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Do the Neural Correlates of Acupuncture and Placebo Effects ARTICLE IN PRESS Pain xxx (2007) xxx–xxx www.elsevier.com/locate/pain Topical review Do the neural correlates of acupuncture and placebo effects differ? Rupali P. Dhond a,b,*, Norman Kettner b, Vitaly Napadow a,b a MGH/MIT/HMS Martinos Center for Biomedical Imaging, Charlestown, MA 02129, USA b Logan College of Chiropractic, Department of Radiology, Chesterfield, MO 63017, USA Received 31 August 2006; received in revised form 20 November 2006; accepted 2 January 2007 1. Introduction work. Although some evidence exists for specificity of brain response to acupoint vs. non-acupoint treatment Acupuncture is an ancient Chinese healing modality (Wu et al., 2002) as well as Traditional Chinese Medi- with putative therapeutic effects for clinical pain man- cine (TCM) applications (Cho et al., 1998; Li et al., agement. However, it is often dismissed by mainstream 2003), clear acupoint specificity has been difficult to rep- allopathic medicine due to a paucity of data demonstrat- licate (Gareus et al., 2002; Cho et al., 2006) and many ing its neurophysiological differentiation from placebo. points may elicit overlapping responses within multiple Functional neuroimaging provides a means to determine brain areas. Indeed, it is highly likely that acupuncture which brain networks support acupuncture as well as elicits a common, distributed network of brain regions map the differences between its specific and non-specific and that the neurophysiological effects related to acu- neural correlates. It is important to remember that point specificity are subtle as well as subject and/or state although placebo effects can occur with all forms of dependent. medical treatment their neurophysiological basis may Data from animal research provide strong support differ with the type of treatment being given (Colloca for the hypothesis that therapeutic acupuncture is med- and Benedetti, 2005). In general, placebo effects are iated, at least partially, by opioidergic and/or monoam- believed to arise from unconscious conditioning (Vou- inergic neurotransmission involving the brainstem, douris et al., 1990; Wickramasekera, 1999), changes in thalamus, and/or hypothalamic as well as pituitary (verbal) expectancy (Montgomery and Kirsch, 1997), action (Pomeranz and Chiu, 1976; Zhou et al., 1981; and/or differences in practitioner suggestion and patient Stux and Hammerschlag, 2001). Afferent spinal gating suggestibility (Wickramasekera, 1999; De Pascalis et al., and, in the case of painful needling, stress induced anal- 2002). However, these effects likely overlap and there is gesia and diffuse noxious inhibitory control (DNIC) strong evidence that expectancy is the major contributor may support short-term analgesic effects (Carlsson, to increasing treatment efficacy (Montgomery and 2002). Human neuroimaging data demonstrate that acu- Kirsch, 1997). Thus, acupuncture specific brain activity puncture stimulation modulates a wide network of brain must at the least be differentiated from non-specific regions including the primary somatosensory (SI), sec- activity supporting subject expectations for treatment. ondary somatosensory (SII), anterior cingulate (ACC), prefrontal (PFC), and insular cortices, amygdala, hippo- 2. Therapeutic acupuncture is at least partially mediated campus, hypothalamus, periaquaductal gray (PAG), by endogenous anti-nociceptive brain networks and cerebellar vermis (Wu et al., 1999; Hui et al., 2000, 2005; Zhang et al., 2003; Liu et al., 2004; Yoo Neuroimaging data demonstrate that acupuncture et al., 2004; Napadow et al., 2005). Furthermore, many recruits a distributed cortical and subcortical brain net- investigators have noted fMRI deactivation in limbic regions when contrasting acupuncture needle stimula- tion with non-stimulation baseline (Fig. 1), attributing * Corresponding author. Tel.: +1 617 529 7839; fax: +1 617 726 7422. this phenomenon to decreased neuronal activity (Wu E-mail address: [email protected] (R.P. Dhond). et al., 1999; Hui et al., 2000; Zhang et al., 2003; Napa- 0304-3959/$32.00 Ó 2006 International Association for the Study of Pain. Published by Elsevier B.V. All rights reserved. doi:10.1016/j.pain.2007.01.001 Please cite this article in press as: Dhond RP et al., Do the neural correlates of acupuncture and placebo effects differ?, Pain (2007), doi:10.1016/j.pain.2007.01.001 ARTICLE IN PRESS 2 R.P. Dhond et al. / Pain xxx (2007) xxx–xxx Fig. 1. fMRI evaluation of acupuncture stimulation and its effects on somatosensory processing. (A) Acupuncture induced fMRI signal decreases in the amygdala within healthy adults: Both manual (MA) and electro-acupuncture (EA) but not tactile control stimulation at ST-36 induce fMRI signal decrease in the amygdala as evidence by fMRI signal time-courses during