F-703-12-NSDL- Update
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September 2012 NSDL - Trusted by more than One Crore account holders Investor Depository Meet (IDM) conducted by specifi ed herein. Further details about this circular NSDL at Anand on August 31, 2012 are posted on NSDL website www.nsdl.co.in. (Ref: Circular No. NSDL/POLICY/2012/0086 dated August 28, 2012) Procedure to be followed in case Client is not able to sign due to reasons such as paralysis, parkinsons, hemiplegia, old age, etc. Participants may follow the procedure in case their Clients who are unable to sign the instructions for operating the depository account for various reasons such as paralysis, parkinsonism, hemiplegia, old age, etc. as mentioned below: Ascertain that the Client himself/ herself has given the request and that the Client retains the capacity to contract. Facility for a Basic Services Demat Account (BSDA) Advise the Client to provide a written request stating that the Client is unable to sign Inorder to extend the reach of IPOs for the benefi t specifying the reason therein. The Client of retail investors so as to achieve wider fi nancial need to affi x his/ her thumb impression on inclusion, encourage holding of demat accounts the written request. A Magistrate, a Notary & to reduce the cost of maintaining securities in Public or a Special Executive Magistrate must demat accounts for retail individual investors, attest Thumb impression of the Client. SEBI has advised that all Depository Participants (DPs) shall make available a “Basic Services Demat Advise the Client to provide a medical Account” (BSDA) with limited services as per terms certifi cate issued by an appropriately Inside : Performance Summary List of New Participant Centres Investor Accounts .................... 1,23,19,700 Participants ...................................... 284 Corporate Action Statistics Participant Service Centres ............... 14,391 Demat Custody .................... ` 72,05,956 Cr. Companies Name Change Settlement ............................. ` 86,151 Cr. Companies available for demat .......... 10,144 Securities Admitted For Dematerialisation Instruments ❖ Debentures/Bonds ....................... 8,178 ❖ Securitised Instruments ...................735 Calendar of Events ❖ Commercial Papers .......................1,710 circulation only For Private ❖ Certificates of Deposit ................... 1,402 Topic of Interest NNSDLSDL UUPDATEPDATE 1 2 3 4 5 6 7 8 qualifi ed doctor which clearly states that the Client is unable to sign, the reason for the same and period since the Client is unable to sign. Further details about this circular are posted on NSDL website www.nsdl.co.in. (Ref: Circular No. NSDL/POLICY/2012/0087 dated September 4, 2012) Display of services at the service centres from where all types of depository services are provided Participants were earlier required to display the types of services provided by them at each Service Centre. It is hereby informed that Participants providing all the depository services from the Service Centre need not display the type of depository services provided to Clients. (Ref: Circular Nos. NSDL/PI/2000/1531 dated August 24, 2000 & NSDL/POLICY/2012/0087 dated September 4, 2012) SEBI’s clarifi cation on Know Your Client Requirements SEBI vide Circular No. CIR/MIRSD/11/2012 dated September 5, 2012 has received representations regarding operational issues in the implementation in case of foreign investors viz. Foreign Institutional Investors, Sub Accounts and Qualifi ed Foreign Investors. SEBI in consultation with the Stock Exchanges, Depositories and Intermediaries has issued certain clarifi cations with respect to these investors. Further details about this circular are posted on NSDL website www.nsdl.co.in. (Ref: Circular No. NSDL/POLICY/2012/0091 dated September 6, 2012) NCDO/NISM training / certifi cation programmes for Participants NSDL has made arrangements with NISM to facilitate staff of Participants to get certifi ed for NISM-Series VI Depository Operations Certifi cation Examination (DOCE) as per SEBI requirements. A training programme is conducted by NSDL for Participant’s staff followed by NISM-Series VI-DOCE online test conducted by NISM. In August 2012, NSDL conducted four such training programmes at Mumbai which were attended by 143 persons nominated by various Participants. Performance Summary Investors : Participants : Client Accounts Month -Year Month - No. of Service Cities / No. of Accounts (lakh) Year Participants Centres Towns Aug-10 108.83 Aug-10 286 11,994 1,340 Aug-11 118.50 Aug-11 297 13,379 1,428 Aug-12 123.19 Aug-12 284 14,391 1,562 Dematerialisation : Settlement : No. of Value of Quantity of Value of shares Month - Dematerialised Dematerialised Month - shares settled in settled in Year Securities