THE NEXT EU RESEARCH & INNOVATION INVESTMENT PROGRAMME (2021 – 2027)

Webinario EL NUEVO MARCO DE FINANCIACIÓN EUROPEA: EU GREEN DEAL Y HORIZONTE EUROPA 27 de Octubre de 2020

Susana Pérez Jiménez Gestora de Proyectos Oficina de Proyectos Europeos Universidad de Zaragoza Horizon Europe - Investing to shape our future

May 2019 │ Version 25 Our vision

A sustainable, fair and prosperous future for people and planet based on European values.

. Tackling climate change (35 % budgetary target)

. Helping to achieve Sustainable Development Goals

. Boosting the Union's competitiveness and growth https://www.un.org/sustainabledevelopment/sustainable-development-goals/

The Commission proposes a budget of € 100 billion for Horizon Europe. Credit: While benefiting from world–class research and strong industries… Our knowledge and skills are our main resources.

→ 7% of the world's population → 20% of global R&D → 1/3 of all high-quality scientific publications

…Europe can do better at 1.3% EU business transforming this into R&D leadership in innovation investment and entrepreneurship The next long-term EU budget (2021-2027): Investing in the future Building on the success of the EU’s past flagship research and innovation programmes, the Commission proposes to increase investment in research-innovation and digital by allocating € 114.2 billion for the future Multiannual Financial Framework.

Digital Europe Programme & Connecting Europe Facility - Digital

International Thermonuclear Experimental Reactor (ITER)

Euratom Research and Training Programme

Innovation Window InvestEU Fund

Horizon Europe

Source: Note: Compared to the Multiannual Financial Framework 2014-2020 at EU-27 (estimate) Horizon Europe – Structure

May 2019 │ Version 25 Horizon Europe: Preliminary structure

Pillar 1 Pillar 2 Pillar 3 Excellent Science Global Challenges and Innovative Europe European Industrial Competitiveness

• Health European Research Council • Culture, Creativity and European Innovation Council Inclusive Society • Civil Security for Society European innovation Marie Skłodowska-Curie • Digital, Industry and Space ecosystems Actions Clusters • Climate, Energy and Mobility • Food, Bioeconomy, Natural Resources, Agriculture and European Institute of Environment Innovation Research Infrastructures and Technology Joint Research Centre

Widening Participation and Strengthening the European Research Area

Widening participation and spreading excellence Reforming and Enhancing the European R&I system Commission proposal for budget: €100

billion* (2021-2027) € billion In current prices €2.1 €2.4

Excellent Science €13.5 €25.8 Global Challenges & European Ind. Comp. Innovative Europe

Widening Part. & ERA

Euratom €52.7

* This envelope includes EUR 3.5 billion allocated under the InvestEU Fund. Pillar 1 EXCELLENT SCIENCE: reinforcing and extending the excellence of the Union's science base European Marie Research Research Skłodowska- Infrastructures Council Curie Actions . Integrated and . Frontier research . Equipping inter-connected by the best researches with world-class researchers and new knowledge research their teams and skills through infrastructures mobility and training

Commission proposal: Commission proposal: Commission proposal: € 16.6 billion € 6.8 billion € 2.4 billion Pillar 2 - Clusters Global Challenges & European Industrial Competitiveness: boosting key technologies and solutions underpinning EU policies & Sustainable Development Goals Commission proposal for budget: € 52.7 billion

Food, Bioeconomy, Digital, Civil Natural Industry & Security Health Resources, Space for Society Agriculture & Environment

Culture, Climate, Creativity Energy and and Inclusive Mobility Societies Clusters in 'Global Challenges and European Industrial Competitiveness‘ Clusters Areas of intervention • Health throughout the life course • Environmental and social health determinants • Non-communicable and rare diseases • Infectious diseases, including poverty-related and • Tools, technologies and digital solutions for Health neglected disease health and care, including personalised • Health care systems medicine Culture, creativity • Democracy and Governance • Culture, cultural heritage and creativity and inclusive • Social and economic transformations society Civil security for • Disaster-resilient societies • Cybersecurity society • Protection and Security • Manufacturing technologies • Key digital technologies, including quantum • Advanced materials technologies Digital, Industry • Next generation internet • Artificial Intelligence and robotics and space • Circular industries • Advanced computing and Big Data • Space, including Earth Observation • Low-carbon and clean industry • Emerging enabling technologies • Emerging enabling technologies

• Climate science and solutions • Energy supply • Energy systems and grids • Buildings and industrial facilities in energy Climate, Energy and • Communities and cities transition Mobility • Industrial competitiveness in transport • Clean, safe and accessible transport and mobility • Smart mobility • Energy storage

Food, bioeconomy, • Environmental observation • Biodiversity and natural resources natural resources, • Agriculture, forestry and rural areas • Seas, oceans and inland waters agriculture and • Circular systems • Bio-based innovation systems in the EU environment • Food systems Bioeconomy R&I Missions

Relating EU's research and innovation better R&I Missions to society and citizens' needs; with strong visibility and impact

A mission is a portfolio of actions across disciplines intended to achieve a bold and inspirational and measurable goal within a set timeframe, with impact for society and policy making as well as relevance for a significant part of the European population and wide range of European citizens.

