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World Bank Document RP955 v1 Public Disclosure Authorized World Bank Financed Liuzhou Integrated Environmental Management Project (Phase 2) Social Assessment Report Public Disclosure Authorized Public Disclosure Authorized Client: Liuzhou Environment Management Project PMO . Prepared by: National Research Center for Resettlement, Hohai University May, 25 2010 Public Disclosure Authorized Social Assessment Report of the Liuzhou Integrated Environmental Management Project (Phase 2) Contents LIST OF TABLES.......................................................................................................... 1 ABSTRACT.................................................................................................................. 1 1. INTRODUCTION ..................................................................................................... 1 P SA SA S 2. SOCIAL AND ECONOMIC PROFILE OF THE AFFECTED AREAS................................... 5 O P C G 2.2.1 Population composition 2.2.2 Economic development 3. STAKEHOLDERS AND PUBLIC PARTICIPATION ...................................................... 11 I 3.1.1 Government agencies 3.1.2 Employer/construction agency 3.1.3 Affected enterprises 3.1.4 Affected population P 3.2.1 Participation at the design stage 3.2.2 Public participation mechanism and strategy 4. SOCIAL IMPACT ANALYSIS OF THE PROJECT........................................................ 16 S D P 4.1.1 Positive impacts 4.1.2 Negative impacts S D P 4.2.1 Positive impacts 4.2.2 Negative impacts S T P 4.3.1 Positive impacts 4.3.2 Negative impacts A P I W 4.4.1 Positive impacts 4.4.2 Potential risks 5. WILLINGNESS AND ABILITY TO PAY OF THE AFFECTED POPULATION..................... 26 W Social Assessment Report of the Liuzhou Integrated Environmental Management Project (Phase 2) 5.1.1 Model and data source 5.1.2 Willingness to pay analysis M A 5.3.1 Ability to pay of ordinary residential households 5.3.2 Ability to pay of minimum living security households 6. PROJECT AND POVERTY ..................................................................................... 36 6.1 Poverty of Guangxi, Liuzhou and affected districts/counties 6.2 Minimum living security of affected districts/counties 6.3 Poverty reduction role of the Project 7. PROJECT AND ETHNIC MINORITIES ...................................................................... 40 O 7.1.1 Composition of ethnic minorities in affected districts/counties 7.1.2 Composition of ethnic minorities of beneficiary population 7.1.3 Key features of ethnic minorities P P A C 8. PROJECT RISKS AND ACTION PLAN..................................................................... 48 P 8.1.1 Suburb Drainage Project 8.1.2 Sludge Disposal Project 8.1.3 Sewage Treatment Project P 8.2.1 Suburb Drainage Project 8.2.2 Sludge Disposal Project 8.2.3 Sewage Treatment Project APPENDIX 1: AGENDA OF THE TASK FORCE.................................................... 52 APPENDIX 2: RESIDENT QUESTIONNAIRE OF SEWAGE TREATMENT PROJECT ............................................................................................................... 53 APPENDIX 3: INTERVIEW OUTLINE FOR ENTERPRISES/STORES ................... 59 APPENDIX 4: STRUCTURED INTERVIEW OUTLINE FOR THE PUBLIC............. 60 Social Assessment Report of the Liuzhou Integrated Environmental Management Project (Phase 2) LIST OF TABLES TABLE 0-1 SCHEDULE OF PROJECT IMPACTS, SOCIAL RISKS, AND RISK-RELIEVING MEASURES AND ACTIONS ............................................................................ERROR! 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TABLE 1-1 SCHEDULE OF SA METHODS ........................................................................................ 3 TABLE 2-1 SCHEDULE OF THE PROJECT......................................................................................... 6 TABLE 2-2 AGRICULTURAL AND NONAGRICULTURAL POPULATION OF AFFECTED DISTRICTS/COUNTIES (2007) ................................................................................................................................ 8 TABLE 2-3 SOCIAL AND ECONOMIC INDICATORS OF AFFECTED DISTRICTS/COUNTIES (2007)............ 9 TABLE 2-4 NUMBER OF INDUSTRIAL ENTERPRISES ABOVE DESIGNATED SIZE OF AFFECTED DISTRICTS/COUNTIES AND GROSS INDUSTRIAL OUTPUT VALUE............................................. 10 TABLE 3-1 SCHEDULE OF PUBLIC PARTICIPATION ......................................................................... 13 TABLE 3-2 ESTABLISHMENT OF PUBLIC PARTICIPATION MECHANISM .............................................. 14 TABLE 4-1 CONSTRUCTION SITES, PRESENT SITUATION AND TREATMENT RATIO OF SEWAGE TREATMENT PROJECT ......................................................................................................... 