Financial Services the way we do it

Data Governance & Stewardship

Providing the insight financial services firms need to understand quality and lineage

Data governance and stewardship is an Data Governance and Stewardship organizational imperative for today’s Framework. Our solution helps your leading financial services institutions, company define a structured and but you need to understand more than standardized process for implementing just the big picture. Companies today initiatives across the need to know the details: where is the organization, fostering consistency, data coming from? Who owns it? Who efficiency, and accountability. In is responsible for what? addition, our solution introduces critical executive-level sponsorship Capgemini provides data governance while cutting costs by reducing project and stewardship services to banks, overlaps and improving the quality of insurance companies and capital financial, market, and risk data. markets firms looking for a cost effective strategy and implementation with our Capgemini’s Data Governance and Our services cover the full breadth of Stewardship solution can provide an data governance from consulting to immediate impact on your business implementation. Since a comprehensive operations by introducing a standardized data governance and stewardship and structured business process that program is critical for financial services bring clear policies, procedures, roles institutions, we help leverage the value and responsibilities to your efforts. of your business information to help you We use a comprehensive approach achieve profitable results. To meet your to compliance that includes tailored needs, Capgemini can: frameworks, business intelligence and n Capture, analyze and streamline your proven methodologies. organization’s objectives at different levels n Evaluate the effectiveness of current business and information management processes n Measure current and recommended compliance levels n Map your organization’s objectives and provide recommendations to shape a data governance and stewardship program

Capgemini’s framework for Data Governance and Stewardship is business-driven to align with the needs of your organization OWNERSHIP FIDUCIARY Executive

Management RESPONSIBILITY RESPONSIBILITY REGULATORY CORPORATE Procedures Advisor Executive Data Governance Council Council (EC) Roles Policies Business & Technical Domain Stewards MANDATE & AUTHORIZATION Responsibilities

Data Management Business Domain Stewards Organization Advisor (DMO) Data Technical Domain Steward OPERATIONAL RESPONSIBILITY Governance INFORMATION OWNERSHIP Tools Council Architecture PMO AUTHORITY & Data Business ACCOUNTABILITY Models Analysis Line of Buisness (LOB/OBU) Business Repository Consultant Steward Logical Business Data Subject Matter Steward Expert Physical PROGRAM MANAGEMENT RESPONSIBILITY Data Steward CO-OWNERSHIP, TOOLS, GUIDELINES, ADVISE, INTERNAL CONSULTING, SME, RESOURCES DATA STEWARDSHIP EXECUTION Financial Services the way we do it

What is Required? Tools, Methodologies and Process Improvements

People Process Technologies

n Executive Sponsorship n Integration of People, Process & n Business Dictionary

n Business Ownership Technologies n Metadata

n n Data Governance Council Arbitration, Escalation n Governance Workflow

n n Data Stewardship Teams Change Management n Process, Taxonomy & Process Modeling

Process Improvements Methodologies Tools

n Authority & Mandate n M3 Framework n Meta Data Repository

n Ownership & Accountability n Framework n Data Profiling Tools

n Sustainability n DMO Framework n Data Quality Dashboards

n Impact Analysis n Data Governance & Stewardship n Workflows

n SDLC Integration Framework

Capgemini: A True Industry Our approaches and methodologies Leader have been honed through real-world Capgemini has unparalleled expertise engagements with leading banks, in business intelligence and the insurance companies and capital financial services industry, with markets firms. They include: project accelerators and assets to speed n Collaborative approach to defining data governance and stewardship organizational objectives and mapping development: the route to implementation n Accelerator: Accelerated Solutions n Capgemini Data Governance and Environment (ASE) to derive Stewardship Framework which organizational direction and high-level covers policies, procedures, roles and strategy for implementation responsibilities n Process: Accelerated start for increased cost-effectiveness, and collaborative implementation n Technology: Extensive knowledge in process re-engineering and software integration plus proven data governance models www.capgemini.com/financialservices

IN PRACTICE: Capgemini helps a global Tier 1 mutual fund family govern data across 15 divisions

Our client, a global Tier 1 mutual fund family, uses reference and market data across more than 15 divisions. Since the same data feeds are often procured across multiple divisions, Capgemini’s Accelerated Solutions there were unnecessary costs from duplication. Additionally, the firm incurred costs from Environment people, process and technologies managing these feeds.

We believe the best way to respond Our Solution to challenging times is through high- Capgemini performed a current state assessment which included workshops and interviews performance group creativity and with 15 divisions of the firm. We evaluated the current infrastructure around market and collaboration. Capgemini designed our reference data—feeds, technologies, people, process, governance, traceability, and Accelerated Solutions Environment to lineage—and recommended our M3 framework to align business and IT around information bring together creativity and collaboration management. We were able to accelerate the firm’s initiatives by 30%-50% by providing in a way that unleashes group genius and proprietary intellectual property including tools, methodologies and frameworks. By yields breakthrough solutions and action providing a current state analysis, future state solution, gaps and remediation road map, plans in days rather than months. Capgemini was able to quickly assess our client’s information landscape and set a path forward towards stronger data governance. We’ve hosted over 3,000 ASE events for more than 600 clients including 55% of the Fortune 100 Top Global Companies, and 40% of all clients return for multiple events.

About Capgemini and the Collaborative Business Experience

Capgemini, one of focused methods and tools. Capgemini the world’s foremost utilizes a global delivery model called providers of Consulting, Technology Rightshore® which aims to offer the and Outsourcing services, has a unique right resources in the right location at way of working with its clients, called competitive cost, helping businesses For more information, contact us at the Collaborative Business Experience. thrive through the power of collaboration. [email protected]. Backed by over three decades of industry Capgemini reported 2009 global revenues and service experience, the Collaborative of EUR 8.4 billion and employs over Business Experience™ is designed to 90,000 people worldwide. help our clients achieve better, faster, more sustainable results through seamless More information about our services, access to our network of world-leading offices and research is available at technology partners and collaboration- www.capgemini.com. FS201004010356CS Copyright © 2010 Capgemini. All rights reserved.