Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM OMB NO. 1124-0002; Expires February 28,2014 u.s. Department of Justice Supplemental Statement Washington, DC 20530 Pursuant to the Foreign Agents Registration Act of 1938, as amended
For Six Month Period Ending 08/31/2011 (Insert date) .
I-REGISTRANT
1. (a) Name of Registrant (b) Registration No.
KOREA ECONOMIC INSTITUTE OF AMERICA 3327
(c) Business Address(es) of Registrant 1800 K STREET, NW SUITE 1010 WASHINGTON, DC 20006
2. Has there been a change in the information previously furnished in connection with the following? (a) If an individual: (1) Residence address(es) Yes Q NoQ (2) Citizenship Yes • No D (3) Occupation Yes • No D (b) If an organization: (1) Name Yes • No H (2) Ownership or control Yes __\ • No H (3) Branch offices Yes • No __\ (c) Explain fully all changes, if any, indicated in Items (a) and (b) above. N/A
IF THE REGISTRANT IS AN INDIVIDUAL, OMIT RESPONSE TO ITEMS 3, 4, AND 5(a). 3. If you have previously filed Exhibit C1, state whether any changes therein have occurred during this 6 month reporting period. Yes • : No H If yes, have you filed an amendment to the Exhibit C? YesD NoD If no, please attach the required amendment.
1 The Exhibit C, for which no printed form is provided, consists ofa true copy ofthe charter, articles of incorporation, association, and by laws of a registrant that is an organization. (A waiver ofthe requirement to file an Exhibit C may be obtained for good cause upon written application to the Assistant Attorney General, National Security Division, U.S. Department of Justice, Washington, DC 20530.) Formerly CRM-154 FORMNSD-2 Revised 03/11 Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM (PAGE 2)
4. (a) Have any persons ceased acting as partners, officers, directors or similar officials ofthe registrant during this 6 month reporting period? . Yes • No H If yes, furnish the following information: Name Position Date Connection Ended
(b) Have any persons become partners, officers, directors or similar officials during this 6 month reporting period? YesD NoS Ifyes, furnish the following information: Name Residence Address Citizenship Position Date Assumed
5. (a) Has any person named in Item 4(b) rendered services directly in furtherance ofthe interests of any foreign principal? Yes • No H If yes, identify each such person and describe the service rendered.
(b) During this six month reporting period, has the registrant hired as employees or in any other capacity, any persons who rendered or will render services to the registrant directly in furtherance ofthe interests of any foreign principal(s) in other than a clerical or secretarial, or in a related or similar capacity? Yes __\ No D
Name Residence Address Citizenship Position Date Assumed See attachment
(c) Have any employees or individuals, who have filed a short form registration statement, terminated their employment or connection with the registrant during this 6 month reporting period? Yes B No D If yes, furnish the following information: Name Position or Connection Date Terminated See attachment
(d) Have any employees or individuals, who have filed a short form registration statement, terminated their connection with any foreign principal during this 6 month reporting period? Yes D No 13 If yes, furnish the following information: Name Position or Connection Foreign Principal Date Terminated
6. Have short form registration statements been filed by all ofthe persons named in Items 5(a) and 5(b) ofthe supplemental statement? Yes S No D If no, list names of persons who have not filed the required statement.
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(PAGE 3)
II - FOREIGN PRINCIPAL 7. Has your connection with any foreign principal ended during this 6 month reporting period? Yes • No S Ifyes, furnish the following information:
Foreign Principal Date of Termination
8. Have you acquired any new foreign principal(s)2 during this 6 month reporting period? Yes • No IS] Ifyes, furnish th following information:
Name and Address of Foreign Principal(s) Date Acquired
9. In addition to those named in Items 7 and 8, if any, list foreign principal(s)2 whom you continued to represent during the 6 month reporting period. KOREA INSTITUTE INTERNATIONAL ECONOMIC POLICY (KIEP)
10. (a) Have you filed exhibits for the newly acquired foreign principal(s), if any, listed in Item 8? Exhibit A3 Yes D No D Exhibit B4 Yes D No D If no, please attach the required exhibit.
(b) Have there been any changes in the Exhibits A and B previously filed for any foreign principal whom you represented during this six month period? Yes • No D Ifyes, have you filed an amendment to these exhibits? YesD NoD If no, please attach the required amendment.
2 The term "foreign principal" includes, in addition to those defined in section 1(b) ofthe Act, an individual organization any of whose activities are directly or indirectly supervised, directed, controlled, financed, or subsidized in whole or in major part by a foreign government, foreign political parry, foreign organization or foreign individual. (See Rule 100(a) (9)). A registrant who represents more than one foreign principal is required to list in the statements he files under the Act only those principals for whom he is not entitled to claim exemption under Section 3 ofthe Act. (See Rule 208.) 3 The Exhibit A, which is filed on Form NSD-3 (Formerly CRM-157) sets forth the infonnation required to be disclosed concerning each foreign principal. 4 The Exhibit B, which is filed on Form NSD-4 (Formerly CRM-155) sets fourth the information concerning the agreement or understanding between the registrant and the foreign principal.
Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM (PAGE 4) III - ACTIVITIES
11. During this 6 month reporting period, have you engaged in any activities for or rendered any services to any foreign principal named in Items 7, 8, or 9 ofthis statement? Yes H NoD
Ifyes, identify each foreign principal and describe in full detail your activities and services: See attachments
12. During this 6 month reporting period, have you on behalf of any foreign principal engaged in political activity5 as defined below? Yes • No 0.
Ifyes, identify each such foreign principal and describe in full detail all such political activity, indicating, among other things, the relations, interests and policies sought to be influenced and the means employed to achieve this purpose. If the registrant arranged, sponsored or delivered speeches, lectures or radio and TV broadcasts, give details as to dates, places of delivery, names of speakers and subject matter.
13. In addition to the above described activities, if any, have you engaged in activity on your own behalf which benefits your foreign principal(s)? Yes • No _]
Ifyes, describe fully.
5 The term "political activity" means any activity that the person engaging in believes will, or that the person intends to, in any way influence any agency or official ofthe Government ofthe United States or any section ofthe public within the United States with reference to formulating, adopting or changing the domestic or foreign policies ofthe United States or with reference to political or public interests, policies, or relations ofa government of a foreign country or a foreign political party. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM (PAGE 5)
IV - FINANCIAL INFORMATION
14. (a) RECEIPTS-MONIES During this 6 month reporting period, have you received from any foreign principal named in Items 7, 8, or 9 ofthis statement, or from any other source, for or in the interests of any such foreign principal, any contributions, income or money either as compensation or otherwise? Yes H No D
If no, explain why.
Ifyes, set forth below in the required detail and separately for each foreign principal an account of such monies.6 Date From Whom Purpose Amount 03/31/11 KIEP PerContract $768,498 06/29/11 KIEP PerContract $596,676
$1,365,174 Total
(b) RECEIPTS - FUNDRAISING CAMPAIGN During this 6 month reporting period, have you received, as part ofa fundraising campaign7, any money on behalf of any foreign principal named in Items 7, 8, or 9 ofthis statement? Yes __\ No H If yes, have you filed an Exhibit D to your registration? Yes • No 0
Ifyes, indicate the date the Exhibit D was filed. Date ___
(c) RECEIPTS-THINGS OF VALUE During this 6 month reporting period, have you received any thing ofvalue9 other than money from any foreign principal named in Items 7, 8, or 9 ofthis statement, or from any other source, for or in the interests of any such foreign principal? . Yes D No S
Ifyes, furnish the following information:
Foreign Principal Date Received Thing of Value Purpose
6, 7 A registrant is required to file an Exhibit D if he collects or receives contributions, loans, moneys, or other things ofvalue for a foreign principal, as part ofa fundraising campaign. (See Rule 201 (e)). 8 An Exhibit D, for which no printed form is provided, sets forth an account of money collected or received as a result ofa fundraising campaign and transmitted for a foreign principal. 9 Things ofvalue include but are not limited to gifts, interest free loans, expense free travel, favored stock purchases, exclusive rights, favored treatment over competitors, "kickbacks," and the like. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM
(PAGE 6)
15. (a) DISBURSEMENTS-MONIES During this 6 month reporting period, have you (1) disbursed or expended monies in connection with activity on behalf of any foreign principal named in Items 7, 8, or 9 of this statement? Yes S NoD (2) transmitted monies to any such foreign principal? Yes • No IS!
If no, explain in full detail why there were no disbursements made on behalf of any foreign principal.
Ifyes, set forth below in the required detail and separately for each foreign principal an account of such monies, including monies transmitted, if any, to each foreign principal.
Date To Whom Purpose Amount See attachment
Total
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(PAGE 7) (b) DISBURSEMENTS-THINGS OF VALUE During this 6 month reporting period, have you disposed of anything ofvalue10 other than money in furtherance of or in connection with activities on behalf of any foreign principal named in Items 7, 8, or 9 ofthis statement? Yes D . No H Ifyes, furnish the following information:
Date Recipient Foreign Principal Thing of Value Purpose
(c) DISBURSEMENTS-POLITICAL CONTRIBUTIONS During this 6 month reporting period, have you from your own funds and on your own behalf either directly or through any other person, made any contributions of money or other things ofvalue11 in connection with an election to any political office, or in connection with any primary election, convention, or caucus held to select candidates for political office? Yes D No 0 Ifyes, furnish the following information: Date Amount or Thing of Value Political Organization or Candidate Location of Event
10,11 Things ofvalue include but are not limited to gifts, interest free loans, expense free travel, favored stock purchases, exclusive rights, favored treatment over competitors, "kickbacks" and the like.
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(PAGE 8) V - INFORMATIONAL MATERIALS
16. (a) During this 6 month reporting period, did you prepare, disseminate or cause to be disseminated any informational materials?12 Yes __ No • If Yes, go to Item 17. (b) If you answered No to Item 16(a), do you disseminate any material in connection with your registration? " Yes D No D If Yes, please forward the materials disseminated during the six month period to the Registration Unit for review. 17. Identify each such foreign principal. KIEP
18. During this 6 month reporting period, has any foreign principal established a budget or allocated a specified sum of money to finance your activities in preparing or disseminating infonnational materials? Yes H No • Ifyes, identify each such foreign principal, specify amount, and indicate for what period of time. KIEP
19. During this 6 month reporting period, did your activities in preparing, disseminating or causing the dissemination of informational materials include the use of any ofthe following: D Radio or TV broadcasts (El Magazine or newspaper D Motion picture films • Letters or telegrams D Advertising campaigns ED Press releases H Pamphlets or other publications _D Lectures or speeches • Other (specify) ; Electronic Communications • Email __ Website TJRL(s): https://www.keia.org 13 Social media websites URL(s): www.facebook.com/KoreaEconlnstitute, twitter.com/koreaeconinst • Other (specify) •
20. During this 6 month reporting period, did you disseminate or cause to be disseminated informational materials among any of the following groups: GEO Public officials • Newspapers _0 Libraries GEO Legislators • Editors __ Educational institutions _0 Government agencies __\ Civic groups or associations • Nationality groups • Other (specify)
21. What language was used in the informational materials: __ English D Other (specify)
22. Did you file with the Registration Unit, U.S. Department of Justice a copy of each item of such informational materials disseminated or caused to be disseminated during this 6 month reporting period? Yes D No D
23. Did you label each item of such informational materials with the statement required by Section 4(b) ofthe Act? Yes 0 . No Q
12 The term informational materials includes any oral, visual, graphic, written, or pictorial information or matter of any kind, including that published by means of advertising, books, periodicals, newspapers, lectures, broadcasts, motion pictures, or any means or instrumentality of interstate or foreign commerce or otherwise. Informational materials disseminated by an agent ofa foreign principal as part of an activity in itself exempt from registration, or an activity which by itself would not require registration, need not be filed pursuant to Section 4(b) ofthe Act.
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(PAGE 9)
" VI - EXECUTION ~~ In accordance with 28 U.S.C. § 1746, the undersigned swear(s) or affirm(s) under penalty of perjury that he/she has (they have) read the information set forth in this registration statement and the attached exhibits and that he/she is (they are) familiar with the contents thereof and that such contents are in their entirety true and accurate to the best of his/her (their) knowledge and belief, except that the undersigned make(s) no representation as to truth or accuracy ofthe information contained in the attached Short Form Registration Statement(s), if any, insofar as such information is not within his/her (their) personal knowledge.
(Date of signature) (Print or type name under each signature or provide electronic signature )
September 20,2011 Isl Min K. Kang eSigned
13 This statement shall be signed by the individual agent, if the registrant is an individual, or by a majority Of those partners, officers, directors or persons performing similar functions, if the registrant is an organization, except that the organization can, by power of attorney, authorize one or more individuals to execute this statement on its behalf.
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Korea Economie 1 nstitute of Amerrca
Abraham Kim Vice President
March 1 -August31, 2011
Contacts:
Code: M - meeting; P - program; B -breakfast; L~ lunch; D - dinner; R - reception; C - ca 11»| — i nte rview
March 2011
\-L- Lunch meeting with Sam foon, Executive Director of NACEDA, and Steve Choi, President of 111 Creations
2 - L - Lunch with Dr. Gil Rozman, Princeton University.
2 - M - Meeting with June Shin, State Dept at KEt.
8-M-Ed Shin, State Dept at KEI,
8 - P — KEI 6 Party Talk program with tlhiversity.of^Maryland and GWU at KEI.
9 - M - Meeting with former Minister Kim Jin-hyun, Chairman, The World Peace Forum and former Minister of Science and Technology, Korea.
9 - L - Lunch with Dr. AJ Robinson, Symphonic Strategies, at Asia Cafe.
10 - L - Lunch with Mr. Gordon Chang, Forbes Columnist, at Kellari Taverna.
11 - L - Lunch with Donna Brutkdski, Freelance copyeditor, and Gerald Mziekevic, Eurasia Group at Riee Bar.
11 - M - Web Meeting with Naomi Treworgy, Blue Water Media, through teleconference
15 - L - Lunch with Former Ambassador Chung, Euiyoung, Co -Chairman of ICAPP, at Smith and Wollensky.
17 _ \_ - Lunch with Glenn Baek, Treasury Department, at Baja Fresh;
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18 - P —News conference at Korea American Association of GreaterWashingtbh in Annandale, VA with Sam Ybon. executive director of NACEDA, and Steve Choi, President of IL Creations,
21 - L - Lunch with Mihhyuk Lim, Reporter at Chdsun llbo ait Tabard Inn.
22 - L - Lunch with Leezie Kim, former DHS official, for retirement party at Asia (Safe, Rosslyn, VA.
22>- D -- Dinner with Sam Ybbn, executive director of NACEDA, and Steve Choi. President of IL Creations;
22 - P - ;KAAW Program with Esfher Lee^ former official at Commerce Dept, Steve Suh, OMB, Sam Yopn, executive director of NACEDA, and Steve Choi, President of IL Creations at KUSCQ in Fairfaxs VA.
23 - L - Lunch with Ted Gbenenain, Eurasia Group, at Mao Thai.
24- M - Met with Peter hughes, British[ Ambassadorto North Korea, and James Dowrter, first Secretary, Asian Affairs, British Embassy to the United States, at KEI..
25> -.27'- P -Staff Retreat at Gettysburg, PA.
28 - B— Met with ROK Nationa! Assemblyman Kjm Seyon, Gordon Flake (Mansfie)d Fbundatibn), Karin Lee (NJCISIK) and Bruce Klihgner (Heritage Foundation), at Old Ebbitts Grill
29 - L - Lunch with Gordon Flake, Mansfield Foundation, at Bobby Van's Grill
30-Aprii 3 - P-Travel to Honolulu, HI to attend the AAS / ICAS Annual Conference
April 2011
11 - L - Lunch with Jack Quarles, 3Q Consulting, at Founding Farmers.
13• - P - Met with Eric Toy and Devin O'Malley at Senator Rob Portman's Breakfast program at Capitol Building.
14- 15 - P - Future of Korea Program in Brookings, SD with Dan Larsen, Deputy Director, Korea Desk, State Department and Consul Young-tae Kim, Transportation Attache, RoK Embassy in WDC.
19 - L - Lunch with Raelyn Campbell, Gates Foundation, at Szchewan Pavillion.
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19^ M - Mefcyyith Christine Chen, Asian Alliance, at KEI
20 -M—Met with Sue Jebh^CSI, at; KEI 20 - L - Lunch, with AJ RbbihSbn, Sym(ih^hfeStrategies, at Sushi Tarb.
2Q ^ M- Met with Webster Group at KEI.
21 - L ~ Lu rich with Mike Mazarr, fSI DU, at Cafe Asia,
21 - M - Met with; Gjl Rozman, Princeton University.
22 -r M - Teleconference with Tina Yoon, iNomprofit consultant
25 - P— Attended American University Garden Opening ceremony in Washington, DC.
