Conflict Minerals Reporting Template SHEET 1 of 8
Total Page：16
File Type：pdf, Size：1020Kb
Load more
Recommended publications
-
EICC-Gesi Conflict Minerals Reporting Template
The following list represents the CFSI's latest smelter name/alias information as of this templates release. This list is updated frequently, and the most up-to-date version can be found on the CFSI website http://www.conflictfreesourcing.org/conflict-free-smelter-program/exports/cmrt-export/. The presence of a smelter here is NOT a guarantee that it is currently Active or Compliant within the Conflict-Free Smelter Program. Please refer to the CFSI web site www.conflictfreesourcing.org for the most current and accurate list of standard smelter names that are Active or Compliant. Names included in column B represent company names that are commonly recognized and reported by the supply chain for a particular smelter. These names may include former company names, alternate names, abbreviations, or other variations. Although the names may not be the CFSI Standard Smelter Name, the reference names are helpful to identify the smelter, which is listed under column C in the Smelter Reference List. Column C is the list of the official standard smelter names, understood to be the legal names of the eligible smelters. The majority of smelters will have the same entry for both columns, however Metal Smelter Reference List Gold Abington Reldan Metals, LLC Gold Accurate Refining Group Gold Advanced Chemical Company Gold AGR Mathey Gold AGR(Perth Mint Australia) Gold Aida Chemical Industries Co., Ltd. Gold Al Etihad Gold Refinery DMCC Gold Allgemeine Gold-und Silberscheideanstalt A.G. Gold Almalyk Mining and Metallurgical Complex (AMMC) Gold Amagasaki Factory, Hyogo Prefecture, Japan Gold AngloGold Ashanti Córrego do Sítio Mineração Gold Anhui Tongling Nonferrous Metal Mining Co., Ltd. -
Fidelity® Emerging Markets Index Fund
Quarterly Holdings Report for Fidelity® Emerging Markets Index Fund January 31, 2021 EMX-QTLY-0321 1.929351.109 Schedule of Investments January 31, 2021 (Unaudited) Showing Percentage of Net Assets Common Stocks – 92.5% Shares Value Shares Value Argentina – 0.0% Lojas Americanas SA rights 2/4/21 (b) 4,427 $ 3,722 Telecom Argentina SA Class B sponsored ADR (a) 48,935 $ 317,099 Lojas Renner SA 444,459 3,368,738 YPF SA Class D sponsored ADR (b) 99,119 361,784 Magazine Luiza SA 1,634,124 7,547,303 Multiplan Empreendimentos Imobiliarios SA 156,958 608,164 TOTAL ARGENTINA 678,883 Natura & Co. Holding SA 499,390 4,477,844 Notre Dame Intermedica Participacoes SA 289,718 5,003,902 Bailiwick of Jersey – 0.1% Petrobras Distribuidora SA 421,700 1,792,730 Polymetal International PLC 131,532 2,850,845 Petroleo Brasileiro SA ‑ Petrobras (ON) 2,103,697 10,508,104 Raia Drogasil SA 602,000 2,741,865 Bermuda – 0.7% Rumo SA (b) 724,700 2,688,783 Alibaba Health Information Technology Ltd. (b) 2,256,000 7,070,686 Sul America SA unit 165,877 1,209,956 Alibaba Pictures Group Ltd. (b) 6,760,000 854,455 Suzano Papel e Celulose SA (b) 418,317 4,744,045 Beijing Enterprises Water Group Ltd. 2,816,000 1,147,720 Telefonica Brasil SA 250,600 2,070,242 Brilliance China Automotive Holdings Ltd. 1,692,000 1,331,209 TIM SA 475,200 1,155,127 China Gas Holdings Ltd. 1,461,000 5,163,177 Totvs SA 274,600 1,425,346 China Resource Gas Group Ltd. -
UNITED STATES SECURITIES and EXCHANGE COMMISSION Form SD Echostar Corporation
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report EchoStar Corporation (Exact name of registrant as specified in its charter) Nevada 001-33807 26-1232727 (State or Other Jurisdiction of Incorporation or (Commission File Number) (I.R.S. Employer Identification No.) Organization) 100 Inverness Terrace East, Englewood, Colorado 80112-5308 (Address of Principal Executive Offices) (Zip Code) Dean A. Manson Executive Vice President, General Counsel and Secretary (303) 706-4000 (Name and telephone number, including area code, of person to contact in connection with this report) Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies: x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2014 to December 31, 2014. SECTION 1—CONFLICT MINERALS DISCLOSURE ITEM 1.01. Conflict Minerals Disclosure and Report Conflict Minerals Disclosure This Specialized Disclosure Report on Form SD (“Form SD”) of EchoStar Corporation (the “Company”) is filed pursuant to Rule 13p-1 (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period of January 1, 2014 to December 31, 2014. The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to certain specified minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The specified minerals are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten (the “Conflict Minerals”). -
