AUD 2,000 0 0 0.26 0.009 24-Feb-11 1 21/02/2011 3:06 0 Unchecked 18 # Shaw River Resources Ltd AU000000SRR3 ASX Equities and Derivatives 1 Share Only 0.009 18 18 88.99 18 18 88.99 29-Apr-16 22-Feb-11 465650502 465650502 465650503 314486219 22300/S76000138 1810102 ASI Club S76000138 SBR Retail Client Client Shares Buy PZC:xasx PZC.AX AUD AUD 17,500 0 0 0.31 0.004 25-Feb-11 1 21/02/2011 23:06 0 Unchecked 70 # Pan Asia Corporation Ltd AU000000PZC4 ASX Equities and Derivatives 1 Share Only 0.004 70 70 346.09 70 70 346.09 29-Apr-16 24-Feb-11 466349985 466349985 466349986 315180965 22200/S70000918 1812101 Spectrum Live S70000918 SPL Retail Client Client Shares Buy TIS:xasx FTT.AX AUD AUD 500 0 0 0.61 0.042 1-Mar-11 1 24/02/2011 3:35 0 Unchecked 21 **See FTT:xasx (# Factor Therapeutics Ltd) AU000000FTT2 ASX Equities and Derivatives 1 Share Only 0.042 21 21 103.83 21 21 103.83 29-Apr-16 1-Apr-11 473494960 473494960 473494961 322166030 17000/S20100611 2021361 BBY Limited S20100611 KJP Retail Client Client Shares Buy BSR:xasx BSR.AX AUD AUD 50,000 0 0 0.13 0.014 6-Apr-11 1 31/03/2011 22:59 0 Unchecked 700 # Bassari Resources Ltd AU000000BSR7 ASX Equities and Derivatives 1 Share Only 0.014 700 700 3,460.87 700 700 3,460.87 29-Apr-16 6-Apr-11 474274564 474274564 474274598 323110360 22000/S27800002 2062327 BBY Limited S27800002 KJP Retail Client Client Shares Buy AEJ:xasx AEJ.AX AUD AUD 5 0 0 1,600.00 8 19-Apr-11 1 6/04/2011 4:28 0 Unchecked 40 Redbank Energy Ltd - NOCT AU000000AEJ6 ASX Equities and Derivatives 1 CFD and Share 8 40 40 197.76 40 40 197.76 29-Apr-16 26-May-11 483264657 483264657 483264658 332224609 22200/S70001178 2038455 Spectrum Live S70001178 SPL Retail Client Client Shares Buy HAR:xasx HAR.AX AUD AUD 5,000 0 0 0.285 0.003 31-May-11 1 26/05/2011 2:02 0 Unchecked 15 # Haranga Resources Ltd AU000000HAR2 ASX Equities and Derivatives 1 Share Only 0.003 15 15 74.16 15 15 74.16 29-Apr-16 30-May-11 483683916 483683916 483684110 332638853 16000/S62900064 2009832 Financial Freedom Inst. S62900064 FF Retail Client Client Shares Buy OZL:xasx OZL.AX AUD AUD 40 0 0 9.75 5.88 30-May-11 1 27/05/2011 14:25 0 Unchecked 235.2 OZ Minerals Ltd AU000000OZL8 ASX Equities and Derivatives 1 CFD and Share 5.88 235.2 235.2 1,162.85 235.2 235.2 1,162.85 29-Apr-16 2-Jun-11 484446462 484446462 484446462 333386074 22300/S76000216 2035998 ASI Club S76000216 SVS Retail Client Client Shares Buy RCY:xasx RCY.AX AUD AUD 42,800 0 0 0.5552 0.007 2-Jun-11 0 2/06/2011 8:03 0 Unchecked 299.6 *Delisted 20160104 (# Rivercity Motorway Group) AU000000RCY3 ASX Equities and Derivatives 1 Share Only 0.007 299.6 299.6 1,481.25 299.6 299.6 1,481.25 29-Apr-16 3-Jun-11 484866789 484866789 484866789 333813610 17000/S20100611 2021361 BBY Limited S20100611 KJP Retail Client Client Shares Buy CBQ:xasx CBQ.AX AUD AUD 25,000 0 0 0.185 0.001 3-Jun-11 1 5/06/2011 21:20 0 Unchecked 25 # Lodestone Energy Ltd AU000000CBQ3 ASX Equities and Derivatives 1 Share Only 0.001 25 25 123.6 25 25 123.6 29-Apr-16 6-Jun-11 484882399 484882399 484882400 333832956 53222/S28000015 511459 BBY Limited Archer S28000015 AJN Retail Client Client Shares Buy PDN:xasx PDN.AX AUD AUD 1,000 0 0 2.9 0.265 9-Jun-11 1.31724 6/06/2011 2:09 0 Unchecked 265 Paladin Energy Ltd AU000000PDN8 ASX Equities and Derivatives 1 CFD and Share 0.265 265 290.24 1,310.19 265 290.24 1,310.19 29-Apr-16 28-Jun-11 488760258 488760258 488760258 337776281 22200/S70001088 1957043 Spectrum Live S70001088 SPL Retail Client Client Shares Buy AED:xasx AED.AX AUD AUD 3,000 0.786666667 0 0.786666667 0.145 28-Jun-11 1 28/06/2011 13:14 0 Unchecked 435 *Delisted 20160104 (AED Oil Ltd - NOCT) AU000000AED9 ASX Equities and Derivatives 1 CFD and Share 0.145 435 435 2,150.68 435 435 2,150.68 29-Apr-16 8-Jul-11 490484884 490484884 490484927 339467811 22200/S70000630 1566614 Spectrum Live S70000630 SPL Retail Client Client Shares Buy SAXO-0567:xxxx SAXO-0567. AUD AUD 430 0 0 0 0 18-Jul-11 -1 8/07/2011 11:07 0 Unchecked 0 TNT Mines Ltd AU0093060342 Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 14-Jul-11 491662125 491662125 491662125 340667950 17000/S73900001 1971142 SmarTrader Ltd S73900001 GCW Retail Client Client Shares Buy MLI:xasx MLI.AX AUD AUD 75 0 0 0 0.02 11-Jul-11 1 14/07/2011 3:53 0 Unchecked 1.5 # Mintails Ltd AU000000MLI8 ASX Equities and Derivatives 1 Share Only 0.02 1.5 1.5 7.42 1.5 1.5 7.42 29-Apr-16 28-Jul-11 494096629 494096629 494096630 343163179 22200/S70000630 1566614 Spectrum Live S70000630 SPL Retail Client Client Shares Buy SAXO-0567:xxxx SAXO-0567. AUD AUD 1 0 0 0 0 18-Jul-11 1 28/07/2011 11:17 0 Unchecked 0 TNT Mines Ltd AU0093060342 Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 17-Aug-11 498918082 498918082 498918110 348372732 22300/S76000182 1908503 ASI Club S76000182 SBR Retail Client Client Shares Buy JPR:xasx JPR.AX AUD AUD 666 0 0 2.4 0.25 16-Aug-11 1 17/08/2011 7:24 0 Unchecked 166.5 # Jupiter Energy Ltd AU000000JPR6 ASX Equities and Derivatives 1 CFD and Share 0.25 166.5 166.5 823.19 166.5 166.5 823.19 29-Apr-16 26-Aug-11 500674104 500674104 500674198 350184333 22300/S76000160 1861037 ASI Club S76000160 SBR Retail Client Client Shares Buy CCC:xasx CCC.AX AUD AUD 2,400 0 0 0.59 0.001 8-Sep-11 1 25/08/2011 14:32 0 Unchecked 2.4 # Continental Coal Ltd AU000000CCC1 ASX Equities and Derivatives 1 CFD and Share 0.001 2.4 2.4 11.87 2.4 2.4 11.87 29-Apr-16 3-Oct-11 508074723 508074723 508074724 357817561 22200/S70001178 2038455 Spectrum Live S70001178 SPL Retail Client Client Shares Buy CYU:xasx CYU.AX AUD AUD 5,000 0 0 0.165 0.008 6-Oct-11 1 3/10/2011 4:31 0 Unchecked 40 # Chinalco Yunnan Copper Resources Ltd AU000000CYU7 ASX Equities and Derivatives 1 Share Only 0.008 40 40 197.76 40 40 197.76 29-Apr-16 10-Oct-11 509526784 509526784 509526785 359271171 22200/S70001178 2038455 Spectrum Live S70001178 SPL Retail Client Client Shares Buy CYU:xasx CYU.AX AUD AUD 10,000 0 0 0.185 0.008 13-Oct-11 1 10/10/2011 0:39 0 Unchecked 80 # Chinalco Yunnan Copper Resources Ltd AU000000CYU7 ASX Equities and Derivatives 1 Share Only 0.008 80 80 395.53 80 80 395.53 29-Apr-16 11-Nov-11 516043888 516043888 516043894 365901875 22200/S70001178 2038455 Spectrum Live S70001178 SPL Retail Client Client Shares Buy EGN:xasx EGN.AX AUD AUD 19,000 0 0 1.018421 0.1 11-Nov-11 1 10/11/2011 15:39 0 Unchecked 1,900.00 # Engenco Ltd AU000000EGN5 ASX Equities and Derivatives 1 Share Only 0.1 1,900.00 1,900.00 9,393.79 1,900.00 1,900.00 9,393.79 29-Apr-16 2-Dec-11 520462472 520462472 520462473 370181934 22200/S70000986 1847489 Spectrum Live S70000986 SPL Retail Client Client Shares Buy USCS:xnas USCS.PK USD USD 80,000 0 0 0.0525812 0.0015 7-Dec-11 0.97432984 2/12/2011 14:34 0 Unchecked 120 USCorp - NOCT US91730T2015 OOTC Equities and Derivatives 1 Share Only 0.0015 120 157.77 780.05 120 157.77 780.05 29-Apr-16 22-Dec-11 524334049 524334049 524334049 374286820 22200/S70000950 1825791 Spectrum Live S70000950 SPL Retail Client Client Shares Buy SYD:xasx SYD.AX AUD AUD 1,900 3.792565789 0 3.792565789 6.81 22-Dec-11 0.975263158 22/12/2011 22:28 0 Unchecked 12,939.00 Sydney Airport AU000000SYD9 ASX Equities and Derivatives 1 CFD and Share 6.81 12,939.00 12,939.00 63,971.71 12,939.00 12,939.00 63,971.71 29-Apr-16 31-Jan-12 530832389 530832389 530832390 380916513 21000/S62500081 1328576 BBY Limited S62500081 AXO Retail Client Client Shares Buy SLV:arcx SLV.P USD USD 100 0 0 32.935 16.98 3-Feb-12 0.9393 31/01/2012 14:54 0 Unchecked 1,698.00 iShares Silver Trust US46428Q1094 NYSE_ARCA Equities and Derivatives 1 CFD and Share 16.98 1,698.00 2,232.51 11,037.76 1,698.00 2,232.51 11,037.76 29-Apr-16 3-Feb-12 531732482 531732482 531732483 381836994 22200/S70000986 1847489 Spectrum Live S70000986 SPL Retail Client Client Shares Buy USCS:xnas USCS.PK USD USD 18,000 0 0 0.06 0.0015 8-Feb-12 0.93145 3/02/2012 14:34 0 Unchecked 27 USCorp - NOCT US91730T2015 OOTC Equities and Derivatives 1 Share Only 0.0015 27 35.5 175.51 27 35.5 175.51 29-Apr-16 22-Mar-12 540527121 540527121 540527122 390859477 22200/S70001178 2038455 Spectrum Live S70001178 SPL Retail Client Client Shares Buy SXY:xasx SXY.AX AUD AUD 500 0 0 1.17 0.28 27-Mar-12 1 22/03/2012 1:08 0 Unchecked 140 Senex Energy Ltd AU000000SXY7 ASX Equities and Derivatives 1 CFD and Share 0.28 140 140 692.17 140 140 692.17 29-Apr-16 13-Apr-12 544403682 544403682 544403683 394815949 17000/S70400005 1892669 BBY Limited S70400005 SBR Retail Client Client Shares Buy UNV:xasx UNV.AX AUD AUD 35,000 0 0 0.215 0.225 18-Apr-12 1 13/04/2012 1:41 0 Unchecked 7,875.00 Universal Coal Plc AU000000UNV0 ASX Equities and Derivatives 1 Share Only 0.225 7,875.00 7,875.00 38,934.79 7,875.00 7,875.00 38,934.79 29-Apr-16 4-May-12 548016964 548016964 548016965 398533376 21000/S62500081 1328576 BBY Limited S62500081 AXO Retail Client Client Shares Buy LYC:xasx LYC.AX AUD AUD 1,100 0 0 1.0625 0.075 9-May-12 1 4/05/2012 5:42 0 Unchecked 82.5 Lynas Corp Ltd AU000000LYC6 ASX Equities and Derivatives 1 CFD and Share 0.075 82.5 82.5 407.89 82.5 82.5 407.89 29-Apr-16 7-May-12 548309029 548309029 548309030 398844526 22000/S26500284 1842295 BBY Limited Athea S26500284 RGB Retail Client Client Shares Buy LYC:xasx LYC.AX AUD AUD 1,000 0 0 1.03 0.075 10-May-12 1 7/05/2012 1:56 0 Unchecked 75 Lynas Corp Ltd AU000000LYC6 ASX Equities and Derivatives 1 CFD and Share 0.075 75 75 370.81 75 75 370.81 29-Apr-16 11-Jul-12 560936835 560936835 560936836 412597810 22200/S70000865 1785553 Spectrum Live S70000865 SPL Retail Client Client Shares Buy FB:xnas FB.OQ USD USD 100 0 0 31.39 117.58 16-Jul-12 0.97545 11/07/2012 13:32 0 Unchecked 11,758.00 Facebook Inc. US30303M1027 Nasdaq NM Equities and Derivatives 1 CFD and Share 117.58 11,758.00 15,459.29 76,432.29 11,758.00 15,459.29 76,432.29 29-Apr-16 31-Aug-12 569560788 569560788 569560788 423036315 17000/S70400004 1886603 BBY Limited S70400004 SBR Retail Client Client Shares Buy SAXO-0263:xxxx SAXO-0263. AUD AUD 4 0 0 0 0.001 31-May-12 1 31/08/2012 5:52 0 Unchecked 0 Ellerston GEMS Fund - Spin off QQ0093415735 Not listed Equities and Derivatives 1 Share Only 0.001 0 0 0 0 0 0 29-Apr-16 23-Nov-12 585738598 585738598 585738598 441065038 22200/S70000865 1785553 Spectrum Live S70000865 SPL Retail Client Client Shares Buy WOW:xasx WOW.AX AUD AUD 44 33.71590909 0 33.71590909 22.11 23-Nov-12 1 23/11/2012 16:21 0 Unchecked 972.84 Woolworths Ltd AU000000WOW2 ASX Equities and Derivatives 1 CFD and Share 22.11 972.84 972.84 4,809.82 972.84 972.84 4,809.82 29-Apr-16 28-Nov-12 586320735 586320735 586320831 441659953 22200/S70000865 1785553 Spectrum Live S70000865 SPL Retail Client Client Shares Buy SCP:xasx SCP.AX AUD AUD 8 0 0 0 2.34 11-Dec-12 0 28/11/2012 9:44 0 Unchecked 18.72 Shopping Centres Australasia Property Group AU000000SCP9 ASX Equities and Derivatives 1 CFD and Share 2.34 18.72 18.72 92.55 18.72 18.72 92.55 29-Apr-16 7-Dec-12 587955077 587955077 587955217 443415133 22200/S70000934 1817883 Spectrum Live S70000934 SPL Retail Client Client Shares Buy BSL:xasx BSL.AX AUD AUD 157 0 0 23.82 6.47 7-Dec-12 1 6/12/2012 17:47 0 Unchecked 1,015.79 Bluescope Steel Ltd AU000000BSL0 ASX Equities and Derivatives 1 CFD and Share 6.47 1,015.79 1,015.79 5,022.17 1,015.79 1,015.79 5,022.17 29-Apr-16 10-Dec-12 588424774 588424774 588424774 444221099 22300/S76100003 1709221 ASI Club S76100003 SBR Retail Client Client Shares Buy KPC:xasx KPC.AX AUD AUD 3,800 0 0 2.05 0.09 10-Dec-12 1 10/12/2012 22:26 0 Unchecked 342 # Kazakhstan Potash Corporation Ltd AU000000KPC6 ASX Equities and Derivatives 1 Share Only 0.09 342 342 1,690.88 342 342 1,690.88 29-Apr-16 11-Jan-13 594145860 594145860 594145860 450977306 17000/S73900001 1971142 SmarTrader Ltd S73900001 GCW Retail Client Client Shares Buy ORN:xasx ORN.AX AUD AUD 112 0 0 17.4 0.012 21-Dec-12 1 11/01/2013 8:37 0 Unchecked 1.34 # Orion Gold NL AU000000ORN1 ASX Equities and Derivatives 1 Share Only 0.012 1.34 1.34 6.63 1.34 1.34 6.63 29-Apr-16 25-Jan-13 597923376 597923376 597923377 455135899 22200/S70000865 1785553 Spectrum Live S70000865 SPL Retail Client Client Shares Buy SCP:xasx SCP.AX AUD AUD 1 0 0 0 2.34 11-Dec-12 1 25/01/2013 10:12 0 Unchecked 2.34 Shopping Centres Australasia Property Group AU000000SCP9 ASX Equities and Derivatives 1 CFD and Share 2.34 2.34 2.34 11.57 2.34 2.34 11.57 29-Apr-16 30-Jan-13 599075112 599075112 599075112 456783118 22200/S70000723 1659057 Spectrum Live S70000723 SPL Retail Client Client Shares Buy YOSN:xnas YOSN.PK USD USD 200 0 0 36.2 0.33 30-Jan-13 1.2255965 30/01/2013 22:34 0 Unchecked 66 Yosen Group Inc. - NOCT US98740Q1013 OOTC Equities and Derivatives 1 Share Only 0.33 66 86.78 429.03 66 86.78 429.03 29-Apr-16 31-Jan-13 599076750 599076750 599076751 456785499 22200/S70001046 1928820 Spectrum Live S70001046 SPL Retail Client Client Shares Buy RED:xasx RED.AX AUD AUD 4,000 0 0 1.025 0.094 5-Feb-13 1 30/01/2013 23:06 0 Unchecked 376 Red 5 Ltd AU000000RED3 ASX Equities and Derivatives 1 CFD and Share 0.094 376 376 1,858.98 376 376 1,858.98 29-Apr-16 3-May-13 619734041 619734041 619734041 478782384 22200/S70001178 2038455 Spectrum Live S70001178 SPL Retail Client Client Shares Buy QUB:xasx QUB.AX AUD AUD 6 0 0 0 2.49 12-Apr-13 1 3/05/2013 14:08 0 Unchecked 14.94 Qube Logistics Holdings Ltd AU000000QUB5 ASX Equities and Derivatives 1 CFD and Share 2.49 14.94 14.94 73.86 14.94 14.94 73.86 29-Apr-16 24-May-13 624062629 624062629 624062637 483339720 22200/S70001126 2012204 Spectrum Live S70001126 SPL Retail Client Client Shares Buy PRH:xasx PRH.AX AUD AUD 600 0 0 12.833325 0.005 24-May-13 1 23/05/2013 16:25 0 Unchecked 3 # Phillips River Mining Ltd AU000000PRH0 ASX Equities and Derivatives 1 Share Only 0.005 3 3 14.83 3 3 14.83 29-Apr-16 6-Jun-13 627133272 627133272 627133293 486637517 22300/S76000138 1810102 ASI Club S76000138 SBR Retail Client Client Shares Buy SMI:xasx SMI.AX AUD AUD 1,845 0 0 0 0.039 20-May-13 0 6/06/2013 12:56 0 Unchecked 71.96 # Santana Minerals Ltd AU000000SMI3 ASX Equities and Derivatives 1 Share Only 0.039 71.96 71.96 355.78 71.96 71.96 355.78 29-Apr-16 5-Aug-13 639758880 639758880 639758880 499830376 17000/S70400004 1886603 BBY Limited S70400004 SBR Retail Client Client Shares Buy SAXO-0263:xxxx SAXO-0263. AUD AUD 15 0 0 0 0.001 23-Aug-12 1 5/08/2013 7:52 0 Unchecked 0.02 Ellerston GEMS Fund - Spin off QQ0093415735 Not listed Equities and Derivatives 1 Share Only 0.001 0.02 0.02 0.1 0.02 0.02 0.1 29-Apr-16 27-Aug-13 643816576 643816576 643816578 504002351 22000/S52000060 1914107 BBY Limited Heelee S52000060 RRG Retail Client Client Shares Buy QBE:xasx QBE.AX AUD AUD 380 0 0 15.6 11.15 30-Aug-13 1 27/08/2013 0:06 0 Unchecked 4,237.00 QBE Insurance Group Ltd AU000000QBE9 ASX Equities and Derivatives 1 CFD and Share 11.15 4,237.00 4,237.00 20,948.15 4,237.00 4,237.00 20,948.15 29-Apr-16 1-Oct-13 650448613 650448613 650448616 511216005 22000/S26500284 1842295 BBY Limited Athea S26500284 RGB Retail Client Client Shares Buy LYC:xasx LYC.AX AUD AUD 2,500 0 0 0.395 0.075 4-Oct-13 1 1/10/2013 0:04 0 Unchecked 187.5 Lynas Corp Ltd AU000000LYC6 ASX Equities and Derivatives 1 CFD and Share 0.075 187.5 187.5 927.02 187.5 187.5 927.02 29-Apr-16 1-Oct-13 650403513 650403513 650403638 511239328 22200/S70001097 1966631 Spectrum Live S70001097 SPL Retail Client Client Shares Buy CTP:xasx CTP.AX AUD AUD 2,271 0 0 0.64716 0.088 1-Oct-13 1 30/09/2013 16:30 0 Unchecked 199.85 Central Petroleum Ltd AU000000CTP7 ASX Equities and Derivatives 1 CFD and Share 0.088 199.85 199.85 988.08 199.85 199.85 988.08 29-Apr-16 4-Oct-13 651309780 651309780 651309781 512278002 22200/S70001046 1928820 Spectrum Live S70001046 SPL Retail Client Client Shares Buy MML:xasx MML.AX AUD AUD 1,250 0 0 2.265 0.745 10-Oct-13 1 4/10/2013 5:22 0 Unchecked 931.25 Medusa Mining Ltd AU000000MML0 ASX Equities and Derivatives 1 CFD and Share 0.745 931.25 931.25 4,604.19 931.25 931.25 4,604.19 29-Apr-16 11-Oct-13 652789807 652789807 652789807 513775315 22200/S70000940 1823799 Spectrum Live S70000940 SPL Retail Client Client Shares Buy MRV:xasx MRV.AX AUD AUD 20,000 0 0 0.067 0.004 11-Oct-13 1 11/10/2013 21:23 0 Unchecked 80 # Moreton Resources Ltd AU000000MRV8 ASX Equities and Derivatives 1 Share Only 0.004 80 80 395.53 80 80 395.53 29-Apr-16 11-Nov-13 658444741 658444741 658444742 520916657 53222/S28000015 511459 BBY Limited Archer S28000015 AJN Retail Client Client Shares Buy PDN:xasx PDN.AX AUD AUD 1,300 0 0 0.3975 0.265 14-Nov-13 1.13587 10/11/2013 23:54 0 Unchecked 344.5 Paladin Energy Ltd AU000000PDN8 ASX Equities and Derivatives 1 CFD and Share 0.265 344.5 377.32 1,703.24 344.5 377.32 1,703.24 29-Apr-16 18-Nov-13 659772622 659772622 659772623 522698547 16000/S62900064 2009832 Financial Freedom Inst. S62900064 FF Retail Client Client Shares Buy KPL:xasx KPL.AX AUD AUD 2,000 0 0 0.495 0.066 21-Nov-13 1 17/11/2013 23:22 0 Unchecked 132 # Kina Petroleum Ltd PG000A1JQGQ5 ASX Equities and Derivatives 1 Share Only 0.066 132 132 652.62 132 132 652.62 29-Apr-16 3-Dec-13 662624856 662624856 662624890 525560973 22200/S70001042A 1926383 Spectrum Live S70001042 SPL Retail Client Client Shares Buy AAR:xasx AAR.AX AUD AUD 600 0 0 0.35 0.01 3-Dec-13 1 2/12/2013 17:27 0 Unchecked 6 # Anglo Australian Resources NL AU000000AAR7 ASX Equities and Derivatives 1 Share Only 0.01 6 6 29.66 6 6 29.66 29-Apr-16 16-Dec-13 665313528 665313528 665313766 528281782 22200/S70000519 1434348 Spectrum Live S70000519 SPL Retail Client Client Shares Buy SYD:xasx SYD.AX AUD AUD 132 0 0 0 6.81 13-Jan-14 0 13/12/2013 17:13 0 Unchecked 898.92 Sydney Airport AU000000SYD9 ASX Equities and Derivatives 1 CFD and Share 6.81 898.92 898.92 4,444.35 898.92 898.92 4,444.35 29-Apr-16 16-Dec-13 665313727 665313727 665313965 528281802 20000/S59700002 1833816 BBY Limited S59700002 JBN Retail Client Client Shares Buy LIO:xasx LIO.AX AUD AUD 187 0 0 1.04 0.045 16-Dec-13 1 13/12/2013 17:13 0 Unchecked 8.42 # Lion Energy Ltd AU000000LIO4 ASX Equities and Derivatives 1 Share Only 0.045 8.42 8.42 41.63 8.42 8.42 41.63 29-Apr-16 13-Dec-13 665345030 665345030 665345030 528313349 22200/S70000235 1309513 Spectrum Live S70000235 SPL Retail Client Client Shares Buy LHB:xasx LHB.AX AUD AUD 60 0 0 32.5 0.15 13-Dec-13 1 13/12/2013 22:27 0 Unchecked 9 # LionHub Group Ltd AU000000LHB3 ASX Equities and Derivatives 1 Share Only 0.15 9 9 44.5 9 9 44.5 29-Apr-16 1-Apr-14 689959308 689959308 689959309 553022451 22200/S70000083 1259813 Spectrum Live S70000083 SPL Retail Client Client Shares Buy FEU:arcx FEU.P USD USD 150 0 0 38.58 31.24 4-Apr-14 1.08229 1/04/2014 13:30 0 Unchecked 4,686.00 Dow Jones STOXX 50 ETF US78463X1037 NYSE_ARCA Equities and Derivatives 1 Share Only 31.24 4,686.00 6,161.10 30,461.11 4,686.00 6,161.10 30,461.11 29-Apr-16 1-Apr-14 689959502 689959502 689959503 553210206 22200/S70000083 1259813 Spectrum Live S70000083 SPL Retail Client Client Shares Buy GREK:arcx GREK.P USD USD 43 0 0 24.6 7.85 4-Apr-14 1.08228 1/04/2014 13:30 0 Unchecked 337.55 Global X MSCI Greece ETF US37950E3669 NYSE_ARCA Equities and Derivatives 1 Share Only 7.85 337.55 443.81 2,194.23 337.55 443.81 2,194.23 29-Apr-16 1-Apr-14 689959612 689959612 689959617 553210274 22200/S70000083 1259813 Spectrum Live S70000083 SPL Retail Client Client Shares Buy GULF:xnas GULF.OQ USD USD 110 0 0 22.87 17.47 4-Apr-14 1.08226 1/04/2014 13:30 0 Unchecked 1,921.70 WisdomTree Middle East Dividend Fund US97717X3052 Nasdaq NM Equities and Derivatives 1 Share Only 17.47 1,921.70 2,526.63 12,491.91 1,921.70 2,526.63 12,491.91 29-Apr-16 10-Apr-14 692519808 692519808 692519828 555761136 22000/S52000060 1914107 BBY Limited Heelee S52000060 RRG Retail Client Client Shares Buy QBE:xasx QBE.AX AUD AUD 3 0 0 0 11.15 31-Mar-14 1 10/04/2014 11:15 0 Unchecked 33.45 QBE Insurance Group Ltd AU000000QBE9 ASX Equities and Derivatives 1 CFD and Share 11.15 33.45 33.45 165.38 33.45 33.45 165.38 29-Apr-16 16-Apr-14 694158582 694158582 694158595 557402377 22000/S26500284 1842295 BBY Limited Athea S26500284 RGB Retail Client Client Shares Buy FMG:xasx FMG.AX AUD AUD 5 0 0 0 3.41 2-Apr-14 1 16/04/2014 11:33 0 Unchecked 17.05 Fortescue Metals Group Ltd AU000000FMG4 ASX Equities and Derivatives 1 CFD and Share 3.41 17.05 17.05 84.3 17.05 17.05 84.3 29-Apr-16 18-Apr-14 694709593 694709593 694709593 557974822 22000/S52000060 1914107 BBY Limited Heelee S52000060 RRG Retail Client Client Shares Buy QBE:xasx QBE.AX AUD AUD 1 0 0 0 11.15 18-Apr-14 1 18/04/2014 7:36 0 Unchecked 11.15 QBE Insurance Group Ltd AU000000QBE9 ASX Equities and Derivatives 1 CFD and Share 11.15 11.15 11.15 55.13 11.15 11.15 55.13 29-Apr-16 22-Apr-14 694946203 694946203 694946203 558215479 22000/S26500284 1842295 BBY Limited Athea S26500284 RGB Retail Client Client Shares Buy FMG:xasx FMG.AX AUD AUD 1 0 0 0 3.41 22-Apr-14 1 22/04/2014 7:44 0 Unchecked 3.41 Fortescue Metals Group Ltd AU000000FMG4 ASX Equities and Derivatives 1 CFD and Share 3.41 3.41 3.41 16.86 3.41 3.41 16.86 29-Apr-16 1-May-14 697645902 697645902 697645902 560968377 17000/S73900001 1971142 SmarTrader Ltd S73900001 GCW Retail Client Client Shares Buy HPR:xasx HPR.AX AUD AUD 1,802 0 0 2.7195 0.067 1-May-14 1 1/05/2014 21:29 0 Unchecked 120.73 # High Peak Royalties Ltd AU000000HPR0 ASX Equities and Derivatives 1 Share Only 0.067 120.73 120.73 596.9 120.73 120.73 596.9 29-Apr-16 13-May-14 700320050 700320050 700320053 564253513 22200/S70000082 1259809 Spectrum Live S70000082 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 50,000 0 0 0.245 0.15 16-May-14 1 13/05/2014 0:08 0 Unchecked 7,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 7,500.00 7,500.00 37,080.75 7,500.00 7,500.00 37,080.75 29-Apr-16 13-May-14 700320071 700320071 700320072 564253525 22200/S70001123 2025760 Spectrum Live S70001123 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 5,000 0 0 0.245 0.15 16-May-14 1 13/05/2014 0:08 0 Unchecked 750 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 750 750 3,708.08 750 750 3,708.08 29-Apr-16 21-May-14 702558792 702558792 702558793 566634430 22200/S70001123 2025760 Spectrum Live S70001123 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 8,000 0 0 0.245 0.15 26-May-14 1 21/05/2014 3:41 0 Unchecked 1,200.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,200.00 1,200.00 5,932.92 1,200.00 1,200.00 5,932.92 29-Apr-16 2-Jun-14 705137888 705137888 705137891 569286645 22200/S70000082 1259809 Spectrum Live S70000082 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 200,000 0 0 0.2547444 0.15 5-Jun-14 1 2/06/2014 3:03 0 Unchecked 30,000.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 30,000.00 30,000.00 148,323.00 30,000.00 30,000.00 148,323.00 29-Apr-16 13-Jun-14 708474805 708474805 708474806 572660363 22200/S70000082 1259809 Spectrum Live S70000082 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 30,000 0 0 0.3 0.15 18-Jun-14 1 13/06/2014 0:09 0 Unchecked 4,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 4,500.00 4,500.00 22,248.45 4,500.00 4,500.00 22,248.45 29-Apr-16 19-Jun-14 709981913 709981913 709981914 574207697 22200/S70000082 1259809 Spectrum Live S70000082 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 20,000 0 0 0.3 0.15 24-Jun-14 1 19/06/2014 4:17 0 Unchecked 3,000.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 3,000.00 3,000.00 14,832.30 3,000.00 3,000.00 14,832.30 29-Apr-16 25-Jun-14 711297054 711297054 711297055 575570076 22200/S70000082 1259809 Spectrum Live S70000082 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 50,000 0 0 0.326 0.15 30-Jun-14 1 25/06/2014 5:02 0 Unchecked 7,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 7,500.00 7,500.00 37,080.75 7,500.00 7,500.00 37,080.75 29-Apr-16 1-Jul-14 712658852 712658852 712658853 577010090 22200/S70000082 1259809 Spectrum Live S70000082 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 30,000 0 0 0.4507583 0.15 4-Jul-14 1 1/07/2014 2:40 0 Unchecked 4,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 4,500.00 4,500.00 22,248.45 4,500.00 4,500.00 22,248.45 29-Apr-16 2-Jul-14 713004246 713004246 713004247 577393678 22200/S70000082 1259809 Spectrum Live S70000082 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 50,000 0 0 0.584512 0.15 7-Jul-14 1 2/07/2014 1:10 0 Unchecked 7,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 7,500.00 7,500.00 37,080.75 7,500.00 7,500.00 37,080.75 29-Apr-16 2-Jul-14 713004364 713004364 713004365 577393682 22200/S70000082 1259809 Spectrum Live S70000082 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 50,000 0 0 0.595 0.15 7-Jul-14 1 2/07/2014 1:12 0 Unchecked 7,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 7,500.00 7,500.00 37,080.75 7,500.00 7,500.00 37,080.75 29-Apr-16 7-Jul-14 713876350 713876350 713876353 578446071 22200/S70000082 1259809 Spectrum Live S70000082 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 10,000 0 0 0.515 0.15 10-Jul-14 1 7/07/2014 0:08 0 Unchecked 1,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,500.00 1,500.00 7,416.15 1,500.00 1,500.00 7,416.15 29-Apr-16 1-Aug-14 720096754 720096754 720096780 584847037 22200/S70000865 1785553 Spectrum Live S70000865 SPL Retail Client Client Shares Buy NMS:xasx NMS.AX AUD AUD 410 0 0 5.377328 0.89 13-Aug-14 1 31/07/2014 19:50 0 Unchecked 364.9 # Neptune Marine Services Ltd AU000000NMS3 ASX Equities and Derivatives 1 Share Only 0.89 364.9 364.9 1,804.10 364.9 364.9 1,804.10 29-Apr-16 1-Aug-14 720197933 720197933 720197963 584938591 22300/S76000138 1810102 ASI Club S76000138 SBR Retail Client Client Shares Buy P:xtse P.TO CAD CAD 424 0 0 9.699805 2.36 1-Aug-14 0.98337136 1/08/2014 7:52 0 Unchecked 1,000.64 Primero Mining Corp. CA74164W1068 TSE Equities and Derivatives 1 Share Only 2.36 1,000.64 1,047.49 5,178.91 1,000.64 1,047.49 5,178.91 29-Apr-16 24-Sep-14 734535316 734535316 734535331 600747615 22000/S52000060 1914107 BBY Limited Heelee S52000060 RRG Retail Client Client Shares Buy QBE:xasx QBE.AX AUD AUD 4 0 0 0 11.15 23-Sep-14 1 24/09/2014 11:48 0 Unchecked 44.6 QBE Insurance Group Ltd AU000000QBE9 ASX Equities and Derivatives 1 CFD and Share 11.15 44.6 44.6 220.51 44.6 44.6 220.51 29-Apr-16 24-Sep-14 734785534 734785534 734785534 601002070 20000/S53300036 1496250 BBY Limited S53300036 JBN Retail Client Client Shares Buy ICU:xasx ICU.AX AUD AUD 22 0 0 631.473504 0.11 24-Sep-14 1 24/09/2014 21:31 0 Unchecked 2.42 # iSentric Ltd AU000000ICU0 ASX Equities and Derivatives 1 Share Only 0.11 2.42 2.42 11.96 2.42 2.42 11.96 29-Apr-16 6-Oct-14 738509871 738509871 738509874 605111752 22200/S70001178 2038455 Spectrum Live S70001178 SPL Retail Client Client Shares Buy QUB:xasx QUB.AX AUD AUD 5 0 0 0 2.49 3-Oct-14 1 6/10/2014 10:07 0 Unchecked 12.45 Qube Logistics Holdings Ltd AU000000QUB5 ASX Equities and Derivatives 1 CFD and Share 2.49 12.45 12.45 61.55 12.45 12.45 61.55 29-Apr-16 6-Oct-14 738534765 738534765 738534777 605139778 22200/S70001178 2038455 Spectrum Live S70001178 SPL Retail Client Client Shares Buy FMG:xasx FMG.AX AUD AUD 7 0 0 0 3.41 3-Oct-14 1 6/10/2014 11:41 0 Unchecked 23.87 Fortescue Metals Group Ltd AU000000FMG4 ASX Equities and Derivatives 1 CFD and Share 3.41 23.87 23.87 118.02 23.87 23.87 118.02 29-Apr-16 30-Oct-14 747828800 747828800 747828800 614625667 22200/S70000107 1269144 Spectrum Live S70000107 SPL Retail Client Client Shares Buy VGR:xasx VGR.AX AUD AUD 500 0 0 42.73 0.03 30-Oct-14 1 30/10/2014 22:31 0 Unchecked 15 # Voyager Global Group Ltd AU000000VGR0 ASX Equities and Derivatives 1 Share Only 0.03 15 15 74.16 15 15 74.16 29-Apr-16 28-Nov-14 758050786 758050786 758050843 625523246 22300/S76000162 1867244 ASI Club S76000162 SBR Retail Client Client Shares Buy IAU:xasx IAU.AX AUD AUD 1,296 0 0 2.175926 0.13 11-Dec-14 1 28/11/2014 12:05 0 Unchecked 168.48 Intrepid Mines Ltd AU000000IAU4 ASX Equities and Derivatives 1 CFD and Share 0.13 168.48 168.48 832.98 168.48 168.48 832.98 29-Apr-16 17-Dec-14 765137785 765137785 765137819 632823779 22200/S70001211 2038473 Spectrum Live S70001211 SPL Retail Client Client Shares Buy ANZ:xasx ANZ.AX AUD AUD 8 0 0 0 24.27 16-Dec-14 1 17/12/2014 11:07 0 Unchecked 194.16 Australia & New Zealand Banking Group Ltd AU000000ANZ3 ASX Equities and Derivatives 1 CFD and Share 24.27 194.16 194.16 959.95 194.16 194.16 959.95 29-Apr-16 9-Feb-15 781736229 781736229 781736230 651332790 22200/S70000950 1825791 Spectrum Live S70000950 SPL Retail Client Client Shares Buy AFI:xasx AFI.AX AUD AUD 500 0 0 6.1 5.54 12-Feb-15 1 9/02/2015 3:54 0 Unchecked 2,770.00 AUS Foundation Investment Co. Ltd AU000000AFI5 ASX Equities and Derivatives 1 CFD and Share 5.54 2,770.00 2,770.00 13,695.16 2,770.00 2,770.00 13,695.16 29-Apr-16 24-Mar-15 795327953 795327953 795327953 667505095 22300/S76000182 1908503 ASI Club S76000182 SBR Retail Client Client Shares Buy LOCK-0171:xxxx LOCK-0171. AUD AUD 62,161 0 0 0 0 24-Mar-15 1 24/03/2015 12:42 0 Unchecked 0 CA Instrument -Thor Mining AU0000000006 NotSupport Equities and Derivatives 1 Share Only 0 0 0 0 0 0 0 29-Apr-16 2-Apr-15 798580063 798580063 798580063 670549316 22200/S70001133 2016662 Spectrum Live S70001133 SPL Retail Client Client Shares Buy UXA:xasx UXA.AX AUD AUD 2,800 0 0 0.002 0.002 2-Apr-15 1 2/04/2015 8:38 0 Unchecked 5.6 *Delisted 20160329 (UXA Resources Ltd) AU000000UXA3 ASX Equities and Derivatives 1 Share Only 0.002 5.6 5.6 27.69 5.6 5.6 27.69 29-Apr-16 6-Apr-15 799320200 799320200 799320200 671298513 17000/S54200024 1403830 SmarTrader Ltd S54200024 WGC Retail Client Client Shares Buy ESU:xtsx ESU.V CAD CAD 2,000 0 0 0.79 0.15 6-Apr-15 0.967488 6/04/2015 21:27 0 Unchecked 300 EEStor Corp. CA28201L1013 TSX Equities and Derivatives 1 Share Only 0.15 300 314.05 1,552.68 300 314.05 1,552.68 29-Apr-16 14-Apr-15 801892139 801892139 801892149 674043921 22000/S52000060 1914107 BBY Limited Heelee S52000060 RRG Retail Client Client Shares Buy QBE:xasx QBE.AX AUD AUD 6 0 0 0 11.15 13-Apr-15 1 14/04/2015 10:38 0 Unchecked 66.9 QBE Insurance Group Ltd AU000000QBE9 ASX Equities and Derivatives 1 CFD and Share 11.15 66.9 66.9 330.76 66.9 66.9 330.76 29-Apr-16 8-May-15 810815550 810815550 810815560 683224947 22300/S76000182 1908503 ASI Club S76000182 SBR Retail Client Client Shares Buy SLP:xlon SLPL.L GBP GBP 417 0 0 0 6.625 8-May-15 1.928786895 8/05/2015 12:12 0 Unchecked 27.63 Sylvania Platinum BMG864081044 LSE_SEAQ Equities and Derivatives 0.01 Share Only 6.625 27.63 53.08 262.45 27.63 53.08 262.45 29-Apr-16 18-May-15 813086535 813086535 813086858 686208972 22200/S70000127 1276001 Spectrum Live S70000127 SPL Retail Client Client Shares Buy S32:xasx S32.AX AUD AUD 80 0 0 0 1.66 25-May-15 1 15/05/2015 15:23 0 Unchecked 132.8 South32 Ltd AU000000S320 ASX Equities and Derivatives 1 CFD and Share 1.66 132.8 132.8 656.58 132.8 132.8 656.58 29-Apr-16 18-May-15 813086661 813086661 813086984 686208979 22200/S70000865 1785553 Spectrum Live S70000865 SPL Retail Client Client Shares Buy S32:xasx S32.AX AUD AUD 15 0 0 0 1.66 25-May-15 1 15/05/2015 15:23 0 Unchecked 24.9 South32 Ltd AU000000S320 ASX Equities and Derivatives 1 CFD and Share 1.66 24.9 24.9 123.11 24.9 24.9 123.11 29-Apr-16 18-May-15 813086631 813086631 813086954 686208982 22300/S76000220 2040809 ASI Club S76000220 SBR Retail Client Client Shares Buy S32:xasx S32.AX AUD AUD 150 0 0 0 1.66 25-May-15 1 15/05/2015 15:23 0 Unchecked 249 South32 Ltd AU000000S320 ASX Equities and Derivatives 1 CFD and Share 1.66 249 249 1,231.08 249 249 1,231.08 29-Apr-16 18-May-15 813086469 813086469 813086792 686208984 22200/S70001244 2059549 Spectrum Live S70001244 SPL Retail Client Client Shares Buy S32:xasx S32.AX AUD AUD 30 0 0 0 1.66 25-May-15 1 15/05/2015 15:23 0 Unchecked 49.8 South32 Ltd AU000000S320 ASX Equities and Derivatives 1 CFD and Share 1.66 49.8 49.8 246.22 49.8 49.8 246.22 29-Apr-16 4-Aug-15 837653285 837653285 837653285 711320013 22200/S70001084 1957031 Spectrum Live S70001084 SPL Retail Client Client Shares Buy TYX:xasx TYX.AX AUD AUD 840 0 0 1.16 0.042 4-Aug-15 1 4/08/2015 21:23 0 Unchecked 35.28 # Tyranna Resources Ltd AU000000TYX5 ASX Equities and Derivatives 1 CFD and Share 0.042 35.28 35.28 174.43 35.28 35.28 174.43 29-Apr-16 2-Sep-15 848419911 848419911 848420007 722223868 53222/S23000035 361204 BBY Limited S23000035 Retail Client Client Shares Buy UBS:xnys UBS.N USD USD 314 0 0 10.91 17.27 1-Sep-15 1.425131784 2/09/2015 7:17 0 Unchecked 5,422.78 UBS Group Inc. CH0244767585 NYSE Equities and Derivatives 1 CFD and Share 17.27 5,422.78 7,129.81 35,250.51 5,422.78 7,129.81 35,250.51 29-Apr-16 21-Sep-15 854041059 854041059 854041074 727935952 22200/S70001178 2038455 Spectrum Live S70001178 SPL Retail Client Client Shares Buy AII:xtsx AII.V CAD CAD 308 0 0 2.769679 0.31 27-Aug-15 1.051132236 21/09/2015 13:29 0 Unchecked 95.48 Almonty Industries Inc. CA0203981034 TSX Equities and Derivatives 1 Share Only 0.31 95.48 99.95 494.17 95.48 99.95 494.17 29-Apr-16 22-Sep-15 854476299 854476299 854476299 728369814 17000/S70400004 1886603 BBY Limited S70400004 SBR Retail Client Client Shares Buy SAXO-0263:xxxx SAXO-0263. AUD AUD 15 0 0 0 0.001 5-Aug-15 1 22/09/2015 12:55 0 Unchecked 0.02 Ellerston GEMS Fund - Spin off QQ0093415735 Not listed Equities and Derivatives 1 Share Only 0.001 0.02 0.02 0.1 0.02 0.02 0.1 29-Apr-16 2-Oct-15 857933824 857933824 857933856 731856336 22200/S70000420 1383299 Spectrum Live S70000420 SPL Retail Client Client Shares Buy BRK:xasx BRK.AX AUD AUD 100 0 0 9.4 0.008 14-Oct-15 1 1/10/2015 15:31 0 Unchecked 0.8 # Brookside Energy Ltd AU000000BRK4 ASX Equities and Derivatives 1 CFD and Share 0.008 0.8 0.8 3.96 0.8 0.8 3.96 29-Apr-16 27-Oct-15 866241401 866241401 866241571 740284713 22200/S70000381 1374403 Spectrum Live S70000381 SPL Retail Client Client Shares Buy QAN:xasx QAN.AX AUD AUD 563 0 0 2.634008 3.22 6-Nov-15 1 26/10/2015 16:28 0 Unchecked 1,812.86 Qantas Airways Ltd AU000000QAN2 ASX Equities and Derivatives 1 CFD and Share 3.22 1,812.86 1,812.86 8,962.96 1,812.86 1,812.86 8,962.96 29-Apr-16 3-Nov-15 869116616 869116616 869116616 743202475 22200/S70000865 1785553 Spectrum Live S70000865 SPL Retail Client Client Shares Buy BRS:xasx BRS.AX AUD AUD 50 0 0 11.25 1.48 3-Nov-15 1 3/11/2015 22:20 0 Unchecked 74 Broadspectrum Ltd AU000000BRS7 ASX Equities and Derivatives 1 CFD and Share 1.48 74 74 365.86 74 74 365.86 29-Apr-16 25-Nov-15 877130945 877130945 877130945 751593665 20000/S25800107 1383149 BBY Limited S25800107 JBN Retail Client Client Shares Buy TFL:xasx TFL.AX AUD AUD 16,667 0 0 0.43 0.245 25-Nov-15 1 25/11/2015 22:18 0 Unchecked 4,083.42 # TasFoods Ltd AU000000TFL9 ASX Equities and Derivatives 1 CFD and Share 0.245 4,083.42 4,083.42 20,188.84 4,083.42 4,083.42 20,188.84 29-Apr-16 27-Nov-15 877384482 877384482 877384510 751843107 20000/S59700002 1833816 BBY Limited S59700002 JBN Retail Client Client Shares Buy EGO:xasx EGO.AX AUD AUD 2,300 0 0 3.25 0.35 8-Dec-15 1 26/11/2015 16:32 0 Unchecked 805 # Empire Oil & Gas NL AU000000EGO3 ASX Equities and Derivatives 1 CFD and Share 0.35 805 805 3,980.00 805 805 3,980.00 29-Apr-16 7-Dec-15 881487076 881487076 881487076 756000942 22200/S70000256 1326552 Spectrum Live S70000256 SPL Retail Client Client Shares Buy RSH:xasx RSH.AX AUD AUD 950 0 0 0.718947 0.034 7-Dec-15 1 7/12/2015 22:18 0 Unchecked 32.3 # Respiri Ltd AU000000RSH4 ASX Equities and Derivatives 1 Share Only 0.034 32.3 32.3 159.69 32.3 32.3 159.69 29-Apr-16 7-Dec-15 881487078 881487078 881487078 756000944 22300/S76000182 1908503 ASI Club S76000182 SBR Retail Client Client Shares Buy RSH:xasx RSH.AX AUD AUD 629 0 0 3.776171 0.034 7-Dec-15 1 7/12/2015 22:18 0 Unchecked 21.39 # Respiri Ltd AU000000RSH4 ASX Equities and Derivatives 1 Share Only 0.034 21.39 21.39 105.75 21.39 21.39 105.75 29-Apr-16 7-Dec-15 881487086 881487086 881487086 756000946 22300/S76000182 1908503 ASI Club S76000182 SBR Retail Client Client Shares Buy RSH:xasx RSH.AX AUD AUD 1 0 0 0 0.034 7-Dec-15 1 7/12/2015 22:18 0 Unchecked 0.03 # Respiri Ltd AU000000RSH4 ASX Equities and Derivatives 1 Share Only 0.034 0.03 0.03 0.15 0.03 0.03 0.15 29-Apr-16 23-Dec-15 887628457 887628457 887628457 762523352 20000/S53300052 1819786 SmarTrader Ltd S53300052 GCW Retail Client Client Shares Buy MSM:xasx MSM.AX AUD AUD 28 0 0 530.43144 0.135 23-Dec-15 1 23/12/2015 22:25 0 Unchecked 3.78 # MSM Corporation International Ltd - NOCT AU000000MSM5 ASX Equities and Derivatives 1 Share Only 0.135 3.78 3.78 18.69 3.78 3.78 18.69 29-Apr-16 23-Dec-15 887628459 887628459 887628459 762523354 20000/S53300052 1819786 SmarTrader Ltd S53300052 GCW Retail Client Client Shares Buy MSM:xasx MSM.AX AUD AUD 1 0 0 0 0.135 23-Dec-15 1 23/12/2015 22:25 0 Unchecked 0.14 # MSM Corporation International Ltd - NOCT AU000000MSM5 ASX Equities and Derivatives 1 Share Only 0.135 0.14 0.14 0.69 0.14 0.14 0.69 29-Apr-16 23-Dec-15 887628473 887628473 887628473 762523364 22200/S70001042A 1926383 Spectrum Live S70001042 SPL Retail Client Client Shares Buy MGT:xasx MGT.AX AUD AUD 3,225 0 0 0.31 0.025 23-Dec-15 1 23/12/2015 22:25 0 Unchecked 80.63 # Macarthur Minerals Ltd AU000000MGT5 ASX Equities and Derivatives 1 Share Only 0.025 80.62 80.62 398.59 80.62 80.62 398.59 29-Apr-16 23-Dec-15 887628475 887628475 887628475 762523366 22200/S70001042A 1926383 Spectrum Live S70001042 SPL Retail Client Client Shares Buy MGT:xasx MGT.AX AUD AUD 4,300 0 0 0.23 0.025 23-Dec-15 1 23/12/2015 22:25 0 Unchecked 107.5 # Macarthur Minerals Ltd AU000000MGT5 ASX Equities and Derivatives 1 Share Only 0.025 107.5 107.5 531.49 107.5 107.5 531.49 29-Apr-16 22-Jan-16 898433709 898433709 898433709 773794294 17000/S43300145 1856485 BBY Limtied S43300145 KJP Retail Client Client Shares Buy CR8:xasx CR8.AX AUD AUD 30 0 0 0.7 0.031 22-Jan-16 1 22/01/2016 22:20 0 Unchecked 0.93 Cre8tek Ltd AU000000CR80 ASX Equities and Derivatives 1 Share Only 0.031 0.93 0.93 4.6 0.93 0.93 4.6 29-Apr-16 1-Feb-16 902111682 902111682 902111682 777500355 22200/S70001232 2050585 Spectrum Live S70001232 SPL Retail Client Client Shares Buy CWY:xasx CWY.AX AUD AUD 46 0 0 0 0.79 1-Feb-16 0 1/02/2016 22:18 0 Unchecked 36.34 Cleanaway Waste Management Ltd AU000000CWY3 ASX Equities and Derivatives 1 CFD and Share 0.79 36.34 36.34 179.67 36.34 36.34 179.67 29-Apr-16 22-Feb-16 911573669 911573669 911573669 787105903 22200/S70000286 1334998 Spectrum Live S70000286 SPL Retail Client Client Shares Buy VNX:xasx VNX.AX AUD AUD 55 0 0 87.66486 0.026 22-Feb-16 1 22/02/2016 22:19 0 Unchecked 1.43 *Delisted 20160412 (# Vonex Ltd) AU000000VNX4 ASX Equities and Derivatives 1 Share Only 0.026 1.43 1.43 7.07 1.43 1.43 7.07 29-Apr-16 3-Mar-16 915969225 915969225 915969225 791523826 22200/S70000006 1251009 Spectrum Live S70000006 SPL Retail Client Client Shares Buy G8C:xasx G8C.AX AUD AUD 250 0 0 20.352 0.037 3-Mar-16 1 3/03/2016 22:22 0 Unchecked 9.25 # G8 Communications Ltd AU000000G8C2 ASX Equities and Derivatives 1 Share Only 0.037 9.25 9.25 45.73 9.25 9.25 45.73 29-Apr-16 9-Mar-16 918008382 918008382 918008382 793538968 22300/S76000225 2045649 ASI Club S76000225 SBR Retail Client Client Shares Buy BRE:xses LINC.SI SGD SGD 108 0 0 23.58 0.089 3-Mar-16 0.97932254 9/03/2016 14:43 0 Unchecked 9.61 Linc Energy Ltd AU000XINEAA6 SGX-ST Equities and Derivatives 1 CFD and Share 0.089 9.61 9.4 46.47 9.61 9.4 46.47 29-Apr-16 18-Apr-16 935073988 935073988 935073988 810580695 22300/S76000138 1810102 ASI Club S76000138 SBR Retail Client Client Shares Buy ERX:xtsx ERX.V CAD CAD 128 0 0 29.176946 0.115 18-Apr-16 1.016603356 18/04/2016 21:21 0 Unchecked 14.72 Era Resources Inc. CA29478T1084 TSX Equities and Derivatives 1 Share Only 0.115 14.72 15.41 76.18 14.72 15.41 76.18 29-Apr-16 18-Apr-16 935073990 935073990 935073990 810580699 22200/S70001178 2038455 Spectrum Live S70001178 SPL Retail Client Client Shares Buy ERX:xtsx ERX.V CAD CAD 60 0 0 31.155044 0.115 18-Apr-16 1.016603356 18/04/2016 21:21 0 Unchecked 6.9 Era Resources Inc. CA29478T1084 TSX Equities and Derivatives 1 Share Only 0.115 6.9 7.22 35.71 6.9 7.22 35.71 29-Apr-16 22-Apr-16 937388615 937388615 937388640 812866670 22200/S70000638 1576823 Spectrum Live S70000638 SPL Retail Client Client Shares Buy LOCK-0877:xxxx LOCK-0877. AUD AUD 388 0 0 0 0 29-Apr-16 1 22/04/2016 6:55 0 Unchecked 0 Axiom Mining Ltd - Options AU0000000024 NotSupport Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 14-Sep-09 354194435 354194435 354194436 201202153 20000/S25700045 3325318 BBY Limited S25700045 JBN Retail Client Client Shares Buy BUY:xasx BUY.AX AUD AUD 69,770 0 0 0.12 0.009 17-Sep-09 1 14/09/2009 5:46 0 Unchecked 627.93 # Bounty Oil & Gas NL AU000000BUY9 ASX Equities and Derivatives 1 Share Only 0.009 627.93 627.93 3,104.55 627.93 627.93 3,104.55 29-Apr-16 2-Dec-09 369234585 369234585 369234586 217312916 16220/S93500507 3398699 Home Trader S93500507 HTG Retail Client Client Shares Buy ROG:xasx ROG.AX AUD AUD 116,279 0 0 0.044 0.001 7-Dec-09 1 1/12/2009 23:53 0 Unchecked 116.28 # Red Sky Energy Ltd AU000000ROG5 ASX Equities and Derivatives 1 Share Only 0.001 116.28 116.28 574.9 116.28 116.28 574.9 29-Apr-16 11-Dec-09 371333022 371333022 371333023 219598387 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy LCY:xasx LCY.AX AUD AUD 40,000 0 0 0.18 0.014 16-Dec-09 1 11/12/2009 1:13 0 Unchecked 560 # Legacy Iron Ore Ltd AU000000LCY6 ASX Equities and Derivatives 1 Share Only 0.014 560 560 2,768.70 560 560 2,768.70 29-Apr-16 14-Dec-09 371603994 371603994 371603995 219898517 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy LCY:xasx LCY.AX AUD AUD 55,000 0 0 0.17 0.014 17-Dec-09 1 14/12/2009 0:52 0 Unchecked 770 # Legacy Iron Ore Ltd AU000000LCY6 ASX Equities and Derivatives 1 Share Only 0.014 770 770 3,806.96 770 770 3,806.96 29-Apr-16 14-Dec-09 371729468 371729468 371729469 220032482 22200/S70002630 3416199 Spectrum Live S70002630 SPL Retail Client Client Shares Buy XOM:xnys XOM.N USD USD 10 0 0 71.11 88.4 17-Dec-09 1.096525 14/12/2009 14:30 0 Unchecked 884 Exxon Mobil Corporation US30231G1022 NYSE Equities and Derivatives 1 CFD and Share 88.4 884 1,162.27 5,746.40 884 1,162.27 5,746.40 29-Apr-16 15-Dec-09 371827768 371827768 371827769 220138513 15000/S31500091 3372462 BBY Limited S31500091 KXZ Retail Client Client Shares Buy LML:xasx LML.AX AUD AUD 20,000 0 0 0.36 0.046 18-Dec-09 1 15/12/2009 4:05 0 Unchecked 920 # Lincoln Minerals Ltd AU000000LML2 ASX Equities and Derivatives 1 Share Only 0.046 920 920 4,548.57 920 920 4,548.57 29-Apr-16 18-Dec-09 372652271 372652271 372652272 221053322 20000/S45800002 3490812 BBY Limited S45800002 EXM Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 120 0 0 40.6 20.68 23-Dec-09 1 18/12/2009 2:56 0 Unchecked 2,481.60 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 2,481.60 2,481.60 12,269.28 2,481.60 2,481.60 12,269.28 29-Apr-16 24-Dec-09 373487150 373487150 373487151 221946670 15000/S31500091 3372462 BBY Limited S31500091 KXZ Retail Client Client Shares Buy LML:xasx LML.AX AUD AUD 20,000 0 0 0.4 0.046 31-Dec-09 1 23/12/2009 23:26 0 Unchecked 920 # Lincoln Minerals Ltd AU000000LML2 ASX Equities and Derivatives 1 Share Only 0.046 920 920 4,548.57 920 920 4,548.57 29-Apr-16 24-Dec-09 373492220 373492220 373492221 221950966 15000/S31500091 3372462 BBY Limited S31500091 KXZ Retail Client Client Shares Buy LML:xasx LML.AX AUD AUD 20,000 0 0 0.395 0.046 31-Dec-09 1 24/12/2009 1:24 0 Unchecked 920 # Lincoln Minerals Ltd AU000000LML2 ASX Equities and Derivatives 1 Share Only 0.046 920 920 4,548.57 920 920 4,548.57 29-Apr-16 5-Jan-10 374427761 374427761 374427762 222964581 15000/S31500091 3372462 BBY Limited S31500091 KXZ Retail Client Client Shares Buy LML:xasx LML.AX AUD AUD 50,000 0 0 0.44 0.046 8-Jan-10 1 5/01/2010 2:49 0 Unchecked 2,300.00 # Lincoln Minerals Ltd AU000000LML2 ASX Equities and Derivatives 1 Share Only 0.046 2,300.00 2,300.00 11,371.43 2,300.00 2,300.00 11,371.43 29-Apr-16 8-Jan-10 375320351 375320351 375320352 223918087 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy BKIR:xlon BKIR.L EUR EUR 5,000 0 0 1.72 0.265 13-Jan-10 1.5621 8/01/2010 10:30 0 Unchecked 1,325.00 Bank of Ireland IE0030606259 LSE_SETS Equities and Derivatives 1 CFD and Share 0.265 1,325.00 1,994.39 9,860.45 1,325.00 1,994.39 9,860.45 29-Apr-16 20-Jan-10 377669496 377669496 377669497 226298442 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy SGZ:xasx SGZ.AX AUD AUD 40,000 0 0 0.14 0.013 25-Jan-10 1 19/01/2010 23:09 0 Unchecked 520 # Scotgold Resources Ltd AU000000SGZ9 ASX Equities and Derivatives 1 Share Only 0.013 520 520 2,570.93 520 520 2,570.93 29-Apr-16 1-Feb-10 380475388 380475388 380475389 229333144 22200/S70002534 3355884 Spectrum Live S70002534 SPL Retail Client Client Shares Buy PNN:xasx PNN.AX AUD AUD 16,000 0 0 0.18 0.007 4-Feb-10 1 1/02/2010 2:35 0 Unchecked 112 # PepinNini Minerals Ltd AU000000PNN7 ASX Equities and Derivatives 1 Share Only 0.007 112 112 553.74 112 112 553.74 29-Apr-16 4-Mar-10 388770014 388770014 388770015 234629587 15000/S46700000 3678004 BBY Limited S46700000 BEP Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 1,000 0 0 1.76 0.05 9-Mar-10 1.51741 4/03/2010 8:18 0 Unchecked 50 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 50 75.26 372.09 50 75.26 372.09 29-Apr-16 23-Feb-10 386120673 386120673 386120674 234976894 17000/S70400079 2669069 BBY Limited S70400079 SVS Retail Client Client Shares Buy AGS:xasx AGS.AX AUD AUD 7,000 0 0 0.535 0.033 26-Feb-10 1 23/02/2010 4:54 0 Unchecked 231 Alliance Resources Ltd AU000000AGS2 ASX Equities and Derivatives 1 CFD and Share 0.033 231 231 1,142.09 231 231 1,142.09 29-Apr-16 24-Feb-10 386535144 386535144 386535145 235387964 20000/S97000002 3232892 BBY Limited S97000002 JFB Retail Client Client Shares Buy DYE:xasx DYE.AX AUD AUD 370 0 0 0.87 0.235 1-Mar-10 0.8921 23/02/2010 23:02 0 Unchecked 86.95 # Dyesol Ltd AU000000DYE9 ASX Equities and Derivatives 1 CFD and Share 0.235 86.95 66.13 429.89 86.95 66.13 429.89 29-Apr-16 24-Feb-10 386544811 386544811 386544812 235396861 20000/S53300059 2144245 SmarTrader Ltd S53300059 GCW Retail Client Client Shares Buy BUL:xasx BUL.AX AUD AUD 5,000 0 0 0.185 0.023 1-Mar-10 1 24/02/2010 0:24 0 Unchecked 115 # Blue Energy Ltd AU000000BUL6 ASX Equities and Derivatives 1 CFD and Share 0.023 115 115 568.57 115 115 568.57 29-Apr-16 25-Feb-10 386878815 386878815 386878816 235730734 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy QHL:xasx QHL.AX AUD AUD 12,000 0 0 0.435 0.14 2-Mar-10 1 24/02/2010 23:06 0 Unchecked 1,680.00 Quickstep Holdings Ltd AU000000QHL1 ASX Equities and Derivatives 1 Share Only 0.14 1,680.00 1,680.00 8,306.09 1,680.00 1,680.00 8,306.09 29-Apr-16 3-Mar-10 388375722 388375722 388375723 237217778 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy MAU:xasx MAU.AX AUD AUD 10,000 0 0 0.53 0.06 8-Mar-10 1 2/03/2010 23:53 0 Unchecked 600 # Magnetic Resources NL AU000000MAU6 ASX Equities and Derivatives 1 Share Only 0.06 600 600 2,966.46 600 600 2,966.46 29-Apr-16 11-Mar-10 390299191 390299191 390299192 239141343 17400/S94800026 3212220 BBY Limited S94800026 SBR Retail Client Client Shares Buy KAR:xasx KAR.AX AUD AUD 90 0 0 7.26 1.46 16-Mar-10 1 10/03/2010 23:12 0 Unchecked 131.4 Karoon Gas Australia Ltd AU000000KAR6 ASX Equities and Derivatives 1 CFD and Share 1.46 131.4 131.4 649.65 131.4 131.4 649.65 29-Apr-16 11-Mar-10 390316712 390316712 390316713 239156836 17500/S70420192 3321409 BBY Limited S70420192 SBR Retail Client Client Shares Buy POZ:xasx POZ.AX AUD AUD 2,732 0 0 0.205 0.028 16-Mar-10 1 11/03/2010 4:29 0 Unchecked 76.5 # Phosphate Australia Ltd AU000000POZ9 ASX Equities