sustainability
Article Influence of Pavement Structure, Traffic, and Weather on Urban Flexible Pavement Deterioration
David Llopis-Castelló 1,* , Tatiana García-Segura 2 , Laura Montalbán-Domingo 2 , Amalia Sanz-Benlloch 2 and Eugenio Pellicer 2
1 Highway Engineering Research Group, Universitat Politècnica de València, 46022 Valencia, Spain 2 Construction Project Management Research Group, Universitat Politècnica de València, 46022 Valencia, Spain; [email protected] (T.G.-S.); [email protected] (L.M.-D.); [email protected] (A.S.-B.); [email protected] (E.P.) * Correspondence: [email protected]; Tel.: +34-963877374
Received: 29 October 2020; Accepted: 20 November 2020; Published: 21 November 2020
Abstract: Various studies have been recently conducted to predict pavement condition, but most of them were developed in a certain region where climate conditions were kept constant and/or the research focused on specific road distresses using single parameters. Thus, this research aimed at determining the influence of pavement structure, traffic demand, and climate factors on urban flexible pavement condition over time. To do this, the Structural Number was used as an indicator of the pavement capacity, various traffic and climate variables were defined, and the Pavement Condition Index was used as a surrogate measure of pavement condition. The analysis was focused on the calibration of regression models by using the K-Fold Cross Validation technique. As a result, for a given pavement age, pavement condition worsens as the Equivalent Single Axle Load and the Annual Average Height of Snow increased. Likewise, a cold Annual Average Temperature (5–15 ◦C) and a large Annual Average Range of Temperature (20–30 ◦C) encourage a more aggressive pavement deterioration process. By contrast, warm climates with low temperature variations, which are associated with low precipitation, lead to a longer pavement service life. Additionally, a new classification of climate zones was proposed on the basis of the weather influence on pavement deterioration.
Keywords: pavement deterioration; pavement surface distress; pavement performance model; pavement structure; weather; traffic
1. Introduction
1.1. Background A proper maintenance of road infrastructure is crucial to preserve and enhance social benefits [1,2]. Therefore, the importance of maintenance should be recognized by those competent authorities in decision making, proper funding, and management so as to ensure that maximum value is reached. Keeping an efficient and high-value road network does not only depend on the construction of roads, but also on the correct maintenance of those already built, because they are one of the main assets of the infrastructure of a region or country. A poor or wrong maintenance strategy might cause a significant deterioration of this heritage [3]. For this reason, various highway agencies have developed Pavement Management Systems (PMS) to analyze the life cycle of existing road infrastructures by means of pavement deterioration models [4]. In this regard, many studies have been developed to identify which factors are affecting road deterioration over time [5,6]. Most of these studies were focused on the calibration of pavement deterioration models for interurban roads; therefore, their application to urban pavements might not
Sustainability 2020, 12, 9717; doi:10.3390/su12229717 www.mdpi.com/journal/sustainability Sustainability 2020, 12, 9717 2 of 20 be representative because significant differences exist between both types of pavements regarding road traffic, pavement structure, cross-section, and the influence of distresses on serviceability [7]. In addition, the highway agencies responsible for urban pavements are usually provided by constrained budgets, which results in limited technical resources to collect data about pavement condition; consequently, historic data is scarce. This fact makes difficult the analysis of the deterioration process on urban pavements [8]. Although there is no standard guideline to classify and quantify the different pavement distresses regarding their type, severity, and extension, different researchers and agencies have proposed their own guidelines for their use in a certain region or country [9]. This is the case of the manual included in the Long-Term Pavement Performance (LTPP) program, defined by the Federal Highway Administration (FHWA), which standardizes the data collection about pavement condition and maintenance and rehabilitation (M&R) activities in the United States and Canada [10]. Likewise, the highway administrations from France and Switzerland have also developed systematic approaches to identify pavement distresses, while the Irish highway administration includes in its road design guideline a pavement surface assessment [6]. The main goal of the above-mentioned guidelines is to provide a set of objective criteria for pavement condition assessment and the definition of management strategies. In fact, most pavement deterioration models use the International Roughness Index (IRI), which is calculated considering a simulated passenger car traveling at 80 km/h, to describe pavement performance [10–14]. Although the IRI has a good correlation with pavement distresses in interurban pavements [13], this index cannot properly represent pavement condition for urban pavements mainly because of the difficulty of its collection and the low speeds developed in this type of environment [15]. In addition, the use of global performance indicators has demonstrated to be more effective and reliable for pavement condition assessment than a single index [7,16]. In this regard, the Pavement Condition Index (PCI) is the most common and used parameter. This index was developed to assess pavement condition in interurban pavements and is calculated as a function of a total