Other Answers/Responses/Replies 9:03 -Cv -80612 -KAM Securities Exchange V
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CM/ECF - Live Database - flsd Page 1 of 6 Other Answers/Responses/Replies 9:03 -cv -80612 -KAM Securities Exchange v. Lauer, et al CASE CLOSED on 09/22/2009 U.S. District Court Southern District of Florida Notice of Electronic Filing The following transaction was entered by Bane, David on 8/17/2012 at 3:37 PM EDT and filed on 8/17/2012 Case Name: Securities Exchange v. Lauer, et al Case Number: 9:03 -cv -80612 -KAM Filer: Marty Steinberg WARNING: CASE CLOSED on 09/22/2009 Document Number: 2637 Docket Text: RESPONSE/REPLY to [2630] Objections to Report and Recommendations by Martin Garvey That His Motion for Award of Attorneys Fees and Costs Be Denied by Marty Steinberg. (Bane, David) 9:03-cv-80612-KAM Notice has been electronically mailed to: Adam Jay Hodkin [email protected], [email protected] Adam M. Moskowitz [email protected], [email protected], [email protected] Adrian J. Villaraos [email protected] Andrew Kamensky [email protected] Andrew David Zaron [email protected], [email protected], [email protected] Andrew L. Jiranek [email protected] Camilo A Mejia [email protected], [email protected] Carmen Contreras-Martinez [email protected], [email protected], [email protected], [email protected] Christopher E. Martin [email protected], [email protected] Courtney Anne Caprio [email protected], [email protected] Craig Vincent Rasile craig [email protected], [email protected], [email protected] https://ecf.flsd.uscourts.gov/cgi-bin/Dispatch.pl?392537747201546 8/17/2012 CM/ECF - Live Database - flsd Page 2 of 6 Curtis Bradley Miner [email protected], [email protected], [email protected] Daniel Scott Mandel [email protected], [email protected] David Charles Cimo [email protected], [email protected], [email protected] David Eugene Bane [email protected], [email protected], [email protected], [email protected], [email protected], [email protected], [email protected] David Philip Milian [email protected], [email protected], [email protected], [email protected] Dyanne Elyce Feinberg [email protected], [email protected] Eduardo S. Lombard [email protected] Frank Paul Terzo [email protected], [email protected], [email protected] Harley Shepard Tropin [email protected], [email protected] James Jay Thornton [email protected], [email protected], [email protected] Jane Serene Raskin [email protected], [email protected] Jeffrey Paul Bast [email protected], [email protected], [email protected] Juan Carlos Enjamio [email protected], [email protected] Katie Lane Chaverri [email protected] Kenneth Bruce Robinson [email protected], [email protected] Kevin Andrew Reck [email protected] Kevin Michael Eckhardt [email protected], [email protected], [email protected] Laura E. Ward [email protected], [email protected], [email protected], [email protected] Leslie Gern Cloyd [email protected] Lewis Nathan Brown [email protected] Mark A. Salzberg [email protected] Mark Francis Raymond [email protected] Mary Apostolakos Hervey [email protected] https://ecf.flsd.uscourts.gov/cgi-bin/Dispatch.pl?392537747201546 8/17/2012 CM/ECF - Live Database - flsd Page 3 of 6 Meghan M. Hart [email protected] Neal Russell Sonnett [email protected], [email protected], [email protected] Neale J. Poller [email protected], [email protected] Norman Allen Moscowitz [email protected], [email protected], [email protected] Patricia Ann Redmond [email protected], [email protected], mmesones- [email protected], [email protected], [email protected] Robert B. Lovett [email protected] Robert Francis Reynolds [email protected], [email protected] Robert Gerald Fracasso , Jr [email protected] Robin J. Rubens [email protected], [email protected] Ronald Bennett Ravikoff [email protected] Ronald George Neiwirth [email protected] Scott M. Berman [email protected] Terence Michael Mullen [email protected], [email protected] Thomas Louis Abrams [email protected], [email protected] Trisha Sindler [email protected] 9:03-cv-80612-KAM Notice has not been delivered electronically to those listed below and will be provided by other means. For further assistance, please contact our Help Desk at 1-888-318-2260.: Avison Company SA 11 rue de General-Dufour CH-1204 Geneva, Switzerland, Berkowitz Dick Pollack & Brant Sixth Floor 200 South Biscayne Boulevard Miami, FL 33131 Mirabaud Canada Inc. Philip Nickels, Director 1501 mcGill College Avenue Suite 2220 Montreal Quebec H3A 3M8, https://ecf.flsd.uscourts.gov/cgi-bin/Dispatch.pl?392537747201546 8/17/2012 CM/ECF - Live Database - flsd Page 4 of 6 NorgesInvestor Long Short AS PO