and Derivatives 1 Share Only 0.028 76.5 76.5 378.22 76.5 76.5 378.22 29-Apr-16 15-Mar-10 390970590 390970590 390970591 239793972 17500/S70420192 3321409 BBY Limited S70420192 SBR Retail Client Client Shares Buy POZ:xasx POZ.AX AUD AUD 2,768 0 0 0.205 0.028 18-Mar-10 1 15/03/2010 1:46 0 Unchecked 77.5 # Phosphate Australia Ltd AU000000POZ9 ASX Equities and Derivatives 1 Share Only 0.028 77.5 77.5 383.17 77.5 77.5 383.17 29-Apr-16 18-Mar-10 391915305 391915305 391915306 240715700 15000/S46700002 3688126 BBY Limited S46700002 BEP Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 1,950 0 0 1.795 0.05 23-Mar-10 1.4841 18/03/2010 8:02 0 Unchecked 97.5 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 97.5 146.76 725.58 97.5 146.76 725.58 29-Apr-16 25-Mar-10 393476319 393476319 393476320 242261368 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy QMN:xasx QMN.AX AUD AUD 35,000 0 0 0.155 0.004 30-Mar-10 1 24/03/2010 23:41 0 Unchecked 140 # Queensland Mining Corporation Ltd AU000000QMN7 ASX Equities and Derivatives 1 Share Only 0.004 140 140 692.17 140 140 692.17 29-Apr-16 25-Mar-10 393498007 393498007 393498008 242289072 16220/S93500267 3185730 Home Trader S93500267 HTG Retail Client Client Shares Buy ACL:xasx ACL.AX AUD AUD 546 0 0 0.58 0.01 30-Mar-10 1 25/03/2010 4:41 0 Unchecked 5.46 # Alchemia Ltd AU000000ACL6 ASX Equities and Derivatives 1 CFD and Share 0.01 5.46 5.46 26.99 5.46 5.46 26.99 29-Apr-16 25-Mar-10 393828214 393828214 393828214 242613748 22200/S70002382 3222771 Spectrum Live S70002382 SPL Retail Client Client Shares Buy LRAD:xnas LRAD.OQ USD USD 100 0 0 1.31 1.81 25-Mar-10 1.19695 25/03/2010 22:30 0 Unchecked 181 LRAD Corp. US50213V1098 Nasdaq SC Equities and Derivatives 1 Share Only 1.81 181 237.98 1,176.58 181 237.98 1,176.58 29-Apr-16 29-Mar-10 394217577 394217577 394217578 243001209 16220/S93500267 3185730 Home Trader S93500267 HTG Retail Client Client Shares Buy ACL:xasx ACL.AX AUD AUD 1,654 0 0 0.58 0.01 1-Apr-10 1 29/03/2010 4:46 0 Unchecked 16.54 # Alchemia Ltd AU000000ACL6 ASX Equities and Derivatives 1 CFD and Share 0.01 16.54 16.54 81.78 16.54 16.54 81.78 29-Apr-16 31-Mar-10 394736445 394736445 394736446 243519809 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy QMN:xasx QMN.AX AUD AUD 40,000 0 0 0.13 0.004 7-Apr-10 1 30/03/2010 23:24 0 Unchecked 160 # Queensland Mining Corporation Ltd AU000000QMN7 ASX Equities and Derivatives 1 Share Only 0.004 160 160 791.06 160 160 791.06 29-Apr-16 1-Apr-10 395064800 395064800 395064801 243849203 22200/S70002324 3170086 Spectrum Live S70002324 SPL Retail Client Client Shares Buy CSS:xasx CSS.AX AUD AUD 1,500 0 0 0.165 0.037 8-Apr-10 1 1/04/2010 4:54 0 Unchecked 55.5 Clean Seas Tuna Ltd AU000000CSS3 ASX Equities and Derivatives 1 CFD and Share 0.037 55.5 55.5 274.4 55.5 55.5 274.4 29-Apr-16 6-Apr-10 395564155 395564155 395564156 244342647 15000/S31500091 3372462 BBY Limited S31500091 KXZ Retail Client Client Shares Buy LML:xasx LML.AX AUD AUD 10,000 0 0 0.33 0.046 9-Apr-10 1 6/04/2010 0:39 0 Unchecked 460 # Lincoln Minerals Ltd AU000000LML2 ASX Equities and Derivatives 1 Share Only 0.046 460 460 2,274.29 460 460 2,274.29 29-Apr-16 7-Apr-10 395851862 395851862 395851863 244629233 20000/S97000002 3232892 BBY Limited S97000002 JFB Retail Client Client Shares Buy DYE:xasx DYE.AX AUD AUD 770 0 0 1.02 0.235 12-Apr-10 0.92797 7/04/2010 2:31 0 Unchecked 180.95 # Dyesol Ltd AU000000DYE9 ASX Equities and Derivatives 1 CFD and Share 0.235 180.95 137.63 894.63 180.95 137.63 894.63 EodDate TradeDate PositionID TradeID BrokerTradeId OrderID AttainKey CounterpartID CounterpartName CounterpartSubType CounterpartType ProductName BuySell InstrumentSymbolCode InstrumentReuterCode CurrencyCode TradedCurrencyCode Amount SpotPrice SwapPrice Price EODPrice ValueDate ExpiryDate InstrumentToAccountRate ExecutionTime RelatedPositionID HasOrders UnrealizedValue ForwardPrice Instrument Description ISIN Code Exchange Market Segment FigureSize NoticeDate Stock Tradetype SnapshotPrice UnrealisedPlSnapshotInstrument UnrealisedPlSnapshotAccount UnrealisedPlSnapshotDKK UnrealisedPlInstrument UnrealisedPlAccount UnrealisedPlDKK 29-Apr-16 15-Apr-10 397646453 397646453 397646454 246400171 15000/S46700009 3750014 BBY Limited S46700009 BEP Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 10,500 0 0 1.88 0.05 20-Apr-10 1.4584 15/04/2010 7:02 0 Unchecked 525 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 525 790.23 3,906.97 525 790.23 3,906.97 29-Apr-16 27-Apr-10 400354614 400354614 400354615 249083077 15000/S79700005 2580239 BBY Limited S79700005 BNG Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 1,500 0 0 1.88 0.05 30-Apr-10 1.44585 27/04/2010 7:02 0 Unchecked 75 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 75 112.89 558.14 75 112.89 558.14 29-Apr-16 27-Apr-10 400566406 400566406 400566407 249298064 15000/S79700005 2580239 BBY Limited S79700005 BNG Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 1,475 0 0 1.87 0.05 30-Apr-10 1.44325 27/04/2010 15:28 0 Unchecked 73.75 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 73.75 111.01 548.84 73.75 111.01 548.84 29-Apr-16 28-Apr-10 400791574 400791574 400791575 249518143 16220/S93500107 3022110 Home Trader S93500107 HTG Retail Client Client Shares Buy NSL:xasx NSL.AX AUD AUD 20,000 0 0 0.1633688 0.009 3-May-10 1 28/04/2010 4:26 0 Unchecked 180 # NSL Consolidated Ltd AU000000NSL5 ASX Equities and Derivatives 1 Share Only 0.009 180 180 889.94 180 180 889.94 29-Apr-16 30-Apr-10 401709927 401709927 401709928 250433771 22200/S70002767 3530568 Spectrum Live S70002767 SPL Retail Client Client Shares Buy BGBR:xnas BGBR.PK USD USD 1,000 0 0 1.24 0.0045 5-May-10 1.072685 30/04/2010 13:31 0 Unchecked 4.5 *Delisted 20131002 (Big Bear Mining Corp. US08901P2065 OOTC Equities and Derivatives 1 Share Only 0.0045 4.5 5.92 29.25 4.5 5.92 29.25 29-Apr-16 5-May-10 402563346 402563346 402563347 251290225 15000/S31500091 3372462 BBY Limited S31500091 KXZ Retail Client Client Shares Buy LML:xasx LML.AX AUD AUD 18,000 0 0 0.275 0.046 10-May-10 1 5/05/2010 0:04 0 Unchecked 828 # Lincoln Minerals Ltd AU000000LML2 ASX Equities and Derivatives 1 Share Only 0.046 828 828 4,093.71 828 828 4,093.71 29-Apr-16 5-May-10 402613479 402613479 402613480 251330643 16220/S99900009 3266086 Home Trader S93500452 HTG Retail Client Client Shares Buy NWE:xasx NWE.AX AUD AUD 50,000 0 0 0.032 0.002 10-May-10 1 5/05/2010 6:10 0 Unchecked 100 # Norwest Energy NL AU000000NWE2 ASX Equities and Derivatives 1 Share Only 0.002 100 100 494.41 100 100 494.41 29-Apr-16 5-May-10 402702189 402702189 402702190 251415520 15000/S79700005 2580239 BBY Limited S79700005 BNG Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 500 0 0 1.76 0.05 10-May-10 1.4261 5/05/2010 9:33 0 Unchecked 25 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 25 37.63 186.05 25 37.63 186.05 29-Apr-16 5-May-10 402978501 402978501 402978502 251702679 22200/S70001461 2256270 Spectrum Live S70001461 SPL Retail Client Client Shares Buy BGBR:xnas BGBR.PK USD USD 100 0 0 1.17 0.0045 10-May-10 1.10132 5/05/2010 17:29 0 Unchecked 0.45 *Delisted 20131002 (Big Bear Mining Corp. US08901P2065 OOTC Equities and Derivatives 1 Share Only 0.0045 0.45 0.59 2.93 0.45 0.59 2.93 29-Apr-16 13-May-10 405544456 405544456 405544587 254267249 22200/S70001528 2286790 Spectrum Live S70001528 SPL Retail Client Client Shares Buy BLY:xasx BLY.AX AUD AUD 150 0 0 3.15 0.094 13-May-10 1 12/05/2010 14:19 0 Unchecked 14.1 Boart Longyear Ltd AU000000BLY8 ASX Equities and Derivatives 1 CFD and Share 0.094 14.1 14.1 69.71 14.1 14.1 69.71 29-Apr-16 14-May-10 406149956 406149956 406149956 254864727 15000/S46700003 3698112 BBY Limited S46700003 BEP Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 14,450 0 0 1.525 0.05 14-May-10 0 14/05/2010 9:47 0 Unchecked 722.5 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 722.5 1,087.51 5,376.74 722.5 1,087.51 5,376.74 29-Apr-16 14-May-10 406150308 406150308 406150308 254864953 15000/S46700000 3678004 BBY Limited S46700000 BEP Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 35,088 0 0 1.525 0.05 14-May-10 0 14/05/2010 9:48 0 Unchecked 1,754.40 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 1,754.40 2,640.72 13,055.98 1,754.40 2,640.72 13,055.98 29-Apr-16 14-May-10 406151114 406151114 406151114 254865801 15000/S79700007 3427334 BBY Limited S79700007 BEP Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 11,696 0 0 1.525 0.05 14-May-10 0 14/05/2010 9:50 0 Unchecked 584.8 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 584.8 880.24 4,351.99 584.8 880.24 4,351.99 29-Apr-16 14-May-10 406151942 406151942 406151942 254866291 15000/S46700001 3680553 BBY Limited S46700001 BEP Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 14,036 0 0 1.525 0.05 14-May-10 0 14/05/2010 9:51 0 Unchecked 701.8 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 701.8 1,056.35 5,222.69 701.8 1,056.35 5,222.69 29-Apr-16 14-May-10 406152430 406152430 406152430 254867052 15000/S79700002 2493045 BBY Limited S79700002 BNG Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 33,013 0 0 1.525 0.05 14-May-10 0 14/05/2010 9:53 0 Unchecked 1,650.65 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 1,650.65 2,484.56 12,283.89 1,650.65 2,484.56 12,283.89 29-Apr-16 14-May-10 406153308 406153308 406153308 254867911 15000/S46700008 3717294 BBY Limited S46700008 BEP Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 10,696 0 0 1.525 0.05 14-May-10 0 14/05/2010 9:55 0 Unchecked 534.8 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 534.8 804.98 3,979.90 534.8 804.98 3,979.90 29-Apr-16 14-May-10 406155072 406155072 406155072 254869678 15000/S46700002 3688126 BBY Limited S46700002 BEP Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 17,544 0 0 1.525 0.05 14-May-10 0 14/05/2010 9:58 0 Unchecked 877.2 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 877.2 1,320.36 6,527.99 877.2 1,320.36 6,527.99 29-Apr-16 14-May-10 406155536 406155536 406155536 254869933 15000/S46700004 3707656 BBY Limited S46700004 BEP Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 70,176 0 0 1.525 0.05 14-May-10 0 14/05/2010 9:59 0 Unchecked 3,508.80 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 3,508.80 5,281.44 26,111.96 3,508.80 5,281.44 26,111.96 29-Apr-16 14-May-10 406156290 406156290 406156290 254871130 15000/S46700005 3707663 BBY Limited S46700005 BEP Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 14,036 0 0 1.525 0.05 14-May-10 0 14/05/2010 10:01 0 Unchecked 701.8 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 701.8 1,056.35 5,222.69 701.8 1,056.35 5,222.69 29-Apr-16 14-May-10 406156717 406156717 406156717 254871288 15000/S46700007 3717287 BBY Limited S46700007 BEP Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 110,311 0 0 1.525 0.05 14-May-10 0 14/05/2010 10:02 0 Unchecked 5,515.55 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 5,515.55 8,302.00 41,045.90 5,515.55 8,302.00 41,045.90 29-Apr-16 14-May-10 406195534 406195534 406195535 254903824 15000/S79700005 2580239 BBY Limited S79700005 BNG Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 2,000 0 0 1.525 0.05 19-May-10 1.40155 14/05/2010 12:13 0 Unchecked 100 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 100 150.52 744.19 100 150.52 744.19 29-Apr-16 18-May-10 407039500 407039500 407039499 255763988 17000/S42100076 3812975 BBY Limited S42100076 DJS Retail Client Client Shares Buy NRTLQ:xnas NRTLQ.PK USD USD 30 0.9 0 0.9 0.0005 20-Oct-09 0 18/05/2010 12:26 0 Unchecked 0.02 *Delisted 20151015 (Nortel Networks Corp. - NOCT) CA6565685089 OOTC Equities and Derivatives 1 Share Only 0.0005 0.02 0.03 0.13 0.02 0.03 0.13 29-Apr-16 20-May-10 408269338 408269338 408269339 256992302 22200/S70002971 3829394 Spectrum Live S70002971 SPL Retail Client Client Shares Buy USO:arcx USO.P USD USD 400 0 0 32.35 11.3 25-May-10 1.213945 20/05/2010 15:29 0 Unchecked 4,520.00 United States Oil Fund, LP US91232N1081 NYSE_ARCA Equities and Derivatives 1 CFD and Share 11.3 4,520.00 5,942.85 29,382.03 4,520.00 5,942.85 29,382.03 29-Apr-16 21-May-10 408541602 408541602 408541603 257260334 16220/S99900003 3119955 Home Trader S93500315 HTG Retail Client Client Shares Buy NWE:xasx NWE.AX AUD AUD 100,000 0 0 0.03 0.002 26-May-10 1 21/05/2010 5:49 0 Unchecked 200 # Norwest Energy NL AU000000NWE2 ASX Equities and Derivatives 1 Share Only 0.002 200 200 988.82 200 200 988.82 29-Apr-16 24-May-10 408938785 408938785 408938785 257660004 22200/S70002953 3800967 Spectrum Live S70002953 SPL Retail Client Client Shares Buy FRE:xasx FRE.AX AUD AUD 5,206 0 0 0.004 0.001 24-May-10 0 24/05/2010 6:10 0 Unchecked 5.21 # Freshtel Holdings Ltd AU000000FRE8 ASX Equities and Derivatives 1 Share Only 0.001 5.21 5.21 25.76 5.21 5.21 25.76 29-Apr-16 25-May-10 409219285 409219285 409219285 257937671 22200/S70002953 3800967 Spectrum Live S70002953 SPL Retail Client Client Shares Buy MVP:xasx MVP.AX AUD AUD 522 0 0 0.233 6.25 25-May-10 0 25/05/2010 3:18 0 Unchecked 3,262.50 Medical Developments International AU000000MVP2 ASX Equities and Derivatives 1 Share Only 6.25 3,262.50 3,262.50 16,130.13 3,262.50 3,262.50 16,130.13 29-Apr-16 26-May-10 409690521 409690521 409690522 258405353 15000/S46700005 3707663 BBY Limited S46700005 BEP Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 1,975 0 0 1.5 0.05 28-May-10 1.4921 26/05/2010 7:02 0 Unchecked 98.75 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 98.75 148.64 734.88 98.75 148.64 734.88 29-Apr-16 7-Jun-10 412604914 412604914 412604914 261323548 17500/S70400205 3553579 BBY Limited S70400205 SBR Retail Client Client Shares Buy BDI:xasx BDI.AX AUD AUD 1,031 0 0 0.01 0.001 7-Jun-10 0 7/06/2010 6:14 0 Unchecked 1.03 # Blina Diamonds NL AU000000BDI8 ASX Equities and Derivatives 1 Share Only 0.001 1.03 1.03 5.09 1.03 1.03 5.09 29-Apr-16 7-Jun-10 412604922 412604922 412604922 261323552 17500/S70400205 3553579 BBY Limited S70400205 SBR Retail Client Client Shares Buy LLC:xasx LLC.AX AUD AUD 150 0 0 7.455 12.7 7-Jun-10 0 7/06/2010 6:14 0 Unchecked 1,905.00 Lendlease Group AU000000LLC3 ASX Equities and Derivatives 1 CFD and Share 12.7 1,905.00 1,905.00 9,418.51 1,905.00 1,905.00 9,418.51 29-Apr-16 8-Jun-10 412908491 412908491 412908492 261533945 16220/S93500469 3305918 Home Trader S93500469 HTG Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 200 0 0 36.36 20.68 11-Jun-10 1 7/06/2010 23:59 0 Unchecked 4,136.00 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 4,136.00 4,136.00 20,448.80 4,136.00 4,136.00 20,448.80 29-Apr-16 15-Jun-10 414792120 414792120 414792166 263778676 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy BKIR:xlon BKIR.L EUR EUR 7,500 0 0 0.55 0.265 14-Jun-10 1.5621 15/06/2010 14:55 0 Unchecked 1,987.50 Bank of Ireland IE0030606259 LSE_SETS Equities and Derivatives 1 CFD and Share 0.265 1,987.50 2,991.58 14,790.68 1,987.50 2,991.58 14,790.68 29-Apr-16 30-Jun-10 417853410 417853410 417853411 266820019 20000/S59400010 3027433 BBY Limited S59400010 JFB Retail Client Client Shares Buy HGL:xasx HGL.AX AUD AUD 400 0 0 0.083 0.027 5-Jul-10 1 30/06/2010 6:10 0 Unchecked 10.8 # Hudson Investment Group Ltd AU000000HGL2 ASX Equities and Derivatives 1 Share Only 0.027 10.8 10.8 53.4 10.8 10.8 53.4 29-Apr-16 26-Jul-10 422929050 422929050 422929051 271867777 22200/S70003059 3953491 Spectrum Live S70003059 SPL Retail Client Client Shares Buy AEM:xnys AEM.N USD USD 390 0 0 56.4651282 47.21 29-Jul-10 1.11385 26/07/2010 14:42 0 Unchecked 18,411.90 Agnico-Eagle Mines Limited CA0084741085 NYSE Equities and Derivatives 1 CFD and Share 47.21 18,411.90 24,207.77 119,685.64 18,411.90 24,207.77 119,685.64 29-Apr-16 26-Jul-10 422929310 422929310 422929311 271867797 22200/S70003059 3953491 Spectrum Live S70003059 SPL Retail Client Client Shares Buy GG:xnys GG.N USD USD 550 0 0 40.44 20.15 29-Jul-10 1.11375 26/07/2010 14:43 0 Unchecked 11,082.50 Goldcorp Inc. CA3809564097 NYSE Equities and Derivatives 1 CFD and Share 20.15 11,082.50 14,571.15 72,041.24 11,082.50 14,571.15 72,041.24 29-Apr-16 30-Jul-10 424102929 424102929 424102929 273020010 20000/S45800012 3763746 BBY Limited S45800012 GIL Retail Client Client Shares Buy PGS:xasx PGS.AX AUD AUD 96,250 0 0 0.088 0.004 30-Jul-10 0 30/07/2010 6:12 0 Unchecked 385 # Planet Gas Ltd AU000000PGS0 ASX Equities and Derivatives 1 Share Only 0.004 385 385 1,903.48 385 385 1,903.48 29-Apr-16 3-Aug-10 424620982 424620982 424620983 273539500 22200/S70002947 3800950 Spectrum Live S70002947 SPL Retail Client Client Shares Buy MAU:xasx MAU.AX AUD AUD 12,500 0 0 0.395 0.06 6-Aug-10 1 3/08/2010 0:10 0 Unchecked 750 # Magnetic Resources NL AU000000MAU6 ASX Equities and Derivatives 1 Share Only 0.06 750 750 3,708.08 750 750 3,708.08 29-Apr-16 16-Aug-10 427082359 427082359 427082360 275988600 22200/S70001620 2356756 Spectrum Live S70001620 SPL Retail Client Client Shares Buy RCP:xasx RCP.AX AUD AUD 20,000 0 0 0.024 0.001 19-Aug-10 1 16/08/2010 0:06 0 Unchecked 20 # Redbank Copper Ltd AU000000RCP1 ASX Equities and Derivatives 1 Share Only 0.001 20 20 98.88 20 20 98.88 29-Apr-16 19-Aug-10 427901320 427901320 427901352 276865776 16220/S93500104 3022104 Home Trader S93500104 HTG Retail Client Client Shares Buy WEC:xasx WEC.AX AUD AUD 91 0 0 0 0.14 13-Aug-10 -1 19/08/2010 6:50 0 Unchecked 12.74 # White Energy Company Ltd AU000000WEC5 ASX Equities and Derivatives 1 CFD and Share 0.14 12.74 12.74 62.99 12.74 12.74 62.99 29-Apr-16 19-Aug-10 427901325 427901325 427901357 276865781 16220/S93500267 3185730 Home Trader S93500267 HTG Retail Client Client Shares Buy WEC:xasx WEC.AX AUD AUD 18 0 0 0 0.14 13-Aug-10 -1 19/08/2010 6:50 0 Unchecked 2.52 # White Energy Company Ltd AU000000WEC5 ASX Equities and Derivatives 1 CFD and Share 0.14 2.52 2.52 12.46 2.52 2.52 12.46 29-Apr-16 20-Aug-10 428208949 428208949 428208950 277183060 22200/S70002227 3024416 Spectrum Live S70002227 SPL Retail Client Client Shares Buy PDY:xasx PDY.AX AUD AUD 15,000 0 0 0.013 0.007 25-Aug-10 1 20/08/2010 1:38 0 Unchecked 105 Padbury Mining Ltd - NOCT AU000000PDY5 ASX Equities and Derivatives 1 Share Only 0.007 105 105 519.13 105 105 519.13 29-Apr-16 20-Aug-10 428242815 428242815 428242815 277218402 23400/S34400127 3567495 BBY Limited S34400127 KXZ Retail Client Client Shares Buy ATI:xasx ATI.AX AUD AUD 1 0 0 1.125 0.175 20-Aug-10 0 20/08/2010 7:39 0 Unchecked 0.18 Atlantic Ltd - NOCT AU000000ATI6 ASX Equities and Derivatives 1 CFD and Share 0.175 0.18 0.18 0.89 0.18 0.18 0.89 29-Apr-16 25-Aug-10 429067967 429067967 429067967 278031004 16220/S93500267 3185730 Home Trader S93500267 HTG Retail Client Client Shares Buy WEC:xasx WEC.AX AUD AUD 1 0 0 0 0.14 25-Aug-10 0 25/08/2010 6:11 0 Unchecked 0.14 # White Energy Company Ltd AU000000WEC5 ASX Equities and Derivatives 1 CFD and Share 0.14 0.14 0.14 0.69 0.14 0.14 0.69 29-Apr-16 8-Sep-10 431597765 431597765 431597787 280536601 22200/S70002316 3157126 Spectrum Live S70002316 SPL Retail Client Client Shares Buy IAGI:xnas IAGI.PK USD USD 100 0 0 2 0.0051 8-Sep-10 1.248595 8/09/2010 6:36 0 Unchecked 0.51 *Delisted 20141023 (IA Global Inc.) US44920E2037 OOTC Equities and Derivatives 1 Share Only 0.0051 0.51 0.67 3.32 0.51 0.67 3.32 29-Apr-16 16-Sep-10 433338481 433338481 433338481 282278942 22200/S70002040 2786034 Spectrum Live S70002040 SPL Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 1 0 0 0 51.55 9-Sep-10 0 16/09/2010 9:19 0 Unchecked 51.55 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 51.55 51.55 254.87 51.55 51.55 254.87 29-Apr-16 21-Sep-10 434216255 434216255 434216256 283154770 22200/S70002879 3724745 Spectrum Live S70002879 SPL Retail Client Client Shares Buy AEHI:xnas AEHI.PK USD USD 1,000 0 0 0.78 0.0001 24-Sep-10 1.05635 21/09/2010 17:23 0 Unchecked 0.1 *Delisted 20150813 (Alternate Energy Hldings Inc. US02147K1051 OOTC Equities and Derivatives 1 Share Only 0.0001 0.1 0.13 0.65 0.1 0.13 0.65 29-Apr-16 22-Sep-10 434325530 434325530 434325531 283265021 22200/S70003087 4046624 Spectrum Live S70003087 SPL Retail Client Client Shares Buy RCP:xasx RCP.AX AUD AUD 15,000 0 0 0.018 0.001 27-Sep-10 1 22/09/2010 0:30 0 Unchecked 15 # Redbank Copper Ltd AU000000RCP1 ASX Equities and Derivatives 1 Share Only 0.001 15 15 74.16 15 15 74.16 29-Apr-16 24-Sep-10 435153852 435153852 435153853 284090693 22200/S70002879 3724745 Spectrum Live S70002879 SPL Retail Client Client Shares Buy AEHI:xnas AEHI.PK USD USD 8,000 0 0 0.83 0.0001 29-Sep-10 1.0432 24/09/2010 17:15 0 Unchecked 0.8 *Delisted 20150813 (Alternate Energy Hldings Inc. US02147K1051 OOTC Equities and Derivatives 1 Share Only 0.0001 0.8 1.05 5.2 0.8 1.05 5.2 29-Apr-16 27-Sep-10 435254854 435254854 435254972 284192658 16220/S93500536 3459352 Home Trader S93500536 HTG Retail Client Client Shares Buy NCM:xasx NCM.AX AUD AUD 355 0 0 0 18.97 22-Sep-10 1 27/09/2010 8:12 0 Checked 6,734.35 Newcrest Mining Ltd AU000000NCM7 ASX Equities and Derivatives 1 CFD and Share 18.97 6,734.35 6,734.35 33,295.30 6,734.35 6,734.35 33,295.30 29-Apr-16 28-Sep-10 435420602 435420602 435420603 284357617 22200/S70003087 4046624 Spectrum Live S70003087 SPL Retail Client Client Shares Buy NUF:xasx NUF.AX AUD AUD 150 0 0 3.91 7.02 1-Oct-10 1 28/09/2010 0:17 0 Unchecked 1,053.00 Nufarm Ltd AU000000NUF3 ASX Equities and Derivatives 1 CFD and Share 7.02 1,053.00 1,053.00 5,206.14 1,053.00 1,053.00 5,206.14 29-Apr-16 5-Oct-10 436929550 436929550 436929551 285851078 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy SGZ:xasx SGZ.AX AUD AUD 50,000 0 0 0.062 0.013 8-Oct-10 1 4/10/2010 23:47 0 Unchecked 650 # Scotgold Resources Ltd AU000000SGZ9 ASX Equities and Derivatives 1 Share Only 0.013 650 650 3,213.67 650 650 3,213.67 29-Apr-16 13-Oct-10 438758863 438758863 438758864 287654006 22200/S70002242 3049619 Spectrum Live S70002242 SPL Retail Client Client Shares Buy GRE:xpar LGRE.PA EUR EUR 200 0 0 4.24 0.77 18-Oct-10 1.41329 13/10/2010 10:45 0 Unchecked 154 LYXOR ETF ATHEX 20 FR0010405431 PAR Equities and Derivatives 1 CFD and Share 0.77 154 231.8 1,146.04 154 231.8 1,146.04 29-Apr-16 14-Oct-10 438965487 438965487 438965488 287854081 19000/S87500000 3217334 BBY Limited S87500000 SBR Retail Client Client Shares Buy FXR:xasx FXR.AX AUD AUD 50,000 0 0 0.15 0.002 19-Oct-10 1 14/10/2010 4:43 0 Unchecked 100 # Fox Resources Ltd AU000000FXR8 ASX Equities and Derivatives 1 CFD and Share 0.002 100 100 494.41 100 100 494.41 29-Apr-16 14-Oct-10 439041899 439041899 439041899 287935236 22200/S70002953 3800967 Spectrum Live S70002953 SPL Retail Client Client Shares Buy FRE:xasx FRE.AX AUD AUD 5,206 0 0 0.005 0.001 14-Oct-10 0 14/10/2010 9:36 0 Unchecked 5.21 # Freshtel Holdings Ltd AU000000FRE8 ASX Equities and Derivatives 1 Share Only 0.001 5.21 5.21 25.76 5.21 5.21 25.76 29-Apr-16 28-Oct-10 441790728 441790728 441790729 290667163 16220/S93500274 3128416 Home Trader S93500274 HTG Retail Client Client Shares Buy OVR:xasx OVR.AX AUD AUD 7,000 0 0 0.34 0.006 3-Nov-10 1 28/10/2010 0:52 0 Unchecked 42 # Overland Resources Ltd AU000000OVR4 ASX Equities and Derivatives 1 Share Only 0.006 42 42 207.65 42 42 207.65 29-Apr-16 29-Oct-10 442049253 442049253 442049254 290930983 22200/S70002804 3591212 Spectrum Live S70002804 SPL Retail Client Client Shares Buy PBP:xasx PBP.AX AUD AUD 3,000 0 0 0.94 0.49 4-Nov-10 1 28/10/2010 23:06 0 Unchecked 1,470.00 # Probiotec Ltd AU000000PBP7 ASX Equities and Derivatives 1 Share Only 0.49 1,470.00 1,470.00 7,267.83 1,470.00 1,470.00 7,267.83 29-Apr-16 4-Nov-10 443478535 443478535 443478535 292352295 16220/S93500219 3064461 Home Trader S93500219 HTG Retail Client Client Shares Buy SAXO-0420:xxxx SAXO-0420. AUD AUD 2,506 0 0 0 0 4-Nov-10 -1 4/11/2010 22:20 0 Unchecked 0 AET&D Holdings Non Voting shares QQ0009148602 NotSupport Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 4-Nov-10 443478545 443478545 443478545 292352341 22200/S70002953 3800967 Spectrum Live S70002953 SPL Retail Client Client Shares Buy SAXO-0420:xxxx SAXO-0420. AUD AUD 76 0 0 0 0 4-Nov-10 -1 4/11/2010 22:20 0 Unchecked 0 AET&D Holdings Non Voting shares QQ0009148602 NotSupport Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 10-Nov-10 444435295 444435295 444435296 293309564 17000/S54900087 2752150 SmarTrader Ltd S54900087 GCW Retail Client Client Shares Buy COK:xasx COK.AX AUD AUD 35,000 0 0 0.565 0.001 15-Nov-10 1 9/11/2010 23:49 0 Unchecked 35 # Cockatoo Coal Ltd AU000000COK9 ASX Equities and Derivatives 1 CFD and Share 0.001 35 35 173.04 35 35 173.04 29-Apr-16 16-Nov-10 445836896 445836896 445836897 294705276 16220/S93500507 3398699 Home Trader S93500507 HTG Retail Client Client Shares Buy LYC:xasx LYC.AX AUD AUD 1,580 0 0 1.39 0.075 19-Nov-10 1 15/11/2010 23:58 0 Unchecked 118.5 Lynas Corp Ltd AU000000LYC6 ASX Equities and Derivatives 1 CFD and Share 0.075 118.5 118.5 585.88 118.5 118.5 585.88 29-Apr-16 18-Nov-10 446482313 446482313 446482314 295342704 16200/S93500048 3001252 Home Trader S93500048 HTG Retail Client Client Shares Buy INL:xasx INL.AX AUD AUD 80,000 0 0 0.055 0.004 23-Nov-10 1 18/11/2010 4:16 0 Unchecked 320 # Intec Ltd AU000000INL6 ASX Equities and Derivatives 1 Share Only 0.004 320 320 1,582.11 320 320 1,582.11 29-Apr-16 18-Nov-10 446614607 446614607 446614608 295484943 16220/S93500726 4077749 Home Trader S93500726 HTG Retail Client Client Shares Buy RLOC:xnas RLOC.OQ USD USD 100 0 0 19.62 1.58 23-Nov-10 1.01305 18/11/2010 14:30 0 Unchecked 158 ReachLocal Inc. US75525F1049 Nasdaq NM Equities and Derivatives 1 Share Only 1.58 158 207.74 1,027.07 158 207.74 1,027.07 29-Apr-16 22-Nov-10 447021542 447021542 447021646 295892519 22200/S70001379 2154651 Spectrum Live S70001379 SPL Retail Client Client Shares Buy SBM:xasx SBM.AX AUD AUD 1,333 0 0 3.51 2.32 2-Dec-10 1 22/11/2010 4:58 0 Unchecked 3,092.56 St Barbara Ltd AU000000SBM8 ASX Equities and Derivatives 1 CFD and Share 2.32 3,092.56 3,092.56 15,289.93 3,092.56 3,092.56 15,289.93 29-Apr-16 23-Nov-10 447276604 447276604 447276605 296151198 16220/S93500726 4077749 Home Trader S93500726 HTG Retail Client Client Shares Buy MSR:xasx MSR.AX AUD AUD 7,450 0 0 0.255 0.002 26-Nov-10 1 22/11/2010 23:04 0 Unchecked 14.9 # Manas Resources Ltd AU000000MSR4 ASX Equities and Derivatives 1 Share Only 0.002 14.9 14.9 73.67 14.9 14.9 73.67 29-Apr-16 26-Nov-10 448196830 448196830 448196831 297072731 16220/S93500726 4077749 Home Trader S93500726 HTG Retail Client Client Shares Buy XST:xasx XST.AX AUD AUD 6,500 0 0 0.155 0.009 1-Dec-10 1 25/11/2010 23:08 0 Unchecked 58.5 # Xstate Resources Ltd AU000000XST7 ASX Equities and Derivatives 1 Share Only 0.009 58.5 58.5 289.23 58.5 58.5 289.23 29-Apr-16 26-Nov-10 448374553 448374553 448374552 297247624 15000/S58420002D 4216557 BBY Limited S58420002 TSH Retail Client Client CFDs Buy SAXO-0212:xxxx SAXO-0212. AUD AUD 250,000 0 0 0 0.0001 6-Aug-09 -1 26/11/2010 13:20 0 Unchecked BGP Holdings - Spin off AU0092552178 Not listed Equities and Derivatives 1 CFD and Share 0.0001 25 25 123.6 25 25 123.6 29-Apr-16 26-Nov-10 448374667 448374667 448374666 297247726 15000/S58420002 4216557 BBY Limited S58420002 TSH Retail Client Client Shares Buy SAXO-0212:xxxx SAXO-0212. AUD AUD 2,000,000 0 0 0 0.0001 6-Aug-09 -1 26/11/2010 13:20 0 Unchecked 200 BGP Holdings - Spin off AU0092552178 Not listed Equities and Derivatives 1 CFD and Share 0.0001 200 200 988.82 200 200 988.82 29-Apr-16 29-Nov-10 448493383 448493383 448493384 297370820 16220/S93500726 4077749 Home Trader S93500726 HTG Retail Client Client Shares Buy XST:xasx XST.AX AUD AUD 6,500 0 0 0.155 0.009 2-Dec-10 1 28/11/2010 23:09 0 Unchecked 58.5 # Xstate Resources Ltd AU000000XST7 ASX Equities and Derivatives 1 Share Only 0.009 58.5 58.5 289.23 58.5 58.5 289.23 29-Apr-16 3-Dec-10 450179088 450179088 450179089 299038904 22200/S70002619 3416143 Spectrum Live S70002619 SPL Retail Client Client Shares Buy X:xnys X.N USD USD 6 0 0 51 19.11 8-Dec-10 1.01435 3/12/2010 14:31 0 Unchecked 114.66 United States Steel Corporation US9129091081 NYSE Equities and Derivatives 1 CFD and Share 19.11 114.66 150.75 745.34 114.66 150.75 745.34 29-Apr-16 6-Dec-10 450379141 450379141 450379141 299238402 16220/S93500124 3024332 Home Trader S93500124 HTG Retail Client Client Shares Buy AA:xnys AA.N USD USD 344 0 0 14.23 11.17 6-Dec-10 0 6/12/2010 8:50 0 Unchecked 3,842.48 Alcoa Inc. US0138171014 NYSE Equities and Derivatives 1 CFD and Share 11.17 3,842.48 5,052.05 24,977.85 3,842.48 5,052.05 24,977.85 29-Apr-16 6-Dec-10 450579687 450579687 450579687 299442731 22200/S70002222 3024387 Spectrum Live S70002222 SPL Retail Client Client Shares Buy UML:xasx UML.AX AUD AUD 7,000 0 0 0.255 0.033 6-Dec-10 1 6/12/2010 22:22 0 Unchecked 231 Unity Mining Ltd AU000000UML3 ASX Equities and Derivatives 1 CFD and Share 0.033 231 231 1,142.09 231 231 1,142.09 29-Apr-16 8-Dec-10 450968622 450968622 450968623 299834467 22200/S70002162 2898111 Spectrum Live S70002162 SPL Retail Client Client Shares Buy NAB:xasx NAB.AX AUD AUD 90 0 0 23.62 27.19 13-Dec-10 1 8/12/2010 2:18 0 Unchecked 2,447.10 National Australia Bank Ltd AU000000NAB4 ASX Equities and Derivatives 1 CFD and Share 27.19 2,447.10 2,447.10 12,098.71 2,447.10 2,447.10 12,098.71 29-Apr-16 10-Dec-10 451786699 451786699 451786700 300644450 22200/S70002879 3724745 Spectrum Live S70002879 SPL Retail Client Client Shares Buy AEHI:xnas AEHI.PK USD USD 10,000 0 0 0.609 0.0001 15-Dec-10 1.01355 10/12/2010 14:31 0 Unchecked 1 *Delisted 20150813 (Alternate Energy Hldings Inc. US02147K1051 OOTC Equities and Derivatives 1 Share Only 0.0001 1 1.31 6.5 1 1.31 6.5 29-Apr-16 13-Dec-10 451901378 451901378 451901400 300757896 22200/S70002953 3800967 Spectrum Live S70002953 SPL Retail Client Client Shares Buy BIP:xnys BIP.N USD USD 18 0 0 16.499997 42.18 10-Dec-10 -1 13/12/2010 5:31 0 Unchecked 759.24 Brookfield Infrastructure Partners LP BMG162521014 NYSE Equities and Derivatives 1 CFD and Share 42.18 759.24 998.24 4,935.40 759.24 998.24 4,935.40 29-Apr-16 14-Dec-10 452192740 452192740 452192740 301061165 16220/S93500104 3022104 Home Trader S93500104 HTG Retail Client Client Shares Buy ORX:xasx ORX.AX AUD AUD 10,000 0 0 0.215 0.07 14-Dec-10 0 14/12/2010 5:26 0 Unchecked 700 # Orrex Resources AU000000ORX0 ASX Equities and Derivatives 1 Share Only 0.07 700 700 3,460.87 700 700 3,460.87 29-Apr-16 17-Dec-10 453261084 453261084 453261085 302118898 22200/S70001939 2663928 Spectrum Live S70001939 SPL Retail Client Client Shares Buy GDX:arcx GDX.P USD USD 15 0 0 59.91 25.83 22-Dec-10 1.01455 17/12/2010 17:03 0 Unchecked 387.45 VanEck Vectors Gold Miners ETF US92189F1066 NYSE_ARCA Equities and Derivatives 1 CFD and Share 25.83 387.45 509.42 2,518.60 387.45 509.42 2,518.60 29-Apr-16 21-Dec-10 453528906 453528906 453528907 302388296 16220/S93500274 3128416 Home Trader S93500274 HTG Retail Client Client Shares Buy QMN:xasx QMN.AX AUD AUD 7,000 0 0 0.155 0.004 24-Dec-10 1 21/12/2010 2:39 0 Unchecked 28 # Queensland Mining Corporation Ltd AU000000QMN7 ASX Equities and Derivatives 1 Share Only 0.004 28 28 138.43 28 28 138.43 29-Apr-16 22-Dec-10 453723267 453723267 453723268 302425275 16220/S93500762 4241884 Home Trader S93500762 HTG Retail Client Client Shares Buy RUM:xasx RUM.AX AUD AUD 945 0 0 0.225 0.045 29-Dec-10 1 21/12/2010 23:06 0 Unchecked 42.53 # Rum Jungle Uranium Ltd AU000000RUM0 ASX Equities and Derivatives 1 Share Only 0.045 42.52 42.52 210.22 42.52 42.52 210.22 29-Apr-16 21-Dec-10 453637742 453637742 453637742 302506868 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy IMA:xasx IMA.AX AUD AUD 7,000 0.932857143 0 0.932857143 0.078 21-Dec-10 1 21/12/2010 14:17 0 Unchecked 546 # Image Resources NL AU000000IMA1 ASX Equities and Derivatives 1 Share Only 0.078 546 546 2,699.48 546 546 2,699.48 29-Apr-16 27-Dec-10 454179140 454179140 454179284 303015664 17000/S70400076 2657137 BBY Limited S70400076 SBR Retail Client Client Shares Buy NWMT:xnas NWMT.PK USD USD 2,554 0 0 1.715544 0.0001 27-Dec-10 1.106832181 27/12/2010 0:21 0 Unchecked 0.26 *Delisted 20150625 (NewMarket Tech.) US6516273090 OOTC Equities and Derivatives 1 Share Only 0.0001 0.26 0.34 1.69 0.26 0.34 1.69 29-Apr-16 30-Dec-10 454665172 454665172 454665173 303498933 22200/S70002794 3574709 Spectrum Live S70002794 SPL Retail Client Client Shares Buy UNV:xasx UNV.AX AUD AUD 400 0 0 0.405 0.225 5-Jan-11 1 30/12/2010 2:26 0 Checked 90 Universal Coal Plc AU000000UNV0 ASX Equities and Derivatives 1 Share Only 0.225 90 90 444.97 90 90 444.97 29-Apr-16 5-Jan-11 455534871 455534871 455534872 304354317 16220/S93500274 3128416 Home Trader S93500274 HTG Retail Client Client Shares Buy SDL:xasx SDL.AX AUD AUD 2,000 0 0 0.595 0.003 10-Jan-11 1 5/01/2011 3:01 0 Unchecked 6 # Sundance Resources Ltd AU000000SDL6 ASX Equities and Derivatives 1 CFD and Share 0.003 6 6 29.66 6 6 29.66 29-Apr-16 7-Jan-11 456181203 456181203 456181204 305000633 22200/S70002162 2898111 Spectrum Live S70002162 SPL Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 50 0 0 44.79 20.68 12-Jan-11 1 6/01/2011 23:33 0 Unchecked 1,034.00 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 1,034.00 1,034.00 5,112.20 1,034.00 1,034.00 5,112.20 29-Apr-16 11-Jan-11 456767332 456767332 456767333 305597852 22200/S70001432 2206733 Spectrum Live S70001432 SPL Retail Client Client Shares Buy MOL:xasx MOL.AX AUD AUD 4,800 0 0 1.465 0.069 14-Jan-11 1 10/01/2011 23:20 0 Unchecked 331.2 Moly Mines Ltd - NOCT AU000000MOL6 ASX Equities and Derivatives 1 CFD and Share 0.069 331.2 331.2 1,637.49 331.2 331.2 1,637.49 29-Apr-16 17-Jan-11 458128852 458128852 458128853 306967331 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy DDT:xasx DDT.AX AUD AUD 100,000 0 0 0.053 0.021 20-Jan-11 1 17/01/2011 1:30 0 Checked 2,100.00 DataDot Technology Ltd AU000000DDT1 ASX Equities and Derivatives 1 Share Only 0.021 2,100.00 2,100.00 10,382.61 2,100.00 2,100.00 10,382.61 29-Apr-16 17-Jan-11 458132979 458132979 458132980 306970252 16220/S93500726 4077749 Home Trader S93500726 HTG Retail Client Client Shares Buy WRG:xasx WRG.AX AUD AUD 6,520 0 0 0.15 0.003 20-Jan-11 1 17/01/2011 0:25 0 Unchecked 19.56 # Water Resources Group AU000000WRG8 ASX Equities and Derivatives 1 Share Only 0.003 19.56 19.56 96.71 19.56 19.56 96.71 29-Apr-16 21-Jan-11 459421260 459421260 459421261 308265352 16220/S93500459 3286692 Home Trader S93500459 HTG Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 180 0 0 44.62 20.68 27-Jan-11 1 20/01/2011 23:43 0 Unchecked 3,722.40 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 3,722.40 3,722.40 18,403.92 3,722.40 3,722.40 18,403.92 29-Apr-16 21-Jan-11 459431001 459431001 459431002 308273363 22300/S76000266 2299175 ASI Club S76000266 SBR Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 20,000 0 0 0.145 0.083 27-Jan-11 1 21/01/2011 1:25 0 Unchecked 1,660.00 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 1,660.00 1,660.00 8,207.21 1,660.00 1,660.00 8,207.21 29-Apr-16 25-Jan-11 460334088 460334088 460334089 309160731 22200/S70003059 3953491 Spectrum Live S70003059 SPL Retail Client Client Shares Buy PVG:xtse PVG.TO CAD CAD 2,500 0 0 6.02976 10.33 28-Jan-11 1.01165 25/01/2011 16:27 0 Unchecked 25,825.00 Pretium Resources Inc. CA74139C1023 TSE Equities and Derivatives 1 Share Only 10.33 25,825.00 27,034.22 133,659.87 25,825.00 27,034.22 133,659.87 29-Apr-16 28-Jan-11 461035382 461035382 461035383 309863196 16220/S86300060 3903823 Home Trader S93500677 HTG Retail Client Client Shares Buy UNV:xasx UNV.AX AUD AUD 9,090 0 0 0.55 0.225 2-Feb-11 1 28/01/2011 0:42 0 Unchecked 2,045.25 Universal Coal Plc AU000000UNV0 ASX Equities and Derivatives 1 Share Only 0.225 2,045.25 2,045.25 10,111.92 2,045.25 2,045.25 10,111.92 29-Apr-16 31-Jan-11 461426039 461426039 461426039 310259966 17500/S70400227 3825948 BBY Limited S70400227 SVS Retail Client Client Shares Buy GDY:xasx GDY.AX AUD AUD 6,790 0 0 0.345 0.027 31-Jan-11 0 31/01/2011 7:16 0 Unchecked 183.33 # Geodynamics Ltd AU000000GDY4 ASX Equities and Derivatives 1 Share Only 0.027 183.33 183.33 906.4 183.33 183.33 906.4 29-Apr-16 1-Feb-11 461701193 461701193 461701194 310546354 19000/S87500000 3217334 BBY Limited S87500000 SBR Retail Client Client Shares Buy FTE:xasx FTE.AX AUD AUD 100,000 0 0 0.125 0.002 4-Feb-11 1 1/02/2011 3:11 0 Unchecked 200 *Delisted 20150417 (# Forte Energy NL) AU000000FTE4 ASX Equities and Derivatives 1 Share Only 0.002 200 200 988.82 200 200 988.82 29-Apr-16 8-Feb-11 463181251 463181251 463181251 312006488 22200/S70002223 3024394 Spectrum Live S70002223 SPL Retail Client Client Shares Buy UNV:xasx UNV.AX AUD AUD 50,000 0 0 0.535 0.225 8-Feb-11 0 8/02/2011 9:14 0 Unchecked 11,250.00 Universal Coal Plc AU000000UNV0 ASX Equities and Derivatives 1 Share Only 0.225 11,250.00 11,250.00 55,621.13 11,250.00 11,250.00 55,621.13 29-Apr-16 8-Feb-11 463182557 463182557 463182557 312007524 16220/S93500509 3403059 Home Trader S93500509 HTG Retail Client Client Shares Buy UNV:xasx UNV.AX AUD AUD 19,230 0 0 0.555 0.225 8-Feb-11 0 8/02/2011 9:18 0 Unchecked 4,326.75 Universal Coal Plc AU000000UNV0 ASX Equities and Derivatives 1 Share Only 0.225 4,326.75 4,326.75 21,391.88 4,326.75 4,326.75 21,391.88 29-Apr-16 17-Feb-11 464978793 464978793 464978794 313815265 15000/S31500091 3372462 BBY Limited S31500091 KXZ Retail Client Client Shares Buy LML:xasx LML.AX AUD AUD 50,000 0 0 0.17 0.046 22-Feb-11 1 17/02/2011 4:56 0 Unchecked 2,300.00 # Lincoln Minerals Ltd AU000000LML2 ASX Equities and Derivatives 1 Share Only 0.046 2,300.00 2,300.00 11,371.43 2,300.00 2,300.00 11,371.43 29-Apr-16 18-Feb-11 465290947 465290947 465290947 314117184 22200/S70002319 3159978 Spectrum Live S70002319 SPL Retail Client Client Shares Buy WRG:xasx WRG.AX AUD AUD 8,000 0 0 0.143 0.003 18-Feb-11 0 18/02/2011 10:16 0 Unchecked 24 # Water Resources Group AU000000WRG8 ASX Equities and Derivatives 1 Share Only 0.003 24 24 118.66 24 24 118.66 29-Apr-16 21-Feb-11 465462357 465462357 465462358 314302754 15000/S31500091 3372462 BBY Limited S31500091 KXZ Retail Client Client Shares Buy LML:xasx LML.AX AUD AUD 48,000 0 0 0.175 0.046 24-Feb-11 1 21/02/2011 0:11 0 Unchecked 2,208.00 # Lincoln Minerals Ltd AU000000LML2 ASX Equities and Derivatives 1 Share Only 0.046 2,208.00 2,208.00 10,916.57 2,208.00 2,208.00 10,916.57 29-Apr-16 21-Feb-11 465474028 465474028 465474029 314312900 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy CEL:xasx CEL.AX AUD AUD 20,000 0 0 0.165 0.03 24-Feb-11 1 21/02/2011 1:19 0 Checked 600 # Challenger Energy Ltd AU000000CEL8 ASX Equities and Derivatives 1 CFD and Share 0.03 600 600 2,966.46 600 600 2,966.46 29-Apr-16 21-Feb-11 465477154 465477154 465477155 314316400 17000/S70400009 2073531 BBY Limited S70400009 SBR Retail Client Client Shares Buy PZC:xasx PZC.AX AUD AUD 24,000 0 0 0.32 0.004 24-Feb-11 1 21/02/2011 2:33 0 Unchecked 96 # Pan Asia Corporation Ltd AU000000PZC4 ASX Equities and Derivatives 1 Share Only 0.004 96 96 474.63 96 96 474.63 29-Apr-16 22-Feb-11 465685143 465685143 465685144 314526308 16220/S93500762 4241884 Home Trader S93500762 HTG Retail Client Client Shares Buy SBL:xasx SBL.AX AUD AUD 45,000 0 0 0.041 0.001 25-Feb-11 1 22/02/2011 2:58 0 Unchecked 45 *Delisted 20150501 (# Signature Metals Ltd) AU000000SBL0 ASX Equities and Derivatives 1 Share Only 0.001 45 45 222.48 45 45 222.48 29-Apr-16 22-Feb-11 465715347 465715347 465715348 314531892 15000/S31500091 3372462 BBY Limited S31500091 KXZ Retail Client Client Shares Buy LML:xasx LML.AX AUD AUD 20,000 0 0 0.175 0.046 25-Feb-11 1 22/02/2011 4:06 0 Unchecked 920 # Lincoln Minerals Ltd AU000000LML2 ASX Equities and Derivatives 1 Share Only 0.046 920 920 4,548.57 920 920 4,548.57 29-Apr-16 22-Feb-11 465736050 465736050 465736049 314556177 16220/S98000011 3022104 Home Trader S93500104 HTG Retail Client Client Shares Buy JKA:xasx JKA.AX AUD AUD 10,000 0.203 0 0.203 0.004 16-Dec-10 0 22/02/2011 7:16 0 Unchecked 40 # Jacka Resources Ltd AU000000JKA3 ASX Equities and Derivatives 1 CFD and Share 0.004 40 40 197.76 40 40 197.76 29-Apr-16 22-Feb-11 465885033 465885033 465885034 314706352 16220/S93500726 4077749 Home Trader S93500726 HTG Retail Client Client Shares Buy RLOC:xnas RLOC.OQ USD USD 200 0 0 21 1.58 25-Feb-11 0.9975 22/02/2011 14:33 0 Unchecked 316 ReachLocal Inc. US75525F1049 Nasdaq NM Equities and Derivatives 1 Share Only 1.58 316 415.47 2,054.14 316 415.47 2,054.14 29-Apr-16 23-Feb-11 466024385 466024385 466024386 314852887 15000/S31500091 3372462 BBY Limited S31500091 KXZ Retail Client Client Shares Buy LML:xasx LML.AX AUD AUD 27,000 0 0 0.175 0.046 28-Feb-11 1 23/02/2011 2:44 0 Unchecked 1,242.00 # Lincoln Minerals Ltd AU000000LML2 ASX Equities and Derivatives 1 Share Only 0.046 1,242.00 1,242.00 6,140.57 1,242.00 1,242.00 6,140.57 29-Apr-16 23-Feb-11 466025231 466025231 466025232 314853531 16220/S93500726 4077749 Home Trader S93500726 HTG Retail Client Client Shares Buy UNV:xasx UNV.AX AUD AUD 2,125 0 0 0.455 0.225 28-Feb-11 1 22/02/2011 23:09 0 Unchecked 478.13 Universal Coal Plc AU000000UNV0 ASX Equities and Derivatives 1 Share Only 0.225 478.12 478.12 2,363.87 478.12 478.12 2,363.87 29-Apr-16 23-Feb-11 466029085 466029085 466029086 314857757 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy POS:xasx POS.AX AUD AUD 10,000 0 0 0.295 0.039 28-Feb-11 1 22/02/2011 23:46 0 Unchecked 390 Poseidon Nickel Ltd AU000000POS4 ASX Equities and Derivatives 1 Share Only 0.039 390 390 1,928.20 390 390 1,928.20 29-Apr-16 23-Feb-11 466294923 466294923 466294924 315112798 22200/S70001699 2417590 Spectrum Live S70001699 SPL Retail Client Client Shares Buy CBEH:xnas CBEH.PK USD USD 1,000 0 0 6.12 0.11 28-Feb-11 0.9993 23/02/2011 18:55 0 Unchecked 110 *Delisted 20141222 (China Integrated Energy Inc. US16948P1057 OOTC Equities and Derivatives 1 CFD and Share 0.11 110 144.63 715.05 110 144.63 715.05 29-Apr-16 2-Mar-11 467421512 467421512 467421513 316265848 19000/S87500000 3217334 BBY Limited S87500000 SBR Retail Client Client Shares Buy FTE:xasx FTE.AX AUD AUD 150,000 0 0 0.1225448 0.002 7-Mar-11 1 2/03/2011 0:45 0 Unchecked 300 *Delisted 20150417 (# Forte Energy NL) AU000000FTE4 ASX Equities and Derivatives 1 Share Only 0.002 300 300 1,483.23 300 300 1,483.23 29-Apr-16 2-Mar-11 467422322 467422322 467422323 316265876 19000/S87500000 3217334 BBY Limited S87500000 SBR Retail Client Client Shares Buy FTE:xasx FTE.AX AUD AUD 25,000 0 0 0.125 0.002 7-Mar-11 1 2/03/2011 0:53 0 Unchecked 50 *Delisted 20150417 (# Forte Energy NL) AU000000FTE4 ASX Equities and Derivatives 1 Share Only 0.002 50 50 247.21 50 50 247.21 29-Apr-16 7-Mar-11 468212149 468212149 468212150 317082723 19000/S87500000 3217334 BBY Limited S87500000 SBR Retail Client Client Shares Buy FTE:xasx FTE.AX AUD AUD 25,000 0 0 0.13 0.002 10-Mar-11 1 7/03/2011 3:34 0 Unchecked 50 *Delisted 20150417 (# Forte Energy NL) AU000000FTE4 ASX Equities and Derivatives 1 Share Only 0.002 50 50 247.21 50 50 247.21 29-Apr-16 8-Mar-11 468453899 468453899 468453900 317316561 16220/S86300060 3903823 Home Trader S93500677 HTG Retail Client Client Shares Buy AFR:xasx AFR.AX AUD AUD 6,200 0 0 0.95 0.045 11-Mar-11 1 7/03/2011 23:33 0 Unchecked 279 # African Energy Resources Guernsey Ltd AU000000AFR6 ASX Equities and Derivatives 1 CFD and Share 0.045 279 279 1,379.40 279 279 1,379.40 29-Apr-16 9-Mar-11 468698162 468698162 468698163 317559239 22300/S76000266 2299175 ASI Club S76000266 SBR Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 20,000 0 0 0.15 0.083 15-Mar-11 1 8/03/2011 23:08 0 Unchecked 1,660.00 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 1,660.00 1,660.00 8,207.21 1,660.00 1,660.00 8,207.21 29-Apr-16 11-Mar-11 469258786 469258786 469258787 318121599 16220/S93500459 3286692 Home Trader S93500459 HTG Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 120 0 0 44.305 20.68 17-Mar-11 1 11/03/2011 0:36 0 Unchecked 2,481.60 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 2,481.60 2,481.60 12,269.28 2,481.60 2,481.60 12,269.28 29-Apr-16 11-Mar-11 469293404 469293404 469293404 318155837 15000/S46700009 3750014 BBY Limited S46700009 BEP Retail Client Client Shares Buy PGU:xetr PGUG.DE EUR EUR 112,682 0 0 0.215 0.05 11-Mar-11 0 11/03/2011 6:47 0 Unchecked 5,634.10 *Delisted 20111117 (PEGG Capital AG) DE000A0YCBX4 FSE Equities and Derivatives 1 Share Only 0.05 5,634.10 8,480.44 41,928.13 5,634.10 8,480.44 41,928.13 29-Apr-16 16-Mar-11 470383907 470383907 470383908 319254052 15000/S31500091 3372462 BBY Limited S31500091 KXZ Retail Client Client Shares Buy LML:xasx LML.AX AUD AUD 19,714 0.15 0 0.15 0.046 15-Mar-11 1 16/03/2011 7:41 0 Unchecked 906.84 # Lincoln Minerals Ltd AU000000LML2 ASX Equities and Derivatives 1 Share Only 0.046 906.84 906.84 4,483.51 906.84 906.84 4,483.51 29-Apr-16 21-Mar-11 471388494 471388494 471388495 320266906 22000/S26500320 4023601 BBY Limited Dean Hoare S26500320 RGB Retail Client Client Shares Buy PDN:xasx PDN.AX AUD AUD 5,000 0 0 3.7 0.265 24-Mar-11 1 20/03/2011 23:32 0 Unchecked 1,325.00 Paladin Energy Ltd AU000000PDN8 ASX Equities and Derivatives 1 CFD and Share 0.265 1,325.00 1,325.00 6,550.93 1,325.00 1,325.00 6,550.93 29-Apr-16 21-Mar-11 471411058 471411058 471411059 320285049 16220/S86300043 3736645 Home Trader S93500647 HTG Retail Client Client Shares Buy FTE:xasx FTE.AX AUD AUD 100,000 0 0 0.0947925 0.002 24-Mar-11 1 21/03/2011 3:59 0 Unchecked 200 *Delisted 20150417 (# Forte Energy NL) AU000000FTE4 ASX Equities and Derivatives 1 Share Only 0.002 200 200 988.82 200 200 988.82 29-Apr-16 22-Mar-11 471602243 471602243 471602244 320476299 22000/S26500320 4023601 BBY Limited Dean Hoare S26500320 RGB Retail Client Client Shares Buy ANZ:xasx ANZ.AX AUD AUD 1,000 0 0 23.29 24.27 25-Mar-11 1 21/03/2011 23:52 0 Unchecked 24,270.00 Australia & New Zealand Banking Group Ltd AU000000ANZ3 ASX Equities and Derivatives 1 CFD and Share 24.27 24,270.00 24,270.00 119,993.31 24,270.00 24,270.00 119,993.31 29-Apr-16 23-Mar-11 471884069 471884069 471884079 320753578 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy PWN:xasx PWN.AX AUD AUD 976 0 0 0 0.03 30-Jun-11 -1 23/03/2011 9:50 0 Unchecked 29.28 # Potash West NL AU000000PWN8 ASX Equities and Derivatives 1 Share Only 0.03 29.28 29.28 144.76 29.28 29.28 144.76 29-Apr-16 23-Mar-11 471944372 471944372 471944373 320812207 22200/S70003206 4409574 Spectrum Live S70003206 SPL Retail Client Client Shares Buy THWI:xnas THWI.PK USD USD 5,000 0 0 0.58 0.0001 28-Mar-11 0.99115 23/03/2011 13:40 0 Unchecked 0.5 *Delisted 20150423 (Thwapr Inc. - NOCT) US8862891079 OOTC Equities and Derivatives 1 Share Only 0.0001 0.5 0.66 3.25 0.5 0.66 3.25 29-Apr-16 23-Mar-11 471999544 471999544 471999545 320866247 22200/S70003206 4409574 Spectrum Live S70003206 SPL Retail Client Client Shares Buy THWI:xnas THWI.PK USD USD 1,000 0 0 0.5 0.0001 28-Mar-11 0.98895 23/03/2011 16:20 0 Unchecked 0.1 *Delisted 20150423 (Thwapr Inc. - NOCT) US8862891079 OOTC Equities and Derivatives 1 Share Only 0.0001 0.1 0.13 0.65 0.1 0.13 0.65 29-Apr-16 5-Apr-11 474014799 474014799 474014800 322857557 16220/S86300043 3736645 Home Trader S93500647 HTG Retail Client Client Shares Buy FTE:xasx FTE.AX AUD AUD 50,000 0 0 0.078 0.002 8-Apr-11 1 5/04/2011 0:18 0 Unchecked 100 *Delisted 20150417 (# Forte Energy NL) AU000000FTE4 ASX Equities and Derivatives 1 Share Only 0.002 100 100 494.41 100 100 494.41 29-Apr-16 5-Apr-11 474032066 474032066 474032067 322864570 22200/S70002876 3710004 Spectrum Live S70002876 SPL Retail Client Client Shares Buy STO:xasx STO.AX AUD AUD 100 0 0 15.87 4.8 8-Apr-11 1 5/04/2011 3:07 0 Unchecked 480 Santos Ltd