of 19 types of pavement distresses, which can be grouped into three categories: (i) surface defects; (ii) surface deformations; and (ii) cracking. Its value ranges between 0 (failed) and 100 (ideal condition). Osorio et al. [7] proposed the Urban Pavement Condition Index (UPCI) as a surrogate measure of the overall condition of urban pavements and calibrated various regression equations to estimate this index in both flexible and concrete pavements. The UPCI varies from 0 to 10, so that the greater the UPCI, the better the pavement condition. Particularly, the regression equation that estimates this index in flexible pavements depends on the objective assessment of the following distresses: cracking, rutting, patch deterioration, and potholes. Other performance indexes are the Present Serviceability Index (PSI), which combines the PCI and the Road Condition Index [17], and the Single and Combined Performance Indexes (PIs) defined by the European Cooperation in Science and Technology in the project COST Action 354 [18]. The Singe PIs, which were calibrated in cooperation with 23 European countries and the FHWA, are related to: (i) longitudinal evenness; (ii) transverse evenness; (iii) macro-texture; (iv) friction; (v) bearing capacity; (vi) cracking; and (vii) surface defects. Additionally, various Combined PIs were proposed as the combination of the previous Single PIs to represent important aspects of pavement performance: (i) Safety Index; (ii) Comfort Index; (iii) Structural Index; and (iv) Environmental Index. The different methods to predict pavement condition can be grouped into the following categories: (i) statistical regression analysis; (ii) artificial neuronal networks; (iii) Bayesian models; and (iv) Markov chains and Monte Carlo simulations [6,19–21]. Although the calibration of regression models requires a great amount of historic data and cannot properly represent the stochastic phenomenon of pavement deterioration over time, regression analysis methods have been widely used because they allow highway engineers to easily predict pavement condition and understand the influence of the parameters included in the model [12,20,22–25]. Moreover, some studies have been recently developed to predict pavement condition considering Markov chains and Monte Carlo simulations [19,23,26–28]. Sustainability 2020, 12, 9717 3 of 20
The main strength of this method is that it represents the probabilistic pavement deterioration process over time by using a transition probability matrix (TPM) to estimate future pavement condition based on its current state. However, this procedure is not able to distinguish the deterioration process under very different road conditions. Most previous prediction models were developed for a certain region or country with similar traffic conditions, so these models do not usually incorporate climate factors. This leads to a limited understanding about the influence of weather conditions on pavement deterioration process. On the other hand, some research concluded that the most influential climate variables on pavement deterioration are temperature and precipitation [10,11,29–31]. Perera and Kohn [10] identified that the IRI experienced greater changes in wet-freeze areas; whereas Madanat et al. [11] pointed out that some of the critical factors affecting the IRI are the temperature of the coldest month and the annual precipitation. In this context, Qiao et al. [29] analyzed the effect of temperature and rainfall on cracking, rutting, and longitudinal evenness. As a result, the pavement deterioration process worsened as the average annual temperature and the temperature difference among seasons increased. Related to this, Mohd Hasan et al. [30] found that longitudinal cracking in flexible pavements was influenced by both temperature and precipitation factors, whereas transverse cracking was only affected by the average annual temperature. In addition, none of these variables had a significant influence on the IRI. Additionally, Anastasopoulos and Mannering [31] concluded that the annual range of temperature and the average annual precipitation were the critical weather factors. However, the effect described by these factors was not consistent because a rise of these variables was not always related to a decrease in the pavement life cycle. This was associated with pavement structure, which might be very different as a function of the region and traffic demand. Among the few studies that analyzed the global influence of weather and traffic on the pavement deterioration process, Alaswadko and Hassan [32] found that higher traffic loading, lower pavement strength, poor drainage, and climates with high seasonal variation contribute to increasing rutting progression rate. Therefore, there are some studies focusing on the influence of different pavement factors and traffic levels under similar weather conditions and, conversely, other research studied the influence of weather factors on pavement condition to mainly assess the consequences of climate change. Moreover, most of these studies were based on single performance indexes (e.g., IRI, cracking, rutting or evenness), whereas a global performance index (e.g., PCI) can better represent the underlying phenomenon [7,16]. Additionally, pavement structural capacity has also been associated with pavement condition deterioration process [33]. The Structural Number (SN), which is an indicator of the pavement strength and its structural capacity, is used by many highway agencies in their Pavement Management Information Systems (PMIS) for effective maintenance decisions [34]. In this regard, the greater the SN, the better the pavement condition. However, this parameter has not been studied together with other factors, such as weather and traffic conditions, to assess pavement deterioration process.