26 - L - Lunch with Chris Tsou, Sentana. at Rice Ban 27 *-. P - Academic Papers Series event Oh Similar Policies, Different Outcomes: Two Decades of Economic Reforms in North Korea and Cuba with Dr. Jose Luis Leoh- Manriquez at KEI- 27 - M - Meeting with Steve Choi, IL Creations.
28 - M - Teleconference with CKAL leadership.
29—P - NetKAL luneheomat KEI.
May 2011
3- L~ Lunch meeting with Sam Yoon, NACEDA.
3 - M~ Meeting with Satu Limaye, East West Center
5 - P - Attended a program on the KORUS FTA at KEI.
5 - L - Lunch with Walter Paik, Director of International Affairs, Grand National Party, RoK.
9 - L - Lunch with Andrew Snowhite, President of Azure Worldwide, at Founding Farmers.
10 - M- Meeting with Mark Choi from Federal Reserve, New York at KEI.
10 - M - Meeting with Genesis Systems, Sound Engineering Company, at KEI.
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11 - M::•- Meeting at Blue Water Media with Shane Larabbee and Naomi Trewotgy in Rockyillev MD. 12 ^P^ServedvasspOakerat DeloitteTbucheAsian American progMrn atSAIS, JHU,
13 - W- Met with (Seena An, Tufts Abmni, at KEI^
16— L--- Lunch with Jungwopk Kim, Joongang Nbo; ;at. theDaily Grill restaurant;
1.6 - M— Chris Tsou, Seritana, meeting at KEI.,
17 - M— Teleconference witbTina Yoon. Non--Rrofit Consultant.
17 - M - Mooting with Sue Jebh, CSI, at KEI.
18 .-• P- Attended Advisory Council meeting at KEI.
19 - L r- Lunch with Andrew Scbbell, RAND Corp., sX Thaiphoon; atPentagon GityRow
19 - M - Teleconference with Mihae Kim, Gimga Group.
20 - L - Lunch meeting with Robert Snow, Director for Development and Strategic Planning, Association for Asian Studies at Kellari Taverna restaurant;
23 - M - Meeting with Peter Jimison. Director of Business, Fever Creation.
25 - M - Teleconference Meeting with Steve Lee, Hubbard Hughes Attorney firm.
26 - L - Lunch with.Sam Kim, ODPC, at Founding Farmers.
26 - D - Dinner with BJ Kim, Kim Lee and Partners, at DC Cdast.
27 - L - Dinner with Andrew Snowhite, Azure Worldwide, and Sean Conned... US-Korea Business Council.
June 2011
1 - L - Lunch with SBS Washington Correspondent, Mr. Lee, at M Street
2 - M - Meeting with Grace Yoo, KACLA, at KEI.
2 - L - Lunch meeting with Kwang-cheol Lee, Korea Foundation at Equinox Restaurant.
3 - M - Meeting with Mr. Lee CH at KEI.
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7- M— Meeting with Yoshi Kate; and Leo CaneseO, Holzwortb 3hd KatO Law Firm at Holzvyorth and Kato Law Firm;
7-M—- Meeting with YOuhg-SeoCho, Senior Research Fe I IOw. Institute of"NOrth Korean Studies and former President of Pyuhghwa(Motor OompahyJ YbhgwOn Cho, Regional Director, PTC; and Max Barry, .Senior Fellow for Public Policy, The Summit Council for World Peace at KE|..
7'- M - Meeting with Reporter Jang from KOrea Business Journal at KEI.
8 - P - Left for Beijing, China to start 3 week trip Of Asia. June 8 -25. Members of my team - Charles Armstrongv Columbia University; James Person, Wilson Center; Walter Keats, Asia Pacific Travel; Michael GocGiolbne.Colurtvbia;University; and Alex Dukalskisv Notre Dame University.
9 - M - Meeting with Barbara Demick,iATimes, at Grown Plaza Wangfujing Hotel.
11 ~'P - Flewfrorp Beijing to Pyongyang to begin 8 day North Korea trip {for detailed account Of locations; visited, see attachment).
18 - P - Left Pyongyang to Beijing, then on to Seoul, Korea.
18 - 25:- M - Meetings with individuals in Seoul included the following; • Ambassador Choi, Seokhyung, Ministry of Foreign Affairs and Trade • Dr. GhOi Wook. KIEP • Amb. Lee Tae-sik, former Korean Ambassador of US • Amb. Joun-yung Sun, Kyungnam University • Dr. Ghung-in Moon, Yonsei University • Dr. Lee Junkyu, KIEP • Mr. Waiter Paik, GNP ••• Dr. Hahm Chaibong, Asan Institute • Dr. Yohgshik Bong, Asan Institute • Dr. Chang Dalcboohg, Seoul National University » Mr. Lee Hawon, Chosun llbo
25 - P - Left from Seoul to Washington, DC.
28 - L - Lunch with Phil Gallo at Szechwan Pavillion.
28 - M - Meeting with Gil Rozman, Princeton University, at KEI.
29 - M - Met with Dr. Kim Song Chut, Sejong Institute, at KEI.
29 - L - Lunch with James Person, Wilson Center, at El Ghalan.
29 - M - Meeting with Jennifer Stout and Nina Foririo, State Department, at KEI.
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July 2011
I - M - Teleconference;with Betsy Kim regarding CKAL.
2-9 - P - On Vacation
II -L- Lunch with Dr. YoOhSuk Park, Korea Institute of Finance at El Ghalahv
11 - M - Meeting with Ambassador Peter Rowe, First Assistant Secretary, Department of Foreign Affairs and Trade, North Asia Division, Australia, and Harry Genn, Assistant- Director General, North Asia Branch, Office of National Assessments, Australia at KEI.
11 - Mi-- Call with Steve Noerper, The Korea'Society.
12 - L - Lunch with WOhwoo Yi, RoK Embassy at Smith and Wollensky
13 — L — Lunch with Karin Lee, NCNK, at Founding Farmers,
14 - M - Lunch With Dr. Lee Baeyoung, RoK Presidential Comnriittee on National Branding at Willard Hotel.
14 - D - Attended the U.S.-Korea Business Council Dinner held at the U.S. Chamber of Commerce.
15 - M - Lunch with Kwang Kim, World Bank, at Founding Farmers.
20 - I - Meeting with Seoul Shinmun Reporter for interview at KEI
20-22 - P - Attended the Opinion Leaders Seminar at KEI.
25 - L - Lunch with Korean Airlines General Manager at Teatro Goldini.
26 - L - Lunch with Sam Kim, ODPC, at El Chalan.
27 - L - Lunch with Mibae Kim, Gimga Group, at Kellari Taverna.
29 - 30 - P - Attend GRS Annual Conference in Tucson, AZ.
August 2011
• 1 — M - Meeting with Ben Hancock, Inside US Trade, at KEI.
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••_ _ M ~ Meeting with Yen-Chung Lu, Professor, National Chengchi University in Taiwan atKEI.
2 -= L - Lunch With Mr; Jtingmih NOh, RFA, at Szchewan Pavillion.
2 —M - Meeting with Shane Larabbe, Matt Gramsiek, and Donna Kain at Blue Water Media.
3r M - Meeting with SeOngjin Ahn, NYU graduate, at KEI.
4— M - Teleconference: GKAL Board Meeting.
8- Lr-JLunch meeting with Philippe De Pontet at Mai Thai
g _ p _ Emergih^ Voices ion KOrea Symposium: NeW Trends in North Korea at KEI.
9^-M- Meeting with John Park, UMP,atKEI.
11v;M ~TeleconfereneeMeetinig with David Kim, Asia Foundation,
12 ;^M-TelecOnfereneewith Whitney Haring-Smith, Boston Consulting.
15 -- L - Lunch with Will Hayden, Freelance Designer, at Asia Cafe-
16 - L ~ Lunch with Sarah Yun, KEI; Philippe De Pontet, Eurasia Group;"and Raymond Gilpin, USIP, at Daily Grill.
17 - P - Attend Emerging Voices on Korea Symposium: ROK Inside-Out: Korea's Domestic Policies and Their Influence on Asia
17 - M - Meeting with Jack Pritchard, KEI; Leo Canesco, Attorney; and Ybshi Kato, Attorney at Holzworth and Kato Law Firm.
18- L- Lunch with AJ Robinson, Symphonic Strategies; Dr. Jehoon Lee, USC NetKAL; and Kendra Suh, USC NetKAL, at Founding Farmers.
20 - P - Attend DC Youth Summit at KEI.
22.-L-r- Lunch with Mr. Ghangho Lee, Embass of RoK, for lunch at Kellari Taverna.
22— M - Teleconference with Whitney Haring Smith, Boston Consulting.
23 - B - Breakfast with Ted Qbenchain, Eurasia Group, at Old Ebbitts Grill.
23 - L - Lunch with Yul Kwon at Founding Farmers.
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23 - M - Teleconference with JOhn Park, USlR
24- Pr-Attend Emerging Voices on Korea Symposium: .Energy and Economy;
25 --L - Lunch with Mr. Sukhan Kim, Akim Gump, at Smith-and WOilensky.
29.-L— Lunch with Dr. Jiyoung Lee. American University;; Sarah Yun, KEI; and Troy Stangaron% KEI, at .Founding Farmers:
30;- M — Meeting with Dr. Y:S. HWang, CSJS; Florence Lowe--Lee, KEI, and Jack Pritchard, KEI, atKEI
31 -L ^ Lunch with David Kim, Asia Foundation, at il Chalan;
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AsmPacMe Travel? Ltd, 8--bay itinerary - September 10 to 17, 2011 September 2nd Timers Tour: "Paektusan-Chilbosan-Hamhunq-Wonsan" (via Pyongyang) Optional pre-tour arrangements available in Beijing, and optional post-tour including Wonsan to Kumgang also available (see details in the itinerary below)
rw
&$mi Price: $3,f91 per person based'on doM of 10 participants; Single Supplement: $350 per person Round-trip international airfare from home to Beijing and return is not included. Tour Benefits - The above prices include: o DPRKsingle^eritry visa (part of a group visa); • Beijing,to Pyongyang, Pyongyang to Beijing coach airfare; (First Glass upgrade way he available on some flights'for a surcharge); • Arrangements in China and North Korea per the itinerary; (Room category upgrades may be available in some hotels for a surcharge); • All admissions and transfers for sites and activities in North Korea as indicated in the itinerary; • Two DPRK tour guides on all tour segments in the DPRK. • Experienced Asia Pacific Travel tour manager on ail toursrwith minimum of 10 participants.
Day Week #; Day: Date: ACTIVITY/DESCRIPTION
OPTIONAL BEIJING PRE-TOUR ARRANGEMENTS
O-ll .thu Sep 8 Air /Beijing (Night) of 2). OPTIONAL PRE-TOUR "START" DAY. Arrive in Beijing. Complimentary ltiggage carts in the baggage claim area. (You should change some U:S. dollars into Chinese Yuan/RMB at a bank at the airport. The exchange rale is currently, Jamtary, 2011, about RMB6.4-6.6/$:) Transfer on your own via metered taxi (approx. $15; see Chinese address below) to the Crowne Plaza Hotel Wangfujing. (Transfer is not included in the tour price. Meet & Greet Service is. available at the airport for an additional charge.) Optional,' informal, Dutch-treat evening get-together for the korn-TGurSEP-2ndTime8dy-20110910NK8ver6.doc • Page 1 of 5
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group with the tour leader depending on participant arrival times. (During the tour the tour leader will give short talks on various aspects of the current and historic situation on the Korean peninsula, the South-North relationship, the= ^S,-Karejgn relationship, etc.% Balance of day/evening free.
Crowne Plaza Hotei^arigMfe 35 M. #cMg, Dongcherig District, Beijing 100006; Tel: 011-86-10-591 ls9999; Fax: Oil -8640. 5911-9998. mm li i#; m Beijing (Night 2 of 2). B Breakfast at-'the hotel. Tour participants who have not been to the DPRK before must attend a required briefing at 8:30 a.m. for all participants on North Korea in the Board Room on the Club •Floor (8r floor). (During the tour the tour leader will give short talks as appropriate on various aspects of the current and historic situation on the Korean peninsula, the South-North relationship, the U.S.-Korean relationship, etc. An APTL representative will pick .up the group visa and air tickets at the DPRK Embassy during the day.) Balance of day free for rest, individual sightseeing; and/or shopping. APTL will have suggestions for interesting activities for all . pdrticipahts appropriate to their knowledge of and experience in Beijing.
Breakfast at the hotel.
Pre-Tour Price: $195 per person based on double occupancy with a minimum of 2 participants; Pre^Tour Single Supplement: $116 per person
Pre-tour package includes two nights accommodations plus breakfasts only.
"Td'TIMERS TOUR"
10 Fri Sep :9 Beijing.: Tour participants who have not'been to the DPRK before must attend a required briefing on North Korea at 8:30 a.m. in a private room (normally the Board Room on the Club Floor, 8th floor) at the Crowne Plaza Wangfujing Hotel. (During the tour the. lour leader will give short talks as appropriate on various aspects of the Current and historic situation on the Korean peninsula, the South-North relationship, the U.S.-Korean relationship, etc. An APTL representative will pick up the group visa and air tickets at the DPRK Embassy during the day.) Balance of day free for rest, individual sightseeing and/or shopping. APTL will have suggestions for interesting activities for all participants appropriate to their knowledge of and experience in Beijing.
Crowne Plaza Hotel Wangfujing; .;._ M _J %• H M 3\ M }£-, 48 Wangfujing Avenue, _E j# # ± #j, Dongchehg District, Beijing 100006; Tel: 011-86-10-6513-3388.
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01. :Sal: SepBttf &ijing:^;l*^ All •participants meet hr the Crowne Plaza Wangfujing Hotel lobby with their luggage by 9:15 a:m. Group transfer to the airport Viaprivate van/coach at 9:30 a.m. Depart Beijing (Terminal 2) for Pyongyang yfe Air ^^ p.m. in coach (included in tour.package). launch pntheplanev
Arrive!in Pyongyang at:4:06 p.m. (Ibsmg ah hour); Go through North Korean immigration and Customs. (Cell phones and other communications deyices will be impoundedi at the airport until departure; music players, readers, and laptops, are normally not a problem.) Be met outside customs by local English-speaking guides. Transfer by private van/coach to /the Koryo Hotel. Sightseelng^alpngthe way. if timetpermits^w a; local restaurant;
Tentative: Evening viewing (usually starts between 8 and 8:30 p.m.) of the Arirang Mass Performance with approximately 100,000 performers, a tour highlight. Participants must pay in cash for Arirang tickets on-site, either €150 (about $220) for a 1st class seat, -or' €100 {about $150) for a 2"'1 class seat (the organizers of these performances want foreign exchange so ithis,not possible to pre-pay the tickets).
Koryo Hotel: ^4£%^SM, Central District, Pyongyang, Pyongyang Municipality. Built in 1985; 45-storied twin towers; deluxe;; over 5&0 Joorns;: revolving; restaurant arid bar. Centrally located. Caters more to delegations and business people. Hosted the New ¥ork Rhilharmonie in 30081
02 Sun Sep 1.1 Pyongyang (Night 2 of 2). BjL,D Breakfast at the hotel. Depart after breakfast via private car/van with two English-speaking-guides for visits to sites in Pyongyang normally not seen on a first visit. Sites include the Jonsung Revolutionary Site (the underground headquarters of the DPRK government during theKorean War and where Kim 11 Sung actually signed the Armistice Agreement), the MansudaeArt Studios (home to the best artists in North Korea in the area of ceramics, sculpture, mosaics, paintings, calligraphy, etc.), the Party Founding Museum (where the Workers Party of Korea was founded), the Korean Revolution Museum (on Mansu Hill behind the statue of Kim HSung, with over 90 rooms showing the history of the Korean revolution), the Korean Art Gallery (across from the Central History Museum), the Korean Folklore' Museum, Kim II Sung University, and a ride oh the Pyongyang Metro to additional stops,)among other sites as time permits. Lunch at a local restaurant. Please note that due 'to the number of visitors in North Korea at this time the exact lime sequencing of activities may vary.
Dinner at the hotel or a local restaurant. After dinner visit the Kaeson Youth Park, Pyongyang's newest amusement park for citizens.
03 Mon Sep 12 Pyongyang /.Samjiyoii (Night I of I), _?,_,,_> Breakfast at the hotel. Transfer via private car/van with two English-speaking guides to the Pyongyang Sunan Airport. Depart via Air Koryo charter flight for Samjiyon, the gateway to Mt. Paektu (Paektusan).
Arrive in Samjiyon. Travel via private car/van/coach with two English-speaking guides to the various sites on Mt. Paektu, including Chon Lake in the crater, the deepest mountain lake in the korn-T6urSEP-2ndTime8dy-20U0910NK8ver6.doc Page 3 of 5
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world.; the Secret Log Cabin, and the Rimyongsu Waterfall. Dinner arid overnight at the Begaebong HoteL
Begaebong Hotel: Samjiyon Town, RyariggangPrbyiricev. !BUilt iri .^987; 3-^Star-;2 buildings, 130 rooms.