AU000000STO6 ASX Equities and Derivatives 1 CFD and Share 4.8 480 480 2,373.17 480 480 2,373.17 29-Apr-16 5-Apr-11 474108449 474108449 474108457 322944278 22200/S70002040 2786034 Spectrum Live S70002040 SPL Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 1 0 0 0 51.55 31-Mar-11 0.994475138 5/04/2011 11:45 0 Unchecked 51.55 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 51.55 51.55 254.87 51.55 51.55 254.87 29-Apr-16 6-Apr-11 474348507 474348507 474348508 323185387 22200/S70002040 2786034 Spectrum Live S70002040 SPL Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 1 0 0 0 51.55 31-Mar-11 1 6/04/2011 10:02 0 Unchecked 51.55 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 51.55 51.55 254.87 51.55 51.55 254.87 29-Apr-16 11-Apr-11 475044027 475044027 475044027 323882647 16220/S93500104 3022104 Home Trader S93500104 HTG Retail Client Client Shares Buy WEC:xasx WEC.AX AUD AUD 18 0 0 0 0.14 8-Apr-11 0 11/04/2011 9:55 0 Unchecked 2.52 # White Energy Company Ltd AU000000WEC5 ASX Equities and Derivatives 1 CFD and Share 0.14 2.52 2.52 12.46 2.52 2.52 12.46 29-Apr-16 11-Apr-11 475044029 475044029 475044029 323882648 16220/S93500267 3185730 Home Trader S93500267 HTG Retail Client Client Shares Buy WEC:xasx WEC.AX AUD AUD 3 0 0 0 0.14 8-Apr-11 0 11/04/2011 9:55 0 Unchecked 0.42 # White Energy Company Ltd AU000000WEC5 ASX Equities and Derivatives 1 CFD and Share 0.14 0.42 0.42 2.08 0.42 0.42 2.08 29-Apr-16 12-Apr-11 475200104 475200104 475200105 324033072 16220/S93500726 4077749 Home Trader S93500726 HTG Retail Client Client Shares Buy XST:xasx XST.AX AUD AUD 20,000 0 0 0.11 0.009 15-Apr-11 1 12/04/2011 3:00 0 Unchecked 180 # Xstate Resources Ltd AU000000XST7 ASX Equities and Derivatives 1 Share Only 0.009 180 180 889.94 180 180 889.94 29-Apr-16 13-Apr-11 475466366 475466366 475466367 324080333 17000/S70400073 2654421 BBY Limited S70400073 SVS Retail Client Client Shares Buy EXR:xasx EXR.AX AUD AUD 35,500 0 0 0.14 0.002 18-Apr-11 1 13/04/2011 0:02 0 Unchecked 71 # Elixir Petroleum Ltd AU000000EXR1 ASX Equities and Derivatives 1 Share Only 0.002 71 71 351.03 71 71 351.03 29-Apr-16 12-Apr-11 475306050 475306050 475306050 324143745 20000/S61300000 4174652 BBY Limited S61300000 JBN Retail Client Client Shares Buy SSRI:xnas SSRI.OQ USD USD 2,200 0 0 34 9.39 12-Apr-11 0 12/04/2011 11:12 0 Unchecked 20,658.00 Silver Standard Resources Inc. CA82823L1067 Nasdaq NM Equities and Derivatives 1 CFD and Share 9.39 20,658.00 27,160.92 134,286.30 20,658.00 27,160.92 134,286.30 29-Apr-16 12-Apr-11 475306052 475306052 475306052 324143746 20000/S61300000 4174652 BBY Limited S61300000 JBN Retail Client Client Shares Buy NG:xase NG.A USD USD 1,000 0 0 13.14 6.49 12-Apr-11 0 12/04/2011 11:12 0 Unchecked 6,490.00 NovaGold Resources Inc. CA66987E2069 AMEX Equities and Derivatives 1 CFD and Share 6.49 6,490.00 8,532.98 42,187.92 6,490.00 8,532.98 42,187.92 29-Apr-16 13-Apr-11 475497854 475497854 475497854 324338946 17500/S70400230 3914029 BBY Limited S70400230 SVS Retail Client Client Shares Buy FTE:xasx FTE.AX AUD AUD 39,000 0 0 0.127 0.002 13-Apr-11 0 13/04/2011 6:01 0 Unchecked 78 *Delisted 20150417 (# Forte Energy NL) AU000000FTE4 ASX Equities and Derivatives 1 Share Only 0.002 78 78 385.64 78 78 385.64 29-Apr-16 14-Apr-11 475692126 475692126 475692127 324534930 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy POS:xasx POS.AX AUD AUD 10,000 0 0 0.28 0.039 19-Apr-11 1 14/04/2011 0:07 0 Unchecked 390 Poseidon Nickel Ltd AU000000POS4 ASX Equities and Derivatives 1 Share Only 0.039 390 390 1,928.20 390 390 1,928.20 29-Apr-16 14-Apr-11 475866186 475866186 475866187 324706533 22200/S70003206 4409574 Spectrum Live S70003206 SPL Retail Client Client Shares Buy SHMX:xnas SHMX.PK USD USD 1,000 0 0 0.28 0.0001 19-Apr-11 0.9523 14/04/2011 13:54 0 Unchecked 0.1 *Delisted 20160317 (Shamika 2 Gold Inc.) US81932P1075 OOTC Equities and Derivatives 1 Share Only 0.0001 0.1 0.13 0.65 0.1 0.13 0.65 29-Apr-16 18-Apr-11 476184685 476184685 476184686 325031949 16220/S86300043 3736645 Home Trader S93500647 HTG Retail Client Client Shares Buy UNV:xasx UNV.AX AUD AUD 30,000 0 0 0.505 0.225 21-Apr-11 1 18/04/2011 5:57 0 Unchecked 6,750.00 Universal Coal Plc AU000000UNV0 ASX Equities and Derivatives 1 Share Only 0.225 6,750.00 6,750.00 33,372.68 6,750.00 6,750.00 33,372.68 29-Apr-16 20-Apr-11 476628309 476628309 476628335 325467829 20000/S20300003 2096220 BBY Limited S20300003 JBN Retail Client Client Shares Buy ZYL:xasx ZYL.AX AUD AUD 58 0 0 0 0.007 3-May-11 1 19/04/2011 14:31 0 Unchecked 0.41 # ZYL Ltd AU000000ZYL7 ASX Equities and Derivatives 1 Share Only 0.007 0.41 0.41 2.03 0.41 0.41 2.03 29-Apr-16 20-Apr-11 476875013 476875013 476875014 325711231 16220/S93500586 3574533 Home Trader S93500586 HTG Retail Client Client Shares Buy BHI:xnys BHI.N USD USD 100 0 0 74.01 48.36 26-Apr-11 0.93885 20/04/2011 13:30 0 Unchecked 4,836.00 Baker Hughes Inc. US0572241075 NYSE Equities and Derivatives 1 CFD and Share 48.36 4,836.00 6,358.32 31,436.18 4,836.00 6,358.32 31,436.18 29-Apr-16 25-Apr-11 477306901 477306901 477306902 326031708 16220/S93500586 3574533 Home Trader S93500586 HTG Retail Client Client Shares Buy PTEN:xnas PTEN.OQ USD USD 100 0 0 31 19.75 28-Apr-11 0.93125 25/04/2011 13:30 0 Unchecked 1,975.00 Patterson-uti Energy Inc. US7034811015 Nasdaq NM Equities and Derivatives 1 CFD and Share 19.75 1,975.00 2,596.71 12,838.39 1,975.00 2,596.71 12,838.39 29-Apr-16 28-Apr-11 477891912 477891912 477891913 326741998 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy UNV:xasx UNV.AX AUD AUD 7,000 0 0 0.45 0.225 3-May-11 1 28/04/2011 1:33 0 Unchecked 1,575.00 Universal Coal Plc AU000000UNV0 ASX Equities and Derivatives 1 Share Only 0.225 1,575.00 1,575.00 7,786.96 1,575.00 1,575.00 7,786.96 29-Apr-16 29-Apr-11 478131672 478131672 478131673 326987706 16220/S93500440 3261149 Home Trader S93500440 HTG Retail Client Client Shares Buy AFR:xasx AFR.AX AUD AUD 3,240 0 0 0.77 0.045 4-May-11 1 29/04/2011 4:41 0 Unchecked 145.8 # African Energy Resources Guernsey Ltd AU000000AFR6 ASX Equities and Derivatives 1 CFD and Share 0.045 145.8 145.8 720.85 145.8 145.8 720.85 29-Apr-16 29-Apr-11 478253710 478253710 478253711 327103247 22200/S70001475 2261347 Spectrum Live S70001475 SPL Retail Client Client Shares Buy AMLM:xnas AMLM.PK USD USD 600 0 0 0.45 0.034 4-May-11 0.91325 29/04/2011 16:14 0 Unchecked 20.4 American Lithium Minerals Inc. - NOCT US0272631021 OOTC Equities and Derivatives 1 Share Only 0.034 20.4 26.82 132.61 20.4 26.82 132.61 29-Apr-16 3-May-11 478555277 478555277 478555278 327428042 22000/S26500320 4023601 BBY Limited Dean Hoare S26500320 RGB Retail Client Client Shares Buy PDN:xasx PDN.AX AUD AUD 2,000 0 0 3.3 0.265 6-May-11 1 3/05/2011 2:50 0 Unchecked 530 Paladin Energy Ltd AU000000PDN8 ASX Equities and Derivatives 1 CFD and Share 0.265 530 530 2,620.37 530 530 2,620.37 29-Apr-16 4-May-11 478957461 478957461 478957462 327828909 22200/S70003208 4411903 Spectrum Live S70003208 SPL Retail Client Client Shares Buy SLV:arcx SLV.P USD USD 40 0 0 40.28 16.98 9-May-11 0.9207 4/05/2011 13:30 0 Unchecked 679.2 iShares Silver Trust US46428Q1094 NYSE_ARCA Equities and Derivatives 1 CFD and Share 16.98 679.2 893 4,415.11 679.2 893 4,415.11 29-Apr-16 5-May-11 479112754 479112754 479112755 327990957 16220/S93500128 3017452 Home Trader S93500128 HTG Retail Client Client Shares Buy ELM:xasx ELM.AX AUD AUD 1,000 0 0 2.07 0.18 10-May-11 1 5/05/2011 2:44 0 Unchecked 180 Elemental Minerals Ltd AU000000ELM7 ASX Equities and Derivatives 1 CFD and Share 0.18 180 180 889.94 180 180 889.94 29-Apr-16 6-May-11 479499829 479499829 479499830 328372539 22200/S70002876 3710004 Spectrum Live S70002876 SPL Retail Client Client Shares Buy STO:xasx STO.AX AUD AUD 100 0 0 14.4 4.8 11-May-11 1 6/05/2011 4:15 0 Unchecked 480 Santos Ltd AU000000STO6 ASX Equities and Derivatives 1 CFD and Share 4.8 480 480 2,373.17 480 480 2,373.17 29-Apr-16 10-May-11 480252824 480252824 480252825 329184960 22200/S70003208 4411903 Spectrum Live S70003208 SPL Retail Client Client Shares Buy SLV:arcx SLV.P USD USD 30 0 0 37.29 16.98 13-May-11 0.9276 10/05/2011 13:30 0 Unchecked 509.4 iShares Silver Trust US46428Q1094 NYSE_ARCA Equities and Derivatives 1 CFD and Share 16.98 509.4 669.75 3,311.33 509.4 669.75 3,311.33 29-Apr-16 11-May-11 480350860 480350860 480350861 329282365 17500/S70400257 4388353 BBY Limited S70400257 SBR Retail Client Client Shares Buy O87:xses SGLD.SI USD USD 10 0 0 148.28 121.97 16-May-11 1 11/05/2011 0:59 0 Unchecked 1,219.70 SPDR Gold Trust - 10 US78463V1070 SGX-ST Equities and Derivatives 1 CFD and Share 121.97 1,219.70 1,219.70 7,928.60 1,219.70 1,219.70 7,928.60 29-Apr-16 12-May-11 480660555 480660555 480660556 329592940 22000/S26500320 4023601 BBY Limited Dean Hoare S26500320 RGB Retail Client Client Shares Buy AJM:xasx AJM.AX AUD AUD 11,000 0 0 0.165 0.195 17-May-11 1 12/05/2011 1:33 0 Unchecked 2,145.00 Altura Mining Ltd AU000000AJM9 ASX Equities and Derivatives 1 Share Only 0.195 2,145.00 2,145.00 10,605.09 2,145.00 2,145.00 10,605.09 29-Apr-16 13-May-11 480962460 480962460 480962461 329892657 22000/S26500320 4023601 BBY Limited Dean Hoare S26500320 RGB Retail Client Client Shares Buy ANZ:xasx ANZ.AX AUD AUD 300 0 0 22.42 24.27 18-May-11 1 13/05/2011 0:19 0 Unchecked 7,281.00 Australia & New Zealand Banking Group Ltd AU000000ANZ3 ASX Equities and Derivatives 1 CFD and Share 24.27 7,281.00 7,281.00 35,997.99 7,281.00 7,281.00 35,997.99 29-Apr-16 27-May-11 483527633 483527633 483527634 332484084 16220/S93500459 3286692 Home Trader S93500459 HTG Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 110 0 0 44.09 20.68 1-Jun-11 1 27/05/2011 1:29 0 Unchecked 2,274.80 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 2,274.80 2,274.80 11,246.84 2,274.80 2,274.80 11,246.84 29-Apr-16 27-May-11 483664186 483664186 483664187 332617290 20000/S64200002 4543497 BBY Limited S64200002 JBN Retail Client Client Shares Buy LBTG:xnas LBTG.PK USD USD 700 0 0 0.63 0.0001 2-Jun-11 0.9359 27/05/2011 13:31 0 Unchecked 0.07 Liberty Coal Energy Corp. - NOCT US5303621024 OOTC Equities and Derivatives 1 Share Only 0.0001 0.07 0.09 0.46 0.07 0.09 0.46 29-Apr-16 31-May-11 483996344 483996344 483996345 332950064 22200/S70001765 2464315 Spectrum Live S70001765 SPL Retail Client Client Shares Buy HDUP:xnas HDUP.PK USD USD 5,000 0 0 0.0961 0.0011 3-Jun-11 0.93655 31/05/2011 13:31 0 Unchecked 5.5 HeadsUp Entertainment International Inc. - NOCT US42209Q1031 OOTC Equities and Derivatives 1 Share Only 0.0011 5.5 7.23 35.75 5.5 7.23 35.75 29-Apr-16 2-Jun-11 484529167 484529167 484529168 333467313 20000/S64200002 4543497 BBY Limited S64200002 JBN Retail Client Client Shares Buy AMPW:xnas AMPW.PK USD USD 1,000 0 0 0.58 0.001 7-Jun-11 0.94005 2/06/2011 13:54 0 Unchecked 1 *Delisted 20160203 (American Power) US02906T1079 OOTC Equities and Derivatives 1 Share Only 0.001 1 1.31 6.5 1 1.31 6.5 29-Apr-16 3-Jun-11 484648404 484648404 484648404 333585984 20000/S61300000 4174652 BBY Limited S61300000 JBN Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 120 0 0 43.175 20.68 3-Jun-11 0 3/06/2011 4:48 0 Unchecked 2,481.60 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 2,481.60 2,481.60 12,269.28 2,481.60 2,481.60 12,269.28 29-Apr-16 3-Jun-11 484648406 484648406 484648406 333585985 20000/S61300000 4174652 BBY Limited S61300000 JBN Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 62 0 0 79.665 51.55 3-Jun-11 0 3/06/2011 4:48 0 Unchecked 3,196.10 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 3,196.10 3,196.10 15,801.84 3,196.10 3,196.10 15,801.84 29-Apr-16 6-Jun-11 484875635 484875635 484875636 333820664 16220/S93500726 4077749 Home Trader S93500726 HTG Retail Client Client Shares Buy AFR:xasx AFR.AX AUD AUD 3,000 0 0 0.7 0.045 9-Jun-11 1 6/06/2011 0:03 0 Unchecked 135 # African Energy Resources Guernsey Ltd AU000000AFR6 ASX Equities and Derivatives 1 CFD and Share 0.045 135 135 667.45 135 135 667.45 29-Apr-16 6-Jun-11 484876709 484876709 484876710 333821553 16220/S93500587 3569869 Home Trader S93500587 HTG Retail Client Client Shares Buy QRX:xasx QRX.AX AUD AUD 2,500 0 0 1.91 0.028 9-Jun-11 1 6/06/2011 0:06 0 Unchecked 70 # QRxPharma Ltd - NOCT AU000000QRX5 ASX Equities and Derivatives 1 Share Only 0.028 70 70 346.09 70 70 346.09 29-Apr-16 9-Jun-11 485525079 485525079 485525080 334472337 17500/S89600001 3488715 BBY Limited S89600001 SBR Retail Client Client Shares Buy GTE:xasx GTE.AX AUD AUD 2,700 0 0 0.49 0.018 15-Jun-11 1 9/06/2011 2:15 0 Unchecked 48.6 # Great Western Exploration Ltd AU000000GTE2 ASX Equities and Derivatives 1 Share Only 0.018 48.6 48.6 240.28 48.6 48.6 240.28 29-Apr-16 10-Jun-11 485759046 485759046 485759047 334705480 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy DRX:xasx DRX.AX AUD AUD 40,000 0 0 0.125 0.015 16-Jun-11 1 10/06/2011 1:35 0 Unchecked 600 # Diatreme Resources Ltd AU000000DRX3 ASX Equities and Derivatives 1 Share Only 0.015 600 600 2,966.46 600 600 2,966.46 29-Apr-16 15-Jun-11 486429201 486429201 486429202 335369999 22300/S76000256 2220496 ASI Club S76000256 SBR Retail Client Client Shares Buy KDR:xasx KDR.AX AUD AUD 7,741 0 0 0.315 0.097 20-Jun-11 1 15/06/2011 6:10 0 Unchecked 750.88 # Kidman Resources Ltd AU000000KDR0 ASX Equities and Derivatives 1 Share Only 0.097 750.88 750.88 3,712.43 750.88 750.88 3,712.43 29-Apr-16 17-Jun-11 487013559 487013559 487013560 335968148 22200/S70002722 3491080 Spectrum Live S70002722 SPL Retail Client Client Shares Buy THR:xasx THR.AX AUD AUD 1 0 0 0 0.001 27-Jun-11 1 17/06/2011 7:06 0 Unchecked 0 # Thor Mining Plc AU000000THR2 ASX Equities and Derivatives 1 Share Only 0.001 0 0 0 0 0 0 29-Apr-16 23-Jun-11 487943240 487943240 487943240 336906262 20000/S64100011 4539401 BBY Limited S64100011 JBN Retail Client Client Shares Buy IAG:xasx IAG.AX AUD AUD 102 0 0 3.385 5.77 23-Jun-11 0 23/06/2011 7:31 0 Unchecked 588.54 Insurance Australia Group Ltd AU000000IAG3 ASX Equities and Derivatives 1 CFD and Share 5.77 588.54 588.54 2,909.80 588.54 588.54 2,909.80 29-Apr-16 23-Jun-11 487943242 487943242 487943242 336906267 20000/S64100011 4539401 BBY Limited S64100011 JBN Retail Client Client Shares Buy AMP:xasx AMP.AX AUD AUD 532 0 0 4.765 5.88 23-Jun-11 0 23/06/2011 7:31 0 Unchecked 3,128.16 AMP Ltd AU000000AMP6 ASX Equities and Derivatives 1 CFD and Share 5.88 3,128.16 3,128.16 15,465.94 3,128.16 3,128.16 15,465.94 29-Apr-16 24-Jun-11 488199695 488199695 488199696 337163832 22300/S76000256 2220496 ASI Club S76000256 SBR Retail Client Client Shares Buy KDR:xasx KDR.AX AUD AUD 4,000 0 0 0.49 0.097 29-Jun-11 1 24/06/2011 4:24 0 Unchecked 388 # Kidman Resources Ltd AU000000KDR0 ASX Equities and Derivatives 1 Share Only 0.097 388 388 1,918.31 388 388 1,918.31 29-Apr-16 27-Jun-11 488429385 488429385 488429386 337169756 22200/S70001271 2066722 Spectrum Live S70001271 SPL Retail Client Client Shares Buy BWP:xasx BWP.AX AUD AUD 200 0 0 1.795 3.5 30-Jun-11 1 26/06/2011 23:59 0 Unchecked 700 Bunnings Warehouse Property Trust AU000000BWP3 ASX Equities and Derivatives 1 CFD and Share 3.5 700 700 3,460.87 700 700 3,460.87 29-Apr-16 29-Jun-11 488921258 488921258 488921265 337898872 22200/S70002722 3491080 Spectrum Live S70002722 SPL Retail Client Client Shares Buy THR:xasx THR.AX AUD AUD 718 0 0 0 0.001 27-Jun-11 -1 29/06/2011 8:29 0 Unchecked 0.72 # Thor Mining Plc AU000000THR2 ASX Equities and Derivatives 1 Share Only 0.001 0.72 0.72 3.56 0.72 0.72 3.56 29-Apr-16 1-Jul-11 489348775 489348775 489348776 338340918 22200/S70002914 3753633 Spectrum Live S70002914 SPL Retail Client Client Shares Buy RNI:xasx RNI.AX AUD AUD 10,000 0 0 1.2785 0.017 6-Jul-11 1 1/07/2011 2:49 0 Unchecked 170 # RNI NL AU000000RNI3 ASX Equities and Derivatives 1 CFD and Share 0.017 170 170 840.5 170 170 840.5 29-Apr-16 1-Jul-11 489380998 489380998 489381016 338377398 17500/S70400205 3553579 BBY Limited S70400205 SBR Retail Client Client Shares Buy IGO:xasx IGO.AX AUD AUD 152 0 0 2.464 3.06 30-Jun-11 -1 1/07/2011 7:49 0 Unchecked 465.12 Independence Group NL AU000000IGO4 ASX Equities and Derivatives 1 CFD and Share 3.06 465.12 465.12 2,299.60 465.12 465.12 2,299.60 29-Apr-16 8-Jul-11 490484886 490484886 490484929 339467813 22200/S70001302 2092007 Spectrum Live S70001302 SPL Retail Client Client Shares Buy SAXO-0567:xxxx SAXO-0567. AUD AUD 198 0 0 0 0 18-Jul-11 -1 8/07/2011 11:07 0 Unchecked 0 TNT Mines Ltd AU0093060342 Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 8-Jul-11 490484919 490484919 490484962 339467816 22200/S700001721 2424884 Spectrum Live S70001721 SPL Retail Client Client Shares Buy SAXO-0567:xxxx SAXO-0567. AUD AUD 2,863 0 0 0 0 18-Jul-11 -1 8/07/2011 11:07 0 Unchecked 0 TNT Mines Ltd AU0093060342 Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 8-Jul-11 490484922 490484922 490484965 339467819 16220/S93500162 3049897 Home Trader S93500162 HTG Retail Client Client Shares Buy SAXO-0567:xxxx SAXO-0567. AUD AUD 759 0 0 0 0 18-Jul-11 -1 8/07/2011 11:07 0 Unchecked 0 TNT Mines Ltd AU0093060342 Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 28-Jul-11 494095633 494095633 494095634 343162295 16220/S93500162 3049897 Home Trader S93500162 HTG Retail Client Client Shares Buy SAXO-0567:xxxx SAXO-0567. AUD AUD 1 0 0 0 0 18-Jul-11 1 28/07/2011 11:10 0 Unchecked 0 TNT Mines Ltd AU0093060342 Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 3-Aug-11 495137010 495137010 495137011 344213557 22200/S70002319 3159978 Spectrum Live S70002319 SPL Retail Client Client Shares Buy WRG:xasx WRG.AX AUD AUD 8,000 0 0 0.07 0.003 8-Aug-11 1 3/08/2011 0:13 0 Unchecked 24 # Water Resources Group AU000000WRG8 ASX Equities and Derivatives 1 Share Only 0.003 24 24 118.66 24 24 118.66 29-Apr-16 5-Aug-11 495933731 495933731 495933732 345031788 22200/S70002013 2760546 Spectrum Live S70002013 SPL Retail Client Client Shares Buy PCP:xasx PCP.AX AUD AUD 2,302 0 0 0.05 0.01 10-Aug-11 1 5/08/2011 3:23 0 Unchecked 23.02 # Paramount Mining Corp. Ltd - NOCT AU000000PCP5 ASX Equities and Derivatives 1 Share Only 0.01 23.02 23.02 113.81 23.02 23.02 113.81 29-Apr-16 5-Aug-11 496033213 496033213 496033213 345130063 22300/S76000266 2299175 ASI Club S76000266 SBR Retail Client Client Shares Buy FTE:xasx FTE.AX AUD AUD 36,000 0 0 0.125 0.002 5-Aug-11 0 5/08/2011 8:20 0 Unchecked 72 *Delisted 20150417 (# Forte Energy NL) AU000000FTE4 ASX Equities and Derivatives 1 Share Only 0.002 72 72 355.98 72 72 355.98 29-Apr-16 5-Aug-11 496033215 496033215 496033215 345130064 22300/S76000266 2299175 ASI Club S76000266 SBR Retail Client Client Shares Buy AHK:xasx AHK.AX AUD AUD 10,000 0 0 0.2 0.11 5-Aug-11 0 5/08/2011 8:20 0 Unchecked 1,100.00 # ARK Mines Ltd AU000000AHK7 ASX Equities and Derivatives 1 Share Only 0.11 1,100.00 1,100.00 5,438.51 1,100.00 1,100.00 5,438.51 29-Apr-16 5-Aug-11 496033217 496033217 496033217 345130065 22300/S76000266 2299175 ASI Club S76000266 SBR Retail Client Client Shares Buy POS:xasx POS.AX AUD AUD 10,000 0 0 0.3 0.039 5-Aug-11 0 5/08/2011 8:20 0 Unchecked 390 Poseidon Nickel Ltd AU000000POS4 ASX Equities and Derivatives 1 Share Only 0.039 390 390 1,928.20 390 390 1,928.20 29-Apr-16 5-Aug-11 496349892 496349892 496349892 345511334 22200/S70002433 3245614 Spectrum Live S70002433 SPL Retail Client Client Shares Buy NTM:xasx NTM.AX AUD AUD 2,500 0 0 1.085 0.013 5-Aug-11 1 7/08/2011 21:39 0 Unchecked 32.5 # Northern Manganese Ltd AU000000NTM1 ASX Equities and Derivatives 1 Share Only 0.013 32.5 32.5 160.68 32.5 32.5 160.68 29-Apr-16 11-Aug-11 497943620 497943620 497943621 347090450 22200/S70001289 2078178 Spectrum Live S70001289 SPL Retail Client Client Shares Buy NUS:xtse NUS.TO CAD CAD 1,000 0 0 3.06 0.155 16-Aug-11 0.9832 11/08/2011 13:30 0 Unchecked 155 Nautilus Minerals Inc. CA6390971043 TSE Equities and Derivatives 1 Share Only 0.155 155 162.26 802.22 155 162.26 802.22 29-Apr-16 15-Aug-11 498393654 498393654 498393655 347815638 17400/S94800026 3212220 BBY Limited S94800026 SBR Retail Client Client Shares Buy SRZ:xasx SRZ.AX AUD AUD 4,000 0 0 0.13 0.021 18-Aug-11 1 15/08/2011 0:09 0 Unchecked 84 # Stellar Resources Ltd AU000000SRZ6 ASX Equities and Derivatives 1 Share Only 0.021 84 84 415.3 84 84 415.3 29-Apr-16 19-Aug-11 499607348 499607348 499607349 348861961 22200/S70001289 2078178 Spectrum Live S70001289 SPL Retail Client Client Shares Buy NUS:xtse NUS.TO CAD CAD 500 0 0 2.9 0.155 24-Aug-11 0.96955 19/08/2011 13:30 0 Unchecked 77.5 Nautilus Minerals Inc. CA6390971043 TSE Equities and Derivatives 1 Share Only 0.155 77.5 81.13 401.11 77.5 81.13 401.11 29-Apr-16 25-Aug-11 500481543 500481543 500481544 349781113 22200/S70001981 2723529 Spectrum Live S70001981 SPL Retail Client Client Shares Buy GGG:xasx GGG.AX AUD AUD 350 0 0 0.57 0.032 30-Aug-11 1 25/08/2011 0:04 0 Unchecked 11.2 Greenland Minerals and Energy Limited AU000000GGG4 ASX Equities and Derivatives 1 CFD and Share 0.032 11.2 11.2 55.37 11.2 11.2 55.37 29-Apr-16 24-Aug-11 500473436 500473436 500473436 349978253 22200/S70001402 2171006 Spectrum Live S70001402 SPL Retail Client Client Shares Buy ESLRQ:xnas ESLRQ.PK USD USD 16 0 0 3.66 0.022 24-Aug-11 1.0424 24/08/2011 21:23 0 Unchecked 0.35 *Delisted 20120720 (Evergreen Solar Inc. ) US30033R3066 OOTC Equities and Derivatives 1 CFD and Share 0.022 0.35 0.46 2.28 0.35 0.46 2.28 29-Apr-16 26-Aug-11 500674084 500674084 500674178 350184449 16220/S93500128 3017452 Home Trader S93500128 HTG Retail Client Client Shares Buy CCC:xasx CCC.AX AUD AUD 5,000 0 0 0.55 0.001 8-Sep-11 1 25/08/2011 14:32 0 Unchecked 5 # Continental Coal Ltd AU000000CCC1 ASX Equities and Derivatives 1 CFD and Share 0.001 5 5 24.72 5 5 24.72 29-Apr-16 26-Aug-11 500674118 500674118 500674212 350184460 17500/S70400179 3199377 BBY Limited S70400179 SBR Retail Client Client Shares Buy CCC:xasx CCC.AX AUD AUD 2,000 0 0 0.47 0.001 8-Sep-11 1 25/08/2011 14:32 0 Unchecked 2 # Continental Coal Ltd AU000000CCC1 ASX Equities and Derivatives 1 CFD and Share 0.001 2 2 9.89 2 2 9.89 29-Apr-16 7-Sep-11 502784900 502784900 502784901 352384967 22200/S70001620 2356756 Spectrum Live S70001620 SPL Retail Client Client Shares Buy RCP:xasx RCP.AX AUD AUD 30,000 0 0 0.008 0.001 12-Sep-11 1 7/09/2011 1:14 0 Unchecked 30 # Redbank Copper Ltd AU000000RCP1 ASX Equities and Derivatives 1 Share Only 0.001 30 30 148.32 30 30 148.32 29-Apr-16 28-Sep-11 507265944 507265944 507265945 356992787 22200/S70001523 2286757 Spectrum Live S70001523 SPL Retail Client Client Shares Buy UNV:xasx UNV.AX AUD AUD 12,000 0 0 0.225335 0.225 4-Oct-11 1 28/09/2011 4:18 0 Unchecked 2,700.00 Universal Coal Plc AU000000UNV0 ASX Equities and Derivatives 1 Share Only 0.225 2,700.00 2,700.00 13,349.07 2,700.00 2,700.00 13,349.07 29-Apr-16 6-Oct-11 508961418 508961418 508961419 358707605 22200/S70002223 3024394 Spectrum Live S70002223 SPL Retail Client Client Shares Buy UNV:xasx UNV.AX AUD AUD 3,000 0 0 0.24 0.225 11-Oct-11 1 5/10/2011 23:15 0 Unchecked 675 Universal Coal Plc AU000000UNV0 ASX Equities and Derivatives 1 Share Only 0.225 675 675 3,337.27 675 675 3,337.27 29-Apr-16 14-Oct-11 510493443 510493443 510493444 360063215 22200/S70001620 2356756 Spectrum Live S70001620 SPL Retail Client Client Shares Buy RCP:xasx RCP.AX AUD AUD 50,000 0 0 0.005 0.001 19-Oct-11 1 13/10/2011 23:42 0 Unchecked 50 # Redbank Copper Ltd AU000000RCP1 ASX Equities and Derivatives 1 Share Only 0.001 50 50 247.21 50 50 247.21 29-Apr-16 17-Oct-11 510741289 510741289 510741290 360503579 22200/S70001424 2191097 Spectrum Live S70001424 SPL Retail Client Client Shares Buy MCE:xasx MCE.AX AUD AUD 100 0 0 3.56 0.36 20-Oct-11 1 17/10/2011 4:08 0 Unchecked 36 # Matrix Composites And Engineering Ltd AU000000MCE6 ASX Equities and Derivatives 1 CFD and Share 0.36 36 36 177.99 36 36 177.99 29-Apr-16 19-Oct-11 511262303 511262303 511262304 360826561 22200/S70001329 2100125 Spectrum Live S70001329 SPL Retail Client Client Shares Buy FMG:xasx FMG.AX AUD AUD 100 0 0 4.55 3.41 24-Oct-11 1 18/10/2011 23:34 0 Unchecked 341 Fortescue Metals Group Ltd AU000000FMG4 ASX Equities and Derivatives 1 CFD and Share 3.41 341 341 1,685.94 341 341 1,685.94 29-Apr-16 10-Nov-11 515796150 515796150 515796657 365654318 22200/S70001939 2663928 Spectrum Live S70001939 SPL Retail Client Client Shares Buy TMV:arcx TMV.P USD USD 10 0 0 88.85 21.38 10-Nov-11 0.96985 9/11/2011 23:41 0 Unchecked 213.8 Direxion Daily 20-Year Treasury Bear 3X Shares US25459Y6784 NYSE_ARCA Equities and Derivatives 1 CFD and Share 21.38 213.8 281.1 1,389.80 213.8 281.1 1,389.80 29-Apr-16 5-Dec-11 520586802 520586802 520586803 370481210 17400/S70400150 2919141 BBY Limited S70400150 SBR Retail Client Client Shares Buy USA:xasx USA.AX AUD AUD 7,000 0 0 0.165 0.018 8-Dec-11 1 5/12/2011 1:05 0 Unchecked 126 # UraniumSA Ltd AU000000USA3 ASX Equities and Derivatives 1 Share Only 0.018 126 126 622.96 126 126 622.96 29-Apr-16 9-Dec-11 521647768 521647768 521647788 371564275 16200/S93500048 3001252 Home Trader S93500048 HTG Retail Client Client Shares Buy OGY:xasx OGY.AX AUD AUD 100,000 0 0 0.05 0.012 9-Dec-11 1 8/12/2011 17:35 0 Unchecked 1,200.00 # Orca Energy Ltd AU000000OGY1 ASX Equities and Derivatives 1 Share Only 0.012 1,200.00 1,200.00 5,932.92 1,200.00 1,200.00 5,932.92 29-Apr-16 14-Dec-11 522613713 522613713 522613714 372547056 22200/S70002319 3159978 Spectrum Live S70002319 SPL Retail Client Client Shares Buy WRG:xasx WRG.AX AUD AUD 16,000 0 0 0.025 0.003 19-Dec-11 1 14/12/2011 1:36 0 Unchecked 48 # Water Resources Group AU000000WRG8 ASX Equities and Derivatives 1 Share Only 0.003 48 48 237.32 48 48 237.32 29-Apr-16 12-Jan-12 527009783 527009783 527009784 376750762 16220/S93500450 3263982 Home Trader S93500450 HTG Retail Client Client Shares Buy CAP:xasx CAP.AX AUD AUD 5,005 0 0 0.24 0.066 17-Jan-12 1 11/01/2012 23:02 0 Unchecked 330.33 # Carpentaria Exploration Ltd AU000000CAP7 ASX Equities and Derivatives 1 Share Only 0.066 330.33 330.33 1,633.18 330.33 330.33 1,633.18 29-Apr-16 11-Jan-12 526995377 526995377 526995378 376952322 22200/S70001407 2175812 Spectrum Live S70001407 SPL Retail Client Client Shares Buy LSTG:xnas LSTG.PK USD USD 229 0 0 0.438 0.0031 17-Jan-12 0.9709 11/01/2012 19:53 0 Unchecked 0.71 Lone Star Gold Inc. - NOCT US5422811001 OOTC Equities and Derivatives 1 Share Only 0.0031 0.71 0.93 4.62 0.71 0.93 4.62 29-Apr-16 27-Jan-12 530191222 530191222 530191222 380202746 17400/S94800038 3261058 BBY Limited S94800038 SBR Retail Client Client Shares Buy BGH:xasx BGH.AX AUD AUD 8,000 0 0 0.22 0.023 27-Jan-12 0 27/01/2012 9:22 0 Unchecked 184 # Bligh Resources Ltd AU000000BGH3 ASX Equities and Derivatives 1 Share Only 0.023 184 184 909.71 184 184 909.71 29-Apr-16 8-Feb-12 532548351 532548351 532548352 382673930 22200/S70001441 2213579 Spectrum Live S70001441 SPL Retail Client Client Shares Buy USCS:xnas USCS.PK USD USD 90,000 0 0 0.0747278 0.0015 13-Feb-12 0.92374499 8/02/2012 14:34 0 Unchecked 135 USCorp - NOCT US91730T2015 OOTC Equities and Derivatives 1 Share Only 0.0015 135 177.5 877.56 135 177.5 877.56 29-Apr-16 16-Feb-12 534068273 534068273 534068274 384202119 22200/S70001481 2261360 Spectrum Live S70001481 SPL Retail Client Client Shares Buy ZYL:xasx ZYL.AX AUD AUD 85,000 0 0 0.235 0.007 21-Feb-12 1 16/02/2012 0:38 0 Unchecked 595 # ZYL Ltd AU000000ZYL7 ASX Equities and Derivatives 1 Share Only 0.007 595 595 2,941.74 595 595 2,941.74 29-Apr-16 22-Feb-12 535111504 535111504 535111954 385253497 22200/S70001582 2308368 Spectrum Live S70001582 SPL Retail Client Client Shares Buy UNG:arcx UNG.P USD USD 62 0 0 89.04 6.93 22-Feb-12 1.165 22/02/2012 0:18 0 Unchecked 429.66 United States Natural Gas Fund, LP US9123182019 NYSE_ARCA Equities and Derivatives 1 CFD and Share 6.93 429.66 564.91 2,792.98 429.66 564.91 2,792.98 29-Apr-16 23-Feb-12 535375882 535375882 535375883 385518231 22200/S70001481 2261360 Spectrum Live S70001481 SPL Retail Client Client Shares Buy ZYL:xasx ZYL.AX AUD AUD 40,000 0 0 0.22 0.007 28-Feb-12 1 23/02/2012 3:30 0 Unchecked 280 # ZYL Ltd AU000000ZYL7 ASX Equities and Derivatives 1 Share Only 0.007 280 280 1,384.35 280 280 1,384.35 29-Apr-16 1-Mar-12 536774055 536774055 536774056 386962140 22200/S70001481 2261360 Spectrum Live S70001481 SPL Retail Client Client Shares Buy ZYL:xasx ZYL.AX AUD AUD 44,000 0 0 0.225 0.007 6-Mar-12 1 1/03/2012 1:17 0 Unchecked 308 # ZYL Ltd AU000000ZYL7 ASX Equities and Derivatives 1 Share Only 0.007 308 308 1,522.78 308 308 1,522.78 29-Apr-16 7-Mar-12 537808660 537808660 537808661 388038104 22200/S70001739 2437034 Spectrum Live S70001739 SPL Retail Client Client Shares Buy FAS:xasx FAS.AX AUD AUD 256,000 0 0 0.039 0.004 13-Mar-12 1 6/03/2012 23:09 0 Unchecked 1,024.00 # FairStar Resources Ltd - NOCT AU000000FAS4 ASX Equities and Derivatives 1 Share Only 0.004 1,024.00 1,024.00 5,062.76 1,024.00 1,024.00 5,062.76 29-Apr-16 12-Mar-12 538579434 538579434 538579435 388826776 22200/S70002013 2760546 Spectrum Live S70002013 SPL Retail Client Client Shares Buy ADY:xasx ADY.AX AUD AUD 19,986 0 0 0.048 0.012 15-Mar-12 1 12/03/2012 3:37 0 Unchecked 239.83 # Admiralty Resources NL AU000000ADY7 ASX Equities and Derivatives 1 Share Only 0.012 239.83 239.83 1,185.74 239.83 239.83 1,185.74 29-Apr-16 13-Mar-12 538758756 538758756 538758757 388981456 22200/S70002013 2760546 Spectrum Live S70002013 SPL Retail Client Client Shares Buy ADY:xasx ADY.AX AUD AUD 14 0 0 0.048 0.012 16-Mar-12 1 12/03/2012 23:11 0 Unchecked 0.17 # Admiralty Resources NL AU000000ADY7 ASX Equities and Derivatives 1 Share Only 0.012 0.17 0.17 0.84 0.17 0.17 0.84 29-Apr-16 27-Mar-12 541296098 541296098 541296099 391421493 17000/S70400076 2657137 BBY Limited S70400076 SBR Retail Client Client Shares Buy ENR:xasx ENR.AX AUD AUD 2,500 0 0 0.46 0.12 30-Mar-12 1 26/03/2012 23:02 0 Unchecked 300 # Encounter Resources Ltd AU000000ENR2 ASX Equities and Derivatives 1 Share Only 0.12 300 300 1,483.23 300 300 1,483.23 29-Apr-16 27-Mar-12 541310116 541310116 541310117 391654301 16220/S98000011 3022104 Home Trader S93500104 HTG Retail Client Client Shares Buy SWM:xasx SWM.AX AUD AUD 7 0 0 3.775 1.06 30-Mar-12 1 27/03/2012 3:50 0 Unchecked 7.42 Seven West Media Ltd AU000000SWM4 ASX Equities and Derivatives 1 CFD and Share 1.06 7.42 7.42 36.69 7.42 7.42 36.69 29-Apr-16 5-Apr-12 543349818 543349818 543349870 393720922 17000/S54200065 2176141 SmarTrader Ltd S54200065 WGC Retail Client Client Shares Buy PAAS:xnas PAAS.OQ USD USD 550 0 0 0 15.67 3-Apr-12 -1 5/04/2012 14:57 0 Unchecked 8,618.50 Pan American Silver Corp. CA6979001089 Nasdaq NM Equities and Derivatives 1 CFD and Share 15.67 8,618.50 11,331.51 56,024.13 8,618.50 11,331.51 56,024.13 29-Apr-16 9-Apr-12 543500825 543500825 543500847 393876555 17500/S70400165 3127889 BBY Limited S70400165 SBR Retail Client Client Shares Buy DSTI:xnas DSTI.PK USD USD 39 0 0 51.074352 0.05 9-Apr-12 1.28949 9/04/2012 7:13 0 Unchecked 1.95 DayStar Technologies Inc. - NOCT US23962Q4073 OOTC Equities and Derivatives 1 Share Only 0.05 1.95 2.56 12.68 1.95 2.56 12.68 29-Apr-16 10-Apr-12 543809048 543809048 543809048 394244991 16200/S93500048 3001252 Home Trader S93500048 HTG Retail Client Client Shares Buy GLN:xasx GLN.AX AUD AUD 249,546 0.031865211 0 0.031865211 0.006 10-Apr-12 1 10/04/2012 15:27 0 Unchecked 1,497.28 # Gleneagle Gold Ltd AU000000GLN0 ASX Equities and Derivatives 1 Share Only 0.006 1,497.28 1,497.28 7,402.70 1,497.28 1,497.28 7,402.70 29-Apr-16 11-Apr-12 543923452 543923452 543923453 394323912 17000/S70400073 2654421 BBY Limited S70400073 SVS Retail Client Client Shares Buy EXR:xasx EXR.AX AUD AUD 5,917 0.05 0 0.05 0.002 5-Apr-12 1 11/04/2012 6:23 0 Unchecked 11.83 # Elixir Petroleum Ltd AU000000EXR1 ASX Equities and Derivatives 1 Share Only 0.002 11.83 11.83 58.49 11.83 11.83 58.49 29-Apr-16 13-Apr-12 544411418 544411418 544411419 394820060 17000/S70400046 2553712 BBY Limited S70400046 SBR Retail Client Client Shares Buy AZM:xasx AZM.AX AUD AUD 20,000 0 0 0.275 0.059 18-Apr-12 1 13/04/2012 2:52 0 Unchecked 1,180.00 # Azumah Resources Ltd AU000000AZM5 ASX Equities and Derivatives 1 CFD and Share 0.059 1,180.00 1,180.00 5,834.04 1,180.00 1,180.00 5,834.04 29-Apr-16 19-Apr-12 545445131 545445131 545445137 395907137 16220/S93500104 3022104 Home Trader S93500104 HTG Retail Client Client Shares Buy WEC:xasx WEC.AX AUD AUD 44 0 0 0 0.14 3-Apr-12 -0.834862385 19/04/2012 5:48 0 Unchecked 6.16 # White Energy Company Ltd AU000000WEC5 ASX Equities and Derivatives 1 CFD and Share 0.14 6.16 6.16 30.46 6.16 6.16 30.46 29-Apr-16 19-Apr-12 545445133 545445133 545445139 395907139 16220/S93500267 3185730 Home Trader S93500267 HTG Retail Client Client Shares Buy WEC:xasx WEC.AX AUD AUD 9 0 0 0 0.14 3-Apr-12 -0.818181818 19/04/2012 5:48 0 Unchecked 1.26 # White Energy Company Ltd AU000000WEC5 ASX Equities and Derivatives 1 CFD and Share 0.14 1.26 1.26 6.23 1.26 1.26 6.23 29-Apr-16 20-Apr-12 545757705 545757705 545757706 396219875 16220/S93500104 3022104 Home Trader S93500104 HTG Retail Client Client Shares Buy WEC:xasx WEC.AX AUD AUD 1 0 0 0 0.14 3-Apr-12 1 20/04/2012 7:25 0 Unchecked 0.14 # White Energy Company Ltd AU000000WEC5 ASX Equities and Derivatives 1 CFD and Share 0.14 0.14 0.14 0.69 0.14 0.14 0.69 29-Apr-16 27-Apr-12 547126013 547126013 547126014 397425131 17000/S72400034 3103619 SmarTrader Ltd S72400034 KJP Retail Client Client Shares Buy FO:xtsx FO.V CAD CAD 30,000 0 0 0.1 0.16 2-May-12 0.976496 27/04/2012 13:30 0 Checked 4,800.00 Falcon Oil & Gas Ltd CA3060711015 TSX Equities and Derivatives 1 Share Only 0.16 4,800.00 5,024.75 24,842.88 4,800.00 5,024.75 24,842.88 29-Apr-16 2-May-12 547552627 547552627 547552639 398059102 16200/S93500048 3001252 Home Trader S93500048 HTG Retail Client Client Shares Buy A78:xses LION.SI SGD SGD 8,008 0 0 0 0.003 19-Apr-12 -1 2/05/2012 4:52 0 Unchecked 24.02 LionGold Corp Ltd BMG5521X1092 SGX-ST Equities and Derivatives 1 CFD and Share 0.003 24.02 23.49 116.15 24.02 23.49 116.15 29-Apr-16 17-May-12 550709002 550709002 550709003 401370201 16200/S93500048 3001252 Home Trader S93500048 HTG Retail Client Client Shares Buy GLN:xasx GLN.AX AUD AUD 124,773 0.005 0 0.005 0.006 15-May-12 1 17/05/2012 5:02 0 Unchecked 748.64 # Gleneagle Gold Ltd AU000000GLN0 ASX Equities and Derivatives 1 Share Only 0.006 748.64 748.64 3,701.35 748.64 748.64 3,701.35 EodDate TradeDate PositionID TradeID BrokerTradeId OrderID AttainKey CounterpartID CounterpartName CounterpartSubType CounterpartType ProductName BuySell InstrumentSymbolCode InstrumentReuterCode CurrencyCode TradedCurrencyCode Amount SpotPrice SwapPrice Price EODPrice ValueDate ExpiryDate InstrumentToAccountRate ExecutionTime RelatedPositionID HasOrders UnrealizedValue ForwardPrice Instrument Description ISIN Code Exchange Market Segment FigureSize NoticeDate Stock Tradetype SnapshotPrice UnrealisedPlSnapshotInstrument UnrealisedPlSnapshotAccount UnrealisedPlSnapshotDKK UnrealisedPlInstrument UnrealisedPlAccount UnrealisedPlDKK 29-Apr-16 1-Jun-12 553620798 553620798 553620799 404486076 22200/S70001525 2286770 Spectrum Live S70001525 SPL Retail Client Client Shares Buy MMZ:xasx MMZ.AX AUD AUD 250,000 0 0 0.004 0.001 6-Jun-12 1 1/06/2012 5:06 0 Unchecked 250 *Delisted 20160208 (# Mooter Media Ltd AU000000MMZ0 ASX Equities and Derivatives 1 Share Only 0.001 250 250 1,236.03 250 250 1,236.03 29-Apr-16 12-Jun-12 555638149 555638149 555638150 406654781 22200/S70001271 2066722 Spectrum Live S70001271 SPL Retail Client Client Shares Buy AZM:xasx AZM.AX AUD AUD 1,500 0 0 0.205 0.059 15-Jun-12 1 12/06/2012 0:28 0 Unchecked 88.5 # Azumah Resources Ltd AU000000AZM5 ASX Equities and Derivatives 1 CFD and Share 0.059 88.5 88.5 437.55 88.5 88.5 437.55 29-Apr-16 3-Aug-12 565294277 565294277 565294278 417321397 22200/S70002012 2760542 Spectrum Live S70002012 SPL Retail Client Client Shares Buy HOR:xasx HOR.AX AUD AUD 1,100 0 0 0.19 0.015 9-Aug-12 1 3/08/2012 0:04 0 Unchecked 16.5 # Horseshoe Metals Ltd AU000000HOR3 ASX Equities and Derivatives 1 Share Only 0.015 16.5 16.5 81.58 16.5 16.5 81.58 29-Apr-16 9-Aug-12 566248376 566248376 566248377 418777419 22200/S70002319 3159978 Spectrum Live S70002319 SPL Retail Client Client Shares Buy WRG:xasx WRG.AX AUD AUD 21,333 0.025 0 0.025 0.003 8-Aug-12 1 9/08/2012 4:59 0 Unchecked 64 # Water Resources Group AU000000WRG8 ASX Equities and Derivatives 1 Share Only 0.003 64 64 316.42 64 64 316.42 29-Apr-16 11-Sep-12 571492310 571492310 571492311 425155756 22200/S70001271 2066722 Spectrum Live S70001271 SPL Retail Client Client Shares Buy AXP:xnys AXP.N USD USD 20 0 0 56.89 65.43 14-Sep-12 0.96025 11/09/2012 13:32 0 Unchecked 1,308.60 American Express US0258161092 NYSE Equities and Derivatives 1 CFD and Share 65.43 1,308.60 1,720.53 8,506.49 1,308.60 1,720.53 8,506.49 29-Apr-16 17-Sep-12 572676324 572676324 572676325 426475376 22200/S70001271 2066722 Spectrum Live S70001271 SPL Retail Client Client Shares Buy EGOV:xnas EGOV.OQ USD USD 50 0 0 15 17.71 20-Sep-12 0.95125 17/09/2012 13:30 0 Unchecked 885.5 NIC Inc. US62914B1008 Nasdaq NM Equities and Derivatives 1 CFD and Share 17.71 885.5 1,164.25 5,756.15 885.5 1,164.25 5,756.15 29-Apr-16 2-Oct-12 575438765 575438765 575438766 429607139 17000/S70400037 2511670 BBY Limited S70400037 SBR Retail Client Client Shares Buy CYU:xasx CYU.AX AUD AUD 1,200 0 0 0.093 0.008 5-Oct-12 1 2/10/2012 3:49 0 Unchecked 9.6 # Chinalco Yunnan Copper Resources Ltd AU000000CYU7 ASX Equities and Derivatives 1 Share Only 0.008 9.6 9.6 47.46 9.6 9.6 47.46 29-Apr-16 28-Nov-12 586261477 586261477 586261478 441597403 17000/S70400037 2511670 BBY Limited S70400037 SBR Retail Client Client Shares Buy CYU:xasx CYU.AX AUD AUD 7,000 0 0 0.093 0.008 3-Dec-12 1 28/11/2012 2:55 0 Unchecked 56 # Chinalco Yunnan Copper Resources Ltd AU000000CYU7 ASX Equities and Derivatives 1 Share Only 0.008 56 56 276.87 56 56 276.87 29-Apr-16 29-Nov-12 586515367 586515367 586515369 441609817 17000/S70400037 2511670 BBY Limited S70400037 SBR Retail Client Client Shares Buy CYU:xasx CYU.AX AUD AUD 56,800 0 0 0.093 0.008 4-Dec-12 1 29/11/2012 2:27 0 Unchecked 454.4 # Chinalco Yunnan Copper Resources Ltd AU000000CYU7 ASX Equities and Derivatives 1 Share Only 0.008 454.4 454.4 2,246.60 454.4 454.4 2,246.60 29-Apr-16 28-Nov-12 586320731 586320731 586320827 441659962 22200/S70001512 2277351 Spectrum Live S70001512 SPL Retail Client Client Shares Buy SCP:xasx SCP.AX AUD AUD 20 0 0 0 2.34 11-Dec-12 0 28/11/2012 9:44 0 Unchecked 46.8 Shopping Centres Australasia Property Group AU000000SCP9 ASX Equities and Derivatives 1 CFD and Share 2.34 46.8 46.8 231.38 46.8 46.8 231.38 29-Apr-16 30-Nov-12 586740214 586740214 586740236 442098891 16220/S93500421 3243771 Home Trader S93500421 HTG Retail Client Client Shares Buy GDA:xasx GDA.AX AUD AUD 500 0 0 3 0.1 13-Dec-12 1 29/11/2012 17:56 0 Unchecked 50 # Gondwana Resources Ltd AU000000GDA4 ASX Equities and Derivatives 1 Share Only 0.1 50 50 247.21 50 50 247.21 29-Apr-16 7-Dec-12 587955072 587955072 587955212 443415175 22200/S70002354 3200033 Spectrum Live S70002354 SPL Retail Client Client Shares Buy BSL:xasx BSL.AX AUD AUD 166 0 0 11.46 6.47 7-Dec-12 1 6/12/2012 17:47 0 Unchecked 1,074.02 Bluescope Steel Ltd AU000000BSL0 ASX Equities and Derivatives 1 CFD and Share 6.47 1,074.02 1,074.02 5,310.06 1,074.02 1,074.02 5,310.06 29-Apr-16 20-Dec-12 590456235 590456235 590456235 446553007 22200/S70002358 3200068 Spectrum Live S70002358 SPL Retail Client Client Shares Buy NOHO:xnas NOHO.PK USD USD 3,500 0 0 1.584286 0.0001 20-Dec-12 0.999171429 20/12/2012 22:26 0 Unchecked 0.35 Novation Holdings Inc. - NOCT US66989U1097 OOTC Equities and Derivatives 1 Share Only 0.0001 0.35 0.46 2.28 0.35 0.46 2.28 29-Apr-16 4-Jan-13 592544376 592544376 592544377 448992796 22200/S70002354 3200033 Spectrum Live S70002354 SPL Retail Client Client Shares Buy BSL:xasx BSL.AX AUD AUD 1 0 0 0 6.47 7-Dec-12 1 4/01/2013 10:22 0 Unchecked 6.47 Bluescope Steel Ltd AU000000BSL0 ASX Equities and Derivatives 1 CFD and Share 6.47 6.47 6.47 31.99 6.47 6.47 31.99 29-Apr-16 17-Jan-13 595758935 595758935 595758936 452656318 22200/S70001271 2066722 Spectrum Live S70001271 SPL Retail Client Client Shares Buy SAND:xase SAND.A USD USD 70 0 0 12.77 4.27 23-Jan-13 0.94881 17/01/2013 14:32 0 Unchecked 298.9 Sandstorm Gold Ltd CA80013R2063 AMEX Equities and Derivatives 1 CFD and Share 4.27 298.9 392.99 1,942.98 298.9 392.99 1,942.98 29-Apr-16 21-Jan-13 596321855 596321855 596321856 453509476 22200/S70001271 2066722 Spectrum Live S70001271 SPL Retail Client Client Shares Buy AZM:xasx AZM.AX AUD AUD 2,000 0 0 0.1 0.059 24-Jan-13 1 20/01/2013 23:06 0 Unchecked 118 # Azumah Resources Ltd AU000000AZM5 ASX Equities and Derivatives 1 CFD and Share 0.059 118 118 583.4 118 118 583.4 29-Apr-16 23-Jan-13 597226606 597226606 597226613 454181638 22200/S70001974 2723446 Spectrum Live S70001974 SPL Retail Client Client Shares Buy ECAU:xnas ECAU.PK USD USD 1,000 0 0 1.03 0.0004 28-Jan-13 0.9477 23/01/2013 14:33 0 Unchecked 0.4 Echo Automotive Inc. - NOCT US2787501046 OOTC Equities and Derivatives 1 Share Only 0.0004 0.4 0.53 2.6 0.4 0.53 2.6 29-Apr-16 23-Jan-13 597226620 597226620 597226624 454181642 22200/S70001974 2723446 Spectrum Live S70001974 SPL Retail Client Client Shares Buy ECAU:xnas ECAU.PK USD USD 1,000 0 0 1.03 0.0004 28-Jan-13 0.9477 23/01/2013 14:33 0 Unchecked 0.4 Echo Automotive Inc. - NOCT US2787501046 OOTC Equities and Derivatives 1 Share Only 0.0004 0.4 0.53 2.6 0.4 0.53 2.6 29-Apr-16 23-Jan-13 597027504 597027504 597027505 454222334 17000/S70400037 2511670 BBY Limited S70400037 SBR Retail Client Client Shares Buy LYC:xasx LYC.AX AUD AUD 11,000 0 0 0.66 0.075 29-Jan-13 1 23/01/2013 2:44 0 Unchecked 825 Lynas Corp Ltd AU000000LYC6 ASX Equities and Derivatives 1 CFD and Share 0.075 825 825 4,078.88 825 825 4,078.88 29-Apr-16 31-Jan-13 599099370 599099370 599099371 456808205 19000/S77000005 2218235 BBY Limited S77000005 KJP Retail Client Client Shares Buy LYC:xasx LYC.AX AUD AUD 15,000 0 0 0.64 0.075 5-Feb-13 1 31/01/2013 3:23 0 Unchecked 1,125.00 Lynas Corp Ltd AU000000LYC6 ASX Equities and Derivatives 1 CFD and Share 0.075 1,125.00 1,125.00 5,562.11 1,125.00 1,125.00 5,562.11 29-Apr-16 4-Feb-13 599797884 599797884 599797885 457678269 22200/S70001271 2066722 Spectrum Live S70001271 SPL Retail Client Client Shares Buy YBR:xasx YBR.AX AUD AUD 800 0 0 0.595 0.255 7-Feb-13 1 4/02/2013 4:54 0 Unchecked 204 Yellow Brick Road Holdings Ltd AU000000YBR5 ASX Equities and Derivatives 1 Share Only 0.255 204 204 1,008.60 204 204 1,008.60 29-Apr-16 19-Feb-13 603291590 603291590 603291591 461684110 17500/S70400178 3188398 BBY Limited S70400178 SBR Retail Client Client Shares Buy BRU:xasx BRU.AX AUD AUD 9,700 0 0 2.37 0.195 22-Feb-13 1 18/02/2013 23:31 0 Unchecked 1,891.50 Buru Energy Ltd AU000000BRU3 ASX Equities and Derivatives 1 CFD and Share 0.195 1,891.50 1,891.50 9,351.77 1,891.50 1,891.50 9,351.77 29-Apr-16 28-Feb-13 605895226 605895226 605895226 464379990 22200/S70001271 2066722 Spectrum Live S70001271 SPL Retail Client Client Shares Buy BWP:xasx BWP.AX AUD AUD 6 0 0 0 3.5 26-Feb-13 1 28/02/2013 10:56 0 Unchecked 21 Bunnings Warehouse Property Trust AU000000BWP3 ASX Equities and Derivatives 1 CFD and Share 3.5 21 21 103.83 21 21 103.83 29-Apr-16 25-Mar-13 610791364 610791364 610791366 469577896 17000/S70400061 2605878 BBY Limited S70400061 SBR Retail Client Client Shares Buy MEU:xasx MEU.AX AUD AUD 12,500 0 0 0.088 0.019 28-Mar-13 1 25/03/2013 3:16 0 Unchecked 237.5 # Marmota Energy Ltd AU000000MEU8 ASX Equities and Derivatives 1 Share Only 0.019 237.5 237.5 1,174.22 237.5 237.5 1,174.22 29-Apr-16 12-Apr-13 614752649 614752649 614752650 473636339 17400/S70400134 2830154 BBY Limited S70400134 SBR Retail Client Client Shares Buy NSE:xasx NSE.AX AUD AUD 9,000 0 0 0.18 0.006 17-Apr-13 1 12/04/2013 1:37 0 Unchecked 54 # New Standard Energy Ltd AU000000NSE0 ASX Equities and Derivatives 1 CFD and Share 0.006 54 54 266.98 54 54 266.98 29-Apr-16 7-May-13 620055646 620055646 620055646 479146021 22200/S70001523 2286757 Spectrum Live S70001523 SPL Retail Client Client Shares Buy KPL:xasx KPL.AX AUD AUD 3,333 0 0 0.365 0.066 7-May-13 1 7/05/2013 7:08 0 Unchecked 219.98 # Kina Petroleum Ltd PG000A1JQGQ5 ASX Equities and Derivatives 1 Share Only 0.066 219.98 219.98 1,087.60 219.98 219.98 1,087.60 29-Apr-16 24-May-13 624062624 624062624 624062632 483339723 22200/S70001642 2377772 Spectrum Live S70001642 SPL Retail Client Client Shares Buy PRH:xasx PRH.AX AUD AUD 600 0 0 12 0.005 24-May-13 1 23/05/2013 16:25 0 Unchecked 3 # Phillips River Mining Ltd AU000000PRH0 ASX Equities and Derivatives 1 Share Only 0.005 3 3 14.83 3 3 14.83 29-Apr-16 28-May-13 624765629 624765629 624765630 484123619 17000/S72600012 2438841 BBY Limited S72600012 SHF Retail Client Client Shares Buy NZ:xtsx NZ.V CAD CAD 1,000 0 0 0.45 0.05 31-May-13 0.99958 28/05/2013 13:43 0 Unchecked 50 New Zealand Energy Corp. CA6501581087 TSX Equities and Derivatives 1 Share Only 0.05 50 52.34 258.78 50 52.34 258.78 29-Apr-16 6-Jun-13 627094220 627094220 627094220 486597345 22200/S70001648 2377792 Spectrum Live S70001648 SPL Retail Client Client Shares Buy KTE:xasx KTE.AX AUD AUD 520 0 0 0.168 0.03 22-Mar-13 0 6/06/2013 11:20 0 Unchecked 15.6 # K2 Energy Ltd AU000000KTE4 ASX Equities and Derivatives 1 Share Only 0.03 15.6 15.6 77.13 15.6 15.6 77.13 29-Apr-16 6-Jun-13 627133273 627133273 627133294 486637518 22300/S76000256 2220496 ASI Club S76000256 SBR Retail Client Client Shares Buy SMI:xasx SMI.AX AUD AUD 1,250 0 0 0 0.039 20-May-13 0 6/06/2013 12:56 0 Unchecked 48.75 # Santana Minerals Ltd AU000000SMI3 ASX Equities and Derivatives 1 Share Only 0.039 48.75 48.75 241.02 48.75 48.75 241.02 29-Apr-16 6-Jun-13 627133274 627133274 627133295 486637519 17000/S70400025 2434165 BBY Limited S70400025 SBR Retail Client Client Shares Buy SMI:xasx SMI.AX AUD AUD 1,350 0 0 0 0.039 20-May-13 0 6/06/2013 12:56 0 Unchecked 52.65 # Santana Minerals Ltd AU000000SMI3 ASX Equities and Derivatives 1 Share Only 0.039 52.65 52.65 260.31 52.65 52.65 260.31 29-Apr-16 24-Jun-13 631125417 631125417 631125465 490813021 16200/S93500085 3010895 Home Trader S93500085 HTG Retail Client Client Shares Buy GGE:xasx GGE.AX AUD AUD 20,000 0 0 0.03 0.006 24-Jun-13 1 21/06/2013 16:20 0 Unchecked 120 # Grand Gulf Energy Ltd AU000000GGE9 ASX Equities and Derivatives 1 Share Only 0.006 120 120 593.29 120 120 593.29 29-Apr-16 24-Jun-13 631125407 631125407 631125455 490813035 16220/S93500440 3261149 Home Trader S93500440 HTG Retail Client Client Shares Buy GGE:xasx GGE.AX AUD AUD 83,333 0 0 0.03 0.006 24-Jun-13 1 21/06/2013 16:20 0 Unchecked 500 # Grand Gulf Energy Ltd AU000000GGE9 ASX Equities and Derivatives 1 Share Only 0.006 500 500 2,472.05 500 500 2,472.05 29-Apr-16 28-Jun-13 632732469 632732469 632732469 492623923 19000/S87500000 3217334 BBY Limited S87500000 SBR Retail Client Client Shares Buy AHK:xasx AHK.AX AUD AUD 60,000 0.1925 0 0.1925 0.11 28-Jun-13 1 28/06/2013 15:16 0 Unchecked 6,600.00 # ARK Mines Ltd AU000000AHK7 ASX Equities and Derivatives 1 Share Only 0.11 6,600.00 6,600.00 32,631.06 6,600.00 6,600.00 32,631.06 29-Apr-16 1-Jul-13 632798745 632798745 632800062 492681238 22200/S70001407 2175812 Spectrum Live S70001407 SPL Retail Client Client Shares Buy GDXJ:arcx GDXJ.P USD USD 4 0 0 84.04 38.52 1-Jul-13 0.96875 30/06/2013 22:47 0 Unchecked 154.08 VanEck Vectors Junior Gold Miners ETF US92189F7915 NYSE_ARCA Equities and Derivatives 1 CFD and Share 38.52 154.08 202.58 1,001.59 154.08 202.58 1,001.59 29-Apr-16 