Allot Communications Ltd
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 __________________ Form SD __________________ Specialized Disclosure Report Allot Communications Ltd. Israel 001-33129 N/A (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 22 Hanagar Street Neve Ne’eman Industrial Zone B Hod-Hasharon 4501317 Israel Rael Kolevsohn General Counsel Tel +972-9-7619200 Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies: ☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015. SECTION 1 – CONFLICT MINERALS DISCLOSURE Item 1.01 Conflict Minerals Disclosure and Report Introduction This Specialized Disclosure Form (“Form SD”) of Allot Communications Ltd. (the “Company,” “we,” or “us”) is filed pursuant to Rule 13p-1 (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for the reporting period from January 1, 2015 to December 31, 2015. The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products for which the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten (collectively, the “Conflict Minerals”), -
United States Securities and Exchange Commission Washington, D.C
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SONUS NETWORKS, INC. (Exact Name of Registrant as Specified in its Charter) DELAWARE 001-34115 04-3387074 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 4 TECHNOLOGY PARK DRIVE, WESTFORD, MASSACHUSETTS 01886 (Address of Principal Executive Offices) (Zip Code) Jeffrey M. Snider Senior Vice President, Chief Administrative Officer, General Counsel and Secretary (978) 614-8100 (Name and telephone number, including area code, of the person to contact in connection with this report) Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies: x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015. Section 1 — Conflict Minerals Disclosure Item 1.01. Conflict Minerals Disclosure and Report Sonus Networks, Inc. (the “Company,” “Sonus,” “we,” or “our”) has determined that some of the products that Sonus manufactures or contracts to manufacture include gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, tantalum, tin and tungsten (“Conflict Minerals” or “3TG”), and that these Conflict Minerals are necessary to the functionality or production of these products. The Company conducted a Reasonable Country of Origin Inquiry (“RCOI”) to determine whether any of the Conflict Minerals in its products originated in the Democratic Republic of the Congo or an adjoining country (“Covered Country”) and whether the Conflict Minerals are from recycled or scrap sources. -
Annual Report DBX ETF Trust
May 31, 2021 Annual Report DBX ETF Trust Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF (ASHS) Xtrackers MSCI All China Equity ETF (CN) Xtrackers MSCI China A Inclusion Equity ETF (ASHX) DBX ETF Trust Table of Contents Page Shareholder Letter ....................................................................... 1 Management’s Discussion of Fund Performance ............................................. 3 Performance Summary Xtrackers Harvest CSI 300 China A-Shares ETF ........................................... 6 Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF .................................. 8 Xtrackers MSCI All China Equity ETF .................................................... 10 Xtrackers MSCI China A Inclusion Equity ETF ............................................ 12 Fees and Expenses ....................................................................... 14 Schedule of Investments Xtrackers Harvest CSI 300 China A-Shares ETF ........................................... 15 Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF .................................. 20 Xtrackers MSCI All China Equity ETF .................................................... 28 Xtrackers MSCI China A Inclusion Equity ETF ............................................ 33 Statements of Assets and Liabilities ........................................................ 42 Statements of Operations ................................................................. 43 Statements of Changes in Net -