•04 Tue Sep 13 Samjiyon / Orang / Chilbo (Night 1 of 1). B,L,D Breakfast at the hotel. Depart after breakfast by private car/van with two English-speaking guides for sightseeing to include the Samjiyon Grand Monument, the Paektu-gwan Information Center, the Samjiyon School Children's Palace, and the Sports Village. Lunch at the hotel. After lunch depart Samjiyon via Air Koryocharter flight for Qrang.
Arrive in Orang in North Hamgyong Province. Travel by private ear/van/coach with; two English-speaking guides;;to.;Mt. Chilbo"., Dinner arid overnight at the Outer Chilbo ("Oechilbo") Hotel.
Outer chilbo {"Oechilbo") Hotel: Myongchon County, ISJbrth Hamgyong- Province. Built 'iri; 1985; 3-star; 5 houses, 25 rooms.
II ^e#!:|||}^* • $Jtflj>o (Night 1 of 1). B,L,D Breakfast at the hotel; Day of sightseeing by private car/van with two English-speaking guides to Outer Chilbo, and Inner Chilbo, with lunch along the way: Dinner ianC .oyemight at thei Hprnestay Facility along the Sea Chilbo.
Hbmestay Facility: Myongchon .County, North Hamgyong Province. Built in 1985; 3-star; 20 houses, 6 Western style, 14 Korean style.
; ; : m T|ii:: ,Sep;T5 '€li:Ub.o./:Hffmhnn.gpi^l'- of l;).:.^|i>, Breakfast at: the hotel. Day of sightseeing by private car/van with two English-speaking: guides to Sea Chilbo. Lunch at. Sea Chilbo. After lunch drive to Orang, depart via Air Koryo charter flight for Hamhung.
Arrive in Hamhung., Transfer by private car/van with two: English-speaking guides to the Sinhungsan Hotel. Dinner and overnight at the Sinhungsan Hotel.
Sinhungsan Hotel: Tonghungsari-dohg, Tonghungsan District, Hamhung City, North Hamgyong Province. Built-in 1986; 3-star; 6 floors, 87 rooms.
07 Fri Sep 16 Hamhung/'Wonsan /Pyongyang (Night;..1 of li). B,L,D Breakfast at the hotel. Morning of sightseeing beginning at 8:00 a.m., by private car/van with two English-speaking guides to the Provincial History Museum, the Kuchpn Pavilion, the Hamhung Grand Theatre, the Hungnam Fertilizer Complex, and the Statue of Kim II Sung. Depart Hamhung at 10:00 a.m. for Wonsan (approx. 3 hrs.) by private car/van with two English- speaking guides.
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Arrive in Wonsan. Lunch at the Seafood Restaurant. After lunch depart Wonsan for Pyongyang (approx^ 4 hrs.;);by :frivate^
(Optional WonsM^KumgangPbM Separate Itinerary)
Arrive in Pyongyang. Dinner and overnight at the Kpryp Hotel;
Koryo Hotel: "S^JE %#.__il. Central District, Pyongyang, Pyongyang Municipality. Built in 1985; 45-stOr.ied: twin towers; deluxe; oyer 500;roprrrs; revolving restaurant and bar. Centrally located. Caters more to delegations arid business people. Hosted the ]s)ew Ybrk Philharfnbriic in 2008.
;.0B Saff S|p:;1^7 Pyongyang /Beijing/ Air /Home. B Breakfast at the hotel. Transfer via private van/coach to the airport. Depart Pyongyang for Beijing viaAir Koryo flight U151 at 9:00 a.m. (included in tour package).
Arrive in Beijing at 10:00 a.m. Connect, to homeward flight (Optional sightseeing in China or other Asian countries can be arranged: Please contact the APTL office for details.) Depart Beijing for hometown via air. Cross th0ntethational Date $ine.
Arrive: in; hometown. Go through Customs and Immigrationj
ITINERARY AND HOTELS SUBJECT TO CHANGE (Z?=Breakfast; _.=Lunch; _>=Dinner; Letters indicate included meals) Telephone numbers, where provided, are given in aformatfor calls from the U.S.,- i.e. the international access code, then the country code, then, the local exchange and;.phone number.
2514 Laurel Lane, Wilmette, IL 60091USA Preferred Mailing Address: P. O. Box350,Kenilworth,IL 60043-0350 USA Tollfree: 1-800-262-6420. Tel: 1-847-251-6400 Fax: 1-847-256-5601 Email: [email protected] . Website: www.NorthKorealonl.corn
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During this six month reportihgperi^ rendered or will render services to the registrant directly in furtherance ofttrie interests of any foreign pnncipal(s) in other than a clerical or secretarial, or in a,related orsimilarcapacity? YES
Name Residence Address Citizenship Position Date Assumed:
2303 14.;St.:Nyvj United Kingdom: Director of Communications Qcarrali, Chad Wash ihgtbn,:.p;c 20009 07/18/2011
851 N.GIebe5RoaM15Q3: U;S.A Associate Director for Programs;: Kirn, tinda H; Arlingtoh;VA _2203 07/22/2011
1300N.St.NW", U.S.A Directorof Public Affairs & Regionatissues Yuri, Sarah K, Washington, DC 20005 06/06/2011
1221 Massachusetts Aye> U.S.A Executive Assistant & Office Manager Fisher, Garyn 06/27/2011 NW.#706 Washington,:DC'*2000Si;
Kang, MinK: •254i;Melba;Rpad U.&A Director of Fihance.& Human Resources 08/22/2011 !_llicot;teity/.Mp;21.p42i
Have any employees or individuals, who/have filed a short form registration statement, terminated their employment or connection with the registrant during this: 6 month reporting period? "VES; Ifyes, furnish the following: information:-
Name/Position Date Connection Ended Finriemann Nicole Marae 03/18/2011 Director for Research & Academic Affairs
Legocki Martha Executive Assistant & Office Manager 07/01/2011
Scarlatoiu Grigore (Greg) Director of Public Affairs and Business Issues 07/25/2011
Howe Sarah E. Associate Director for Programs 07/27/2011
Lowe Florence Myeong-Hwa Director of Financial Affairs/Treasurer & Director of Publications 08/31/2011
Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM •U.S; Department of Justice Short-Form Registration Statement OMB NO, 1124-CHMi; Washington, DC 20530 Pursuant to the Foreign Agents Registration Act of Ii93$v as amended.
Each partner, officer, director, associate, employee, and agent ofa registrant is required to file a short form registration statement unless he engages in no activities in furtherance ofthe interestsof the registrant's foreign principal or unless the services he renders to the registrant are in a secretarial, clerical, or in a related or similar capacity. PrKacj Act Statement. The filing ofthis document is required by the Foreign Agents Registration Act of 1938. as amended. 22 U.S.C. § 611 et seq.. for the " purposes of registration under the Act and public disclosure. Provision ofthe information requested is mandatory- and failure to provide this information is subject to the penalty and enforcement provisions established in Section 8 ofthe Act. Every registration statement, short form registration statement, exhibit amendment, copy of informational materials or other document or information filed with the Attorney General under this Act is a public record open to public examination, inspection and copying during the posted business hours ofthe Registration Unit in Washington. DC. Statements are also available online at the Registration Unit's webpage: http://www.fara.gov/. One copy of every such document, other than informational materials, is automatically provided to the Secretary of State pursuant to Section 6(b) ofthe Act, and copies of any and all documents are routinely made available to other agencies, departments and Congress pursuant to Section 6(c) ofthe Act. The Attorney General also transmits a semi-annual report to Congress on the Administration ofthe Act which lists the names of all agents registered under the Act and the foreign principals they represent. This report is available to the public in print and online at: http://www.fara.gov/. Public Reporting Burden. Public reporting burden for this collection of information is estimated to average .429 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect ofthis collection of infonnation, including suggestions for reducing this burden to Chief. Registration Unit. Counterespionage,Section, National Security Division. U.S. Department of Justice. Washington.DC 20530: and to the Office of Information and Regulatory Affairs, Office of Management and Budget. Washington. DC 20503.
I.Name 2. Registration No, CHAD OCARROLL 3327
3. Residence Address(es) 4. Business Addfess(es): 302,2303 14 ST NW,Washington DC 20009 1800K ST "NW, Suite 1010, Washington DC 20006
5. Year of Birth 19.83: 6. If present citizenship was not acquired by birth, indicate when, and how acquired. Nationality UK UK Present Citizenship
7. Occupation Director of Communications;
What is the name arid address of the prirnaryregistrant? Name Address Korea Economic Institute 1800K ST NW, Suite 1010, Washington DC 20006
9. Indicate your.connection with tlie primary:registrant: • partner O 'director \__\ employee • consultant. D officer Q associate • agent __ subcontractor O other (specify)
10. List every foreigh principal to whom you will render services in support ofthe primary registrant. Korea Institute for International Economic Policy (KIEP)
11. Describe separately and in detail all services which you will render to the foreign principal(s) listed in Item 10 either directly, or through the primary registrant listed in Item 8, arid the date(s) of such services. (If space is insufficient, a full page insert must be used.)
Formerly CRM-156 FORM NSD* SEPTEMBER200? Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM
12. Da any of theabove..described :seryices;jhclude political activity as defined in Section 1 (o) of the Act arid in the footnote below? Yes; .0 No M
Ifyes, des^ribe;s_eji_arateiy;;arid:in detaifsucnpoiificaj activity.
13;The^services;described in Items Tl and 12larCtQ be rendered ph a [x. fulltimebasis; C_: parttifne,basis __ speeiaTbasis
14. Whafcbrnpens^^
: __ Salary: :AMourit.$; 55000 .per year O Gpmmission at •%jof CJ- Salary :;iNofbiased solely onservices rendered to the foreign principal(s), D ;Fee^Ai^ibunt $; ' Q Other thing of Value 15. During tjrre period beginning 60 days prior to tiie'date of your obligation to register to the ;tim'e#'f.tiling thisstateirterif^Jid ybu-make any contributions <0f'liioneyior^ther things of'value frorri;your own funds or possessions and on your bwtv behalf in; 'connecticmiwith-any electibnTo'pplitital office;or:iri:;cprinection with any primary election, convention, or caucusheld tbiSelectcandidates for'any^pQliticai; office? YesQ No"__
Ifyes,furnishthefpllbwiriginfbrmation: Date; Amount of Nafnevof political organization Name of • thing of value candidate
EXECUTION
In accordance with 28 U.S.C, § 1746, the .undersigned swears or affirm(s) under penalty of perjury that he/she has read the infonnation set fdrth.ri this registration •statement.and thathe/she is familiar with the contents.thereof and.that such contents are in theiftentirety true and accurate to the.best.6f his/her knowledge andbelief.
12709/2011 v—-* C^sy^sX^ (Date of signature) (Signature)
Footnote: Political activity as defined iii Section 1(b) ofthe Actmeans any. activity, which the person engaging in believes will, or that the fierson intends to, in any way influence any agency or official of tlie Government,of the United States or any sectionof the public within the United States with reference to formulating, adopting, or changing the domestic orforeign policies.of the\United States or with reference to the political or public interests, policies, or relations of a government of a foreign country or a foreign political party.
Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM
Korea Economic Institute
Chad O'CarrolI
Director of Communications
Contacts:
M; -Meeting; P- Program; L- Lunch; D- Dinner; R- Reception; C- Call; I
Interview
July 2011
20-22 July P - Attended the Opinion Leaders Seminar at KH:
August 2011
02 August - M - Meeting with Blue Water Media, Beltsville Maryland; Matthew Grismark, Blue Water Media; Abraham Kim, KEI; Shane Larrabee/ Blue Water Media,
08 August - D - Dinner with Jane Kim, InterMedia; Peter Nesbitt, Georgetown University, Ian Rinehart, GWU, Nicholas Hamisevicz, KEI
09 August— P-- Emerging Voices on Korea Symposium: New Trends in North Korea at KEI
17 August- P- Emerging Voices on Korea Symposium: ROK Inside Out at KEI
30 August - L - Lunch with Simon Cockerell, Koryo Tours, Beijing China
31 August - L - Lunch with Nick Zahn, Heritage Foundation and Sarah Yun, KEI
Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM U.S. Department of Justice Short-Form Registrati on Statement OMBNQ. I124-OO0J. Washington, DC 20530 Pursuant to the Foreign Agents Registration Act of 1938, as amended,
Each partner, officer,;djrector, associate, employee, and agent ofa registrant is required to file a short form registration statement unless he engages in no actiyitiesin furtherarice^f the interests ofthe registrant's foreign principal or unless the services he renders to the registrant are in a secretarial, clerical, or in a related or similar capacity:. Privacy Act Statement. The filing of this document is required by the Foreign Agents Registration Act of 1938, as amended, 22 U.S.C. § 611 et seq., for the purposes of registration under the Act and public disclosure. Provision ofthe information requested is mandatory, and failure to provide this infonnation is subject to the penalty and enforcement provisions established in Section 8 of the Act. Every registration statement, short form registration statement, exhibit, amendment, copy of informational materials or other document or information filed with the Attorney General under this Act is a public record open to public examination, inspection and copying during the posted business hours ofthe Registration Unit in Washington, DC Statements are also available online at the Registration Unit'swebpage: http://www.fara. gov/. One copy of every such document, other than informational materials, is automatically provided to the Secretary of State pursuant to Section 6(b) ofthe Act, and copies of any and all documents are routinely made available to other agencies, departments and Congress pursuant to Section 6(c) ofthe Act. The Attorney General also transmits a semi-annual report to Congress on the Administration ofthe Act which lists the names of all agents registered under the Act and the foreign principals they represent. This report is available to the public in print and online at: htfp:/,'www. fara. gov/.
Public Reporting Burden. Public reporting burden for this collection of information is estimated to average .429 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect ofthis collection of information, including suggestions for reducing this burden fo Chief, Registration Unit, Counterespionage Section, National Security Division, U.S. Department of Justice, Washington, DC 20530; and to the Office of Information and Regulatory Affairs, Office of Management and Budget, Washington, DC 20503.
:l;Narne, 2. Registration No; SanahKirn yun 3327
3. Residence Address(es) 4.- Business Address(es) T300:N:St:NW#4Q7 1800KSt:NW,SuiteTfJlO Washington, DC 20005 Washington, DC20006
5. Year of Birth 19:83 6. if present citizenship wasnot acquirefXtiyi birth, indicate when, and how acquired. Nationality WSA.
•USA Present Citizenship
7. Occupation Non prof it/Th i n k Tank:
Whatds the name arid address of the .primary registrant? Name Address Korea Economic Institute of America 1800 K St NW, Suite _0:J,0: Washington, -DC 20006
9.Tndieate your connection with the primary registrant: __] partner Q director __ employee I I consultant • officer Q • associate Q agent • subcontractor ED other (specify)
10. List every foreign principalto whorri you will render services in support of the primary registrant. Republic of Korea
11 .Describe separately and in detail all services which you will render to the foreign principal(s) listed in Item 10 either directly, or through die primary registrant listed in Item &_• and the date(s); of such services. (If space is insufficient, a full page insert must be used.) See attached
FORM NSD-6 Formerly CRM-156 SEPTEMBER 2007 Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM
12, Do any of the above described services include political activity as. defined in Section l(b)of the Actand in the footnote below? YesD NoS ......
If yes, describe separately and in detail such political activity.
13. The services described in Items Tl and 12 are to be rendered on a |_0 fuilitime basis D part time basis; [_] specialbasis
14- Whatcompensatjori or thing ofvalue haveyou received tp date -or willyou jreceiye for the abdVeiServices?
HJ Salary:; Amounts 520°Q per yea*" Q Commission at ^of O Salary :,Not;based solely on :iei#ices rendered to me fore principalis). D Fee-Amount $ Q Other thing?of value 15. Durmg:me;period:begiimin^^ contributions of money or other things ofvalue from your Own funds or possessions and on- your own behalf in connection with any electionto political office or in connection with any primary.election, convention, or eaucussheld toselecfcandidates for any political office? Yes D No§_
If yes; fumish'the following information: pate; Amount of Name ofpolitical orgahizatibn Narnedf thing of value candidate
EXECUTION
In.accordance with 28 U;S.C. § 1746, the undersigned swears or affirm(s) under penalty of perjury that he/she has read the information set forth: n this registration statement and that he/she is familiar with the contents thereof and that such contents are in their entirety true and accurate to the best of his/her knowledge and belief.
•9/12/2011 (Date of signature) (SMfiatur)i)
Footnote: Political activity as defined in Section 1 (o) ofthe Act means any activity which the person engaging in believes will, or that the person intends to, in any way influence any agency or official ofthe Government ofthe United States or any. section ofthe public within the United States with reference to formulating, adopting, or changing the domestic or foreign policies of the United States or with reference to the political orpublic interests, policies, or relations ofa government ofa foreign country or a foreign political party.
Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM
Korea Economic Institute
S3ralr;K..Viirt
Director of Public Affairs & Regional Issues
Contacts:
M - Meeting; P- Prograrn; L- Lunch) D - Dinner; -R1- Reception; C- Call; I— Interview
June 2011
June 14 - L - Luneb meeting with Kwahg Kirru World Bank
June 16 - L- Lunch meeting with Changsdp Pyon, RFA
June 17 - P-"No Exit: North Korea, Nuclear Weapons and International Security" with Jonathan Pollack at Brookings
June 21 - P - "Chinese FDl: Is It a Threat to the United States, Domestically or Globally?" at Wilson Center
June 27 - M - Meeting with US Dept of State, Japan Desk, with Stephanie Eshelman regarding Future of Korea program
June 28 - L-Lunch meeting with Haeduk Lee, World Bank
July 2011
July 6 - L"-• Lunch meeting with Ni'h'i Forino & Peter Velasco, State Dept, EAP/Public Diplomacy and Greg Scarlatoiu, KEI
July 7 - L - Lunch meeting with Gary Childs. State Dept, EAP/Korea Desk, Youngtae Kim, Embassy ROK, and Bo Wha Han, Embassy ROK
July 8 - L - Lunch meeting with Jeff Lightfoot, Atlantic Council
Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM
July 11- M—- Meetirig with Rob> Afyarez from Puerto Rico World Affairs Council regarding Future of Korea program
July 12 - M - Meeting; with Abe Denmark, CNA
July 13;- P - "Korean Development, 1913-84: A Farmer Chief Economist Reflects on Korea's Formula for Success:' ?at World Bank
July 15 - M:.-. Meeting v\/i|h Marge Grimm Eule, Mansfield Foundation;5iSJick Szechenyi] CSIS; Greg .Scarlatoiu, KEI
July 25 - L- Lunch meeting with Duek Shirj & Juseong Lim, Embassy ROK;
August 2!011
August 2---L-. Lunch meetmg with ChuTGhung, Korea International Trade Association
August 4 - P - "China at Crossroads'' at; Wilson Center
August 9 - D - Dinner meeting with Peter Nesbitt, Georgetown University; Ian Rinehart, George Washington University; Jane Kim, InterMedia for Emerging Voices on Korea Symposium; Karin Lee, National Committee on North Korea; Mike Kim, Delpitte; Kwang Kim, World Bank; Nicholas Hamisevicz, KEI
August 10 - P - Six Party Talk simulation at Princeton University with Nicholas Hamisevicz, KEI
August 16- L- Lunch meeting Philippe de Pontet, Eurasia Group; Raymond Gilpin, USIR; Abe Kim, KEI
August 17 - P - "Is China the New North?" at Brookings
August 18 - M - Meeting with Jennifer Manganello, Newseum and Linda Kim, KEI on KA Day
August 22- L - Lunch meeting with Jenny Town, US-Korea Institute and Linda Kim, KEI
Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM
August 22 - M - Meeting wjSth; Margo Grimm Eule, Mansfield Foundation and TrbyStangarone, KEI
August 24 - M - Meeting with Andrei Lankbv, Kookmin University regarding podcast interview
August25/26-M/P- Conference at University of Missouri, TrumerxConference
August 29 - L - Lunch meeting with Abe Kim, KEI; Troy Stangarone, KEI; Jiyoung Lee, American University
August 33, - L - Lunehsmeeting with; Nick Zahn, Heritage Foundation and Chad Otarroll, KEI
Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM
U.S. Department of Justice Short-Forts Registration Statement OMB NO I 12-1-00(15 Washington, D.C 20530 Pursuant to the Foreign Agents Registration Act of 1938, as amended
Each partner, officer,, director, associate, enipl6yee,.and.agent of aregistrarit'is'required to filela short: form^^registiatibnstatementuriless he engages in no. acti\Hties,in lurtheranee of the interesfeofmeregjstranfs foreign: principal orunless: the services ;he:reiiders totheregi\strant are in a.secretarial, clerical, or in a, related or similar capacity. Privacy Act Statement. The filing ofthis document is required by the Foreign Agents Registration Act of 1938. as amended,;22 U-S-Cfil 1 etseqy for the purposes of registration under the Act and public disclosure. Provision ofthe infonnation requested is mandatory:, and failure to provide this information-is subject to the penalty and enforcement provisions established in Section 8 ofthe Act. Every registration statement, short form registratioh:statement,:exhibit,- amendment, copy of informational materials or other document or information filed with the Attorney General under this Actisa public record open to'public examination, inspection and copying during the posted business hours ofthe Registration Unit in Washington, DC. Statements'arealso.available online.at the; Registration Unit's webpage: http: >h\ \vw. fara. gov.'. One copy of every such document, other than infonnational materials, is; automatically iprbvided to the Secretary of State pursuant to Section 6(b) ofthe Act, and copies of any and all documents are routinely made available to. other agenciesiidepartrriehtsjand. Congress pursuant to Section 6(c) ofthe Act. The Attorney General also transmits a semi-annual report lo Congress on the Administration of the Act which lists the names of all agents registered under the Act and the foreign principals they represent. This report is available'to thepublic in print and onlineat;: http:'7v. ww.fara.gov/.
Public Reporting Burden. Public reporting burden for this collection of information is estimated to a\erage .429 hours per response, including thetime for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information-. Send comments regarding this burden estimate or any other aspect ofthis collection of information, including suggestions for reducing this burden to Chief, Registration Unit, Counterespionage Section, National Security Division, U.S. Department of Justice, Washington. DC 20530; and to the Office of Information: and Regulatory Affairs, Office of Management and Budget, Washington. DC 20503. t.'.TNJame..,. 2. Registration No. Linda H. Kim _3_7
•3.^Residence Address(es) 4. Business Atf dress(es) 854 N. Glebe Road #1,503 1800K Street, NW Suite 1010 Arlington, VA 22203 Washington, DC 20006
5. Year of Birth l?83 Si; If present citizenship was not acquired: by birth, indicate when, and how acquired. Nationality .American- United States Present Citizenship
7. Occupation Associate Director for Programs & Internship Coordinator
8. What is. the name and address of the primary registrant? Name Address Korea Economic Institute 1800 K Street, NW Suite 101.0 Washington, DC 20,006
9. Indicate your connection with the primary registrant; _3 partner __] director __ employee • consultant • officer • associate • agent [U subcontractor _D other (specify)
10. List every foreign principal to whom you willrender services in support of the primary registrant. Korea Institute for International Economic Policy (KIEP)
11. Describe separately and in detail all services which you will render to the foreign: principal(s) listed: in Item 10 either directly, or through the primary registrant listed in Item 8. and the date(s) of such services. (If space is insufficient, a full page insert must be used.) See Attached. - '
FORM NSD.G Formerly CRM-156 SEPTEMBER 2007
Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM
12. Do any of the above described services include -political/activity as defined in Section l(oLof the Act: arid in the footnote below? Yes Q No.__
If yes, describe separately and in detail such-pofititai'actiyity:
13.; The services described iri Items LI\&d\2metope render^ oh a !_*]. full time.basis Q part time>basis __] specialbasis
14. What compensation of thihgof value haye'you received t6_datedr \yill you receiye'for the above services?
; __ Salary: Amount $: 46/Q.Qp; per ;year n CSmmissioh;at "'••%•of; ..__. Salary:.Not.based solely on :services:renderedtothe:foreign.principal(s). D Fee: Amount $ ' __: Other, thing of value: 15. During the period beginning 60 days prior to the date of your obligation to register to the;time;offiling this statement, did you make any contributions of money or other things ofvalue from your own funds::or possessions and on your ownbehalf in connection with any election to political office or in connection with any primary election, convention, or caucus held to select candidates for any apolitical office? Yes D No S
if yes,;furnish the ..following-information':. Date Amount of :N^&tf:]Mft\cti'wg^^iqn Name, of thingofvalue candidate
EXECUTION
In accordance with 28 U.S.C. § 1746, theiundersighed,swears or affirm(s).under penalty of perjury that he/she, has read the information, set forth n this registration statementfand that he/she is familiar with the contents thereof and that such contents are in their entirety true and accurate tothe.best of his/her knowledge and belief;
09/01/2011 C (Date of signature) (Signature}
Footnote: Political activity as defined in Section l'(q)-6f the Act .mean's any activity which the person engaging in believes will, or that the person intends to, in any way influence' any agency or official ofthe Government of the United States or any section of the public within the .United States with reference to formulating; adopting, or changing the domestic or foreign policies ofthe United States or with reference to the political or public interests, policies, or .relations'of a government ofa foreighcountry or a foreign political party.
Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM
Korea Economic Institute of America
Onda H. Kim
Associate Director forPrograms
Contacts: March 1, 2011 - August 31, 2011
Gode: M - Meeting; P -^ Program^ B -Breakfast; % - l_uiicn:; D -.. Dinner; R •- Reception; C Gall;; I - Interview
August .9M P ^merging \/oices on Korea: New trends in North Korea Symposium at KEI tO- G - Gall with DanielaReichert, GWU .
15 - M - Meeting with Christina Ganalez, Williard Intercontinental/Hotel
16 — M— Meeting with Richelle Manansala, Mayflovwer Hotel
16 - M- Meeting with Amelia Kim, W Hotel
17 - P - Emerging Voices on Korea: ROK Inside-Out Symposium at KEI
1_-M-MeMfn^
18 — G - Call with Sue Jeon and Mai Nguyen, Capitol Services, Inc.
22 - L- Lunch with Jenny Town, US-Korea Institute at S.AIS
24- P - Emerging Voices on Korea: Energy and Economy Symposium at KEI
24 - R - Welcome Back Reception at GWU
25 - P-GWU Elliot Site Visit at KEI
Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM
U.S. Department of Justice Short-Form Registration Statement: OMB NO. 1124,1)005 Washington, DCJ20530 Pursuant to the Foreign Agents Registration Act of 1938, as amended
Eaphipartner, officer,,director,; associate,employee, andagent ofa registrantis required to activities in furtherance ofthe interests ofthe registrant's foreignprincipa l bra related or similar capacity. Privacy Act Statement. The filing ofthis document is required by the Foreign Agents Registration Act of 1938, as amended, 22 U.S;C. §611 et;seq.;ffbr the purposes of registration under the Act and public disclosure. Provision ofthe information requested is mandatory, and failure to provide this information is: subject to the penalty and enforcement provisions established in Section 8 ofthe Act. Every registration statement, short form registration statement, exhibit, amendment, copy of informational materials or other document or information filed with the Attorney General-tinder this Act is a public record open to public examination, inspection and copying during the posted business hours ofthe Registration Unit in Washington,'DC. Statements'areValso available online at the; Registration Unit's webpage: htlp://ww w. fara. gov/. One copy of every such document, other than informational materials, is automatically provided to the Secretary of Slate pursuant to Section 6(b) ofthe Act, and copies of any and all documents are routinely madeavailable to otheragencies;departmentsI and Congress pursuant to Section 6(c) of the Act. The Attorney General also transmits a semi-annual report to Congress on the Administration of the Public Reporting Burden. Public reporting burden for this collection of information is estimated to average .429 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Chief, Registration Unit, Counterespionage Section, National Security Division, U.S. Department of Justice, Washington, DC 20530; and to the Office of Information and Regulatory Affairs, Office of Management and Budget, Washington, DC 20503. l.-Name "2. Registration "No. Caryn Fisher 3327 3. Residence,Address(es); 4. Business;Address(es) 122;1 /Massachusetts Ave, NW.,Apt 706 1800 K;Street:hJW, Suite 1010 Washington, D..C. 20005: Washington, DC. 20006: 5. Year of Birth ~ "T9W 6. If present citizenship was not acquired by birth, indicate when, and how acquired. Nationality Artierican U.S. citizenship was granted in 1990, after Iwas adopted;; from South Korea in 1988. Present Citizenship United Stafees 7. Occupation Executive Assistant and Office Manager . What is the name and address of the primary* registrant? Name Address Korea Economic Institute 1800 K .Street, NW:, Suite .1010 Washington, D.C. 2 0006 9. Indicate your connection with the primary registrant: • partner •director __ employee • consultant • officer • associate • agent • subcontractor • other (specify). 10. List every foreign principal to whom you will render services in support ofthe primary registrant. Korea Institute International Economic Policy 11 .Describe separately and in detail all services which you will render to the foreign principal(s) listed in Item 10 either directly, or through the primary registrant listed in Item 8, and the date(s) of such services. (If space is insufficient, afull pageinsert must be used.) See attachment TORMNSD-6 Formerly CRM-156 SEPTEMBER 2007 Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 12. Do any of the above deseribedsetvices include political activity as defined in Section 1(d). of the Actandinthe footnote below? Yes • / ' ;No __ If yes, describe separately and indetail such political activity. :13vTheiservices described in Items! 1 and^l2are to be rendered on .£: ,|>*0 full time basis • part time basis O1 specialcbasis W.Whafcompensationiot^hingLbf'valueihaveyoure to date; or will you receiyefor the above sewiees? ® Salary: Amount! f_i___^______per Vgar • Commission at :%;of Q SaiaryriNpt based solely oh services rendered to the^ • .Fee^AfriCmnftS •: Othertfiingofvalue 15, Duringihe.periodibeginni^ contributions of money or other things of valuefrom your own fundsor possessions and oh your own behalf in[Connection with any election to political office or in connection with any primary election^ conventi0n,/6rcauci]s;held to select candidates for any po office? YesD No__ If yes, furnish/the folldwhg Information: Date Amountdf Nameof political organization: Name of thing of value candidate EXECUTION Inaccordance with28 U.S.C. § 1746, the undersigned swears or affirm(s) under penalty of perjury that he/she has read the information set forth n misregistration statement and that he/she is familiar with the contents thereof and that such contents are in their entirety true and accurate to the best of his/her knowledge and belief. August 31,2011 (Date of signature) / {Signature)(Signattire)- Footnote: Political activity as defined in Section l(o) of the Act means any activity which the person engaging in believes will, or that the person intends tojn any way influence any agency or official ofthe Government ofthe United State's or any section of the public within the United States with reference to formulating, adopting, or changing the domestic or foreign policies ofthe United States or with reference to the political:or public interests, policies, or relations of a government of a foreign country or aforeign political party. