Introduction to Conjugate Plateau Constructions by H. Karcher, Bonn. Version December 2001
Abstract. We explain how geometric transformations of the solutions of carefully designed Plateau problems lead to complete, often embedded, minimal or constant mean curvature surfaces in space forms.
Introduction. The purpose of this paper is, to explain to a reader who is already familiar with the the- ory of minimal surfaces another successful method to construct examples. This method is independent of the Weierstra representation which is the construction method more immediately related to the theory. This second method is called “conjugate Plateau con- struction” and we summarize it as follows: solve a Plateau problem with polygonal contour, then take its conjugate minimal surface which turns out to be bounded by planar lines of re ectional symmetry (details in section 2), nally use the symmetries to extend the conjugate piece to a complete (and if possible: embedded) minimal surface. For triply periodic minimal surfaces in R3 this has been by far the simplest and richest method of construction. [KP] is an attempt to explain the method to a broader audience, beyond mathematicians. Large families of doubly and singly periodic minimal surfaces in R3 have also been obtained. By contrast, for nite total curvature minimal surfaces the Weierstra representation has been much more successful. Since conjugate minimal surfaces can also be de ned in spheres and hyperbolic spaces (sec- tion 2) the method has also been used there. However in these applications the contour of the Plateau problem is not determined already by the symmetry group with which one wants to work. Even in the simplest cases the correct contour has to be determined by a degree argument from a 2-parameter family of (solved) Plateau problems. For spherical examples see [KPS], for hyperbolic examples see [Po]. There is an even wider range of applications. In [La] two constant mean curvature one surfaces in R3 were constructed from minimal surfaces in S3. In [Ka2] it was observed that for large numbers of cases the required spherical Plateau contours, surprisingly, can be determined without reference to the Plateau solutions by using Hopf vector elds in S3. Then [Gb] added strings of bubbles to these examples by solving Plateau problems not in S3 but in mean convex domains such as the universal cover of the solid Cli ord torus. He also obtained nonperiodic limits. More generally one can start with minimal surfaces in a spaceform M 3(k) (having constant curvature k). From these it is possible to obtain in a similar way constant mean curva- ture c surfaces in the space M 3(k c2). However, one has the same problem explained for conjugate minimal surfaces: the required Plateau contours have to be chosen from at least 2-parameter families and the choice depends on properties of the solutions. In those cases
1 where conjugate minimal pieces have been obtained by solving degree arguments, for ex- ample in [KPS], [Po], a trivial perturbation argument shows that constant mean curvature deformations of the constructed minimal surfaces also exist. Constant mean curvature one surfaces in H3, also called Bryant surfaces, have to be men- tioned separately. They are obtained from minimal surfaces in R3. Again, the contours in R3 are not determined by the symmetries with which one wants the Bryant surface to be compatible. Nevertheless the situation still is a bit simpler than e.g. the spherical or hyperbolic conjugate minimal surfaces, because one of the parameters of the R3-contours is just scaling. E.g. to prove existence of Bryant surfaces having the symmetries of a Platonic tessellation of H3, the scaling parameter allowed to succeed with a once iterated intermediate value argument instead of a general winding number argument [Ka3]. Frequently we will argue: “take the Plateau solution and...”. This may suggest di culties which are not encountered. For our applications it is neccessary to know more about the Plateau solution than just their existence. In particular, all our Plateau contours will be polygons in R3 or piecewise geodesic in S3 or H3. In many cases these solutions can be obtained as graphs over convex polygons with piecewise linear Dirichlet boundary data. It will be convenient to include also projections for which certain edges are projected to points. A reference for such cases is [Ni], where Dirichlet problems for graphs over convex domains are solved even if the boundary values have jump discontinuities. For example over two opposite edges of a square one can prescribe the value n and over the other pair the value +n. The Nitsche graph has then vertical segments over the vertices of the square as boundary, i.e., it is the Plateau solution of the polygon which has two horizontal edges at height n, two horizontal edges at height +n and four vertical edges of length 2n. The fact that such Dirichlet problems have graph solutions implies that the tangent planes along the vertical edges have to rotate in a monotone way (otherwise the surface could not be a graph over the interior). This implies that the corresponding boundary arcs of the conjugate piece are convex arcs, a very helpful qualitative control of the conjugate piece. – In [JS] this work is extended, now giving su cient conditions for including in nite Dirichlet boundary values. For example on a convex 2n-gon with equal edge lengths (i.e., allowing angles ) one can alternatingly prescribe the boundary values +∞, ∞. The conjugate pieces of these Jenkins- Serrin graphs generate a rich family of generalizations of Scherk’s singly periodic saddle towers, section 2 and [Ka1], pp.90-93. This paper has three sections. In the rst we do not yet use the conjugate minimal surfaces. We discuss the construction of complete embedded minimal surfaces by extending polygonally bounded minimal surface pieces, not necessarily of disk type. I concentrate on a new family of hyperbolic minimal surfaces in an attempt to show how quantitative facts about hyperbolic geometry are essential for existence and embeddedness. The second section repeats, for the convenience of the reader, those parts of minimal surface theory which are relevant for the conjugation constructions in space forms. Also, I try to indicate, how varied the applications to minimal surfaces in R3 are. In the third section I concentrate
2 on constant mean curvature one surfaces in R3 since I feel one has to understand these before one can work on the less explicit problems mentioned in section 2. 1. Extension of minimal surfaces across boundary segments. Minimal surfaces in R3. More than 50 years before the general Plateau problem was solved, solutions for certain polygonal contours where found by B. Riemann and by H.A. Schwarz. Their solutions were given as integrals of multivalued functions. In today’s terminology they used the Weierstra representation on nontrivial Riemann surfaces. The following particularly simple examples are due to H.A. Schwarz. Consider the following hexagonal polygons made of edges of a brick with edge lengths a, b, c.