1-Jul-13 633064159 633064159 633064159 492941381 16220/S93500469 3305918 Home Trader S93500469 HTG Retail Client Client Shares Buy SPZ:xasx SPZ.AX AUD AUD 10,500 0 0 0.08 0.295 1-Jul-13 1 1/07/2013 21:19 0 Unchecked 3,097.50 # Smart Parking Ltd AU000000SPZ0 ASX Equities and Derivatives 1 Share Only 0.295 3,097.50 3,097.50 15,314.35 3,097.50 3,097.50 15,314.35 29-Apr-16 19-Jul-13 636740356 636740356 636740399 496759375 17000/S54900087 2752150 SmarTrader Ltd S54900087 GCW Retail Client Client Shares Buy BLT:xasx BLT.AX AUD AUD 9,200 0 0 0.701087 0.11 19-Jul-13 1 18/07/2013 16:12 0 Unchecked 1,012.00 Benitec Biopharma Ltd AU000000BLT8 ASX Equities and Derivatives 1 Share Only 0.11 1,012.00 1,012.00 5,003.43 1,012.00 1,012.00 5,003.43 29-Apr-16 27-Aug-13 643848405 643848405 643848406 504026658 22200/S70002173 2907529 Spectrum Live S70002173 SPL Retail Client Client Shares Buy RRS:xasx RRS.AX AUD AUD 80,000 0 0 0.04 0.008 30-Aug-13 1 27/08/2013 5:47 0 Unchecked 640 # Range Resources Ltd AU000000RRS3 ASX Equities and Derivatives 1 CFD and Share 0.008 640 640 3,164.22 640 640 3,164.22 29-Apr-16 28-Aug-13 644109249 644109249 644109259 504295699 17400/S70400099 2726416 BBY Limited S70400099 SBR Retail Client Client Shares Buy ARW:xasx ARW.AX AUD AUD 300 0 0 2.6 0.145 28-Aug-13 1 27/08/2013 16:14 0 Unchecked 43.5 # Australian Renewable Fuels Ltd AU000000ARW1 ASX Equities and Derivatives 1 Share Only 0.145 43.5 43.5 215.07 43.5 43.5 215.07 29-Apr-16 30-Aug-13 644850033 644850033 644850033 505042609 22200/S70001271 2066722 Spectrum Live S70001271 SPL Retail Client Client Shares Buy BWP:xasx BWP.AX AUD AUD 6 0 0 0 3.5 28-Aug-13 1 30/08/2013 10:02 0 Unchecked 21 Bunnings Warehouse Property Trust AU000000BWP3 ASX Equities and Derivatives 1 CFD and Share 3.5 21 21 103.83 21 21 103.83 29-Apr-16 10-Sep-13 646792246 646792246 646792248 506998520 17000/S72600012 2438841 BBY Limited S72600012 SHF Retail Client Client Shares Buy NZ:xtsx NZ.V CAD CAD 1,000 0 0 0.335 0.05 13-Sep-13 1.03689265 10/09/2013 14:10 0 Unchecked 50 New Zealand Energy Corp. CA6501581087 TSX Equities and Derivatives 1 Share Only 0.05 50 52.34 258.78 50 52.34 258.78 29-Apr-16 24-Sep-13 649399347 649399347 649399347 509814682 22200/S70002227 3024416 Spectrum Live S70002227 SPL Retail Client Client Shares Buy CAV:xasx CAV.AX AUD AUD 5,000 0.185 0 0.185 0.014 24-Sep-13 1 24/09/2013 15:19 0 Unchecked 70 # Carnavale Resources Ltd AU000000CAV5 ASX Equities and Derivatives 1 Share Only 0.014 70 70 346.09 70 70 346.09 29-Apr-16 2-Oct-13 650766216 650766216 650766216 511725320 17000/S72600012 2438841 BBY Limited S72600012 SHF Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 10,000 0 0 0.043 0.083 2-Oct-13 1 2/10/2013 5:59 0 Unchecked 830 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 830 830 4,103.60 830 830 4,103.60 29-Apr-16 11-Nov-13 658643135 658643135 658643135 521177475 17000/S54200065 2176141 SmarTrader Ltd S54200065 WGC Retail Client Client Shares Buy STPFQ:xnas STPFQ.PK USD USD 500 0 0 48.5 0.0352 11-Nov-13 1.071055 11/11/2013 22:25 0 Unchecked 17.6 *Delisted 20150914 (Suntech Power Holdings Co Ltd US86800C1045 OOTC Equities and Derivatives 1 CFD and Share 0.0352 17.6 23.14 114.41 17.6 23.14 114.41 29-Apr-16 12-Nov-13 658917869 658917869 658917870 521530869 22200/S70002179 2913620 Spectrum Live S70002179 SPL Retail Client Client Shares Buy PRD:xtsx PRD.V CAD CAD 180 0 0 1.41 0.07 15-Nov-13 1.02545695 12/11/2013 20:14 0 Unchecked 12.6 PRD Energy Inc. CA69355W1059 TSX Equities and Derivatives 1 Share Only 0.07 12.6 13.19 65.21 12.6 13.19 65.21 29-Apr-16 18-Nov-13 659810130 659810130 659810131 522737744 22200/S70001776 2469388 Spectrum Live S70001776 SPL Retail Client Client Shares Buy WVL:xasx WVL.AX AUD AUD 6,250 0.1649 0 0.1649 0.007 15-Nov-13 1 18/11/2013 8:00 0 Unchecked 43.75 # Windimurra Vanadium Ltd AU000000WVL0 ASX Equities and Derivatives 1 Share Only 0.007 43.75 43.75 216.3 43.75 43.75 216.3 29-Apr-16 19-Nov-13 660154201 660154201 660154201 523073562 22300/S76000266 2299175 ASI Club S76000266 SBR Retail Client Client Shares Buy KDR:xasx KDR.AX AUD AUD 34,000 0 0 0.195 0.097 19-Nov-13 1 19/11/2013 11:20 0 Unchecked 3,298.00 # Kidman Resources Ltd AU000000KDR0 ASX Equities and Derivatives 1 Share Only 0.097 3,298.00 3,298.00 16,305.64 3,298.00 3,298.00 16,305.64 29-Apr-16 3-Dec-13 662624832 662624832 662624866 525560974 22200/S70002013 2760546 Spectrum Live S70002013 SPL Retail Client Client Shares Buy PRW:xasx PRW.AX AUD AUD 4,000 0 0 0.26 0.001 3-Dec-13 1 2/12/2013 17:27 0 Unchecked 4 # Proto Resources & Investments Ltd - NOCT AU000000PRW9 ASX Equities and Derivatives 1 Share Only 0.001 4 4 19.78 4 4 19.78 29-Apr-16 3-Dec-13 662624837 662624837 662624871 525560977 16200/S93500048 3001252 Home Trader S93500048 HTG Retail Client Client Shares Buy PRW:xasx PRW.AX AUD AUD 10,000 0 0 0.55 0.001 3-Dec-13 1 2/12/2013 17:27 0 Unchecked 10 # Proto Resources & Investments Ltd - NOCT AU000000PRW9 ASX Equities and Derivatives 1 Share Only 0.001 10 10 49.44 10 10 49.44 29-Apr-16 3-Dec-13 662713421 662713421 662713429 525649576 17000/S72600012 2438841 BBY Limited S72600012 SHF Retail Client Client Shares Buy ANG:xtsx ANG.V CAD CAD 1,100 0 0 0.404545 0.07 3-Dec-13 1.0189966 3/12/2013 7:33 0 Unchecked 77 Angel Gold Corp. CA03463E2024 TSX Equities and Derivatives 1 Share Only 0.07 77 80.61 398.52 77 80.61 398.52 29-Apr-16 16-Dec-13 665313759 665313759 665313997 528281831 17000/S72600013 2459317 SmarTrader Ltd S72600013 WGC Retail Client Client Shares Buy LIO:xasx LIO.AX AUD AUD 1,875 0 0 1.113333 0.045 16-Dec-13 0.833333333 13/12/2013 17:13 0 Unchecked 84.38 # Lion Energy Ltd AU000000LIO4 ASX Equities and Derivatives 1 Share Only 0.045 84.38 84.38 417.18 84.38 84.38 417.18 29-Apr-16 18-Dec-13 665957374 665957374 665957387 528929148 22150/S72500006U 2610956 BBY Limited Richard S72500006 AJN Retail Client Client Shares Buy LOCK-0023:xxxx LOCK-0023. USD USD 50 0 0 0 0 15-Oct-13 0 18/12/2013 12:03 0 Unchecked 0 CA Inst - Magnum Hunter Resources Corp. - Warrants US55973B1109 Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 31-Dec-13 667660146 667660146 667660147 530549042 22200/S70002046 2800369 Spectrum Live S70002046 SPL Retail Client Client Shares Buy SPWR:xnas SPWR.OQ USD USD 20 0 0 30.49 20.14 6-Jan-14 1.11911 31/12/2013 14:30 0 Unchecked 402.8 SunPower Corp. US8676524064 Nasdaq NM Equities and Derivatives 1 CFD and Share 20.14 402.8 529.6 2,618.38 402.8 529.6 2,618.38 29-Apr-16 7-Jan-14 668547556 668547556 668547557 531476862 16220/S93500202 3051979 Home Trader S93500202 HTG Retail Client Client Shares Buy NMI:xasx NMI.AX AUD AUD 18,500 0 0 0.05 0.015 10-Jan-14 1 6/01/2014 23:06 0 Unchecked 277.5 # Northern Mining Ltd AU000000NMI4 ASX Equities and Derivatives 1 Share Only 0.015 277.5 277.5 1,371.99 277.5 277.5 1,371.99 29-Apr-16 8-Jan-14 668836776 668836776 668836822 531815113 16220/S93500122 3074080 Home Trader S93500122 HTG Retail Client Client Shares Buy SGU:xasx SGU.AX AUD AUD 1,250 0 0 0.12 0.12 2-Jan-14 1 8/01/2014 4:54 0 Unchecked 150 # Success Global Media Ltd AU000000SGU0 ASX Equities and Derivatives 1 Share Only 0.12 150 150 741.62 150 150 741.62 29-Apr-16 8-Jan-14 668836802 668836802 668836848 531815116 16220/S93500208 3100125 Home Trader S93500208 HTG Retail Client Client Shares Buy SGU:xasx SGU.AX AUD AUD 2,500 0 0 0.22 0.12 2-Jan-14 0 8/01/2014 4:54 0 Unchecked 300 # Success Global Media Ltd AU000000SGU0 ASX Equities and Derivatives 1 Share Only 0.12 300 300 1,483.23 300 300 1,483.23 29-Apr-16 13-Jan-14 669732596 669732596 669732597 532717282 22200/S70001499 2275420 Spectrum Live S70001499 SPL Retail Client Client Shares Buy VMG:xasx VMG.AX AUD AUD 20,000 0 0 0.01 0.005 16-Jan-14 1 12/01/2014 23:09 0 Unchecked 100 # VDM Group Ltd AU000000VMG1 ASX Equities and Derivatives 1 CFD and Share 0.005 100 100 494.41 100 100 494.41 29-Apr-16 3-Feb-14 675319516 675319516 675319517 538326667 22200/S70001271 2066722 Spectrum Live S70001271 SPL Retail Client Client Shares Buy KEYW:xnas KEYW.OQ USD USD 50 0 0 15.97 6.89 6-Feb-14 1.13574 3/02/2014 14:30 0 Unchecked 344.5 KEYW Holding Corp. US4937231003 Nasdaq NM Equities and Derivatives 1 CFD and Share 6.89 344.5 452.94 2,239.41 344.5 452.94 2,239.41 29-Apr-16 10-Feb-14 677146190 677146190 677146191 540168797 22200/S70001271 2066722 Spectrum Live S70001271 SPL Retail Client Client Shares Buy GIG:xase GIG.A USD USD 100 0 0 1.68 2.3 13-Feb-14 1.11933 10/02/2014 14:32 0 Unchecked 230 GigPeak Inc. US37518Q1094 AMEX Equities and Derivatives 1 CFD and Share 2.3 230 302.4 1,495.10 230 302.4 1,495.10 29-Apr-16 17-Feb-14 678623753 678623753 678623754 541649942 22200/S70001312 2092022 Spectrum Live S70001312 SPL Retail Client Client Shares Buy PFL:xasx PFL.AX AUD AUD 1,000 0 0 1.29 1.205 20-Feb-14 1 17/02/2014 1:19 0 Unchecked 1,205.00 Patties Foods Ltd AU000000PFL7 ASX Equities and Derivatives 1 CFD and Share 1.205 1,205.00 1,205.00 5,957.64 1,205.00 1,205.00 5,957.64 29-Apr-16 20-Feb-14 679928249 679928249 679928249 542959035 17000/S43100125 3184008 BBY Limited S43100125 ZEN Retail Client Client Shares Buy BICX:xnas BICX.PK USD USD 62,000 0 0 0.031 0.024 20-Feb-14 0.9669 20/02/2014 22:28 0 Unchecked 1,488.00 BioCorRx Inc. US09073C1062 OOTC Equities and Derivatives 1 Share Only 0.024 1,488.00 1,956.41 9,672.67 1,488.00 1,956.41 9,672.67 29-Apr-16 13-Mar-14 684936904 684936904 684936905 548159169 22200/S70001312 2092022 Spectrum Live S70001312 SPL Retail Client Client Shares Buy CCL:xasx CCL.AX AUD AUD 300 0 0 11.16 8.6 18-Mar-14 1 13/03/2014 3:25 0 Unchecked 2,580.00 Coca-Cola Amatil Ltd AU000000CCL2 ASX Equities and Derivatives 1 CFD and Share 8.6 2,580.00 2,580.00 12,755.78 2,580.00 2,580.00 12,755.78 29-Apr-16 21-Mar-14 687040369 687040369 687040370 550212849 22200/S70001312 2092022 Spectrum Live S70001312 SPL Retail Client Client Shares Buy MTS:xasx MTS.AX AUD AUD 1,250 0 0 2.85 1.76 26-Mar-14 1 20/03/2014 23:04 0 Unchecked 2,200.00 Metcash Ltd AU000000MTS0 ASX Equities and Derivatives 1 CFD and Share 1.76 2,200.00 2,200.00 10,877.02 2,200.00 2,200.00 10,877.02 29-Apr-16 24-Mar-14 687676878 687676878 687676880 550897997 16220/S93500154 3064775 Home Trader S93500154 HTG Retail Client Client Shares Buy AERS:xnas AERS.PK USD USD 500,000 0 0 0.004 0.0028 27-Mar-14 1.0968 24/03/2014 16:56 0 Unchecked 1,400.00 Aerius - NOCT US00767A1007 OOTC Equities and Derivatives 1 Share Only 0.0028 1,400.00 1,840.71 9,100.63 1,400.00 1,840.71 9,100.63 29-Apr-16 14-Apr-14 693557698 693557698 693557698 556807366 22200/S70002382 3222771 Spectrum Live S70002382 SPL Retail Client Client Shares Buy HEAR:xnas HEAR.OQ USD USD 10 0 0 0 1.093 14-Apr-14 1.06114472 14/04/2014 21:30 0 Unchecked 10.93 Turtle Beach Corp. US9004501071 Nasdaq NM Equities and Derivatives 1 CFD and Share 1.093 10.93 14.37 71.05 10.93 14.37 71.05 29-Apr-16 24-Apr-14 695913855 695913855 695913855 559208253 22200/S70001671 2407422 Spectrum Live S70001671 SPL Retail Client Client Shares Buy DNRG:xnas DNRG.PK USD USD 12 0 0 67.777778 0.013 24-Apr-14 1.252030095 24/04/2014 21:31 0 Unchecked 0.16 Dominovas Energy Corp. US25754X1028 OOTC Equities and Derivatives 1 Share Only 0.013 0.16 0.21 1.04 0.16 0.21 1.04 29-Apr-16 13-May-14 700320064 700320064 700320067 564253521 22200/S70001820 2517713 Spectrum Live S70001820 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 30,000 0 0 0.245 0.15 16-May-14 1 13/05/2014 0:08 0 Unchecked 4,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 4,500.00 4,500.00 22,248.45 4,500.00 4,500.00 22,248.45 29-Apr-16 21-May-14 702557950 702557950 702557952 566634422 22200/S70001820 2517713 Spectrum Live S70001820 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 40,000 0 0 0.245 0.15 26-May-14 1 21/05/2014 3:26 0 Unchecked 6,000.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 6,000.00 6,000.00 29,664.60 6,000.00 6,000.00 29,664.60 29-Apr-16 2-Jun-14 705140211 705140211 705140212 569289017 22200/S70001820 2517713 Spectrum Live S70001820 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 200,000 0 0 0.258125 0.15 5-Jun-14 1 2/06/2014 0:51 0 Unchecked 30,000.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 30,000.00 30,000.00 148,323.00 30,000.00 30,000.00 148,323.00 29-Apr-16 2-Jun-14 705175199 705175199 705175201 569338055 22200/S70001603 2320393 Spectrum Live S70001603 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 2,200 0 0 0.26 0.15 5-Jun-14 1 2/06/2014 5:48 0 Unchecked 330 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 330 330 1,631.55 330 330 1,631.55 29-Apr-16 2-Jun-14 705347721 705347721 705347722 569520900 16220/S93500388 3213712 Home Trader S93500388 HTG Retail Client Client Shares Buy AOPO:xasx AOPO.AX AUD AUD 15,625 0 0 0 0 13-May-14 1 2/06/2014 13:47 0 Unchecked 0 Apollo Consolidated Ltd - Options AU00000AOPO8 ASX Equities and Derivatives 1 Share Only 0 0 0 0 0 0 0 29-Apr-16 4-Jun-14 705809350 705809350 705809351 569972792 22200/S70001513 2277354 Spectrum Live S70001513 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 15,000 0 0 0.26 0.15 10-Jun-14 1 4/06/2014 1:24 0 Unchecked 2,250.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 2,250.00 2,250.00 11,124.23 2,250.00 2,250.00 11,124.23 29-Apr-16 4-Jun-14 705814430 705814430 705814431 569983561 22200/S70001513 2277354 Spectrum Live S70001513 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 13,400 0 0 0.26 0.15 10-Jun-14 1 4/06/2014 1:42 0 Unchecked 2,010.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 2,010.00 2,010.00 9,937.64 2,010.00 2,010.00 9,937.64 29-Apr-16 5-Jun-14 706131933 706131933 706131934 570256089 22200/S70001603 2320393 Spectrum Live S70001603 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 16,500 0 0 0.27 0.15 11-Jun-14 1 5/06/2014 0:09 0 Unchecked 2,475.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 2,475.00 2,475.00 12,236.65 2,475.00 2,475.00 12,236.65 29-Apr-16 6-Jun-14 706717469 706717469 706717470 570904196 22200/S70001603 2320393 Spectrum Live S70001603 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 8,000 0 0 0.28 0.15 12-Jun-14 1 6/06/2014 5:45 0 Unchecked 1,200.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,200.00 1,200.00 5,932.92 1,200.00 1,200.00 5,932.92 29-Apr-16 13-Jun-14 708474801 708474801 708474802 572660359 22200/S70001820 2517713 Spectrum Live S70001820 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 30,000 0 0 0.3 0.15 18-Jun-14 1 13/06/2014 0:09 0 Unchecked 4,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 4,500.00 4,500.00 22,248.45 4,500.00 4,500.00 22,248.45 29-Apr-16 19-Jun-14 709983562 709983562 709983571 574213001 22200/S70001820 2517713 Spectrum Live S70001820 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 30,000 0 0 0.3 0.15 24-Jun-14 1 19/06/2014 4:40 0 Unchecked 4,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 4,500.00 4,500.00 22,248.45 4,500.00 4,500.00 22,248.45 29-Apr-16 25-Jun-14 711296828 711296828 711296830 575570068 22200/S70001820 2517713 Spectrum Live S70001820 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 50,000 0 0 0.3343092 0.15 30-Jun-14 1 25/06/2014 4:28 0 Unchecked 7,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 7,500.00 7,500.00 37,080.75 7,500.00 7,500.00 37,080.75 29-Apr-16 2-Jul-14 713003154 713003154 713003159 577393626 22200/S70001820 2517713 Spectrum Live S70001820 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 20,000 0 0 0.569965 0.15 7-Jul-14 1 2/07/2014 1:02 0 Unchecked 3,000.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 3,000.00 3,000.00 14,832.30 3,000.00 3,000.00 14,832.30 29-Apr-16 2-Jul-14 713004804 713004804 713004805 577393702 22200/S70001603 2320393 Spectrum Live S70001603 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 3,350 0 0 0.595 0.15 7-Jul-14 1 2/07/2014 1:18 0 Unchecked 502.5 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 502.5 502.5 2,484.41 502.5 502.5 2,484.41 29-Apr-16 8-Jul-14 714150402 714150402 714150403 578721857 22200/S70001603 2320393 Spectrum Live S70001603 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 2,300 0 0 0.54 0.15 11-Jul-14 1 8/07/2014 2:30 0 Unchecked 345 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 345 345 1,705.71 345 345 1,705.71 29-Apr-16 9-Jul-14 714481967 714481967 714481969 579070236 22200/S70001603 2320393 Spectrum Live S70001603 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 7,600 0 0 0.53 0.15 14-Jul-14 1 9/07/2014 1:38 0 Unchecked 1,140.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,140.00 1,140.00 5,636.27 1,140.00 1,140.00 5,636.27 29-Apr-16 15-Jul-14 715739391 715739391 715739392 580388430 22200/S70001955 2693786 Spectrum Live S70001955 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 1,000 0 0 0.5 0.15 18-Jul-14 1 15/07/2014 5:31 0 Unchecked 150 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 150 150 741.62 150 150 741.62 29-Apr-16 24-Jul-14 718044062 718044062 718044063 582736985 17400/S94800037 3251793 BBY Limited S94800037 SBR Retail Client Client Shares Buy LYC:xasx LYC.AX AUD AUD 10,000 0 0 0.21 0.075 29-Jul-14 1 24/07/2014 0:04 0 Unchecked 750 Lynas Corp Ltd AU000000LYC6 ASX Equities and Derivatives 1 CFD and Share 0.075 750 750 3,708.08 750 750 3,708.08 29-Apr-16 25-Jul-14 718405136 718405136 718405137 583102064 22200/S70001955 2693786 Spectrum Live S70001955 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 400 0 0 0.61 0.15 30-Jul-14 1 25/07/2014 4:58 0 Unchecked 60 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 60 60 296.65 60 60 296.65 29-Apr-16 28-Jul-14 718811545 718811545 718811554 583523436 22200/S70001312 2092022 Spectrum Live S70001312 SPL Retail Client Client Shares Buy MTS:xasx MTS.AX AUD AUD 42 0 0 0 1.76 25-Jul-14 1 28/07/2014 12:08 0 Unchecked 73.92 Metcash Ltd AU000000MTS0 ASX Equities and Derivatives 1 CFD and Share 1.76 73.92 73.92 365.47 73.92 73.92 365.47 29-Apr-16 29-Jul-14 718956671 718956671 718956672 583667710 22200/S70001603 2320393 Spectrum Live S70001603 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 13,605 0 0 0.66 0.15 1-Aug-14 1 29/07/2014 1:12 0 Unchecked 2,040.75 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 2,040.75 2,040.75 10,089.67 2,040.75 2,040.75 10,089.67 29-Apr-16 29-Jul-14 718973374 718973374 718973378 583673144 22200/S70001603 2320393 Spectrum Live S70001603 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 300 0 0 0.675 0.15 1-Aug-14 1 29/07/2014 5:30 0 Unchecked 45 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 45 45 222.48 45 45 222.48 29-Apr-16 1-Aug-14 720096744 720096744 720096770 584847042 16220/S93500321 3213637 Home Trader S93500321 HTG Retail Client Client Shares Buy NMS:xasx NMS.AX AUD AUD 333 0 0 9.6 0.89 13-Aug-14 1 31/07/2014 19:50 0 Unchecked 296.37 # Neptune Marine Services Ltd AU000000NMS3 ASX Equities and Derivatives 1 Share Only 0.89 296.37 296.37 1,465.28 296.37 296.37 1,465.28 29-Apr-16 1-Aug-14 720154318 720154318 720154326 584900015 16220/S93500154 3064775 Home Trader S93500154 HTG Retail Client Client Shares Buy BAYP:xnas BAYP.PK USD USD 11,000 0 0 0.18 0.0003 1-Aug-14 1.08312396 1/08/2014 6:15 0 Unchecked 3.3 Bayport International Holdings Inc. - NOCT US0730682079 OOTC Equities and Derivatives 1 Share Only 0.0003 3.3 4.34 21.45 3.3 4.34 21.45 29-Apr-16 1-Aug-14 720197925 720197925 720197955 584938593 22300/S76000256 2220496 ASI Club S76000256 SBR Retail Client Client Shares Buy P:xtse P.TO CAD CAD 288 0 0 9.88581 2.36 1-Aug-14 0.98337136 1/08/2014 7:52 0 Unchecked 679.68 Primero Mining Corp. CA74164W1068 TSE Equities and Derivatives 1 Share Only 2.36 679.68 711.5 3,517.75 679.68 711.5 3,517.75 29-Apr-16 1-Aug-14 720197947 720197947 720197977 584938595 17000/S70400025 2434165 BBY Limited S70400025 SBR Retail Client Client Shares Buy P:xtse P.TO CAD CAD 311 0 0 8.789651 2.36 1-Aug-14 0.98337136 1/08/2014 7:52 0 Unchecked 733.96 Primero Mining Corp. CA74164W1068 TSE Equities and Derivatives 1 Share Only 2.36 733.96 768.33 3,798.68 733.96 768.33 3,798.68 29-Apr-16 1-Aug-14 720197927 720197927 720197957 584938599 19000/S87500000 3217334 BBY Limited S87500000 SBR Retail Client Client Shares Buy P:xtse P.TO CAD CAD 1,150 0 0 12.345207 2.36 1-Aug-14 0.98337136 1/08/2014 7:52 0 Unchecked 2,714.00 Primero Mining Corp. CA74164W1068 TSE Equities and Derivatives 1 Share Only 2.36 2,714.00 2,841.08 14,046.58 2,714.00 2,841.08 14,046.58 29-Apr-16 8-Aug-14 722393705 722393705 722393707 587176217 17000/S54900076 2288850 SmarTrader Ltd S54900076 KJP Retail Client Client Shares Buy ALS:xtse ALS.TO CAD CAD 100 0 0 14.25 11.22 13-Aug-14 0.98264164 8/08/2014 19:09 0 Unchecked 1,122.00 Altius Minerals Corp. CA0209361009 TSE Equities and Derivatives 1 Share Only 11.22 1,122.00 1,174.54 5,807.02 1,122.00 1,174.54 5,807.02 29-Apr-16 12-Aug-14 722703368 722703368 722703369 587513966 22200/S70001955 2693786 Spectrum Live S70001955 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 340 0 0 0.6 0.15 15-Aug-14 1 12/08/2014 2:28 0 Unchecked 51 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 51 51 252.15 51 51 252.15 29-Apr-16 14-Aug-14 723600726 723600726 723600729 588393675 17000/S54900076 2288850 SmarTrader Ltd S54900076 KJP Retail Client Client Shares Buy ALS:xtse ALS.TO CAD CAD 900 0 0 14.35 11.22 19-Aug-14 0.98458792 14/08/2014 17:03 0 Unchecked 10,098.00 Altius Minerals Corp. CA0209361009 TSE Equities and Derivatives 1 Share Only 11.22 10,098.00 10,570.82 52,263.21 10,098.00 10,570.82 52,263.21 29-Apr-16 21-Aug-14 725154940 725154940 725154941 590069498 17000/S54900076 2288850 SmarTrader Ltd S54900076 KJP Retail Client Client Shares Buy ALS:xtse ALS.TO CAD CAD 1,000 0 0 14.267 11.22 26-Aug-14 0.98208674 21/08/2014 16:16 0 Unchecked 11,220.00 Altius Minerals Corp. CA0209361009 TSE Equities and Derivatives 1 Share Only 11.22 11,220.00 11,745.36 58,070.23 11,220.00 11,745.36 58,070.23 29-Apr-16 28-Aug-14 726481342 726481342 726481344 591516579 22200/S70001955 2693786 Spectrum Live S70001955 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 900 0 0 0.52 0.15 2-Sep-14 1 28/08/2014 2:36 0 Unchecked 135 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 135 135 667.45 135 135 667.45 29-Apr-16 29-Aug-14 726836779 726836779 726836780 592010580 22200/S70001603 2320393 Spectrum Live S70001603 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 5,700 0 0 0.52 0.15 3-Sep-14 1 29/08/2014 1:03 0 Unchecked 855 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 855 855 4,227.21 855 855 4,227.21 29-Apr-16 5-Sep-14 728767782 728767782 728767782 594344429 17000/S70400046 2553712 BBY Limited S70400046 SBR Retail Client Client Shares Buy DRM:xasx DRM.AX AUD AUD 20,000 0 0 0.578 0.99 5-Sep-14 1 5/09/2014 6:04 0 Unchecked 19,800.00 Doray Minerals Ltd AU000000DRM6 ASX Equities and Derivatives 1 Share Only 0.99 19,800.00 19,800.00 97,893.18 19,800.00 19,800.00 97,893.18 29-Apr-16 10-Sep-14 730256785 730256785 730256786 596359989 17000/S54900076 2288850 SmarTrader Ltd S54900076 KJP Retail Client Client Shares Buy SCP:xtse SCP.TO CAD CAD 1,000 0 0 3.27 0.55 15-Sep-14 0.99494568 10/09/2014 14:51 0 Unchecked 550 Sprott Resource Corp. CA85207D1033 TSE Equities and Derivatives 1 Share Only 0.55 550 575.75 2,846.58 550 575.75 2,846.58 29-Apr-16 15-Sep-14 731340202 731340202 731340202 597524144 22200/S70002148 2891898 Spectrum Live S70002148 SPL Retail Client Client Shares Buy ANZ:xasx ANZ.AX AUD AUD 131 0 0 32.44 24.27 15-Sep-14 1 15/09/2014 11:54 0 Unchecked 3,179.37 Australia & New Zealand Banking Group Ltd AU000000ANZ3 ASX Equities and Derivatives 1 CFD and Share 24.27 3,179.37 3,179.37 15,719.12 3,179.37 3,179.37 15,719.12 29-Apr-16 29-Sep-14 735795483 735795483 735795484 602047997 16220/S93500122 3074080 Home Trader S93500122 HTG Retail Client Client Shares Buy SGU:xasx SGU.AX AUD AUD 1,700 0 0 0.12 0.12 2-Oct-14 1 29/09/2014 4:27 0 Unchecked 204 # Success Global Media Ltd AU000000SGU0 ASX Equities and Derivatives 1 Share Only 0.12 204 204 1,008.60 204 204 1,008.60 29-Apr-16 7-Oct-14 739133014 739133014 739133019 605762784 22200/S70001271 2066722 Spectrum Live S70001271 SPL Retail Client Client Shares Buy CFFND:xnas CFFN.OQ USD USD 200 0 0 11.96 13.29 10-Oct-14 1.1324725 7/10/2014 13:33 0 Unchecked 2,658.00 Capitol Federal Financial US14057J1016 Nasdaq NM Equities and Derivatives 1 CFD and Share 13.29 2,658.00 3,494.71 17,278.20 2,658.00 3,494.71 17,278.20 29-Apr-16 20-Oct-14 744182981 744182981 744183046 610891336 17000/S41700252 2176198 BBY Limited S41700252 KJP Retail Client Client Shares Buy LOCK-0162:xxxx LOCK-0162. AUD AUD 450 0 0 0 0 15-Oct-14 1 20/10/2014 9:43 0 Unchecked 0 CA Instr - Jacana Minerals Ltd - NOCT AU0000000004 NotSupport Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 11-Nov-14 751430019 751430019 751430029 618723988 20000/S96300000 3161628 Home Trader S96300000 HDK Retail Client Client Shares Buy AKK:xasx AKK.AX AUD AUD 8,500 0 0 0.46 0.005 14-Nov-14 1 10/11/2014 16:33 0 Unchecked 42.5 # Austin Exploration Ltd AU000000AKK1 ASX Equities and Derivatives 1 CFD and Share 0.005 42.5 42.5 210.12 42.5 42.5 210.12 29-Apr-16 17-Nov-14 753240866 753240866 753240872 620533088 16200/S93500048 3001252 Home Trader S93500048 HTG Retail Client Client Shares Buy IMC:xasx IMC.AX AUD AUD 750 0 0 4.4 0.36 20-Nov-14 1 14/11/2014 16:45 0 Unchecked 270 # Immuron Ltd AU000000IMC7 ASX Equities and Derivatives 1 Share Only 0.36 270 270 1,334.91 270 270 1,334.91 29-Apr-16 25-Nov-14 756620359 756620359 756620366 623978974 22300/S76000266 2299175 ASI Club S76000266 SBR Retail Client Client Shares Buy MPL:xasx MPL.AX AUD AUD 2,200 0 0 2.22 3.14 28-Nov-14 1 25/11/2014 1:00 0 Unchecked 6,908.00 Medibank Private Ltd AU000000MPL3 ASX Equities and Derivatives 1 CFD and Share 3.14 6,908.00 6,908.00 34,153.84 6,908.00 6,908.00 34,153.84 29-Apr-16 26-Nov-14 756999863 756999863 757000155 624375556 22200/S70002040 2786034 Spectrum Live S70002040 SPL Retail Client Client Shares Buy WES:xasx WES.AX AUD AUD 198 0 0 18.444995 42.77 1-Dec-14 1 25/11/2014 16:43 0 Unchecked 8,468.46 Wesfarmers Ltd AU000000WES1 ASX Equities and Derivatives 1 CFD and Share 42.77 8,468.46 8,468.46 41,868.91 8,468.46 8,468.46 41,868.91 29-Apr-16 26-Nov-14 756999837 756999837 757000129 624375562 22200/S70002209 2990533 Spectrum Live S70002209 SPL Retail Client Client Shares Buy WES:xasx WES.AX AUD AUD 68 0 0 26.784761 42.77 1-Dec-14 1 25/11/2014 16:43 0 Unchecked 2,908.36 Wesfarmers Ltd AU000000WES1 ASX Equities and Derivatives 1 CFD and Share 42.77 2,908.36 2,908.36 14,379.22 2,908.36 2,908.36 14,379.22 29-Apr-16 28-Nov-14 757800690 757800690 757800704 625167384 16220/S98000011 3022104 Home Trader S93500104 HTG Retail Client Client Shares Buy TSV:xasx TSV.AX AUD AUD 32,000 0 0 0.075 0.014 3-Dec-14 1 27/11/2014 16:39 0 Unchecked 448 Transerv Energy Ltd AU000000TSV1 ASX Equities and Derivatives 1 Share Only 0.014 448 448 2,214.96 448 448 2,214.96 29-Apr-16 2-Dec-14 758809161 758809161 758809165 626322091 17500/S70400179 3199377 BBY Limited S70400179 SBR Retail Client Client Shares Buy OGH:xasx OGH.AX AUD AUD 600 0 0 4 0.068 5-Dec-14 1 1/12/2014 16:37 0 Unchecked 40.8 Ochre Group Holdings Ltd AU000000OGH6 ASX Equities and Derivatives 1 Share Only 0.068 40.8 40.8 201.72 40.8 40.8 201.72 29-Apr-16 2-Dec-14 759345163 759345163 759345163 626844819 16220/S99900026 3311744 Home Trader S77000014 HTG Retail Client Client Shares Buy XTD:xasx XTD.AX AUD AUD 1 0 0 0 0.215 2-Dec-14 1 2/12/2014 22:33 0 Unchecked 0.22 # XTD Ltd AU000000XTD9 ASX Equities and Derivatives 1 Share Only 0.215 0.22 0.22 1.09 0.22 0.22 1.09 29-Apr-16 2-Dec-14 759345165 759345165 759345165 626844821 16220/S99900026 3311744 Home Trader S77000014 HTG Retail Client Client Shares Buy XTD:xasx XTD.AX AUD AUD 434 0 0 4.599988 0.215 2-Dec-14 1 2/12/2014 22:33 0 Unchecked 93.31 # XTD Ltd AU000000XTD9 ASX Equities and Derivatives 1 Share Only 0.215 93.31 93.31 461.33 93.31 93.31 461.33 29-Apr-16 15-Dec-14 764164238 764164238 764164238 631819990 22200/S70001285 2075730 Spectrum Live S70001285 SPL Retail Client Client Shares Buy IWG:xasx IWG.AX AUD AUD 159,893 0 0 0.297446 0.088 15-Dec-14 1 15/12/2014 22:32 0 Unchecked 14,070.58 # iWebGate Ltd AU000000IWG7 ASX Equities and Derivatives 1 Share Only 0.088 14,070.58 14,070.58 69,566.35 14,070.58 14,070.58 69,566.35 29-Apr-16 15-Dec-14 764164196 764164196 764164196 631819994 16200/S93500064 3001354 Home Trader S93500064 HTG Retail Client Client Shares Buy IND:xasx IND.AX AUD AUD 1,250 0 0 0.32 0.012 15-Dec-14 1 15/12/2014 22:32 0 Unchecked 15 # Indus Energy NL AU000000IND3 ASX Equities and Derivatives 1 CFD and Share 0.012 15 15 74.16 15 15 74.16 29-Apr-16 22-Dec-14 766394470 766394470 766394502 634295758 17000/S72600013 2459317 SmarTrader Ltd S72600013 WGC Retail Client Client Shares Buy ELD:xasx ELD.AX AUD AUD 100 0 0 19.5 3.41 5-Jan-15 1 19/12/2014 16:35 0 Unchecked 341 Elders Ltd AU000000ELD6 ASX Equities and Derivatives 1 CFD and Share 3.41 341 341 1,685.94 341 341 1,685.94 29-Apr-16 22-Dec-14 766394474 766394474 766394506 634295769 22200/S70002354 3200033 Spectrum Live S70002354 SPL Retail Client Client Shares Buy ELD:xasx ELD.AX AUD AUD 40 0 0 21.25 3.41 5-Jan-15 1 19/12/2014 16:35 0 Unchecked 136.4 Elders Ltd AU000000ELD6 ASX Equities and Derivatives 1 CFD and Share 3.41 136.4 136.4 674.38 136.4 136.4 674.38 29-Apr-16 12-Jan-15 771523881 771523881 771524219 639900021 22200/S70001939 2663928 Spectrum Live S70001939 SPL Retail Client Client Shares Buy USO:arcx USO.P USD USD 30 0 0 17.75 11.3 15-Jan-15 1.22833 12/01/2015 14:30 0 Unchecked 339 United States Oil Fund, LP US91232N1081 NYSE_ARCA Equities and Derivatives 1 CFD and Share 11.3 339 445.71 2,203.65 339 445.71 2,203.65 29-Apr-16 12-Feb-15 779075156 779075156 779075162 648617242 22200/S70001981 2723529 Spectrum Live S70001981 SPL Retail Client Client Shares Buy DRM:xasx DRM.AX AUD AUD 263 0 0 0.8835 0.99 30-Jan-15 1 30/01/2015 12:13 0 Unchecked 260.37 Doray Minerals Ltd AU000000DRM6 ASX Equities and Derivatives 1 Share Only 0.99 260.37 260.37 1,287.30 260.37 260.37 1,287.30 29-Apr-16 10-Feb-15 782085261 782085261 782085262 651700058 20000/S25700033 2978157 BBY Limited S25700033 JBN Retail Client Client Shares Buy TLG:xasx TLG.AX AUD AUD 10,000 0 0 0.37 0.285 13-Feb-15 1 10/02/2015 4:38 0 Unchecked 2,850.00 Talga Gold Limited AU000000TLG7 ASX Equities and Derivatives 1 Share Only 0.285 2,850.00 2,850.00 14,090.69 2,850.00 2,850.00 14,090.69 29-Apr-16 24-Feb-15 786227395 786227395 786227395 656160519 22200/S70001739 2437034 Spectrum Live S70001739 SPL Retail Client Client Shares Buy ISX:xasx ISX.AX AUD AUD 4,500 0 0 0.48889 0.195 24-Feb-15 1 24/02/2015 22:26 0 Unchecked 877.5 # Otis Energy Ltd - NOCT AU000000ISX0 ASX Equities and Derivatives 1 Share Only 0.195 877.5 877.5 4,338.45 877.5 877.5 4,338.45 29-Apr-16 6-Mar-15 788913298 788913298 788913298 660088676 16220/S93500221 3067548 Home Trader S93500221 HTG Retail Client Client Shares Buy UXA:xasx UXA.AX AUD AUD 500 0 0 0.002 0.002 6-Mar-15 1 6/03/2015 5:29 0 Unchecked 1 *Delisted 20160329 (UXA Resources Ltd) AU000000UXA3 ASX Equities and Derivatives 1 Share Only 0.002 1 1 4.94 1 1 4.94 29-Apr-16 6-Mar-15 789369555 789369555 789369555 660948884 22200/S70001432 2206733 Spectrum Live S70001432 SPL Retail Client Client Shares Buy MUS:xasx MUS.AX AUD AUD 95 0 0 83.75 0.05 6-Mar-15 1 6/03/2015 22:25 0 Unchecked 4.75 # Mustang Resources Ltd AU000000MUS8 ASX Equities and Derivatives 1 Share Only 0.05 4.75 4.75 23.48 4.75 4.75 23.48 29-Apr-16 17-Mar-15 792823705 792823705 792823705 664663509 16220/S93500221 3067548 Home Trader S93500221 HTG Retail Client Client Shares Buy MTL:xasx MTL.AX AUD AUD 60 0 0 0.12 0.08 17-Mar-15 1 17/03/2015 22:20 0 Unchecked 4.8 Manalto Ltd AU000000MTL5 ASX Equities and Derivatives 1 Share Only 0.08 4.8 4.8 23.73 4.8 4.8 23.73 29-Apr-16 17-Mar-15 792823709 792823709 792823709 664663511 16220/S93500440 3261149 Home Trader S93500440 HTG Retail Client Client Shares Buy MTL:xasx MTL.AX AUD AUD 13 0 0 387.5 0.08 17-Mar-15 1 17/03/2015 22:20 0 Unchecked 1.04 Manalto Ltd AU000000MTL5 ASX Equities and Derivatives 1 Share Only 0.08 1.04 1.04 5.14 1.04 1.04 5.14 29-Apr-16 19-Mar-15 793499995 793499995 793502673 665401988 22200/S70001301 2086957 Spectrum Live S70001301 SPL Retail Client Client Shares Buy V:xnys V.N USD USD 400 0 0 15.755 77.24 18-Mar-15 1.285546945 18/03/2015 22:40 0 Unchecked 30,896.00 Visa Inc. US92826C8394 NYSE Equities and Derivatives 1 CFD and Share 77.24 30,896.00 40,621.73 200,837.90 30,896.00 40,621.73 200,837.90 29-Apr-16 19-Mar-15 793500461 793500461 793503139 665401996 22200/S70001523 2286757 Spectrum Live S70001523 SPL Retail Client Client Shares Buy V:xnys V.N USD USD 80 0 0 31.84 77.24 18-Mar-15 1.285546945 18/03/2015 22:40 0 Unchecked 6,179.20 Visa Inc. US92826C8394 NYSE Equities and Derivatives 1 CFD and Share 77.24 6,179.20 8,124.35 40,167.58 6,179.20 8,124.35 40,167.58 29-Apr-16 19-Mar-15 793501029 793501029 793503707 665401998 22200/S70001582 2308368 Spectrum Live S70001582 SPL Retail Client Client Shares Buy V:xnys V.N USD USD 920 0 0 20.5275 77.24 18-Mar-15 1.285546945 18/03/2015 22:40 0 Unchecked 71,060.80 Visa Inc. US92826C8394 NYSE Equities and Derivatives 1 CFD and Share 77.24 71,060.80 93,429.98 461,927.18 71,060.80 93,429.98 461,927.18 29-Apr-16 26-Mar-15 796146375 796146375 796146375 668064953 17000/S72400034 3103619 SmarTrader Ltd S72400034 KJP Retail Client Client Shares Sell FO:xtsx FO.V CAD CAD -30,000 0 0 0.098 0.16 26-Mar-15 1.018208712 26/03/2015 8:18 0 Unchecked -4,800.00 Falcon Oil & Gas Ltd CA3060711015 TSX Equities and Derivatives 1 Share Only 0.16 -4,800.00 -5,024.75 -24,842.88 -4,800.00 -5,024.75 -24,842.88 29-Apr-16 2-Apr-15 798356599 798356599 798356603 670339179 17000/S76000247 2190911 ASI Club S76000247 SVS Retail Client Client Shares Buy ZTA:xasx ZTA.AX AUD AUD 625 0 0 2.32 0.065 9-Apr-15 1 1/04/2015 15:20 0 Unchecked 40.63 # Zeta Petroleum Plc AU000000ZTA0 ASX Equities and Derivatives 1 Share Only 0.065 40.62 40.62 200.83 40.62 40.62 200.83 29-Apr-16 3-Apr-15 798899443 798899443 798899452 670862233 16220/S86300133 3245356 Home Trader S93500398 HTG Retail Client Client Shares Buy WES:xasx WES.AX AUD AUD 2 0 0 0 42.77 2-Apr-15 1 3/04/2015 8:39 0 Unchecked 85.54 Wesfarmers Ltd AU000000WES1 ASX Equities and Derivatives 1 CFD and Share 42.77 85.54 85.54 422.92 85.54 85.54 422.92 29-Apr-16 8-Apr-15 799998088 799998088 799998108 672054456 22200/S70001312 2092022 Spectrum Live S70001312 SPL Retail Client Client Shares Buy CCL:xasx CCL.AX AUD AUD 4 0 0 0 8.6 7-Apr-15 1 8/04/2015 10:29 0 Unchecked 34.4 Coca-Cola Amatil Ltd AU000000CCL2 ASX Equities and Derivatives 1 CFD and Share 8.6 34.4 34.4 170.08 34.4 34.4 170.08 29-Apr-16 8-Apr-15 799998130 799998130 799998149 672054904 22200/S70001312 2092022 Spectrum Live S70001312 SPL Retail Client Client Shares Buy CCL:xasx CCL.AX AUD AUD 1 0 0 0 8.6 7-Apr-15 1 8/04/2015 10:30 0 Unchecked 8.6 Coca-Cola Amatil Ltd AU000000CCL2 ASX Equities and Derivatives 1 CFD and Share 8.6 8.6 8.6 42.52 8.6 8.6 42.52 29-Apr-16 10-Apr-15 800936693 800936693 800936693 672978682 16220/S93500353 3164131 Home Trader S93500353 HTG Retail Client Client Shares Buy MFFO:xasx MFFO.AX AUD AUD 133 0 0 0.78 0.87 10-Apr-15 1 10/04/2015 9:36 0 Unchecked 115.71 Magellan Flagship Fund Ltd - Options AU00000MFFO2 ASX Equities and Derivatives 1 CFD and Share 0.87 115.71 115.71 572.08 115.71 115.71 572.08 29-Apr-16 22-Apr-15 805070539 805070539 805070539 677341646 22200/S70001835 2526793 Spectrum Live S70001835 SPL Retail Client Client Shares Buy AAPL:xnas AAPL.OQ USD USD 70 0 0 52.957143 93.75 22-Apr-15 0.95755 22/04/2015 21:23 0 Unchecked 6,562.50 Apple Inc. US0378331005 Nasdaq NM Equities and Derivatives 1 CFD and Share 93.75 6,562.50 8,628.31 42,659.20 6,562.50 8,628.31 42,659.20 29-Apr-16 27-Apr-15 806131824 806131824 806131826 678434843 20000/S59400010 3027433 BBY Limited S59400010 JFB Retail Client Client Shares Buy LOCK-0531:xxxx LOCK-0531. AUD AUD 400 0 0 0 0 6-May-15 1 27/04/2015 4:10 0 Unchecked 0 Ca Inst - Hudson Pacific Group Ltd AU0000000008 Not listed Equities and Derivatives 1 Share Only 0 0 0 0 0 0 0 29-Apr-16 4-May-15 808903282 808903282 808903282 681311582 22300/S76000305 2717475 ASI Club S76000305 SBR Retail Client Client Shares Buy CMR:xasx CMR.AX AUD AUD 8,000 0 0 0 0.15 4-May-15 1 4/05/2015 11:38 0 Unchecked 1,200.00 *Delisted 20150831 (Compass Resources Ltd - NOCT) AU000000CMR8 ASX Equities and Derivatives 1 CFD and Share 0.15 1,200.00 1,200.00 5,932.92 1,200.00 1,200.00 5,932.92 29-Apr-16 18-May-15 813086529 813086529 813086852 686208990 22200/S70002040 2786034 Spectrum Live S70002040 SPL Retail Client Client Shares Buy S32:xasx S32.AX AUD AUD 200 0 0 0 1.66 25-May-15 1 15/05/2015 15:23 0 Unchecked 332 South32 Ltd AU000000S320 ASX Equities and Derivatives 1 CFD and Share 1.66 332 332 1,641.44 332 332 1,641.44 29-Apr-16 18-May-15 813086568 813086568 813086891 686208994 22200/S70002162 2898111 Spectrum Live S70002162 SPL Retail Client Client Shares Buy S32:xasx S32.AX AUD AUD 50 0 0 0 1.66 25-May-15 1 15/05/2015 15:23 0 Unchecked 83 South32 Ltd AU000000S320 ASX Equities and Derivatives 1 CFD and Share 1.66 83 83 410.36 83 83 410.36 29-Apr-16 18-May-15 813086516 813086516 813086839 686208995 22200/S70002176 2911422 Spectrum Live S70002176 SPL Retail Client Client Shares Buy S32:xasx S32.AX AUD AUD 10 0 0 0 1.66 25-May-15 1 15/05/2015 15:23 0 Unchecked 16.6 South32 Ltd AU000000S320 ASX Equities and Derivatives 1 CFD and Share 1.66 16.6 16.6 82.07 16.6 16.6 82.07 29-Apr-16 18-May-15 813086644 813086644 813086967 686209003 16220/S93500459 3286692 Home Trader S93500459 HTG Retail Client Client Shares Buy S32:xasx S32.AX AUD AUD 410 0 0 0 1.66 25-May-15 1 15/05/2015 15:23 0 Unchecked 680.6 South32 Ltd AU000000S320 ASX Equities and Derivatives 1 CFD and Share 1.66 680.6 680.6 3,364.95 680.6 680.6 3,364.95 29-Apr-16 18-May-15 813086592 813086592 813086915 686209004 16220/S93500469 3305918 Home Trader S93500469 HTG Retail Client Client Shares Buy S32:xasx S32.AX AUD AUD 200 0 0 0 1.66 25-May-15 1 15/05/2015 15:23 0 Unchecked 332 South32 Ltd AU000000S320 ASX Equities and Derivatives 1 CFD and Share 1.66 332 332 1,641.44 332 332 1,641.44 29-Apr-16 19-May-15 813458453 813458453 813458547 686665947 22200/S70001661 2392054 Spectrum Live S70001661 SPL Retail Client Client Shares Buy FML:xasx FML.AX AUD AUD 338 0 0 5.9 0.365 28-May-15 1 18/05/2015 15:21 0 Unchecked 123.37 # Focus Minerals Ltd AU000000FML4 ASX Equities and Derivatives 1 CFD and Share 0.365 123.37 123.37 609.95 123.37 123.37 609.95 29-Apr-16 19-May-15 813458429 813458429 813458523 686665953 22200/S70002040 2786034 Spectrum Live S70002040 SPL Retail Client Client Shares Buy FML:xasx FML.AX AUD AUD 40,000 0 0 0.55 0.365 28-May-15 1 18/05/2015 15:21 0 Unchecked 14,600.00 # Focus Minerals Ltd AU000000FML4 ASX Equities and Derivatives 1 CFD and Share 0.365 14,600.00 14,600.00 72,183.86 14,600.00 14,600.00 72,183.86 29-Apr-16 2-Jul-15 828160240 828160240 828160254 701673073 22200/S70002221 3024319 Spectrum Live S70002221 SPL Retail Client Client Shares Buy YRI:xtse YRI.TO CAD CAD 31 0 0 0 6.22 30-Jun-15 1.039038428 2/07/2015 12:56 0 Unchecked 192.82 Yamana Gold Inc. CA98462Y1007 TSE Equities and Derivatives 1 CFD and Share 6.22 192.82 201.85 997.96 192.82 201.85 997.96 29-Apr-16 27-Jul-15 835073217 835073217 835073217 708681368 22300/S76020311 2864716 ASI Club S76020311 SBR Retail Client Client Shares Buy LOCK-0670:xxxx LOCK-0670. AUD AUD 1,004 0 0 0.78 0 27-Jul-15 1 27/07/2015 21:24 0 Unchecked 0 PhosEnergy Ltd - NOCT Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 31-Jul-15 836485430 836485430 836485512 710118956 16220/S93500154 3064775 Home Trader S93500154 HTG Retail Client Client Shares Buy HEMP:xnas HEMP.PK USD USD 9,000 0 0 1.2 0.0399 31-Jul-15 1.371403022 31/07/2015 6:27 0 Unchecked 359.1 Hemp Inc. US4237032069 OOTC Equities and Derivatives 1 Share Only 0.0399 359.1 472.14 2,334.31 359.1 472.14 2,334.31 29-Apr-16 4-Aug-15 837179971 837179971 837179975 710855265 22200/S70001648 2377792 Spectrum Live S70001648 SPL Retail Client Client Shares Buy FOY:xasx FOY.AX AUD AUD 236 0 0 1.025 0.125 13-Aug-15 1 3/08/2015 15:21 0 Unchecked 29.5 # Foy Group Ltd - NOCT AU000000FOY3 ASX Equities and Derivatives 1 Share Only 0.125 29.5 29.5 145.85 29.5 29.5 145.85 29-Apr-16 24-Aug-15 845031145 845031145 845031145 718805514 16220/S93500330 3142445 Home Trader S93500330 HTG Retail Client Client Shares Buy AQS:xasx AQS.AX AUD AUD 16,000 0 0 0.145 0.061 24-Aug-15 1 24/08/2015 21:20 0 Unchecked 976 # Aquis Entertainment Ltd AU000000AQS1 ASX Equities and Derivatives 1 Share Only 0.061 976 976 4,825.44 976 976 4,825.44 29-Apr-16 24-Aug-15 845031137 845031137 845031137 718805516 16220/S99900008 3144919 Home Trader S93500328 HTG Retail Client Client Shares Buy AQS:xasx AQS.AX AUD AUD 452 0 0 0.195 0.061 24-Aug-15 1 24/08/2015 21:20 0 Unchecked 27.57 # Aquis Entertainment Ltd AU000000AQS1 ASX Equities and Derivatives 1 Share Only 0.061 27.57 27.57 136.31 27.57 27.57 136.31 29-Apr-16 24-Aug-15 845031139 845031139 845031139 718805518 16220/S99900008 3144919 Home Trader S93500328 HTG Retail Client Client Shares Buy AQS:xasx AQS.AX AUD AUD 10,000 0 0 0.195 0.061 24-Aug-15 1 24/08/2015 21:20 0 Unchecked 610 # Aquis Entertainment Ltd AU000000AQS1 ASX Equities and Derivatives 1 Share Only 0.061 610 610 3,015.90 610 610 3,015.90 29-Apr-16 24-Aug-15 845031141 845031141 845031141 718805520 16220/S99900008 3144919 Home Trader S93500328 HTG Retail Client Client Shares Buy AQS:xasx AQS.AX AUD AUD 4,933 0 0 0.195 0.061 24-Aug-15 1 24/08/2015 21:20 0 Unchecked 300.91 # Aquis Entertainment Ltd AU000000AQS1 ASX Equities and Derivatives 1 Share Only 0.061 300.91 300.91 1,487.73 300.91 300.91 1,487.73 29-Apr-16 15-Sep-15 852471241 852471241 852471241 726363423 16220/S93500274 3128416 Home Trader S93500274 HTG Retail Client Client Shares Buy SRT:xasx SRT.AX AUD AUD 5,600 0 0 0.18 0.023 15-Sep-15 1 15/09/2015 21:24 0 Unchecked 128.8 # Resource Star Ltd AU000000SRT9 ASX Equities and Derivatives 1 Share Only 0.023 128.8 128.8 636.8 128.8 128.8 636.8 29-Apr-16 21-Sep-15 854078298 854078298 854078530 727973950 15000/S31500085 2899627 BBY Limited S31500085 KXZ Retail Client Client Shares Buy HSBA:xlon HSBA.L GBP GBP 7 0 0 0 452.5 30-Apr-15 2.161408163 21/09/2015 14:31 0 Unchecked 31.68 HSBC Holdings Plc GB0005405286 LSE_SETS Equities and Derivatives 0.01 CFD and Share 452.5 31.68 60.86 300.92 31.68 60.86 300.92 29-Apr-16 23-Sep-15 854584538 854584538 854584550 728481079 17400/S94800037 3251793 BBY Limited S94800037 SBR Retail Client Client Shares Buy QUR:xasx QUR.AX AUD AUD 13,461 0 0 0.377 0.023 28-Sep-15 1 22/09/2015 15:31 0 Unchecked 309.6 # Quantum Resources Ltd AU000000QUR1 ASX Equities and Derivatives 1 Share Only 0.023 309.6 309.6 1,530.69 309.6 309.6 1,530.69 29-Apr-16 28-Sep-15 856099460 856099460 856099503 730022952 22200/S70001739 2437034 Spectrum Live S70001739 SPL Retail Client Client Shares Buy PEN:xasx PEN.AX AUD AUD 1,150 0 0 3.48 0.765 1-Oct-15 1 25/09/2015 19:03 0 Unchecked 879.75 Peninsula Energy Ltd AU000000PEN6 ASX Equities and Derivatives 1 CFD and Share 0.765 879.75 879.75 4,349.57 879.75 879.75 4,349.57 29-Apr-16 29-Sep-15 856489663 856489663 856489668 730401231 16220/S98000011 3022104 Home Trader S93500104 HTG Retail Client Client Shares Buy LOCK-0695:xxxx LOCK-0695. AUD AUD 3,200 0 0 0 0 12-Oct-15 1 28/09/2015 15:23 0 Unchecked 0 CA Instr. - TVS Montney AU0000000015 Not listed Equities and Derivatives 1 Share Only 0 0 0 0 0 0 0 29-Apr-16 23-Oct-15 865680989 865680989 865681000 739694986 17000/S41700252 2176198 BBY Limited S41700252 KJP Retail Client Client Shares Buy STA:xasx STA.AX AUD AUD 1,853 0 0 0 0.007 23-Oct-15 1 23/10/2015 11:56 0 Unchecked 12.97 # Strandline Ressources Ltd AU000000STA5 ASX Equities and Derivatives 1 CFD and Share 0.007 12.97 12.97 64.12 12.97 12.97 64.12 29-Apr-16 29-Oct-15 867323782 867323782 867323804 741360085 22200/S70002221 3024319 Spectrum Live S70002221 SPL Retail Client Client Shares Buy OPTT:xnas OPTT.OQ USD USD 18 0 0 38.366667 1.8899 29-Oct-15 1.405596205 29/10/2015 6:59 0 Unchecked 34.02 Ocean Power Technologies Inc. US6748704078 Nasdaq NM Equities and Derivatives 1 Share Only 1.8899 34.02 44.73 221.15 34.02 44.73 221.15 29-Apr-16 6-Nov-15 870237594 870237594 870237696 744309932 22200/S70002175 2911416 Spectrum Live S70002175 SPL Retail Client Client Shares Buy OMNT:xnas OMNT.PK USD USD 11 0 0 45 2.6 6-Nov-15 1.399797798 6/11/2015 7:20 0 Unchecked 28.6 Ominto Inc. - NOCT US68217C2089 OOTC Equities and Derivatives 1 Share Only 2.6 28.6 37.6 185.91 28.6 37.6 185.91 29-Apr-16 6-Nov-15 870237558 870237558 870237660 744309934 22200/S70002176 2911422 Spectrum Live S70002176 SPL Retail Client Client Shares Buy OMNT:xnas OMNT.PK USD USD 4 0 0 45 2.6 6-Nov-15 1.399797798 6/11/2015 7:20 0 Unchecked 10.4 Ominto Inc. - NOCT US68217C2089 OOTC Equities and Derivatives 1 Share Only 2.6 10.4 13.67 67.6 10.4 13.67 67.6 29-Apr-16 16-Nov-15 873636865 873636865 873636865 747759405 16220/S93500469 3305918 Home Trader S93500469 HTG Retail Client Client Shares Buy SRS:xasx SRS.AX AUD AUD 3,789 0 0 0.645 0.028 16-Nov-15 1 16/11/2015 22:18 0 Unchecked 106.09 # Spicers Ltd AU000000SRS1 ASX Equities and Derivatives 1 CFD and Share 0.028 106.09 106.09 524.52 106.09 106.09 524.52 29-Apr-16 18-Nov-15 874581648 874581648 874581648 748770574 17500/S70400161 3059342 BBY Limited S70400161 SBR Retail Client Client Shares Buy AQX:xasx AQX.AX AUD AUD 16,312 0 0 0.411877 0.047 18-Nov-15 1 18/11/2015 22:18 0 Unchecked 766.66 # Alice Queen Ltd AU000000AQX1 ASX Equities and Derivatives 1 Share Only 0.047 766.66 766.66 3,790.44 766.66 766.66 3,790.44 29-Apr-16 18-Nov-15 874581650 874581650 874581650 748770576 16220/S93500274 3128416 Home Trader S93500274 HTG Retail Client Client Shares Buy AQX:xasx AQX.AX AUD AUD 750 0 0 5.4 0.047 18-Nov-15 1 18/11/2015 22:18 0 Unchecked 35.25 # Alice Queen Ltd AU000000AQX1 ASX Equities and Derivatives 1 Share Only 0.047 35.25 35.25 174.28 35.25 35.25 174.28 29-Apr-16 19-Nov-15 875100797 875100797 875100797 749539762 16220/S98000011 3022104 Home Trader S93500104 HTG Retail Client Client Shares Buy TER:xasx TER.AX AUD AUD 10,000 0.708 0 0.708 0.005 19-Nov-15 0 19/11/2015 22:18 0 Unchecked 50 # TerraCom Ltd AU000000TER9 ASX Equities and Derivatives 1 CFD and Share 0.005 50 50 247.21 50 50 247.21 29-Apr-16 25-Nov-15 876497060 876497060 876497078 750962270 16220/S99900008 3144919 Home Trader S93500328 HTG Retail Client Client Shares Buy NMG:xasx NMG.AX AUD AUD 103 0 0 24.199395 0.009 4-Dec-15 1 24/11/2015 16:29 0 Unchecked 0.93 # Noble Mineral Resources Ltd - NOCT AU000000NMG8 ASX Equities and Derivatives 1 Share Only 0.009 0.93 0.93 4.6 0.93 0.93 4.6 29-Apr-16 26-Nov-15 877058600 877058600 877058670 751521575 17400/S94800023 3177251 BBY Limited S94800023 SBR Retail Client Client Shares Buy BBG:xasx BBG.AX AUD AUD 300 0 0 19.8 1.36 7-Dec-15 1 25/11/2015 16:29 0 Unchecked 408 Billabong International Ltd AU000000BBG6 ASX Equities and Derivatives 1 CFD and Share 1.36 408 408 2,017.19 408 408 2,017.19 29-Apr-16 25-Nov-15 877130953 877130953 877130953 751593669 22200/S70001302 2092007 Spectrum Live S70001302 SPL Retail Client Client Shares Buy AEV:xasx AEV.AX AUD AUD 900 0 0 0.655 0.22 25-Nov-15 1 25/11/2015 22:18 0 Unchecked 198 # Avenira Ltd AU000000AEV1 ASX Equities and Derivatives 1 CFD and Share 0.22 198 198 978.93 198 198 978.93 29-Apr-16 27-Nov-15 