Form Sd Specialized Disclosure Report
Total Page:16
File Type:pdf, Size:1020Kb
Load more
Recommended publications
-
EICC-Gesi Conflict Minerals Reporting Template
The following list represents the CFSI's latest smelter name/alias information as of this templates release. This list is updated frequently, and the most up-to-date version can be found on the CFSI website http://www.conflictfreesourcing.org/conflict-free-smelter-program/exports/cmrt-export/. The presence of a smelter here is NOT a guarantee that it is currently Active or Compliant within the Conflict-Free Smelter Program. Please refer to the CFSI web site www.conflictfreesourcing.org for the most current and accurate list of standard smelter names that are Active or Compliant. Names included in column B represent company names that are commonly recognized and reported by the supply chain for a particular smelter. These names may include former company names, alternate names, abbreviations, or other variations. Although the names may not be the CFSI Standard Smelter Name, the reference names are helpful to identify the smelter, which is listed under column C in the Smelter Reference List. Column C is the list of the official standard smelter names, understood to be the legal names of the eligible smelters. The majority of smelters will have the same entry for both columns, however Metal Smelter Reference List Gold Abington Reldan Metals, LLC Gold Accurate Refining Group Gold Advanced Chemical Company Gold AGR Mathey Gold AGR(Perth Mint Australia) Gold Aida Chemical Industries Co., Ltd. Gold Al Etihad Gold Refinery DMCC Gold Allgemeine Gold-und Silberscheideanstalt A.G. Gold Almalyk Mining and Metallurgical Complex (AMMC) Gold Amagasaki Factory, Hyogo Prefecture, Japan Gold AngloGold Ashanti Córrego do Sítio Mineração Gold Anhui Tongling Nonferrous Metal Mining Co., Ltd. -
Fidelity® Emerging Markets Index Fund
Quarterly Holdings Report for Fidelity® Emerging Markets Index Fund January 31, 2021 EMX-QTLY-0321 1.929351.109 Schedule of Investments January 31, 2021 (Unaudited) Showing Percentage of Net Assets Common Stocks – 92.5% Shares Value Shares Value Argentina – 0.0% Lojas Americanas SA rights 2/4/21 (b) 4,427 $ 3,722 Telecom Argentina SA Class B sponsored ADR (a) 48,935 $ 317,099 Lojas Renner SA 444,459 3,368,738 YPF SA Class D sponsored ADR (b) 99,119 361,784 Magazine Luiza SA 1,634,124 7,547,303 Multiplan Empreendimentos Imobiliarios SA 156,958 608,164 TOTAL ARGENTINA 678,883 Natura & Co. Holding SA 499,390 4,477,844 Notre Dame Intermedica Participacoes SA 289,718 5,003,902 Bailiwick of Jersey – 0.1% Petrobras Distribuidora SA 421,700 1,792,730 Polymetal International PLC 131,532 2,850,845 Petroleo Brasileiro SA ‑ Petrobras (ON) 2,103,697 10,508,104 Raia Drogasil SA 602,000 2,741,865 Bermuda – 0.7% Rumo SA (b) 724,700 2,688,783 Alibaba Health Information Technology Ltd. (b) 2,256,000 7,070,686 Sul America SA unit 165,877 1,209,956 Alibaba Pictures Group Ltd. (b) 6,760,000 854,455 Suzano Papel e Celulose SA (b) 418,317 4,744,045 Beijing Enterprises Water Group Ltd. 2,816,000 1,147,720 Telefonica Brasil SA 250,600 2,070,242 Brilliance China Automotive Holdings Ltd. 1,692,000 1,331,209 TIM SA 475,200 1,155,127 China Gas Holdings Ltd. 1,461,000 5,163,177 Totvs SA 274,600 1,425,346 China Resource Gas Group Ltd. -
Conflict Minerals Report for 2019, We Have Completed Our Analysis of The
Conflict Minerals Report For 2019, we have completed our analysis of the suppliers for Amazon electronic devices, fashion and apparel, and other consumer products that fall within the scope of the applicable rules (collectively, in-scope products). A majority of these suppliers certified that they: did not use gold, tin, tungsten, or tantalum in parts or components for our in-scope products; did not source these minerals from the Democratic Republic of the Congo or an adjoining country, referred to as the DRC region; or sourced these minerals from a smelter or refiner that complies with a responsible mineral sourcing validation program such as the Responsible Minerals Assurance Process. The remaining suppliers are still completing investigations of their supply chains. As discussed in the Conclusion, for 2019, we identified no suppliers that were sourcing minerals through a supply chain that benefitted armed groups in the DRC region. Pursuant to the Securities and Exchange Commission’s conflict minerals rules, we designed our due diligence on the source and chain of custody of the gold, tin, tungsten, and tantalum in our in-scope products in accordance with the OECD’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas Third Edition, and the related Supplements on Tin, Tantalum and Tungsten and on Gold. We undertook the steps described below as part of our due diligence process: Establish strong company management systems We are committed to avoiding the use of minerals that have fueled conflict, and we expect our suppliers to support our efforts to identify the origin of gold, tin, tungsten, and tantalum used in products that we manufacture or contract to manufacture. -
