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Schedule of Investments December 31, 2020 (Unaudited)

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Schedule of Investments December 31, 2020 (Unaudited) Schedule of Investments December 31, 2020 (Unaudited) City National Rochdale Government Money Market Fund Description Face Amount (000) Value (000) Description Face Amount (000) Value (000) U.S. Government Agency Obligations [44.9%] 0.135%, VAR United States FFCB Secured Overnight 0.183%, VAR ICE LIBOR Financing Rate+0.025%, 02/26/21 $ 25,000 $ 25,000 USD 1 Month+0.035%, 01/26/21 $ 25,000 $ 25,000 0.180%, VAR United States 0.213%, VAR ICE LIBOR Secured Overnight USD 1 Month+0.070%, Financing Rate+0.070%, 08/12/22 50,000 50,000 06/24/21 50,000 49,998 0.200%, VAR United States FNMA Secured Overnight 0.470%, VAR United States Financing Rate+0.090%, Secured Overnight 07/15/21 50,000 50,000 Financing Rate+0.360%, 01/20/22 50,000 50,000 FHLB 0.130%, 06/17/21 25,000 24,999 0.500%, VAR United States 0.169%, VAR ICE LIBOR Secured Overnight USD 1 Month+0.015%, Financing Rate+0.390%, 04/15/22 50,000 50,000 07/13/21 50,000 50,000 0.160%, VAR United States 0.350%, VAR United States Secured Overnight Secured Overnight Financing Rate+0.050%, Financing Rate+0.240%, 05/05/22 25,000 25,000 07/16/21 25,000 25,000 0.420%, VAR United States 0.310%, VAR United States Secured Overnight Secured Overnight Financing Rate+0.310%, Financing Rate+0.200%, 05/09/22 50,000 50,000 09/24/21 50,000 50,000 0.280%, VAR United States Total U.S. Government Agency Obligations Secured Overnight (Cost $1,768,458) 1,768,458 Financing Rate+0.170%, 11/12/21 50,000 50,000 U.S. Treasury Obligations [33.7%] 0.170%, VAR United States United States Cash Secured Overnight Management Bill 0.098%, 01/05/21(A) 100,000 99,999 Financing Rate+0.060%, 0.104%, 01/12/21(A) 50,000 49,998 12/15/22 50,000 50,000 0.104%, 01/19/21(A) 50,000 49,997 FHLB DN 0.116%, 02/02/21(A) 50,000 49,995 0.394%, 01/06/17(A) 113,000 112,997 0.113%, 03/16/21(A) 100,000 99,977 0.451%, 01/13/17(A) 50,000 49,998 0.081%, 04/13/21(A) 75,000 74,983 0.457%, 01/20/17(A) 86,000 85,995 0.087%, 04/20/21(A) 100,000 99,973 0.437%, 01/27/17(A) 25,000 24,999 0.090%, 05/04/21(A) 50,000 49,985 0.431%, 02/03/17(A) 48,000 47,996 0.519%, 02/10/17(A) 50,000 49,995 United States Cash 0.505%, 02/24/17(A) 50,000 49,991 Management Bill - 0.352%, 01/04/21(A) 50,000 50,000 Reopening 0.088%, 04/27/21(A) 50,000 49,986 0.078%, 01/22/21(A) 73,820 73,817 0.098%, 01/29/21(A) 50,000 49,996 United States Treasury Bill 0.090%, 02/11/21(A) 50,000 49,995 0.086%, 02/26/21(A) 36,000 35,995 0.099%, 02/18/21(A) 50,000 49,993 0.105%, 03/26/21(A) 100,000 99,976 0.091%, 02/23/21(A) 50,000 49,993 0.105%, 04/05/21(A) 65,000 64,982 0.085%, 03/02/21(A) 100,000 99,986 0.539%, 04/07/21(A) 53,325 53,309 0.107%, 03/04/21(A) 100,000 99,982 0.106%, 04/30/21(A) 50,000 49,983 0.106%, 04/08/21(A) 100,000 99,971 0.658%, 05/12/21(A) 50,000 49,981 0.113%, 04/15/21(A) 50,000 49,984 0.104%, 05/14/21(A) 30,000 29,988 0.087%, 06/03/21(A) 50,000 49,982 0.699%, 05/26/21(A) 15,000 14,995 0.300%, 06/02/21(A) 29,000 28,989 United States Treasury Bill- 0.090%, 06/09/21(A) 50,000 49,980 When Issued 0.092%, 02/09/21(A) 50,000 49,995 FHLMC 0.102%, 03/09/21(A) 100,000 99,981 