1.2. Objectives As previously mentioned, the impact of various factors on pavement deterioration process have been studied in an individual way, i.e., without considering the effect of the other factors. In order to better understand pavement condition evolution, this study aims at analyzing the combined influence of pavement capacity and climate and traffic conditions on pavement deterioration process based on the historic pavement data provided by the Long-Term Pavement Performance (LTPP) program [10]. Particularly, this research is focused on the study of the pavement deterioration process of urban flexible pavements through the Pavement Condition Index, which can better describe the studied phenomenon than a single performance index. For the analysis, the regression technique K-Fold Cross Validation will be applied as this innovative procedure will allow to identify the effect of the proposed variables on pavement deterioration phenomenon. Sustainability 2020, 12, 9717 4 of 20 Sustainability 2020, 12, x FOR PEER REVIEW 4 of 19
2. Researc Researchh Method and Data Description The research method is displayed in Figure1 1,, summarizingsummarizing thethe dataset,dataset, thethe variables,variables, andand thethe analysis. The study was based on four datasets: (i) (i) pavement pavement distresses; distresses; (ii) (ii) pavement structure; structure; (i (iii)ii) tratrafficffic demand; and (iv) weatherweather conditions. All these datasets were downloaded for free from the Long-TermLong-Term Pavement Performance (LTPP) programprogram webweb sitesite ((https://infopave.fhwa.dot.gov/).https://infopave.fhwa.dot.gov/). The Pavement Condition Condition Index Index (PCI) (PCI) of every of every road section road section was calculated was calculated considering considering pavement pavement distresses. Likewise,distresses. the Likewise, Structural the Number Structural (SN ) Number was estimated (SN) was using estimated the AASHTO using method the AASHTO (AASHTO method 1993). Di(AASHTOfferent tra 1993).ffic and Different climate traffic variables and were climate proposed variables and were estimated proposed for each and roadestimated section. for Finally, each road the PCIsection. was Finally, analyzed the considering PCI was analy pavementzed considering age, SN, some pavement traffic parameters,age, SN, some and traffic various parameters, climate factors and asvarious explanatory climate variables factors so as as explanatory to determine variables the influence so as of topavement determine structure, the influence traffic, and of weather pavement on pavementstructure, deteriorationtraffic, and weather process. on To pavement do this, two deterioration complementary process. analysis To weredo this, proposed: two complementary (i) correlation analysis,analysis were which proposed: allowed (i) the correlation identification analysis, of the which relationships allowed amongthe identification the studied of variables; the relationships and (ii) regressionamong the analysis,studied variables; which was and focused (ii) regression on the calibration analysis, which of regression was focused models on to the understand calibration and of determineregression themodels effect to of understand the predictive and parameters—pavement determine the effect of structure, the predictive traffic, parameters and climate— factors—onpavement thestructure, performance traffic, parameterand climate PCI. factors—on the performance parameter PCI.
Long-Term Pavement Performance Program s t e s
a Pavement distresses Pavement structure Traffic demand Weather conditions t a D
• Pavement Condition • Structural Number • Annual Average Daily • Precipitation Index (PCI): (SN) Traffic - Aver. Annual Precip. - Cracking • Annual Average Daily - Aver. Annual Snow
s - Patching Truck Traffic • Temperature e l
b - Potholes • Annual Equivalent - Aver. Annual Temp. a
i - Shoving Single Axle Load - Aver. Annual Range r
a - Bleeding (ESAL) of Temp. V - Polished aggregate - Standard Deviation - Raveling of Temp. • Aver. Annual Wind • Aver. Annual Humidity s i s y l
a PCI Vs. SN, Traffic, and Climate factors n A
Figure 1. Research method.
2.1. Road Sections The Long-TermLong-Term Pavement Performance (LTPP) program has been gathering pavement data for approximately 30 30 years years along along over over 2000 2000 road road se sections,ctions, which which are are 152 152 m m(500 (500 ft) ft)long. long. These These data data are aregrouped grouped into into the the following following categories: categories: (i) (i) pavement pavement structure structure and and construction; construction; (ii) pavement pavement performance and distresses; (iii) climate conditions; and (iv) tratrafficffic data. Particularly, this studystudy is focusedfocused on urban road sections sections consisting consisting of of flexible flexible pavements. pavements. Thus, data related to pavement distresses, pavement structure, tratrafficffic demands, and weather conditions were downloaded for a total of 53 urban pavements located in the USUS andand Canada.Canada. For every roadroad section, a manual survey to identify pavement distresses was carried out, on average,average, everyevery twotwo years.years. Besides, tratrafficffic demand and weather conditions were available everyevery month.month.