Annual Report 2020 年報 Contents
Lingbao Gold Group Company Ltd. Lingbao Gold Group Company Ltd. Lingbao 靈寶黃金集團股份有限公司 靈寶黃金集團股份有限公司 (A joint stock limited company incorporated in the People’s Republic of China with limited liability) Gold G r oup C o m pan y Ltd . 靈寶黃金集團股份有限公 司 2020 2020 年報 Annual Report ANNUAL REPORT 2020 年報 CONTENTS Corporate Information 2 Financial Highlights 4 Corporate Profile 6 Chairman’s Statement 12 Management Discussion and Analysis 16 Profile of Directors, Supervisors and Senior Management 25 Corporate Governance Report 30 Environmental, Social and Governance Report 44 Report of the Supervisory Committee 56 Directors’ Report 57 Independent Auditor’s Report 64 Consolidated Statement of Profit or Loss 73 Consolidated Statement of Profit or Loss and 74 Other Comprehensive Income Consolidated Statement of Financial Position 75 Consolidated Statement of Changes in Equity 77 Consolidated Cash Flow Statement 78 Notes to the Financial Statements 80 Five Years Summary 160 CORPORATE INFORMATION DIRECTORS NOMINATION COMMITTEE Mr. Wang Guanghua (Chairman) Executive Directors Mr. Xing Jiangze Mr. Chen Jianzheng (Chairman) Mr. Han Qinchun Mr. Xing Jiangze Mr. Wang Jiheng Ms. Zhou Xing Mr. Zeng Xiangxin (appointed on 6 July 2020) Mr. Zeng Xiangxin Mr. Yang Dongsheng (resigned on 6 July 2020) Non-executive Directors REMUNERATION AND REVIEW Mr. Shi Yuchen COMMITTEE Mr. Zhang Feihu Mr. Wang Jiheng (Chairman) Mr. Wang Leo (re-designated from executive Director Mr. Han Qinchun on 6 July 2020) Mr. Wang Guanghua Mr. Zeng Xiangxin (appointed on 6 July 2020) Independent Non-executive Directors Mr. Yang Dongsheng (resigned on 6 July 2020) Mr. Han Qinchun Mr. Wang Jiheng COMPANY SECRETARY Mr. -
Fabrinet Conflict Minerals Report Year Ended December 31, 2016
FABRINET CONFLICT MINERALS REPORT YEAR ENDED DECEMBER 31, 2016 I. Introduction We provide advanced optical packaging and precision optical, electro-mechanical and electronic manufacturing services to original equipment manufacturers (OEMs) of complex products, such as optical communication components, modules and sub-systems, industrial lasers and sensors. We offer a broad range of advanced optical and electro-mechanical capabilities across the entire manufacturing process, including process design and engineering, supply chain management, manufacturing, advanced packaging, integration, final assembly and test. Certain products that we manufacture for our customers contain materials or components that use tin, tantalum, tungsten and/or gold (“3TG”). Due to the depth of the supply chain, we are far removed from the sources of ore from which these metals are produced and the smelters/refiners that process those ores; the efforts undertaken to identify the country(ies) or origin of those ores reflect our circumstances and position in the supply chain. The amount of information available globally on the traceability and sourcing of these ores is limited at this time; this situation is not unique to us. We have taken steps we believe to be reasonable under the circumstances to identify the applicable smelters and refiners of such 3TG metals in our supply chain; however, we believe that the smelters and refiners of the 3TG contained in the products we manufacture for our customers are best situated to identify the sources and countries of origin of the 3TG. We do not directly manufacture products but “contract to manufacture” branded and generic products containing 3TG on behalf of our customers. -
UNITED STATES SECURITIES and EXCHANGE COMMISSION Form SD Echostar Corporation
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report EchoStar Corporation (Exact name of registrant as specified in its charter) Nevada 001-33807 26-1232727 (State or Other Jurisdiction of Incorporation or (Commission File Number) (I.R.S. Employer Identification No.) Organization) 100 Inverness Terrace East, Englewood, Colorado 80112-5308 (Address of Principal Executive Offices) (Zip Code) Dean A. Manson Executive Vice President, General Counsel and Secretary (303) 706-4000 (Name and telephone number, including area code, of person to contact in connection with this report) Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies: x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2014 to December 31, 2014. SECTION 1—CONFLICT MINERALS DISCLOSURE ITEM 1.01. Conflict Minerals Disclosure and Report Conflict Minerals Disclosure This Specialized Disclosure Report on Form SD (“Form SD”) of EchoStar Corporation (the “Company”) is filed pursuant to Rule 13p-1 (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period of January 1, 2014 to December 31, 2014. The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to certain specified minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The specified minerals are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten (the “Conflict Minerals”). -