877384500 877384500 877384528 751843110 22200/S70001329 2100125 Spectrum Live S70001329 SPL Retail Client Client Shares Buy EGO:xasx EGO.AX AUD AUD 100 0 0 4 0.35 8-Dec-15 1 26/11/2015 16:32 0 Unchecked 35 # Empire Oil & Gas NL AU000000EGO3 ASX Equities and Derivatives 1 CFD and Share 0.35 35 35 173.04 35 35 173.04 29-Apr-16 27-Nov-15 877384490 877384490 877384518 751843111 17500/S70400183 3214068 BBY Limited S70400183 SBR Retail Client Client Shares Buy EGO:xasx EGO.AX AUD AUD 255 0 0 4.3 0.35 8-Dec-15 1 26/11/2015 16:32 0 Unchecked 89.25 # Empire Oil & Gas NL AU000000EGO3 ASX Equities and Derivatives 1 CFD and Share 0.35 89.25 89.25 441.26 89.25 89.25 441.26 29-Apr-16 30-Nov-15 878349959 878349959 878349959 752819065 22200/S70002492 3315093 Spectrum Live S70002492 SPL Retail Client Client Shares Buy DXB:xasx DXB.AX AUD AUD 1,428 0 0 0.028 0.007 30-Nov-15 0 30/11/2015 22:19 0 Unchecked 10 # Dimerix Ltd AU000000DXB7 ASX Equities and Derivatives 1 Share Only 0.007 10 10 49.44 10 10 49.44 29-Apr-16 15-Dec-15 884792241 884792241 884792241 759481523 22200/S70001372 2151926 Spectrum Live S70001372 SPL Retail Client Client Shares Buy LCG:xasx LCG.AX AUD AUD 500 0 0 6.30522 0.003 15-Dec-15 1 15/12/2015 22:27 0 Unchecked 1.5 # Living Cities Development Group Ltd - NOCT AU000000LCG3 ASX Equities and Derivatives 1 Share Only 0.003 1.5 1.5 7.42 1.5 1.5 7.42 29-Apr-16 16-Dec-15 885037082 885037082 885037112 759716674 22200/S70002021 2763243 Spectrum Live S70002021 SPL Retail Client Client Shares Buy GIGM:xnas GIGM.OQ USD USD 4 0 0 33.9 2.51 16-Dec-15 1.390270226 16/12/2015 14:44 0 Unchecked 10.04 Gigamedia Ltd SG9999014831 Nasdaq NM Equities and Derivatives 1 CFD and Share 2.51 10.04 13.2 65.26 10.04 13.2 65.26 29-Apr-16 19-Jan-16 895792475 895792475 895792479 770917420 17000/S72600012 2438841 BBY Limited S72600012 SHF Retail Client Client Shares Buy AMG:xtsx AMG.V CAD CAD 140 0 0 0.75 0.435 19-Jan-16 1.000233799 19/01/2016 7:21 0 Unchecked 60.9 Am Gold Inc. CA0017053004 TSX Equities and Derivatives 1 Share Only 0.435 60.9 63.75 315.19 60.9 63.75 315.19 29-Apr-16 22-Jan-16 898433703 898433703 898433703 773794296 22200/S70001271 2066722 Spectrum Live S70001271 SPL Retail Client Client Shares Buy INVS:xnas INVS.OB USD USD 10 0 0 19.3 0.47 22-Jan-16 1.306561322 22/01/2016 22:20 0 Unchecked 4.7 InnoVision Labs Inc. - NOCT US45781N1090 OTCBB Equities and Derivatives 1 Share Only 0.47 4.7 6.18 30.55 4.7 6.18 30.55 29-Apr-16 28-Jan-16 900244000 900244000 900244016 775609686 22200/S70001271 2066722 Spectrum Live S70001271 SPL Retail Client Client Shares Buy HPTO:xnas HPTO.PK USD USD 33 0 0 4.824 1.65 28-Jan-16 1.423405736 28/01/2016 7:09 0 Unchecked 54.45 hopTo Inc. - NOCT US4402712032 OOTC Equities and Derivatives 1 Share Only 1.65 54.45 71.59 353.95 54.45 71.59 353.95 29-Apr-16 9-Feb-16 905870322 905870322 905870622 781309797 22200/S70002162 2898111 Spectrum Live S70002162 SPL Retail Client Client Shares Buy CYB:xasx CYB.AX AUD AUD 22 0 0 0 4.3 9-Feb-16 1 9/02/2016 13:07 0 Unchecked 94.6 CYBG Plc AU000000CYB7 ASX Equities and Derivatives 1 CFD and Share 4.3 94.6 94.6 467.71 94.6 94.6 467.71 29-Apr-16 17-Feb-16 909621405 909621405 909621431 785160913 17000/S70400046 2553712 BBY Limited S70400046 SBR Retail Client Client Shares Buy WUC:xtse WUC.CD CAD CAD 266 0 0 42.157485 2 17-Feb-16 1.014350651 17/02/2016 10:11 0 Unchecked 532 Western Uranium Corp. - NOCT CA95984W1095 TSE Equities and Derivatives 1 Share Only 2 532 556.91 2,753.42 532 556.91 2,753.42 29-Apr-16 17-Feb-16 909621393 909621393 909621419 785160915 22200/S70002354 3200033 Spectrum Live S70002354 SPL Retail Client Client Shares Buy WUC:xtse WUC.CD CAD CAD 13 0 0 59.1684 2 17-Feb-16 1.014350651 17/02/2016 10:11 0 Unchecked 26 Western Uranium Corp. - NOCT CA95984W1095 TSE Equities and Derivatives 1 Share Only 2 26 27.22 134.57 26 27.22 134.57 29-Apr-16 18-Apr-16 935073832 935073832 935073832 810580713 22200/S70002262 3073231 Spectrum Live S70002262 SPL Retail Client Client Shares Buy EXO:xasx EXO.AX AUD AUD 37,000 0 0 0.555 0.004 18-Apr-16 0 18/04/2016 21:21 0 Unchecked 148 # Ennox Group Ltd AU000000EXO8 ASX Equities and Derivatives 1 Share Only 0.004 148 148 731.73 148 148 731.73 29-Apr-16 18-Apr-16 935073996 935073996 935073996 810580733 19000/S87500000 3217334 BBY Limited S87500000 SBR Retail Client Client Shares Buy ERX:xtsx ERX.V CAD CAD 500 0 0 27.693372 0.115 18-Apr-16 1.016603356 18/04/2016 21:21 0 Unchecked 57.5 Era Resources Inc. CA29478T1084 TSX Equities and Derivatives 1 Share Only 0.115 57.5 60.19 297.6 57.5 60.19 297.6 29-Apr-16 20-Apr-16 935822909 935822909 935822914 811315021 20000/S96300000 3161628 Home Trader S96300000 HDK Retail Client Client Shares Buy AKKR:xasx AKKR.AX AUD AUD 8,500 0 0 0 0.001 27-Apr-16 1 20/04/2016 2:49 0 Unchecked 8.5 *Ended 20160502 (Austin Exploration Ltd - Rights AU00000AKKR0 ASX Equities and Derivatives 1 None 0.001 8.5 8.5 42.02 8.5 8.5 42.02 29-Apr-16 6-Jul-11 489936438 489936438 489936439 338907556 22200/S70002914 3753633 Spectrum Live S70002914 SPL Retail Client Client Shares Buy MOD:xasx MOD.AX AUD AUD 20,000 0 0 0.24 0.034 11-Jul-11 1 6/07/2011 5:24 0 Unchecked 680 # Medical Corporation Australasia Ltd AU000000MOD3 ASX Equities and Derivatives 1 Share Only 0.034 680 680 3,361.99 680 680 3,361.99 29-Apr-16 11-Jul-11 490672050 490672050 490672051 339425444 22200/S70002820 3640617 Spectrum Live S70002820 SPL Retail Client Client Shares Buy FMS:xasx FMS.AX AUD AUD 5,000 0 0 0.14 0.015 14-Jul-11 1 11/07/2011 0:02 0 Unchecked 75 # Flinders Mines Ltd AU000000FMS9 ASX Equities and Derivatives 1 CFD and Share 0.015 75 75 370.81 75 75 370.81 29-Apr-16 8-Jul-11 490484904 490484904 490484947 339467837 16220/S93500540 3470753 Home Trader S93500540 HTG Retail Client Client Shares Buy SAXO-0567:xxxx SAXO-0567. AUD AUD 2,202 0 0 0 0 18-Jul-11 -1 8/07/2011 11:07 0 Unchecked 0 TNT Mines Ltd AU0093060342 Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 18-Jul-11 492100807 492100807 492100808 340915136 17500/S70400257 4388353 BBY Limited S70400257 SBR Retail Client Client Shares Buy AZM:xasx AZM.AX AUD AUD 2,000 0 0 0.57 0.059 21-Jul-11 1.06423 18/07/2011 0:00 0 Unchecked 118 # Azumah Resources Ltd AU000000AZM5 ASX Equities and Derivatives 1 CFD and Share 0.059 118 89.75 583.4 118 89.75 583.4 29-Apr-16 18-Jul-11 492108453 492108453 492108454 341123206 22200/S70002876 3710004 Spectrum Live S70002876 SPL Retail Client Client Shares Buy STO:xasx STO.AX AUD AUD 100 0 0 12.83 4.8 21-Jul-11 1 18/07/2011 1:00 0 Checked 480 Santos Ltd AU000000STO6 ASX Equities and Derivatives 1 CFD and Share 4.8 480 480 2,373.17 480 480 2,373.17 29-Apr-16 27-Jul-11 493874128 493874128 493874129 342926947 17000/S72400080 4627600 SmarTrader Ltd S72400080 KJP Retail Client Client Shares Buy ROZ:xtsx ROZh.V CAD CAD 5,000 0 0 1.25 0.01 2-Aug-11 0.96055 27/07/2011 13:55 0 Unchecked 50 *Delisted 20150930 (Rodinia Oil Corp.) CA77487N1096 TSX Equities and Derivatives 1 Share Only 0.01 50 52.34 258.78 50 52.34 258.78 29-Apr-16 28-Jul-11 494096313 494096313 494096314 343162671 16220/S93500540 3470753 Home Trader S93500540 HTG Retail Client Client Shares Buy SAXO-0567:xxxx SAXO-0567. AUD AUD 1 0 0 0 0 18-Jul-11 1 28/07/2011 11:15 0 Unchecked 0 TNT Mines Ltd AU0093060342 Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 1-Aug-11 494660763 494660763 494660764 343528470 20000/S64200002 4543497 BBY Limited S64200002 JBN Retail Client Client Shares Buy RCLL:xnas RCLL.PK USD USD 2,000 0 0 0.25 0.0007 4-Aug-11 0.90715 1/08/2011 13:50 0 Unchecked 1.4 *Delisted 20150911 (RegenoCELL Therapeutics Inc. US75887M1018 OOTC Equities and Derivatives 1 Share Only 0.0007 1.4 1.84 9.1 1.4 1.84 9.1 29-Apr-16 4-Aug-11 495360185 495360185 495360203 344445104 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy VLA:xasx VLA.AX AUD AUD 7,500 0 0 0.77 0.745 17-Aug-11 1 3/08/2011 14:30 0 Unchecked 5,587.50 Viralytics Ltd AU000000VLA6 ASX Equities and Derivatives 1 Share Only 0.745 5,587.50 5,587.50 27,625.16 5,587.50 5,587.50 27,625.16 29-Apr-16 8-Aug-11 496410306 496410306 496410307 345783257 22200/S70003294 4533526 Spectrum Live S70003294 SPL Retail Client Client Shares Buy SDL:xasx SDL.AX AUD AUD 500 0 0 0.46 0.003 11-Aug-11 1 8/08/2011 4:50 0 Unchecked 1.5 # Sundance Resources Ltd AU000000SDL6 ASX Equities and Derivatives 1 CFD and Share 0.003 1.5 1.5 7.42 1.5 1.5 7.42 29-Apr-16 9-Aug-11 496840490 496840490 496840491 346233602 17000/S48500003 3826039 SmarTrader Ltd S48500003 ZEN Retail Client Client Shares Buy ESV:xasx ESV.AX AUD AUD 600 0 0 0.66 0.1 12-Aug-11 1 9/08/2011 2:36 0 Unchecked 60 # eServGlobal Ltd AU000000ESV3 ASX Equities and Derivatives 1 CFD and Share 0.1 60 60 296.65 60 60 296.65 29-Apr-16 10-Aug-11 497527890 497527890 497527891 346936274 22200/S70002730 3505300 Spectrum Live S70002730 SPL Retail Client Client Shares Buy HL:xnys HL.N USD USD 150 0 0 7.12 4.31 15-Aug-11 0.9725 10/08/2011 13:30 0 Unchecked 646.5 Hecla Mining Co. US4227041062 NYSE Equities and Derivatives 1 CFD and Share 4.31 646.5 850.01 4,202.54 646.5 850.01 4,202.54 29-Apr-16 12-Aug-11 498151406 498151406 498151406 347579265 20000/S64200002 4543497 BBY Limited S64200002 JBN Retail Client Client Shares Buy POTG:xnas POTG.PK USD USD 7,000 0 0 0.391857143 0.007 11-Aug-11 0.943364286 12/08/2011 7:13 0 Unchecked 49 Portage Resources Inc. - NOCT US7358671037 OOTC Equities and Derivatives 1 Share Only 0.007 49 64.42 318.52 49 64.42 318.52 29-Apr-16 25-Aug-11 500499099 500499099 500499100 350001329 17000/S48500003 3826039 SmarTrader Ltd S48500003 ZEN Retail Client Client Shares Buy ESV:xasx ESV.AX AUD AUD 500 0 0 0.425 0.1 30-Aug-11 1 25/08/2011 5:46 0 Unchecked 50 # eServGlobal Ltd AU000000ESV3 ASX Equities and Derivatives 1 CFD and Share 0.1 50 50 247.21 50 50 247.21 29-Apr-16 13-Sep-11 503981330 503981330 503981331 353597896 20000/S45800011 3747804 BBY Limited S45800011 GIL Retail Client Client Shares Buy NML:xasx NML.AX AUD AUD 13,000 0 0 0.46 0.034 16-Sep-11 1 13/09/2011 4:07 0 Unchecked 442 # Navarre Minerals Ltd AU000000NML8 ASX Equities and Derivatives 1 Share Only 0.034 442 442 2,185.29 442 442 2,185.29 29-Apr-16 14-Sep-11 504376790 504376790 504376790 354009035 22200/S70002677 3450915 Spectrum Live S70002677 SPL Retail Client Client Shares Buy SAXO-0587:xxxx SAXO-0587. AUD AUD 2,500 0 0 0 0 5-Sep-11 0 14/09/2011 11:52 0 Unchecked 0 CENTREBET LITIG - Claim Units QQQ092961239 Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 14-Sep-11 504376788 504376788 504376788 354009036 16220/S93500540 3470753 Home Trader S93500540 HTG Retail Client Client Shares Buy SAXO-0587:xxxx SAXO-0587. AUD AUD 15,000 0 0 0 0 5-Sep-11 0 14/09/2011 11:52 0 Unchecked 0 CENTREBET LITIG - Claim Units QQQ092961239 Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 22-Sep-11 505880295 505880295 505880296 355547511 17500/S89500034 4222450 BBY Limited S89500034 SBR Retail Client Client Shares Buy NSE:xasx NSE.AX AUD AUD 1,000 0 0 0.33 0.006 27-Sep-11 1 22/09/2011 0:27 0 Unchecked 6 # New Standard Energy Ltd AU000000NSE0 ASX Equities and Derivatives 1 CFD and Share 0.006 6 6 29.66 6 6 29.66 29-Apr-16 26-Sep-11 506822796 506822796 506822797 356301022 17000/S72400080 4627600 SmarTrader Ltd S72400080 KJP Retail Client Client Shares Buy ROZ:xtsx ROZh.V CAD CAD 1,060 0 0 0.78 0.01 29-Sep-11 0.9925215 26/09/2011 13:30 0 Unchecked 10.6 *Delisted 20150930 (Rodinia Oil Corp.) CA77487N1096 TSX Equities and Derivatives 1 Share Only 0.01 10.6 11.1 54.86 10.6 11.1 54.86 29-Apr-16 26-Sep-11 506609708 506609708 506609709 356325777 23400/S30900171 4627444 Alpha Broking S30900171 MHP Retail Client Client Shares Buy CVR:xasx CVR.AX AUD AUD 50,000 0 0 0.041 0.001 29-Sep-11 1 26/09/2011 0:19 0 Unchecked 50 # Central Asia Resources Ltd - NOCT AU000000CVR9 ASX Equities and Derivatives 1 Share Only 0.001 50 50 247.21 50 50 247.21 29-Apr-16 26-Sep-11 506612576 506612576 506612577 356328796 22200/S70002876 3710004 Spectrum Live S70002876 SPL Retail Client Client Shares Buy STO:xasx STO.AX AUD AUD 100 0 0 10.76 4.8 29-Sep-11 1 26/09/2011 0:44 0 Unchecked 480 Santos Ltd AU000000STO6 ASX Equities and Derivatives 1 CFD and Share 4.8 480 480 2,373.17 480 480 2,373.17 29-Apr-16 26-Sep-11 506828282 506828282 506828283 356549924 17000/S95900016 3368026 BBY Limited S95900016 WGC Retail Client Client Shares Buy LSTG:xnas LSTG.PK USD USD 1,000 0 0 1.08 0.0031 29-Sep-11 1.02405 26/09/2011 13:38 0 Unchecked 3.1 Lone Star Gold Inc. - NOCT US5422811001 OOTC Equities and Derivatives 1 Share Only 0.0031 3.1 4.08 20.15 3.1 4.08 20.15 29-Apr-16 29-Sep-11 507738704 507738704 507738705 357471115 17500/S70400257 4388353 BBY Limited S70400257 SBR Retail Client Client Shares Buy PSLV:arcx PSLV.P USD USD 100 0 0 14.01 6.85 4-Oct-11 1 29/09/2011 16:31 0 Unchecked 685 Sprott Physical Silver Trust CA85207K1075 NYSE_ARCA Equities and Derivatives 1 CFD and Share 6.85 685 685 4,452.81 685 685 4,452.81 29-Apr-16 30-Sep-11 507935360 507935360 507935361 357525017 22200/S70003208 4411903 Spectrum Live S70003208 SPL Retail Client Client Shares Buy SLV:arcx SLV.P USD USD 65 0 0 29.57 16.98 5-Oct-11 1.0313 30/09/2011 13:30 0 Unchecked 1,103.70 iShares Silver Trust US46428Q1094 NYSE_ARCA Equities and Derivatives 1 CFD and Share 16.98 1,103.70 1,451.13 7,174.55 1,103.70 1,451.13 7,174.55 29-Apr-16 30-Sep-11 507801750 507801750 507801751 357535339 17500/S70400257 4388353 BBY Limited S70400257 SBR Retail Client Client Shares Buy O87:xses SGLD.SI USD USD 50 0 0 158 121.97 5-Oct-11 1 30/09/2011 1:00 0 Unchecked 6,098.50 SPDR Gold Trust - 10 US78463V1070 SGX-ST Equities and Derivatives 1 CFD and Share 121.97 6,098.50 6,098.50 39,642.99 6,098.50 6,098.50 39,642.99 29-Apr-16 3-Oct-11 508064557 508064557 508064558 357809782 22200/S70003035 3917900 Spectrum Live S70003035 SPL Retail Client Client Shares Buy BKP:xasx BKP.AX AUD AUD 50,000 0 0 0.016 0.001 6-Oct-11 1 3/10/2011 2:06 0 Unchecked 50 # Baraka Petroleum Ltd AU000000BKP8 ASX Equities and Derivatives 1 Share Only 0.001 50 50 247.21 50 50 247.21 29-Apr-16 4-Oct-11 508358201 508358201 508358202 358011886 23400/S30900171 4627444 Alpha Broking S30900171 MHP Retail Client Client Shares Buy CVR:xasx CVR.AX AUD AUD 100,000 0 0 0.038 0.001 7-Oct-11 1 4/10/2011 0:36 0 Unchecked 100 # Central Asia Resources Ltd - NOCT AU000000CVR9 ASX Equities and Derivatives 1 Share Only 0.001 100 100 494.41 100 100 494.41 29-Apr-16 20-Oct-11 511510432 511510432 511510433 361272510 23400/S30900171 4627444 Alpha Broking S30900171 MHP Retail Client Client Shares Buy CVR:xasx CVR.AX AUD AUD 93,199 0 0 0.035 0.001 25-Oct-11 1 20/10/2011 4:02 0 Unchecked 93.2 # Central Asia Resources Ltd - NOCT AU000000CVR9 ASX Equities and Derivatives 1 Share Only 0.001 93.2 93.2 460.79 93.2 93.2 460.79 29-Apr-16 21-Oct-11 511788861 511788861 511788862 361554166 23400/S30900171 4627444 Alpha Broking S30900171 MHP Retail Client Client Shares Buy CVR:xasx CVR.AX AUD AUD 6,801 0 0 0.035 0.001 26-Oct-11 1 21/10/2011 3:39 0 Unchecked 6.8 # Central Asia Resources Ltd - NOCT AU000000CVR9 ASX Equities and Derivatives 1 Share Only 0.001 6.8 6.8 33.62 6.8 6.8 33.62 29-Apr-16 1-Nov-11 513665252 513665252 513665253 363478051 22200/S70003198 4390516 Spectrum Live S70003198 SPL Retail Client Client Shares Buy AFR:xasx AFR.AX AUD AUD 600 0 0 0.34 0.045 4-Nov-11 1 1/11/2011 0:14 0 Unchecked 27 # African Energy Resources Guernsey Ltd AU000000AFR6 ASX Equities and Derivatives 1 CFD and Share 0.045 27 27 133.49 27 27 133.49 29-Apr-16 4-Nov-11 514591599 514591599 514591629 364430993 22200/S70002804 3591212 Spectrum Live S70002804 SPL Retail Client Client Shares Buy STO:xasx STO.AX AUD AUD 688 0 0 12.85905 4.8 4-Nov-11 -1 3/11/2011 15:47 0 Unchecked 3,302.40 Santos Ltd AU000000STO6 ASX Equities and Derivatives 1 CFD and Share 4.8 3,302.40 3,302.40 16,327.40 3,302.40 3,302.40 16,327.40 29-Apr-16 8-Nov-11 515322653 515322653 515322654 365026028 16200/S87200003 4662000 Home Trader S87200003 HTM Retail Client Client Shares Buy LSTG:xnas LSTG.PK USD USD 500 0 0 1.03 0.0031 14-Nov-11 0.9672 8/11/2011 14:31 0 Unchecked 1.55 Lone Star Gold Inc. - NOCT US5422811001 OOTC Equities and Derivatives 1 Share Only 0.0031 1.55 2.04 10.08 1.55 2.04 10.08 29-Apr-16 10-Nov-11 515796470 515796470 515796977 365654668 22200/S70003354 4702407 Spectrum Live S70003354 SPL Retail Client Client Shares Buy TMV:arcx TMV.P USD USD 49 0 0 101.643878 21.38 10-Nov-11 0.948405102 9/11/2011 23:41 0 Unchecked 1,047.62 Direxion Daily 20-Year Treasury Bear 3X Shares US25459Y6784 NYSE_ARCA Equities and Derivatives 1 CFD and Share 21.38 1,047.62 1,377.40 6,810.00 1,047.62 1,377.40 6,810.00 29-Apr-16 13-Dec-11 522600812 522600812 522600812 372537986 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy SHK:xasx SHK.AX AUD AUD 15,000 0 0 0.315 0.003 13-Dec-11 1 13/12/2011 22:27 0 Unchecked 45 # Stone Resources Australia Ltd AU000000SHK9 ASX Equities and Derivatives 1 Share Only 0.003 45 45 222.48 45 45 222.48 29-Apr-16 15-Dec-11 522923583 522923583 522923584 372863895 23400/S30900171 4627444 Alpha Broking S30900171 MHP Retail Client Client Shares Buy CVR:xasx CVR.AX AUD AUD 50,000 0 0 0.033 0.001 20-Dec-11 1 15/12/2011 2:23 0 Unchecked 50 # Central Asia Resources Ltd - NOCT AU000000CVR9 ASX Equities and Derivatives 1 Share Only 0.001 50 50 247.21 50 50 247.21 EodDate TradeDate PositionID TradeID BrokerTradeId OrderID AttainKey CounterpartID CounterpartName CounterpartSubType CounterpartType ProductName BuySell InstrumentSymbolCode InstrumentReuterCode CurrencyCode TradedCurrencyCode Amount SpotPrice SwapPrice Price EODPrice ValueDate ExpiryDate InstrumentToAccountRate ExecutionTime RelatedPositionID HasOrders UnrealizedValue ForwardPrice Instrument Description ISIN Code Exchange Market Segment FigureSize NoticeDate Stock Tradetype SnapshotPrice UnrealisedPlSnapshotInstrument UnrealisedPlSnapshotAccount UnrealisedPlSnapshotDKK UnrealisedPlInstrument UnrealisedPlAccount UnrealisedPlDKK 29-Apr-16 19-Dec-11 523421241 523421241 523421242 373368572 22200/S70003198 4390516 Spectrum Live S70003198 SPL Retail Client Client Shares Buy KRM:xasx KRM.AX AUD AUD 190 0 0 1.2 0.205 22-Dec-11 1 19/12/2011 0:19 0 Unchecked 38.95 Kingsrose Mining Ltd AU000000KRM1 ASX Equities and Derivatives 1 CFD and Share 0.205 38.95 38.95 192.57 38.95 38.95 192.57 29-Apr-16 19-Dec-11 523459121 523459121 523459161 373407288 17000/S48700000 3832735 SmarTrader Ltd S48700000 ZEN Retail Client Client Shares Buy IDOI:xnas IDOI.PK USD USD 33 0 0 5.7 0.0001 19-Dec-11 1.02045 19/12/2011 7:52 0 Unchecked 0 IDO Security Inc. - NOCT US4493992030 OOTC Equities and Derivatives 1 Share Only 0.0001 0 0 0 0 0 0 29-Apr-16 19-Dec-11 523459117 523459117 523459157 373407290 17000/S48700000A 3832735 SmarTrader Ltd S48700000 ZEN Retail Client Client Shares Buy IDOI:xnas IDOI.PK USD USD 1,613 0 0 0.71095 0.0001 19-Dec-11 0.983148864 19/12/2011 7:52 0 Unchecked 0.16 IDO Security Inc. - NOCT US4493992030 OOTC Equities and Derivatives 1 Share Only 0.0001 0.16 0.21 1.04 0.16 0.21 1.04 29-Apr-16 19-Dec-11 523459144 523459144 523459184 373407295 17000/S48700004A 4220651 SmarTrader Ltd S48700004 ZEN Retail Client Client Shares Buy IDOI:xnas IDOI.PK USD USD 883 0 0 0.458491 0.0001 19-Dec-11 0.966233019 19/12/2011 7:52 0 Unchecked 0.09 IDO Security Inc. - NOCT US4493992030 OOTC Equities and Derivatives 1 Share Only 0.0001 0.09 0.12 0.59 0.09 0.12 0.59 29-Apr-16 30-Dec-11 525038721 525038721 525038721 374984608 20000/S77600081 4841164 BBY Limited S77600081 JBN Retail Client Client Shares Buy BKP:xasx BKP.AX AUD AUD 2,000,000 0 0 0.012 0.001 30-Dec-11 0 30/12/2011 11:53 0 Unchecked 2,000.00 # Baraka Petroleum Ltd AU000000BKP8 ASX Equities and Derivatives 1 Share Only 0.001 2,000.00 2,000.00 9,888.20 2,000.00 2,000.00 9,888.20 29-Apr-16 23-Jan-12 528960912 528960912 528960913 378957928 23400/S30900171 4627444 Alpha Broking S30900171 MHP Retail Client Client Shares Buy CVR:xasx CVR.AX AUD AUD 50,000 0 0 0.03 0.001 27-Jan-12 1 23/01/2012 4:28 0 Unchecked 50 # Central Asia Resources Ltd - NOCT AU000000CVR9 ASX Equities and Derivatives 1 Share Only 0.001 50 50 247.21 50 50 247.21 29-Apr-16 27-Jan-12 530074462 530074462 530074506 380086403 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy KGL:xasx KGL.AX AUD AUD 2,000 0 0 1.6 0.165 27-Jan-12 1 26/01/2012 17:46 0 Unchecked 330 # Kentor Gold Ltd AU000000KGL6 ASX Equities and Derivatives 1 CFD and Share 0.165 330 330 1,631.55 330 330 1,631.55 29-Apr-16 27-Jan-12 530074456 530074456 530074500 380086415 16220/S93500728 4091020 Home Trader S93500728 HTG Retail Client Client Shares Buy KGL:xasx KGL.AX AUD AUD 2,844 0 0 1.75 0.165 27-Jan-12 1 26/01/2012 17:46 0 Checked 469.26 # Kentor Gold Ltd AU000000KGL6 ASX Equities and Derivatives 1 CFD and Share 0.165 469.26 469.26 2,320.07 469.26 469.26 2,320.07 29-Apr-16 30-Jan-12 530559689 530559689 530559690 380406494 22200/S70002730 3505300 Spectrum Live S70002730 SPL Retail Client Client Shares Buy HL:xnys HL.N USD USD 250 0 0 5.15 4.31 2-Feb-12 0.94845 30/01/2012 14:30 0 Unchecked 1,077.50 Hecla Mining Co. US4227041062 NYSE Equities and Derivatives 1 CFD and Share 4.31 1,077.50 1,416.69 7,004.23 1,077.50 1,416.69 7,004.23 29-Apr-16 30-Jan-12 530466678 530466678 530466704 380547770 22200/S70002730 3505300 Spectrum Live S70002730 SPL Retail Client Client Shares Buy MAQ:xtse MAQ.TO CAD CAD 360 0 0 5.030555 3.24 27-Jan-12 -1 30/01/2012 8:53 0 Unchecked 1,166.40 McEwen Mining And Minera Andes Acquisition Corp CA5803941049 TSE Equities and Derivatives 1 Share Only 3.24 1,166.40 1,221.01 6,036.82 1,166.40 1,221.01 6,036.82 29-Apr-16 30-Jan-12 530560521 530560521 530560522 380642144 22200/S70003217 4440666 Spectrum Live S70003217 SPL Retail Client Client Shares Buy PST:arcx PST.P USD USD 104 0 0 30.1 21.18 2-Feb-12 0.94845 30/01/2012 14:30 0 Unchecked 2,202.72 ProShares UltraShort 7-10 Year Treasury US74347R3131 NYSE_ARCA Equities and Derivatives 1 CFD and Share 21.18 2,202.72 2,896.11 14,318.67 2,202.72 2,896.11 14,318.67 29-Apr-16 31-Jan-12 530819455 530819455 530819456 380729210 17000/S95900016 3368026 BBY Limited S95900016 WGC Retail Client Client Shares Buy TRON:xnas TRON.PK USD USD 20,000 0 0 0.154 0.0004 3-Feb-12 0.93785 31/01/2012 14:35 0 Unchecked 8 Toron Inc. - NOCT US89110P1049 OOTC Equities and Derivatives 1 Share Only 0.0004 8 10.52 52 8 10.52 52 29-Apr-16 13-Feb-12 533259853 533259853 533259854 383384961 16220/S93500726 4077749 Home Trader S93500726 HTG Retail Client Client Shares Buy UNV:xasx UNV.AX AUD AUD 10,000 0 0 0.23 0.225 16-Feb-12 1 13/02/2012 0:47 0 Unchecked 2,250.00 Universal Coal Plc AU000000UNV0 ASX Equities and Derivatives 1 Share Only 0.225 2,250.00 2,250.00 11,124.23 2,250.00 2,250.00 11,124.23 29-Apr-16 16-Feb-12 534066063 534066063 534066064 383936668 16220/S93500726 4077749 Home Trader S93500726 HTG Retail Client Client Shares Buy AFR:xasx AFR.AX AUD AUD 3,000 0 0 0.345 0.045 21-Feb-12 1 15/02/2012 23:00 0 Unchecked 135 # African Energy Resources Guernsey Ltd AU000000AFR6 ASX Equities and Derivatives 1 CFD and Share 0.045 135 135 667.45 135 135 667.45 29-Apr-16 27-Feb-12 535903780 535903780 535903781 386069307 16220/S60300051 4853117 Home Trader S93500906 HTG Retail Client Client Shares Buy FMS:xasx FMS.AX AUD AUD 6,779 0 0 0.295 0.015 1-Mar-12 1 26/02/2012 23:16 0 Unchecked 101.69 # Flinders Mines Ltd AU000000FMS9 ASX Equities and Derivatives 1 CFD and Share 0.015 101.68 101.68 502.72 101.68 101.68 502.72 29-Apr-16 29-Feb-12 536427335 536427335 536427336 386386938 20000/S64100007 4467712 BBY Limited S64100007 JBN Retail Client Client Shares Buy RCR:xasx RCR.AX AUD AUD 8,050 0 0 1.86 1.31 5-Mar-12 1 28/02/2012 23:09 0 Unchecked 10,545.50 RCR Tomlinson Ltd AU000000RCR7 ASX Equities and Derivatives 1 CFD and Share 1.31 10,545.50 10,545.50 52,138.01 10,545.50 10,545.50 52,138.01 29-Apr-16 29-Feb-12 536596934 536596934 536596935 386776320 17500/S70400257 4388353 BBY Limited S70400257 SBR Retail Client Client Shares Buy PSLV:arcx PSLV.P USD USD 200 0 0 15.88 6.85 5-Mar-12 1 29/02/2012 15:04 0 Unchecked 1,370.00 Sprott Physical Silver Trust CA85207K1075 NYSE_ARCA Equities and Derivatives 1 CFD and Share 6.85 1,370.00 1,370.00 8,905.62 1,370.00 1,370.00 8,905.62 29-Apr-16 1-Mar-12 536769575 536769575 536769576 386955045 17500/S70400257 4388353 BBY Limited S70400257 SBR Retail Client Client Shares Buy O87:xses SGLD.SI USD USD 30 0 0 166.68 121.97 6-Mar-12 1 1/03/2012 0:58 0 Unchecked 3,659.10 SPDR Gold Trust - 10 US78463V1070 SGX-ST Equities and Derivatives 1 CFD and Share 121.97 3,659.10 3,659.10 23,785.80 3,659.10 3,659.10 23,785.80 29-Apr-16 5-Mar-12 537255166 537255166 537255167 387486554 16200/S87200003 4662000 Home Trader S87200003 HTM Retail Client Client Shares Buy FAR:xasx FAR.AX AUD AUD 4,000 0 0 0.049 0.083 8-Mar-12 1 4/03/2012 23:07 0 Unchecked 332 FAR Ltd AU000000FAR6 ASX Equities and Derivatives 1 CFD and Share 0.083 332 332 1,641.44 332 332 1,641.44 29-Apr-16 7-Mar-12 537810318 537810318 537810319 388038856 20000/S64100007 4467712 BBY Limited S64100007 JBN Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 500 0 0 62.595 51.55 13-Mar-12 1 6/03/2012 23:27 0 Unchecked 25,775.00 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 25,775.00 25,775.00 127,434.18 25,775.00 25,775.00 127,434.18 29-Apr-16 15-Mar-12 539474533 539474533 539474534 389743376 22200/S70003354 4702407 Spectrum Live S70003354 SPL Retail Client Client Shares Buy TMV:arcx TMV.P USD USD 10 0 0 84.02 21.38 20-Mar-12 0.95225 15/03/2012 13:48 0 Unchecked 213.8 Direxion Daily 20-Year Treasury Bear 3X Shares US25459Y6784 NYSE_ARCA Equities and Derivatives 1 CFD and Share 21.38 213.8 281.1 1,389.80 213.8 281.1 1,389.80 29-Apr-16 20-Mar-12 540172847 540172847 540172848 390359400 22200/S70002730 3505300 Spectrum Live S70002730 SPL Retail Client Client Shares Buy MAQ:xtse MAQ.TO CAD CAD 140 0 0 4 3.24 23-Mar-12 0.96056305 20/03/2012 13:30 0 Unchecked 453.6 McEwen Mining And Minera Andes Acquisition Corp CA5803941049 TSE Equities and Derivatives 1 Share Only 3.24 453.6 474.84 2,347.65 453.6 474.84 2,347.65 29-Apr-16 21-Mar-12 540284679 540284679 540284680 390609347 20000/S64100007 4467712 BBY Limited S64100007 JBN Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 775 0 0 34.5899175 20.68 26-Mar-12 1 21/03/2012 0:12 0 Unchecked 16,027.00 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 16,027.00 16,027.00 79,239.09 16,027.00 16,027.00 79,239.09 29-Apr-16 22-Mar-12 540637975 540637975 540637983 390972206 20000/S64200002 4543497 BBY Limited S64200002 JBN Retail Client Client Shares Buy BZRT:xnas BZRT.PK USD USD 62 0 0 7.2 0.00001 22-Mar-12 0.9365 22/03/2012 9:48 0 Unchecked 0 Bizrocket.com Inc. - NOCT US09179E3036 OOTC Equities and Derivatives 1 Share Only 0.00001 0 0 0 0 0 0 29-Apr-16 22-Mar-12 540693467 540693467 540693468 391026875 22200/S70003354 4702407 Spectrum Live S70003354 SPL Retail Client Client Shares Buy BVSN:xnas BVSN.OQ USD USD 5 0 0 33.57 6.68 27-Mar-12 0.96495 22/03/2012 13:32 0 Unchecked 33.4 BroadVision Inc. US1114127061 Nasdaq NM Equities and Derivatives 1 CFD and Share 6.68 33.4 43.91 217.12 33.4 43.91 217.12 29-Apr-16 23-Mar-12 540820612 540820612 540820613 391150926 16220/S86300074 3973275 Home Trader S93500697 HTG Retail Client Client Shares Buy FMS:xasx FMS.AX AUD AUD 23,334 0 0 0.3 0.015 28-Mar-12 1 23/03/2012 4:06 0 Unchecked 350.01 # Flinders Mines Ltd AU000000FMS9 ASX Equities and Derivatives 1 CFD and Share 0.015 350.01 350.01 1,730.48 350.01 350.01 1,730.48 29-Apr-16 27-Mar-12 541429068 541429068 541429069 391769958 22200/S70003475 5035421 Spectrum Live S70003475 SPL Retail Client Client Shares Buy DIA:arcx DIA.P USD USD 30 0 0 132.25 177.59 30-Mar-12 0.95165 27/03/2012 13:30 0 Unchecked 5,327.70 SPDR DOW JONES INDUSTRIAL AVRG ETF US78467X1090 NYSE_ARCA Equities and Derivatives 1 CFD and Share 177.59 5,327.70 7,004.80 34,632.45 5,327.70 7,004.80 34,632.45 29-Apr-16 5-Apr-12 543349821 543349821 543349873 393720928 22200/S70003059 3953491 Spectrum Live S70003059 SPL Retail Client Client Shares Buy PAAS:xnas PAAS.OQ USD USD 990 0 0 0 15.67 3-Apr-12 -1 5/04/2012 14:57 0 Unchecked 15,513.30 Pan American Silver Corp. CA6979001089 Nasdaq NM Equities and Derivatives 1 CFD and Share 15.67 15,513.30 20,396.72 100,843.43 15,513.30 20,396.72 100,843.43 29-Apr-16 9-Apr-12 543532457 543532457 543532458 393760285 17000/S95900016 3368026 BBY Limited S95900016 WGC Retail Client Client Shares Buy MSTG:xnas MSTG.PK USD USD 2,000 0 0 0.978 0.0013 12-Apr-12 0.97205 9/04/2012 13:30 0 Unchecked 2.6 Mustang Alliances Inc. - NOCT US6281871060 OOTC Equities and Derivatives 1 Share Only 0.0013 2.6 3.42 16.9 2.6 3.42 16.9 29-Apr-16 13-Apr-12 544402422 544402422 544402423 394813168 17500/S70400281 5009419 BBY Limited S70400281 SBR Retail Client Client Shares Buy UNV:xasx UNV.AX AUD AUD 14,500 0 0 0.215 0.225 18-Apr-12 1 13/04/2012 1:23 0 Checked 3,262.50 Universal Coal Plc AU000000UNV0 ASX Equities and Derivatives 1 Share Only 0.225 3,262.50 3,262.50 16,130.13 3,262.50 3,262.50 16,130.13 29-Apr-16 16-Apr-12 544824789 544824789 544824790 395283819 22200/S70003624 5100051 Spectrum Live S70003624 SPL Retail Client Client Shares Buy ARNA:xnas ARNA.OQ USD USD 500 0 0 2.72 1.72 19-Apr-12 0.96695 16/04/2012 14:25 0 Unchecked 860 Arena Pharmaceutical Inc. US0400471027 Nasdaq NM Equities and Derivatives 1 CFD and Share 1.72 860 1,130.72 5,590.39 860 1,130.72 5,590.39 29-Apr-16 18-Apr-12 545176037 545176037 545176038 395638374 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy UNV:xasx UNV.AX AUD AUD 18,000 0 0 0.235 0.225 23-Apr-12 1 18/04/2012 0:09 0 Unchecked 4,050.00 Universal Coal Plc AU000000UNV0 ASX Equities and Derivatives 1 Share Only 0.225 4,050.00 4,050.00 20,023.61 4,050.00 4,050.00 20,023.61 29-Apr-16 23-Apr-12 546129359 546129359 546129360 396606745 22200/S70003624 5100051 Spectrum Live S70003624 SPL Retail Client Client Shares Buy VVUS:xnas VVUS.OQ USD USD 70 0 0 22.5 1.65 26-Apr-12 0.97295 23/04/2012 14:06 0 Unchecked 115.5 Vivus Inc. US9285511005 Nasdaq NM Equities and Derivatives 1 CFD and Share 1.65 115.5 151.86 750.8 115.5 151.86 750.8 29-Apr-16 26-Apr-12 546847248 546847248 546847249 397170805 17000/S95900016 3368026 BBY Limited S95900016 WGC Retail Client Client Shares Buy SEFE:xnas SEFE.PK USD USD 500 0 0 1.88 0.0001 1-May-12 0.96455 26/04/2012 13:30 0 Unchecked 0.05 *Delisted 20150902 (SEFE Inc. - NOCT) US8157871067 OOTC Equities and Derivatives 1 Share Only 0.0001 0.05 0.07 0.33 0.05 0.07 0.33 29-Apr-16 30-Apr-12 547306019 547306019 547306020 397687475 16220/S60300058 5020599 Home Trader S93500931 HTG Retail Client Client Shares Buy ROZ:xtsx ROZh.V CAD CAD 24,000 0 0 0.1 0.01 3-May-12 0.97216279 30/04/2012 17:06 0 Unchecked 240 *Delisted 20150930 (Rodinia Oil Corp.) CA77487N1096 TSX Equities and Derivatives 1 Share Only 0.01 240 251.24 1,242.14 240 251.24 1,242.14 29-Apr-16 9-May-12 548907026 548907026 548907069 399471575 20000/S61300000 4174652 BBY Limited S61300000 JBN Retail Client Client Shares Buy NCQ:xase NCQ.A USD USD 166 0 0 0 0.5101 1-May-12 0 9/05/2012 10:16 0 Unchecked 84.68 NovaCopper Inc. CA66988K1021 AMEX Equities and Derivatives 1 CFD and Share 0.5101 84.68 111.34 550.46 84.68 111.34 550.46 29-Apr-16 15-May-12 550088666 550088666 550088667 400736264 22200/S70003059 3953491 Spectrum Live S70003059 SPL Retail Client Client Shares Buy TRY:xasx TRY.AX AUD AUD 370 0 0 3.965 0.635 18-May-12 1 15/05/2012 5:11 0 Unchecked 234.95 Troy Resources NL AU000000TRY7 ASX Equities and Derivatives 1 CFD and Share 0.635 234.95 234.95 1,161.62 234.95 234.95 1,161.62 29-Apr-16 15-May-12 550277414 550277414 550277414 400928106 22200/S70003079 4029258 Spectrum Live S70003079 SPL Retail Client Client Shares Buy CCL:xasx CCL.AX AUD AUD 437 0 0 12.86 8.6 15-May-12 1 15/05/2012 14:59 0 Unchecked 3,758.20 Coca-Cola Amatil Ltd AU000000CCL2 ASX Equities and Derivatives 1 CFD and Share 8.6 3,758.20 3,758.20 18,580.92 3,758.20 3,758.20 18,580.92 29-Apr-16 18-May-12 551041645 551041645 551041646 401700795 20000/S64100007 4467712 BBY Limited S64100007 JBN Retail Client Client Shares Buy COK:xasx COK.AX AUD AUD 140,000 0 0 0.21 0.001 23-May-12 1 18/05/2012 6:10 0 Unchecked 140 # Cockatoo Coal Ltd AU000000COK9 ASX Equities and Derivatives 1 CFD and Share 0.001 140 140 692.17 140 140 692.17 29-Apr-16 30-May-12 553034780 553034780 553034781 403884864 17500/S70400215 3673513 BBY Limited S70400215 SVS Retail Client Client Shares Buy BMZ:xasx BMZ.AX AUD AUD 4,000 0 0 0.25 0.006 4-Jun-12 1 30/05/2012 5:42 0 Unchecked 24 # Black Mountain Resources Ltd AU000000BMZ3 ASX Equities and Derivatives 1 Share Only 0.006 24 24 118.66 24 24 118.66 29-Apr-16 7-Jun-12 554969258 554969258 554969259 405909089 22200/S70002730 3505300 Spectrum Live S70002730 SPL Retail Client Client Shares Buy SVM:xtse SVM.TO CAD CAD 200 0 0 6.6 3.02 12-Jun-12 0.9816675 7/06/2012 14:12 0 Unchecked 604 Silvercorp Metals Inc. CA82835P1036 TSE Equities and Derivatives 1 CFD and Share 3.02 604 632.28 3,126.06 604 632.28 3,126.06 29-Apr-16 13-Jun-12 555912511 555912511 555912512 406950633 20000/S64100007 4467712 BBY Limited S64100007 JBN Retail Client Client Shares Buy COK:xasx COK.AX AUD AUD 400,000 0 0 0.175 0.001 18-Jun-12 1 13/06/2012 6:10 0 Unchecked 400 # Cockatoo Coal Ltd AU000000COK9 ASX Equities and Derivatives 1 CFD and Share 0.001 400 400 1,977.64 400 400 1,977.64 29-Apr-16 13-Jun-12 556131137 556131137 556131137 407297655 17000/S42100083 4092878 BBY Limited S42100083 SBR Retail Client Client Shares Buy BGH:xasx BGH.AX AUD AUD 8,000 0 0 0.1 0.023 13-Jun-12 1 13/06/2012 20:00 0 Unchecked 184 # Bligh Resources Ltd AU000000BGH3 ASX Equities and Derivatives 1 Share Only 0.023 184 184 909.71 184 184 909.71 29-Apr-16 19-Jun-12 556859459 556859459 556859469 408114284 17500/S70400205 3553579 BBY Limited S70400205 SBR Retail Client Client Shares Buy BMB:xasx BMB.AX AUD AUD 3,551 0 0 0.28 0.025 19-Jun-12 1 18/06/2012 16:43 0 Unchecked 88.78 *Delisted 20150506 (Balamara Resources Ltd) AU000000BMB4 ASX Equities and Derivatives 1 Share Only 0.025 88.78 88.78 438.94 88.78 88.78 438.94 29-Apr-16 17-Jul-12 561793079 561793079 561793078 413673289 20000/S64100010 4539382 BBY Limited S64100010 JFB Retail Client Client Shares Buy ORI:xasx ORI.AX AUD AUD 1 26 0 26 15.3 22-Jul-11 0 17/07/2012 7:45 0 Unchecked 15.3 Orica Ltd AU000000ORI1 ASX Equities and Derivatives 1 CFD and Share 15.3 15.3 15.3 75.64 15.3 15.3 75.64 29-Apr-16 20-Jul-12 562563571 562563571 562563577 414505191 22200/S70003164 4252546 Spectrum Live S70003164 SPL Retail Client Client Shares Buy WTFS:xnas WTFS.PK USD USD 500 0 0 13.8478 0.0001 18-Jul-12 0.95355 20/07/2012 11:16 0 Unchecked 0.05 *Delisted 20141121 (Xinde Technology Co.- NOCT US98418H3003 OOTC Equities and Derivatives 1 Share Only 0.0001 0.05 0.07 0.33 0.05 0.07 0.33 29-Apr-16 7-Aug-12 565943121 565943121 565943122 418431405 22200/S70002677 3450915 Spectrum Live S70002677 SPL Retail Client Client Shares Buy TADF:xnas TADF.PK USD USD 100,000 0 0 0.0018 0.0002 10-Aug-12 0.94478333 7/08/2012 13:58 0 Unchecked 20 *Delisted 20141008 (Tactical Air Defense Serv Inc) US87356M1080 OOTC Equities and Derivatives 1 Share Only 0.0002 20 26.3 130.01 20 26.3 130.01 29-Apr-16 17-Aug-12 567538680 567538680 567538681 420288114 20000/S24900018 5320067 BBY Limited S24900018 GXC Retail Client Client Shares Buy EEV:arcx EEV.P USD USD 73 0 0 26.8 19.44 22-Aug-12 1 17/08/2012 13:45 0 Unchecked 1,419.12 ProShares UltraShort MSCI Emerging Markets ETF US74347X5757 NYSE_ARCA Equities and Derivatives 1 CFD and Share 19.44 1,419.12 1,419.12 9,224.92 1,419.12 1,419.12 9,224.92 29-Apr-16 21-Aug-12 567802599 567802599 567802627 420567280 22200/S70002730 3505300 Spectrum Live S70002730 SPL Retail Client Client Shares Buy YRI:xtse YRI.TO CAD CAD 4 0 0 0 6.22 21-Aug-12 0 20/08/2012 22:25 0 Unchecked 24.88 Yamana Gold Inc. CA98462Y1007 TSE Equities and Derivatives 1 CFD and Share 6.22 24.88 26.04 128.77 24.88 26.04 128.77 29-Apr-16 22-Aug-12 568087171 568087171 568087172 420918965 20000/S24900018 5320067 BBY Limited S24900018 GXC Retail Client Client Shares Buy SIME:xlon SIME.L USD USD 41 0 0 47.79 57.935 28-Aug-12 1 22/08/2012 7:00 0 Unchecked 2,375.34 ETFS Daily Short IM DJ-UBSCISM JE00B24DKZ36 LSE_SETS Equities and Derivatives 1 Share Only 57.935 2,375.34 2,375.34 15,440.78 2,375.34 2,375.34 15,440.78 29-Apr-16 3-Sep-12 569818505 569818505 569818506 423331575 22200/S70002732 3507431 Spectrum Live S70002732 SPL Retail Client Client Shares Buy FMG:xasx FMG.AX AUD AUD 75 0 0 3.5549333 3.41 6-Sep-12 1 3/09/2012 0:28 0 Unchecked 255.75 Fortescue Metals Group Ltd AU000000FMG4 ASX Equities and Derivatives 1 CFD and Share 3.41 255.75 255.75 1,264.45 255.75 255.75 1,264.45 29-Apr-16 7-Sep-12 570780203 570780203 570780204 424381297 22200/S70002732 3507431 Spectrum Live S70002732 SPL Retail Client Client Shares Buy FMG:xasx FMG.AX AUD AUD 75 0 0 3.315 3.41 12-Sep-12 1 7/09/2012 5:22 0 Unchecked 255.75 Fortescue Metals Group Ltd AU000000FMG4 ASX Equities and Derivatives 1 CFD and Share 3.41 255.75 255.75 1,264.45 255.75 255.75 1,264.45 29-Apr-16 7-Sep-12 571033793 571033793 571033793 424642846 22000/S28300083 3959629 BBY Limited Elisara S28300083 RRG Retail Client Client Shares Buy SELR:xnas SELR.PK USD USD 1,333 0 0 0.0068 0.0004 7-Sep-12 1.248037826 7/09/2012 15:44 0 Unchecked 0.53 Steele Resources Corp. - NOCT US8582032012 OOTC Equities and Derivatives 1 Share Only 0.0004 0.53 0.76 3.45 0.53 0.76 3.45 29-Apr-16 14-Sep-12 572239051 572239051 572239052 425988657 20000/S64100007 4467712 BBY Limited S64100007 JBN Retail Client Client Shares Buy IDC:xasx IDC.AX AUD AUD 31,000 0 0 0.16 0.006 19-Sep-12 1 14/09/2012 5:48 0 Unchecked 186 Indochine Mining Ltd - NOCT AU000000IDC6 ASX Equities and Derivatives 1 CFD and Share 0.006 186 186 919.6 186 186 919.6 29-Apr-16 19-Sep-12 573244620 573244620 573244621 427099943 22200/S70003467 5016073 Spectrum Live S70003467 SPL Retail Client Client Shares Buy DNN:xase DNN.A USD USD 2,500 0 0 1.62 0.6 24-Sep-12 0.95515 19/09/2012 15:16 0 Unchecked 1,500.00 Denison Mines Corp. CA2483561072 AMEX Equities and Derivatives 1 CFD and Share 0.6 1,500.00 1,972.18 9,750.68 1,500.00 1,972.18 9,750.68 29-Apr-16 4-Oct-12 575953185 575953185 575953186 430122371 20000/S64100007 4467712 BBY Limited S64100007 JBN Retail Client Client Shares Buy BCI:xasx BCI.AX AUD AUD 8,000 0 0 2.67 0.18 9-Oct-12 1 4/10/2012 5:52 0 Unchecked 1,440.00 BC Iron Ltd AU000000BCI0 ASX Equities and Derivatives 1 CFD and Share 0.18 1,440.00 1,440.00 7,119.50 1,440.00 1,440.00 7,119.50 29-Apr-16 5-Oct-12 576202365 576202365 576203762 430390626 22200/S70002734 3507453 Spectrum Live S70002734 SPL Retail Client Client Shares Buy GLL:arcx GLL.P USD USD 7 0 0 68.88 74.34 5-Oct-12 1.0162 4/10/2012 23:06 0 Unchecked 520.38 ProShares UltraShort Gold US74347W3951 NYSE_ARCA Equities and Derivatives 1 CFD and Share 74.34 520.38 684.19 3,382.70 520.38 684.19 3,382.70 29-Apr-16 5-Oct-12 576202819 576202819 576204216 430391100 22200/S70003354 4702407 Spectrum Live S70003354 SPL Retail Client Client Shares Buy TBT:arcx TBT.P USD USD 30 0 0 99.56 37.21 5-Oct-12 0.93785 4/10/2012 23:06 0 Unchecked 1,116.30 ProShares UltraShort 20+ Year Treasury US74347B2016 NYSE_ARCA Equities and Derivatives 1 CFD and Share 37.21 1,116.30 1,467.70 7,256.45 1,116.30 1,467.70 7,256.45 29-Apr-16 12-Oct-12 577526998 577526998 577526999 431822524 20000/S64100007 4467712 BBY Limited S64100007 JBN Retail Client Client Shares Buy IDC:xasx IDC.AX AUD AUD 140,000 0 0 0.12 0.006 17-Oct-12 1 12/10/2012 3:10 0 Unchecked 840 Indochine Mining Ltd - NOCT AU000000IDC6 ASX Equities and Derivatives 1 CFD and Share 0.006 840 840 4,153.04 840 840 4,153.04 29-Apr-16 29-Oct-12 580678291 580678291 580678291 435278162 20000/S64100010 4539382 BBY Limited S64100010 JFB Retail Client Client Shares Buy FSI:xasx FSI.AX AUD AUD 11 1.3 0 1.3 1.42 29-Oct-12 0 29/10/2012 22:24 0 Unchecked 15.62 # Flagship Investments Ltd AU000000FSI7 ASX Equities and Derivatives 1 Share Only 1.42 15.62 15.62 77.23 15.62 15.62 77.23 29-Apr-16 2-Nov-12 581536157 581536157 581536157 436179052 22180/S65900007 5350714 BBY Limited S65900007 SXJ Retail Client Client Shares Buy SBR:xasx SBR.AX AUD AUD 11,000 0 0 0.203 0.009 2-Nov-12 1 2/11/2012 13:35 0 Unchecked 99 # Sabre Resources Ltd AU000000SBR7 ASX Equities and Derivatives 1 Share Only 0.009 99 99 489.47 99 99 489.47 29-Apr-16 2-Nov-12 581536159 581536159 581536159 436179053 22180/S65900007 5350714 BBY Limited S65900007 SXJ Retail Client Client Shares Buy JMS:xasx JMS.AX AUD AUD 5,919 0 0 0.133 0.081 2-Nov-12 1 2/11/2012 13:35 0 Unchecked 479.44 *Delisted 20140110 (Jupiter Mines Ltd) AU000000JMS1 ASX Equities and Derivatives 1 CFD and Share 0.081 479.44 479.44 2,370.40 479.44 479.44 2,370.40 29-Apr-16 2-Nov-12 581536161 581536161 581536161 436179054 22180/S65900007 5350714 BBY Limited S65900007 SXJ Retail Client Client Shares Buy BRU:xasx BRU.AX AUD AUD 1,818 0 0 2.695 0.195 2-Nov-12 1 2/11/2012 13:35 0 Unchecked 354.51 Buru Energy Ltd AU000000BRU3 ASX Equities and Derivatives 1 CFD and Share 0.195 354.51 354.51 1,752.73 354.51 354.51 1,752.73 29-Apr-16 8-Nov-12 582764796 582764796 582764797 437676844 22180/S65900006 5260230 BBY Limited S65900006 SXJ Retail Client Client Shares Buy MHTX:xnas MHTX.PK USD USD 39,000 0 0 0.05 0.057 14-Nov-12 0.95995 8/11/2012 15:54 0 Unchecked 2,223.00 Manhattan Scientifics - NOCT US5631221000 OOTC Equities and Derivatives 1 Share Only 0.057 2,223.00 2,922.78 14,450.50 2,223.00 2,922.78 14,450.50 29-Apr-16 28-Nov-12 586320687 586320687 586320783 441660001 20000/S64100013 4680697 BBY Limited S64100013 JBN Retail Client Client Shares Buy SCP:xasx SCP.AX AUD AUD 36 0 0 0 2.34 11-Dec-12 0 28/11/2012 9:44 0 Unchecked 84.24 Shopping Centres Australasia Property Group AU000000SCP9 ASX Equities and Derivatives 1 CFD and Share 2.34 84.24 84.24 416.49 84.24 84.24 416.49 29-Apr-16 3-Dec-12 586979904 586979904 586979928 442339207 17500/S70400205 3553579 BBY Limited S70400205 SBR Retail Client Client Shares Buy JRV:xasx JRV.AX AUD AUD 1,740 0 0 0.4 0.073 14-Dec-12 0 30/11/2012 17:55 0 Unchecked 127.02 # Jervois Mining NL AU000000JRV4 ASX Equities and Derivatives 1 Share Only 0.073 127.02 127.02 628 127.02 127.02 628 29-Apr-16 10-Dec-12 588424776 588424776 588424776 444221113 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy KPC:xasx KPC.AX AUD AUD 2,000 0 0 1.88 0.09 10-Dec-12 1 10/12/2012 22:26 0 Unchecked 180 # Kazakhstan Potash Corporation Ltd AU000000KPC6 ASX Equities and Derivatives 1 Share Only 0.09 180 180 889.94 180 180 889.94 29-Apr-16 10-Dec-12 588424770 588424770 588424770 444221115 22200/S70002983 3844511 Spectrum Live S70002983 SPL Retail Client Client Shares Buy KPC:xasx KPC.AX AUD AUD 100 0 0 2.8 0.09 10-Dec-12 1 10/12/2012 22:25 0 Unchecked 9 # Kazakhstan Potash Corporation Ltd AU000000KPC6 ASX Equities and Derivatives 1 Share Only 0.09 9 9 44.5 9 9 44.5 29-Apr-16 17-Dec-12 589536551 589536551 589536601 445611651 22200/S70003458 4985993 Spectrum Live S70003458 SPL Retail Client Client Shares Buy FEGR:xnas FEGR.PK USD USD 2,500 0 0 0.126 0.0001 17-Dec-12 0.9545 17/12/2012 13:53 0 Unchecked 0.25 *Delisted 20160120 (Friendly Energy Exploration US35846A2006 OOTC Equities and Derivatives 1 Share Only 0.0001 0.25 0.33 1.63 0.25 0.33 1.63 29-Apr-16 18-Dec-12 589658738 589658738 589658738 445736694 20000/S64100011 4539401 BBY Limited S64100011 JBN Retail Client Client Shares Buy AMP:xasx AMP.AX AUD AUD 15 0 0 0 5.88 12-Oct-12 1 18/12/2012 7:16 0 Unchecked 88.2 AMP Ltd AU000000AMP6 ASX Equities and Derivatives 1 CFD and Share 5.88 88.2 88.2 436.07 88.2 88.2 436.07 29-Apr-16 14-Jan-13 594516557 594516557 594516565 451357232 22200/S70002956 3803188 Spectrum Live S70002956 SPL Retail Client Client Shares Buy FGLD:xnas FGLD.PK USD USD 50 0 0 11 0.0001 14-Jan-13 0.9756 14/01/2013 8:14 0 Unchecked 0.01 Focus Gold - NOCT US34416A2033 OOTC Equities and Derivatives 1 Share Only 0.0001 0 0 0 0 0 0 29-Apr-16 4-Feb-13 600113301 600113301 600113301 458009906 20000/S64200002 4543497 BBY Limited S64200002 JBN Retail Client Client Shares Buy TERX:xnas TERX.PK USD USD 20 0 0 22.5 0.0026 4-Feb-13 0.9344 4/02/2013 22:36 0 Unchecked 0.05 Terra Inventions Corp. - NOCT US88103B1061 OOTC Equities and Derivatives 1 Share Only 0.0026 0.05 0.07 0.33 0.05 0.07 0.33 29-Apr-16 4-Feb-13 600113303 600113303 600113303 458010434 22200/S70003458 4985993 Spectrum Live S70003458 SPL Retail Client Client Shares Buy TERX:xnas TERX.PK USD USD 150 0 0 3.1 0.0026 4-Feb-13 0.9515 4/02/2013 22:36 0 Unchecked 0.39 Terra Inventions Corp. - NOCT US88103B1061 OOTC Equities and Derivatives 1 Share Only 0.0026 0.39 0.51 2.54 0.39 0.51 2.54 29-Apr-16 13-Feb-13 602275647 602275647 602275708 460596249 16220/S60400003 3427059 Home Trader S93500515 HTG Retail Client Client Shares Buy MFFO:xasx MFFO.AX AUD AUD 358 0 0 0 0.87 19-Feb-13 0 13/02/2013 10:27 0 Unchecked 311.46 Magellan Flagship Fund Ltd - Options AU00000MFFO2 ASX Equities and Derivatives 1 CFD and Share 0.87 311.46 311.46 1,539.89 311.46 311.46 1,539.89 29-Apr-16 13-Feb-13 602275625 602275625 602275686 460596280 16220/S60300049 4724038 Home Trader S93500889 HTG Retail Client Client Shares Buy MFFO:xasx MFFO.AX AUD AUD 122 0 0 0 0.87 19-Feb-13 0 13/02/2013 10:27 0 Unchecked 106.14 Magellan Flagship Fund Ltd - Options AU00000MFFO2 ASX Equities and Derivatives 1 CFD and Share 0.87 106.14 106.14 524.77 106.14 106.14 524.77 29-Apr-16 15-Feb-13 602774121 602774121 602774133 461122037 17500/S70400205 3553579 BBY Limited S70400205 SBR Retail Client Client Shares Buy JRV:xasx JRV.AX AUD AUD 870 0 0 0 0.073 22-Feb-13 0 14/02/2013 18:02 0 Unchecked 63.51 # Jervois Mining NL AU000000JRV4 ASX Equities and Derivatives 1 Share Only 0.073 63.51 63.51 314 63.51 63.51 314 29-Apr-16 27-Feb-13 605580809 605580809 605580810 464056862 16220/S98200031 3928852 Home Trader S93500687 HTG Retail Client Client Shares Buy MFFO:xasx MFFO.AX AUD AUD 1 0 0 0 0.87 19-Feb-13 1 27/02/2013 10:34 0 Unchecked 0.87 Magellan Flagship Fund Ltd - Options AU00000MFFO2 ASX Equities and Derivatives 1 CFD and Share 0.87 0.87 0.87 4.3 0.87 0.87 4.3 29-Apr-16 27-Feb-13 605641344 605641344 605641345 464116886 22200/S70003949 5598889 Spectrum Live S70003949 SPL Retail Client Client Shares Buy DIS:xnys DIS.N USD USD 40 0 0 53.9 103.26 4-Mar-13 0.98152 27/02/2013 14:30 0 Unchecked 4,130.40 The Walt Disney Company US2546871060 NYSE Equities and Derivatives 1 CFD and Share 103.26 4,130.40 5,430.61 26,849.46 4,130.40 5,430.61 26,849.46 29-Apr-16 12-Mar-13 608034529 608034529 608034602 466662751 16220/S93500524 3436512 Home Trader S93500524 HTG Retail Client Client Shares Buy NAV:xasx NAV.AX AUD AUD 100 0 0 29 0.012 12-Mar-13 1 11/03/2013 17:49 0 Unchecked 1.2 # Navigator Resources Ltd AU000000NAV2 ASX Equities and Derivatives 1 Share Only 0.012 1.2 1.2 5.93 1.2 1.2 5.93 29-Apr-16 12-Mar-13 608034507 608034507 608034580 466662778 16220/S93500867 4571109 Home Trader S93500867 HTG Retail Client Client Shares Buy NAV:xasx NAV.AX AUD AUD 50 0 0 26 0.012 12-Mar-13 1 11/03/2013 17:49 0 Unchecked 0.6 # Navigator Resources Ltd AU000000NAV2 ASX Equities and Derivatives 1 Share Only 0.012 0.6 0.6 2.97 0.6 0.6 2.97 29-Apr-16 18-Mar-13 609277664 609277664 609277666 468053089 17500/S89500034 4222450 BBY Limited S89500034 SBR Retail Client Client Shares Buy BRU:xasx BRU.AX AUD AUD 2,000 0 0 2.56 0.195 21-Mar-13 1 18/03/2013 4:02 0 Unchecked 390 Buru Energy