19 TABLE 4-2 SOCIAL OBJECTIVES OF THE PROJECT ........................................................................ 24 TABLE 5-1 DISTRIBUTION OF QUESTIONNAIRE IN DIFFERENT AFFECTED AREAS ............................. 27 TABLE 5-2 WILLINGNESS TO PAY SEWAGE TREATMENT FEES (MONTHLY) OF RESIDENTS IN DIFFERENT AFFECTED AREAS.............................................................................................. 27 TABLE 5-3 WILLINGNESS TO PAY SEWAGE TREATMENT FEES (MONTHLY) OF HOUSEHOLDS OF DIFFERENT ANNUAL INCOME................................................................................................ 28 TABLE 5-4 WILLINGNESS TO PAY SEWAGE TREATMENT FEES (MONTHLY) OF RESIDENTS OF DIFFERENT EDUCATIONAL LEVELS ....................................................................................... 28 TABLE 5-5 WILLINGNESS TO PAY SEWAGE TREATMENT FEES (MONTHLY) OF RESIDENTS OF DIFFERENT OCCUPATIONS................................................................................................... 29 TABLE 5-6 WILLINGNESS TO PAY SEWAGE TREATMENT FEES (MONTHLY) OF RESIDENTS RECEIVING/NOT RECEIVING GOVERNMENT GRANTS............................................................. 30 TABLE 5-7 WILLINGNESS TO PAY SEWAGE TREATMENT FEES (MONTHLY) OF RESIDENTS OF DIFFERENT SOCIAL AND ECONOMIC BACKGROUNDS ............................................................. 30 TABLE 5-8 STATISTICS OF DESIRED MODE OF COLLECTION OF SEWAGE TREATMENT FEES ............ 31 TABLE 5-9 RATES OF DIFFERENT TYPES OF WATER OF AFFECTED DISTRICTS/COUNTIES IN 2008 .. 31 TABLE 5-10 ABILITY TO PAY OF ORDINARY RESIDENTIAL HOUSEHOLDS ......................................... 32 TABLE 5-11 SCHEDULE OF SUPPORTING MEASURES ON SEWAGE TREATMENT FEES FOR VULNERABLE GROUPS OF AFFECTED DISTRICTS/COUNTIES.................................................. 33 TABLE 5-12 STATISTICS OF ABILITY TO PAY OF AFFECTED MINIMUM LIVING SECURITY POPULATION 34 TABLE 6-1 POVERTY OF GUANGXI, LIUZHOU AND AFFECTED DISTRICTS/COUNTIES (2007) ............ 36 TABLE 6-2 MINIMUM LIVING SECURITY OF URBAN AREA AND 4 COUNTIES (2009) .......................... 38 TABLE 7-1 MINORITY POPULATION OF LIUZHOU/4 COUNTIES AND WITHIN PROJECT SERVICE RANGE (2007) ............................................................................................................................... 41 TABLE 7-2 DISTRIBUTION OF MINORITY POPULATION IN THE AFFECTED AREAS (2007)................... 42 TABLE 7-3 IDENTIFICATION OF FEATURES OF ETHNIC MINORITIES INVOLVED IN THE PROJECT......... 43 TABLE 7-4 SCHEDULE OF PARTICIPATION OF MINORITY GROUPS................................................... 45 Social Assessment Report of the Liuzhou Integrated Environmental Management Project (Phase 2) TABLE 8-1 SCHEDULE OF PROJECT RISKS AND ACTION PLAN ....................................................... 51 Social Assessment Report of the Liuzhou Integrated Environmental Management Project (Phase 2) Abbreviations FGD - Focus group discussion FS - Feasibility study MLS - Minimum living security PMO - Project Management Office SA - Social assessment WB - World Bank Units Currency unit = Yuan (RMB) 1.00 yuan = $0.15 1 hectare = 15 mu Social Assessment Report of the Liuzhou Integrated Environmental Management Project (Phase 2) ABSTRACT Entrusted by the Management Office of the World Bank Financed Liuzhou Integrated Environmental Management Project (Phase 2) (PMO), the social assessment (SA) Task Force of Hohai University went to Liuzhou City in July 2009 for a 15-day field SA survey of the 8 components of the World Bank Financed Liuzhou Integrated Environmental Management Project (Phase 2) (the “Project”), and discussed the survey findings with the Employer and design agency of the Project repeatedly, which resulted in the Social Assessment Report of the Liuzhou Integrated Environmental Management Project (Phase 2). The Project consists of 8 components, which are the Liuzhou Sewage Treatment Plant Sludge Disposal Project, Liuzhou Suburb Drainage Project, and Guantang, Shatang, and Sanjiang, Rongshui, Rong’an and Liucheng County Sewage Treatment Subprojects. The Sludge Disposal Project involves the construction of sludge disposal facilities mainly; the Suburb Drainage Project involves the construction of a sewer network and pump stations; and the 6 sewage treatment subprojects involve the construction of sewage treatment plants and supporting sewer networks and pump stations. The Project serves the urban area and 4 county towns governed by Liuzhou Municipality mainly. The Sludge Disposal Project is designed to dispose of dried sludge produced by the whole urban area and 5 nearby sewage treatment plants (Longquanshan, Baisha, Yanghe, Labao and Guantang). The Guantang and Shatang Sewage Treatment Subprojects are located in Luorong Town, Liudong New District and Shatang Town, Liubei
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