1 1 China Petroleum & Chemical Corporation 1913182 70713
2011 Ranking 2010 Company Name Revenue (RMB, million) Net profit (RMB Million) Rankings (x,000,000) (x,000,000) 1 1 China Petroleum & Chemical Corporation 1913182 70713 2 2 China National Petroleum Corporation 1465415 139871 3 3 China Mobile Limited 485231 119640 China Mobile Revenue: 485,231,000,000 4 5 China Railway Group Limited 473663 7488 5 4 China Railway Construction Corporation Limited 470159 4246 6 6 China Life Insurance Co., Ltd. 388791 33626 7 7 Bank of China Ltd 380821 165156 8 9 China Construction Company Limited 370418 9237 9 8 China Construction Bank Corporation 323489 134844 10 17 Shanghai Automotive Group Co., Ltd. 313376 13698 11 . Agricultural Bank of China Co., Ltd. 290418 94873 12 10 China Bank 276817 104418 China Communications Construction Company 13 11 Limited 272734 9863 14 12 China Telecom Corporation Limited 219864 15759 China Telecom 15 13 China Metallurgical Co., Ltd. 206792 5321 16 15 Baoshan Iron & Steel Co., Ltd. 202413 12889 17 16 China Ping An Insurance (Group) Co., Ltd. 189439 17311 18 21 China National Offshore Oil Company Limited 183053 54410 19 14 China Unicom Co., Ltd. 176168 1228 China Unicom 20 19 China PICC 154307 5212 21 18 China Shenhua Energy Company Limited 152063 37187 22 20 Lenovo Group Limited 143252 1665 Lenovo 23 22 China Pacific Insurance (Group) Co., Ltd. 141662 8557 24 23 Minmetals Development Co., Ltd. 131466 385 25 24 Dongfeng Motor Group Co., Ltd. 122395 10981 26 29 Aluminum Corporation of China 120995 778 27 25 Hebei Iron and Steel Co., Ltd. 116919 1411 28 68 Great Wall Technology Co., Ltd. -
Conflict Minerals Reporting Template SHEET 1 of 8
DOCUMENT TITLE Conflict Minerals Reporting Template SHEET 1 of 8 REVISION HISTORY A change in the first digit of the revision number (e.g., 1.0 to 2.0) signifies a set of major improvements have occurred which will likely include different data reporting requirements. Changes to the first or second decimal place (e.g., “2.01” to “2.02”) indicate only minor changes have been made to the template which are not expected to result in substantial changes to the data being reported. The addition of a letter (e.g., “a”, or “b”, or “c”) following the revision number indicate that only the standard smelter list has been updated from the prior version. REVISION ORIGINATOR REL EASE DAT E DESCRIPTION OF FUNCTIONAL CHANGE UPDATES TO SMELTER LIST 1 Jared July 19th, 2011 Connors, New Release Intel 2 Jared Aug 29th, 2012 Major update to functionality including: addition of the known smelter Connors, list, addition of declaration scope including product tab, and added and New. Intel modified multiple questions and / or their responses. 2.01 Jared Dec 21st, 2012 List of changes to the template functionality: 1. Added “CV DS Jaya Abadi” an alias to “PT Stanindo Inti Perkasa” Connors, 1. Modified Smelter List tab to prevent smelter rows from wrapping text. 2. Added “Mentok” as an alias to “PT Tambang Timah” Intel This was being caused by the hidden formula in column A which allows 3. Corrected spelling of "Duoluoshan" id # 3CHN001 for a software vendor to easily grab the smelter IDs. 4. Corrected spelling of "Mitsubishi Materials Corporation" id # 1JPN039 2. -
Allot Communications Ltd
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 __________________ Form SD __________________ Specialized Disclosure Report Allot Communications Ltd. Israel 001-33129 N/A (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 22 Hanagar Street Neve Ne’eman Industrial Zone B Hod-Hasharon 4501317 Israel Rael Kolevsohn General Counsel Tel +972-9-7619200 Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies: ☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015. SECTION 1 – CONFLICT MINERALS DISCLOSURE Item 1.01 Conflict Minerals Disclosure and Report Introduction This Specialized Disclosure Form (“Form SD”) of Allot Communications Ltd. (the “Company,” “we,” or “us”) is filed pursuant to Rule 13p-1 (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for the reporting period from January 1, 2015 to December 31, 2015. The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products for which the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten (collectively, the “Conflict Minerals”), -