2.2. Pavement Condition The Pavement Condition Index (PCI) was considered as a surrogate measure of the level of deterioration of every road segment. This index is based on the following road distresses, which are provided by LTPP: Surface Defects Sustainability 2020, 12, 9717 5 of 20
2.2. Pavement Condition The Pavement Condition Index (PCI) was considered as a surrogate measure of the level of deterioration of every road segment. This index is based on the following road distresses, which are provided by LTPP: Surface Defects • Ravelling & Loss of Surface Aggregate # Flushing #Surface Deformations • Rippling and Shoving # Wheel Track Rutting # Distortion Cracking# • Longitudinal Wheel Track Single and Multiple, Alligator # Centerline Single and Multiple, Alligator # Pavement Edge Single and Multiple, Alligator # Transverse Single and Multiple, Alligator # Longitudinal-Meander or Mid-lane # The calculation of the PCI was programmed in Visual Basic, allowing an automated estimation of the PCI for each road section every time the pavement was assessed. Nevertheless, only PCI values until the first maintenance and rehabilitation (M&R) activity were considered in the analysis because the pavement performance and capacity might significantly change depending on the type of the implemented R&M activity. Therefore, a specific road section can have several PCI values corresponding with each pavement assessment. In this way, each PCI estimation is associated with a certain pavement age (pa), which is calculated as the difference between the date of the pavement assessment and the date of its construction. After this data reduction, a total of 234 pavement assessments, which were carried out in 50 road sections located in 17 states, were considered to analyze the influence of traffic and climate factors on pavement condition.
2.3. Pavement Structure The Structural Number (SN) of a pavement is a numerical value that indicates pavement strength and capacity. In this way, pavement structural capacity is greater as SN increases. According to the AASHTO method [35], this parameter is estimated by Equation (1).
SN = a D + a D m + a D m (1) 1· 1 2· 2· 2 3· 3· 3 where SN is the structural number (in); a1, a2, and a3 are the structural layer coefficient of the Asphalt Concrete (AC), base, and subbase layers, respectively; D1, D2, and D3 are the thickness of the Asphalt Concrete (AC), base, and subbase layers, respectively (in); and m2 and m3 are the drainage coefficient of the base and subbase layers, respectively. The structural layer coefficients (ai) are obtained from the resilient modulus of each layer, which are provided by the LTPP program. Likewise, the thickness of every layer is also available. However, the drainage coefficients are unknown and assumed to be 1 for this research. Thus, the SN was calculated for every road section after road construction. The maximum and minimum values of this parameter are 12.02 in and 2.64 in, respectively. Likewise, the mean value is 6.55 in and its standard deviation is 2.39 in. Sustainability 2020, 12, 9717 6 of 20
2.4. Traffic and Climate Variables As previous research concluded, one of the most influential factors on pavement deterioration is traffic load [21,32,36,37]. Regarding this, the following traffic variables were considered in this research:
Annual Average Daily Traffic (AADT) in vehicles per day (vpd). • Annual Average Daily Truck Traffic (AADTT) in vpd. • Equivalent Single Axle Load (ESAL) in thousands (KESAL). • The annual values of these variables were directly provided by the LTPP program and were estimated for each pavement assessment as the average values from the date of the pavement construction to the date of the current pavement assessment (pa). Although most previous studies found that precipitation and temperature are the most influential climate factors on pavement condition, this research also analyzed other climate factors such as wind and humidity. Thus, the following climate variables were proposed:
Annual Average Precipitation (AAP) in mm, calculated as the average annual rain precipitation • (mm) during pavement age (pa). Annual Average Height of Snow (AAS), estimated as the average annual snow precipitation (mm) • during pa. Annual Average Temperature (AAT), obtained as the average annual air temperature ( C) during pa. • ◦ Annual Average Range of Temperature (AART), estimated as the average of the annual range of • air temperature (◦C), calculated for each year as the temperature difference between the coldest and warmest month–during pa. Standard Deviation of Temperature (SDT), calculated as the standard deviation of the air • temperature (◦C) during pa. Annual Average Wind (W), obtained as the annual average wind speed (km/h) during pa. • Annual Average Humidity (H), estimated as the annual average humidity (%) during pa. • In this way, each pavement assessment was associated with a specific pavement age, traffic conditions, and climate factors. Table1 shows a statistical summary of these variables for the 237 pavement assessments performed in the studied urban road sections.
Table 1. Traffic and weather conditions of the studied road sections.