Ltd AU000000BRU3 ASX Equities and Derivatives 1 CFD and Share 0.195 390 390 1,928.20 390 390 1,928.20 29-Apr-16 19-Mar-13 609564812 609564812 609564813 468332007 17500/S89500022 4046685 BBY Limited S89500022 SBR Retail Client Client Shares Buy MEU:xasx MEU.AX AUD AUD 24,000 0 0 0.07 0.019 22-Mar-13 1 19/03/2013 0:12 0 Unchecked 456 # Marmota Energy Ltd AU000000MEU8 ASX Equities and Derivatives 1 Share Only 0.019 456 456 2,254.51 456 456 2,254.51 29-Apr-16 26-Mar-13 611274419 611274419 611274422 470061182 22180/S67700003 5657203 BBY Limited S67700003 AWL Retail Client Client Shares Buy KKR:xnys KKR.N USD USD 1,685 0 0 18.45 13.6 1-Apr-13 0.95339 26/03/2013 13:30 0 Unchecked 22,916.00 KKR and Co. Units US48248M1027 NYSE Equities and Derivatives 1 CFD and Share 13.6 22,916.00 30,129.71 148,964.31 22,916.00 30,129.71 148,964.31 29-Apr-16 10-Apr-13 614361608 614361608 614361608 473242914 20000/S64100011 4539401 BBY Limited S64100011 JBN Retail Client Client Shares Buy IAG:xasx IAG.AX AUD AUD 2 0 0 0 5.77 3-Apr-13 1 10/04/2013 14:45 0 Unchecked 11.54 Insurance Australia Group Ltd AU000000IAG3 ASX Equities and Derivatives 1 CFD and Share 5.77 11.54 11.54 57.05 11.54 11.54 57.05 29-Apr-16 12-Apr-13 614766277 614766277 614766277 473651338 22200/S70003932 5566145 Spectrum Live S70003932 SPL Retail Client Client Shares Buy CTO:xasx CTO.AX AUD AUD 69,163 0 0 0.064 0.015 12-Apr-13 1 12/04/2013 5:16 0 Unchecked 1,037.45 # Citigold Corporation Ltd AU000000CTO0 ASX Equities and Derivatives 1 CFD and Share 0.015 1,037.44 1,037.44 5,129.21 1,037.44 1,037.44 5,129.21 29-Apr-16 16-Apr-13 615589567 615589567 615589570 474479148 15000/S54700048 5657144 BBY Limited S54700048 BIM Retail Client Client Shares Buy SLR:xasx SLR.AX AUD AUD 3,545 0 0 1.42 0.37 19-Apr-13 1 16/04/2013 3:48 0 Unchecked 1,311.65 Silver Lake Resources Ltd AU000000SLR6 ASX Equities and Derivatives 1 CFD and Share 0.37 1,311.65 1,311.65 6,484.93 1,311.65 1,311.65 6,484.93 29-Apr-16 16-Apr-13 615900847 615900847 615900847 474800491 17500/S70420192 3321409 BBY Limited S70420192 SBR Retail Client Client Shares Buy WCC:xasx WCC.AX AUD AUD 33 0 0 20.338739 0.036 16-Apr-13 1 16/04/2013 21:19 0 Unchecked 1.19 # Waterberg Coal Company Ltd - NOCT AU000000WCC9 ASX Equities and Derivatives 1 Share Only 0.036 1.19 1.19 5.88 1.19 1.19 5.88 29-Apr-16 16-Apr-13 615900849 615900849 615900849 474800493 17500/S70400205 3553579 BBY Limited S70400205 SBR Retail Client Client Shares Buy WCC:xasx WCC.AX AUD AUD 71 0 0 13.18159 0.036 16-Apr-13 0.0013947 16/04/2013 21:19 0 Unchecked 2.56 # Waterberg Coal Company Ltd - NOCT AU000000WCC9 ASX Equities and Derivatives 1 Share Only 0.036 2.56 2.56 12.66 2.56 2.56 12.66 29-Apr-16 22-Apr-13 616949559 616949559 616949560 475868339 22200/S70003059 3953491 Spectrum Live S70003059 SPL Retail Client Client Shares Buy TRY:xasx TRY.AX AUD AUD 830 0 0 1.795 0.635 26-Apr-13 1 22/04/2013 5:54 0 Unchecked 527.05 Troy Resources NL AU000000TRY7 ASX Equities and Derivatives 1 CFD and Share 0.635 527.05 527.05 2,605.79 527.05 527.05 2,605.79 29-Apr-16 26-Apr-13 618131186 618131186 618131187 477056945 17500/S89500034 4222450 BBY Limited S89500034 SBR Retail Client Client Shares Buy FMS:xasx FMS.AX AUD AUD 8,000 0 0 0.049 0.015 1-May-13 1 26/04/2013 2:13 0 Unchecked 120 # Flinders Mines Ltd AU000000FMS9 ASX Equities and Derivatives 1 CFD and Share 0.015 120 120 593.29 120 120 593.29 29-Apr-16 29-Apr-13 618652903 618652903 618652905 477595630 22200/S70003961 5629626 Spectrum Live S70003961 SPL Retail Client Client Shares Buy DIS:xnys DIS.N USD USD 10 0 0 63.07 103.26 2-May-13 0.96562 29/04/2013 18:05 0 Unchecked 1,032.60 The Walt Disney Company US2546871060 NYSE Equities and Derivatives 1 CFD and Share 103.26 1,032.60 1,357.65 6,712.36 1,032.60 1,357.65 6,712.36 29-Apr-16 3-May-13 619735047 619735047 619735047 478782702 20000/S61300000 4174652 BBY Limited S61300000 JBN Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 1 0 0 0 51.55 12-Apr-13 1 3/05/2013 14:08 0 Unchecked 51.55 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 51.55 51.55 254.87 51.55 51.55 254.87 29-Apr-16 3-May-13 619735049 619735049 619735049 478782704 20000/S64100007 4467712 BBY Limited S64100007 JBN Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 8 0 0 0 51.55 12-Apr-13 1 3/05/2013 14:08 0 Unchecked 412.4 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 412.4 412.4 2,038.95 412.4 412.4 2,038.95 29-Apr-16 3-May-13 619753091 619753091 619753091 478803429 20000/S64100011 4539401 BBY Limited S64100011 JBN Retail Client Client Shares Buy AMP:xasx AMP.AX AUD AUD 13 0 0 0 5.88 11-Apr-13 1 3/05/2013 14:37 0 Unchecked 76.44 AMP Ltd AU000000AMP6 ASX Equities and Derivatives 1 CFD and Share 5.88 76.44 76.44 377.93 76.44 76.44 377.93 29-Apr-16 6-May-13 619908198 619908198 619908236 478980146 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy HAW:xasx HAW.AX AUD AUD 5,000 0 0 0.44 0.047 6-May-13 1 6/05/2013 11:46 0 Unchecked 235 # Hawthorn Resources Ltd AU000000HAW2 ASX Equities and Derivatives 1 Share Only 0.047 235 235 1,161.86 235 235 1,161.86 29-Apr-16 6-May-13 619995555 619995555 619995555 479077605 22200/S70003758 5290154 Spectrum Live S70003758 SPL Retail Client Client Shares Buy GGLR:xnas GGLR.PK USD USD 1,000 0 0 0.079 0.01 6-May-13 0.96685 6/05/2013 21:20 0 Unchecked 10 GeoGlobal Resources Inc. - NOCT US37249T1097 OOTC Equities and Derivatives 1 Share Only 0.01 10 13.15 65 10 13.15 65 29-Apr-16 13-May-13 621195490 621195490 621195491 480367964 15000/S65300001 5554464 BBY Limited S65300001 BAM Retail Client Client Shares Buy SIP:xasx SIP.AX AUD AUD 6,000 0 0 0.795 1.1 16-May-13 1 13/05/2013 0:21 0 Unchecked 6,600.00 Sigma Pharmaceuticals Ltd AU000000SIP6 ASX Equities and Derivatives 1 CFD and Share 1.1 6,600.00 6,600.00 32,631.06 6,600.00 6,600.00 32,631.06 29-Apr-16 16-May-13 622120906 622120906 622120906 481343388 22200/S70004033 5707138 Spectrum Live S70004033 SPL Retail Client Client Shares Buy NCM:xasx NCM.AX AUD AUD 122 0 0 15.035 18.97 16-May-13 1 16/05/2013 6:57 0 Unchecked 2,314.34 Newcrest Mining Ltd AU000000NCM7 ASX Equities and Derivatives 1 CFD and Share 18.97 2,314.34 2,314.34 11,442.33 2,314.34 2,314.34 11,442.33 29-Apr-16 17-May-13 622522437 622522437 622522438 481744533 17500/S70400205 3553579 BBY Limited S70400205 SBR Retail Client Client Shares Buy WCC:xasx WCC.AX AUD AUD 1 0 0 0 0.036 17-Apr-13 1 17/05/2013 11:25 0 Unchecked 0.04 # Waterberg Coal Company Ltd - NOCT AU000000WCC9 ASX Equities and Derivatives 1 Share Only 0.036 0.04 0.04 0.2 0.04 0.04 0.2 29-Apr-16 17-May-13 622705080 622705080 622705080 481957554 22200/S70002543 3364245 Spectrum Live S70002543 SPL Retail Client Client Shares Buy IMII:xnas IMII.PK USD USD 2 0 0 172 0.3 17-May-13 1.06765 19/05/2013 21:22 0 Unchecked 0.6 Inception Mining Inc. - NOCT US45327U1043 OOTC Equities and Derivatives 1 Share Only 0.3 0.6 0.79 3.9 0.6 0.79 3.9 29-Apr-16 17-May-13 622705086 622705086 622705086 481957568 22200/S70002840 3668726 Spectrum Live S70002840 SPL Retail Client Client Shares Buy IMII:xnas IMII.PK USD USD 50 0 0 157.6 0.3 17-May-13 1.075325 19/05/2013 21:22 0 Unchecked 15 Inception Mining Inc. - NOCT US45327U1043 OOTC Equities and Derivatives 1 Share Only 0.3 15 19.72 97.51 15 19.72 97.51 29-Apr-16 22-May-13 623261870 623261870 623261873 482530300 15000/S65300001 5554464 BBY Limited S65300001 BAM Retail Client Client Shares Buy CDA:xasx CDA.AX AUD AUD 2,000 0 0 3.07 1 27-May-13 1 22/05/2013 1:01 0 Unchecked 2,000.00 Codan Ltd AU000000CDA3 ASX Equities and Derivatives 1 CFD and Share 1 2,000.00 2,000.00 9,888.20 2,000.00 2,000.00 9,888.20 29-Apr-16 22-May-13 623277207 623277207 623277208 482547858 15000/S54700048 5657144 BBY Limited S54700048 BIM Retail Client Client Shares Buy SLR:xasx SLR.AX AUD AUD 4,400 0 0 0.67 0.37 27-May-13 1 22/05/2013 5:57 0 Unchecked 1,628.00 Silver Lake Resources Ltd AU000000SLR6 ASX Equities and Derivatives 1 CFD and Share 0.37 1,628.00 1,628.00 8,048.99 1,628.00 1,628.00 8,048.99 29-Apr-16 23-May-13 624106082 624106082 624106082 483383450 17000/S95900016 3368026 BBY Limited S95900016 WGC Retail Client Client Shares Buy PSN:xtse PSN.TO CAD CAD 100 0 0 14 0.27 23-May-13 0.97925 23/05/2013 21:22 0 Unchecked 27 *Delisted 20130517 (Poseidon Concepts Corp. CA73731R1038 TSE Equities and Derivatives 1 Share Only 0.27 27 28.26 139.74 27 28.26 139.74 29-Apr-16 31-May-13 625836903 625836903 625836906 485227128 22200/S70003640 5107911 Spectrum Live S70003640 SPL Retail Client Client Shares Buy SLV:arcx SLV.P USD USD 1,400 0 0 21.4899071 16.98 5-Jun-13 1.04681571 31/05/2013 14:01 0 Unchecked 23,772.00 iShares Silver Trust US46428Q1094 NYSE_ARCA Equities and Derivatives 1 CFD and Share 16.98 23,772.00 31,255.17 154,528.70 23,772.00 31,255.17 154,528.70 29-Apr-16 3-Jun-13 625992681 625992681 625992687 485472904 15000/S31500091 3372462 BBY Limited S31500091 KXZ Retail Client Client Shares Buy SOP:xasx SOP.AX AUD AUD 100,000 0 0 0.28 0.02 13-Jun-13 0 3/06/2013 5:58 0 Unchecked 2,000.00 # SML Corporation Ltd BMG824571134 ASX Equities and Derivatives 1 Share Only 0.02 2,000.00 2,000.00 9,888.20 2,000.00 2,000.00 9,888.20 29-Apr-16 6-Jun-13 627133279 627133279 627133300 486637528 17500/S89500034 4222450 BBY Limited S89500034 SBR Retail Client Client Shares Buy SMI:xasx SMI.AX AUD AUD 1,700 0 0 0 0.039 20-May-13 0 6/06/2013 12:56 0 Unchecked 66.3 # Santana Minerals Ltd AU000000SMI3 ASX Equities and Derivatives 1 Share Only 0.039 66.3 66.3 327.79 66.3 66.3 327.79 29-Apr-16 12-Jun-13 628499490 628499490 628499580 488031055 17000/S61600179 5099993 BBY Limited S61600179 KJP Retail Client Client Shares Buy WAB:xnys WAB.N USD USD 94 0 0 42.135 82.93 12-Jun-13 0.9579 11/06/2013 23:22 0 Unchecked 7,795.42 Westinghouse Air Brake Technologies Corp. US9297401088 NYSE Equities and Derivatives 1 CFD and Share 82.93 7,795.42 10,249.34 50,673.74 7,795.42 10,249.34 50,673.74 29-Apr-16 13-Jun-13 628785686 628785686 628785710 488343898 17500/S70420192 3321409 BBY Limited S70420192 SBR Retail Client Client Shares Buy EXM:xasx EXM.AX AUD AUD 6,000 0 0 1.841667 0.008 13-Jun-13 1 12/06/2013 16:25 0 Unchecked 48 # Excalibur Mining Corporation Ltd AU000000EXM2 ASX Equities and Derivatives 1 Share Only 0.008 48 48 237.32 48 48 237.32 29-Apr-16 21-Jun-13 630843352 630843352 630843355 490523697 22200/S70003102 4099923 Spectrum Live S70003102 SPL Retail Client Client Shares Buy RRL:xasx RRL.AX AUD AUD 1,250 0 0 3.1 2.9 26-Jun-13 1 21/06/2013 0:06 0 Unchecked 3,625.00 Regis Resources NL AU000000RRL8 ASX Equities and Derivatives 1 CFD and Share 2.9 3,625.00 3,625.00 17,922.36 3,625.00 3,625.00 17,922.36 29-Apr-16 24-Jun-13 631125415 631125415 631125463 490813047 16220/S86300060 3903823 Home Trader S93500677 HTG Retail Client Client Shares Buy GGE:xasx GGE.AX AUD AUD 120,000 0 0 0.03 0.006 24-Jun-13 1 21/06/2013 16:20 0 Unchecked 720 # Grand Gulf Energy Ltd AU000000GGE9 ASX Equities and Derivatives 1 Share Only 0.006 720 720 3,559.75 720 720 3,559.75 29-Apr-16 24-Jun-13 631125399 631125399 631125447 490813055 16220/S93500726 4077749 Home Trader S93500726 HTG Retail Client Client Shares Buy GGE:xasx GGE.AX AUD AUD 400,000 0 0 0.0255 0.006 24-Jun-13 1 21/06/2013 16:20 0 Unchecked 2,400.00 # Grand Gulf Energy Ltd AU000000GGE9 ASX Equities and Derivatives 1 Share Only 0.006 2,400.00 2,400.00 11,865.84 2,400.00 2,400.00 11,865.84 29-Apr-16 3-Jul-13 633595802 633595802 633595805 493483507 22200/S70003889 5474744 Spectrum Live S70003889 SPL Retail Client Client Shares Buy DBB:arcx DBB.P USD USD 31 0 0 16.55 13.24 9-Jul-13 1.10221 3/07/2013 13:50 0 Unchecked 410.44 PowerShares DB Base Metals Fund US73936B7055 NYSE_ARCA Equities and Derivatives 1 CFD and Share 13.24 410.44 539.64 2,668.04 410.44 539.64 2,668.04 29-Apr-16 10-Jul-13 634805480 634805480 634805481 494729319 22200/S70003188 4356253 Spectrum Live S70003188 SPL Retail Client Client Shares Buy ASL:xasx ASL.AX AUD AUD 500 0 0 0.86 0.47 15-Jul-13 1 10/07/2013 3:21 0 Unchecked 235 Ausdrill Ltd AU000000ASL2 ASX Equities and Derivatives 1 CFD and Share 0.47 235 235 1,161.86 235 235 1,161.86 29-Apr-16 15-Jul-13 635856648 635856648 635856663 495858208 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy PWN:xasx PWN.AX AUD AUD 298 0 0 0 0.03 17-Jun-13 -1 15/07/2013 10:45 0 Unchecked 8.94 # Potash West NL AU000000PWN8 ASX Equities and Derivatives 1 Share Only 0.03 8.94 8.94 44.2 8.94 8.94 44.2 29-Apr-16 18-Jul-13 636543080 636543080 636543081 496557799 15000/S54700048 5657144 BBY Limited S54700048 BIM Retail Client Client Shares Buy SLR:xasx SLR.AX AUD AUD 1,388 0 0 0.715 0.37 23-Jul-13 1 18/07/2013 0:46 0 Unchecked 513.56 Silver Lake Resources Ltd AU000000SLR6 ASX Equities and Derivatives 1 CFD and Share 0.37 513.56 513.56 2,539.09 513.56 513.56 2,539.09 29-Apr-16 19-Jul-13 636740382 636740382 636740425 496759388 17000/S80200009 4084485 SmarTrader Ltd S80200009 WGC Retail Client Client Shares Buy BLT:xasx BLT.AX AUD AUD 2,000 0 0 0.475 0.11 19-Jul-13 1 18/07/2013 16:12 0 Unchecked 220 Benitec Biopharma Ltd AU000000BLT8 ASX Equities and Derivatives 1 Share Only 0.11 220 220 1,087.70 220 220 1,087.70 29-Apr-16 2-Aug-13 639600973 639600973 639600974 499451494 22200/S70002730 3505300 Spectrum Live S70002730 SPL Retail Client Client Shares Buy MAQ:xtse MAQ.TO CAD CAD 500 0 0 1.98 3.24 8-Aug-13 1.08152709 2/08/2013 19:54 0 Unchecked 1,620.00 McEwen Mining And Minera Andes Acquisition Corp CA5803941049 TSE Equities and Derivatives 1 Share Only 3.24 1,620.00 1,695.85 8,384.47 1,620.00 1,695.85 8,384.47 29-Apr-16 2-Aug-13 639602271 639602271 639602273 499658078 22200/S70002730 3505300 Spectrum Live S70002730 SPL Retail Client Client Shares Buy HL:xnys HL.N USD USD 400 0 0 3.2 4.31 7-Aug-13 1.1238 2/08/2013 13:30 0 Unchecked 1,724.00 Hecla Mining Co. US4227041062 NYSE Equities and Derivatives 1 CFD and Share 4.31 1,724.00 2,266.70 11,206.78 1,724.00 2,266.70 11,206.78 29-Apr-16 2-Aug-13 639690634 639690634 639690637 499746137 22200/S70002730 3505300 Spectrum Live S70002730 SPL Retail Client Client Shares Buy KGC:xnys KGC.N USD USD 400 0 0 5.1 5.7 7-Aug-13 1.12324 2/08/2013 19:57 0 Unchecked 2,280.00 Kinross Gold Corp. CA4969024047 NYSE Equities and Derivatives 1 CFD and Share 5.7 2,280.00 2,997.72 14,821.03 2,280.00 2,997.72 14,821.03 29-Apr-16 8-Aug-13 640621359 640621359 640621360 500705860 15000/S38200079 5830145 BBY Limited S38700079 TSH Retail Client Client Shares Buy CCL:xnys CCL.N USD USD 100 0 0 37.02 49.05 13-Aug-13 1.09976 8/08/2013 14:08 0 Unchecked 4,905.00 Carnival Corp. PA1436583006 NYSE Equities and Derivatives 1 CFD and Share 49.05 4,905.00 6,449.04 31,884.71 4,905.00 6,449.04 31,884.71 29-Apr-16 27-Aug-13 643850755 643850755 643850755 504034526 17300/S70400268 4662054 ASI Club S70400268 SBR Retail Client Client Shares Buy OEG:xasx OEG.AX AUD AUD 672 0 0 0 0.01 19-Aug-13 0.903079556 27/08/2013 5:56 0 Unchecked 6.72 # Orpheus Energy Ltd AU000000OEG3 ASX Equities and Derivatives 1 CFD and Share 0.01 6.72 5.11 33.22 6.72 5.11 33.22 29-Apr-16 2-Sep-13 645003258 645003258 645003259 505208428 22200/S70004138 5857728 Spectrum Live S70004138 Retail Client Client Shares Buy TGR:xasx TGR.AX AUD AUD 170 0 0 2.93 3.9 5-Sep-13 1 2/09/2013 0:09 0 Checked 663 Tassal Group Ltd AU000000TGR4 ASX Equities and Derivatives 1 CFD and Share 3.9 663 663 3,277.94 663 663 3,277.94 29-Apr-16 9-Sep-13 646352360 646352360 646352362 506503261 16220/S93500821 4456471 Home Trader S93500821 HTG Retail Client Client Shares Buy ESI:xasx ESI.AX AUD AUD 168,000 0 0 0.01 0.013 12-Sep-13 1 9/09/2013 0:02 0 Unchecked 2,184.00 Environmental Clean Technologies Ltd AU000000ESI0 ASX Equities and Derivatives 1 Share Only 0.013 2,184.00 2,184.00 10,797.91 2,184.00 2,184.00 10,797.91 29-Apr-16 17-Sep-13 648003651 648003651 648003654 508119969 22200/S70003968 5641226 Spectrum Live S70003968 SPL Retail Client Client Shares Buy CPHI:xase CPHI.A USD USD 500 0 0 0.298 0.239 20-Sep-13 1.06958 17/09/2013 13:30 0 Unchecked 119.5 China Pharma Holdings Inc. US16941T1043 AMEX Equities and Derivatives 1 Share Only 0.239 119.5 157.12 776.8 119.5 157.12 776.8 29-Apr-16 17-Sep-13 648057104 648057104 648057105 508289789 22200/S70004097 5787794 Spectrum Live S70004097 SPL Retail Client Client Shares Buy NAMG:xnas NAMG.PK USD USD 2,000 0 0 1 0.0012 20-Sep-13 1.0687 17/09/2013 16:36 0 Unchecked 2.4 North American Oil & Gas Corp. - NOCT US65704V2025 OOTC Equities and Derivatives 1 Share Only 0.0012 2.4 3.16 15.6 2.4 3.16 15.6 29-Apr-16 18-Sep-13 648143561 648143561 648143562 508379427 22200/S70003617 5099820 Spectrum Live S70003617 SPL Retail Client Client Shares Buy GRE:xpar LGRE.PA EUR EUR 300 0 0 1.67 0.77 23-Sep-13 1.42494 18/09/2013 8:38 0 Unchecked 231 LYXOR ETF ATHEX 20 FR0010405431 PAR Equities and Derivatives 1 CFD and Share 0.77 231 347.7 1,719.07 231 347.7 1,719.07 29-Apr-16 19-Sep-13 648571903 648571903 648571903 508880377 20000/S61300000 4174652 BBY Limited S61300000 JBN Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 1 0 0 0 51.55 12-Sep-13 1 19/09/2013 11:33 0 Unchecked 51.55 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 51.55 51.55 254.87 51.55 51.55 254.87 29-Apr-16 19-Sep-13 648571887 648571887 648571887 508880379 20000/S64100007 4467712 BBY Limited S64100007 JBN Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 7 0 0 0 51.55 12-Sep-13 1 19/09/2013 11:33 0 Unchecked 360.85 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 360.85 360.85 1,784.08 360.85 360.85 1,784.08 29-Apr-16 20-Sep-13 648894726 648894726 648894727 509240470 22200/S70003617 5099820 Spectrum Live S70003617 SPL Retail Client Client Shares Buy GRE:xpar LGRE.PA EUR EUR 400 0 0 1.61 0.77 25-Sep-13 1.43753 20/09/2013 14:47 0 Unchecked 308 LYXOR ETF ATHEX 20 FR0010405431 PAR Equities and Derivatives 1 CFD and Share 0.77 308 463.6 2,292.09 308 463.6 2,292.09 29-Apr-16 25-Sep-13 649553781 649553781 649553782 509957663 22200/S70002841 3668731 Spectrum Live S70002841 SPL Retail Client Client Shares Buy GRE:xpar LGRE.PA EUR EUR 1,500 0 0 1.69 0.77 30-Sep-13 1.44289 25/09/2013 10:41 0 Unchecked 1,155.00 LYXOR ETF ATHEX 20 FR0010405431 PAR Equities and Derivatives 1 CFD and Share 0.77 1,155.00 1,738.50 8,595.34 1,155.00 1,738.50 8,595.34 29-Apr-16 30-Sep-13 650183883 650183883 650183884 510758406 22200/S70004138 5857728 Spectrum Live S70004138 Retail Client Client Shares Buy SHV:xasx SHV.AX AUD AUD 100 0 0 4.63 5.03 3-Oct-13 1 30/09/2013 0:08 0 Unchecked 503 Select Harvest Ltd AU000000SHV6 ASX Equities and Derivatives 1 CFD and Share 5.03 503 503 2,486.88 503 503 2,486.88 29-Apr-16 8-Oct-13 651966061 651966061 651966062 512938003 22200/S70003617 5099820 Spectrum Live S70003617 SPL Retail Client Client Shares Buy GREK:arcx GREK.P USD USD 50 0 0 20.52 7.85 11-Oct-13 1.05967 8/10/2013 19:45 0 Unchecked 392.5 Global X MSCI Greece ETF US37950E3669 NYSE_ARCA Equities and Derivatives 1 Share Only 7.85 392.5 516.05 2,551.43 392.5 516.05 2,551.43 29-Apr-16 22-Oct-13 654620961 654620961 654620961 515735759 20000/S64100011 4539401 BBY Limited S64100011 JBN Retail Client Client Shares Buy AMP:xasx AMP.AX AUD AUD 14 0 0 0 5.88 11-Oct-13 1 22/10/2013 9:42 0 Unchecked 82.32 AMP Ltd AU000000AMP6 ASX Equities and Derivatives 1 CFD and Share 5.88 82.32 82.32 407 82.32 82.32 407 29-Apr-16 28-Oct-13 655761042 655761042 655761043 518092059 22180/S69100000 6024171 BBY Limited S69100000 CSS Retail Client Client Shares Buy GLW:xnys GLW.N USD USD 71 0 0 17.2 18.67 31-Oct-13 1.04474 28/10/2013 13:32 0 Unchecked 1,325.57 Corning Inc. US2193501051 NYSE Equities and Derivatives 1 CFD and Share 18.67 1,325.57 1,742.85 8,616.80 1,325.57 1,742.85 8,616.80 29-Apr-16 28-Oct-13 655787583 655787583 655787584 518115619 22180/S69100000 6024171 BBY Limited S69100000 CSS Retail Client Client Shares Buy TSLA:xnas TSLA.OQ USD USD 50 0 0 164 240.76 31-Oct-13 1.04456 28/10/2013 14:34 0 Unchecked 12,038.00 Tesla Motors Inc. US88160R1014 Nasdaq NM Equities and Derivatives 1 CFD and Share 240.76 12,038.00 15,827.43 78,252.42 12,038.00 15,827.43 78,252.42 29-Apr-16 4-Nov-13 657039221 657039221 657039221 519432207 20000/S64100011 4539401 BBY Limited S64100011 JBN Retail Client Client Shares Buy IAG:xasx IAG.AX AUD AUD 4 0 0 0 5.77 9-Oct-13 1 4/11/2013 10:14 0 Unchecked 23.08 Insurance Australia Group Ltd AU000000IAG3 ASX Equities and Derivatives 1 CFD and Share 5.77 23.08 23.08 114.11 23.08 23.08 114.11 29-Apr-16 8-Nov-13 658199253 658199253 658199253 520633905 20000/S20500087 5892981 BBY Limited S20500087 JFB Retail Client Client Shares Buy GLEN:xlon GLEN.L GBP GBP 16,470 0 0 330.13 162.9 8-Nov-13 1.702418557 8/11/2013 9:16 0 Unchecked 26,829.63 Glencore Plc JE00B4T3BW64 LSE_SETS Equities and Derivatives 0.01 CFD and Share 162.9 26,829.63 51,545.87 254,847.95 26,829.63 51,545.87 254,847.95 29-Apr-16 12-Nov-13 658680454 658680454 658680454 521230019 22200/S70003590 5097967 Spectrum Live S70003590 SPL Retail Client Client Shares Buy IAG:xasx IAG.AX AUD AUD 1,060 0 0 6.095 5.77 12-Nov-13 1 12/11/2013 6:03 0 Unchecked 6,116.20 Insurance Australia Group Ltd AU000000IAG3 ASX Equities and Derivatives 1 CFD and Share 5.77 6,116.20 6,116.20 30,239.10 6,116.20 6,116.20 30,239.10 29-Apr-16 12-Nov-13 658680460 658680460 658680460 521230325 22200/S70003580 5096251 Spectrum Live S70003580 SPL Retail Client Client Shares Buy IAG:xasx IAG.AX AUD AUD 947 0 0 6.095 5.77 12-Nov-13 1 12/11/2013 6:07 0 Unchecked 5,464.19 Insurance Australia Group Ltd AU000000IAG3 ASX Equities and Derivatives 1 CFD and Share 5.77 5,464.19 5,464.19 27,015.50 5,464.19 5,464.19 27,015.50 29-Apr-16 12-Nov-13 658680462 658680462 658680462 521230327 22200/S70003590 5097967 Spectrum Live S70003590 SPL Retail Client Client Shares Buy TLS:xasx TLS.AX AUD AUD 2,000 0 0 5.145 5.36 12-Nov-13 1 12/11/2013 6:07 0 Unchecked 10,720.00 Telstra Corp. Ltd AU000000TLS2 ASX Equities and Derivatives 1 CFD and Share 5.36 10,720.00 10,720.00 53,000.75 10,720.00 10,720.00 53,000.75 29-Apr-16 21-Nov-13 660641460 660641460 660641461 523549810 15000/S54700048 5657144 BBY Limited S54700048 BIM Retail Client Client Shares Buy ALT:xasx ALT.AX AUD AUD 17,240 0 0 0.029 0.007 26-Nov-13 1 21/11/2013 2:40 0 Unchecked 120.68 # Analytica Ltd AU000000ALT0 ASX Equities and Derivatives 1 Share Only 0.007 120.68 120.68 596.65 120.68 120.68 596.65 29-Apr-16 3-Dec-13 662681513 662681513 662681514 525535429 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 200 0 0 19.6 18.1 5-Dec-13 1 3/12/2013 1:31 0 Unchecked 3,620.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 3,620.00 3,620.00 3,033.20 3,620.00 3,620.00 3,033.20 29-Apr-16 3-Dec-13 662680565 662680565 662680566 525615376 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 7,500 0 0 19.62 18.1 5-Dec-13 1 3/12/2013 1:35 0 Unchecked 135,750.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 135,750.00 135,750.00 113,744.93 135,750.00 135,750.00 113,744.93 29-Apr-16 3-Dec-13 662680586 662680586 662680588 525615380 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 1,000 0 0 19.6 18.1 5-Dec-13 1 3/12/2013 1:35 0 Unchecked 18,100.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 18,100.00 18,100.00 15,165.99 18,100.00 18,100.00 15,165.99 29-Apr-16 3-Dec-13 662680614 662680614 662680616 525615384 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 7,500 0 0 19.62 18.1 5-Dec-13 1 3/12/2013 1:36 0 Unchecked 135,750.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 135,750.00 135,750.00 113,744.93 135,750.00 135,750.00 113,744.93 29-Apr-16 3-Dec-13 662680629 662680629 662680630 525615388 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 8,500 0 0 19.62 18.1 5-Dec-13 1 3/12/2013 1:36 0 Unchecked 153,850.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 153,850.00 153,850.00 128,910.92 153,850.00 153,850.00 128,910.92 29-Apr-16 3-Dec-13 662680978 662680978 662680981 525615400 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 8,500 0 0 19.62 18.1 5-Dec-13 1 3/12/2013 1:43 0 Unchecked 153,850.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 153,850.00 153,850.00 128,910.92 153,850.00 153,850.00 128,910.92 29-Apr-16 3-Dec-13 662680997 662680997 662680998 525615404 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 8,500 0 0 19.62 18.1 5-Dec-13 1 3/12/2013 1:43 0 Unchecked 153,850.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 153,850.00 153,850.00 128,910.92 153,850.00 153,850.00 128,910.92 29-Apr-16 3-Dec-13 662681017 662681017 662681018 525615408 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 8,500 0 0 19.62 18.1 5-Dec-13 1 3/12/2013 1:45 0 Unchecked 153,850.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 153,850.00 153,850.00 128,910.92 153,850.00 153,850.00 128,910.92 29-Apr-16 3-Dec-13 662681125 662681125 662681126 525615428 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 8,500 0 0 19.62 18.1 5-Dec-13 1 3/12/2013 1:45 0 Unchecked 153,850.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 153,850.00 153,850.00 128,910.92 153,850.00 153,850.00 128,910.92 29-Apr-16 3-Dec-13 662681131 662681131 662681132 525615432 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 8,500 0 0 19.62 18.1 5-Dec-13 1 3/12/2013 1:45 0 Unchecked 153,850.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 153,850.00 153,850.00 128,910.92 153,850.00 153,850.00 128,910.92 29-Apr-16 3-Dec-13 662681141 662681141 662681142 525615436 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 8,500 0 0 19.62 18.1 5-Dec-13 1 3/12/2013 1:45 0 Unchecked 153,850.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 153,850.00 153,850.00 128,910.92 153,850.00 153,850.00 128,910.92 29-Apr-16 3-Dec-13 662681158 662681158 662681161 525615440 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 10,000 0 0 19.62 18.1 5-Dec-13 1 3/12/2013 1:45 0 Unchecked 181,000.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 181,000.00 181,000.00 151,659.90 181,000.00 181,000.00 151,659.90 29-Apr-16 3-Dec-13 662681165 662681165 662681166 525615444 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 10,000 0 0 19.62 18.1 5-Dec-13 1 3/12/2013 1:46 0 Unchecked 181,000.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 181,000.00 181,000.00 151,659.90 181,000.00 181,000.00 151,659.90 29-Apr-16 3-Dec-13 662681201 662681201 662681202 525615448 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 10,000 0 0 19.62 18.1 5-Dec-13 1 3/12/2013 1:46 0 Unchecked 181,000.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 181,000.00 181,000.00 151,659.90 181,000.00 181,000.00 151,659.90 29-Apr-16 3-Dec-13 662681313 662681313 662681314 525615452 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 10,300 0 0 19.62 18.1 5-Dec-13 1 3/12/2013 1:48 0 Unchecked 186,430.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 186,430.00 186,430.00 156,209.70 186,430.00 186,430.00 156,209.70 29-Apr-16 3-Dec-13 662681341 662681341 662681342 525615460 20000/S20500094H 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy 02805:xhkg 2805.HK HKD HKD 8,000 0 0 19.6 18.1 5-Dec-13 1 3/12/2013 1:48 0 Unchecked 144,800.00 Vanguard FTSE Asia ex Japan Index ETF HK0000146222 HKEX Equities and Derivatives 1 Share Only 18.1 144,800.00 144,800.00 121,327.92 144,800.00 144,800.00 121,327.92 29-Apr-16 11-Dec-13 664531220 664531220 664531220 527496308 22200/S70004271 6070898 Spectrum Live S70004271 SPL Retail Client Client Shares Buy DOW:xasx DOW.AX AUD AUD 800 0 0 4.56 3.72 11-Dec-13 1 11/12/2013 6:45 0 Unchecked 2,976.00 Downer Edi Ltd AU000000DOW2 ASX Equities and Derivatives 1 CFD and Share 3.72 2,976.00 2,976.00 14,713.64 2,976.00 2,976.00 14,713.64 29-Apr-16 19-Dec-13 666490624 666490624 666490625 529412685 20000/S20500088U 5990027 BBY Limited S20500088 Retail Client Client Shares Buy ONVO:xase ONVO.A USD USD 300 0 0 8.44 2.72 24-Dec-13 1 19/12/2013 16:40 0 Unchecked 816 Organovo Holdings Inc. US68620A1043 AMEX Equities and Derivatives 1 CFD and Share 2.72 816 816 5,304.37 816 816 5,304.37 29-Apr-16 20-Dec-13 666497673 666497673 666497675 529465302 22150/S80000007 6095798 BBY Limited Weise S80000007 RBE Retail Client Client Shares Buy QFX:xasx QFX.AX AUD AUD 200,000 0 0 0.012 0.001 27-Dec-13 1 20/12/2013 0:23 0 Unchecked 200 # Quickflix Ltd AU000000QFX0 ASX Equities and Derivatives 1 Share Only 0.001 200 200 988.82 200 200 988.82 29-Apr-16 23-Dec-13 666935180 666935180 666935180 529910511 22200/S70002840 3668726 Spectrum Live S70002840 SPL Retail Client Client Shares Buy DDDX:xnas DDDX.PK USD USD 90 0 0 53.75 0.0329 23-Dec-13 1.043333333 23/12/2013 22:28 0 Unchecked 2.96 3DX Industries Inc. - NOCT US88556A1007 OOTC Equities and Derivatives 1 Share Only 0.0329 2.96 3.89 19.24 2.96 3.89 19.24 29-Apr-16 27-Dec-13 667132053 667132053 667132054 529975759 22200/S70003590 5097967 Spectrum Live S70003590 SPL Retail Client Client Shares Buy LKO:xasx LKO.AX AUD AUD 400,000 0 0 0.005 0.001 2-Jan-14 1 26/12/2013 23:04 0 Unchecked 400 # Lakes Oil NL AU000000LKO0 ASX Equities and Derivatives 1 Share Only 0.001 400 400 1,977.64 400 400 1,977.64 29-Apr-16 26-Dec-13 667131860 667131860 667131860 530107098 17400/S94800043 3321429 BBY Limited S94800043 SBR Retail Client Client Shares Buy SXS:xasx SXS.AX AUD AUD 1,040 0 0 1.6325 0.019 26-Dec-13 1 26/12/2013 22:28 0 Unchecked 19.76 # Solimar Energy Ltd AU000000SXS9 ASX Equities and Derivatives 1 Share Only 0.019 19.76 19.76 97.7 19.76 19.76 97.7 29-Apr-16 27-Dec-13 667146205 667146205 667146206 530113614 22200/S70003580 5096251 Spectrum Live S70003580 SPL Retail Client Client Shares Buy LKO:xasx LKO.AX AUD AUD 220,000 0 0 0.005 0.001 2-Jan-14 1 27/12/2013 1:35 0 Unchecked 220 # Lakes Oil NL AU000000LKO0 ASX Equities and Derivatives 1 Share Only 0.001 220 220 1,087.70 220 220 1,087.70 29-Apr-16 2-Jan-14 667873997 667873997 667873997 530850383 17300/S68300014 6102809 BBY Limited S68300014 LBR Retail Client Client Shares Buy RLE:xasx RLE.AX AUD AUD 10,000 0 0 0.195 0.098 2-Jan-14 1 2/01/2014 13:01 0 Unchecked 980 # Real Energy Corporation Ltd AU000000RLE6 ASX Equities and Derivatives 1 Share Only 0.098 980 980 4,845.22 980 980 4,845.22 29-Apr-16 14-Jan-14 670226153 670226153 670226155 533208956 20000/S65900029 6133011 BBY Limited S65900029 SMJ Retail Client Client Shares Buy DDD:xnys DDD.N USD USD 10 0 0 90.96 17.69 17-Jan-14 1.11174 14/01/2014 14:31 0 Unchecked 176.9 3D Systems Corp. US88554D2053 NYSE Equities and Derivatives 1 CFD and Share 17.69 176.9 232.59 1,149.93 176.9 232.59 1,149.93 29-Apr-16 15-Jan-14 670540769 670540769 670540770 533523668 20000/S65900029 6133011 BBY Limited S65900029 SMJ Retail Client Client Shares Buy ONVO:xase ONVO.A USD USD 75 0 0 11.5 2.72 21-Jan-14 1.12247 15/01/2014 14:30 0 Unchecked 204 Organovo Holdings Inc. US68620A1043 AMEX Equities and Derivatives 1 CFD and Share 2.72 204 268.22 1,326.09 204 268.22 1,326.09 29-Apr-16 16-Jan-14 670747767 670747767 670747768 533727753 15000/S54700048 5657144 BBY Limited S54700048 BIM Retail Client Client Shares Buy LLOY:xlon LLOY.L GBP GBP 1,500 0 0 85.45 67.07 21-Jan-14 1.85915 16/01/2014 8:25 0 Unchecked 1,006.05 Lloyds Banking Group Plc GB0008706128 LSE_SETS Equities and Derivatives 0.01 CFD and Share 67.07 1,006.05 1,932.85 9,556.22 1,006.05 1,932.85 9,556.22 29-Apr-16 17-Jan-14 671036790 671036790 671036789 534016878 22800/S69300001Z 6136639 BBY Limited S69300001 NDD Retail Client Client Shares Buy TBT:arcx TBT.P USD USD 500 75.19 0 75.19 37.21 16-Jan-14 1 17/01/2014 8:15 0 Unchecked 18,605.00 ProShares UltraShort 20+ Year Treasury US74347B2016 NYSE_ARCA Equities and Derivatives 1 CFD and Share 37.21 18,605.00 18,605.00 120,940.87 18,605.00 18,605.00 120,940.87 29-Apr-16 17-Jan-14 671036792 671036792 671036791 534016879 22800/S69300001Z 6136639 BBY Limited S69300001 NDD Retail Client Client Shares Buy TBT:arcx TBT.P USD USD 100 75.19 0 75.19 37.21 16-Jan-14 1 17/01/2014 8:15 0 Unchecked 3,721.00 ProShares UltraShort 20+ Year Treasury US74347B2016 NYSE_ARCA Equities and Derivatives 1 CFD and Share 37.21 3,721.00 3,721.00 24,188.17 3,721.00 3,721.00 24,188.17 29-Apr-16 17-Jan-14 671036794 671036794 671036793 534016880 22800/S69300001Z 6136639 BBY Limited S69300001 NDD Retail Client Client Shares Buy TBT:arcx TBT.P USD USD 650 75.8799 0 75.8799 37.21 21-Jan-14 1 17/01/2014 8:15 0 Unchecked 24,186.50 ProShares UltraShort 20+ Year Treasury US74347B2016 NYSE_ARCA Equities and Derivatives 1 CFD and Share 37.21 24,186.50 24,186.50 157,223.13 24,186.50 24,186.50 157,223.13 29-Apr-16 21-Jan-14 671743722 671743722 671743723 534710883 22180/S65900006 5260230 BBY Limited S65900006 SXJ Retail Client Client Shares Buy MHTX:xnas MHTX.PK USD USD 50,000 0 0 0.0595 0.057 24-Jan-14 1.136 21/01/2014 16:24 0 Unchecked 2,850.00 Manhattan Scientifics - NOCT US5631221000 OOTC Equities and Derivatives 1 Share Only 0.057 2,850.00 3,747.15 18,526.28 2,850.00 3,747.15 18,526.28 29-Apr-16 24-Jan-14 672553747 672553747 672553748 535445820 22200/S70003102 4099923 Spectrum Live S70003102 SPL Retail Client Client Shares Buy BHP:xasx BHP.AX AUD AUD 110 0 0 36.8 20.68 30-Jan-14 1 23/01/2014 22:59 0 Unchecked 2,274.80 BHP Billiton Ltd AU000000BHP4 ASX Equities and Derivatives 1 CFD and Share 20.68 2,274.80 2,274.80 11,246.84 2,274.80 2,274.80 11,246.84 29-Apr-16 24-Jan-14 672558930 672558930 672559892 535546232 22200/S70002734 3507453 Spectrum Live S70002734 SPL Retail Client Client Shares Buy SPXU:arcx SPXU.P USD USD 1 0 0 274.4 28.51 24-Jan-14 0.9669 23/01/2014 23:33 0 Unchecked 28.51 ProShares UltraPro Short S&P 500 ProShares US74348A4426 NYSE_ARCA Equities and Derivatives 1 CFD and Share 28.51 28.51 37.48 185.33 28.51 37.48 185.33 29-Apr-16 24-Jan-14 672559282 672559282 672560244 535546670 20000/S24900018 5320067 BBY Limited S24900018 GXC Retail Client Client Shares Buy TWM:arcx TWM.P USD USD 16 0 0 116 37.22 24-Jan-14 1 23/01/2014 23:33 0 Unchecked 595.52 ProShares UltraShort Russell 2000 ETF US74348A3196 NYSE_ARCA Equities and Derivatives 1 CFD and Share 37.22 595.52 595.52 3,871.15 595.52 595.52 3,871.15 29-Apr-16 24-Jan-14 672558621 672558621 672559583 535546672 20000/S24900018 5320067 BBY Limited S24900018 GXC Retail Client Client Shares Buy FXP:arcx FXP.P USD USD 19 0 0 102.92 42.37 24-Jan-14 1 23/01/2014 23:33 0 Unchecked 805.03 ProShares UltraShort FTSE China 50 US74348A3501 NYSE_ARCA Equities and Derivatives 1 CFD and Share 42.37 805.03 805.03 5,233.06 805.03 805.03 5,233.06 29-Apr-16 24-Jan-14 672903822 672903822 672903823 535892485 17300/S70400298 5763405 BBY Limited S70400298 SBR Retail Client Client Shares Buy ABX:xnys ABX.N USD USD 255 0 0 19.5 19.37 29-Jan-14 1.14843 24/01/2014 14:30 0 Unchecked 4,939.35 Barrick Gold CA0679011084 NYSE Equities and Derivatives 1 CFD and Share 19.37 4,939.35 6,494.20 32,108.00 4,939.35 6,494.20 32,108.00 29-Apr-16 27-Jan-14 673340632 673340632 673340637 536333153 22200/S70004122 5823502 Spectrum Live S70004122 Retail Client Client Shares Buy GFOX:xnas GFOX.PK USD USD 100 0 0 2.02 0.001 30-Jan-14 1.14443 27/01/2014 14:30 0 Unchecked 0.1 Gray Fox Petroleum Corp. - NOCT US3892891090 OOTC Equities and Derivatives 1 Share Only 0.001 0.1 0.13 0.65 0.1 0.13 0.65 29-Apr-16 29-Jan-14 673841139 673841139 673841143 536841771 22200/S70002894 3726926 Spectrum Live S70002894 SPL Retail Client Client Shares Buy TZL:xasx TZL.AX AUD AUD 1,000 0 0 0.215 0.105 3-Feb-14 1 28/01/2014 23:08 0 Unchecked 105 # TZ Ltd AU000000TZL7 ASX Equities and Derivatives 1 Share Only 0.105 105 105 519.13 105 105 519.13 29-Apr-16 31-Jan-14 674968406 674968406 674968407 537963402 22200/S70004122 5823502 Spectrum Live S70004122 Retail Client Client Shares Buy GFOX:xnas GFOX.PK USD USD 100 0 0 1.7 0.001 5-Feb-14 1.14882 31/01/2014 14:30 0 Unchecked 0.1 Gray Fox Petroleum Corp. - NOCT US3892891090 OOTC Equities and Derivatives 1 Share Only 0.001 0.1 0.13 0.65 0.1 0.13 0.65 29-Apr-16 10-Feb-14 677150134 677150134 677150135 540172679 22200/S70003617 5099820 Spectrum Live S70003617 SPL Retail Client Client Shares Buy GREK:arcx GREK.P USD USD 20 0 0 23.26 7.85 13-Feb-14 1.11921 10/02/2014 14:39 0 Unchecked 157 Global X MSCI Greece ETF US37950E3669 NYSE_ARCA Equities and Derivatives 1 Share Only 7.85 157 206.42 1,020.57 157 206.42 1,020.57 29-Apr-16 13-Feb-14 678286810 678286810 678286810 541316548 16220/S98200022 3466225 Home Trader S93500538 HTG Retail Client Client Shares Buy EPA:xasx EPA.AX AUD AUD 4,435 0 0 0.22545 0.003 13-Feb-14 1 13/02/2014 22:27 0 Unchecked 13.31 # Ephraim Resources Ltd AU000000EPA3 ASX Equities and Derivatives 1 Share Only 0.003 13.3 13.3 65.76 13.3 13.3 65.76 29-Apr-16 13-Feb-14 678286820 678286820 678286820 541316550 16220/S98200022 3466225 Home Trader S93500538 HTG Retail Client Client Shares Buy EPA:xasx EPA.AX AUD AUD 1 0 0 0 0.003 13-Feb-14 1 13/02/2014 22:27 0 Unchecked 0 # Ephraim Resources Ltd AU000000EPA3 ASX Equities and Derivatives 1 Share Only 0.003 0 0 0 0 0 0 29-Apr-16 13-Feb-14 678286806 678286806 678286806 541316556 16220/S98200018 3507367 Home Trader S93500565 HTG Retail Client Client Shares Buy EPA:xasx EPA.AX AUD AUD 7,096 0 0 0.22545 0.003 13-Feb-14 1 13/02/2014 22:27 0 Unchecked 21.29 # Ephraim Resources Ltd AU000000EPA3 ASX Equities and Derivatives 1 Share Only 0.003 21.29 21.29 105.26 21.29 21.29 105.26 29-Apr-16 13-Feb-14 678286818 678286818 678286818 541316558 16220/S98200018 3507367 Home Trader S93500565 HTG Retail Client Client Shares Buy EPA:xasx EPA.AX AUD AUD 1 0 0 0 0.003 13-Feb-14 1 13/02/2014 22:27 0 Unchecked 0 # Ephraim Resources Ltd AU000000EPA3 ASX Equities and Derivatives 1 Share Only 0.003 0 0 0 0 0 0 29-Apr-16 17-Feb-14 678640939 678640939 678640939 541674224 17300/S68300015 6102815 BBY Limited S68300015 LBR Retail Client Client Shares Buy RLE:xasx RLE.AX AUD AUD 20,000 0 0 0.213 0.098 17-Feb-14 1 17/02/2014 4:19 0 Unchecked 1,960.00 # Real Energy Corporation Ltd AU000000RLE6 ASX Equities and Derivatives 1 Share Only 0.098 1,960.00 1,960.00 9,690.44 1,960.00 1,960.00 9,690.44 29-Apr-16 19-Feb-14 679433200 679433200 679433203 542457683 22800/S69100008 6184210 BBY Limited S69100008 CSS Retail Client Client Shares Buy FARE:xnas FAREE.OB USD USD 40,000 0 0 0.1 0.0018 24-Feb-14 1.10684625 19/02/2014 15:11 0 Unchecked 72 World Moto Inc. - NOCT US98158H1068 OTCBB Equities and Derivatives 1 Share Only 0.0018 72 94.66 468.03 72 94.66 468.03 29-Apr-16 20-Feb-14 679573881 679573881 679573884 542605215 22200/S70003580 5096251 Spectrum Live S70003580 SPL Retail Client Client Shares Buy LKO:xasx LKO.AX AUD AUD 60,000 0 0 0.005 0.001 25-Feb-14 1 19/02/2014 23:24 0 Unchecked 60 # Lakes Oil NL AU000000LKO0 ASX Equities and Derivatives 1 Share Only 0.001 60 60 296.65 60 60 296.65 29-Apr-16 20-Feb-14 679890384 679890384 679890389 542911906 22180/S67700003 5657203 BBY Limited S67700003 AWL Retail Client Client Shares Buy MM:xtse MM.TO CAD CAD 6,500 0 0 0.87 0.08 25-Feb-14 1.0019036 20/02/2014 18:02 0 Unchecked 520 Mood Media Corp. CA61534J1057 TSE Equities and Derivatives 1 Share Only 0.08 520 544.35 2,691.31 520 544.35 2,691.31 29-Apr-16 20-Feb-14 679928255 679928255 679928255 542959097 17500/S70400279 4938315 BBY Limited S70400279 SBR Retail Client Client Shares Buy BICX:xnas BICX.PK USD USD 48,000 0 0 0.019 0.024 20-Feb-14 0.96245 20/02/2014 22:28 0 Unchecked 1,152.00 BioCorRx Inc. US09073C1062 OOTC Equities and Derivatives 1 Share Only 0.024 1,152.00 1,514.64 7,488.52 1,152.00 1,514.64 7,488.52 29-Apr-16 25-Feb-14 680877785 680877785 680877785 543912823 22200/S70003206 4409574 Spectrum Live S70003206 SPL Retail Client Client Shares Buy STNN:xnas STNN.PK USD USD 1 0 0 249 0.6 25-Feb-14 0.9726 25/02/2014 22:13 0 Unchecked 0.6 Sertant Inc. - NOCT US81753M1009 OOTC Equities and Derivatives 1 Share Only 0.6 0.6 0.79 3.9 0.6 0.79 3.9 29-Apr-16 26-Feb-14 681061236 681061236 681061237 544090746 22180/S67700001 5636418 BBY Limited S67700001 AWL Retail Client Client Shares Buy GCEI:xnas GCEI.PK USD USD 100,000 0 0 0.03545 0.0065 3-Mar-14 1.11418 26/02/2014 14:30 0 Unchecked 650 Global Clean Energy Inc. - NOCT US3789861032 OOTC Equities and Derivatives 1 Share Only 0.0065 650 854.61 4,225.29 650 854.61 4,225.29 29-Apr-16 27-Feb-14 681492350 681492350 681492355 544520828 16220/S93500519 3427494 Home Trader S93500519 HTG Retail Client Client Shares Buy L:xnys L.N USD USD 200 0 0 43.25 39.68 4-Mar-14 1.11887 27/02/2014 15:05 0 Unchecked 7,936.00 Loews Corp. US5404241086 NYSE Equities and Derivatives 1 CFD and Share 39.68 7,936.00 10,434.17 51,587.57 7,936.00 10,434.17 51,587.57 29-Apr-16 3-Mar-14 682445827 682445827 682445828 545670961 22200/S70003617 5099820 Spectrum Live S70003617 SPL Retail Client Client Shares Buy GREK:arcx GREK.P USD USD 30 0 0 23.4 7.85 6-Mar-14 1.12 3/03/2014 20:54 0 Unchecked 235.5 Global X MSCI Greece ETF US37950E3669 NYSE_ARCA Equities and Derivatives 1 Share Only 7.85 235.5 309.63 1,530.86 235.5 309.63 1,530.86 29-Apr-16 4-Mar-14 682709142 682709142 682709143 545673394 17000/S54900110 4895191 SmarTrader Ltd S54900110 GCW Retail Client Client Shares Buy VXX:arcx VXX.P USD USD 9 0 0 43.72 16.83 7-Mar-14 1.11684 4/03/2014 14:30 0 Unchecked 151.47 Barclays Bank iPath S&P 500 VIX ST Futures ETN US06742E7114 NYSE_ARCA Equities and Derivatives 1 CFD and Share 16.83 151.47 199.15 984.62 151.47 199.15 984.62 29-Apr-16 5-Mar-14 682960390 682960390 682960391 546178588 22200/S70003617 5099820 Spectrum Live S70003617 SPL Retail Client Client Shares Buy GRE:xpar LGRE.PA EUR EUR 400 0 0 2.03 0.77 10-Mar-14 1.52847 5/03/2014 11:04 0 Unchecked 308 LYXOR ETF ATHEX 20 FR0010405431 PAR Equities and Derivatives 1 CFD and Share 0.77 308 463.6 2,292.09 308 463.6 2,292.09 29-Apr-16 10-Mar-14 683924093 683924093 683924096 547147710 22800/S69100009 6210646 BBY Limited S69100009 CSS Retail Client Client Shares Buy VAS:xasx VAS.AX AUD AUD 35 0 0 69.77 66.53 13-Mar-14 1 9/03/2014 23:00 0 Unchecked 2,328.55 Vanguard Australian Shares Index ETF AU000000VAS1 ASX Equities and Derivatives 1 Share Only 66.53 2,328.55 2,328.55 11,512.58 2,328.55 2,328.55 11,512.58 29-Apr-16 11-Mar-14 684229126 684229126 684229127 547456768 22200/S70003102 4099923 Spectrum Live S70003102 SPL Retail Client Client Shares Buy FMG:xasx FMG.AX AUD AUD 850 0 0 4.75 3.41 14-Mar-14 1 10/03/2014 23:02 0 Unchecked 2,898.50 Fortescue Metals Group Ltd AU000000FMG4 ASX Equities and Derivatives 1 CFD and Share 3.41 2,898.50 2,898.50 14,330.47 2,898.50 2,898.50 14,330.47 29-Apr-16 11-Mar-14 684248849 684248849 684248850 547466392 15000/S54700048 5657144 BBY Limited S54700048 BIM Retail Client Client Shares Buy SLR:xasx SLR.AX AUD AUD 5,000 0 0 0.4575 0.37 14-Mar-14 1 11/03/2014 2:09 0 Unchecked 1,850.00 Silver Lake Resources Ltd AU000000SLR6 ASX Equities and Derivatives 1 CFD and Share 0.37 1,850.00 1,850.00 9,146.59 1,850.00 1,850.00 9,146.59 29-Apr-16 2-Apr-14 690082113 690082113 690082114 553279243 20000/S65900029 6133011 BBY Limited S65900029 SMJ Retail Client Client Shares Buy AJX:xasx AJX.AX AUD AUD 7,700 0 0 0.13 0.635 7-Apr-14 1 1/04/2014 23:00 0 Unchecked 4,889.50 Alexium International Group Ltd AU000000AJX6 ASX Equities and Derivatives 1 Share Only 0.635 4,889.50 4,889.50 24,174.18 4,889.50 4,889.50 24,174.18 29-Apr-16 3-Apr-14 690540421 690540421 690540421 553783882 22200/S70002677 3450915 Spectrum Live S70002677 SPL Retail Client Client Shares Buy SAXO-0586:xxxx SAXO-0586. AUD AUD 2,500 0 0 0 0 26-Feb-14 0 3/04/2014 11:33 0 Unchecked 0 Centrebet International Ltd - Rights QQQ092961122 Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 3-Apr-14 690540418 690540418 690540418 553783883 16220/S93500540 3470753 Home Trader S93500540 HTG Retail Client Client Shares Buy SAXO-0586:xxxx SAXO-0586. AUD AUD 15,000 0 0 0 0 26-Feb-14 0 3/04/2014 11:33 0 Unchecked 0 Centrebet International Ltd - Rights QQQ092961122 Not listed Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 8-Apr-14 691562749 691562749 691562750 554806247 22200/S70003590 5097967 Spectrum Live S70003590 SPL Retail Client Client Shares Buy LKO:xasx LKO.AX AUD AUD 200 0 0 0.004 0.001 11-Apr-14 1 8/04/2014 5:51 0 Unchecked 0.2 # Lakes Oil NL AU000000LKO0 ASX Equities and Derivatives 1 Share Only 0.001 0.2 0.2 0.99 0.2 0.2 0.99 29-Apr-16 8-Apr-14 691945138 691945138 691945139 555190040 20000/S20500088U 5990027 BBY Limited S20500088 Retail Client Client Shares Buy XONE:xnas XONE.OQ USD USD 200 0 0 30.8 13.22 11-Apr-14 1 8/04/2014 19:32 0 Unchecked 2,644.00 The ExOne Co. US3021041047 Nasdaq NM Equities and Derivatives 1 CFD and Share 13.22 2,644.00 2,644.00 17,187.19 2,644.00 2,644.00 17,187.19 29-Apr-16 11-Apr-14 692785232 692785232 692785233 556026554 17500/S70400205 3553579 BBY Limited S70400205 SBR Retail Client Client Shares Buy PDY:xasx PDY.AX AUD AUD 15,000 0 0 0.034 0.007 16-Apr-14 1 11/04/2014 1:29 0 Unchecked 105 Padbury Mining Ltd - NOCT AU000000PDY5 ASX Equities and Derivatives 1 Share Only 0.007 105 105 519.13 105 105 519.13 29-Apr-16 15-Apr-14 693582617 693582617 693582618 556822895 22200/S70003590 5097967 Spectrum Live S70003590 SPL Retail Client Client Shares Buy LKO:xasx LKO.AX AUD AUD 150,800 0 0 0.004 0.001 22-Apr-14 1 15/04/2014 2:53 0 Unchecked 150.8 # Lakes Oil NL AU000000LKO0 ASX Equities and Derivatives 1 Share Only 0.001 150.8 150.8 745.57 150.8 150.8 745.57 29-Apr-16 15-Apr-14 693764305 693764305 693764306 557009366 22800/S69100009 6210646 BBY Limited S69100009 CSS Retail Client Client Shares Buy TSLA:xnas TSLA.OQ USD USD 6 0 0 197.6 240.76 21-Apr-14 1.06877 15/04/2014 13:30 0 Unchecked 1,444.56 Tesla Motors Inc. US88160R1014 Nasdaq NM Equities and Derivatives 1 CFD and Share 240.76 1,444.56 1,899.29 9,390.29 1,444.56 1,899.29 9,390.29 29-Apr-16 22-Apr-14 694884421 694884421 694884423 557806650 17000/S54800006 5156462 SmarTrader Ltd S54800006 WGC Retail Client Client Shares Buy AGO:xasx AGO.AX AUD AUD 5,000 0 0 0.965 0.023 28-Apr-14 1 22/04/2014 0:00 0 Unchecked 115 # Atlas Iron Ltd AU000000AGO1 ASX Equities and Derivatives 1 CFD and Share 0.023 115 115 568.57 115 115 568.57 29-Apr-16 21-Apr-14 694873536 694873536 694873536 558142425 20000/S64100007 4467712 BBY Limited S64100007 JBN Retail Client Client Shares Buy RHS:xasx RHS.AX AUD AUD 2,537 0 0 2.01 0.12 21-Apr-14 1 21/04/2014 21:29 0 Unchecked 304.44 # Reproductive Health Science Ltd AU000000RHS4 ASX Equities and Derivatives 1 Share Only 0.12 304.44 304.44 1,505.18 304.44 304.44 1,505.18 29-Apr-16 23-Apr-14 695311682 695311682 695311681 558578545 20000/S20270006U 4313668 BBY Limited S20270006 JBN Retail Client Client Shares Buy GOOG:xnas GOOG.OQ USD USD 46 0 0 0 693.01 8-Apr-14 1 23/04/2014 8:50 0 Unchecked 31,878.46 Alphabet Inc. - C Shares US02079K1079 Nasdaq NM Equities and Derivatives 1 CFD and Share 693.01 31,878.46 31,878.46 207,224.34 31,878.46 31,878.46 207,224.34 29-Apr-16 23-Apr-14 695311684 695311684 695311683 558578546 20000/S20270006U 4313668 BBY Limited S20270006 JBN Retail Client Client Shares Buy GOOGL:xnas GOOGL.OQ USD USD 46 1,140.98 0 1,140.98 707.88 2-Apr-14 1 23/04/2014 8:50 0 Unchecked 32,562.48 Alphabet Inc. - A Shares US02079K3059 Nasdaq NM Equities and Derivatives 1 CFD and Share 707.88 32,562.48 32,562.48 211,670.77 32,562.48 32,562.48 211,670.77 29-Apr-16 24-Apr-14 695794720 695794720 695794737 559088386 20000/S61300000 4174652 BBY Limited S61300000 JBN Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 1 0 0 0 51.55 10-Apr-14 0.03125 24/04/2014 14:03 0 Unchecked 51.55 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 51.55 51.55 254.87 51.55 51.55 254.87 29-Apr-16 24-Apr-14 695794708 695794708 695794725 559088389 20000/S64100007 4467712 BBY Limited S64100007 JBN Retail Client Client Shares Buy RIO:xasx RIO.AX AUD AUD 9 0 0 0 51.55 10-Apr-14 1 24/04/2014 14:03 0 Unchecked 463.95 Rio Tinto Ltd AU000000RIO1 ASX Equities and Derivatives 1 CFD and Share 51.55 463.95 463.95 2,293.82 463.95 463.95 2,293.82 29-Apr-16 28-Apr-14 696232903 696232903 696232904 559531161 22200/S70003590 5097967 Spectrum Live S70003590 SPL Retail Client Client Shares Buy LKO:xasx LKO.AX AUD AUD 49,000 0 0 0.004 0.001 1-May-14 1 28/04/2014 0:16 0 Unchecked 49 # Lakes Oil NL AU000000LKO0 ASX Equities and Derivatives 1 Share Only 0.001 49 49 242.26 49 49 242.26 29-Apr-16 14-May-14 700695021 700695021 700695023 564752244 22200/S70004156 5879182 Spectrum Live S70004156 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 58,192 0 0 0.243866511 0.15 19-May-14 1 14/05/2014 5:45 0 Unchecked 8,728.80 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 8,728.80 8,728.80 43,156.06 8,728.80 8,728.80 43,156.06 29-Apr-16 15-May-14 701021659 701021659 701021663 565098063 22200/S70004156 5879182 Spectrum Live S70004156 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 3,000 0 0 0.245 0.15 20-May-14 1 15/05/2014 0:09 0 Unchecked 450 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 450 450 2,224.85 450 450 2,224.85 29-Apr-16 19-May-14 701881998 701881998 701882000 565965083 22200/S70004586 6307186 Spectrum Live S70004586 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 20,500 0 0 0.24 0.15 22-May-14 1 19/05/2014 1:19 0 Unchecked 3,075.