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Department; of Justice (3DO.J} Report Garyn Fisher Executive Assistant & Office Manager Korea Economic Institute of America (KEI) Contacts from March I, iOf 1 - August.31,2011 Key: M - meeting P-prpgram B-^ breakfast L -.lunch D - dinner 'C&eall-''' R+reception I-interview ...Travel... July 9-P -K1I Soccer Glassic at Crystal Gity, M 15 - L - With Angela.Choi {U.S. -Korea -Institute) at Mai Tai Restaurant 18 - M - With Corporate Network Systems; at;KEI 20 - P - Opening reception?for Opinion Leaders Seminar at Smith and Wollensky .Steakhouse 21-22 - P — Opinion Leaders Seminar at KEI 22 - P - Farewell 1 uncheon for Greg Scarlatoju and Sarah Howe at; KEI 26 - M:— Korea Policy Professional Project happy hour at Rumors Restaurant 27 - M - With Corporate Network Systems at KEI August 9 _ p - Emerging Voices on Korea Session 1 at KEI 10 - L - With Wonsoo Kim (ROK Embassy intern) at Rice B ar Restaurant I ]._ M _. with Arctic Window Tinting at KEI 11 - C - Drupal website conference call at KEI 15 -L-With Dr. Hyung Cheol Lim (Ministry of Strategy and Finance, ROK) at Sichuan Pavilion Restaurant 16 - M - With Mariko de Freytas (Re'ischauer Center) at KEI Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 17 - P - Emerging Voices; on Korea Session! at KEI 20 -# -NetttAL Korean; Arrimcarf Program at WEI. 23 -P -^ Korea Club featuring Andrei Lankov at Woo Lae Oak Restaurant 24 _ p _ Emerging Vpices::bn;Korea Session; 3 at KEI Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM y.S. Department of Justice Short-Form Registration Statement OMBNO. 1124-0005 Washington, DC 20530 Pursuant to the Foreign Agents Registration Act Of 1938, as amended • Each partneri:0fficer, director, associate.: emt>ldyee«:and agent ofa registrafit.is requiredto file a. short fornir registration statement uhless;he-engages iri ho, activitiesirifurtherance of the interestsof the registrant's fora ^'iate'd'6HirriiJaf.c«^Sacitjfe Privacy ActStatsment., Me;filing^fthis,document:Jsreqiu'redby;ihe Foreign.Agents Registration.Act:of:l938, as amended,:22U;S;C;,§:6il et seq.,for:thfZ. purposes, pfsregistration under the: Act and publicdisclosure. Provision oftheinformation requested js mandatory, and failure toprov.idethis information is; subject :tpthe penalty and enforcement provisions esfabh^ .Eveiy registration statement, short form: registration statement, exhibit, amendment.cppy ofinformational .materials :or otherdocumem;pr information filed with the Attorney/General under this Actisapublicrecordopen to public: : : examination, inspectioniandxopyingdurin Washington,:DG. Statements:are:alsoavailable:;bnline:at,the: Registration t-ihifsiwebpage: Mp:/lviwwifamg6v/. One copy of every such document, other than infpnnationai'rnaterials,:is automatically provided tOithe:; Secretary of State pursuant to:S.ection!6{b):oftKe:Act. and copies ofany andall documents are routinely made available tpiotlier agencies, departments and Congress pursuant'to Section 6(c):of the Act. The Attorney Generai.also transmits a semi-annual report to Congress on the Administration of the Act which lists thenames ofaH.agents-regife Tltis report is available to: the public: in print: and online at: !ihrtp;/ywww;fara;gov/. Public Reporting Burdefc. Public repottihg^b to average .429 hours per.respphse.jhTcluding the titnfe^r, reviewihgiinstructiohs, searc pprnpletirig imaVreviewng.tli(;:^ :Send:comments:regardingthis burden esttmateioraryyptheraspeetdftW^ including suggestions^ forreducihgthis.burdehito'Chi^ Registration.Urijt.Counterespionage Section, National SM^ and Regulatory Affairs, Office of Management and Bqd_getj-;Washingtohi.'I^^05p.3:; 1 .Name 2; Registration No. MinKKang •3327"' 3. Residence Address(es) 4. Business Address(es): :2541 Melba FfcadlEllicpttCitylylb21042; 1800 K ST NW, SUITE 1010, WASH INGTONDC 20006: 5. Year of Birth T9HT 6. If present citizenship was not acquired by birth, S indicate when, and how acquired. Nationality PUTH KOREA CITIZENSHIP THROUGH NATURALIZATION ACQUIRED ON SEPTEMBER 4TH, 2002 Present Citizenship '"-•.'•-""•" 7. Occupation DIRECTOR OF FINANCE AND HUMAN RESOURCES; 8. What is the name and address'of the primary, registrant? Name Address KOREA.ECONOMIC INSTITUTE .1800 K ST NW, SUITE 1010, WASHINGTON _£ 2 0.0 0 6 9. Indicate your connection with the primary registrant: __ partner __\ director [ED employee __ consultant • officer __] associate • agent O subcontractor CD other (specify) 10. List every foreign prihcipalto whom you Will render services in supportof the primary registrant. KOREA INSTITUTE FOR INTERNATIONAL ECONOMIC POLICY (KIEP) 11. Describe separately and in detail all services which you will render to the foreign principal(s) listed in Item 10 either directly, or through the primary registrant listed in Item 8, and the date(s) of such services. (If space is insufficient, a full page/insert must be used.) SEE ATTACHED FORM NSD-6 Formerly CRM-156 SEPTEMBER 20O7 Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 12. Doany of the above described services include political activity as defined in Section l(o)ofthe Act and.in the footnote below? YesQ. NQM If yes,descrit>e:separately and in detail such political activity; 13. The services described in Items 11 and 12 are to be rendered on a .[El full time basis O part time basis Q special basis; 14, What compensation or thing ^yaluefhayeyoti received to date or will you; receive for th&aboVeseryices?; |X| Salary:; Amounts 50,000 per YEAR D Commission at '•%oi Q Salary': Not based solely on services- rendered to the;foreign principals). __ Fee: Amount $ _3 Other thing of value 15. During the period beginning 60 days prior to the date of your obligation to register to the time of filing this statement, did you make any contributions of money or other things ofvalue from your own funds or possessions and on your own behalf in connection with any election to political office or in connection with any primary election, convention, or caucus held to select candidates for any political office? Yes • No IE] If yes,furnish Ihe To! lowing information: pate: Amount of Name of political organization Nameof thing:of value candidate^ EXECUTION In accordance with 28 U.S.C. § 1746, the undersigned swears or affirm(s) under penalty of perjury that he/she has read the information set forth n this registration statement and that he/she is familiar with the contents thereof and that such Contents are in'their entirety true, and accurate to the best of hisylier knowledge: and belief. 9/*. (i a (Date of signature) nature) ^ Footnote: Political activity as defined in Section l(o) ofthe Act means any activity which the person engaging in believes'wilt or that the person, intends to, in any way influence any.agency or official ofthe Government ofthe United States or any section ofthe public within the United States with reference to formulating, adopting, or changing the domestic or foreign policies of the United Slates: or withreference to the political or public interests, policies, oi relations ofa government of a foreign country or a foreign political party. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Korea Economic Institute of America Min K. Kang Director of Finance and Human Resources Contacts: Codec M - meeting; P- program.: B — breakfast; L - lynch; D-dinner; R.— reception; C-rr call; I -interview August 201 i 23 - P - Korea CI lib; featuring Andrei Larikov at Woo Lae Oak Restaurant 24 - P - Emerging Voices on Korea Session 3 at (KEI Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 2011 Budget (as of 7-31) 2011 Approved Budget (Received)/Expended (as of 7/31) TOTAL OPERATING BUDGET $2,475,208 SI ,9)0,934 KIEP Allotment (2,83 billion won @ 1200 won/i 52,358.333 $1,754,089 OutsideContribulions : RITA ; [.Bi8.7.5] [$18,845]/$16,698 Ministry of Strategy arid Finance [STQiOOO] KAERI [$58,000]; [$58,000]/$S,597 : Korea Foundation [S3b,000] OPERATIONAL $702,500 $159,547 Equipment Lease $20,000 $9,750 Equipment Purchase & Office Renovation $10,000 $36,703 Computer Maintenance $35;00t> $14,489 Equipment Supplies/Maintenance $6,000 $2,939 Office & Liability Insurance $20,000 $16,255 Office Supplies, incl. Postage & Printing $30,000 :$19.Q25 Services & Fees $40,000 $27,131 Rent & Associated Expenses $480,000 $3j046 Representation ^$25,666 $18,571 Telephone, Fax, and Network $15;OPO $4,267 Local Travel Expenses/Staff Planning Retreat $15,000 $5,78(5 Visiting Korean Fellows and Interns $6,500 $1,584 PROGRAMS $675,000 $268,778 Programs on V.S.-Korea Relations $290,000 $166,580 National Assembly Orientation Program $130,000 $114,839 Korean-American Day Celebration $30,000 $37^83 Opinion Leaders Seminar :$i20:000 $K458 OtherPrograms (VisitihgiOfficials) ,io;obo; Outreach Programs :$;i35,000 $54;3fi4 Ambassadors', Dialogue $35,000. Korea Club, NetKAL, Area Briefings and Lectures $5,600 $2,402 Future of Korea $15,000 $15,238 Overseas.Developrrient Program (Travel) $20,000 $12,944 Public Affairs Program $3o;oooi $15,041 University Program: $30,000 $8^79 Roundtables $20:000 $6,725 $5,000 Congressional Roundtables $418 $15,600 $6,307 Other KEI Roundtables, including KORUS ETA, KAERi; Academic Paper Series $236,000 Policy Seminars $41,170 $40,000 $22,541 Green Korea $5,000 $2,093 Academic.Conferences $20,000' $6,292 Advisory Council/Board of Directors $10,000 $3,095 AnalysisfMeetirigs/Seminars) $135,006 $7,149 Annual KIEP/KEI Academic Symposium $20,000 Other PI'BLICAPOIVS, $184,000 $42,962 Joint Academic Studies $35,000 On Korea $18,000 $17,183 2nd English Edition of Ambassadors' Memoir $40,000 Korea's Economy $35,000 $22,956 Korea Insight $6,000 $1,958 Special Studies $25,000: Library Acquisiton/Smart Cards $5,000 Part-Time Editorial Support Staff $20,000 $866 INFRASTRI iCTURE SUPPORT; 51,043,823 5$524,123. Compensation $802,674 $478,577 Contingency $100,670 Tax/Insurance/Education $60,512 $33,760 Transportation/Medicine $79,967 $11,786 EXPENDITURES $2,605,323 $995,411 {SHORTFALL -$130,115 "Gala 2012 $25,000 Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM OLSiMaster Schedule July!l9th (Tuesday) 10:00 A.M.: INTERNS prepare and print 15 copies of Daily Press. 10:30 A.M.: ABE, SARAH Y. meet at KEI and drive to Kia to Dulles Airport (3f minutes by car). GREG to Dulles by personal vehicle. 11:25 A.M.: ABE and GREG meet the 9 Korean participants arrivingpn KAL93> SARAH Y. wait with Kia and meet with Reston Limousine driver and take bus with Korean participants. 12:0;0 PM.: ABE; GREG, SARAH Y. depart for Woo Lae Oak witte 11 Korean participants (15 minute? by car)v 12:3Q%m-2mPM.imrichatWbdhaeOak. l:45jP>M;^;SARAH H. and LUKE arrive at Mayflower hotel with booklets and watep 2:00 P.M^: TJROY depart:for Reagan via taxi to greet Dal-Jooh| Chang ori flight US 2177,;arrMng at 3:11 P.M. 2:00 P.M.: ABE, GREG, SARAH Y. depart for Mayflower Hotel with 9 Korean participants (22 minutes by car). 2:25 P.M.; ABE. GREG, SARAH Y. arrive at Mayflower hotel with 9 Korean participants. 3:00 P.M.: Mayflower Hotel deliver gifts to VIP participants (fruit and wine). 4:30 P.M.: Staff meeting. July 20th (Wednesday) 8:00 A.M.: ABE, SARAH Y. breakfast at Mayflower hotel 10:00 A.M.: INTERNS prepare and print 5 copies of Daily Press 10:30 A.M.: ABE departs KEI with Kia to Dulles Airport (33 minutes by car). GREG to Dulles by personal vehicle. 11:25 A.M.: GREG greets 4 members of MOSF arriving on KAL 93. MOSF people to be escorted by member of Korean embassy. 12:00 P.M.: FLORENCE optional lunch with participants. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM- Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 2:59 P.Mi: Evans Revere arrives at Union Station on train number OQ!iZS> 4;0i}P.M.: Eliower^arrangements arrive. £00 P:M.: SARAH E, CARYN and INTERNS arrive at Smith and Wollensky Steakhouse with posters and seating arrangements. 5:51 P;M.: Mark Minton arrives at Reagan Airport on flight 5921. 6:00 KM.: Opening reception at Smith and Wollensky, 6:45 P.M.: Keynote address; 7;00WM>: Dinner at Smith and Wollensky. 8:30 P.M.: Dinner finishes. 9:00 PM* Optional gathering at the hotel bar. July 2_f* (Thursday) 7:00 A.M;: Food arrives at KEI. 8:00A.M.: ABE, FLORENCE, GREG guide participants;td KEI for breakfast. 8:15 A.M.: Registration and breakfast at KEI begin. 11:30 AM-: Food arrives from Woo Lae Oak. Start setting up for lunch. 12:00 P.M.: GREG greet Kurt Tong. 12:15-12:45 P.M.: Working lunch. 12:45-1:30 P.M.: Keynote address. 4:30 P.M.: Schedule finishes for the day. 4:45 P.M.: Guests return to hotel. 6:00 P.M.: GREG, ABE, FLORENCE take Reston Limo bus, arriving at Mayflower Hotel and picking up 35 guests for dinner at Ambassador Han's residence (11 minutes by car). 6:30 P.M.: Dinner with Ambassador Han. 8:30 P.M.: Reston Limousine driver on call for pickup. 9:00 P.M.: Projected pick up time. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM July 22 nd (Friday) 7:^5;A.M.: Breakfast arrives at KEI. 8:00 AM.: ABE] FLORENCE, GREG guide participants to KEI for breakfast 8:15 A.M.: Registration and breakfast at KEI begin. 9:00 A.M.: SARAH Y., CHAD begin recording pf session 3; (economic issues) for Chae Wpok. :11:00 A.M.: NICK picks iJp Bong-Geuh jun froiri Mayflower Hotel-arid drives Kia to Dulles airporfc Departure dniKAL 93 at 1:25 P]Mf. 12:15 P.M.: Breakdown and set up^Rliihch and celebration, 12:30 P.M.: Mark Mintpn departs Reagan pn flight 5914. ,i-:.0;2 P;M:: Evans Revere departs Union Station oh train number 00186. July 23"1 (Saturday) 8:30 AM: JACK, FLORENCE, ABE, SARAH Y. breakfast at Mayflower Hotel with remaining participants. 10:45 A.M.: Guests meet in lobby to depart for airport. 11:00 A.M.: FLORENCE, ABE depart from Mayflower hbtelfbr Dulles. Guests departing on KAL 94 at 1:25 P.M. 12:00 P.M.: JACK depart with Tae-hb Bark for Reagan. Bark departs on AA2423 at 2:05 P.M. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by.NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Korea Economic Institute of America Nicholas Hamisevicz Director of Research and Academic Affairs Contacts; Code: M — meeting; P — program; B - breakfast; L - lunch; D -dinner; R - reception; G- call; I -interview March2011 8 - Ivl -_>PRK Economic Fbrum Meeting, at Johns Hopkins SAISv Washington.. DC 8— P - Six Party Talks;Simulation for George Washington University and University of Maryland .students .at KEI. 9^~ M - Meeting with Jin-hyun Kim, Gbairmanof the Committee for the:Establishment of the National Museum-Of Korean Contemporary History at KEi. 9 - L- Lunch with Chad O'Carroll, German Marshall Fund at Lupe Mexican Restaurant 10 -"t— Lunch with Peter Dinkier, Embassy of Germany at Kinkeads Restaurant: 10, - P - Korea Club program with Ambassador Robert King at Woo Lae Oak Restaurant, 11 - L.-•=- Lunch with Bongyon Hwang, Unification Attache, Embassy of the Republic of Korea and Sung-ju Cho, Senior Advisor & Researcher, Embassy of the Republic of Korea, at La Perla Restaurant. 14 •- L - Lunch with Daniel J. Tikvart, DPRK Unit Chief, U.S. Department of State; Edward D. Shin, DPRK Non-proliferation Officer, U.S. Department of State; and Mary Beth Polley, DPRK Desk Officer, Office of Korean Affairs, U.S. Department of State at . Primi Piatti Restaurant. 15 - L - Lunch with Wonwoo Yi, First Secretary, Embassy of the Republic of Korea, at Mai Thai restaurant. 16 — L — Lunch with Kevin Logan, Senior Intelligence Officer, Federal Bureau of Investigation; John Merrill, Division Chief, Northeast Asia, Bureau of Intelligence and Research, U.S. Department of State; and MinSuh Son, U.S. Department of State at Founding Farmers Restaurant. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 18- R - Reception for Nicole Finnemann leaving KEI held at KEI. 21 -L-Lunch with Morgan Roach, Research Associate, The: Heritage Foundation at Elephant and Castle restaurant. 22 T- C - Phone call conversation with Nicole GelferL University of Central Florida to discuss KEI university programs: 24 - M - Met with Universityof California, San Diego Global Leadership Institute Fellows at KEI. 24 - M - Met with Peter Hugh.es, British Ambassador to North Korea, and James Dovvher, First Secretary, Asian Affairs, British Embassy to the United States, at KEL 28 -4M — Metwiih Dhruya Jaishankar, Program Officer, Asia, at thei^erroan Marshall Fund; at'Caribou Coffee. 