Standard Coefficient Variable Average Minimum Maximum Range Deviation of Variation AADT (vpd) 5436.87 4894.40 0.90 1628 24,222 22,594 AADTT (vpd) 633.13 561.00 0.89 105 3089 2984 KESAL 282.90 208.67 0.74 16 1988 1972 AAP (mm) 871.53 368.32 0.42 228.90 2030.20 1801.30 AAS (mm) 851.73 715.47 0.84 0.00 3564.85 3564.85 AAT (◦C) 9.90 6.85 0.69 0.00 24.17 24.17 AART (◦C) 27.22 8.68 0.32 4.08 41.20 37.12 SDT (◦C) 9.50 2.96 0.31 1.45 14.71 13.26 W (km/h) 13.40 2.81 0.21 6.62 23.34 16.72 H (%) 71.27 3.09 0.04 56.90 76.00 19.10
2.5. Model Calibration The models calibrated in this research were developed by using the K-Fold Cross Validation technique [25,38]. This technique results in a less biased model compared to a conventional regression technique that usually splits data into training and test sets. Specifically, K-Folds Cross Validation splits the entire dataset randomly into k folds. Then, the method fit a model using k 1 folds and − validates the model using the remaining kth fold. This process is repeated until every k-fold serves as Sustainability 2020, 12, 9717 7 of 20 the test set. As a result, the technique provides the average of both the coefficients of the model and the parameter used as a measure the goodness of fit, estimated from test sets. The selection of k is critical when using this technique. A high value of k leads to less biased model, but large variance might lead to overfit, whereas a low value of k is similar to the train-test split approach used in a conventional regression. In other words, the value of k should not be too small or too high, being recommended to use a value of 10 [39]. Therefore, the dataset of this research was divided into ten folds. In this way, a total of 10 sub-models were developed to calibrate a unique model (Figure2). The equations presented in the following sections show the average values of the regression
Sustainabilitycoefficients, 20 estimated20, 12, x FOR from PEER training REVIEW sets, and the coefficient of determination, calculated from test7 of sets. 19
Training set Test set
Iteration 1 Fold 1 Training set
Iteration 2 Fold 2
Coefficients Iteration 3 Fold 3 … …
Iteration 10 Fold 10
Test set R2
Figure 2. KK-Fold-Fold Cross Cross Validation technique.technique.
It is important to note that the mainmain objective of the model model calibration calibration is to understand understand the phenomenon, i.e., the identificationidentification of the most influentialinfluential variables in pavementpavement deterioration.deterioration. To do this, f first,irst, each group of variables is analy analyzedzed separately separately and, and, finally, finally, global regression models are calibrated byby applyingapplying thethe forwardforward stepwise stepwise regression regression technique. technique. All All models models have have been been calibrated calibrated in Pythonin Python, using, using the thescikit-learn scikit-learnlibrary. library.
3. Analysis and Results First, a correlation analysis was carried out to identify the relationship between the studied variables. The The Pearson Pearson correlation correlation factor factor ( (rr)) for for each each combination combination of of variables variables is is shown shown in in Table Table 22.. Shading represents represents the the level level of ofcorrelation correlation between between two twovariables variables from non-shadedfrom non-shaded (|r| < 0.4), (|r| medium < 0.4), (0.4medium< |r| <(0.40.7)) < | tor| dark< 0.7)) (|r to| > dark0.7). (|r| > 0.7).
Table 2. Correlation matrix.