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 3,075.00 3,075.00 15,203.11 3,075.00 3,075.00 15,203.11 EodDate TradeDate PositionID TradeID BrokerTradeId OrderID AttainKey CounterpartID CounterpartName CounterpartSubType CounterpartType ProductName BuySell InstrumentSymbolCode InstrumentReuterCode CurrencyCode TradedCurrencyCode Amount SpotPrice SwapPrice Price EODPrice ValueDate ExpiryDate InstrumentToAccountRate ExecutionTime RelatedPositionID HasOrders UnrealizedValue ForwardPrice Instrument Description ISIN Code Exchange Market Segment FigureSize NoticeDate Stock Tradetype SnapshotPrice UnrealisedPlSnapshotInstrument UnrealisedPlSnapshotAccount UnrealisedPlSnapshotDKK UnrealisedPlInstrument UnrealisedPlAccount UnrealisedPlDKK 29-Apr-16 21-May-14 702558481 702558481 702558482 566634426 22200/S70004085 5768478 Spectrum Live S70004085 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 5,000 0 0 0.245 0.15 26-May-14 1 21/05/2014 3:33 0 Unchecked 750 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 750 750 3,708.08 750 750 3,708.08 29-Apr-16 21-May-14 702656284 702656284 702656283 566739657 17000/S54900122 6280430 BBY Limited S54900122 GCW Retail Client Client Shares Buy PIP:xase PIP.A USD USD 1,000 3.14 0 3.14 2.38 3-Mar-11 0.98295 21/05/2014 8:31 0 Unchecked 2,380.00 PharmAthene US71714G1022 AMEX Equities and Derivatives 1 CFD and Share 2.38 2,380.00 3,129.20 15,471.07 2,380.00 3,129.20 15,471.07 29-Apr-16 21-May-14 702656286 702656286 702656285 566739658 17000/S54900122 6280430 BBY Limited S54900122 GCW Retail Client Client Shares Buy HRR:xasx HRR.AX AUD AUD 5,845 0.38 0 0.38 0.105 14-Aug-08 1 21/05/2014 8:31 0 Unchecked 613.73 Heron Resources Ltd AU000000HRR6 ASX Equities and Derivatives 1 CFD and Share 0.105 613.72 613.72 3,034.29 613.72 613.72 3,034.29 29-Apr-16 21-May-14 702656288 702656288 702656287 566739659 17000/S54900122 6280430 BBY Limited S54900122 GCW Retail Client Client Shares Buy HRR:xasx HRR.AX AUD AUD 1,155 0.38 0 0.38 0.105 13-Aug-08 1 21/05/2014 8:31 0 Unchecked 121.28 Heron Resources Ltd AU000000HRR6 ASX Equities and Derivatives 1 CFD and Share 0.105 121.28 121.28 599.62 121.28 121.28 599.62 29-Apr-16 23-May-14 703223354 703223354 703223372 567307575 22200/S70004197 5896290 Spectrum Live S70004197 SPL Retail Client Client Shares Buy LOM:xasx LOM.AX AUD AUD 3,333 0 0 0.24 0.385 23-May-14 1 22/05/2014 16:01 0 Unchecked 1,283.21 Lucapa Diamond Company Ltd AU000000LOM6 ASX Equities and Derivatives 1 Share Only 0.385 1,283.20 1,283.20 6,344.27 1,283.20 1,283.20 6,344.27 29-Apr-16 23-May-14 703416765 703416765 703416767 567498149 15000/S54700048 5657144 BBY Limited S54700048 BIM Retail Client Client Shares Buy ALT:xasx ALT.AX AUD AUD 1,149 0 0 0.024 0.007 15-May-14 1 23/05/2014 11:04 0 Unchecked 8.04 # Analytica Ltd AU000000ALT0 ASX Equities and Derivatives 1 Share Only 0.007 8.04 8.04 39.75 8.04 8.04 39.75 29-Apr-16 28-May-14 704139711 704139711 704139714 568254915 22200/S70004085 5768478 Spectrum Live S70004085 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 12,500 0 0 0.24 0.15 2-Jun-14 1 28/05/2014 0:33 0 Unchecked 1,875.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,875.00 1,875.00 9,270.19 1,875.00 1,875.00 9,270.19 29-Apr-16 29-May-14 704503434 704503434 704503435 568632727 22200/S70004601 6316248 Spectrum Live S70004601 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 11,500 0 0 0.25 0.15 3-Jun-14 1 29/05/2014 0:43 0 Unchecked 1,725.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,725.00 1,725.00 8,528.57 1,725.00 1,725.00 8,528.57 29-Apr-16 2-Jun-14 705159795 705159795 705159796 569314536 22200/S70004095 5777242 Spectrum Live S7004095 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 40,000 0 0 0.26 0.15 5-Jun-14 1 2/06/2014 3:35 0 Unchecked 6,000.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 6,000.00 6,000.00 29,664.60 6,000.00 6,000.00 29,664.60 29-Apr-16 2-Jun-14 705180587 705180587 705180589 569347848 22200/S70004300 6138287 Spectrum Live S70004300 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 7,546 0 0 0.25 0.15 5-Jun-14 1 2/06/2014 6:11 0 Unchecked 1,131.90 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,131.90 1,131.90 5,596.23 1,131.90 1,131.90 5,596.23 29-Apr-16 3-Jun-14 705479345 705479345 705479346 569652317 22200/S70004073 5746264 Spectrum Live S70004073 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 25,000 0 0 0.255 0.15 6-Jun-14 1 3/06/2014 3:34 0 Unchecked 3,750.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 3,750.00 3,750.00 18,540.38 3,750.00 3,750.00 18,540.38 29-Apr-16 4-Jun-14 706120006 706120006 706120006 570309789 22000/S26500320 4023601 BBY Limited Dean Hoare S26500320 RGB Retail Client Client Shares Buy AMI:xasx AMI.AX AUD AUD 20,000 0 0 0.57 0.079 4-Jun-14 1 4/06/2014 21:29 0 Unchecked 1,580.00 # Aurelia Metals Ltd AU000000AMI1 ASX Equities and Derivatives 1 CFD and Share 0.079 1,580.00 1,580.00 7,811.68 1,580.00 1,580.00 7,811.68 29-Apr-16 5-Jun-14 706133306 706133306 706133307 570319207 22200/S70004095 5777242 Spectrum Live S7004095 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 40,000 0 0 0.265 0.15 11-Jun-14 1 5/06/2014 0:24 0 Unchecked 6,000.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 6,000.00 6,000.00 29,664.60 6,000.00 6,000.00 29,664.60 29-Apr-16 5-Jun-14 706133709 706133709 706133710 570319219 22200/S70004586 6307186 Spectrum Live S70004586 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 18,850 0 0 0.265 0.15 11-Jun-14 1 5/06/2014 0:32 0 Unchecked 2,827.50 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 2,827.50 2,827.50 13,979.44 2,827.50 2,827.50 13,979.44 29-Apr-16 6-Jun-14 706696612 706696612 706696613 570884176 22200/S70003883 5471095 Spectrum Live S70003883 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 6,500 0 0 0.265 0.15 12-Jun-14 1 6/06/2014 0:22 0 Unchecked 975 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 975 975 4,820.50 975 975 4,820.50 29-Apr-16 6-Jun-14 706708724 706708724 706708725 570899545 22200/S70003534 5085490 Spectrum Live S70003534 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 20,000 0 0 0.2906135 0.15 12-Jun-14 1 6/06/2014 3:58 0 Unchecked 3,000.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 3,000.00 3,000.00 14,832.30 3,000.00 3,000.00 14,832.30 29-Apr-16 10-Jun-14 707342876 707342876 707342877 571525732 22200/S70004073 5746264 Spectrum Live S70004073 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 1,500 0 0 0.285 0.15 13-Jun-14 1 10/06/2014 1:08 0 Unchecked 225 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 225 225 1,112.42 225 225 1,112.42 29-Apr-16 10-Jun-14 707343086 707343086 707343087 571525744 22200/S70004528 6283610 Spectrum Live S70004528 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 20,000 0 0 0.28925 0.15 13-Jun-14 1 10/06/2014 1:14 0 Unchecked 3,000.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 3,000.00 3,000.00 14,832.30 3,000.00 3,000.00 14,832.30 29-Apr-16 10-Jun-14 707343286 707343286 707343287 571525752 22200/S70004528 6283610 Spectrum Live S70004528 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 18,000 0 0 0.29 0.15 13-Jun-14 1 10/06/2014 2:09 0 Unchecked 2,700.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 2,700.00 2,700.00 13,349.07 2,700.00 2,700.00 13,349.07 29-Apr-16 10-Jun-14 707344147 707344147 707344148 571531126 22200/S70004073 5746264 Spectrum Live S70004073 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 4,000 0 0 0.295 0.15 13-Jun-14 1 10/06/2014 1:21 0 Unchecked 600 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 600 600 2,966.46 600 600 2,966.46 29-Apr-16 11-Jun-14 707664295 707664295 707664296 571849300 22200/S70004073 5746264 Spectrum Live S70004073 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 3,500 0 0 0.3 0.15 16-Jun-14 1 11/06/2014 0:43 0 Unchecked 525 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 525 525 2,595.65 525 525 2,595.65 29-Apr-16 12-Jun-14 708037081 708037081 708037082 572221951 22200/S70004614 6330610 BBY Limited S70004614 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 3,200 0 0 0.3 0.15 17-Jun-14 1 12/06/2014 2:25 0 Unchecked 480 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 480 480 2,373.17 480 480 2,373.17 29-Apr-16 13-Jun-14 708544651 708544651 708544658 572738649 22200/S70003617 5099820 Spectrum Live S70003617 SPL Retail Client Client Shares Buy GRE:xpar LGRE.PA EUR EUR 300 0 0 2.04 0.77 18-Jun-14 1.44089 13/06/2014 7:05 0 Unchecked 231 LYXOR ETF ATHEX 20 FR0010405431 PAR Equities and Derivatives 1 CFD and Share 0.77 231 347.7 1,719.07 231 347.7 1,719.07 29-Apr-16 18-Jun-14 709562945 709562945 709562946 573782399 22150/S80000007 6095798 BBY Limited Weise S80000007 RBE Retail Client Client Shares Buy TOU:xasx TOU.AX AUD AUD 3,000 0 0 0.3 0.05 23-Jun-14 1 18/06/2014 1:58 0 Unchecked 150 # Tlou Energy Ltd AU000000TOU2 ASX Equities and Derivatives 1 Share Only 0.05 150 150 741.62 150 150 741.62 29-Apr-16 18-Jun-14 709723813 709723813 709723814 573947586 22200/S70003217 4440666 Spectrum Live S70003217 SPL Retail Client Client Shares Buy HEDJ:arcx HEDJ.P USD USD 25 0 0 59.86 52.35 23-Jun-14 1.07029 18/06/2014 13:30 0 Unchecked 1,308.75 WisdomTree Europe Hedged Equity Fund US97717X7012 NYSE_ARCA Equities and Derivatives 1 Share Only 52.35 1,308.75 1,720.73 8,507.46 1,308.75 1,720.73 8,507.46 29-Apr-16 19-Jun-14 709983329 709983329 709983334 574212973 22200/S70004085 5768478 Spectrum Live S70004085 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 5,000 0 0 0.3 0.15 24-Jun-14 1 19/06/2014 4:36 0 Unchecked 750 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 750 750 3,708.08 750 750 3,708.08 29-Apr-16 19-Jun-14 709988724 709988724 709988729 574218560 22200/S70004156 5879182 Spectrum Live S70004156 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 4,248 0 0 0.285 0.15 24-Jun-14 1 19/06/2014 5:46 0 Unchecked 637.2 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 637.2 637.2 3,150.38 637.2 637.2 3,150.38 29-Apr-16 23-Jun-14 710700071 710700071 710700072 574932028 22200/S70004626 6343652 Spectrum Live S70004626 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 9,600 0 0 0.3 0.15 26-Jun-14 1 23/06/2014 5:08 0 Unchecked 1,440.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,440.00 1,440.00 7,119.50 1,440.00 1,440.00 7,119.50 29-Apr-16 24-Jun-14 710972362 710972362 710972364 575235983 22200/S70004156 5879182 Spectrum Live S70004156 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 2,000 0 0 0.305 0.15 27-Jun-14 1 24/06/2014 6:10 0 Unchecked 300 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 300 300 1,483.23 300 300 1,483.23 29-Apr-16 26-Jun-14 711632499 711632499 711632500 575847107 22200/S70004156 5879182 Spectrum Live S70004156 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 10,000 0 0 0.31 0.15 1-Jul-14 1 26/06/2014 3:57 0 Unchecked 1,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,500.00 1,500.00 7,416.15 1,500.00 1,500.00 7,416.15 29-Apr-16 27-Jun-14 711999546 711999546 711999547 576280856 22200/S70003170 4263633 Spectrum Live S70003170 SPL Retail Client Client Shares Buy MEL:xasx MEL.AX AUD AUD 25,000 0 0 0.045 0.058 2-Jul-14 1 27/06/2014 0:15 0 Unchecked 1,450.00 Metgasco Ltd AU000000MEL7 ASX Equities and Derivatives 1 CFD and Share 0.058 1,450.00 1,450.00 7,168.95 1,450.00 1,450.00 7,168.95 29-Apr-16 1-Jul-14 712643975 712643975 712643976 576994376 22200/S70003619 5100034 Spectrum Live S70003619 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 1,000 0 0 0.455 0.15 4-Jul-14 1 1/07/2014 0:12 0 Unchecked 150 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 150 150 741.62 150 150 741.62 29-Apr-16 1-Jul-14 712664265 712664265 712664266 577020336 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 25,000 0 0 0.477972 0.15 4-Jul-14 1 1/07/2014 4:01 0 Unchecked 3,750.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 3,750.00 3,750.00 18,540.38 3,750.00 3,750.00 18,540.38 29-Apr-16 1-Jul-14 712664356 712664356 712664358 577020360 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 4,380 0 0 0.48 0.15 4-Jul-14 1 1/07/2014 4:03 0 Unchecked 657 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 657 657 3,248.27 657 657 3,248.27 29-Apr-16 1-Jul-14 712672349 712672349 712672350 577021754 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 11,500 0 0 0.5 0.15 4-Jul-14 1 1/07/2014 5:08 0 Unchecked 1,725.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,725.00 1,725.00 8,528.57 1,725.00 1,725.00 8,528.57 29-Apr-16 1-Jul-14 712677228 712677228 712677229 577021826 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 25,000 0 0 0.515 0.15 4-Jul-14 1 1/07/2014 5:56 0 Unchecked 3,750.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 3,750.00 3,750.00 18,540.38 3,750.00 3,750.00 18,540.38 29-Apr-16 1-Jul-14 712681137 712681137 712681138 577034765 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 5,000 0 0 0.515 0.15 4-Jul-14 1 1/07/2014 6:10 0 Unchecked 750 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 750 750 3,708.08 750 750 3,708.08 29-Apr-16 2-Jul-14 713000108 713000108 713000112 577290504 22200/S70003037 3917906 Spectrum Live S70003037 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 25,000 0 0 0.53 0.15 7-Jul-14 1 2/07/2014 0:08 0 Unchecked 3,750.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 3,750.00 3,750.00 18,540.38 3,750.00 3,750.00 18,540.38 29-Apr-16 2-Jul-14 713000115 713000115 713000116 577290508 22200/S70004073 5746264 Spectrum Live S70004073 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 4,000 0 0 0.53 0.15 7-Jul-14 1 2/07/2014 0:08 0 Unchecked 600 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 600 600 2,966.46 600 600 2,966.46 29-Apr-16 2-Jul-14 713000910 713000910 713000911 577389240 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 7,500 0 0 0.5604307 0.15 7-Jul-14 1 2/07/2014 0:16 0 Unchecked 1,125.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,125.00 1,125.00 5,562.11 1,125.00 1,125.00 5,562.11 29-Apr-16 2-Jul-14 713001141 713001141 713001142 577389250 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 5,000 0 0 0.57 0.15 7-Jul-14 1 2/07/2014 0:19 0 Unchecked 750 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 750 750 3,708.08 750 750 3,708.08 29-Apr-16 2-Jul-14 713001185 713001185 713001186 577389254 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 2,500 0 0 0.57 0.15 7-Jul-14 1 2/07/2014 0:19 0 Unchecked 375 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 375 375 1,854.04 375 375 1,854.04 29-Apr-16 2-Jul-14 713001501 713001501 713001502 577389258 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 620 0 0 0.57 0.15 7-Jul-14 1 2/07/2014 0:20 0 Unchecked 93 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 93 93 459.8 93 93 459.8 29-Apr-16 2-Jul-14 713001551 713001551 713001552 577389262 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 750 0 0 0.57 0.15 7-Jul-14 1 2/07/2014 0:21 0 Unchecked 112.5 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 112.5 112.5 556.21 112.5 112.5 556.21 29-Apr-16 2-Jul-14 713009761 713009761 713009762 577393716 22200/S70004095 5777242 Spectrum Live S7004095 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 5,000 0 0 0.59 0.15 7-Jul-14 1 2/07/2014 1:45 0 Unchecked 750 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 750 750 3,708.08 750 750 3,708.08 29-Apr-16 8-Jul-14 714140471 714140471 714140474 578715311 22200/S70004586 6307186 Spectrum Live S70004586 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 7,400 0 0 0.535 0.15 11-Jul-14 1 8/07/2014 1:00 0 Unchecked 1,110.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,110.00 1,110.00 5,487.95 1,110.00 1,110.00 5,487.95 29-Apr-16 8-Jul-14 714158196 714158196 714158197 578734105 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 20,000 0 0 0.545 0.15 11-Jul-14 1 8/07/2014 5:38 0 Unchecked 3,000.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 3,000.00 3,000.00 14,832.30 3,000.00 3,000.00 14,832.30 29-Apr-16 9-Jul-14 714477023 714477023 714477025 579066533 22200/S70003037 3917906 Spectrum Live S70003037 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 17,000 0 0 0.565 0.15 14-Jul-14 1 9/07/2014 0:09 0 Unchecked 2,550.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 2,550.00 2,550.00 12,607.46 2,550.00 2,550.00 12,607.46 29-Apr-16 9-Jul-14 714480032 714480032 714480033 579070194 22200/S70004300 6138287 Spectrum Live S70004300 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 1,000 0 0 0.52 0.15 14-Jul-14 1 9/07/2014 1:01 0 Unchecked 150 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 150 150 741.62 150 150 741.62 29-Apr-16 9-Jul-14 714606153 714606153 714606173 579200513 22200/S70002947 3800950 Spectrum Live S70002947 SPL Retail Client Client Shares Buy MVT:xasx MVT.AX AUD AUD 317 0 0 0 0.13 8-Jul-14 1 9/07/2014 12:30 0 Unchecked 41.21 # Mercantile Investment Company Ltd AU000000MVT4 ASX Equities and Derivatives 1 Share Only 0.13 41.21 41.21 203.75 41.21 41.21 203.75 29-Apr-16 15-Jul-14 715753564 715753564 715753563 580404464 21000/S62100120E 5791209 BBY Limited S62100120 E5M Retail Client Client Shares Buy ABGB:xnas ABGBY.PK USD USD 30 20.11 0 20.11 1.323 27-May-14 1 15/07/2014 6:42 0 Unchecked 39.69 *Delisted 20160513 (Abengoa SA) US00289R2013 OOTC Equities and Derivatives 1 Share Only 1.323 39.69 39.69 258 39.69 39.69 258 29-Apr-16 15-Jul-14 715753568 715753568 715753567 580404466 21000/S62100120E 5791209 BBY Limited S62100120 E5M Retail Client Client Shares Buy IAG:xnys IAG.N USD USD 500 3.59 0 3.59 3.4 12-Jun-14 1 15/07/2014 6:42 0 Unchecked 1,700.00 Iamgold Corp. CA4509131088 NYSE Equities and Derivatives 1 CFD and Share 3.4 1,700.00 1,700.00 11,050.77 1,700.00 1,700.00 11,050.77 29-Apr-16 16-Jul-14 716116930 716116930 716116930 580769299 22200/S70002745 3525907 Spectrum Live S70002745 SPL Retail Client Client Shares Buy MDLZ:xnas MDLZ.OQ USD USD 200 0 0 38.1 42.96 16-Jul-14 1.067288086 16/07/2014 3:42 0 Unchecked 8,592.00 Mondelez Intl Inc. US6092071058 Nasdaq NM Equities and Derivatives 1 CFD and Share 42.96 8,592.00 11,296.67 55,851.87 8,592.00 11,296.67 55,851.87 29-Apr-16 18-Jul-14 716838955 716838955 716838956 581492714 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 20,000 0 0 0.55 0.15 23-Jul-14 1 18/07/2014 3:44 0 Unchecked 3,000.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 3,000.00 3,000.00 14,832.30 3,000.00 3,000.00 14,832.30 29-Apr-16 22-Jul-14 717585068 717585068 717585071 582286040 22200/S70004564 6290096 Spectrum Live S70004564 SPL Retail Client Client Shares Buy ITUB:xnys ITUB.N USD USD 50 0 0 15.96 9.53 25-Jul-14 1.06275 22/07/2014 13:31 0 Unchecked 476.5 Itau Unibanco Holding SA US4655621062 NYSE Equities and Derivatives 1 CFD and Share 9.53 476.5 626.5 3,097.46 476.5 626.5 3,097.46 29-Apr-16 22-Jul-14 717588793 717588793 717588799 582288377 22200/S70004564 6290096 Spectrum Live S70004564 SPL Retail Client Client Shares Buy ITUB:xnys ITUB.N USD USD 50 0 0 15.89 9.53 25-Jul-14 1.06248 22/07/2014 13:35 0 Unchecked 476.5 Itau Unibanco Holding SA US4655621062 NYSE Equities and Derivatives 1 CFD and Share 9.53 476.5 626.5 3,097.46 476.5 626.5 3,097.46 29-Apr-16 25-Jul-14 718392828 718392828 718392829 583085363 20000/S20500094 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy IHD:xasx IHD.AX AUD AUD 3,100 0 0 16.05 13.05 30-Jul-14 1 25/07/2014 0:20 0 Unchecked 40,455.00 iShares S&P/ASX Dividend Opportunities ETF AU000000IHD5 ASX Equities and Derivatives 1 Share Only 13.05 40,455.00 40,455.00 200,013.57 40,455.00 40,455.00 200,013.57 29-Apr-16 25-Jul-14 718394403 718394403 718394404 583086478 20000/S20500094 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy IJH:xasx IJH.AX AUD AUD 330 0 0 150.07 191.38 30-Jul-14 1 25/07/2014 0:49 0 Unchecked 63,155.40 iShares S&P Mid-Cap ETF AU000000IJH2 ASX Equities and Derivatives 1 CFD and Share 191.38 63,155.40 63,155.40 312,246.61 63,155.40 63,155.40 312,246.61 29-Apr-16 25-Jul-14 718394496 718394496 718394497 583086486 20000/S20500094 6074142 BBY Limited S20500094 JBX Retail Client Client Shares Buy IXJ:xasx IXJ.AX AUD AUD 493 0 0 100.96 131.44 30-Jul-14 1 25/07/2014 0:52 0 Unchecked 64,799.92 iShares S&P Global Healthcare AU000000IXJ9 ASX Equities and Derivatives 1 Share Only 131.44 64,799.92 64,799.92 320,377.28 64,799.92 64,799.92 320,377.28 29-Apr-16 25-Jul-14 718405420 718405420 718405421 583102102 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 20,000 0 0 0.615 0.15 30-Jul-14 1 25/07/2014 4:34 0 Unchecked 3,000.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 3,000.00 3,000.00 14,832.30 3,000.00 3,000.00 14,832.30 29-Apr-16 28-Jul-14 718696510 718696510 718696513 583329124 22200/S70003188 4356253 Spectrum Live S70003188 SPL Retail Client Client Shares Buy ASL:xasx ASL.AX AUD AUD 500 0 0 1.09 0.47 31-Jul-14 1 28/07/2014 0:00 0 Unchecked 235 Ausdrill Ltd AU000000ASL2 ASX Equities and Derivatives 1 CFD and Share 0.47 235 235 1,161.86 235 235 1,161.86 29-Apr-16 28-Jul-14 718714719 718714719 718714731 583420728 22200/S70003037 3917906 Spectrum Live S70003037 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 17,500 0 0 0.6788571 0.15 31-Jul-14 1 28/07/2014 4:14 0 Unchecked 2,625.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 2,625.00 2,625.00 12,978.26 2,625.00 2,625.00 12,978.26 29-Apr-16 29-Jul-14 718903077 718903077 718903087 583619536 16220/S93500821 4456471 Home Trader S93500821 HTG Retail Client Client Shares Buy ESIOB:xasx ESIOB.AX AUD AUD 56,000 0 0 0 0.006 6-Aug-14 1 28/07/2014 16:04 0 Unchecked 336 # Environmental Clean Technologies Ltd - Options AU0000ESIOB7 ASX Equities and Derivatives 1 Share Only 0.006 336 336 1,661.22 336 336 1,661.22 29-Apr-16 30-Jul-14 719297241 719297241 719297242 584007678 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 22,500 0 0 0.66 0.15 5-Aug-14 1 30/07/2014 3:39 0 Unchecked 3,375.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 3,375.00 3,375.00 16,686.34 3,375.00 3,375.00 16,686.34 29-Apr-16 30-Jul-14 719297305 719297305 719297308 584007682 22200/S70004614 6330610 BBY Limited S70004614 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 750 0 0 0.65 0.15 5-Aug-14 1 30/07/2014 3:41 0 Unchecked 112.5 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 112.5 112.5 556.21 112.5 112.5 556.21 29-Apr-16 30-Jul-14 719683949 719683949 719683949 584417113 15000/S63200001 4262194 BBY Limited S63200001 BNG Retail Client Client Shares Buy IPTK:xnas IPTK.PK USD USD 29,300 0 0 0.015 0.025 30-Jul-14 0.9871 30/07/2014 21:32 0 Unchecked 732.5 ASI Entertainment Inc. - NOCT US00214P1066 OOTC Equities and Derivatives 1 Share Only 0.025 732.5 963.08 4,761.58 732.5 963.08 4,761.58 29-Apr-16 30-Jul-14 719683951 719683951 719683951 584417115 15000/S63200001 4262194 BBY Limited S63200001 BNG Retail Client Client Shares Buy IPTK:xnas IPTK.PK USD USD 14,509 0 0 0.0141754 0.025 30-Jul-14 1.07899917 30/07/2014 21:32 0 Unchecked 362.73 ASI Entertainment Inc. - NOCT US00214P1066 OOTC Equities and Derivatives 1 Share Only 0.025 362.72 476.9 2,357.84 362.72 476.9 2,357.84 29-Apr-16 1-Aug-14 720096742 720096742 720096768 584847044 17500/S70420192 3321409 BBY Limited S70420192 SBR Retail Client Client Shares Buy NMS:xasx NMS.AX AUD AUD 3,333 0 0 9 0.89 13-Aug-14 1 31/07/2014 19:50 0 Unchecked 2,966.37 # Neptune Marine Services Ltd AU000000NMS3 ASX Equities and Derivatives 1 Share Only 0.89 2,966.37 2,966.37 14,666.03 2,966.37 2,966.37 14,666.03 29-Apr-16 1-Aug-14 720145668 720145668 720145669 584878916 22200/S70004061 5849603 Spectrum Live S70004061 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 3,000 0 0 0.615 0.15 7-Aug-14 1 1/08/2014 4:47 0 Unchecked 450 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 450 450 2,224.85 450 450 2,224.85 29-Apr-16 1-Aug-14 720197951 720197951 720197981 584938609 17500/S89500034 4222450 BBY Limited S89500034 SBR Retail Client Client Shares Buy P:xtse P.TO CAD CAD 391 0 0 4.188552 2.36 1-Aug-14 0.98337136 1/08/2014 7:52 0 Unchecked 922.76 Primero Mining Corp. CA74164W1068 TSE Equities and Derivatives 1 Share Only 2.36 922.76 965.97 4,775.84 922.76 965.97 4,775.84 29-Apr-16 4-Aug-14 720606443 720606443 720606444 585375214 22200/S70004632 6353882 Spectrum Live S70004632 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 20,000 0 0 0.63 0.15 7-Aug-14 1 4/08/2014 5:17 0 Unchecked 3,000.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 3,000.00 3,000.00 14,832.30 3,000.00 3,000.00 14,832.30 29-Apr-16 4-Aug-14 720607530 720607530 720607532 585381781 22200/S70004300 6138287 Spectrum Live S70004300 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 8,454 0 0 0.62 0.15 7-Aug-14 1 4/08/2014 5:33 0 Unchecked 1,268.10 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,268.10 1,268.10 6,269.61 1,268.10 1,268.10 6,269.61 29-Apr-16 4-Aug-14 720750008 720750008 720750009 585533358 21000/S62100120E 5791209 BBY Limited S62100120 E5M Retail Client Client Shares Buy FB:xnas FB.OQ USD USD 30 0 0 72.42 117.58 7-Aug-14 1 4/08/2014 13:30 0 Unchecked 3,527.40 Facebook Inc. US30303M1027 Nasdaq NM Equities and Derivatives 1 CFD and Share 117.58 3,527.40 3,527.40 22,929.69 3,527.40 3,527.40 22,929.69 29-Apr-16 7-Aug-14 721644608 721644608 721644609 586429352 22200/S70004073 5746264 Spectrum Live S70004073 SPL Retail Client Client Shares Buy NML:xasx NML.AX AUD AUD 10,000 0 0 0.069 0.034 12-Aug-14 1 7/08/2014 5:57 0 Unchecked 340 # Navarre Minerals Ltd AU000000NML8 ASX Equities and Derivatives 1 Share Only 0.034 340 340 1,680.99 340 340 1,680.99 29-Apr-16 7-Aug-14 721644612 721644612 721644613 586429356 22200/S70003883 5471095 Spectrum Live S70003883 SPL Retail Client Client Shares Buy NML:xasx NML.AX AUD AUD 10,000 0 0 0.069 0.034 12-Aug-14 1 7/08/2014 5:57 0 Unchecked 340 # Navarre Minerals Ltd AU000000NML8 ASX Equities and Derivatives 1 Share Only 0.034 340 340 1,680.99 340 340 1,680.99 29-Apr-16 8-Aug-14 721990068 721990068 721990069 586773736 22200/S70004647 6389814 Spectrum Live S70004647 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 3,000 0 0 0.62 0.15 13-Aug-14 1 8/08/2014 0:09 0 Unchecked 450 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 450 450 2,224.85 450 450 2,224.85 29-Apr-16 8-Aug-14 721990072 721990072 721990073 586773740 22200/S70004646 6389806 Spectrum Live S70004646 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 8,000 0 0 0.62 0.15 13-Aug-14 1 8/08/2014 0:09 0 Unchecked 1,200.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,200.00 1,200.00 5,932.92 1,200.00 1,200.00 5,932.92 29-Apr-16 8-Aug-14 721991517 721991517 721991518 586774340 15000/S85900014 6396575 BBY Limited S85900014 BAL Retail Client Client Shares Buy MBE:xasx MBE.AX AUD AUD 4,347 0 0 0.23 0.35 13-Aug-14 1 8/08/2014 0:29 0 Unchecked 1,521.45 Mobile Embrace Ltd AU000000MBE8 ASX Equities and Derivatives 1 Share Only 0.35 1,521.45 1,521.45 7,522.20 1,521.45 1,521.45 7,522.20 29-Apr-16 8-Aug-14 722039943 722039943 722039944 586821188 17300/S70400303 6034714 BBY Limited S70400303 SBR Retail Client Client Shares Buy NNW:xasx NNW.AX AUD AUD 30,000 0 0 0.535 0.11 13-Aug-14 1 8/08/2014 3:35 0 Unchecked 3,300.00 # 99 Wuxian Ltd AU000000NNW3 ASX Equities and Derivatives 1 Share Only 0.11 3,300.00 3,300.00 16,315.53 3,300.00 3,300.00 16,315.53 29-Apr-16 8-Aug-14 722054948 722054948 722054949 586841501 22200/S70004073 5746264 Spectrum Live S70004073 SPL Retail Client Client Shares Buy NML:xasx NML.AX AUD AUD 7,789 0 0 0.068 0.034 13-Aug-14 1 8/08/2014 4:46 0 Unchecked 264.83 # Navarre Minerals Ltd AU000000NML8 ASX Equities and Derivatives 1 Share Only 0.034 264.83 264.83 1,309.35 264.83 264.83 1,309.35 29-Apr-16 12-Aug-14 722707027 722707027 722707028 587514022 22200/S70003883 5471095 Spectrum Live S70003883 SPL Retail Client Client Shares Buy NML:xasx NML.AX AUD AUD 10,000 0 0 0.068 0.034 15-Aug-14 1 12/08/2014 3:28 0 Unchecked 340 # Navarre Minerals Ltd AU000000NML8 ASX Equities and Derivatives 1 Share Only 0.034 340 340 1,680.99 340 340 1,680.99 29-Apr-16 12-Aug-14 722707031 722707031 722707032 587514026 22200/S70004073 5746264 Spectrum Live S70004073 SPL Retail Client Client Shares Buy NML:xasx NML.AX AUD AUD 3,211 0 0 0.068 0.034 15-Aug-14 1 12/08/2014 3:28 0 Unchecked 109.17 # Navarre Minerals Ltd AU000000NML8 ASX Equities and Derivatives 1 Share Only 0.034 109.17 109.17 539.75 109.17 109.17 539.75 29-Apr-16 12-Aug-14 722726049 722726049 722726050 587529460 22200/S70003883 5471095 Spectrum Live S70003883 SPL Retail Client Client Shares Buy NML:xasx NML.AX AUD AUD 10,000 0 0 0.067 0.034 15-Aug-14 1 12/08/2014 6:10 0 Unchecked 340 # Navarre Minerals Ltd AU000000NML8 ASX Equities and Derivatives 1 Share Only 0.034 340 340 1,680.99 340 340 1,680.99 29-Apr-16 14-Aug-14 723527833 723527833 723527834 588113082 20000/S81800000 6402750 BBY Limited S81800000 PZC Retail Client Client Shares Buy BAR:xtse BAR.TO CAD CAD 545 0 0 1.88 0.68 19-Aug-14 0.98394598 14/08/2014 15:03 0 Unchecked 370.6 Balmoral Resources Ltd CA05874M1032 TSE Equities and Derivatives 1 Share Only 0.68 370.6 387.95 1,918.08 370.6 387.95 1,918.08 29-Apr-16 14-Aug-14 723371044 723371044 723371074 588172653 16220/S93500656 3773104 Home Trader S93500656 HTG Retail Client Client Shares Buy DKM:xasx DKM.AX AUD AUD 165 0 0 0 0.16 12-Aug-14 0 14/08/2014 6:27 0 Unchecked 26.4 # Duketon Mining Ltd AU000000DKM1 ASX Equities and Derivatives 1 Share Only 0.16 26.4 26.4 130.52 26.4 26.4 130.52 29-Apr-16 20-Aug-14 724801732 724801732 724801734 589706635 20000/S20500080U 5824971 BBY Limited S20500080 Retail Client Client Shares Buy INVN:xnys INVN.N USD USD 300 0 0 25.3499 7.68 25-Aug-14 1 20/08/2014 15:32 0 Unchecked 2,304.00 InvenSense Inc. US46123D2053 NYSE Equities and Derivatives 1 CFD and Share 7.68 2,304.00 2,304.00 14,977.04 2,304.00 2,304.00 14,977.04 29-Apr-16 22-Aug-14 725217431 725217431 725217432 590133091 15000/S54700048 5657144 BBY Limited S54700048 BIM Retail Client Client Shares Buy ALT:xasx ALT.AX AUD AUD 15,000 0 0 0.035 0.007 27-Aug-14 1 22/08/2014 1:14 0 Unchecked 105 # Analytica Ltd AU000000ALT0 ASX Equities and Derivatives 1 Share Only 0.007 105 105 519.13 105 105 519.13 29-Apr-16 22-Aug-14 725369257 725369257 725369256 590284052 22200/S70003617 5099820 Spectrum Live S70003617 SPL Retail Client Client Shares Buy X:xnys X.N USD USD 20 0 0 36.65 19.11 27-Aug-14 1.07304 22/08/2014 13:30 0 Unchecked 382.2 United States Steel Corporation US9129091081 NYSE Equities and Derivatives 1 CFD and Share 19.11 382.2 502.51 2,484.47 382.2 502.51 2,484.47 29-Apr-16 27-Aug-14 726168290 726168290 726168291 591129909 17000/S81600003 6376526 BBY Limited S81600003 TXH Retail Client Client Shares Buy ARI:xasx ARI.AX AUD AUD 20,000 0 0 0.7775 0.022 1-Sep-14 1 27/08/2014 4:12 0 Unchecked 440 Arrium Ltd AU000000ARI0 ASX Equities and Derivatives 1 CFD and Share 0.022 440 440 2,175.40 440 440 2,175.40 29-Apr-16 29-Aug-14 726836096 726836096 726836098 592010562 22200/S70004300 6138287 Spectrum Live S70004300 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 1,000 0 0 0.5 0.15 3-Sep-14 1 29/08/2014 0:59 0 Unchecked 150 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 150 150 741.62 150 150 741.62 29-Apr-16 29-Aug-14 726847964 726847964 726847965 592029962 22200/S70003619 5100034 Spectrum Live S70003619 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 1,000 0 0 0.43 0.15 3-Sep-14 1 29/08/2014 4:31 0 Unchecked 150 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 150 150 741.62 150 150 741.62 29-Apr-16 1-Sep-14 727198462 727198462 727198462 592486686 21000/S81400001 6322858 BBY Limited S81400001 SNB Retail Client Client Shares Buy FOX:xnas FOX.OQ USD USD 1,200 0 0 34.44 30.12 1-Sep-14 1.070696489 1/09/2014 6:18 0 Unchecked 36,144.00 21st Century Fox Inc. - Class B US90130A2006 Nasdaq NM Equities and Derivatives 1 CFD and Share 30.12 36,144.00 47,521.75 234,952.26 36,144.00 47,521.75 234,952.26 29-Apr-16 2-Sep-14 727519273 727519273 727519272 592924047 17000/S81500009 6412110 BBY Limited S81500009 DJB Retail Client Client Shares Buy APA:xasx APA.AX AUD AUD 1,600 6.0698125 0 6.0698125 8.75 12-Nov-13 1 2/09/2014 10:48 0 Checked 14,000.00 APA Group AU000000APA1 ASX Equities and Derivatives 1 CFD and Share 8.75 14,000.00 14,000.00 69,217.40 14,000.00 14,000.00 69,217.40 29-Apr-16 2-Sep-14 727519275 727519275 727519274 592924048 17000/S81500009 6412110 BBY Limited S81500009 DJB Retail Client Client Shares Buy APA:xasx APA.AX AUD AUD 470 6.11 0 6.11 8.75 27-Nov-13 1 2/09/2014 10:48 0 Checked 4,112.50 APA Group AU000000APA1 ASX Equities and Derivatives 1 CFD and Share 8.75 4,112.50 4,112.50 20,332.61 4,112.50 4,112.50 20,332.61 29-Apr-16 3-Sep-14 727755530 727755530 727755531 593203851 22200/S70004664 6421822 Spectrum Live S70004664 SPL Retail Client Client Shares Buy WHC:xasx WHC.AX AUD AUD 500 0 0 1.965 0.77 8-Sep-14 1 3/09/2014 0:08 0 Unchecked 385 Whitehaven Coal Ltd AU000000WHC8 ASX Equities and Derivatives 1 CFD and Share 0.77 385 385 1,903.48 385 385 1,903.48 29-Apr-16 3-Sep-14 727755639 727755639 727755640 593203905 22200/S70004664 6421822 Spectrum Live S70004664 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 2,000 0 0 0.5 0.15 8-Sep-14 1 3/09/2014 0:09 0 Unchecked 300 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 300 300 1,483.23 300 300 1,483.23 29-Apr-16 3-Sep-14 728016797 728016797 728016800 593459217 22180/S65900006 5260230 BBY Limited S65900006 SXJ Retail Client Client Shares Buy MHTX:xnas MHTX.PK USD USD 44,500 0 0 0.145 0.057 8-Sep-14 1.07058191 3/09/2014 15:59 0 Unchecked 2,536.50 Manhattan Scientifics - NOCT US5631221000 OOTC Equities and Derivatives 1 Share Only 0.057 2,536.50 3,334.96 16,488.39 2,536.50 3,334.96 16,488.39 29-Apr-16 12-Sep-14 730718443 730718443 730718481 596866634 16220/S93500726 4077749 Home Trader S93500726 HTG Retail Client Client Shares Buy HGO:xasx HGO.AX AUD AUD 1,000 0 0 2.16 0.05 23-Sep-14 1 11/09/2014 15:36 0 Unchecked 50 # Hillgrove Resources Ltd AU000000HGO6 ASX Equities and Derivatives 1 CFD and Share 0.05 50 50 247.21 50 50 247.21 29-Apr-16 15-Sep-14 731214590 731214590 731214591 597383331 22180/S65900030 6157811 BBY Limited S65900030 SMJ Retail Client Client Shares Buy SXA:xasx SXA.AX AUD AUD 1,000 0 0 0.255 0.054 18-Sep-14 1 15/09/2014 4:09 0 Unchecked 54 # Strata-X Energy Ltd AU000000SXA7 ASX Equities and Derivatives 1 Share Only 0.054 54 54 266.98 54 54 266.98 29-Apr-16 17-Sep-14 732444785 732444785 732444785 598632786 22200/S70004328 6223953 Spectrum Live S70004328 SPL Retail Client Client Shares Buy INO:xnas INO.OQ USD USD 240 0 0 11.52 10.48 17-Sep-14 1.06388 17/09/2014 21:30 0 Unchecked 2,515.20 Inovio Pharmaceuticals Inc. US45773H2013 Nasdaq NM Equities and Derivatives 1 CFD and Share 10.48 2,515.20 3,306.96 16,349.93 2,515.20 3,306.96 16,349.93 29-Apr-16 19-Sep-14 733396368 733396368 733396370 599591461 22200/S70004376 6266261 Spectrum Live S70004376 SPL Retail Client Client Shares Buy BABA:xnys BABA.N USD USD 465 0 0 93.5 76.94 24-Sep-14 1.12025 19/09/2014 16:11 0 Unchecked 35,777.10 Alibaba Group Holding Ltd US01609W1027 NYSE Equities and Derivatives 1 CFD and Share 76.94 35,777.10 47,039.35 232,567.25 35,777.10 47,039.35 232,567.25 29-Apr-16 19-Sep-14 733396676 733396676 733396679 599591493 22200/S70004376 6266261 Spectrum Live S70004376 SPL Retail Client Client Shares Buy BABA:xnys BABA.N USD USD 100 0 0 93.35 76.94 24-Sep-14 1.12033 19/09/2014 16:12 0 Unchecked 7,694.00 Alibaba Group Holding Ltd US01609W1027 NYSE Equities and Derivatives 1 CFD and Share 76.94 7,694.00 10,115.99 50,014.46 7,694.00 10,115.99 50,014.46 29-Apr-16 25-Sep-14 735291863 735291863 735291864 601505881 22200/S70004680 6427374 Spectrum Live S70004680 SPL Retail Client Client Shares Buy IFEU:xnas IFEU.OQ USD USD 50 0 0 35.24 38.08 30-Sep-14 1.13823 25/09/2014 19:48 0 Unchecked 1,904.00 iShares FTSE EPRA/NAREIT Europe Index Fund US4642884716 Nasdaq NM Equities and Derivatives 1 Share Only 38.08 1,904.00 2,503.36 12,376.86 1,904.00 2,503.36 12,376.86 29-Apr-16 1-Oct-14 736723891 736723891 736723892 603153632 17500/S70400266 4641605 BBY Limited S70400266 SBR Retail Client Client Shares Buy MAD:xasx MAD.AX AUD AUD 57,000 0 0 0.215 0.061 7-Oct-14 1 1/10/2014 0:27 0 Unchecked 3,477.00 Maverick Drilling and Exploration AU000000MAD2 ASX Equities and Derivatives 1 CFD and Share 0.061 3,477.00 3,477.00 17,190.64 3,477.00 3,477.00 17,190.64 29-Apr-16 1-Oct-14 736764649 736764649 736764650 603180065 22200/S70004300 6138287 Spectrum Live S70004300 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 616 0 0 0.45 0.15 7-Oct-14 1 1/10/2014 3:47 0 Unchecked 92.4 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 92.4 92.4 456.83 92.4 92.4 456.83 29-Apr-16 2-Oct-14 737256207 737256207 737256208 603705722 22200/S70004300 6138287 Spectrum Live S70004300 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 384 0 0 0.45 0.15 8-Oct-14 1 2/10/2014 0:09 0 Unchecked 57.6 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 57.6 57.6 284.78 57.6 57.6 284.78 29-Apr-16 6-Oct-14 738584255 738584255 738584265 605191333 21000/S62100120E 5791209 BBY Limited S62100120 E5M Retail Client Client Shares Buy LYB:xnys LYB.N USD USD 20 0 0 102.6 82.67 9-Oct-14 1 6/10/2014 13:32 0 Unchecked 1,653.40 LyondellBasell Industries NL0009434992 NYSE Equities and Derivatives 1 CFD and Share 82.67 1,653.40 1,653.40 10,747.84 1,653.40 1,653.40 10,747.84 29-Apr-16 6-Oct-14 738588413 738588413 738588419 605196144 22800/S69300001 6136639 BBY Limited S69300001 NDD Retail Client Client Shares Buy AKS:xnys AKS.N USD USD 3,200 0 0 7.8 4.68 9-Oct-14 1.14706 6/10/2014 13:36 0 Unchecked 14,976.00 AK Steel Holding Corp. US0015471081 NYSE Equities and Derivatives 1 CFD and Share 4.68 14,976.00 19,690.29 97,350.74 14,976.00 19,690.29 97,350.74 29-Apr-16 9-Oct-14 740262938 740262938 740262939 606555265 22200/S70003217 4440666 Spectrum Live S70003217 SPL Retail Client Client Shares Buy EKSO:xnas EKSOD.PK USD USD 2,000 0 0 1.33 0.9093 15-Oct-14 1.13168 9/10/2014 13:39 0 Unchecked 1,818.60 Ekso Bionics Holdings Inc. US2826442020 OOTC Equities and Derivatives 1 Share Only 0.9093 1,818.60 2,391.08 11,821.72 1,818.60 2,391.08 11,821.72 29-Apr-16 16-Oct-14 743101129 743101129 743101128 609789817 21000/S62100120E 5791209 BBY Limited S62100120 E5M Retail Client Client Shares Buy ABGB:xnas ABGBY.PK USD USD 40 27.75 0 27.75 1.323 17-Sep-14 1 16/10/2014 8:56 0 Unchecked 52.92 *Delisted 20160513 (Abengoa SA) US00289R2013 OOTC Equities and Derivatives 1 Share Only 1.323 52.92 52.92 344 52.92 52.92 344 29-Apr-16 17-Oct-14 743903548 743903548 743903551 610546986 20000/S81800000 6402750 BBY Limited S81800000 PZC Retail Client Client Shares Buy BAR:xtse BAR.TO CAD CAD 370 0 0 1.15 0.68 22-Oct-14 1.01530988 17/10/2014 14:48 0 Unchecked 251.6 Balmoral Resources Ltd CA05874M1032 TSE Equities and Derivatives 1 Share Only 0.68 251.6 263.38 1,302.18 251.6 263.38 1,302.18 29-Apr-16 20-Oct-14 744182956 744182956 744183021 610891337 16220/S93500589 3577111 Home trader S93500589 HTG Retail Client Client Shares Buy LOCK-0162:xxxx LOCK-0162. AUD AUD 793 0 0 0 0 15-Oct-14 1 20/10/2014 9:43 0 Unchecked 0 CA Instr - Jacana Minerals Ltd - NOCT AU0000000004 NotSupport Equities and Derivatives 1 CFD and Share 0 0 0 0 0 0 0 29-Apr-16 21-Oct-14 744408033 744408033 744408036 611105584 22200/S70004586 6307186 Spectrum Live S70004586 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 6,250 0 0 0.4 0.15 24-Oct-14 1 21/10/2014 0:18 0 Unchecked 937.5 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 937.5 937.5 4,635.09 937.5 937.5 4,635.09 29-Apr-16 27-Oct-14 746118985 746118985 746118990 612523556 22200/S70002894 3726926 Spectrum Live S70002894 SPL Retail Client Client Shares Buy BEN:xasx BEN.AX AUD AUD 30 0 0 12.1 9.32 30-Oct-14 1 26/10/2014 22:59 0 Unchecked 279.6 Bendigo & Adelaide Bank Ltd AU000000BEN6 ASX Equities and Derivatives 1 CFD and Share 9.32 279.6 279.6 1,382.37 279.6 279.6 1,382.37 29-Apr-16 27-Oct-14 746338117 746338117 746338122 613111214 21000/S62100120E 5791209 BBY Limited S62100120 E5M Retail Client Client Shares Buy ARII:xnas ARII.OQ USD USD 30 0 0 68.4 41.01 30-Oct-14 1 27/10/2014 13:46 0 Unchecked 1,230.30 American Railcar Industries Inc. US02916P1030 Nasdaq NM Equities and Derivatives 1 CFD and Share 41.01 1,230.30 1,230.30 7,997.50 1,230.30 1,230.30 7,997.50 29-Apr-16 30-Oct-14 747310876 747310876 747310877 614084216 22200/S70004664 6421822 Spectrum Live S70004664 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 2,000 0 0 0.335 0.15 5-Nov-14 1 29/10/2014 23:55 0 Unchecked 300 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 300 300 1,483.23 300 300 1,483.23 29-Apr-16 3-Nov-14 748759088 748759088 748759091 615701133 21000/S62100120E 5791209 BBY Limited S62100120 E5M Retail Client Client Shares Buy XLV:arcx XLV.P USD USD 45 0 0 67.35 69.7908 6-Nov-14 1 3/11/2014 14:30 0 Unchecked 3,140.59 Select Sector Health Care Select Sector SPDR Fund US81369Y2090 NYSE_ARCA Equities and Derivatives 1 CFD and Share 69.7908 3,140.59 3,140.59 20,415.25 3,140.59 3,140.59 20,415.25 29-Apr-16 3-Nov-14 748765158 748765158 748765165 615706835 21000/S62100120E 5791209 BBY Limited S62100120 E5M Retail Client Client Shares Buy GILD:xnas GILD.OQ USD USD 17 0 0 112 88.21 6-Nov-14 1 3/11/2014 14:36 0 Unchecked 1,499.57 Gilead Sciences Inc. US3755581036 Nasdaq NM Equities and Derivatives 1 CFD and Share 88.21 1,499.57 1,499.57 9,747.88 1,499.57 1,499.57 9,747.88 29-Apr-16 3-Nov-14 748943515 748943515 748943515 615900459 22180/S67700001 5636418 BBY Limited S67700001 AWL Retail Client Client Shares Buy VAPI:xnas VAPI.PK USD USD 15 0 0 125 0.12 3-Nov-14 0.95342 3/11/2014 22:32 0 Unchecked 1.8 Vapir Enterprises Inc. - NOCT US9220971009 OOTC Equities and Derivatives 1 Share Only 0.12 1.8 2.37 11.7 1.8 2.37 11.7 29-Apr-16 4-Nov-14 749353250 749353250 749353250 616303051 22200/S70004615 6328149 Spectrum Live S70004615 SPL Retail Client Client Shares Buy ACN:xnys ACN.N USD USD 1,926 0 0 81.05 112.92 4-Nov-14 1.151889198 4/11/2014 16:46 0 Unchecked 217,483.92 Accenture Plc IE00B4BNMY34 NYSE Equities and Derivatives 1 CFD and Share 112.92 217,483.92 285,945.54 1,413,743.35 217,483.92 285,945.54 1,413,743.35 29-Apr-16 5-Nov-14 749353212 749353212 749353234 616304040 20000/S64100010 4539382 BBY Limited S64100010 JFB Retail Client Client Shares Buy DXS:xasx DXS.AX AUD AUD 21 0 0 5.13 8.42 10-Nov-14 0 4/11/2014 16:43 0 Unchecked 176.82 Dexus Property Group AU000000DXS1 ASX Equities and Derivatives 1 CFD and Share 8.42 176.82 176.82 874.22 176.82 176.82 874.22 29-Apr-16 5-Nov-14 749819575 749819575 749819576 616766696 22800/S69300001Z 6136639 BBY Limited S69300001 NDD Retail Client Client Shares Buy AKS:xnys AKS.N USD USD 4,000 0 0 6.3 4.68 10-Nov-14 1 5/11/2014 14:32 0 Unchecked 18,720.00 AK Steel Holding Corp. US0015471081 NYSE Equities and Derivatives 1 CFD and Share 4.68 18,720.00 18,720.00 121,688.42 18,720.00 18,720.00 121,688.42 29-Apr-16 6-Nov-14 750380684 750380684 750380772 616920701 20000/S81800000 6402750 BBY Limited S81800000 PZC Retail Client Client Shares Buy BAR:xtse BAR.TO CAD CAD 500 0 0 0.95 0.68 12-Nov-14 1.0185633 6/11/2014 14:30 0 Unchecked 340 Balmoral Resources Ltd CA05874M1032 TSE Equities and Derivatives 1 Share Only 0.68 340 355.92 1,759.70 340 355.92 1,759.70 29-Apr-16 6-Nov-14 749990502 749990502 749990557 616942533 20000/S24900018 5320067 BBY Limited S24900018 GXC Retail Client Client Shares Buy SKF:arcx SKF.P USD USD 12 0 0 162.72 44.9776 6-Nov-14 1 5/11/2014 22:59 0 Unchecked 539.73 ProShares UltraShort Financials US74347B7486 NYSE_ARCA Equities and Derivatives 1 CFD and Share 44.9776 539.73 539.73 3,508.49 539.73 539.73 3,508.49 29-Apr-16 6-Nov-14 750163097 750163097 750163099 617113521 15000/S54700048 5657144 BBY Limited S54700048 BIM Retail Client Client Shares Buy ALT:xasx ALT.AX AUD AUD 4,173 0 0 0.03 0.007 28-Oct-14 1 6/11/2014 8:32 0 Unchecked 29.21 # Analytica Ltd AU000000ALT0 ASX Equities and Derivatives 1 Share Only 0.007 29.21 29.21 144.42 29.21 29.21 144.42 29-Apr-16 10-Nov-14 751356433 751356433 751356440 618313195 22200/S70004303 6157886 Spectrum Live S70004303 SPL Retail Client Client Shares Buy AGQ:arcx AGQ.P USD USD 50 0 0 38.72 43.6 14-Nov-14 1.15468 10/11/2014 14:30 0 Unchecked 2,180.00 ProShares Ultra Silver US74347W3530 NYSE_ARCA Equities and Derivatives 1 CFD and Share 43.6 2,180.00 2,866.24 14,170.98 2,180.00 2,866.24 14,170.98 29-Apr-16 11-Nov-14 751430025 751430025 751430035 618724098 22180/S65900030 6157811 BBY Limited S65900030 SMJ Retail Client Client Shares Buy AKK:xasx AKK.AX AUD AUD 1,500 0 0 0.175 0.005 14-Nov-14 1 10/11/2014 16:33 0 Unchecked 7.5 # Austin Exploration Ltd AU000000AKK1 ASX Equities and Derivatives 1 CFD and Share 0.005 7.5 7.5 37.08 7.5 7.5 37.08 29-Apr-16 12-Nov-14 752256463 752256463 752256453 619200846 22200/S70002730 3505300 Spectrum Live S70002730 SPL Retail Client Client Shares Buy MAQ:xtse MAQ.TO CAD CAD 1,000 0 0 1.51 3.24 17-Nov-14 1.01476995 12/11/2014 14:30 0 Unchecked 3,240.00 McEwen Mining And Minera Andes Acquisition Corp CA5803941049 TSE Equities and Derivatives 1 Share Only 3.24 3,240.00 3,391.71 16,768.94 3,240.00 3,391.71 16,768.94 29-Apr-16 12-Nov-14 752257681 752257681 752257682 619548874 16200/S87200003 4662000 Home Trader S87200003 HTM Retail Client Client Shares Buy DUST:arcx DUST.P USD USD 16 0 0 33.6 1.32 17-Nov-14 1.14729 12/11/2014 14:30 0 Unchecked 21.12 Direxion Daily Gold Miners Bear 3X ETF US25459W2355 NYSE_ARCA Equities and Derivatives 1 CFD and Share 1.32 21.12 27.77 137.29 21.12 27.77 137.29 29-Apr-16 12-Nov-14 752257834 752257834 752257835 619548914 22200/S70002730 3505300 Spectrum Live S70002730 SPL Retail Client Client Shares Buy HL:xnys HL.N USD USD 500 0 0 2.33 4.31 17-Nov-14 1.14729 12/11/2014 14:30 0 Unchecked 2,155.00 Hecla Mining Co. US4227041062 NYSE Equities and Derivatives 1 CFD and Share 4.31 2,155.00 2,833.37 14,008.47 2,155.00 2,833.37 14,008.47 29-Apr-16 12-Nov-14 752257866 752257866 752257867 619549046 22200/S70002730 3505300 Spectrum