Gapping: a Constraint-Based Syntax-Semantics Interface

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Gapping: a Constraint-Based Syntax-Semantics Interface Gapping: A Constraint-Based Syntax-Semantics Interface by Sang-Hee Park September, 2019 A dissertation submitted to the Faculty of the Graduate School of the State University of New York at Buffalo in partial fulfillment of the requirements for the degree of Doctor of Philosophy Department of Linguistics Copyright by Sang-Hee Park 2019 ii Approved as to style and content by: Rui P. Chaves, Co-Chair Jean-Pierre Koenig, Co-Chair Robert D. Van Valin, Jr., Member iii Abstract This dissertation takes a surface-based and semantic underspecification approach to ellipsis and offers an account of the syntax/semantics of Gapping sentences. These are sentences which consist of a full clause and an elliptical clause (called a gapped clause) that com- prises two or more remnant constituents (e.g., John read poems and [Mary novels]). The approach taken in this dissertation analyzes gapped clauses as a syntactic unit indepen- dent from coordination, and formalizes them as a flat construction that includes all and only surface constituents. The analysis is based on novel data which provides evidence about the occurrence of Gapping in non-coordinate structures, as well as data that is not easily reconcilable with traditional analyses that postulate underlying full syntactic struc- tures for gapped clauses. Phenomena that were previously attributed to the syntax of a putative underlying structure are explained to follow from constraints on surface structure. Furthermore, the various readings of gapped clauses are captured using semantic under- specification, combined with an independently motivated matching constraint that ensures semantic parallelism between gapped clauses and their respective source clauses. The analysis of gapped clauses proposed in this dissertation is shown to interact with a general theory of coordination to generate scope ambiguities between the conjunction and scopal elements in the first conjunct. Often, multiple different derivations are required to account for these ambiguities. This dissertation argues against the need for this type of derivational ambiguity, which is empirically unsupported. Instead, it is proposed that iv the scopally ambiguous readings of Gapping sentences result from various ways of re- solving a single underspecified meaning, associated with a single syntactic analysis. This constraint-based, surface-oriented approach to Gapping accounts for phenomena that were problematic in other approaches. v Acknowledgements First and foremost, I would like to thank my advisors Rui Chaves and Jean-Pierre Koenig for their continuous support and guidance throughout my PhD. Rui Chaves reignited my interest in ellipsis when I was looking for a topic for my dissertation. Since then he has been infinitely generous with his ideas and advice, and has always been quick to respond even to half-baked ideas. Every meeting with him was a source of inspiration and motivation for me to explore new ideas and to push myself to greater depth and clarity of thoughts. His profound knowledge and interest in ellipsis and coordination, and his support and enthusiasm have been instrumental in carrying out this research. As anyone who writes a dissertation on ellipsis would say, I feel privileged and fortunate to have had him as my advisor. My sincere gratitude also goes to Jean-Pierre Koenig. His ways of approaching and solving linguistic problems have always impressed me, and his sharp insight and deep knowledge about just any aspect of language and linguistics have tremendously improved my work. In every meeting I had with him, he challenged me with probing questions, came up with solutions to the problems I had, and put me onto the literature I needed – with incredible understanding and patience. I am particularly grateful for his encouragement to explore more aspects of the semantics of Gapping (using my “cradar”), which shaped this dissertation in innumerable ways. I would also like to thank him for all those late-night discussions over Skype when we were working in different time zones. vi I am extremely grateful to my other committee member, Robert Van Valin, too. I benefited a lot from interacting with him in his seminars and individual meetings. His interest in my term paper on Gapping and his wonderful suggestions for extending the paper into future work have been invaluable in developing this dissertation. I also thank him for reading very carefully through the manuscript and providing helpful feedback and suggestions in later stages of this research. In addition to my committee members, my dissertation owes a great deal to many other people. I would like to thank my colleagues Hanno Beck, Erika Bellingham, Braden Brown, Thomas Diaz, Richard Hatcher, Ali Lawson, Aron Marvel and Thomas St. Pierre for their company, discussions