PCI pa AADT AADTT KESAL AAP AAS AAT AART ADT W H SN AADT KESA PCI PCI 0.7079pa AADT0.2252 0.2012 0.1399 0.0809AAP 0.1784AAS 0.0601AAT 0.0810AART 0.0739ADT 0.0496W 0.2374H 0.1062SN − − − T − L − − − − pa 0.7079 0.1116 0.0152 0.0983 0.1442 0.1095 0.3163 0.3082 0.3159 0.2530 0.2251 0.0757 − − − − − − − − AADT 0.2252 0.1116−0.707 −0.225 0.7430−0.201 0.2746−0.139 0.3589−0.080 0.1732−0.178 0.4312−0.060 0.3977 0.3840 0.1353−0.049 0.1291 0.0583 PCI − − − 0.0810 − 0.0739 − − 0.2374 0.1062 AADTT 0.2012 0.01529 0.74302 2 0.72169 0.27539 0.04224 0.10181 0.0885 0.0717 0.39706 0.0492 0.0518 − − − − − − − − KESAL 0.1399 0.0983 0.2746 0.7216 0.1438 0.1314 0.3718 0.3840 0.3897 0.3454 0.1905 0.3107 −−0.707 − −0.015 −0.098 − −0.109 − −0.308 −0.315− −0.225 − −0.075 AAPpa 0.0809 0.1442 0.35890.1116 0.2753 0.1438 0.1442 0.2494 0.53770.3163 0.4327 0.4203 0.28310.2530 0.0920 0.2018 − 9 2 − 3 − 5 − 2 − 9 − − 1 7 AAS 0.1784 0.1095 0.1732 0.0422 0.1314 0.2494 0.6202 0.4866 0.4997 0.2371 0.3349 0.1323 − − − − − − − AAT −0.06010.225 0.3163 0.4312 0.1018 0.3718 0.5377 0.6202−0.173 0.9317−0.397 0.9356−0.384 0.2273−0.135 0.3476−0.129 0.1026 AADT − 0.1116 0.7430 − 0.2746 0.3589 − 0.4312 − − − 0.0583 AART 0.08102 0.3082 0.3977 0.0885 0.3840 0.4327 0.48662 0.9317 7 0.99770 0.30063 0.22121 0.2032 − − − − − − − ADT 0.0739 0.3159 0.3840 0.0717 0.3897 0.4203 0.4997 0.9356 0.9977 0.3212 0.2165 0.1907 AADT −0.201 −−0.015 − − − −0.042 − −0.088 −0.071− −0.397 −0.049 − −0.051 W 0.0496 0.2530 0.74300.1353 0.3970 0.34540.7216 0.28310.2753 0.2371 0.22730.1018 0.3006 0.3212 0.2440 0.0671 T − 2 2 − − − − − 2 − 5 − 7 0 − 2 − 8 H 0.2374−0.139 −0.22510.098 0.1291 0.0492 0.1905 0.0920−0.143 0.3349 0.3476−0.371 0.2212 0.2165 0.2440−0.345 0.0199−0.310 KESAL − −0.2746 −0.7216 − 0.1314 − 0.3840 0.3897 − 0.1905 SN 0.10629 0.07573 0.0583 0.0518 0.3107 0.20188 0.1323 0.10268 0.2032 0.1907 0.06714 0.0199 7 − − − − − − −0.080 −0.143 −0.249 −0.432 −0.420 −0.283 −0.092 AAP 0.1442 0.3589 0.2753 0.5377 0.2018 9 8 4 7 3 1 0 −0.178 −0.109 −0.173 −0.042 −0.249 −0.620 −0.237 AAS 0.1314 0.4866 0.4997 0.3349 0.1323 4 5 2 2 4 2 1 −0.060 −0.371 −0.620 −0.931 −0.935 −0.347 AAT 0.3163 0.4312 0.1018 0.5377 0.2273 0.1026 1 8 2 7 6 6 −0.308 −0.397 −0.088 −0.432 −0.931 −0.300 −0.203 AART 0.0810 0.3840 0.4866 0.9977 0.2212 2 7 5 7 7 6 2 −0.315 −0.384 −0.071 −0.420 −0.935 −0.321 −0.190 ADT 0.0739 0.3897 0.4997 0.9977 0.2165 9 0 7 3 6 2 7 −0.049 −0.135 −0.397 −0.345 −0.283 −0.237 −0.300 −0.321 −0.244 −0.067 W 0.2530 0.2273 6 3 0 4 1 1 6 2 0 1 −0.225 −0.129 −0.049 −0.092 −0.347 −0.244 H 0.2374 0.1905 0.3349 0.2212 0.2165 0.0199 1 1 2 0 6 0 −0.075 −0.051 −0.310 −0.203 −0.190 −0.067 SN 0.1062 0.0583 0.2018 0.1323 0.1026 0.0199 7 8 7 2 7 1 Sustainability 2020, 12, x FOR PEER REVIEW 8 of 19
As expected, the dependent variable, PCI, was closely related to pavement age (pa), so that Sustainability 2020, 12, 9717 8 of 20 pavement condition worsens as pa increases. Annual traffic conditions (AADT, AADTT, and KESAL) show a weak relationship with pavement condition. Particularly, AADT and AADTT had a slightly strongerAs expected,relationship the with dependent PCI than variable, KESAL. PCI,Moreover, was closely a close related relationship to pavement between age these (pa ),variables so that pavementwas found. condition The coefficients worsens of as correlationpa increases. between Annual AADT traffic conditionsand AADTT, (AADT and ,betweenAADTT ,AADTT and KESAL and) KESALshow a were weak over relationship 0.7. with pavement condition. Particularly, AADT and AADTT had a slightly strongerAlthough relationship a high with correlation PCI than KESAL between. Moreover, SN and a traffic close relationship conditions between was expected these variables because was the pavementfound. The is coe designedfficients to of support correlation traffic between load, theseAADT variablesand AADTT, did notand present between a significantAADTT andcorrelation.KESAL wereOnly overKESAL 0.7. showed a slight correlation (−0.3107) with SN. RegardingAlthough a the high climate correlation factors, between it shouldSN andbe noted traffi cthat conditions the variables was expected related becauseto precipitation the pavement (AAP andis designed AAS) described to support a tramoderateffic load, relationship these variables