Live S70002730 SPL Retail Client Client Shares Buy KGC:xnys KGC.N USD USD 500 0 0 2.43 5.7 17-Nov-14 1.14729 12/11/2014 14:30 0 Unchecked 2,850.00 Kinross Gold Corp. CA4969024047 NYSE Equities and Derivatives 1 CFD and Share 5.7 2,850.00 3,747.15 18,526.28 2,850.00 3,747.15 18,526.28 29-Apr-16 13-Nov-14 752458348 752458348 752458349 619743994 22200/S70004085 5768478 Spectrum Live S70004085 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 10,000 0 0 0.31 0.15 18-Nov-14 1 13/11/2014 3:06 0 Unchecked 1,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,500.00 1,500.00 7,416.15 1,500.00 1,500.00 7,416.15 29-Apr-16 13-Nov-14 752458366 752458366 752458367 619743998 22200/S70004085 5768478 Spectrum Live S70004085 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 10,000 0 0 0.31 0.15 18-Nov-14 1 13/11/2014 3:07 0 Unchecked 1,500.00 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 1,500.00 1,500.00 7,416.15 1,500.00 1,500.00 7,416.15 29-Apr-16 13-Nov-14 752458406 752458406 752458407 619744002 22200/S70004085 5768478 Spectrum Live S70004085 SPL Retail Client Client Shares Buy SVY:xasx SVY.AX AUD AUD 5,000 0 0 0.31 0.15 18-Nov-14 1 13/11/2014 3:08 0 Unchecked 750 # Stavely Minerals Ltd AU000000SVY1 ASX Equities and Derivatives 1 Share Only 0.15 750 750 3,708.08 750 750 3,708.08 29-Apr-16 13-Nov-14 752748573 752748573 752748576 620043636 21000/S62100120E 5791209 BBY Limited S62100120 E5M Retail Client Client Shares Buy ARII:xnas ARII.OQ USD USD 23 0 0 68.18 41.01 18-Nov-14 1 13/11/2014 16:38 0 Unchecked 943.23 American Railcar Industries Inc. US02916P1030 Nasdaq NM Equities and Derivatives 1 CFD and Share 41.01 943.23 943.23 6,131.42 943.23 943.23 6,131.42 29-Apr-16 18-Nov-14 754095987 754095987 754095999 621423400 17000/S81600019 6467709 BBY Limited S81600019 TXH Retail Client Client Shares Buy KMI:xnys KMI.N USD USD 100 0 0 40.28 17.76 21-Nov-14 1.14583 18/11/2014 14:30 0 Unchecked 1,776.00 Kinder Morgan Inc. US49456B1017 NYSE Equities and Derivatives 1 CFD and Share 17.76 1,776.00 2,335.07 11,544.80 1,776.00 2,335.07 11,544.80 29-Apr-16 19-Nov-14 754494584 754494584 754494596 621823462 17500/S70400257 4388353 BBY Limited S70400257 SBR Retail Client Client Shares Buy NSX:xtsx NSX.V CAD CAD 500 0 0 6.65 0.08 19-Nov-14 0.885214434 19/11/2014 12:30 0 Unchecked 40 Nsgold Corp. CA62942A2074 TSX Equities and Derivatives 1 Share Only 0.08 40 31.85 207.02 40 31.85 207.02 29-Apr-16 27-Nov-14 757673047 757673047 757673049 625038852 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy SGZ:xasx SGZ.AX AUD AUD 90,000 0 0 0.006 0.013 24-Nov-14 1 27/11/2014 11:05 0 Unchecked 1,170.00 # Scotgold Resources Ltd AU000000SGZ9 ASX Equities and Derivatives 1 Share Only 0.013 1,170.00 1,170.00 5,784.60 1,170.00 1,170.00 5,784.60 29-Apr-16 28-Nov-14 757800714 757800714 757800732 625167413 22200/S70003294 4533526 Spectrum Live S70003294 SPL Retail Client Client Shares Buy MLX:xasx MLX.AX AUD AUD 440 0 0 0.872728 1.03 3-Dec-14 1 27/11/2014 16:40 0 Unchecked 453.2 Metals X Ltd AU000000MLX7 ASX Equities and Derivatives 1 CFD and Share 1.03 453.2 453.2 2,240.67 453.2 453.2 2,240.67 29-Apr-16 28-Nov-14 757848933 757848933 757848934 625216361 22200/S70003170 4263633 Spectrum Live S70003170 SPL Retail Client Client Shares Buy MEL:xasx MEL.AX AUD AUD 25,000 0 0 0.046 0.058 3-Dec-14 1 28/11/2014 0:29 0 Unchecked 1,450.00 Metgasco Ltd AU000000MEL7 ASX Equities and Derivatives 1 CFD and Share 0.058 1,450.00 1,450.00 7,168.95 1,450.00 1,450.00 7,168.95 29-Apr-16 28-Nov-14 758108421 758108421 758108422 625580967 21000/S62100120E 5791209 BBY Limited S62100120 E5M Retail Client Client Shares Buy QQQQ:xnas QQQ.OQ USD USD 19 0 0 105.82 105.72 3-Dec-14 1 28/11/2014 14:30 0 Unchecked 2,008.68 PowerShares QQQ (TM) US73935A1043 Nasdaq NM Equities and Derivatives 1 CFD and Share 105.72 2,008.68 2,008.68 13,057.32 2,008.68 2,008.68 13,057.32 29-Apr-16 28-Nov-14 758275170 758275170 758275170 625749126 15000/S85900008 6245472 BBY Limited S85900008 BAL Retail Client Client Shares Buy PNV:xasx PNV.AX AUD AUD 163,847 0 0 0.113 0.29 28-Nov-14 1 28/11/2014 22:34 0 Unchecked 47,515.63 Polynovo Ltd AU000000PNV0 ASX Equities and Derivatives 1 Share Only 0.29 47,515.63 47,515.63 234,922.03 47,515.63 47,515.63 234,922.03 29-Apr-16 2-Dec-14 759345167 759345167 759345167 626844823 16220/S93500656 3773104 Home Trader S93500656 HTG Retail Client Client Shares Buy XTD:xasx XTD.AX AUD AUD 1,500 0 0 4.399989 0.215 2-Dec-14 1 2/12/2014 22:33 0 Unchecked 322.5 # XTD Ltd AU000000XTD9 ASX Equities and Derivatives 1 Share Only 0.215 322.5 322.5 1,594.47 322.5 322.5 1,594.47 29-Apr-16 2-Dec-14 759345171 759345171 759345171 626844835 16220/S86300072 3959616 Home Trader S93500693 HTG Retail Client Client Shares Buy XTD:xasx XTD.AX AUD AUD 1,071 0 0 4.666655 0.215 2-Dec-14 1 2/12/2014 22:33 0 Unchecked 230.27 # XTD Ltd AU000000XTD9 ASX Equities and Derivatives 1 Share Only 0.215 230.26 230.26 1,138.43 230.26 230.26 1,138.43 29-Apr-16 3-Dec-14 759752194 759752194 759752196 627242195 22800/S69300001Z 6136639 BBY Limited S69300001 NDD Retail Client Client Shares Buy AKS:xnys AKS.N USD USD 4,600 0 0 5.7186685 4.68 8-Dec-14 1 3/12/2014 19:06 0 Unchecked 21,528.00 AK Steel Holding Corp. US0015471081 NYSE Equities and Derivatives 1 CFD and Share 4.68 21,528.00 21,528.00 139,941.69 21,528.00 21,528.00 139,941.69 29-Apr-16 3-Dec-14 759776968 759776968 759776968 627271170 22200/S70002630 3416199 Spectrum Live S70002630 SPL Retail Client Client Shares Buy ANTM:xnys ANTM.N USD USD 20 0 0 57.53 140.77 3-Dec-14 1.096445 3/12/2014 22:33 0 Unchecked 2,815.40 Anthem Inc. US0367521038 NYSE Equities and Derivatives 1 CFD and Share 140.77 2,815.40 3,701.66 18,301.37 2,815.40 3,701.66 18,301.37 29-Apr-16 4-Dec-14 760346874 760346874 760346874 627863292 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy TRL:xasx TRL.AX AUD AUD 8,827 0 0 0.265 0.125 4-Dec-14 1 4/12/2014 22:33 0 Unchecked 1,103.38 # Tanga Resources Ltd AU000000TRL4 ASX Equities and Derivatives 1 Share Only 0.125 1,103.38 1,103.38 5,455.22 1,103.38 1,103.38 5,455.22 29-Apr-16 4-Dec-14 760346876 760346876 760346876 627863294 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy TRL:xasx TRL.AX AUD AUD 11,173 0 0 0.265 0.125 4-Dec-14 1 4/12/2014 22:33 0 Unchecked 1,396.63 # Tanga Resources Ltd AU000000TRL4 ASX Equities and Derivatives 1 Share Only 0.125 1,396.62 1,396.62 6,905.03 1,396.62 1,396.62 6,905.03 29-Apr-16 4-Dec-14 760346878 760346878 760346878 627863296 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy TRL:xasx TRL.AX AUD AUD 10,000 0 0 0.25 0.125 4-Dec-14 1 4/12/2014 22:33 0 Unchecked 1,250.00 # Tanga Resources Ltd AU000000TRL4 ASX Equities and Derivatives 1 Share Only 0.125 1,250.00 1,250.00 6,180.13 1,250.00 1,250.00 6,180.13 29-Apr-16 4-Dec-14 760346880 760346880 760346880 627863298 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy TRL:xasx TRL.AX AUD AUD 10,000 0 0 0.25 0.125 4-Dec-14 1 4/12/2014 22:33 0 Unchecked 1,250.00 # Tanga Resources Ltd AU000000TRL4 ASX Equities and Derivatives 1 Share Only 0.125 1,250.00 1,250.00 6,180.13 1,250.00 1,250.00 6,180.13 29-Apr-16 15-Dec-14 763965931 763965931 763965946 631614477 22200/S70003617 5099820 Spectrum Live S70003617 SPL Retail Client Client Shares Buy SAN:xnys SAN.N USD USD 70 0 0 8.28 5.03 18-Dec-14 1.21802 15/12/2014 16:01 0 Unchecked 352.1 Banco Santander ADR Representing US05964H1059 NYSE Equities and Derivatives 1 CFD and Share 5.03 352.1 462.94 2,288.81 352.1 462.94 2,288.81 29-Apr-16 15-Dec-14 764164202 764164202 764164202 631820008 16220/S93500595 3598000 Home Trader S93500595 HTG Retail Client Client Shares Buy IND:xasx IND.AX AUD AUD 3,000 0 0 0.18 0.012 15-Dec-14 1 15/12/2014 22:32 0 Unchecked 36 # Indus Energy NL AU000000IND3 ASX Equities and Derivatives 1 CFD and Share 0.012 36 36 177.99 36 36 177.99 29-Apr-16 17-Dec-14 765213037 765213037 765213041 632899495 15000/S61700001 6385871 BBY Limited S61700001 BXN Retail Client Client Shares Buy FDX:xnys FDX.N USD USD 450 0 0 169.8 165.11 22-Dec-14 1.22158 17/12/2014 14:30 0 Unchecked 74,299.50 FedEx Corp. US31428X1063 NYSE Equities and Derivatives 1 CFD and Share 165.11 74,299.50 97,688.19 482,980.18 74,299.50 97,688.19 482,980.18 29-Apr-16 17-Dec-14 765215120 765215120 765215126 632901374 15000/S61700001 6385871 BBY Limited S61700001 BXN Retail Client Client Shares Buy LOW:xnys LOW.N USD USD 1,200 0 0 64.86 76.02 22-Dec-14 1.22157 17/12/2014 14:33 0 Unchecked 91,224.00 Lowes Companies US5486611073 NYSE Equities and Derivatives 1 CFD and Share 76.02 91,224.00 119,940.34 592,997.05 91,224.00 119,940.34 592,997.05 29-Apr-16 2-Jan-15 768253620 768253620 768253736 636367333 22200/S70004303 6157886 Spectrum Live S70004303 SPL Retail Client Client Shares Buy QRVO:xnas QRVO.OQ USD USD 50 0 0 31.48 45.03 2-Jan-15 1.223697681 1/01/2015 22:47 0 Unchecked 2,251.50 Qorvo Inc. US74736K1016 Nasdaq NM Equities and Derivatives 1 CFD and Share 45.03 2,251.50 2,960.25 14,635.76 2,251.50 2,960.25 14,635.76 29-Apr-16 16-Jan-15 773911283 773911283 773911284 642805639 17000/S81500009 6412110 BBY Limited S81500009 DJB Retail Client Client Shares Buy TLS:xasx TLS.AX AUD AUD 704 0 0 6.25 5.36 21-Jan-15 1 16/01/2015 0:02 0 Unchecked 3,773.44 Telstra Corp. Ltd AU000000TLS2 ASX Equities and Derivatives 1 CFD and Share 5.36 3,773.44 3,773.44 18,656.26 3,773.44 3,773.44 18,656.26 29-Apr-16 23-Jan-15 776483919 776483919 776483920 645805008 17000/S81600003 6376526 BBY Limited S81600003 TXH Retail Client Client Shares Buy ARI:xasx ARI.AX AUD AUD 95,000 0 0 0.21 0.022 29-Jan-15 1 23/01/2015 3:57 0 Checked 2,090.00 Arrium Ltd AU000000ARI0 ASX Equities and Derivatives 1 CFD and Share 0.022 2,090.00 2,090.00 10,333.17 2,090.00 2,090.00 10,333.17 29-Apr-16 29-Jan-15 778527141 778527141 778527146 648065869 17000/S81500009 6412110 BBY Limited S81500009 DJB Retail Client Client Shares Buy APA:xasx APA.AX AUD AUD 155 0 0 6.6 8.75 15-Jan-15 1 29/01/2015 8:37 0 Unchecked 1,356.25 APA Group AU000000APA1 ASX Equities and Derivatives 1 CFD and Share 8.75 1,356.25 1,356.25 6,705.44 1,356.25 1,356.25 6,705.44 29-Apr-16 29-Jan-15 778656575 778656575 778656585 648200412 17500/S70400257 4388353 BBY Limited S70400257 SBR Retail Client Client Shares Buy NSY:xtsx NSY.V CAD CAD 500 0 0 0 0.04 23-Jan-15 0.79776848 29/01/2015 13:35 0 Unchecked 20 *Delisted 20160208 (NSX Silver Inc.) CA62942J2083 TSX Equities and Derivatives 1 Share Only 0.04 20 15.92 103.51 20 15.92 103.51 29-Apr-16 12-Feb-15 779075154 779075154 779075160 648617244 22200/S70003553 5091592 Spectrum Live S70003553 SPL Retail Client Client Shares Buy DRM:xasx DRM.AX AUD AUD 63,157 0 0 0.76752 0.99 30-Jan-15 1 30/01/2015 12:13 0 Unchecked 62,525.43 Doray Minerals Ltd AU000000DRM6 ASX Equities and Derivatives 1 Share Only 0.99 62,525.43 62,525.43 309,131.98 62,525.43 62,525.43 309,131.98 29-Apr-16 2-Feb-15 779611580 779611580 779611885 649197463 17000/S82000020 6659733 BBY Limited S82000020 MXF Retail Client Client Shares Buy EESH:xnas EESH.PK USD USD 635,000 0 0 0.06 0.18 5-Feb-15 1.28119236 2/02/2015 14:32 0 Unchecked 114,300.00 EESTech Inc. - NOCT US28201N1072 OOTC Equities and Derivatives 1 Share Only 0.18 114,300.00 150,280.42 743,001.44 114,300.00 150,280.42 743,001.44 29-Apr-16 5-Feb-15 781089053 781089053 781089056 650340135 22800/S69100004 6109266 BBY Limited S69100004 BAL Retail Client Client Shares Buy FARE:xnas FAREE.OB USD USD 28,000 0 0 0.03 0.0018 10-Feb-15 1.28435786 5/02/2015 14:38 0 Unchecked 50.4 World Moto Inc. - NOCT US98158H1068 OTCBB Equities and Derivatives 1 Share Only 0.0018 50.4 66.27 327.62 50.4 66.27 327.62 29-Apr-16 12-Feb-15 782966034 782966034 782966050 652636476 20000/S24900018A 5320067 BBY Limited S24900018 GXC Retail Client Client Shares Buy NZO:xasx NZO.AX AUD AUD 1,600 0 0 0 0.43 20-Feb-15 1 12/02/2015 9:41 0 Unchecked 688 # New Zealand Oil & Gas Ltd NZNZOE0002S4 ASX Equities and Derivatives 1 CFD and Share 0.43 688 688 3,401.54 688 688 3,401.54 29-Apr-16 16-Feb-15 783687944 783687944 783687944 653433449 16220/S93500728 4091020 Home Trader S93500728 HTG Retail Client Client Shares Sell KGL:xasx KGL.AX AUD AUD -2,844 0 0 0.148 0.165 16-Feb-15 1 16/02/2015 5:37 0 Unchecked -469.26 # Kentor Gold Ltd AU000000KGL6 ASX Equities and Derivatives 1 CFD and Share 0.165 -469.26 -469.26 -2,320.07 -469.26 -469.26 -2,320.07 29-Apr-16 2-Mar-15 787424166 787424166 787424169 657404535 22200/S70004081 5769928 Spectrum Live S70004081 SPL Retail Client Client Shares Buy SGP:xasx SGP.AX AUD AUD 27 0 0 0 4.37 27-Feb-15 1 2/03/2015 10:36 0 Unchecked 117.99 Stockland AU000000SGP0 ASX Equities and Derivatives 1 CFD and Share 4.37 117.99 117.99 583.35 117.99 117.99 583.35 29-Apr-16 4-Mar-15 788416851 788416851 788416851 658639442 17100/S54900108 4808196 SmarTrader Ltd S54900108 GCW Retail Client Client Shares Buy 88E:xasx 88E.AX AUD AUD 26,300 0 0 0.19 0.041 4-Mar-15 1 4/03/2015 22:25 0 Unchecked 1,078.30 # 88 Energy Ltd AU00000088E2 ASX Equities and Derivatives 1 Share Only 0.041 1,078.30 1,078.30 5,331.22 1,078.30 1,078.30 5,331.22 29-Apr-16 4-Mar-15 788416859 788416859 788416859 658639444 17100/S54900108 4808196 SmarTrader Ltd S54900108 GCW Retail Client Client Shares Buy 88E:xasx 88E.AX AUD AUD 17,143 0 0 0.28 0.041 4-Mar-15 1 4/03/2015 22:25 0 Unchecked 702.86 # 88 Energy Ltd AU00000088E2 ASX Equities and Derivatives 1 Share Only 0.041 702.86 702.86 3,475.01 702.86 702.86 3,475.01 29-Apr-16 6-Mar-15 789369559 789369559 789369559 660948892 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy MUS:xasx MUS.AX AUD AUD 310 0 0 69.802409 0.05 6-Mar-15 1 6/03/2015 22:25 0 Unchecked 15.5 # Mustang Resources Ltd AU000000MUS8 ASX Equities and Derivatives 1 Share Only 0.05 15.5 15.5 76.63 15.5 15.5 76.63 29-Apr-16 9-Mar-15 789628303 789628303 789628361 661330203 22200/S70003617 5099820 Spectrum Live S70003617 SPL Retail Client Client Shares Buy SAN:xnys SAN.N USD USD 1 0 0 0 5.03 9-Feb-15 1.295841076 9/03/2015 13:36 0 Unchecked 5.03 Banco Santander ADR Representing US05964H1059 NYSE Equities and Derivatives 1 CFD and Share 5.03 5.03 6.61 32.7 5.03 6.61 32.7 29-Apr-16 17-Mar-15 792823711 792823711 792823711 664663513 16220/S98000001 3357736 Home Trader S93500495 HTG Retail Client Client Shares Buy MTL:xasx MTL.AX AUD AUD 5 0 0 375 0.08 17-Mar-15 1 17/03/2015 22:20 0 Unchecked 0.4 Manalto Ltd AU000000MTL5 ASX Equities and Derivatives 1 Share Only 0.08 0.4 0.4 1.98 0.4 0.4 1.98 29-Apr-16 19-Mar-15 793501303 793501303 793503981 665403090 22200/S70003923 5533430 Spectrum Live S70003923 SPL Retail Client Client Shares Buy V:xnys V.N USD USD 716 0 0 40.640377 77.24 18-Mar-15 1.285546945 18/03/2015 22:40 0 Unchecked 55,303.84 Visa Inc. US92826C8394 NYSE Equities and Derivatives 1 CFD and Share 77.24 55,303.84 72,712.90 359,499.85 55,303.84 72,712.90 359,499.85 29-Apr-16 19-Mar-15 793500047 793500047 793502725 665403494 17300/S70400298 5763405 BBY Limited S70400298 SBR Retail Client Client Shares Buy V:xnys V.N USD USD 208 0 0 47.5625 77.24 18-Mar-15 1.285546945 18/03/2015 22:40 0 Unchecked 16,065.92 Visa Inc. US92826C8394 NYSE Equities and Derivatives 1 CFD and Share 77.24 16,065.92 21,123.30 104,435.71 16,065.92 21,123.30 104,435.71 29-Apr-16 20-Mar-15 794222276 794222276 794222276 666090277 17000/S81600001 6366021 BBY Limited S81600001 TXH Retail Client Client Shares Buy CNP:xasx CNP.AX AUD AUD 1,700 0 0 0.037 0.04 23-Mar-15 1 20/03/2015 11:03 0 Unchecked 68 *Delisted 20130131 (Centro Prop) AU000000CNP0 ASX Equities and Derivatives 1 CFD and Share 0.04 68 68 336.2 68 68 336.2 29-Apr-16 24-Mar-15 795558274 795558274 795558274 667487850 17000/S42300018 4129313 BBY Limited S42300018 GCW Retail Client Client Shares Buy SGR:xtsx SGRh.V CAD CAD 1,000 0 0 3.2 0.005 24-Mar-15 1.02085 24/03/2015 22:20 0 Unchecked 5 *Delisted 20160225 (San Gold Corp.) CA79780P1045 TSX Equities and Derivatives 1 CFD and Share 0.005 5 5.23 25.88 5 5.23 25.88 29-Apr-16 24-Mar-15 795327955 795327955 795327955 667507168 22200/S70002722 3491080 Spectrum Live S70002722 SPL Retail Client Client Shares Buy LOCK-0171:xxxx LOCK-0171. AUD AUD 719 0 0 0 0 24-Mar-15 1 24/03/2015 12:42 0 Unchecked 0 CA Instrument -Thor Mining AU0000000006 NotSupport Equities and Derivatives 1 Share Only 0 0 0 0 0 0 0 29-Apr-16 24-Mar-15 795327957 795327957 795327957 667507169 17500/S70400213 3633365 BBY Limited S70400213 SVS Retail Client Client Shares Buy LOCK-0171:xxxx LOCK-0171. AUD AUD 2,396 0 0 0 0 24-Mar-15 1 24/03/2015 12:42 0 Unchecked 0 CA Instrument -Thor Mining AU0000000006 NotSupport Equities and Derivatives 1 Share Only 0 0 0 0 0 0 0 29-Apr-16 8-Apr-15 800044850 800044850 800044874 672102499 17000/S48000033 4035138 SmarTrader Ltd S48000033 ZEN Retail Client Client Shares Buy BP:xnys BP.N USD USD 3 0 0 0 33.58 27-Mar-15 1.309753555 8/04/2015 12:37 0 Unchecked 100.74 BP Plc US0556221044 NYSE Equities and Derivatives 1 CFD and Share 33.58 100.74 132.45 654.86 100.74 132.45 654.86 29-Apr-16 8-Apr-15 800069026 800069026 800069026 672126525 16220/S93500540 3470753 Home Trader S93500540 HTG Retail Client Client Shares Buy AOPO:xasx AOPO.AX AUD AUD 24,989 0 0 0 0 8-Apr-15 1 8/04/2015 13:19 0 Unchecked 0 Apollo Consolidated Ltd - Options AU00000AOPO8 ASX Equities and Derivatives 1 Share Only 0 0 0 0 0 0 0 29-Apr-16 16-Apr-15 802869690 802869690 802869697 675020976 17000/S81600019 6467709 BBY Limited S81600019 TXH Retail Client Client Shares Buy CAR:xasx CAR.AX AUD AUD 7 0 0 0 11.76 15-Apr-15 1 16/04/2015 9:50 0 Unchecked 82.32 Carsales.com Ltd AU000000CAR3 ASX Equities and Derivatives 1 CFD and Share 11.76 82.32 82.32 407 82.32 82.32 407 29-Apr-16 22-Apr-15 805072247 805072247 805072247 677362018 20000/S20270006U 4313668 BBY Limited S20270006 JBN Retail Client Client Shares Buy AAPL:xnas AAPL.OQ USD USD 700 0 0 95.049871 93.75 22-Apr-15 1 22/04/2015 21:23 0 Unchecked 65,625.00 Apple Inc. US0378331005 Nasdaq NM Equities and Derivatives 1 CFD and Share 93.75 65,625.00 65,625.00 426,592.03 65,625.00 65,625.00 426,592.03 29-Apr-16 22-Apr-15 805072765 805072765 805072765 677368490 22200/S70003949 5598889 Spectrum Live S70003949 SPL Retail Client Client Shares Buy AAPL:xnas AAPL.OQ USD USD 385 0 0 65.871429 93.75 22-Apr-15 0.96693 22/04/2015 21:23 0 Unchecked 36,093.75 Apple Inc. US0378331005 Nasdaq NM Equities and Derivatives 1 CFD and Share 93.75 36,093.75 47,455.68 234,625.62 36,093.75 47,455.68 234,625.62 29-Apr-16 22-Apr-15 805075625 805075625 805075625 677368492 22200/S70003949 5598889 Spectrum Live S70003949 SPL Retail Client Client Shares Buy AAPL:xnas AAPL.OQ USD USD 180 0 0 103.04 93.75 22-Apr-15 1.07674 22/04/2015 21:23 0 Unchecked 16,875.00 Apple Inc. US0378331005 Nasdaq NM Equities and Derivatives 1 CFD and Share 93.75 16,875.00 22,187.07 109,695.09 16,875.00 22,187.07 109,695.09 29-Apr-16 22-Apr-15 805072857 805072857 805072857 677368800 22200/S70003961 5629626 Spectrum Live S70003961 SPL Retail Client Client Shares Buy AAPL:xnas AAPL.OQ USD USD 7 0 0 56.527143 93.75 22-Apr-15 0.97499 22/04/2015 21:23 0 Unchecked 656.25 Apple Inc. US0378331005 Nasdaq NM Equities and Derivatives 1 CFD and Share 93.75 656.25 862.83 4,265.92 656.25 862.83 4,265.92 29-Apr-16 22-Apr-15 805079617 805079617 805079617 677370096 21000/S62100120E 5791209 BBY Limited S62100120 E5M Retail Client Client Shares Buy AAPL:xnas AAPL.OQ USD USD 16 0 0 119.36 93.75 22-Apr-15 1 22/04/2015 21:23 0 Unchecked 1,500.00 Apple Inc. US0378331005 Nasdaq NM Equities and Derivatives 1 CFD and Share 93.75 1,500.00 1,500.00 9,750.68 1,500.00 1,500.00 9,750.68 29-Apr-16 22-Apr-15 805073925 805073925 805073925 677372957 22800/S69300001Z 6136639 BBY Limited S69300001 NDD Retail Client Client Shares Buy AAPL:xnas AAPL.OQ USD USD 630 0 0 79.162857 93.75 22-Apr-15 1 22/04/2015 21:23 0 Unchecked 59,062.50 Apple Inc. US0378331005 Nasdaq NM Equities and Derivatives 1 CFD and Share 93.75 59,062.50 59,062.50 383,932.83 59,062.50 59,062.50 383,932.83 29-Apr-16 30-Apr-15 808043589 808043589 808043589 680365265 22200/S70002788 3567383 Spectrum Live S70002788 SPL Retail Client Client Shares Buy AQC:xasx AQC.AX AUD AUD 200,000 0 0 0.005 0.017 30-Apr-15 1 30/04/2015 10:27 0 Unchecked 3,400.00 Australian Pacific Coal Ltd AU000000AQC5 ASX Equities and Derivatives 1 Share Only 0.017 3,400.00 3,400.00 16,809.94 3,400.00 3,400.00 16,809.94 29-Apr-16 6-May-15 809471508 809471508 809471534 681877220 22200/S70003294 4533526 Spectrum Live S70003294 SPL Retail Client Client Shares Buy CJC:xasx CJC.AX AUD AUD 200 0 0 1.92 0.007 15-May-15 1 5/05/2015 15:24 0 Unchecked 1.4 # Carajas Copper Co Ltd AU000000CJC6 ASX Equities and Derivatives 1 Share Only 0.007 1.4 1.4 6.92 1.4 1.4 6.92 29-Apr-16 6-May-15 809471512 809471512 809471538 681877222 22150/S26900198 4741326 BBY Limited Coleman S26900198 GP Retail Client Client Shares Buy CJC:xasx CJC.AX AUD AUD 1,500 0 0 0.5 0.007 15-May-15 1.039989695 5/05/2015 15:24 0 Unchecked 10.5 # Carajas Copper Co Ltd AU000000CJC6 ASX Equities and Derivatives 1 Share Only 0.007 10.5 11.5 51.91 10.5 11.5 51.91 29-Apr-16 12-May-15 811438402 811438402 811438436 683888790 22180/S65900030 6157811 BBY Limited S65900030 SMJ Retail Client Client Shares Buy LNR:xasx LNR.AX AUD AUD 100 0 0 22 6.55 21-May-15 1 11/05/2015 16:19 0 Unchecked 655 # Lonestar Resources Ltd AU000000LNR7 ASX Equities and Derivatives 1 CFD and Share 6.55 655 655 3,238.39 655 655 3,238.39 29-Apr-16 13-May-15 812206536 812206536 812206598 684855257 22200/S70003617 5099820 Spectrum Live S70003617 SPL Retail Client Client Shares Buy SAN:xnys SAN.N USD USD 1 0 0 0 5.03 11-May-15 1.253994724 13/05/2015 13:14 0 Unchecked 5.03 Banco Santander ADR Representing US05964H1059 NYSE Equities and Derivatives 1 CFD and Share 5.03 5.03 6.61 32.7 5.03 6.61 32.7 29-Apr-16 18-May-15 813086548 813086548 813086871 686209008 20000/S45800002 3490812 BBY Limited S45800002 EXM Retail Client Client Shares Buy S32:xasx S32.AX AUD AUD 120 0 0 0 1.66 25-May-15 1 15/05/2015 15:23 0 Unchecked 199.2 South32 Ltd AU000000S320 ASX Equities and Derivatives 1 CFD and Share 1.66 199.2 199.2 984.86 199.2 199.2 984.86 29-Apr-16 18-May-15 813086472 813086472 813086795 686209029 22200/S70003102 4099923 Spectrum Live S70003102 SPL Retail Client Client Shares Buy S32:xasx S32.AX AUD AUD 110 0 0 0 1.66 25-May-15 1 15/05/2015 15:23 0 Unchecked 182.6 South32 Ltd AU000000S320 ASX Equities and Derivatives 1 CFD and Share 1.66 182.6 182.6 902.79 182.6 182.6 902.79 29-Apr-16 18-May-15 813086482 813086482 813086805 686209036 20000/S61300000 4174652 BBY Limited S61300000 JBN Retail Client Client Shares Buy S32:xasx S32.AX AUD AUD 120 0 0 0 1.66 25-May-15 1 15/05/2015 15:23 0 Unchecked 199.2 South32 Ltd AU000000S320 ASX Equities and Derivatives 1 CFD and Share 1.66 199.2 199.2 984.86 199.2 199.2 984.86 29-Apr-16 18-May-15 813086648 813086648 813086971 686209047 20000/S64100007 4467712 BBY Limited S64100007 JBN Retail Client Client Shares Buy S32:xasx S32.AX AUD AUD 775 0 0 0 1.66 25-May-15 1 15/05/2015 15:23 0 Unchecked 1,286.50 South32 Ltd AU000000S320 ASX Equities and Derivatives 1 CFD and Share 1.66 1,286.50 1,286.50 6,360.58 1,286.50 1,286.50 6,360.58 29-Apr-16 25-May-15 815182600 815182600 815182636 688374884 17000/S48000031 4026939 SmarTrader Ltd S48000031 ZEN Retail Client Client Shares Buy VMT:xasx VMT.AX AUD AUD 15,000 0 0 0.41 0.235 28-May-15 1 22/05/2015 15:24 0 Unchecked 3,525.00 Vmoto Ltd AU000000VMT4 ASX Equities and Derivatives 1 Share Only 0.235 3,525.00 3,525.00 17,427.95 3,525.00 3,525.00 17,427.95 29-Apr-16 5-Jun-15 819410545 819410545 819410553 692714679 15000/S85900014 6396575 BBY Limited S85900014 BAL Retail Client Client Shares Buy BLZ:xasx BLZ.AX AUD AUD 2,360 0 0 0.375 0.054 11-Jun-15 1 4/06/2015 15:24 0 Unchecked 127.44 # Blaze International Ltd AU000000BLZ5 ASX Equities and Derivatives 1 Share Only 0.054 127.44 127.44 630.08 127.44 127.44 630.08 29-Apr-16 24-Jun-15 825309429 825309429 825309463 698778486 15000/S65300001 5554464 BBY Limited S65300001 BAM Retail Client Client Shares Buy VOC:xasx VOC.AX AUD AUD 922 0 0 4.529657 8.63 8-Jul-15 1 24/06/2015 9:08 0 Unchecked 7,956.86 Vocus Communications Ltd AU000000VOC6 ASX Equities and Derivatives 1 CFD and Share 8.63 7,956.86 7,956.86 39,339.51 7,956.86 7,956.86 39,339.51 29-Apr-16 6-Jul-15 828788862 828788862 828788986 702316963 22200/S70002745 3525907 Spectrum Live S70002745 SPL Retail Client Client Shares Buy KHC:xnas KHC.OQ USD USD 33 0 0 0 78.07 6-Jul-15 1.329386725 6/07/2015 9:38 0 Unchecked 2,576.31 The Kraft Heinz Co. US5007541064 Nasdaq NM Equities and Derivatives 1 CFD and Share 78.07 2,576.31 3,387.30 16,747.17 2,576.31 3,387.30 16,747.17 29-Apr-16 14-Jul-15 831257500 831257500 831257570 704806252 22200/S70004564 6290096 Spectrum Live S70004564 SPL Retail Client Client Shares Buy ITUB:xnys ITUB.N USD USD 10 0 0 0 9.53 21-Jul-15 1.349770562 13/07/2015 21:37 0 Unchecked 95.3 Itau Unibanco Holding SA US4655621062 NYSE Equities and Derivatives 1 CFD and Share 9.53 95.3 125.3 619.49 95.3 125.3 619.49 29-Apr-16 17-Jul-15 832414032 832414032 832414038 705995880 22200/S70003128 4220615 Spectrum Live S70003128 SPL Retail Client Client Shares Buy UUUU:xase UUUU.A USD USD 1,785 0 0 4.137255 2.35 16-Jul-15 1.350596551 17/07/2015 6:35 0 Unchecked 4,194.75 Energy Fuels Inc. CA2926717083 AMEX Equities and Derivatives 1 CFD and Share 2.35 4,194.75 5,515.21 27,267.76 4,194.75 5,515.21 27,267.76 29-Apr-16 20-Jul-15 832994732 832994732 832994732 706601525 16220/S93500586 3574533 Home Trader S93500586 HTG Retail Client Client Shares Buy ANRZ:xnas ANRZQ.PK USD USD 300 0 0 6.5899 0.018 20-Jul-15 1.08282 20/07/2015 21:25 0 Unchecked 5.4 Alpha Natural Resources Inc. US02076X1028 OOTC Equities and Derivatives 1 Share Only 0.018 5.4 7.1 35.1 5.4 7.1 35.1 29-Apr-16 20-Jul-15 832994738 832994738 832994738 706601527 16220/S93500586 3574533 Home Trader S93500586 HTG Retail Client Client Shares Buy ANRZ:xnas ANRZQ.PK USD USD 200 0 0 8.12 0.018 20-Jul-15 1.05175 20/07/2015 21:25 0 Unchecked 3.6 Alpha Natural Resources Inc. US02076X1028 OOTC Equities and Derivatives 1 Share Only 0.018 3.6 4.73 23.4 3.6 4.73 23.4 29-Apr-16 31-Jul-15 836867620 836867620 836867620 710508103 22200/S70004564 6290096 Spectrum Live S70004564 SPL Retail Client Client Shares Buy ENGI:xpar ENGIE.PA EUR EUR 50 0 0 20.36 14.4 31-Jul-15 1.47343 31/07/2015 21:19 0 Unchecked 720 Engie SA FR0010208488 PAR Equities and Derivatives 1 CFD and Share 14.4 720 1,083.74 5,358.13 720 1,083.74 5,358.13 29-Apr-16 4-Aug-15 837653287 837653287 837653287 711320019 22200/S70002744 3525906 Spectrum Live S70002744 SPL Retail Client Client Shares Buy TYX:xasx TYX.AX AUD AUD 25,500 0 0 0.562745 0.042 4-Aug-15 1 4/08/2015 21:23 0 Unchecked 1,071.00 # Tyranna Resources Ltd AU000000TYX5 ASX Equities and Derivatives 1 CFD and Share 0.042 1,071.00 1,071.00 5,295.13 1,071.00 1,071.00 5,295.13 29-Apr-16 4-Aug-15 837653289 837653289 837653289 711320021 22200/S70002852 3698068 Spectrum Live S70002852 SPL Retail Client Client Shares Buy TYX:xasx TYX.AX AUD AUD 8,700 0 0 0.565 0.042 4-Aug-15 1 4/08/2015 21:23 0 Unchecked 365.4 # Tyranna Resources Ltd AU000000TYX5 ASX Equities and Derivatives 1 CFD and Share 0.042 365.4 365.4 1,806.57 365.4 365.4 1,806.57 29-Apr-16 12-Aug-15 840425745 840425745 840425745 714110996 22180/S67700001 5636418 BBY Limited S67700001 AWL Retail Client Client Shares Buy QSEP:xnas QSEP.PK USD USD 5,000 0 0 0.98 0.18 12-Aug-15 1.355175977 12/08/2015 21:23 0 Unchecked 900 QS Energy Inc. - NOCT US74736R1068 OOTC Equities and Derivatives 1 Share Only 0.18 900 1,183.31 5,850.41 900 1,183.31 5,850.41 29-Apr-16 12-Aug-15 840425749 840425749 840425749 714110998 22180/S67700001 5636418 BBY Limited S67700001 AWL Retail Client Client Shares Buy QSEP:xnas QSEP.PK USD USD 2,000 0 0 1.03 0.18 12-Aug-15 1.355175977 12/08/2015 21:23 0 Unchecked 360 QS Energy Inc. - NOCT US74736R1068 OOTC Equities and Derivatives 1 Share Only 0.18 360 473.32 2,340.16 360 473.32 2,340.16 29-Apr-16 12-Aug-15 840425823 840425823 840425823 714111000 22180/S67700001 5636418 BBY Limited S67700001 AWL Retail Client Client Shares Buy QSEP:xnas QSEP.PK USD USD 890 0 0 1.34 0.18 12-Aug-15 1.08492 12/08/2015 21:23 0 Unchecked 160.2 QS Energy Inc. - NOCT US74736R1068 OOTC Equities and Derivatives 1 Share Only 0.18 160.2 210.63 1,041.37 160.2 210.63 1,041.37 29-Apr-16 12-Aug-15 840425941 840425941 840425941 714111002 22180/S67700001 5636418 BBY Limited S67700001 AWL Retail Client Client Shares Buy QSEP:xnas QSEP.PK USD USD 1,910 0 0 1.02 0.18 12-Aug-15 1.09570853 12/08/2015 21:23 0 Unchecked 343.8 QS Energy Inc. - NOCT US74736R1068 OOTC Equities and Derivatives 1 Share Only 0.18 343.8 452.02 2,234.85 343.8 452.02 2,234.85 29-Apr-16 12-Aug-15 840425963 840425963 840425963 714111004 22180/S67700001 5636418 BBY Limited S67700001 AWL Retail Client Client Shares Buy QSEP:xnas QSEP.PK USD USD 1,250 0 0 0.95 0.18 12-Aug-15 1.11818 12/08/2015 21:23 0 Unchecked 225 QS Energy Inc. - NOCT US74736R1068 OOTC Equities and Derivatives 1 Share Only 0.18 225 295.83 1,462.60 225 295.83 1,462.60 29-Apr-16 12-Aug-15 840425969 840425969 840425969 714111006 22180/S67700001 5636418 BBY Limited S67700001 AWL Retail Client Client Shares Buy QSEP:xnas QSEP.PK USD USD 9,150 0 0 0.9131148 0.18 12-Aug-15 1.13550038 12/08/2015 21:23 0 Unchecked 1,647.00 QS Energy Inc. - NOCT US74736R1068 OOTC Equities and Derivatives 1 Share Only 0.18 1,647.00 2,165.46 10,706.24 1,647.00 2,165.46 10,706.24 29-Apr-16 12-Aug-15 840425981 840425981 840425981 714111008 22180/S67700001 5636418 BBY Limited S67700001 AWL Retail Client Client Shares Buy QSEP:xnas QSEP.PK USD USD 4,600 0 0 0.94 0.18 12-Aug-15 1.13731609 12/08/2015 21:23 0 Unchecked 828 QS Energy Inc. - NOCT US74736R1068 OOTC Equities and Derivatives 1 Share Only 0.18 828 1,088.65 5,382.37 828 1,088.65 5,382.37 29-Apr-16 12-Aug-15 840426031 840426031 840426031 714111010 22180/S67700001 5636418 BBY Limited S67700001 AWL Retail Client Client Shares Buy QSEP:xnas QSEP.PK USD USD 5,200 0 0 0.9 0.18 12-Aug-15 1.10635 12/08/2015 21:23 0 Unchecked 936 QS Energy Inc. - NOCT US74736R1068 OOTC Equities and Derivatives 1 Share Only 0.18 936 1,230.64 6,084.42 936 1,230.64 6,084.42 29-Apr-16 12-Aug-15 840426041 840426041 840426041 714111012 22180/S67700001 5636418 BBY Limited S67700001 AWL Retail Client Client Shares Buy QSEP:xnas QSEP.PK USD USD 4,400 0 0 0.96 0.18 12-Aug-15 1.116005 12/08/2015 21:23 0 Unchecked 792 QS Energy Inc. - NOCT US74736R1068 OOTC Equities and Derivatives 1 Share Only 0.18 792 1,041.31 5,148.36 792 1,041.31 5,148.36 29-Apr-16 12-Aug-15 840426427 840426427 840426427 714111014 22180/S67700001 5636418 BBY Limited S67700001 AWL Retail Client Client Shares Buy QSEP:xnas QSEP.PK USD USD 3,400 0 0 0.81 0.18 12-Aug-15 1.05951 12/08/2015 21:23 0 Unchecked 612 QS Energy Inc. - NOCT US74736R1068 OOTC Equities and Derivatives 1 Share Only 0.18 612 804.65 3,978.28 612 804.65 3,978.28 29-Apr-16 13-Aug-15 840554494 840554494 840554500 714228675 17500/S70400257 4388353 BBY Limited S70400257 SBR Retail Client Client Shares Buy ABN:xtsx ABN.V CAD CAD 50 0 0 11.1 0.11 13-Aug-15 0.770595975 13/08/2015 7:08 0 Unchecked 5.5 Aben Resources Ltd CA00289T3064 TSX Equities and Derivatives 1 Share Only 0.11 5.5 4.38 28.47 5.5 4.38 28.47 29-Apr-16 19-Aug-15 842590478 842590478 842590478 716313716 22200/S70002930 3778692 Spectrum Live S70002930 SPL Retail Client Client Shares Buy CXDO:xnas CXDO.PK USD USD 200 0 0 3.54 1.3 19-Aug-15 0.97685 19/08/2015 21:19 0 Unchecked 260 Crexendo Inc. - NOCT US2265521078 OOTC Equities and Derivatives 1 Share Only 1.3 260 341.85 1,690.12 260 341.85 1,690.12 29-Apr-16 19-Aug-15 842590482 842590482 842590482 716313718 22200/S70002930 3778692 Spectrum Live S70002930 SPL Retail Client Client Shares Buy CXDO:xnas CXDO.PK USD USD 300 0 0 4.2 1.3 19-Aug-15 0.93575 19/08/2015 21:19 0 Unchecked 390 Crexendo Inc. - NOCT US2265521078 OOTC Equities and Derivatives 1 Share Only 1.3 390 512.77 2,535.18 390 512.77 2,535.18 EodDate TradeDate PositionID TradeID BrokerTradeId OrderID AttainKey CounterpartID CounterpartName CounterpartSubType CounterpartType ProductName BuySell InstrumentSymbolCode InstrumentReuterCode CurrencyCode TradedCurrencyCode Amount SpotPrice SwapPrice Price EODPrice ValueDate ExpiryDate InstrumentToAccountRate ExecutionTime RelatedPositionID HasOrders UnrealizedValue ForwardPrice Instrument Description ISIN Code Exchange Market Segment FigureSize NoticeDate Stock Tradetype SnapshotPrice UnrealisedPlSnapshotInstrument UnrealisedPlSnapshotAccount UnrealisedPlSnapshotDKK UnrealisedPlInstrument UnrealisedPlAccount UnrealisedPlDKK 29-Apr-16 28-Aug-15 847359543 847359543 847359543 721148242 22200/S70002914 3753633 Spectrum Live S70002914 SPL Retail Client Client Shares Buy LVT:xasx LVT.AX AUD AUD 2,800 0 0 1.25 0.25 28-Aug-15 1 28/08/2015 21:23 0 Unchecked 700 # LivTiles Ltd AU000000LVT6 ASX Equities and Derivatives 1 Share Only 0.25 700 700 3,460.87 700 700 3,460.87 29-Apr-16 2-Sep-15 848403633 848403633 848403721 722206350 17500/S63700002 4452086 BBY Limited S63700002 SHF Retail Client Client Shares Buy KLH:xtsx KLH.V CAD CAD 610 0 0 21.4 5.38 2-Sep-15 1.074598168 2/09/2015 6:39 0 Unchecked 3,281.80 *Delisted 20160411 (Stellar Biotechnologies Inc. CA85855A2039 TSX Equities and Derivatives 1 Share Only 5.38 3,281.80 3,435.47 16,985.28 3,281.80 3,435.47 16,985.28 29-Apr-16 9-Sep-15 850929457 850929457 850929457 724799306 22200/S70003206 4409574 Spectrum Live S70003206 SPL Retail Client Client Shares Buy CGAC:xnas CGAC.PK USD USD 5,000 0 0 0.51 0.004284 9-Sep-15 0.9919 9/09/2015 21:18 0 Unchecked 21.42 Code Green Apparel Corp. - NOCT US19189Y1082 OOTC Equities and Derivatives 1 Share Only 0.004284 21.42 28.16 139.24 21.42 28.16 139.24 29-Apr-16 9-Sep-15 850929459 850929459 850929459 724799308 20000/S64200002 4543497 BBY Limited S64200002 JBN Retail Client Client Shares Buy CGAC:xnas CGAC.PK USD USD 4,000 0 0 0.117 0.004284 9-Sep-15 0.9283 9/09/2015 21:18 0 Unchecked 17.14 Code Green Apparel Corp. - NOCT US19189Y1082 OOTC Equities and Derivatives 1 Share Only 0.004284 17.14 22.54 111.42 17.14 22.54 111.42 29-Apr-16 23-Sep-15 854584546 854584546 854584558 728481082 20000/S23200057 4021948 BBY Limited S23200057 GIL Retail Client Client Shares Buy QUR:xasx QUR.AX AUD AUD 3,846 0 0 0.338 0.023 28-Sep-15 1 22/09/2015 15:31 0 Unchecked 88.46 # Quantum Resources Ltd AU000000QUR1 ASX Equities and Derivatives 1 Share Only 0.023 88.46 88.46 437.36 88.46 88.46 437.36 29-Apr-16 23-Sep-15 854584540 854584540 854584552 728481084 20000/S23200065 4243565 BBY Limited S23200065 GIL Retail Client Client Shares Buy QUR:xasx QUR.AX AUD AUD 3,846 0 0 0.234 0.023 28-Sep-15 1 22/09/2015 15:31 0 Unchecked 88.46 # Quantum Resources Ltd AU000000QUR1 ASX Equities and Derivatives 1 Share Only 0.023 88.46 88.46 437.36 88.46 88.46 437.36 29-Apr-16 1-Oct-15 857546906 857546906 857547152 731468020 23400/S30900163 3863302 Alpha Broking S30900163 MHP Retail Client Client Shares Buy FAZ:arcx FAZ.P USD USD 6 0 0 1,260.79 38.63 5-Oct-15 1.425002135 30/09/2015 21:46 0 Unchecked 231.78 Direxion Daily Financial Bear 3x Shares US25490K5395 NYSE_ARCA Equities and Derivatives 1 CFD and Share 38.63 231.78 304.74 1,506.67 231.78 304.74 1,506.67 29-Apr-16 1-Oct-15 857546940 857546940 857547186 731468149 23400/S61900002 4416628 BBY Limited S61900002 KXZ Retail Client Client Shares Buy FAZ:arcx FAZ.P USD USD 47 0 0 612.884768 38.63 5-Oct-15 1.425002135 30/09/2015 21:46 0 Unchecked 1,815.61 Direxion Daily Financial Bear 3x Shares US25490K5395 NYSE_ARCA Equities and Derivatives 1 CFD and Share 38.63 1,815.61 2,387.14 11,802.28 1,815.61 2,387.14 11,802.28 29-Apr-16 2-Oct-15 857933816 857933816 857933848 731856372 17000/S60200058 5864377 BBY Limited S60200058 ZEN Retail Client Client Shares Buy BRK:xasx BRK.AX AUD AUD 4,589 0 0 0.12 0.008 14-Oct-15 1 1/10/2015 15:31 0 Unchecked 36.71 # Brookside Energy Ltd AU000000BRK4 ASX Equities and Derivatives 1 CFD and Share 0.008 36.71 36.71 181.5 36.71 36.71 181.5 29-Apr-16 14-Oct-15 862442475 862442475 862442619 736387754 22500/S62000181 5586795 Share Market College S62000181 BXR Retail Client Client Shares Buy 02333:xhkg 2333.HK HKD HKD 2,000 0 0 0 5.88 14-Oct-15 0.178113192 14/10/2015 13:58 0 Unchecked 11,760.00 Great Wall Motor Co. Ltd CNE100000338 HKEX Equities and Derivatives 1 CFD and Share 5.88 11,760.00 1,993.02 9,853.70 11,760.00 1,993.02 9,853.70 29-Apr-16 23-Oct-15 865680981 865680981 865680992 739694987 16220/S93500589 3577111 Home trader S93500589 HTG Retail Client Client Shares Buy STA:xasx STA.AX AUD AUD 3,265 0 0 0 0.007 23-Oct-15 1 23/10/2015 11:56 0 Unchecked 22.86 # Strandline Ressources Ltd AU000000STA5 ASX Equities and Derivatives 1 CFD and Share 0.007 22.86 22.86 113.02 22.86 22.86 113.02 29-Apr-16 26-Oct-15 866292899 866292899 866292899 740335549 17000/S61600196 5174979 BBY Limited S61600196 KJP Retail Client Client Shares Buy HTOO:xnas HTOO.PK USD USD 85 0 0 22.4 1.01 26-Oct-15 1.369840502 26/10/2015 22:22 0 Unchecked 85.85 Coresource Strategies Inc. - NOCT US21871J1007 OOTC Equities and Derivatives 1 Share Only 1.01 85.85 112.87 558.06 85.85 112.87 558.06 29-Apr-16 13-Nov-15 873086310 873086310 873086310 747189119 22200/S70002677 3450915 Spectrum Live S70002677 SPL Retail Client Client Shares Buy ETER:xnas ETER.PK USD USD 1 0 0 180.776699 0.05 13-Nov-15 1.402750213 13/11/2015 22:18 0 Unchecked 0.05 Enterra Corporation US29384T1016 OOTC Equities and Derivatives 1 Share Only 0.05 0.05 0.07 0.33 0.05 0.07 0.33 29-Apr-16 24-Nov-15 876173948 876173948 876173967 750631755 15000/S38700083 6448283 BBY Limited S38700083 TSH Retail Client Client Shares Buy ELRA:xnas ELRA.PK USD USD 42 0 0 234.87 0.0004 24-Nov-15 1.390372742 24/11/2015 7:29 0 Unchecked 0.02 Elray Resources Inc. - NOCT US29015T7028 OOTC Equities and Derivatives 1 Share Only 0.0004 0.02 0.03 0.13 0.02 0.03 0.13 29-Apr-16 24-Nov-15 876173935 876173935 876173954 750631757 15000/S38700084 6459970 BBY Limited S38700084 TSH Retail Client Client Shares Buy ELRA:xnas ELRA.PK USD USD 7 0 0 1,110.00 0.0004 24-Nov-15 1.390372742 24/11/2015 7:29 0 Unchecked 0 Elray Resources Inc. - NOCT US29015T7028 OOTC Equities and Derivatives 1 Share Only 0.0004 000000 29-Apr-16 25-Nov-15 876497064 876497064 876497082 750962278 17500/S89500012 3832884 BBY Limited S89500012 SBR Retail Client Client Shares Buy NMG:xasx NMG.AX AUD AUD 90 0 0 23.75 0.009 4-Dec-15 1 24/11/2015 16:29 0 Unchecked 0.81 # Noble Mineral Resources Ltd - NOCT AU000000NMG8 ASX Equities and Derivatives 1 Share Only 0.009 0.81 0.81 4 0.81 0.81 4 29-Apr-16 25-Nov-15 876497070 876497070 876497088 750962280 17500/S89500034 4222450 BBY Limited S89500034 SBR Retail Client Client Shares Buy NMG:xasx NMG.AX AUD AUD 70 0 0 7 0.009 4-Dec-15 1 24/11/2015 16:29 0 Unchecked 0.63 # Noble Mineral Resources Ltd - NOCT AU000000NMG8 ASX Equities and Derivatives 1 Share Only 0.009 0.63 0.63 3.11 0.63 0.63 3.11 29-Apr-16 25-Nov-15 876497066 876497066 876497084 750962282 16220/S86300150 4496150 Home Trader S93500844 HTG Retail Client Client Shares Buy NMG:xasx NMG.AX AUD AUD 82 0 0 24.25 0.009 4-Dec-15 1 24/11/2015 16:29 0 Unchecked 0.74 # Noble Mineral Resources Ltd - NOCT AU000000NMG8 ASX Equities and Derivatives 1 Share Only 0.009 0.74 0.74 3.66 0.74 0.74 3.66 29-Apr-16 27-Nov-15 877384488 877384488 877384516 751843113 17500/S89500001 3486343 BBY Limited S89500001 SBR Retail Client Client Shares Buy EGO:xasx EGO.AX AUD AUD 1,000 0 0 3.2 0.35 8-Dec-15 1 26/11/2015 16:32 0 Unchecked 350 # Empire Oil & Gas NL AU000000EGO3 ASX Equities and Derivatives 1 CFD and Share 0.35 350 350 1,730.44 350 350 1,730.44 29-Apr-16 27-Nov-15 877384484 877384484 877384512 751843115 22200/S70002798 3581702 Spectrum Live S70002798 SPL Retail Client Client Shares Buy EGO:xasx EGO.AX AUD AUD 333 0 0 1.900009 0.35 8-Dec-15 1 26/11/2015 16:32 0 Unchecked 116.55 # Empire Oil & Gas NL AU000000EGO3 ASX Equities and Derivatives 1 CFD and Share 0.35 116.55 116.55 576.23 116.55 116.55 576.23 29-Apr-16 27-Nov-15 877384502 877384502 877384530 751843243 22200/70003668 5119547 Spectrum Live S70003668 SPL Retail Client Client Shares Buy EGO:xasx EGO.AX AUD AUD 666 0 0 1.569997 0.35 8-Dec-15 1 26/11/2015 16:32 0 Unchecked 233.1 # Empire Oil & Gas NL AU000000EGO3 ASX Equities and Derivatives 1 CFD and Share 0.35 233.1 233.1 1,152.47 233.1 233.1 1,152.47 29-Apr-16 30-Nov-15 877746018 877746018 877746026 752214699 17500/S70400205 3553579 BBY Limited S70400205 SBR Retail Client Client Shares Buy RMI:xasx RMI.AX AUD AUD 2,800 0 0 0.05 0.007 9-Dec-15 1 27/11/2015 16:31 0 Unchecked 19.6 # Resource Mining Corporation Ltd AU000000RMI5 ASX Equities and Derivatives 1 Share Only 0.007 19.6 19.6 96.9 19.6 19.6 96.9 29-Apr-16 18-Dec-15 885935438 885935438 885935873 760768071 20000/S20500087 5892981 BBY Limited S20500087 JFB Retail Client Client Shares Buy LMI:xlon LMI.L GBP GBP 1 0 0 0 188 18-Dec-15 2.090544529 18/12/2015 0:10 0 Unchecked 1.88 Lonmin Plc GB00BYSRJ698 LSE_SETS Equities and Derivatives 0.01 CFD and Share 188 1.88 3.61 17.86 1.88 3.61 17.86 29-Apr-16 24-Dec-15 887631837 887631837 887633073 762528341 15000/S61700001 6385871 BBY Limited S61700001 BXN Retail Client Client Shares Buy NKE:xnys NKE.N USD USD 1,600 0 0 46.935 58.94 24-Dec-15 1.38234878 23/12/2015 23:09 0 Unchecked 94,304.00 Nike Inc. US6541061031 NYSE Equities and Derivatives 1 CFD and Share 58.94 94,304.00 123,989.89 613,018.44 94,304.00 123,989.89 613,018.44 29-Apr-16 28-Dec-15 888077922 888077922 888077922 762978987 22200/S70003198 4390516 Spectrum Live S70003198 SPL Retail Client Client Shares Buy BUD:xasx BUD.AX AUD AUD 200 0 0 1.065 0.145 28-Dec-15 1 28/12/2015 22:21 0 Unchecked 29 # Buddy Platform Ltd AU000000BUD3 ASX Equities and Derivatives 1 Share Only 0.145 29 29 143.38 29 29 143.38 29-Apr-16 5-Jan-16 889826397 889826397 889826401 764757540 16220/S93500579 3602902 Home Trader S93500579 HTG Retail Client Client Shares Buy TTW:xasx TTW.AX AUD AUD 2,500 0 0 0.295 0.025 5-Jan-16 1 5/01/2016 10:39 0 Unchecked 62.5 # TopTung Ltd AU000000TTW7 ASX Equities and Derivatives 1 Share Only 0.025 62.5 62.5 309.01 62.5 62.5 309.01 29-Apr-16 5-Jan-16 890115248 890115248 890115248 765059532 22200/S70002427 3245589 Spectrum Live S70002427 SPL Retail Client Client Shares Buy SSKN:xnas SSKN.OQ USD USD 50 0 0 95.5 0.93 5-Jan-16 1.136045 5/01/2016 22:19 0 Unchecked 46.5 Strata Skin Sciences Inc. US86272A1079 Nasdaq SC Equities and Derivatives 1 CFD and Share 0.93 46.5 61.14 302.27 46.5 61.14 302.27 29-Apr-16 3-Feb-16 902701158 902701158 902701238 778088993 21000/S62100120E 5791209 BBY Limited S62100120 E5M Retail Client Client Shares Buy AFSI:xnas AFSI.OQ USD USD 50 0 0 20.685 24.85 3-Feb-16 1 2/02/2016 23:11 0 Unchecked 1,242.50 Amtrust Financial Services Inc. US0323593097 Nasdaq NM Equities and Derivatives 1 CFD and Share 24.85 1,242.50 1,242.50 8,076.81 1,242.50 1,242.50 8,076.81 29-Apr-16 9-Feb-16 905811056 905811056 905811092 781248825 15000/S61700001 6385871 BBY Limited S61700001 BXN Retail Client Client Shares Buy AVGO:xnas AVGO.OQ USD USD 46 0 0 0 145.75 2-Feb-16 1.411105586 9/02/2016 12:08 0 Unchecked 6,704.50 Broadcom Ltd SG9999014823 Nasdaq NM Equities and Derivatives 1 CFD and Share 145.75 6,704.50 8,815.01 43,582.27 6,704.50 8,815.01 43,582.27 29-Apr-16 17-Feb-16 909621397 909621397 909621423 785160917 17500/S70400205 3553579 BBY Limited S70400205 SBR Retail Client Client Shares Buy WUC:xtse WUC.CD CAD CAD 53 0 0 13.31289 2 17-Feb-16 1.014350651 17/02/2016 10:11 0 Unchecked 106 Western Uranium Corp. - NOCT CA95984W1095 TSE Equities and Derivatives 1 Share Only 2 106 110.96 548.61 106 110.96 548.61 29-Apr-16 17-Feb-16 909621409 909621409 909621435 785160923 16220/S93500762 4241884 Home Trader S93500762 HTG Retail Client Client Shares Buy WUC:xtse WUC.CD CAD CAD 22 0 0 57.68919 2 17-Feb-16 1.014350651 17/02/2016 10:11 0 Unchecked 44 Western Uranium Corp. - NOCT CA95984W1095 TSE Equities and Derivatives 1 Share Only 2 44 46.06 227.73 44 46.06 227.73 29-Apr-16 3-Mar-16 915969233 915969233 915969233 791523858 20000/S23200055 4020161 BBY Limited S23200055 GIL Retail Client Client Shares Buy G8C:xasx G8C.AX AUD AUD 83 0 0 15 0.037 3-Mar-16 1 3/03/2016 22:22 0 Unchecked 3.07 # G8 Communications Ltd AU000000G8C2 ASX Equities and Derivatives 1 Share Only 0.037 3.07 3.07 15.18 3.07 3.07 15.18 29-Apr-16 3-Mar-16 915969235 915969235 915969235 791523860 20000/S23200057 4021948 BBY Limited S23200057 GIL Retail Client Client Shares Buy G8C:xasx G8C.AX AUD AUD 83 0 0 14.4 0.037 3-Mar-16 1 3/03/2016 22:22 0 Unchecked 3.07 # G8 Communications Ltd AU000000G8C2 ASX Equities and Derivatives 1 Share Only 0.037 3.07 3.07 15.18 3.07 3.07 15.18 29-Apr-16 9-Mar-16 918008390 918008390 918008390 793538982 17500/S63700002 4452086 BBY Limited S63700002 SHF Retail Client Client Shares Buy BRE:xses LINC.SI SGD SGD 10,166 0 0 7.29246 0.089 3-Mar-16 0.97932254 9/03/2016 14:43 0 Unchecked 904.77 Linc Energy Ltd AU000XINEAA6 SGX-ST Equities and Derivatives 1 CFD and Share 0.089 904.77 884.91 4,375.11 904.77 884.91 4,375.11 29-Apr-16 25-Mar-16 925167610 925167610 925167610 800677973 22200/S70003758 5290154 Spectrum Live S70003758 SPL Retail Client Client Shares Buy 1AG:xasx 1AG.AX AUD AUD 3,000 0 0 0.069 0.088 25-Mar-16 1 25/03/2016 22:18 0 Unchecked 264 # Alterra Ltd AU0000001AG5 ASX Equities and Derivatives 1 Share Only 0.088 264 264 1,305.24 264 264 1,305.24 29-Apr-16 25-Mar-16 925167614 925167614 925167614 800677975 22200/S70003758 5290154 Spectrum Live S70003758 SPL Retail Client Client Shares Buy 1AG:xasx 1AG.AX AUD AUD 4,000 0 0 0.092 0.088 25-Mar-16 1 25/03/2016 22:18 0 Unchecked 352 # Alterra Ltd AU0000001AG5 ASX Equities and Derivatives 1 Share Only 0.088 352 352 1,740.32 352 352 1,740.32 29-Apr-16 30-Mar-16 926761278 926761278 926761278 802277715 17000/S42100083 4092878 BBY Limited S42100083 SBR Retail Client Client Shares Buy IOT:xasx IOT.AX AUD AUD 10,000 0 0 0.092 0.051 30-Mar-16 1 30/03/2016 21:20 0 Unchecked 510 # IoT Group Ltd AU000000IOT7 ASX Equities and Derivatives 1 Share Only 0.051 510 510 2,521.49 510 510 2,521.49 29-Apr-16 4-Apr-16 928570615 928570615 928570615 804096652 22200/S70003103 4099925 Spectrum Live S70003103 SPL Retail Client Client Shares Buy XPE:xasx XPE.AX AUD AUD 470 0 0 0.71 0.038 4-Apr-16 1 4/04/2016 21:21 0 Unchecked 17.86 # Xped Ltd AU000000XPE5 ASX Equities and Derivatives 1 Share Only 0.038 17.86 17.86 88.3 17.86 17.86 88.3 29-Apr-16 13-Apr-16 932521805 932521805 932521811 808047657 16220/S93500495 3357736 Home Trader S93500495 HTG Retail Client Client Shares Buy EQU:xasx EQU.AX AUD AUD 200 0 0 10 0.015 21-Apr-16 1 12/04/2016 15:50 0 Unchecked 3 # Equator Resources Ltd AU000000EQU9 ASX Equities and Derivatives 1 Share Only 0.015 3 3 14.83 3 3 14.83 29-Apr-16 20-Apr-16 935822912 935822912 935822917 811315023 22180/S65900030 6157811 BBY Limited S65900030 SMJ Retail Client Client Shares Buy AKKR:xasx AKKR.AX AUD AUD 1,500 0 0 0 0.001 27-Apr-16 1 20/04/2016 2:49 0 Unchecked 1.5 *Ended 20160502 (Austin Exploration Ltd - Rights AU00000AKKR0 ASX Equities and Derivatives 1 None 0.001 1.5 1.5 7.42 1.5 1.5 7.42 29-Apr-16 26-Apr-16 939232743 939232743 939232743 814761491 20000/S64200002 4543497 BBY Limited S64200002 JBN Retail Client Client Shares Buy SIML:xnas SIML.PK USD USD 10 0 0 21 0.0003 26-Apr-16 1.424979285 26/04/2016 21:21 0 Unchecked 0 Simlatus Corp. - NOCT US8286631044 OOTC Equities and Derivatives 1 Share Only 0.0003 0 0 0 0 0 0