United States Securities and Exchange Commission Washington, D.C
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SONUS NETWORKS, INC. (Exact Name of Registrant as Specified in its Charter) DELAWARE 001-34115 04-3387074 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 4 TECHNOLOGY PARK DRIVE, WESTFORD, MASSACHUSETTS 01886 (Address of Principal Executive Offices) (Zip Code) Jeffrey M. Snider Senior Vice President, Chief Administrative Officer, General Counsel and Secretary (978) 614-8100 (Name and telephone number, including area code, of the person to contact in connection with this report) Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies: x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015. Section 1 — Conflict Minerals Disclosure Item 1.01. Conflict Minerals Disclosure and Report Sonus Networks, Inc. (the “Company,” “Sonus,” “we,” or “our”) has determined that some of the products that Sonus manufactures or contracts to manufacture include gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, tantalum, tin and tungsten (“Conflict Minerals” or “3TG”), and that these Conflict Minerals are necessary to the functionality or production of these products. The Company conducted a Reasonable Country of Origin Inquiry (“RCOI”) to determine whether any of the Conflict Minerals in its products originated in the Democratic Republic of the Congo or an adjoining country (“Covered Country”) and whether the Conflict Minerals are from recycled or scrap sources. -
Company Report: Sinotrans Shipping (00368
Company Report: Zhaojin Mining (01818 HK) Kevin Guo 郭勇 公司报告:招金矿业 (01818 HK) +86 755 23976671 [email protected] 国泰君安研究 28 August 2013 Profitability Eroded By Gold Price Plunge, Maintain “Neutral” 盈利能力受金价下跌侵蚀,下调至“中性”评级 GTJA Research Research GTJA z The 2013 interim results of the Company were significantly lower than Rating: Neutral market consensus and our estimation. Although total revenue increased Maintained by 23% yoy to RMB 2.37 billion, total net profit dropped by 40% yoy to RMB 299.7 million. 评级: 中性 (维持) z Maintain mined gold output assumptions unchanged as expansion projects of the Company progressed smoothly as scheduled. We expect 6-18m TP 目标价: HK$6.87 the output of mined gold of the Company to increase by about 18% to 21.3 t in Revised from 原目标价: HK$8.47 2013. Share price 股价: HK$6.990 z Revise down gold price assumptions as more investors abandoned gold assets. We revise down 2013 average gold prices assumptions to US$1,350/oz and expect gold to be traded between wilder ranges of Stock performance 股价表现 US$1,200-1,800/oz in 2013. 40.0 % of return 30.0 z Revise down TP to HK$ 6.87 and maintain “Neutral”. 20.0 z 公司上半年业绩显著低于市场一致预期和我们的估计。公司收入同比增长 23%至人 10.0 0.0 民币 23.7 亿元,但公司净利同比下跌 40%至人民币 2.997 亿元。 (10.0) (20.0) z 公司扩产项目按计划进展顺利,维持公司矿金产量假设不变。我们预计公司 2013 年 (30.0) 的矿金产量将增长 18%至 21.3 吨。 (40.0) (50.0) z 由于越来越多的投资者抛弃黄金资产,下调金价假设。我们将 2013 年的黄金平均价 (60.0) 格假设下调至 1,350 美元/盎司,并预计金价将在 1,200-1,800 美元/盎司的区间波动。 (70.0) Aug-12 Nov-12 Feb-13 May-13 Aug-13 z 下调公司目标价至 6.87 港元并维持“中性”评级。 HSI Index Zhaojin Mining HK) (01818 Change in Share Price 1 M 3 M 1 Y 股价变动 1 个月 3 个月 1 年 Abs. -
Annual Report DBX ETF Trust
May 31, 2021 Annual Report DBX ETF Trust Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF (ASHS) Xtrackers MSCI All China Equity ETF (CN) Xtrackers MSCI China A Inclusion Equity ETF (ASHX) DBX ETF Trust Table of Contents Page Shareholder Letter ....................................................................... 1 Management’s Discussion of Fund Performance ............................................. 3 Performance Summary Xtrackers Harvest CSI 300 China A-Shares ETF ........................................... 6 Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF .................................. 8 Xtrackers MSCI All China Equity ETF .................................................... 10 Xtrackers MSCI China A Inclusion Equity ETF ............................................ 12 Fees and Expenses ....................................................................... 14 Schedule of Investments Xtrackers Harvest CSI 300 China A-Shares ETF ........................................... 15 Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF .................................. 20 Xtrackers MSCI All China Equity ETF .................................................... 28 Xtrackers MSCI China A Inclusion Equity ETF ............................................ 33 Statements of Assets and Liabilities ........................................................ 42 Statements of Operations ................................................................. 43 Statements of Changes in Net