29 - C — Phone Call conversation with Jason Galuiy West Point about KEI univej"sity programs. 30 - M— Met with Michael Fajnor, Federal Department, of Defense, Switzerland at KEI. 30- M-Jvlet with Abe Denmark, CNAS at Starbucks at 1301 Pennsylvania Avenue, NW. 30- M - Met with John Lee, CIS, Australia at Starbucks 1015 15th Street,, N.W. 3d - P - Korea Club program with Ambassador Stephen Bosworth at Woo Lae Oak Restaurant. April 2011 1 - L - Lunch with Dean Cheng, Research Fellow for China Military and Political Affairs, Asian Studies Center, The Heritage Foundation at The Bottom Line restaurant. 1 - M - Met with cadets from the United States Military Academy at KEI. 4- L- Lunch with John Park, Senior Research Associate & Director, NE Asia at United States Institute of Peace at Kinkeads restaurant. 5 - M - Met with Gilbert Rozman, Professor of Sociology, Princeton University and Visiting Fellow, Woodrow Wilson Center at the Woodrow Wilson Center. 6 - M - Met with Gary Samore, Special Assistant to the President and White House Coordinator for Arms Control and Weapons of Mass Destruction, Proliferation, and Terrorism at the Eisenhower Executive Building. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM. 1'- M - Met with John Park, Senior Research. Associate & Director^ NE Asia at United States Institute of Peace (US IP) at US I P. 7 - M - Met with Sarah Thompson, Executive Director, International Student Conferences.. Inc and Ju-young;Kim, Program Manager, Korea-America Student Conference. International SluHont Conferences, Inc. at. KEI. 8 - M - Met with Dione C, Williams, U.S^ Department;of Justice and Laura M. Harper, U.S, Department of Justice, at KEI. 8 - M - Met with Robert Einhorn, Special Advisor for Nonproliferation and Arms Control and Richard C. Johnson, Foreign Affairs Officer, Office ofthe Special Advisor for Nonproliferation and Arms Control at the U.S. Department of State. 12 - P - Academic Papers Series evenbpn Preparing for Change in North Korea: Shifting out of Neutral vyith Dr. Michael JMazarr and thei Study Group on North Korean Futures at KEI. 13 — L - Lunch with; Professor Charles Field, George Washington University and University of Maryland at E| Chalapirestaurant. 14 - L •-• Lunch with Bohgyoh Hwang, Unification Attache; Embassy of the Republic of Korea at Vidalia restaurant. 18 - L - Lunch with Elizabeth Hamrick, Morgan Roach, Jessica Zuckerman, Erin Sedlacek, Michaela Bendikova, and Owen Graham of The Heritage Foundation at We the Pizza restaurant. 19-P-KP3 Happy Hour at Bar Dupont, 20 - P - KEI University Program panel with See-Won Byun, Asia Foundation and Ray Dongryul Kim, Assistant Professor, Rochester Institute of Technology held at the Rochester Institute of Technology in Rochester, NY. 21: - M - Met with Gilbert Rozman, Professor of Sociology, Princeton University and Visiting Fellow, Woodrow Wilson Center at the Woodrow Wilson Center. 22 - M - Met with Vladimir V. Bakhirev, Assistant Air Attache, Embassy of Russia at KEI. 25 - P - Six Party Talks Simulation for cadets at the United States Military Academy at West Point. 26 - M - Met with Dione C. Williams, U.S. Department of Justice and Laura M. Harper, U.S. Department of Justice, at KEI. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Tl - P - Academic Papers Series event on Similar Policies, D ifferentOutcomes: Two Decades of Economic Reforms iri North Korea: and Cuba with Dr.: Jose Luis Lepn- ManxiqUez at KB. 27 - D- Attended dinner with Dr. Jose Luis Leon-Manriquez, Metropolitan Autonomous; University, Mexico; Jenny TpVvh., USKL; and Chad O'Carroll, Gerrnan Marshall Fund at Pyongyang Sooridae restaurant in Arinandaie./Virginiav 28 - P - Attended a program on the importance of language training and language skills in the United States and Australia for the Asian Century held at the Embassy of Australia. 36 - D - Attended a May Day dinner at the home of Peter Dinkier, Embassy of Germany. May 2011 3 - L •- Lunch meeting With Bruce KlingrieriSenior Research FellOwfor Northeast Asia, Ther Heritage Foundatibn af La Lornarestaurant. 5 - P -Attended ai pfograiTi on the KORUS FTAatKEL 5 - P -Attended a program On food aid to North Korea at the United States Institute for Peace. 10 -M -Met with Jenny Town, US-Kprea Institute (USKi).atSAIS at Caribou Coffee, 11 - P - Attended Korea Club program with Tami Overby, Vice President for Asia, U.S. Chamber of Commerce, at the Woo Lae Oak restaurant. 12 - P - Attended a video-conference with the President of Taiwan, Ma Ying-jeou, giving a speech via video-conference at CSIS. 12 - L - Lunch.meeting with Katie Sparrow, Senior Manager, U.S.-lndia Business Council at The Exchange restaurant. 13 - M - Met with Christy Kuplic, former Education Ambassador to the Department of Education in Busan, South Korea at Corner Bakery. 17 - L - Lunch with Sang-Yeon Kim, Washington Correspondent, The Seoul Shimbun, at the Daily Grill restaurant. 19 - M - DPRK Economic Forum Meeting at Johns Hopkins SAIS, Washington, DC. 19 - P - Attended a program on demographics in South Korea and its effect on South Korea's military at CSIS. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 20 - i.±- Lunch meeting with Robert Snow, Director for Development and; Strategic Planning. Association for Asian Studies at Kellari Taverna restaurant, 23- L- Lunch meeting with KunikoAshizawa, Visiting Scholar, ReisehauerCenterfor East Asian Studies,: Johns Hopkins SAiS at Le Pain Quotidien restaurant. 24;— M~ Meeting with Ken Cause^ Director, Foreign Leadership Studies Prbgram,CNA atCNA. 25 ^ p-Academic Papers Series event II- P-;Six Party Talks Simulation and discussionTbr students from the University of Southern California jat KEI. June 201 i 2 -L ^ILunch meeting with Kwahg-cheol Lee, Korea Foundation at Equinox Restaurant. 3 - L - Lunch meeting wifh Marco Salvio, First Secretary Political, Embassy of Australia af Sushi Tarp restaurant; 7 - M - Meeting with Young-Seo Cho, Senior Research Fellow, Institute of North Korean .Studies arid former President of Pyunghwa Motor Company; YongwonChO, Regional Director, PTC; and Max Barry, Senior Fellow for Public Policy, The Summit Councillor WorldPejce at KEI. 8 - P - Panelist for Critical Language Scholarship Program for students studying Korean Pre-Departure Orientation panel on Professional Opportunities and advice for Korean language held at the Carnegie Endowment for International Peace. 9-M- Meeting with Andrew Whitley and Henry Parham of The Elders group held at CSIS. 13 & 14 - P - Attended the Asan Institute for Policy Studies Plenum conference on Nuclear Security in Seoul, South Korea held at the Westin Chosun Hotel. 21 - P - Academic Papers Series event on reviving the Korean War Armistice Agreement with Dr. Baibina Hwang at KEI. 23 - M - Lunch meeting with Elizabeth Hamrick, Administrative Assistant, Asian Studies Center, The Heritage Foundation at The Exchange restaurant. 28 - M -Attended DPRK Economic Forum Meeting at Johns Hopkins SAIS, Washington, DC Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 28; - M;- Met with Gilbert Rozman, Professor of Sociology, PnnCeton University and Visiting Fellow, Woodrow Wilson Center af the Woodrow Wilson Center; 29 - L - Lunch; meeting with Kevin Logan, Senior Intelligence Officer, Directorate of Intelligence, FBI at the Daily Grill restaurant. 30 -s M - Metwith Walter Lohman. Director, Asian Sfodjes Center,The Heritage: FoUhdatiorilarid RobertWarsaw,, Research Assistant, The Heritage Foundation at The Heritage Foundation. July 2011 1 - M - Mef with HermahrisSchmitt, Deputy Director of Assessment; BUhdesnachrichtendienst;;;Ms. Stephanie RottmeiPr, China, Economy; ;Mr. Jan Skultety China, Military; JMs; Katja, Reimund, North Korea; and; Peter Dinkier, Embassy of Germany to discuss?China and North Korea at KEI. 6 -L - Lunch meeting with Morgan Roach, Research Associate, The Heritage Foundation;at PS> 7's restaurant. ^ _ M j- Meeting with Ambassador Peter Rpwe, First Assistant Secretary, Department ofiFpreign Affairsand Trade, North Asia Division, Australia, and:Harry Genn, Assistant- Director General, North Asia Branch, Office of National Assessments, Australia at KEI. 14— M - Meeting with exchange students with the Meridian Center group at KEi. 14 -^ L - Lunch meeting with Bongyon Hwang, Unification Attache. Embassy of the Republic of Korea at Sea Catch Restaurant. 14 _ p.- Attended the U.S.-Korea Business Council Dinner held at the U.S. Chamber of Commerce. 15 - M - Met with John Merrill, Division Chief, Northeast Asia, Bureau of Intelligence and Research, U.S. Department of State at the U.S. Department Of State. 20-22 - P - Attended the Opinion Leaders Seminar at KEI. 25 - P -Attended a program on North Korea's security challenges at IISS at 1850 K Street, NW. August 2011 2 - M - Meeting with Yeh-Chung Lu, Professor, National Chengchi University in Taiwan at KEI. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 2^ M-Meeting with Kelsey Hartigan. Nonproliferation and Defense Policy Analyst for the National Security Network at Cosi Restaurant;, 85- D - Dipper with .Jane Kim, InterMedia; Peter Nesbitt^Georgetovvn University; lah Rtnehart. George Washington University; and Chad O^Garroll, KEI at Daily Grill restaurantv 9- P - Emer_ing Voices oh Korea Symposium: New Trends in NPrth Korea at KEI.. 9 - D - Dinner with Jane Kim, InterMedia; Peter Nesbitt, Georgetown University; Ian Rinehart, George Washington University; Mike Kimv ®elpitte;;?Kwang Kim, IMF; Karin Lee, National Committee on North Korea; and Sarah; Yuri,, KEI •£$ FPUriding Farmers restaurant. TOr.-r. P - 6 Party Talks simulation for the Junior Statesmen Foundation's Northeast: Institute on Leadership and National Security in Princeton, New Jprseyv 16 - D - Dinner with Daniel Kliman,, German Marshall Fund; Chris Hale, Department of Justice; Andrew Kim, Princeton University; Yukyoting Choe, University Of California Berkeley School pf Law; Jiun Bang, University of SputhernCalifornia; and Gloria Koo, University of Southern CaliforniaBt Daily Grill Restaurant; 17 - Emerging Voices on Korea Symposium: ROK inside-Out: Korea's Domestic Policies and Their Influence on Asia 17 - p - Dinner with Arithony Kirn, The Heritage Foundation; Eric Sayers^ Military Legislative Assistant, Office of Congressman Randy;Forbesv Grace Parke Fremlin, Partner, Steptoe & Johnson, LLP; Troy Stangarone, Director of Congressional Affairs and Trade; Andrew Kim, Princeton University; Yukyoung Choe, University of California Berkeley School of Law; Jiun Bang, University of Southern California; and Gloria Koo, University of Southern California at Founding Farmers Restaurant. 18 - L - Lunch meeting with Morgan Roach, Research Associate, The Heritage Foundation and Lizzie Hamrick, Administrative Assistant, The Heritage Foundation at Bistro Cacao. 22 - M - Meeting with Wang Dong, Associate Professor and Director of International Studies, Center for Northeast Asian Strategic Studies, Peking University at Costa Coffee at the 3rd floor of the Raffles Shopping Mall near Dongzhimen, Beijing, China. 22 - M - Meeting with Stephanie Kleine-Ahlbrandt, North East Asia Project Director and China Adviser, International Crisis Group (ICG) at ICG's Beijing office. 31 - M - Met with June A. Shin, Second Secretary, Political Section, U.S. Embassy in Seoul and Patrick McEachern, Second Secretary;, Political Section, U.S. Embassy in Seoul at the U.S. Embassy in Seoul. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 31 - M - Meeting withsSebyuk Yang, Second Secretary, Southwest Asia arid Pacific Division, Ministry of Foreign Affairs arid trade, Republic of Korea at the Holly's Coffee Shop near the Ministry of Foreign Affairs and trade building in. iSeoul, South Korea. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Korea Economic Institute of America Sarah & Howe Associate Director lor Programs Contacts: March 1,2010-July 27, 2011 Code; M - meeting^ P -program; B -- breakfast; L - lunch; D -Xlinrier; R - reception; C - call; I -interview March 1 — M- Meeting with Janet Lynch, USBI •fO^ p - Korea Club Program with Ambassador Robert King, US State Department at Woo Lae Oak Korean Restaurant IE - P - Program on US Exports in Korea with Frank Little, 3M Korea; Amy Jackson, AMCHAM Korea; Unda Menghetti, Emergency Committee for American Trade 18 - R'-Farewell Reception for KEI. Staff Member at KEI 29 - L - Lunch with Susan Hwang, Korea Foundation 30 - P - Korea C|ubMProgram with Ambassador Stephen Boswprth, US State Department at Woo Lae Oak Korean Restaurant 31 - C— Call with Amberlee Huggins, Capitol Service inc. 31 - L -Lunch with Ellen Kim and Marie DuMond, CSIS Korea Chair April 5 - L - Lunch with Ines Ha and Tyler Rasch, Korean Embassy at Korean Embassy 5 - P - Program with Global Business Dialogue at KEI 12 - P •- Academic Paper Series program with Michael Mazarr, National Defense University at KE| 13 - P - Program on Green Finance with Hyoung-Tae Kim, KCM.I; Young Tae Kim, ROK Embassy; Debra Perry, International Finance Corp.; William F. (Bill) Tyndall, Duke Energy at KEI 13 - M - Meeting with Christina Yoon, Strategic Alliances USA Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 14 -• "L -Lunch with John Park, US Institute of Peace 19 - M - Meeting with Christina Yoon, Strategic Alliances, USA 19 -- R— Korea Policy Professionals Project happy hour at Bar DUporit 20 - M - Meetingtwith Sue Jeon, Capitol Services Inc. 20 - M - Meeting with Lesley Rogers, The Webster Group 26>;G-G • 27 - P - Academic Faper Series; program with Jose Luis Leon-Manriquez, Uniyersidad Autpnpm4Metrppo)itaha at KEJ 28-M - Meeting with Tina YOori, NetKAL 29 - P - NetKAL program in KEI conference facilities; May 5 - P - Program on KORUS -Ft A with Walter Paik, Korea National Assembly; Miles Pomper, Akin Gump; and Timothy Keeler, Mayer Brown at,KEI 8 -- M - Meeting with Christina Canalez, Willard Intercontinerital Hotel 10 - L - Lunch with Jenny Town and Angela Choi, US-Korea institute SAIS 11 - P - Korea Club program with Tami Overby, US Chamber of Commerce at Woo Lae Oak Restaurant 17 - M - Meeting with Sue. Jeon, Capitol Services Inc. 18 - P - KEI Advisory Council Meeting at KEI 25 - P - Academic Paper Series program with YeongkwOri Song, KIEP at KEI June 6 - M'••- Meeting with NRGS auditors from Korea 6 - L - Lunch with NRGS auditors from Korea 15 - P•- Program with International Council on Korean Studies at KEI Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 16 - M-Meeting with Jiyeon Lee, USC 20 - L - Lunch with Tyler Raseh arid Mihji Kim, ROK Embassy Economic Section 21 - P - Academic Paper Series program with: Balbina Hwang, Georgetown University at KEI 22 - P - US-Korea Nuclear Cpoperatipri program at KEI 23 - p - Green Korea Seminar program at KEI July 5-M - Meeting with JenhiferiOlsori,, KPMG 7 - M - Meeting with Andrew Siddons, UrbanTurf 12 - P - Korea Club program With Jonathan Pollack. Brookjngs Institution at Wpo Lae Oak Restaurant 1-4 _ Q•- US-Kprea Business Council Gala Dinner ?it US Chamber Of Commerce: 18 - M - Meeting with Kate Protsenkp, Mayflower Hotel 20-22-P - Annual Opinion Leaders Seminar at KEI 26 - M - Meeting with Shirley Phull, Fairfax Hotel 26- M- Meeting with Sue Jeon, Capitol Services, Iric. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Martha Legocki DOpteport February 12011-July 1, 2011 FEBRUARY 3- PpdcastInterview - Ambassador-John Everard 7-Podeast Interview-Ambassadbr Kathleen Stephens 11- Podeast Wierview^-VilmmakefMiph^l^atig: MARCH APRIL 21 - Podeast Interview - Author pike Kim ("Escaping North;Korea") MAY 3 - Podeast Interview - Sam Yoon (NAGEDA) 25 - Podeast Interview - Richard V. Allen IUNE 14 - Podeast Interview - Kevin O'Donnell (Peace Corps} 20 - Lunch -With administrative staff members ofthe ROK Embassy (Tyler Rasch, Minji Kim) Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM DEPARTMENT OFJUSTICE REPORT Florence l^yeongrliwa Lowe-Lee Director of Financial Afjfairs/Treasureit &CDirector of Publications Reporting Period March 1,2011 to August 3L, 2011 Code: M-meeting; P-program; B-breakfast; L-Iunch; D-dinner; R-reception March '•%'.. L w/Park Yoon-shlk: (George Washirigtpn University) 3 M USvKorea Institute Program ;4 L w/"David Park (Akin, Gump Law Firm) 8; L w/Cha Hyun-jin (Bank of Korea) 10 ;L w/ Jo Hakki (Korea Interriatiorial Trade Association) 11 D w/ Choi Heenam flrifeMational Monetary Fund, Alternative Executive) 15 L w/ Chung Eui-young (former National Assembly member) 16 L w/ Ko ;SeOung-iL(Yonhpp; .News Agency) 18 R Farewell Party fprNicoleFin 21 L w/ Lini Jungnan (WashingtOnCenter) 24 L w/ Kim Won-kyung: (Korean Embassy, Economic Section) 25 M KEI Staff Retreat 29 P Program at NationalPress; Club (hosting Lee Jae-ho) 30 L w/ Lim Wonhyuk (Korea Development Institute) & Cheong Kwang-soo (Johns Hopkins University) April 1 L w/ Lee Kwang-chul (Korea Foundation) 6 L w/ Kim Hakkyun (Pillsbury & Winthrop) 7 D Korea Economist Association (hosting Sakong II) 11-20 P International High-Level Radioactive Waste Management Conference (Albuquerque, New Mexico) 21 L w/Lee Ho-j in (The Brookings Institution) 25 P G-20 program (Petersons Institute). 27 L w/ Kim Hak-do (Ministry of Knowledge and Economy) Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit .09/26/2011 4:45:15 PM May 3 L w/ Chung: Chul(fvoreaM 5 ;:L, w/ Yoon Ji-sup (KpreaAtomie: Energy Research Institute) 6 ._> w/ Song Yongrkwah (KIEP) & Lim Hyung-chul (Ministry ofStrategy andEeonpmy) 10 P/D KoreahJEducafionSystemfhostingMinistef Lee:Jpo-ho) Tl 'L, Av/Cho ih-kang;(The World Bank, Executive Director): 13 L:; w/Paik Soo (mterhationai Center for Korean .Studies) 1:8 P7L KEI Advisory Council Meeting; 19 . L- w/ChaHyung^^ 23-6/3 P TriprtO;Korea (see;attached travel schedule) June 10 L w/:Song Ji-yorig;(The World Bank) 13 P Seoul-Washington EOrum (The Brookings Institution) 15 ;P KEI-ICKS program 16 B w/'KimHyuhg-chong (f6rmTrade;Minister& President of Samsung) 16 L w/ Grace Parke Fremlin (Steptoe & Johnson) 21 P/L Academic Paper Series (KEI w/Balbina Hwang) 22 P KEI-KAERI Nuclear Cooperation program 23 P KEI-Asia Foundation Green Korea program 23 L w/Thomas Hubbard & Chang Soon-heung (KAIST) 23 D w/Chung Dae-yong (Department of Energy) 24 L w/Kevin McMahone (Director, Sandia Laboratory) 27 L w/Choi:Heenam (International Monetary Fund) 28 L w/Gordon Flake (Mansfield Foundation) 29 L w/Martha Legocki (KEI) 30 L Farewell party for Martha Legocki Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM July • • - • • 1 L w/-ByuriYoung-tae (Minister-Cousellor, Korean:Embassy) 6 L w/ Chung Dae Y. (Principle Assistant{Secretary., DOE) 7 L ^w/: MilePomper 8 , L w/ JovHakki andKITA staff '11 :L v/i Chang Kwang-ik, (Mail EconomiciDailyiTiewspaper) i| M ^Charles Fergersor^i p^eratipnpf Americah Seientists): 14 L w/:Scott Rembrandt (Department Treasury) 18 L w/ Lee Yoon^joo (USAID) 20-23; M Opinion Leaders Seminar (see attached schedule) 23; L Fare well party fbrGreg S calatoui and Sarah. Howe August L w/ Troy Stangarone (Director of Congressional, KEI) D 0 KOTRA representatives 15 L w/Sarah Yun (Director of Public Affairs, KEI) 16 L w/Peter Shin 18 L w/ Po Kim (Federal Reserve Bank) 19 L w/ Yoon Jisup (Korea Atomic Energy Research Institute) 22 L w/Dino Tipper 23 L • w/ Chung Dae-yong (Department of Energy) 24 D w/Choi Heenam (Alternative Executive Director, IMF) 25 L w/ Sung Kihong (Yonliap News Agency) 31 L w/ Robert Warne (former President, KEI) Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Department of Justice (DOJ) Report Charles L. (Jack) Pritchard President Korea Economic Institute ot America (KEI) Contacts from March 15 2011 - August 31,2011 Key: M-^-meeting P - program B^breiakfast L-Iuhch D^ dinner C-call R - reception I-interview T - travel March _• - B - With Chaibong Hahfn (Executive Director of the ASAN Institute for Policy Studies) at me Capital Hilton Hotel 2 - L - With Gilbert Rozman (Princeton) 2 - P - Nelson Report 20th Anniversary at the Metropolitan Club 3: -1 - With Segye; Times at KEI 9 - M - With Jin-hyun Kim:(Committeefbrfhe:Establishment;Of the National Museum of Korean Contemporary Hi story Museum) at KEI 10 -P - KINU-USIP panel at the Beacon Hotel 14-16-T - Travel to Boston, Massachusetts 18 — P — Farewell party for Nicole Finneman 22 - L - With Minister Shin at I Richi Restaurant 24.- P - Briefing for UCSD/IR/PS Students at KEI 24 - M - With Ambassador Peter Hughes at KEI 25-27 - T - Staff retreat to Gettysburg, PA 28. - P - Moon Joon Chung panel and dinner at CSIS 28 - D - With Moon Joon Chung at Georgetown Club Restaurant Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 30 - M - With Dr: Michael Eajnor/(Swiss Defense Department) at KEI 30}_. j> _ Korea Club ;featufing; Stephen Bosworth at Woo Lae Oak Restaurant April I -P - KEI Hosts West-Point Cadets at KEI 4 - C - To Keith Ltise (Senate staff to Senator Richard Lugar) 6 - P -With Gary Sampre at NSC 7 _.;&_. with John Park (United'State^ahstimte of Peace) atfJSIP 7 -P -Freer Gallery Event; 8 -M-With Bob Einhorn at Departmentof State II - B - With Generaf Sharp at CSIS IT -P - Myanmar conference at Johns; HoplcinsSAIS 11-D-At Cosmos Club 12- M - With Mr. Healy and Ms. BarthOlomay (Korean War Museum) at KEI 12 - P - Academic Paper Series withMike Mazarr at KEI 13 - B - With Ambassador Wi Sung Lak at The Willard Hotel 13 - P - Green Korea program at KEI 13 - L - With Brian Kux (INR at Department of State) 1.5 - P - Farewell to Tom Oku at 19.00 K Street Basement 1.8 -M - With Duyeon Kim at KEI 19-M-With Shawn Lyhott (GWU Student) at KEI. 19 - M - With Christine Chen at KEI . 20 - M - With Sue Jeon (CSI) 20 -M - With Webster Group at KEI Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM .21 - M - With GilbertrRpzman (Princeton) atKEf 2.5 -pi-. American Umversity Garden Celebration at All 2j5 -^ - With Dr. Hyunghwan; Jpo (Presidential Couiicil;on National Competitiveness) at KEI' 27 '~M^ With Chang Sang-kipJatiOnal Institute for Intematibnal Education), two of .his staffers, aridfhe.educati^^ 21 - P - Academic Pajjer Series .with Jose Lepn-Manriquez at KEI 29 - L ^iNetKALluncheon at KEI May 2-3-T-To Florida (leave) 4-M-KEI Board Meeting at KEI .5;- L - With Walter Paik pTktipnal Assembly of Korea) afBobby Van's SteakhOuse 9— L - With Minister Shin (ROK Embassy) at Taberna del Albarderp Restaurant. 10 - M - With Ambassador Kihwan Kim (ROK Embassy) at KEI 13"- M - With:QfenamYi (Korean War Abductees Family Union) 16-19 -T- To Seoul 20 - M - With Chad O'Carroll at KEI 23 - D - Council of Foreign Relations dinner at CFR Building 24 - C-With Jon Ellenbogen (Wells Fargo) at KEI 25-M - Podeast interview 25 - P - Academic Paper Series with Dr. Young Gwan Song at KEI 25 - C -'Conference call with attorney at KEI 31 - L-With Gordon Flake (Mansfield Foundation) June 1 - M - ISC Board Meeting at KEI Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 2 - M -With,Elise Bartholomay at KEI :3-M- With Kentaro Fujimoto (JapafcErhbassy); 6-P-NRCS 7;^M?s WittrYeong Seo Cho(fonner president ofiPyunghwa Motor Company, Norm Korea) at KEI 13;-P -At; Brookings Institute 14-P-AtBroOkings Institute 15—P -KEI aridlntemationaLCbuncIl on Korean Studies:at KEF 15-I-.With Caryn Fisher at KEI 15-P-CSIS paiielat CSIS 15- E) — Asia Society Washington Awards Dinner atthe RitzCarlton Hotel 17—-P - Jonathan Pollock Book Launch at Brookings Institute 20 - M,— With Ambassador ChongwoOk ChUrig (Former Amb, to China) at KEI: 21 r-.L - With Ambassador Julia Bloch at Teafro Goldini Restaurant 21 - P — Academic Paper Series with Balbina Hwang at KEI 21 - D - With Kathy Zellweger at the Swiss Ambassador's Residence 22 - P'- Academic Paper Series U.S.-Korea Nuclear Cooperation at KEI 23 - P - Green Growth event at KEI 23 - M - With Foreign Minister Kim Sung Hwan at CSIS 23 - M - With Kwon Sae Young (Georgetown University) at KEI 23 - M - With Katharina Zellwegar (Swiss Ministry of Foreign Affairs) at KEI 24 — L- Coffee with Sarah Thompson 27 - P - With Danny Russel (NSC Senior Director for Asia) at CSIS Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 28-'-P -Paneldiscussion atCSIS 29 - L - With Minister Shin (ROK Embassy): atTeatrO Gpldihi Restaurant 29 - M - With DAS" Jennifer ParksStout forJExpp;discussibns;;at;KE I m - M:-interviewsfor ISC atKEl 30 -M-fSC Interview at KEI July I - M - Meeting with German Delegation; Hermann Schmitt, Stephanie Rottmeier, Jan, Skultety, Rairier J3errnann_. Kat^ 6 SH-' M - With Yasuhisa Nakao (Director General;for Trade Policy at METI);and Toshikazu Okuya (Special Advisor to MET!) at KEI 9 -P - KEI SoccerClassieatCrystalCity, DO II - M - With Director General Harry Glen at KEI 13 - M-With Minister Shin at KEI 14 - M - With Meridian Center at KEI 15 - M - With Andrea Hong at KEI 18 - M - With Corporate Network Systems at KEI 19 -T -To NYC 19 —P - Korea Society Annual Dinner in NYC 20 - P - OLS Opening Reception at Smith arid Wollensky Steakhouse 21 -22 - P - Opinion Leaders Seminar at KEI 22 - P - Farewell Luncheon for Greg Scariatoiu arid Sarah Howe at KEI 25 - M - With Mark Fitzgerald at IISS at 1850 K Street 26 - M- With CSI at KEI 27 - M - With Corporate Network Systems at KEI Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM August S— "L- With Minister Hwang (ROK Embassy) at Founding Farmers Restaurant S,:- P- Emerging voices on KoreaSessionl atKEI 9:^M- With Mr. Fujimoto and Mr. Kashiwabara (Embassy of Japan) at; KEI 11 -BV-With Senior SecretaryfOtheRQK Pi esiderit for Foreign Affairs and National Security, YungiWbO Chunatthe WfllardHbtel 16 - L r-;With Sjakban Kim;atSmith andWbllenskyiSteakhpuse 16^--WithToshfe^ . ,N 16- M - WitbMariko de Ireytas (Rjeischauer'CeriterOat KEI 17 -L- With Yoqg Choi (ROK Embassy) at Teatro Goldini Restaurant .17- M -At Kato Law Firm 22-28 - T - ToStockholirii .Sweden 30 -M - With YS Hwang (KAERI) at KEI 31 - M - With Investigator Baker at KEI Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM liU *»THA£ ASAN INSTITUTE FO ; foriPOUCY STUDIK Northeast Asia after 2012 {Draft Program) pate: May,16 (Mon) - 17 (Tue) : Places Tjhe:;Asaminstitut©: for Policy Studies,, Seoul Day! 9:00~9:3O Registration 9:30~10:00 Welcoming Remarks HAHM Chaibong, The Asan Institute for Policy Studies John RYDQVIST, Swedish Defence -Research Agency 10:00~ll:15 Session I Russia Moderator Gilbert ROZMAN, Princeton University. Speakers Alexander BUKH, University of Tsukuba Leszek BUSZYNSKI, Australian National University 11:15^11:45 : Coffee'Break; ;; 1.1:45^ 13.10.0.:.:-,;ises'si|pniII " Republic of Korea. Moderator Jack pRiTCHARD, Korea Economic Institute Sneaker SHIN Beom Chul, Korea Institute for Defense ' ™ • Analyses Daniel A. PINKSTON, International Crisis Group 13:00^14:30 Lunch l4;:30'Hl5:45 • Session III „Taiwan: Moderator Alexander BUKH, University of Tsukuba Speaker Arthur S. DING, National Chengchi University Lawrence LIN, National Defence University (Taiwan) 15;4'5~16:15. Coffee.Break. 16:15A/17:30 Session IV The United States Moderator Gordon FLAKE, The Mansfield Foundation Speaker SOEYA Yoshihide, Keio University William OVERHOLT, RAND Corporation 18:00^20:00 Dinner hosted by the Asan Institute Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM tiii. ASAN'IN'STITUTE POLICY STUDIES 9:30~10:45 Session V • Leaaers^ijp;:;Change:in :©hiria; Moderator BONG Ypungshik; The Asan Institute PAN Zhenqiang, China Foundation for Speakers International Studies Gilbert ROZMAN, Princeton University 10:45~11:15 Coffee Break 11:15~12:30 Session VI Leadership Change in NortK|&r«ia Moderator Daniel PINKSTON, International Crisis Group Speaker Jack PRITCHARD^Korea Economic Institute Gordon FLAKE.,The Mansfield Foundation '12:30^14:00 Lunch :l|igO:^15,:00 •:• Session^ VII .Pr,o$pec^^ Moderator HAHM Chaibong,The: Asah Institute Discussant Sam GARDINER, National Defense University (US) Discussant Chung Jae Ho, Seoul National University Participants 1) Alexander Bukh 2) Arthur S. Ding 3) Daniel A. Pinkston 4) Gilbert Rozman 5) Gordon Flake 6) Jack Pritchard 7.) Leszek Buszynski 8) Pan Zhenqiang 9.) Shin Beom Chui 10.) William Overholt 11) Yoshihide Speya 12) Lawrence Lin 13) Sam Gardiner 14) Chung Jae Ho Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM QLS Master Schedule July 19th CTuesday) 10:00 AM.: INTERNS'-prepare 10:30 A.M.: ABE, SARAHS, meet at KEI and drive toi Kia to Dulles Airport (33 minutes by car). GREG to DuHes bypersonal vehicle. 11:25 A.M.: ABE and GREG meet the 9 Korean participants arriving on KAL 93. SARAH; Y. wait with Kia and meet with Reston Limousine driver and take bus; with Korean participants. 12:00 P.M.: ABE, GREG, SARAH Y. departfor^po Lae Oak with 11 Korean participants (15 minutes by car). 12:30 P.M.-2:00 P.M.: Lunch at Woo Lae Oak. 1:45 P.M.; SARAH H. and LUKE arrive at Mayflower hotelwith booklets and waterv 2:00 P.M.: TROY depart for Reagan via taxi to greetDal-joong Chang on flight US 2177, arrivingat 3-11 PM. 2:00 P.M.: ABE, GREG, SARAH Y. depart for Mayflower Hotel with 9 Korean participants (22 minutes by car). 2:25 P.M.: ABE, GREG, SARAH Y. arrive at Mayflower hotel with 9 Korean participants. 3:00 P.M.; Mayflower Hotel deliver girts to VIP participants (fruit and wine). 4:30 P.M.: Staff meeting. July 20th (Wednesday) 8:00 A.M.: ABE, SARAH Y. breakfast at Mayflower hotel 10:00 AM.: INTERNS prepare and print 5 copies of Daily Press 10:30 A.M.: ABE departs KEI with Kia to Dulles Airport (33 minutes by car). GREG to Dulles by personal vehicle. 11:25 AM.: GREG greets 4 members of MOSF arriving on KAL 93. MOSF people to be escorted by member of Korean embassy. 12:00 P.M.: FLORENCE optional lunch with participants. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 2:59 P.M.: EvansRevere arrives at Union Station on train number 00125. 4:00 P.M.:Flower^arrahgementsarrive. 5:0fOOT.: SARAH H-v GARYN and INTERNS arrive at Smith and Wollensky Steakhouse with posters and seating arrangements^ 5:51 P.M_.v Mark Minton arrives at Reagan Airport oh flight5921 . 6:00iPMX Opening reception at Smith and Wollensky. 6:45 PM.i Keynote address. 7:00 RiM::;0inneratSm 8:30 PSMv^Dinher finishes. 9:0)0 P-IVL: Optional gathering at the hotel bar. July 21st (Thursday) 7:00 AM.:;Food arrives at KEI, 8:00 A.M:: ABE, FLORENCE, GREG guide participants to KEI for breakfast 8:15 AM;: Registration andbreakfast at KEI begin, 11:30 A.M.:;Fdod arrives from Woo Lae Oak. Start setting up for lunch. 12:00 P.M.: GREG greet Kurt Tong. 12:15-12:45 P;M.: Working lunch. 12:45-1:30 P.M-: Keynote address. 4:30 P.M.: Schedule finishes for the day. 4:45 P.M.: Guests return to hotel. 6:00 P.M.: GREG, ABE, FLORENCE take Reston Limo bus; arriving at Mayflower Hotel and picking up 35 guests for dinner at Ambassador Han's residence (11 minutes by car). 6:30 P.M.: Dinner with Ambassador Han. 8:30 P.M.: Reston Limousine driver on call for pick-up, 9:00 P.M.: Projected pick up time. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM July 22.80 (Friday) 7:15A.M.::Breafefast arrives at KEI. 8:00 A.M.: ABE}: FLORENCE, GREG guide participants to KEI fbrlsreakfast. 8:15 AM/: Registration and breakfast at KEI begin. 9:00 AM.: SARAH Y., CHAD begin recording of session 3 (economic issues) for Chae Wook. 11:00 AM,: NlCKpicks up Bong-Geun jun from Mayflower Hotel and drives Kia to Dulles airport,Departure;on KAL 93tatl:25 P.M. ;12:15 P,M.: Break down and set up for lunch and celebration, 12:30 P.M.: Mark Minton departs Reagan on flight 5914. 