Horizon Europe defines mission characteristics and elements of governance, and 5 missions areas. Specific missions will be programmed within the Global Challenges and European Industrial Competitiveness pillar (drawing on inputs from other pillars) Más info: https://ec.europa.eu/info/horizon-europe-next-research-and-innovation-framework-programme/missions- horizon-europe_en Adaptation to climate change, including societal transformation

Healthy oceans, seas, Cancer coastal Mission and inland waters areas

Climate-neutral Soil health and smart cities and food

https://www.youtube.com/watch?v=ciz0M1p-OWY FUTURE EXAMPLE: 100 Carbon Neutral Cities by 2030

1. Impact 40% of European citizens 2. 100 cities by 2030 3. R&I in Construction materials – mobility – citizen carbon-ID 4. Urban planning- energy efficiency – mobility-behavioural economics 5. Simultaneous projects -> FUTURE EXAMPLE: A Plastic-free Ocean

1. Solve 25 mil tons of European plastic waste 2. Stop 7.2 mil tons and collect 2 mil tons of plastic by 2025 3. R&I in plastic chemistry-packaging – collection stations 4. Chemical – biotech – marine life – waste 5. Simultaneous projects -> FUTURE EXAMPLE: Decreasing the burden of Dementia

1. Currently 10.5 mil Europeans affected 2. Reduce by 50% the progression of the disease by 2030 3. R&I on brain-science – treatments – artificial intelligence 4. Medical – Tech – Social – Design 5. Simultaneous projects -> Pillar 3 INNOVATIVE EUROPE: stimulating market-creating breakthroughs and ecosystems conducive to innovation European European European Institute Innovation innovation of Innovation and Council ecosystems Technology (EIT) . Support to . Connecting with . Bringing key actors innovations with regional and (research, education breakthrough and national and business) together market creating innovation actors around a common goal potential for nurturing innovation

Commission proposal: € 10.5 billion, Commission incl. up to € 500 million for ecosystems proposal: € 3 billion European Innovation Council

Support to innovations with breakthrough and disruptive nature and scale up potential that are too risky for private investors (70% of the budget earmarked for SMEs)

Helping innovators create markets of the future, European leverage private finance, scale up their companies, Innovation Council Innovation centric, risk taking & agile, pro- – a one-stop-shop active management and follow up

Two complementary instruments bridging the gap from idea to investable project

Accelerator: Pathfinder: grants grants only & blended finance (from early technology (from pre-commercial to pre- commercial) to market & scale-up) Widening Participation and Strengthening the European Research Area: optimising strengths & potential for a more innovative Europe

Widening Participation and Reforming and enhancing Spreading Excellence, e.g. the European R&I system . Teaming & twinning . Scientific evidence & foresight . ERA Chairs . Open Science . COST . Policy Support Facility . Support to NCPs . Attractive researcher careers . Brain circulation and excellence . Citizen science, Responsible initiatives Research & Innovation . “Hop-on“ . Gender equality Common understanding: At least 3.3 % of Horizon Europe budget New approach to European Partnerships

New generation of objective-driven and more ambitious partnerships in support of agreed EU policy objectives . Simple architecture and toolbox Key features . Coherent life-cycle approach . Strategic orientation

Co-programmed Co-funded Institutionalised Based on Memoranda Based on a joint Based on long-term of Understanding / programme agreed dimension and need contractual and implemented by for high integration; arrangements; partners; commitment partnerships based on implemented of partners for financial Articles 185 / 187 of independently by the and in-kind TFEU and the EIT- partners and by contributions Regulation supported Horizon Europe by Horizon Europe Sustainable Health bio-based innovations solutions

Hydrogen Key digital Areas for and and enabling possible sustainable technologies energy Institutionalised storage European partnerships Clean, Metrology (based on Article connected 185/7 TFEU) mobility

EU air traffic, Innovative aviation SMEs and rail International Cooperation

Tackling together global societal challenges; International access to the world's best talents, expertise Cooperation and resources; enhanced supply and demand of innovative solutions

