An Investigation Into the Legal Status of Internet Domain Names
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AN INVESTIGATION INTO THE LEGAL STATUS OF INTERNET DOMAIN NAMES A THESIS SUBMITTED TO THE UNIVERSITY OF MANCHESTER FOR THE DEGREE OF DOCTOR OF PHILOSOPHY (PHD) IN THE FACULTY OF HUMANITIES 2014 By Mohammad Al Ramahi LLB, LLM School of Law TABLE OF CONTENTS 1. ABSTRACT ...................................................................................................9 2. DECLARATION.............................................................................................10 3. COPYRIGHT STATEMENT..........................................................................10 4. THESIS OVERVIEW, FRAMEWORK AND METHODOLOGY.................11 Overview of the Key Themes of the Thesis ........................................11 Competition Law Issues ......................................................................12 Domain Names as Property .................................................................13 Methodology........................................................................................16 Structure of the Thesis..........................................................................18 CHAPTER ONE ICANN AS A CUSTODIAN OF DOMAIN NAME REGULATION ..............................20 1. Introduction..........................................................................................................................20 1.1 ICANN as a Custodian of Domain Name Regulation: The Development of a Global System of Domain Name Allocation and Assignment 20 1.1.1 The Demand for a Global System of Dispute Resolution.......................22 1.1.2 The Inadequacies of the National System of Domain Name Regulation and Resolution..................................................................................................23 1.2 The Broader Significance and Governance Functions of ICANN 25 1 1.2.1 The Rise in Abusive Domain Name Registration...................................25 1.2.2 The Classic International Intellectual Property Framework and its Discontents................................................................................................ 26 1.2.3 Lack of Enforcement and Divergences in State Law..............................27 1.2.4 Jurisdictional Challenges.........................................................................29 1.3 The Creation of the ICANN System of Domain Name Management, Allocation and Assignment............................................................................................................33 1.3.1 The Creation of the ICANN System.......................................................33 1.3.2 Domain Names Registration and the ICANN Registration Agreement..35 1.3.3 What is a Domain Name? ........................................ ..............................36 1.3.4 The Technical Functions of the Domain Name Registrar.......................37 1.3.5 Domain Name Registration...................................................................39 1.3.6 Conflicts among Rights........................................ ..................................40 1.4 The Creation of a Global, Harmonised System of Domain Name Regulation and Dispute Settlement........................................ ..............................................................41 1.4.1 The creation of the UDRP................................................................42 1.4.2 The Virtues of the UDRP..........................................................45 1.4.3 The Position under the US Anti-Cybersquatting Act...........................47 1.4.4 Should Domain Names be interpreted from within a Contractual Framework of Services Rendered? ..............................................................47 1.5 Domain Names as Contract Rights........................................ .............................50 1.5.1 Domain Names as Licences ........................................ ........................51 1.5.2 National Registration Agreements........................................ ...............53 1.5.3 Domain Names as a Sui Generis class of Rights..................................54 1.6 Conclusion: The Dual Nature of Domain Names................................................57 CHAPTER TWO TRADEMARKS, AND THE DEVELOPMENT OF NEW LEGAL LINKAGES IN APPROACH BETWEEN TRADEMARKS AND DOMAIN NAMES.......................... .59 2.1 Introduction........................................................................................................................59 2.2 The Nature and Value of Domain Names........................................................................60 2 2.3 Domain Name as Identifier...................................................................61 2.4 A Contextual Approach to Domain Names and Trademark Law.............63 2.4.1 Early Interaction between Trademarks and Domain Names............64 2.4.2 Origins and Basic Principles.................................. .......................65 2.5 The Rationale and Public Policy Purpose Underwriting Trademark Protection................................................................................................. .66 2.5.1 Quality Function...........................................................................67 2.5.2 Protection of Property (Goodwill).................................................. 67 2.5.3 Trademarks and their Function.......................................................68 2.5.4 Scope of Protection for Trademark Holders.....................................69 2.6 Why is Trademark Property?..................................................................70 2.6.1 Background................................................................ ..................70 2.6.2 Statutory Law and Definitional Issues............................................72 2.6.3 Trademark Assignment and Transfer.... .........................................73 2.7 Judicial Interpretations of the Scope and Purpose of Trademarks Law......75 2.7.1 Production Confusion in connection with Similar or Identical Goods.....................................................................................................75 2.7.2 Antidilution....................................................................................76 2.7.3 The Intel v CPM Approach to Trademark Dilution............................77 2.7.4 InterFlora case................................................................................79 2.7.5 InterFlora Approach to Double Identity...........................................79 2.7.6 Trademarks as an Instrument of Commercial Strategy......................80 2.7.7 Advertising Function.......................................................................82 2.7.8 Investment Function........................................................................83 2.7.8.1 Dilution..............................................................................84 2.7.8.2 Free Riding ........................................................................85 2.7.9 Other Trademark Related Legal Actions..........................................86 2.8 The Legal Status of Domain Names which Lack Formal Trademark Status......86 2.8.1 Restrictions on Domain Name Characters.......................................88 2.9 Conclusion.................................................................................................89 CHAPTER THREE DOMAIN NAME EXPANSION AND DISPUTE RESOLUTION...................................90 3 3.1 Introduction..................................................................................................................90 3.2 Why is ICANN’s gTLD Expansion Being Introduced?...............................................90 3.2.1 The Components of the New gTLDs........................................ .........................91 3.2.2 Current Applications........................................ ..................................................93 3.2.3 Generic Word Applications........................................ ........................................94 3.2.4 Scope for Dispute........................................ .......................................................95 3.2.5 The New Market for gTLDs........................................ .....................................97 3.3 ICANN as a Custodian of Dispute Settlement Functions…………………………….98 3.3.1 The Domain Name Infringement Test...............................................................99 3.3.2. Burden of Proof........................................ .......................................................103 3.3.3 Third Party Legitimate interests in a Domain Name.........................................104 3.3.4. Bad Faith........................................ .................................................................106 3.4 The Limitations of the UDRP........................................ .............................................108 3.5 ACPA as recourse from the UDRP........................................ .....................................109 3.6 Conclusion........................................ ...........................................................................111 CHAPTER FOUR THE MONETISATION AND COMMODIFICATION OF DOMAIN NAMES ..........112 4.1 Introduction................................................................................................................112 4.2 The Control of Top Level Domain Names and the Significance of ICANN’s Expansion Programme ........................................ .................................................................113 4.2.1 Alternative Dispute Resolution Mechanisms for Contesting