LEAR CORPORATION (Exact Name of Registrant As Specified in Its Charter)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT LEAR CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-11311 13-3386776 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification Number) 21557 Telegraph Road, Southfield, MI 48033 (Address of principal executive offices) (Zip code) Terrence B. Larkin Executive Vice President, Business Development, General Counsel and Corporate Secretary (248) 447-1500 (Name and telephone number, including area code, of the person to contact in connection with this report.) Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies: x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013. Introduction Lear Corporation (“Lear” or the “Company”) is a leading Tier 1 supplier to the global automotive industry. Our business spans all major automotive markets, and we supply seating and electrical distribution systems and related components to virtually every major automotive manufacturer in the world. As of December 31, 2013, we have manufacturing, engineering and administrative capabilities in 36 countries with 226 locations and are continuing to grow our business in all automotive producing regions of the world. Lear is a recognized global leader in complete automotive seat systems and certain key individual component parts. Our seating business consists of the design, engineering, just-in-time assembly and delivery of complete seat systems, as well as the manufacture of all major seat components, including seat structures and mechanisms, seat covers, seat foam and headrests. -
SPDR® FTSE® Greater China ETF a Sub-Fund of the SPDR® Etfs Stock Code: 3073 Website
SPDR® FTSE® Greater China ETF A Sub-Fund of the SPDR® ETFs Stock Code: 3073 Website: www.spdrs.com.hk/etf/fund/fund_detail_3073_EN.html Interim Report 2021 1st October 2020 to 31st March 2021 SPDR® FTSE® Greater China ETF A Sub-Fund of the SPDR® ETFs Stock Code: 3073 Website: www.spdrs.com.hk/etf/fund/fund_detail_3073_EN.html Interim Report 2021 Contents Page Condensed Statement of Financial Position (Unaudited) 2 Condensed Statement of Comprehensive Income (Unaudited) 3 Condensed Statement of Changes in Equity (Unaudited) 4 Condensed Statement of Cash Flows (Unaudited) 5 Notes to the Unaudited Condensed Financial Statements 6 Investment Portfolio (Unaudited) 10 Statement of Movements in Portfolio Holdings (Unaudited) 41 Derivative Financial Instruments (Unaudited) 42 Performance Record (Unaudited) 42 Administration and Management 43 1 SPDR® FTSE® Greater China ETF a Sub-Fund of the SPDR® ETFs Interim Report 2021 CONDENSED STATEMENT OF FINANCIAL POSITION (UNAUDITED) As at 31st March 2021 31.03.2021 30.09.2020 Notes HK$ HK$ Assets Current assets Investments 1,385,908,557 969,438,426 Derivative financial instruments 54,331 47,229 Amounts due from brokers – 1,529,953 Dividends receivable 994,452 1,771,941 Other receivables 6(i) 122,017 347,255 Margin deposits 104,721 1,032,223 Cash at bank 6(f) 3,100,556 2,423,717 Total Assets 1,390,284,634 976,590,744 Liabilities Current liabilities Derivative financial instruments – 14 Amounts due to brokers – 1,500,560 Audit fee payable 154,612 309,225 Trustee fee payable 6(e) 382,474 270,773 Management fee payable 6(d) 684,377 481,283 Tax provision 156,265 214,282 Total Liabilities 1,377,728 2,776,137 Equity Net assets attributable to unitholders 4 1,388,906,906 973,814,607 The notes on pages 6 to 9 form part of these financial statements. -
This “Report”) for the Year Ended December 31, 2015 Is Presented by Merit Medical Systems, Inc
CONFLICT MINERALS REPORT MERIT MEDICAL SYSTEMS, INC. YEAR ENDED DECEMBER 31, 2015 This Conflict Minerals Report (this “Report”) for the year ended December 31, 2015 is presented by Merit Medical Systems, Inc. (“Merit”) to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd- Frank Wall Street Reform and Consumer Protection Act of 2010. The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. Conflict minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (“3TG”). COMPANY OVERVIEW Founded in 1987, Merit set out to build the world’s most customer-focused healthcare company by understanding customers’ needs, and innovating and delivering a diverse range of products that improve the lives of people, families, and communities throughout the world. Merit’s primary products consist of inflation devices used in angioplasty and stent placement; diagnostic and therapeutic catheters used for various procedures in cardiology and radiology; diagnostic and hydrophilic products used to manage and monitor the administration of contrast media and other fluid solutions; thrombolytic catheters and fluid dispensing systems; embolotherapeutic -
The Next Chapter of Chinese Outbound M&A