Extended openness to association . Third countries with good capacity in science, technology and innovation . Taking into account objective of driving economic growth in Europe through innovation

. General opening for international participation . Intensified targeted actions (flagship initiatives, joint calls, etc.) Open Science across the programme

Better dissemination and exploitation of Open Science R&I results and support to active engagement of society

Mandatory Open Access to publications: beneficiaries shall ensure that they or the authors retain sufficient intellectual property rights to comply with open access requirements

Open Access to research data ensured: in line with the principle "as open as possible, as closed as necessary"; Mandatory Data Management Plan for FAIR (Findable, Accessible, Interoperable, Re-usable) and Open Research Data

. Support to researcher skills and reward systems for open science . Use of European Open Science Cloud Open Science across the programme

https://ec.europa.eu/info/sites/info/files/research_and_innovation/ knowledge_publications_tools_and_data/documents/ec_rtd_factsheet-open-science_2019.pdf

The eight ambitions of Open Science

1.-Open Data: FAIR (Findable, Accessible, Interoperable and Re-usable data) and open data sharing should become the default for the results of EU-funded scientific research. 2.-European Open Science Cloud (EOSC): a ‘federated ecosystem of research data infrastructures’ will allow the scientific community to share and process publicly funded research results and data across borders and scientific domains. 3.-New Generation Metrics: New indicators must be developed to complement the conventional indicators for research quality and impact, so as to do justice to open science practices. 4.-Future of scholarly communication: all peer-reviewed scientific publications should be freely accessible, and the early sharing of different kinds of research outputs should be encouraged. 5.-Rewards: research career evaluation systems should fully acknowledge open science activities. 6.-Research integrity: all publicly funded research in the EU should adhere to commonly agreed standards of research integrity. 7.-Education and skills: all scientists in Europe should have the necessary skills and support to apply open science research routines and practices. 8.-Citizen science: the general public should be able to make significant contributions and be recognised as valid European science knowledge producers. Lessons Learned Key Novelties from Horizon 2020 Interim Evaluation in Horizon Europe

Support breakthrough innovation European Innovation Council

Create more impact through mission-orientation and R&I Missions citizens' involvement

Strengthen international Extended association cooperation possibilities

Reinforce openness Open science policy

Rationalise the funding New approach to landscape Partnerships

Encourage participation Spreading Excellence Euratom research and training programme (2021-2025) . Objective Research and training activities to reduce nuclear safety and security risks, development of safe nuclear technologies and optimal radiation protection. . Key novelties . Increased focus on non-power applications of radiation (medical, industrial, space) . Opening mobility opportunities for nuclear researchers through inclusion in Marie Skłodowska-Curie Actions . Simplification: Specific objectives from currently 14 to 4, covering both direct actions (implemented by JRC) and indirect actions . Commission proposal for budget: € 2.4 billion (2021-2027) InvestEU for Research and Innovation (R&I)

Stimulates more investment in research and innovation, notably by the private sector; leverages and complements national/regional initiatives

No market distortion: intervention only to address financing gaps in the R&I delivery chain (notably due to high risk)

Support through: Leverages an estimated € 200 bn of investments into R&I; . InvestEU Fund market-based finance for the . InvestEU Assistance exploitation and scale-up of . InvestEU Portal European R&I Horizon Europe – How?

May 2019 │ Version 25 Simple and fit for purpose rules

. Further alignment to the Financial Regulation

. Increased use of simplified forms of grants where appropriate (building on the H2020 lump sum pilot experience)

. Broader acceptance of usual cost accounting practices

. Enhanced cross-reliance on audits benefiting beneficiaries taking part in several Union programmes

while ensuring continuity and consistency for beneficiaries by maintaining . Attractive H2020 funding model, including up to 100% funding rate of direct costs

. Single set of rules principle Commission proposal for synergies with other Union programmes

Horizon Europe Enhanced synergies

Compatibility Other Union Programmes, including Harmonisation of funding Common Erasmus rules; flexible co-funding LIFE Agricultural schemes; Policy Innovation pooling resources at EU Connecting Fund level ERDF Europe Facility Internal Coherence and External Security Fund complementarity Instrument ESF+ Alignment of strategic Single Maritime & Digital priorities in support of a Market Fisheries Fund Europe common vision Programme InvestEU Space Programme Implementation Strategy to shift the focus from administration to content

. Enhancing synergies with other EU programmes

. Simplifying the model grant agreements and guidance to be beneficiaries

. Funding and tenders portal – one-stop-shop for easy access to EU funding and project implementation

Early consultation with stakeholders/programme ready to start in 2021 Thank you!

#HorizonEU http://ec.europa.eu/horizon-europe

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