with did those not present associated a significant with temperature correlation. (AAT Only, KESALAART, andshowed SDT a). slight In addition, correlation a strong ( 0.3107) relationship with SN. was found among the three temperature variables. − Finally,Regarding W and H the showed climate a factors,weak relationship it should be with noted the that other the climate variables factors. related to precipitation (AAP and AASA deeper) described analysis a moderate focused relationship on the study with those of the associated influence with of temperatureeach variable (AAT on, AART pavement, and SDTdeterioration). In addition, is presented a strong in relationship the following was sections. found among Regarding the three this, temperature although different variables. model Finally, formsW wereand H tested,showed only a weak the most relationship accurate withmodels the are other included climate. factors. A deeper analysis focused on the study of the influence of each variable on pavement deterioration 3.1.is presented Influence inof Pavement the following Age sections. Regarding this, although different model forms were tested, only the most accurate models are included. The main factor in pavement deterioration process, which is considered a stochastic phenomenon,3.1. Influence of was Pavement pavement Age age (pa). Although this study considered road sections characterized by very different traffic and climate conditions, pa was able to represent the pavement deterioration processThe properly main factor. The in pavement relationship deterioration between PCI process, and whichpa was is modeled considered through a stochastic Equation phenomenon, (2) that wasdescribes pavement a linear age decrease (pa). Although of PCI thisover study time; considered Figure 3 plots road the sections data. characterizedSpecifically, the by PCI very of di aff erentroad sectiontraffic and decreases climate approximately conditions, pa 5was units able per to year represent from the the first pavement year and deterioration a half of its processconstruction properly.. The relationship between PCI and pa was modeled through Equation (2) that describes a linear decrease = 100 < 2 = 0.48 of PCI over time; Figure3 plots the data. Specifically, the PCI of a road section decreases approximately(2) = 111.01 − 5.46 ∙ ≥ 2 5 units per year from the first year and a half of its construction. The calibrated model was constrained with a maximum value of 100 and a minimum value of 0 ( according to the definitionPCI of =the100 PCI. In this way,i fa p 0.48a < 2 coefficient2 of determination was reached, . Rtest = 0.48 (2) meaning that pavement agePCI (pa=) is111.01 able to explain5.46 pa upi f to pa half2 of the variability of the phenomenon and, − · ≥ therefore, plays a critical role in pavement deterioration process.
Figure 3. InfluenceInfluence of pavement pavement age on pavement deterioration deterioration..
T calibrated model was constrained with a maximum value of 100 and a minimum value of 0 according to the definition of the PCI. In this way, a 0.48 coefficient of determination was reached, Sustainability 2020, 12, 9717 9 of 20
meaning that pavement age (pa) is able to explain up to half of the variability of the phenomenon and, therefore,Sustainability plays 2020, 1 a2, criticalx FOR PEER role REVIEW in pavement deterioration process. 9 of 19
3.2. Influence Influence of Pavement Structure The influenceinfluence of pavementpavement capacity is studied from thethe StructuralStructural NumberNumber (SN). AsAs discusseddiscussed previously, thisthis parameterparameter diddid notnot showshow correlationcorrelation withwith the PCI and tratrafficffic loads.loads. To determine the impact of thethe pavementpavement structurestructure onon pavementpavement deterioration process, the residuals of thethe previousprevious model (Equation (2))(2)) were studiedstudied consideringconsidering SNSN (Figure(Figure4 4).). ThisThis analysisanalysis showedshowed thatthat pavementpavement capacity does not have a significantsignificant impact on thethe studiedstudied phenomenonphenomenon because the residuals are homoscedastic and approximately rectangular-shaped.rectangular-shaped.
Figure 4. Residuals from Equation (2)(2) vs.vs. structural number number..