0.140%, VAR United States Secured Overnight Total U.S. Treasury Obligations Financing Rate+0.030%, (Cost $1,324,755) 1,324,755 02/05/21 69,500 69,499 CITY NATIONAL ROCHDALE FUNDS | PAGE 1 Schedule of Investments December 31, 2020 (Unaudited) City National Rochdale Government Money Market Fund Description Shares/Face Amount (000) Value (000) Description Face Amount (000) Value (000) Short-Term Investment [0.0%] Wells Fargo (B) Morgan Stanley Institutional 0.060%, dated 12/31/20, Liquidity Funds - repurchased on 01/04/21, Government Portfolio, repurchase price 0.030%** 1,376,284 $ 1,376 $300,000,500 (collateralized by a U.S. Government Total Short-Term Investment obligations, par values (Cost $1,376) 1,376 ranging from $50,852 to Repurchase Agreements [16.1%] $122,818,060, 2.000%- Barclays (B) 5.000%, 10/1/2027- 0.050%, dated 12/31/20, 12/20/2050; with a total repurchased on 01/04/21, market value of $306,000,000) $ 300,000 $ 300,000 repurchase price $75,000,104 (collateralized by a U.S. Treasury Total Repurchase Agreements (Cost $632,000) 632,000 obligation, par value $74,434,300, 1.500%, 9/15/2022; with a total Total Investments [94.7%] market value of (Cost $3,726,589) $ 3,726,589 $76,500,053) 75,000 75,000 Daiwa (B) 0.070%, dated 12/31/20, Percentages are based on Net Assets of $3,936,970 (000). repurchased on 01/04/21, repurchase price ** The rate reported is the 7-day effective yield as of December 31, 2020. $75,000,083 (collateralized (A) Zero coupon security. The rate reported is the effective yield at time of by a U.S. Treasury purchase. obligations, par values (B) Tri-party Repurchase Agreement. ranging from $6,100 to DN ----- Discount Note $75,318,400, 0.000%- FFCB ----- Federal Farm Credit Bank 4.500%, 1/7/2021- FHLB ----- Federal Home Loan Bank 2/15/2036; with a total FHLMC ----- Federal Home Loan Mortgage Corporation market value of FNMA ----- Federal National Mortgage Association $185,640,038) 182,000 182,000 ICE ----- Intercontinental Exchange Goldman Sachs (B) LIBOR ----- London Interbank Offered Rates VAR ----- Variable 0.040%, dated 12/31/20, repurchased on 01/04/21, The following is a list of the inputs used as of December 31, 2020, in valuing the repurchase price Fund’s investments carried at value (000): $75,000,083 (collateralized Investments in Securities Level 1 Level 2 Level 3 Total by a U.S. Government U.S. Government obligation, par value Agency Obligations $ — $1,768,458 $— $1,768,458 $65,065,500, 2.375%, U.S. Treasury Obligations — 1,324,755 — 1,324,755 11/15/2049; with a total Short-Term Investment 1,376 — — 1,376 market value of Repurchase Agreements — 632,000 — 632,000 $76,500,043) 75,000 75,000 Total Investments in Securities $ 1,376 $3,725,213 $— $3,726,589 For the period ended December 31, 2020, there have been no transfers in or out of Level 3. Amounts designated as ‘‘-----’’ are either $0 or have been rounded to $0. For more information on valuation inputs, see Note 2 --- Significant Accounting Policies in the Notes to Financial Statements. CNR-QH-002-2200 CITY NATIONAL ROCHDALE FUNDS | PAGE 2 Schedule of Investments December 31, 2020 (Unaudited) City National Rochdale California Tax Exempt Bond Fund Description Face Amount (000) Value (000) Description Face Amount (000) Value (000) Municipal