Emerging from the twilight: the next chapter of Chinese outbound M&A October 2010 Chinese Services Group Emerging from the twilight: the next chapter of Chinese outbound M&A Foreword 4 Executive summary 5 Methodology 7 China outbound M&A overview 9 Northern China outbound M&A brief 11 Eastern China outbound M&A brief 15 Southern China outbound M&A brief 19 Sector spotlights Automotive 21 Financial Services 27 Mining 35 Oil & Gas 44 China's M&A investments into Brazil, India, and Russia 51 Introducing Deloitte's Chinese Services Group 64 China outbound historical data 67 Deloitte contacts 78 Emerging from the twilight: the next chapter of Chinese outbound M&A 3 Foreword: Emerging from the twilight Last year’s report on Chinese outbound M&A Looking forward, industry practitioners are activity begun by noting that China has truly broadly bullish on growth prospects, suggesting stepped onto the world stage. If that was that as China continues to play an increasingly true, then Emerging from the twilight: the next important role within the global economy, chapter of Chinese outbound M&A should outbound acquisitions will be conducted more really begin with a glowing reflection of China’s frequently as corporate players look to expand performance in what is almost certainly the market share overseas. Brand acquisitions, as well opening act of a long chronicle. as the purchase of advanced technologies are also crucial drivers of outbound M&A, while on What a glowing rendition it is. From the the Energy and Oil & Gas front, Chinese miners beginning of the third quarter of 2009 to the and power generators are almost universally end of the second quarter of 2010, Chinese scouring the globe for controlling stakes in businesses undertook 143 transactions abroad, mineral extractors. -
2021 Semi-Annual Report (Unaudited)
FEBRUARY 28, 2021 2021 Semi-Annual Report (Unaudited) iShares, Inc. • iShares Core MSCI Emerging Markets ETF | IEMG | NYSE Arca • iShares MSCI BRIC ETF | BKF | NYSE Arca • iShares MSCI Emerging Markets Asia ETF | EEMA | NASDAQ • iShares MSCI Emerging Markets Small-Cap ETF | EEMS | NYSE Arca The Markets in Review Dear Shareholder, The 12-month reporting period as of February 28, 2021 reflected a remarkable period of disruption and adaptation, as the global economy dealt with the implications of the coronavirus (or “COVID-19”) pandemic. As the period began, the threat from the virus was becoming increasingly apparent, and countries around the world took economically disruptive countermeasures. Stay-at-home orders and closures of non-essential businesses became widespread, many workers were laid off, and unemploy- ment claims spiked, causing a global recession and a sharp fall in equity prices. After markets hit their lowest point of the reporting period in late March 2020, a steady recovery ensued, as businesses began to re-open and governments learned to adapt to life with the virus. Equity prices continued to rise throughout the summer, fed by strong fiscal and monetary support and improving Rob Kapito economic indicators. Many equity indices neared or surpassed all-time highs late in the reporting period President, BlackRock, Inc. following the implementation of mass vaccination campaigns and progress of additional stimulus through the U.S. Congress. In the United States, both large- and small-capitalization stocks posted a significant advance. International equities also gained, as both developed countries and emerging markets re- Total Returns as of February 28, 2021 bounded substantially from lows in late March 2020. -
UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report VOXX INTERNATIONAL
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report VOXX INTERNATIONAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-28839 (State or other jurisdiction of (Commission File Number) incorporation or organization) 13-1964841 (IRS Employer Identification No.) 180 Marcus Blvd., Hauppauge, New York 11788 (Address of principal executive offices) (Zip Code) Loriann Shelton (631) 231-7750 (Name and telephone number, including area code, of the person to contact in connection with this report) Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies: x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013. Section 1 - Conflict Minerals Disclosure Items 1.01 and 1.02 Conflict Minerals Disclosure and Report, Exhibit Conflict Minerals Disclosure A copy of VOXX International Corporation's Conflict Minerals Report for the year ended December 31, 2013 is provided as Exhibit 1.02 hereto and is publicly available at http://investors.voxxintl.com/sec.cfm. Section 2 - Exhibits Item 2.01 Exhibits Exhibit 1.02 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. VOXX International Corporation (Registrant) Date: May 30, 2014 BY: /s/ Patrick Lavelle Patrick Lavelle President and Chief Executive Officer Exhibit 1.02 VOXX International Corporation Conflict Minerals Report For The Year Ended December 31, 2013 This is the Conflict Minerals Report of VOXX International Corporation (herein referred to as “VOXX,” the “Company,” “we,” “us,” or “our”) for calendar year 2013 in accordance with Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934 (the “1934 Act”), as amended.