Securities Year dematerialised form dematerialised form (Cr.) ( ` Cr.) (Cr.) ( ` Cr.) Aug-10 39,436 60,63,862 Aug-10 781 1,39,637 Aug-11 50,019 60,58,211 Aug-11 651 1,10,879 Aug-12 61,241 72,05,956 Aug-12 509 86,151 (Single Side) NSDL Update September 2012 NSDL...Serving the Nation with Technology, Trust & Reach Visit our website at www.nsdl.co.in NNSDLSDL UUPDATEPDATE 1 2 3 4 5 6 7 8 Companies EQUITYDEBENTURES / BONDS SECURITISED INSTRUMENTS No. of Demat Demat Month - No. of No. of active Month - No. of No. of active Month - Year Companies Value Value Year Issuers instruments Year Issuers instruments Operational ( ` Cr.) ( ` Cr.) Aug-10 8,451 Aug-10 573 6,919 7,97,759 Aug-10 583 874 47,017 Aug-11 9,154 Aug-11 589 6,527 8,92,379 Aug-11 585 907 38,999 Aug-12 10,144 Aug-12 653 8,178 11,18,092 Aug-12 491 735 32,944 COMMERCIAL PAPERS CERTIFICATES OF DEPOSIT Demat Demat Month - No. of No. of active Month - No. of No. of active Value Value Year Issuers instruments Year Issuers instruments ( ` Cr.) ( ` Cr.) Aug-10 231 1,268 1,27,793 Aug-10 44 704 3,56,795 Aug-11 243 1,906 1,51,263 Aug-11 44 1,378 4,28,464 Aug-12 232 1,710 1,88,908 Aug-12 45 1,402 4,15,580 New Participant Centres ANDHRA PRADESH KHAMANON GANDHINAGAR GURGAON GUNTUR IndusInd Bank Limited IndusInd Bank Limited Axis Bank Limited Sharekhan Limited Ludhiana–Chandigarh Highway Suman City Sec – 11, Ph.: 079-23240597 / Sco No.120 Sector-46, Ph.: 0124-4249006-09 Sri Bhramari Enclave II, Ph.: 09700813681 CHHATTISGARH 23240584 -86 IDBI Bank Limited Vinukonda, Ph.: 09000232350 RAIPUR KUTCH Old Juducial Complex, Sector-15, HYDERABAD IndusInd Bank Limited Sharekhan Limited Ph.: 0124-4218834 IndusInd Bank Limited Near Siddheshwari Temple, Bhatgaon, Behind Bahumali Bhavan, Ph.: 09925051239 IndusInd Bank Limited Miyapur Cross Roads, Ph.: 040-23041632, Ph.: 0771-2274835 MODASA Soc 7, Sector 14, Ph.: 0124-4947600 23041690 DELHI Dena Bank Opp. Nagar Panchayat Offi ce, Eros Corporate Tower, Ph.: 0124-3269956 Nizampet Main Road, Ph.: 040-30479447/08/09 DELHI Ph.: 02744-246285 Galeria Market Road Somajiguda, Ph.: 040-23312981 HDFC Bank Limited NADIAD Golf Course Road Towlichowki, Ph.: 040-23566700 Nai Sarak, Ph.: 011-23985557 IndusInd Bank Limited Kabir Bhawan Chowk East Godavari NEW DELHI Petlad Road Sohna Road, Ph.: 0124-2219714 Sana Mallesh Yadav Complex HDFC Bank Limited NARANPURA JHAJJAR Sharekhan Limited Katwaria Sarai, Ph.: 011-46184063 IndusInd Bank Limited IndusInd Bank Limited IndusInd Bank Limited Bhavani Nagar Erragadda, Ph.: 09032249496 Uplovas Chikkara Chowk, Ph.: 01251-253391 Kailash Colony, Ph.: 011-43394500/501/510/511 Netaji Nagar, Ph.: 09849152785 NAVSARI PANCHKULA Arya Samaj Road, Karol Bagh, Ph.: 011-43394600 KAKINADA Axis Bank Limited IndusInd Bank Limited Defence Colony, Ph.: 011-24337704 IndusInd Bank Limited Maroli Char Rasta, Village Wada, Sco-321, Sector-9, Ph.: 0172-5033751-60 Naya Bazar, Ph.: 011-23987633/44/11 Pithapuram Road, Sarpavaram, Ph.: 02637-272755 PANIPAT Pashchim Vihar, Ph.: 011-25269035 Ph.: 0884-2347055 IndusInd Bank Limited Sharekhan Limited Rajori Garden, Ph.: 011-43882200 Kotak Mahindra Bank Limited Lunsikui, Ph.: 02637-322628 -30 G. T. Road, Ph.: 0130-2381997/09896435268 Ramanayya Peta Village, Ph.: 0884-2350473 West Patel Nagar, Ph.: 011-25883221 Samroli Ta. Chikhli, Ph.: 02634-234070/233138/ Gujranwala, Ph.: 011-47542999 REWARI KHAMMAM 232111 IndusInd Bank Limited Axis Bank Limited Gulmohar Community Centre Yusuf Sarai, PORBANDAR Ph.: 011-43394800 Brass Market Sathupally, Ph.: 8761-281456 -58 Dena Bank Main Road-Chandni Chowk SIRSA KOTHAVALASA Nagindas Modi Street, Ph.: 0286-2242598 Near Bikanerwala Sharekhan Limited IndusInd Bank Limited RAJKOT Near C Lal Chowk Gali Moman Nambarda Wali, Ph.: 01666-235153/ Vijayanagaram Road, Ph.: 08966-273153 / 157 Dena Bank Nehru Place, Ph.: 011-26481119/20/36 08053766888 MEDAK Nehru Gate Morbi, Ph.: 02822-222083 TDI Centre, Jasola SONEPAT IndusInd Bank Limited IndusInd Bank Limited IndusInd Bank Limited Gurunagar Colony, Ph.: 08455-251663 /252663 Vasant Kunj, Ph.: 011-43884400 Opp.Iscon Prozone Mall, Kalawad Road Hsiidc,Phase-I NANDYAL Kotak Mahindra Bank Limited Kotak Mahindra Bank Limited JHARKHAND Citibank N.A. Green Park, Ph.: 08586966300 Railing Road Gondal, Ph.: 02825-224813 GIRIDHI Railway Station Road, Ph.: 08514-225561 PITAMPURA RAJPIPLA IDBI Bank Limited RAJAHMUNDRY IndusInd Bank Limited IndusInd Bank Limited Town Thana Main Road, Ph.: 09204062190 IndusInd Bank Limited Lok Vihar M/S Ramanlal H. Shroff Station Road, SERAIKELA KHARSAWAN Gandhipuram East Godavari, Ph.: 0883-2420501 GOA Ph.: 02640-223077 / 277 IndusInd Bank Limited SECUNDERABAD PEMEN IndusInd Bank Limited SURAT Kuchai Road.Poips, Ph.: 06583-254803-04 IndusInd Bank Limited Axis Bank Limited Thirumalgiri Karkhaana, Ph.: 040-27742026 Panaji-Mapusa Road KARNATAKA