Box 1863 Vika N-0124 OSLO Norway, NorgesInvestor Value AS PO Box 1863 Vika N-0124 OSLO Norway, Okabena Marketable Alternatives Fund LLC Fredrikson & Byron PA 200 S 6th Street Suite 4000 Minneapolis, MN 55402-1425 Okabena Partnership J Fredrikson & Byron PA 200 S 6th Street Suite 4000 Minneapolis, MN 55402-1425 Pictet & Cie Banquiers Bd Georges-Favon 29 Case postale 5130 1211 Geneve 11 Suisse, Anne E. Beaumont Friedman Kaplan Seiler & Adelman LLP 1633 Broadway New York, NY 10019 -6708 David Blaylock Glankler Brown, PLLC 1700 One Commerce Square Memphis, TN 38103 David L. Snyder Neuberger Quinn Gielen Rubin & Gibber 1 South Street 27th Floor Baltimore, MD 21202-3282 Donald Alan Workman Foley & Lardner 3000 K Street NW Suite 500 Washington, DC 20007-5109 Imre Weinberger Wasserman Stotland Bratt Grossbaum 1155 Rene Levensque West https://ecf.flsd.uscourts.gov/cgi-bin/Dispatch.pl?392537747201546 8/17/2012 CM/ECF - Live Database - flsd Page 5 of 6 Suite 2010 Montreal Quebec H3B2J8, Jeffrey Greilsheimer Hughes Hubbard & Reed 1 Battery Park Plaza New York, NY 10004 -1482 John P. Marangos 127 Coconut Palm Road Boca Raton, Fl 33432 John W. Bendall, Jr 130 East 75 Street New York, NY 10021 Johnathan B. Alter Bingham McCutchen One State Street Hartford, CT 06103 Jonathan M. Borg Pitney Hardin Kipp & Szuch LLP 7 Times Square New York, NY 10036 -7311 Leonard H. Hecht 1270 Avenue of the Americas New York, NY 10020 Lynda J. Grant Labaton Sucharow & Rudoff LLP 140 Broadway 23rd Floor New York, NY 10005 -1108 Michael Lauer 101 West End Avenue Apt. 8P New York, NY 10023 Nancy Jane Van Sant Sacher Zelman Van Sant Paul Beiley et al 1401 Brickell Avenue Suite 700 Miami, FL 33131 Steven E. Mackey United States Treasury One Century Plaza 265 Church Street https://ecf.flsd.uscourts.gov/cgi-bin/Dispatch.pl?392537747201546 8/17/2012 CM/ECF - Live Database - flsd Page 6 of 6 New Haven, CT 06510 Timothy W. Walsh DLA Piper Rudnick Gray Cary US LLP 1251 Avenue of the Americas New York, NY 10020 -1104 The following document(s) are associated with this transaction: Document description: Main Document Original filename: n/a Electronic document Stamp: [STAMP dcecfStamp_ID=1105629215 [Date=8/17/2012] [FileNumber=10409739- 0] [5ec0e0ac7556e65b65bf0048581de513e3e79e2210bf5e8bd73dbf61f576de8711 06cc08d3e45085360ec8bff08029d1ca30c8f4fb8675b2b0692e42ef6b 1f54]] https://ecf.flsd.uscourts.gov/cgi-bin/Dispatch.pl?392537747201546 8/17/2012 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA Case No. 03-80612-CIV-MARRA/JOHNSON SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. MICHAEL LAUER, LANCER MANAGEMENT GROUP, LLC, and LANCER MANAGEMENT GROUP II, LLC, Defendants, and LANCER OFFSHORE, INC., LANCER PARTNERS, LP, OMNIFUND, LTD., LSPV, INC., and LSPV, LLC, _____________________________________!Relief Defendants. RECEIVER'S RESPONSE TO MARTIN GARVEY'S OBJECTIONS TO THE MAGISTRATE JUDGE'S REPORT AND RECOMMENDATION THAT HIS MOTION FOR AWARD OF ATTORNEYS FEES AND COSTS BE DENIED Marty Steinberg, the court-appointed receiver (the "Receiver") of Lancer Management Group, LLC ("LMG"), Lancer Management Group II, LLC ("LMG II"), Lancer Offshore, Inc. ("Offshore"), The Omnifund, Ltd. ("Omnifund"), LSPV, Inc. ("Offshore LSPV"), LSPV, LLC ("Partners LSPV"), Alpha Omega Group, Inc., G.H. Associates, LLC, and CLR Associates, LLC (collectively, the "Receivership Entities"); and formerly the responsible person for Lancer Partners, L.P. ("Partners," and collectively with the Receivership Entities, the "Lancer Entities"), files this Response to Martin Garvey's Objections to the Magistrate Judge's Report and Recommendation that His Motion for Award of Attorneys Fees and Costs be Denied (the "Response"). Case No. 03-80612 CIV-MARRA/HOPKINS BACKGROUND1 1. On March 1, 2012, Martin Garvey ("Garvey") filed his Motion for Award of Attorneys Fees and Costs in which Garvey requested an order from this Court requiring the Receiver to indemnify him for various attorneys fees and costs (DE 2581 and 2584, the "Motion for Fees")? 2. On March 23, 2012, the Receiver filed his Response to the Motion for Fees (DE 2588, the "Response to the Motion for Fees"). 3 3. On April 3, 2012, Garvey filed his Reply in Support of the Motion for Fees (DE 2593, the "Reply"). 4. On July 17, 2012, Magistrate Judge Hopkins issued his Report and Recommendation (DE 2620, the "R&R"), wherein the Magistrate Judge found that the Motion for Fees should be denied for the same reasons that Magistrate Judge Linnea R. Johnson had previously recommended that Michael Lauer's claim for indemnification be denied (see Nov. 4, 2011 Report & Recommendation at DE 2524), including