and for their generosity in sharing their intuitions with me. Looking for something that is unspoken in a non-native language might have been much more challenging than it was if it had not been for their help. A special thanks is due to Hanno Beck for reading and commenting on earlier versions of this work, and also for numerous conversations over the years. I also thank my other colleagues Yoshihiko Asao, Rebecca Calvetti, Shea Gabriel, Dawei Jin and Hao Sun for their intellectual and emotional support which enriched my experience at UB. I owe a debt of gratitude to my teachers I had at Duksung Women’s University and Seoul National University. I am immensely grateful to Prof. Hee-Cheol Yoon for igniting my interest in linguistics during my undergraduate study at Duksung Women’s University. I would also like to thank Prof. Eun-Jung Yoo for her guidance and kind encouragement during my study at Seoul National University and continuously since then. I had the privilege of presenting earlier versions of this work at a number of confer- ences. I am especially thankful to the reviewers and audiences at HPSG 25 (The University of Tokyo) and at Sinn und Bedeutung 23 (Universitat Autonoma` de Barcelona) for their helpful feedback. I am also grateful to Kyle Johnson, Frank Richter and Manfred Sailer for their comments on earlier versions of parts of this study. vii My life in Buffalo would not have been so fulfilled without my friends Oksana Yefim- chuk and Jung-a Yi who always provided me a home away home. Oksana, I thank you for your support and friendship all along, and I will truly miss the times I spent with you in Buffalo. Jung-a, thank you for the chats and delicious food, and for your smile that made my days more beautiful. Last but not least, I am deeply thankful to my family for their support and trust in me. Without their understanding and sacrifice, I could not have pursued, nor finished, this long adventure. Finally, I would like to thank my husband Hyun-Cheol Park for his unfailing love and support. We met shortly before I started my masters, and he has always been so encouraging and understanding of my academic pursuit, even when we were continents apart. And now, I am so happy to be there for you, Hyun-Cheol, and I’m excited about the new life chapter we’re starting together! viii Contents Abstract iv Acknowledgements vi 1 Introduction 1 1.1 Phenomenon Overview . .2 1.1.1 Basic features of Gapping . .3 1.1.2 Gapping and other types of ellipsis . 15 1.2 Main Contributions and Claims . 20 1.3 Outline . 21 2 On the Distribution of Gapping 23 2.1 Putative Syntactic Conditions . 24 2.1.1 Gapping and coordination . 24 2.1.2 Embedded Gapping . 32 2.2 Consequences for Theories of Gapping . 38 2.2.1 vP coordination accounts . 39 2.2.2 Syntactic ambiguity accounts . 43 2.2.3 Categorial Grammar accounts . 47 2.2.4 Fragment-based accounts . 52 ix 2.2.5 Interim Summary . 56 2.3 Information Structure . 57 2.3.1 Focus and QUD . 57 2.3.2 Gapped clauses as answers to an implicit QUD . 60 2.4 Summary . 66 3 Theoretical Background 67 3.1 Head-Driven Phrase Structure Grammar . 67 3.2 Semantic underspecification . 72 3.3 Lexical Resource Semantics . 76 4 Gapped Clauses as Fragments 90 4.1 Introduction . 91 4.2 Problems for Reductionist Accounts . 93 4.2.1 Problems with deletion-based accounts . 93 4.2.2 Problems with Johnson’s movement-based analysis . 99 4.2.3 Lack of locality effects . 101 4.3 General Approach . 104 4.3.1 KOS: A theory of discourse . 105 4.3.2 Fragments in Ginzburg & Sag (2000) . 106 4.3.3 Syntactic parallelism . 112 4.4 An HPSG of Gapped Clauses . 118 4.4.1 Some additional assumptions . 119 4.4.2 A new construction type for gapped clauses: gap-ph ........ 121 4.5 Summary . 132 x 5 On the Interaction between Gapping and Scopal Operators 133 5.1 The Scope Ambiguity Puzzle . 134 5.1.1 Basic data . 136 5.1.2 Constructions that allow for Gapping scope ambiguity . 139 5.2 Against Syntactic Ambiguity . 141 5.3 An Account Based on Semantic Underspecification . 145 5.3.1 A type-driven semantics for the Gapping scope ambiguity . 146 5.3.2 The semantics of coordination . 150 5.4 Gapping: HPSG Syntax-Semantics Interface . 152 5.4.1 Coordinate structures . 152 5.4.2 Scope ambiguity in conjunctive Gapping . 161 5.5 Summary . 171 6 Summary and Conclusion 172 6.1 Summary of Contributions . 172 6.2 Future Research . 173 Bibliography 176 xi Chapter 1 Introduction Academic science can sometimes feel like self inflicted torture when that ex- periment just won’t work. Everybody deals with it in different ways. Some turn to partners, others to alcohol and some just throw their lives at a problem.1 This dissertation is concerned with Gapping – elliptical sentences consisting of a gapped clause (exemplified by the underlined string above) and a preceding source clause which provides the interpretation for the missing material in the gapped clause.
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