However, for valuesvalues of SNSN greatergreater than 1010 in,in, thethe residualsresiduals tendtend toto bebe positive.positive. This means that the predicted PCI for those pavements with a high structural capacity is underestimated. By By contrast contrast,, the predicted PCIPCI isis overestimated forfor thosethose pavementspavements withwith valuesvalues ofof SNSN lowerlower thanthan 1010 in. Although further research is neededneeded to obtainobtain firmfirm conclusions,conclusions, thesethese results suggestsuggest that thosethose roadroad sectionssections characterized by a high valuevalue ofof SNSN delaydelay thethe pavementpavement deteriorationdeterioration process.process. Equation (3) shows the model calibrated to predict PCI from pavement age (p ) and SN. As Equation (3) shows the model calibrated to predict PCI from pavement age (paa) and SN. As expected, this model does not enhance the reliability of the prediction obtained in Equation (2)(2) since the adjustedadjusted coecoefficientfficient ofof determinationdetermination have notnot substantiallysubstantially increased.increased. In this regard, pavement structure is onlyonly ableable toto explainexplain approximatelyapproximately 1%1% ofof thethe variability.variability.
2 = 99.44 − 5.54 ∙ +PCI1.27=∙99.44 5.54 pa + 1.27 SN R = 0.49 = 0.49 (3) − · · test Figure 5 represents the calibrated model that properly describes the above-mentioned trend. In Figure5 represents the calibrated model that properly describes the above-mentioned trend. In this graphic, the level of PCI is shown as a function of pavement age and structure. For a specific this graphic, the level of PCI is shown as a function of pavement age and structure. For a specific pavement age, pavement condition increases as SN is higher. pavement age, pavement condition increases as SN is higher. Sustainability 2020, 12, 9717 10 of 20 Sustainability 2020, 12, x FOR PEER REVIEW 10 of 19
FigureFigure 5. 5. InfluenceInfluence of of pavement pavement age age and and pavement pavement structure structure on on pavement pavement deterioration deterioration..
These findings findings might be influenced influenced by the index used for pavement condition assessment and thethe action plan, i.e., when a pavement must be rehabilitated.rehabilitated. Although the PCI includes pavement distresses related related to to structural structural failures, failure thes, pavement the pavement assessment assessment is superficial, is superficial, so not all so the not structural all the structuraldistresses distresses are considered. are considered. Additionally, Additionally, a road is rehabilitated a road is rehabilitated before suff beforeering importantsuffering important structural structuralfails so as to fails avoid so itsas reconstruction. to avoid its reconstruction. Thus, pavement Thus, maintenance pavement might maintenance be more might associated be more with associatedsuperficial with fails thansuperficial structural fails ones.than structural ones. Related to this, another import importantant variable that that might might be be crucial crucial in the analysis of the impact of thethe pavement structurestructure onon pavement pavement deterioration deterioration is is the the subgrade subgrade bearing bearing capacity. capacity. To To this this regard, regard, the themain main hypothesis hypothesis is that is a that faster a pavementfaster pavement deterioration deterioration is expected is expected as the bearing as the capacity bearing decreases.capacity decreases. 3.3. Influence of Traffic Load 3.3. InfluenceThis research of Traffic proposed Load three traffic variables: AADT, AADTT, and KESAL. As shown in Table2, theseThis variables research presented proposed moderate three traffic and variables: strong positive AADT correlations, AADTT, and among KESAL them,. As soshown the influence in Table 2,of these all of variables them on pavementpresented deteriorationmoderate and could strong be positive considered correlations similar. among To identify them, this so influence,the influence the ofresiduals all of them of the on model pavement described deterioration in Equation could (2) werebe considered studied as similar. a function To ofidentify the tra thisffic variables.influence, As the a residualsresult, AADTT of the andmodelKESAL describedshowed in Equation a greater (2 influence) were studied than AADT as a function, so heavy of the vehicles traffic playvariables. a crucial As arole result, in pavement AADTT and deterioration KESAL showed process. a greater influence than AADT, so heavy vehicles play a crucial role inParticularly, pavement deteriorationKESAL, which process. is used by the AASTHO for designing pavement layers, resulted in the mostParticularly, influential KESAL traffi, cwhich factor. isThus, used by a combined the AASTHO model for was designing calibrated pavement considering layers, this resulted variable in thetogether most withinfluential pavement traffic age factor. (Equation Thus, (4)). a combined This model model describes was a calibrated reduction inconsidering PCI as KESAL thisincreases, variable togetheri.e., pavement with condition pavement worsens age (Equation as heavy (4 tra)). ffi Thisc takes model on importance; describes a this reduction is shown in in PCI Figure as KESAL6. increases, i.e., pavement condition worsens as heavy traffic takes on2 importance; this is shown in PCI = 121.96 5.80 pa 0.0296 KESAL R = 0.55 (4) Figure 6. − · − · test