Bonds [96.6%] California State, Health California [94.8%] Facilities Financing Alameda County, Joint Powers Authority, Ser A, RB Authority, RB Callable 11/15/22 @ 100 5.000%, 11/15/25 $ 665 $ 721 Callable 12/01/26 @ 100 5.000%, 12/01/30 300 $ 373 California State, Health Anaheim Housing & Public Facilities Financing Improvements Authority, Authority, Ser A, RB Ser B, RB Callable 07/01/23 @ 100 5.000%, 07/01/28 1,000 1,110 Callable 04/01/23 @ 100 5.000%, 10/01/27 220 242 California State, Health Bay Area, Water Supply & Facilities Financing Conservation Agency, Authority, Ser A-2-REMK, Ser A, RB RB Callable 04/01/23 @ 100 Pre-Refunded @ 100 5.250%, 11/15/21(B) 1,000 1,044 5.000%, 10/01/23 645 715 Brea, Redevelopment Agency California State, Infrastructure Successor, Redevelopment & Economic Development Project, TA Bank, Ser B, RB 5.000%, 07/01/23 1,150 1,242 Callable 08/01/23 @ 100 5.000%, 08/01/25 500 558 California State, Municipal California Public Finance Finance Authority, RB 5.000%, 06/01/23 200 222 Authority, Ser B-, RB, Callable 01/06/21 @ 100 California State, Public Works 0.010%, 08/01/52(A) 400 400 Board, Department of California State University, Corrections and Rehab Ser B, RB Project, Ser A, RB 5.000%, 09/01/22 1,000 1,080 1.766%, 11/01/25 1,000 1,043 California State, Department California State, Public Works of Water Resources, RB Board, Judicial Council, 0.920%, 12/01/26 500 501 Ser B, RB 5.000%, 10/01/23 475 537 California State, Department of Water Resources, California State, Public Works Ser AX, RB Board, RB 5.000%, 09/01/25 1,500 1,826 Callable 12/01/27 @ 100 5.000%, 12/01/29 500 652 California State, Public Works California State, GO Board, Ser B, RB 5.000%, 10/01/25 225 275 5.250%, 09/01/22 1,085 1,177 California State, GO California State, Public Works 5.000%, 12/01/21 1,000 1,044 Board, Ser C, RB California State, GO Callable 03/01/27 @ 100 5.000%, 03/01/28 500 635 5.000%, 10/01/22 1,000 1,084 California State, GO California State, Public Works 5.000%, 11/01/24 1,000 1,182 Board, Ser S, RB California State, GO Callable 04/01/27 @ 100 5.000%, 04/01/28 800 1,018 5.000%, 08/01/26 1,000 1,258 California State, GO California State, Statewide Callable 12/01/23 @ 100 Communities Development 5.000%, 12/01/26 1,000 1,136 Authority, Cottage Health California State, GO System, RB Callable 11/01/23 @ 100 Pre-Refunded @ 100 5.000%, 11/01/24(B) 350 412 5.000%, 11/01/27 500 566 California State, GO California State, University Callable 11/01/30 @ 100 Systemwide Revenue, 5.000%, 11/01/31 500 695 Ser A, RB 5.000%, 11/01/24 900 1,063 California State, GO 4.000%, 04/01/23 1,000 1,085 California State, University California State, Health Systemwide Revenue, Facilities Financing Ser A, RB Authority, RB Callable 05/01/26 @ 100 5.000%, 11/01/27 240 298 5.000%, 10/01/39(A) 1,000 1,216 CITY NATIONAL ROCHDALE FUNDS | PAGE 1 Schedule of Investments December 31, 2020 (Unaudited) City National Rochdale California Tax Exempt Bond Fund Description Face Amount (000) Value (000) Description Face Amount (000) Value (000) California State, University Los Angeles County, Systemwide Revenue, Redevelopment Refunding Ser B-1, RB Authority Redev Agency Callable 05/01/26 @ 100 Successor Agy, RB,
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