P1 :(0, 0, 0) → (a, 0, 0) → (a, b, 0) → (a, b, c) → (0,b,c) → (0, 0,c) → (0, 0, 0), P2 :(0, 0, 0) → (a, 0, 0) → (a, b, 0) → (a, b, c) → (a, 0,c) → (0, 0,c) → (0, 0, 0).
Left: the polygonal contours P 1,P2 on the boundary of a cube (a special brick). Right: the contour P 2 with its Plateau solution and an extension by 180 rota- tions around boundary edges. It is named Schwarz’ CLP-surface.
In both cases the contour has a 1-1 convex projection (in fact many). The Plateau problem has therefore a unique solution, which is a graph over the interior of the chosen convex projection. Moreover, by the maximum principle, every compact minimal surface lies in the convex hull of its boundary. In particular our Plateau solutions are inside the brick with edge lengths a, b, c. Imagine a black and white (“checkerboard”) tessellation of R3 by these bricks, and imagine our Plateau solution to be in a black brick. The Schwarz re ection theorem says that 180 rotation around any of the boundary edges of the Plateau
3 piece gives an analytic continuation of the initial minimal surface piece. Because of the 90 angles of the polygons we can repeatedly extend across the edges which leave from one polygon vertex and thus obtain a smooth extension containing that vertex as an interior point. Notice that all the extensions are inside black bricks, and if the extensions lead us back into the rst brick then the whole brick comes back in its original position. This shows that the extensions lead to embedded triply periodic minimal surfaces. The rst one was named by A. Schoen Schwarz D-surface and the second Schwarz CLP-surface, see [DHKW] vol I, plate V, (a)-(c). The names given by A. Schoen are well known in the cristallographic literature. The cristallographers Fischer and Koch [??] have listed the cristallographic groups which contain enough 180 rotations so that from segments of the rotation axes polygons can be formed with the property that the Plateau solutions of these polygons extend to embedded triply periodic minimal surfaces. Their work includes examples of fairly complicated such polygons.
Minimal surfaces in spheres and hyperbolic spaces. Since the Schwarz re ection theorem extends to minimal surfaces in spheres and hyperbolic spaces one can extend the above idea to space forms. Lawson’s minimal surfaces in spheres [La] are constructed in this way from disk type Plateau solutions bounded by great circle quadrilaterals. I will now construct new embedded minimal surfaces in hyperbolic space which have compact annular fundamental domains. The purpose of these examples is to illustrate the use of barriers and of basic hyperbolic geometry. - Euclidean analogues of such annuli, where the annulus is bounded by a pair of equilateral triangles in parallel planes, or a pair of squares in parallel planes, were already constructed by H.A. Schwarz, see [DHKW] vol. I g. 22 (a),(b),(d) and g. 23 (a),(b). For more complicated minimal annuli see [Ka2], p.342,343. All these extend to embedded triply periodic minimal surfaces.
Three polygonally bounded minimal annuli in R3, one with noninjective bound- ary. The middle one is called Schwarz’ H-surface.