1:02 P.M.: Evans Revere departs Union Station on train number 00186. July 23rd (Saturday) 8:30 A.M.: JACK, FLORENCE. ABE, SARAH Y. breakfast at Mayflower Hotel with remaining participants. 10:45 A.M.: Guests meebin lobby to depart for airport 11:00 A.M.: FLORENCE, ABE depart from Mayflower hotel for Dulles. Guests departing on KAL 94 at 1:25 ?M. 12:00 P.M.: JACK depart with Tae-ho Bark for Reagan. Bark departs on AA2423 at 2:05P.M. Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM , Tur ASAN INSTITUTE. m rU ft*POUCV'XWin is; Programme August^1t h Registration and coffee: Welcome 09:00-09:30 Since our Meeting in Seoul •a Discussion,|ssue:Wriat is significantly new in the election processes 09:30-10:30 since the tirriepf^ourdiseussiprifiri'SeoU o March 2013 Situation Briefing Break 110:30-11:00. Trie Issues ofContinuity o What are the opportunities and dangers if the situation;ih Northeast 11;00;~f2:00 Asia remains on current trajectories? b Economies of US,;Ghina, ROK, Japan and their impact on security: o ORCONstransfer^ahd;^ o South China Sea 6 Economic sovereignty G. Security b UNCLOS o, Chinese,USarid Ryssiah^rnilitary trajectory continued. What are the, emerging problems? o Action/reaction cycle o Steady transition' in DPRK with no: significant change. What actions would the goverhrnentsof the regiontake ?s a;consequence? o; What, might the: new government in ROK do? How would others react? p What about.the nuclear program? (A separate North Korea is not.going to give,up its nuclear Weapons;). . LUNCH 12:00-13:00- The Issues of Continuity 13:00-15^0 (continued) Concluding remarks 15:30-16:00 Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM ** \.«a Tm.ASAN.INSTITUTr- iip ««-PiVt!oi;S'('titit.i:S Au'g.usl,25f Coffee 09:00^09:30 The Issues of ChangE o What are-the opportunities and dangers if the situation in Northeasts 09:30 ?10:3$ Asia changes as a result of the elections or of a major strategic event . .outside the region? P. Taiwan o RUss|a/China reiations * Mandated Tespdnse to a DPRK provocation, collapse/orreform b Outside disruptions:'Major inter-state confjictiin the Middle-East; o Inflation o ' Financial problems Brejak 10:30-1:1:00 The Issues of Change 11:00-12:00 ^continue.) LUNChi v12:00-13M TKe irnplicatipns and p Reflections ph the.Discussiohs ..13:00-15-.0O Potential Policies of Mitigation o Response P National Policies p Role of institutions Boat trip-in the archipelago 15:00-20:00 Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM DoJ Report Greg Scarlatpiu Director of Public Affairs and Business Issues, Korea Economic Institute (KEI) March l^uly422, Z011 March 2: Lunch with Michael:Oevihe,:President of the Truman Library in Independence, MO March 3: Attendediseminar entitled:''Prospects for peace and Security oh the Korean Peninsula," hosted by the U.S-Korea Institute at SAIS March 4-6: Moderated and participated in conference bri Korean peninsula issues,hosted by the National Unification Advisory Council (NUAC) inDenver, GO! March; 10: ;Qrganized;and moderated Korea Club event featuring Ambassador-Robert King, y"S:.Speciai; Envoy for North. Korean WumanVRights Issue March 15: Lunch with KEI staff members Florence; LqwerLee, Abraham Kim, and The Honorable Chung Eui Young, former ROK National Assembly member March 16: Lunch with KEI staff member Florence Lowfe-Lee and Mr. Koh SeungII, Yonbap News correspondent March 17: Lunch with David Kim, Asia Foundation March:28: Lunch with Dr. YeongwkahSong, KEI fellow March 28: Attended conference on Kbfea-U.S. Alliance and Northeast Asian Security, hosted by CSIS March 30; Lunch with Lynn Lee, National Endowment for Democracy (NED) March 30: Organized and moderated Korea Club event featuring Ambassador Stephen Bosworth, U.S. Special Representative for North Korea Policy April 1: Lunch with Jim Kelman, Korea Club co-director April 12: Attended "Green Korea" program organized by KOTRA at the Willard Intercontinental April 27: Together with KEI's President, Ambassador Jack Pritchard, met with Ambassador ChOiig Sang-ki, President, ROK National Institute for International Education (NllED), at KEI May 5: Lunch with KEI staff member Martha Legocki. ROK Embassy Transportation Attache Young Tae Kim and First Secretary JongHan Park May 9: Attended Asia Society program entitled "Discrimination, Violence and Challenges Faced by IDP Women and Children" Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM ICKS-KEI JOINT CONFERENCE 2011 POLITICAL SUCCESSION IN NORTH KOREA AND REGIONAL PEACE AND SECURITY June 15,2011, Wednesday Korea Economic Institute of America 1800 K Street; tiM, Washington, D.C. .Sponsored by Korea Ecpnomic|lnstitute of America (KEI) and International Council on Korean Studies, (ICKS) 08:00-08:30 AM Registration 08:30-09:00 AM Opening Ceremony Opening Remarks Dr.Spon Paik,:Presjdeht, International Council bri Korean Studies Florence Lowe-Lee, Korear Economic Institute of America 09:15 -19:45 AM Panel I. Political Succession in North Korea and the Future of the Kim Regime Moderator Dr. Hang Yul Rhee, Shepherd University Papers "North Korea's Nuclear Strategy and the Survival of the Kim Regime" Dr. Young Whan Kihl, Iowa State University "Kangsung Daegook and Political Succession: Problems arid Prospects" Mr. iGreg Scarlatoiu, Korea Economic Institute of America "The North Korean Economy after the;2009 Currency Reform: Problems and Prospects," Dr. Dick Nanto, Congressional Research Service Discussants Dr. Jong O Ra, Hollins University & Virginia Tech. University Dr. Hang Yul Rhee, Shepherd University 10:45 -11:00 AM Coffee Break » 11:00-12:30 AM Panel II. Political Succession and North Korea's Foreign Relations Moderator Dr. Jong O Ra, Hollins University and Virginia Tech University Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM "The U.S.-Korean Free Trade Agreement: Problems and Prospects" Dr. Chul Chung,,Kbrealnternatibnal Traders Association (KITA) Discussants Dr. Richard Shiri, Senior Vice President, Economists Incorporated Dr. Yobri-shik Park, George Washington University 4:55-5:00 PM CLOSING REMARKS Dr. Soon Paik, President, InternatibnalCouncil on Korean Studies Florence Lowe-Lee, Korea Ecoriorhic?lristitute of America 5:00PM End of the Conference THE GUIDELINE FOR THE CONFERENCE PAPER All papers must be written by MS Word on the letter-size with 1/' margin of all sides by using TimeNew Roman Of Font 11 Regular Style, with 1.5 line space, and endnotes. The volume of a paper is thirty (30) pages including endnotes (no more than 4 pages). The first page ;is filled with Abstract arid: Key words under the topic - author name-; affiliation. Separately, all names listed on the program should submit one-half page of Brief Bio (around 250 words) to be printed in the conference brochure. All papers and brief bios of panelists arid speakers should be electronically submitted to Dr. Hugo Wheegobk Kirn at HUGQ33KIM(SvACOXMAiL.COM no later than 5:00 PM on;June6h (Monday) 2011. Please note that a]] rights of the conference papers are.reserved by the International Joum at of Korean Studies^ CONTACT INFORMATION FOR PANEL COMMUNICATIONS Panelist Affiliation E-mail Address Hang Yul Rhee Shepherd University [email protected] Young Whan Kihl Iowa State University [email protected] Panel! Greg Scarlatoju Korea Economic Institute [email protected] Dick Nanto Congressional Research.Service [email protected] Jong Q. Ra Hollins University & VA Tech [email protected] Jong 0. Ra Hollins University & VA Tech [email protected] Hong Nack Kim West Virginia University [email protected] Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM -^Z ) KEI Korea Economic Institute Nuclear Energy in Korea^a'nd History of Cooperation Between Korea and thei United States June 22, 2011, Wednesday Korea .Economicilhstitute of America 18Q0K Street, N.W., Washington, D.C. &:30 -am Registratibn/iGontinental Breakfast 9iQ0 am Welcoming Remarks Jack: Pritchard, President, KEI 9:10 am-9:50 am Panel I: History and Cooperation iri the Front End Fuel Cycle Moderator: Charles Ferguson 'Bfesident> Federation of American Scientist Presenters: 1. Dr: Whang Joo-ho President, Korea Institute of Energy .Research' 2. Dr. Robert Van Namen Senior ^ice President of Uranium Enrichments United;States Enrichment Corporation, Inc. 9:50 am - 10:30 am Panel II: Cooperation in the R$iD of the Back End Fuel Cycle Presenters: 1. Dr. Alex Burkart Deputy Director, Office of Nuclear Energy, Safety and Security, U.S. Department of State 2. Dr. Hwang; Yong-sop Center for Strategic and International Studies Korea Atomic Energy Research Institute US-ROK Nuclear Cooperation 10:30 am- 11:15 am Questions.& Answers 1-1:15 am Closing Remarks Jack Pritchard, President, KEI Reporter: Miles Pomper, Center for Nonproliferation Studies (CNS) Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Cp K E KoreaEconbmic Ihstitute CENTER FOR U.S.-KOREA PQUCY The Korea Economic Institute and-Asia Foundation Center•for U.S.-Korea Policy present: Sbuih Korea's Green (Growth Strategy: V\/here It Stands and Where It's Going Thursday, June 23,2011 9:00 a.m.- ISO pm. Worm"Economic Institute Fill;Conference Room, 1800 K Street, NW, Suite If 10 Washington^ DC 20006 In the two and a half/yjars isinee President Tee: Myung-bak announced his "me first" strategy for accelerating ;green growthin Korea, be has inked numerous bilateral clean energy agreements, overseen; passage: of a law laying the groundwork for his sweeping strategy, and accepted several international awards' for his leadership in the green growth arena. However, his admihistratioh has also revised plans for a cap-and-trade system in the face of opposition from the Korean private seetor, showing the difficulty in swaying business leaders to "go ;first" in green growth when they perceive potential competitive disadvantages. This conference will examine the successes and challenges of Korea's green growth implementation, the private sector's role in bringing about a low-carbon economy, and the regional context of Korea's green growth efforts. Panelists will also consider where there is crossover in the U.S. and ROK approaches to climate change and clean energy development, and the potential for future collaboration. 9:00-9:15 a.m. Introductory Remarks Jack PRITCHARD, President, Korea Economic Institute 9:15-9:45-a.m. . Keynote Speech: What is Green Growth? The South Korean Context YOUNG Soo-gil Chairman, Presidential Committee on Green Growth 10:00-11:00 a.m. The Private Sector Role in Green Growth: Challenges and Opportunities Moderator: GregSCA RLA TOIU. Director of Public Affairs and Business Issues, Korea Economic Institute Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM KOREA ECONOMIC INSTITUTE OF AMERICA TROYSTANGARONE DIRECTOR OF CONGRESSIONAL AFFAIRS & TRADE Contacts: March 1, 2011 to August 31, 2011 Codes: M - meeting; P - program; B - breakfast; L - lunch; D - dinner; R- reception; I - interview March 1 Mark Drajem, Bloomberg News Council on Foreign Relations event on how Korea views the rise of China R Samuel's International anniversary reception Jaime Strawbridge, Inside U.S. Trade Jonathan Stern, The Fiscal Times CSIS event on U.S. trade policy with former USTRs M Yoon Hee Bae, private design contractor Senate Finance Committee Hearing on the pending FTAs with Korea, Panama, and Colombia 11 Ben Hancock, Inside U.S. Trade 14 KEI staff lunch with Department of State North Korea desk 16 Jaime Strawbridge, Inside U.S. Trade 17 House Ways & Means Committee Hearing on the Colombia FTA 17 Heritage Foundation trade policy luncheon 17 Institute for International Strategic Studies event on the implications of the Arab Spring WITA Congressional Trade Counsel's event 21 M Meeting with Miruna Puscariu, College of Europe 22 CSIS program on the KORUS FTA 23 Jaime Strawbridge, Inside U.S. Trade 28 M Yoon Hee Bae, private design contractor 29 Peterson Institute event on trade with Congressman Sander Levin 31 M Patrick deGategno, Atlantic Council 31 R Kia Motors trade/business professionals happy hour April Brookings Institution/Heritage Foundation event on the pending FTAs with Korea, Panama, and Colombia Peterson Institute for International Economics semi-annual global economic prospects event Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Peterson Institute for International Economics with Robert Zeolick of the World Bank House Ways & Means hearing on Korea FTA 12 John Park, USIP 13 M Eric Toy and Devin O'Malley, Office of Senator Robert Portman 13 Korea Economic Institute Event on "Green Korea" 13 Ben Hancock, Inside U.S. Trade 14 Kevin Scott, Brookings Institution 19 R Korea Policy Professionals Program happy hour 20 M Ian Hamilton and Dr. Prakash Ambekaonkar, Bridging Nations 21 M See-Won Byun and Jill O'Donnell, Asia Foundation 25 Peterson Institute for International Economics retrospective on the Seoul G-20 27 KEI Academic Paper Series event on the differences in economic reform in Cuba and North Korea 27 Jaime Strawbridge, Inside U.S. Trade 28 Washington International Trade Association event with USTR Ron Kirk May M Syd Seiler, NSC and Walter Paek, Grand National Party M Mark Manyin, CRS M Eric Toy, Office of Senator Rob Portman and Walter Paek, Grand National Party M Geoff Antell, House Ways & Means Committee; Jason Edgar, Congressman David Reichert; and Walter Paek, Grand National Party Peterson Institute for International Economics event on democracy and globalization ' M Keith Luse and Atman Trevedi, Senate Foreign Relations; Walter Paek, Grand National Party M Everett Eissenstat, Senate Finance Committee; Walter Paek, Grand National Party KEI event on the prospects for the KORUS FTA Walter Paek, Grand National Party; Jack Pritchard and Abe Kim, Korea Economic Institute . 12 Peterson Institute event on Asian regional economic prospects 17 M Sean Connell, U.S. Chamber of Commerce 18-19 Brookings Institution conference on the U.S. and Chinese economy 19 Peterson Institute lecture with John Lipsky, IMF 23 U.S.-Asia Pacific Annual Washington Conference Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 24 Peterson Institute event on the future ofthe Doha round with former USTR Susan Schwab 25 D Business Council for Global Development dinner on the KORUS FTA 26 Senate Finance Committee hearing on the KORUS FTa 26 R Embassy of New Zealand summer BBQ 26 Heritage Foundation trade policy luncheon June M Mihae Kim, Gimga Group; and Abe Kim, Korea Economic Institute Peterson Institute event on reforming financial regulation Global Business Dialogue luncheon with Embassy of New Zealand Ambassador Michael Moore 13-14 Brookings Institute Seoul-Washington Forum 15 KEI-International Council for Korean Studies Conference 22 Washington Metropolitan Korea American Association Korea War Banquet 23 Yeosu World Expo promo luncheon 28 John Boudreau, San Jose Mercury News July Juseong Lim, Embassy ofthe Republic of Korea 14 Meridian Center Briefing for U.S. Congress-Korean National Assembly Youth Exchange Program 14 D U.S.-Korea Business Council Gala 20-22 KEI Opinion Leaders Seminar 20 D Washington International Trade Association Annual Dinner August VA Business Development Assistance Group Korea FTA Conference Press Conference Matt Scholl, Inside U.S. Trade Ben Hancock, Inside U.S. Trade R Heritage Foundation Asia Center Happy Hour KEI Graduate Student Conference Session 1 10 M Brian Coache, AGS 10 Rossella Brevetti - BNA 10 Jaime Santiago, Caribbean Business 11 VA Business Development Assistance Group Korea FTA Conference Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM 17 KEI Graduate Student Conference Session 2 17 D KEI Graduate Student Conference dinner 24 Ben Hancock, Inside U.S. Trade 24 KEI Graduate Student Conference Session 3 24 D KEI Graduate Student Conference dinner 24 KBS News 30 M Scott Snyder, Asia Foundation Received by NSD/FARA Registration Unit 09/26/2011 4:45:15 PM