stimulation blocks (gray). (adapted from Napadow et al., 2005). (B) fMRI of somatosensory processing in carpal tunnel syndrome (CTS) patients before and after therapeutic acupuncture: In CTS, the brain demonstrates sensorimotor hyperactivation to innocuous stimulation of the 3rd finger (median nerve innervated) of the affected hand. After a 5-week course of acupuncture treatment, CTS patients demonstrated less hyperactivation, and more focused SI finger representation (adapted from Napadow et al., 2007b). (C) Effects of acupuncture treatment on somatotopy in CTS patients: Compared to healthy controls (HC), CTS patients demonstrated less separation of somatotopic representations for the 2nd and 3rd fingers (both median nerve innervated). After acupuncture treatment, the 2nd and 3rd finger representations were more separated, approximating normal somatotopy in HC (adapted from Napadow et al., 2007b). dow et al., 2005). Whether these modulations result While many of these studies have mapped brain from opioidergic and/or monoaminergic anti-nocicep- response to acupuncture stimulation, other studies have tive neurotransmission is unclear. However, other imag- explored how brain response to a pain stimulus is ing studies have not found limbic deactivations (Yoo altered by acupuncture. For example, both verum and et al., 2004) and it is possible that the lack of consensus sham acupuncture have been found to reduce fMRI arises from variability in needling technique, data pro- pain responses in the thalamus and insula of fibromyal- cessing methods, or perhaps most importantly, the type gia patients; PET data using carfentanil in this same of ‘deqi1’ sensations elicited (Hui et al., 2005). Specifical- population also support l-opioid receptor involvement ly, brain response may differ when deep needle stimula- in acupuncture and/or sham analgesia (Harris et al., tion evokes dull, aching sensations as opposed to sharp 2006; Napadow et al., 2006). Other studies demonstrate pain (Hui et al., 2005). similar fMRI activity reductions in pain response within the sensory thalamus, ACC and premotor cortex after acupuncture stimulation at either real or sham (non- 1 Translates as ‘‘obtaining qi’’ and traditionally refers to sensations classical) acupoints (Cho et al., 2002). Furthermore, (e.g. soreness, aching, warmth, etc.) that have been used to indicate EEG studies have found that acupuncture modulates accurate localization of an acupoint. painful somatosensory evoked potential amplitude at Please cite this article in press as: Dhond RP et al., Do the neural correlates of acupuncture and placebo effects differ?, Pain (2007), doi:10.1016/j.pain.2007.01.001 ARTICLE IN PRESS R.P. Dhond et al. / Pain xxx (2007) xxx–xxx 3 both short and long latencies following stimulation, sug- Many of these areas overlap with those modulated by gesting that acupuncture may have both humorally and acupuncture. Thus, to better understand how acupunc- neurally mediated effects on pain (Xu et al., 1993). Col- ture specific effects differ from placebo it may be neces- lectively, there is an abundance of neuroimaging data sary to study expectancy in the context of verum (real) showing that acupuncture modulates brain responses and sham acupuncture. in distributed cortical, limbic and brainstem centers. Many of these areas including SI, SII, ACC, PFC, insu- 4. Dissociating acupuncture specific effects from placebo la, thalamus, hypothalamus, amygdala, and hippocam- effects in the brain pus, support both sensory and affective pain perception and are also implicated in endogenous anti- Several neuroimaging studies of acupuncture employ- nociceptive signaling (Zubieta et al., 2006). Thus, ques- ing expectancy manipulations have utilized sham nee- tions remain as to which brain responses support acu- dles and surreptitious manipulation of pain stimuli in puncture specific vs. non-specific effects. attempts to dissociate specific and non-specific effects of acupuncture stimulation. Sham needles, such as the 3. Neuroimaging placebo effects in the brain Streitberger needle, employ a blunt tip which recedes into a hollow shaft when pressed against the skin thus, Early work with naloxone suggests that placebo anal- simulating penetration (Streitberger and Kleinhenz, gesia is partially mediated by opioidergic (Levine et al., 1998). Streitberger needles may be important in clinical 1978) limbic and brainstem networks (Hoffman et al., trials where the acupuncture intervention can be 2005), which may be activated during sustained pain observed but less important in fMRI/PET studies and modulated by sensory and affective dimensions of during which subjects are typically unable to see the pain perception (Zubieta et al., 2005, 2006). Recently, intervention performed. Thus, without explicitly manip- Wager et al. used fMRI to
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