The existence construction. We have to deal with the following problem: if two cir- cles in parallel planes are too far apart, then there is no catenoid annulus which joins them. The problem is dealt with by barriers. In R3 for example, assume that two con- vex polygons in parallel planes are so close together that a catenoid exists which meets
4 only the interior of the two polygons. Then the two polygons are the boundary of a minimal annulus which surrounds the catenoid. In principle this would work also in hy- perbolic space H3, but the meridians of hyperbolic catenoids are given by di erential equations, not by formulas in terms of well known functions. Therefore one cannot readily decide whether some prism can surround a catenoid or whether it is too high and can- not. Instead we will rely on tori as (less optimal but more explicit) barriers. A torus of revolution has its mean curvature vector pointing into the solid torus if the radius of the meridian circle is less than half the soul radius. Such a torus is called mean convex.
Catenoid, mean-convex torus and polygonally bounded annulus inside.
The minimization technique of the calculus of variation can be applied to the set of surfaces which lie in a domain with mean convex boundary and which have the desired boundary. We can therefore choose any two di erent latitude circles of the torus and nd an annu- lar minimal surface (with those two latitudes as boundary) inside the solid torus. This minimal annulus together with the exterior planar domains of the two latitudes bounds another mean convex domain. In this mean convex domain we nd a rich collection of minimal annuli: any two simply closed curves which lie in the exterior domains of the two latitude circles and are homotopic to them bound a minimal annulus which can be found by minimization in our mean convex domain. We apply this to the top and bottom poly- gon of the following regular and tessellating prisms: start with a regular geodesic n-gon, n 8, with 90 angles, lying in a totally geodesic hyperbolic plane in H3. (There also exist hyperbolic ve-, six- and sevengons with 90 angles but for those the torus barriers
5 do not work.) Consider next the in nite prism orthogonal to the n-gon in H3. Cut this in nite prism above and below its symmetry plane so that the dihedral angles along the top and bottom rim are 60 . The following hyperbolic computation shows that the two rims of this prism lie in a mean convex torus (see the gure above) and can therefore be joined by a minimal annulus (of course inside the convex prism). And analytic extension of this annulus by repeated 180 rotations around boundary edges produces a complete minimal surface which turns out to be embedded. My reference for hyperbolic trigonometry is [Bu, pp.31-42]. It is helpful to know that gen- eral trigonometric formulae simplify more than one expects from the general expressions if one specializes to simple gures. To emphasize this I only quote and use two such special cases. First, for right angled triangles with edge lengths a, b, c and angles , , = /2we have cosh c = cosh a cosh b = cot cot sinh a = sin sinh c = cot tanh b cos = cosh a sin = tanh b coth c. The formulas cos = cosh a sin , cosh c = cot cot imply that a regular n-gon with 90 angles has inradius a = ri and outer radius c = ro given by cos( /4) cosh r = , cosh r = cot( /4) cot( /n). i sin( /n) o
Our second such simple gure is the trirectangle, a quadrilateral with three angles /2, with edge lengths a, b, , and with the fourth angle between edges , . Here the general formulas simplify to
cos = sinh a sinh b = tanh tanh cosh a = cosh sin = tanh coth b sinh = sinh a cosh = coth b cot .
Next consider the prism over the above 90 -n-gon, which has at its top rim a dihedral angle of = /3. We determine its inner height hi, i.e., the distance between the top and bottom plane, and its outer height ho, i.e., the distance between the bottom n-gon and the top n- gon (i.e. the distance between the midpoints of the top and bottom edge of a vertical face). Note that a plane through the (vertical) symmetry axis and the midpoint of a (horizontal) edge intersects the prism in a trirectangle with a = hi,b= ri, = ho, = /3. With the formulas cos = sinh a sinh b, sinh = coth b cot we get
cos( /3) cot( /3) sinh hi = , sinh ho = . sinh ri tanh ri Finally we have to check that the two 60 rims of the double prism lie in a mean convex domain as above. For this we choose the midpoint M of the meridian circle of the torus
6 on the extension of the edge ri of the trirectangle and at a distance rs =1.1 ri (the soul radius) from the symmetry axis. The meridian radius rm is determined by cosh rm = cosh ho cosh(0.1ri) The condition for mean convexity of the torus was rs 2rm and this is satis ed for n 8. Therefore we have the existence of a minimal annulus which is bounded by the top and bottom rim of our convex and tessellating hyperbolic prism. For vegons to sevengons either this barrier computation is not good enough or the top and bottom rims are indeed too far apart for the minimal annulus to exist. Note another quantitative aspect of this computation: we do not have other families of such prisms, because the sum of the three dihedral angles at a top vertex of the prism has to be > ; if the sum of the dihedral angles is = then the vertices of the prism are on the sphere at in nity and if the sum of the dihedral angles is <