Essays on Common-Pool Resources: Evaluation of Water Management and Conservation Programs Kuatbay K
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University of Arkansas, Fayetteville ScholarWorks@UARK Theses and Dissertations 8-2017 Essays on Common-Pool Resources: Evaluation of Water Management and Conservation Programs Kuatbay K. Bektemirov University of Arkansas, Fayetteville Follow this and additional works at: http://scholarworks.uark.edu/etd Part of the Natural Resources and Conservation Commons, Public Policy Commons, Sustainability Commons, and the Water Resource Management Commons Recommended Citation Bektemirov, Kuatbay K., "Essays on Common-Pool Resources: Evaluation of Water Management and Conservation Programs" (2017). Theses and Dissertations. 2432. http://scholarworks.uark.edu/etd/2432 This Dissertation is brought to you for free and open access by ScholarWorks@UARK. It has been accepted for inclusion in Theses and Dissertations by an authorized administrator of ScholarWorks@UARK. For more information, please contact [email protected], [email protected]. Essays on Common-Pool Resources: Evaluation of Water Management and Conservation Programs A dissertation submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy in Public Policy by Kuatbay Bektemirov Tashkent Automobile and Roads Institute Engineering Specialist, 1985 Academy of Sciences of the Republic of Uzbekistan, Institute of Economics Candidate of Science in Economics, 1992 Indiana University-Bloomington Master of Public Affairs, 2004 National University of Uzbekistan Doctor of Science in Economics, 2008 August 2017 University of Arkansas This dissertation is approved for recommendation to the Graduate Council. _____________________________________ Dr. Eric Wailes Dissertation Director _____________________________________ __________________________________ Dr. Kent Kovacs Dr. Brinck Kerr Committee Member Committee Member Abstract This dissertation is comprised of three essays that examine water management and conservation programs through the context of sustainable development. These essays are distinct case studies of national, state and local policies. Their common approach is that they all use common-pool resources theory to generate specific recommendations for policymaking and water management. The first essay explores opportunities for developing policy measures to prevent the collapse of the vital irrigation infrastructure in the Aral Sea region. The paper looks at the economic efficiency of various policy options, impacts on the country’s agricultural sector, and the regulations needed to make the cost-sharing irrigation system viable. The results define institutional changes necessary to make reforms feasible. The rationale for policy reform is based on the need to (i) facilitate the transition from a centrally planned agriculture to a market- oriented system; (ii) mediate, if not resolve, land tenure and water management issues; and (iii) analyze the importance of the irrigation infrastructure for sustainable agricultural development. The second essay examines opportunities for integrating conservation in Arkansas water policy. The paper defines institutional factors and rules-in-use as affecting actions at a state level policy for long-term water management. The findings identify the opportunities for integrating conservation in Arkansas water policy, and the need for re-conceptualizing the nature of state policy towards water resources. It proposes to identify goals and strategies, socioeconomic indicators, and resource indicators to determine if the state is moving toward sustainable water resources, as well as to categorize appropriate management tools. The third essay examines efforts to protect the environment and ensure adequate water to sustain irrigated agriculture in the Bayou Meto Basin, Arkansas. The paper analyses economic and distributional effects of the project to evaluate the policy outcomes in terms of benefits and costs on different stakeholder groups. The findings show the need for integrated water management and to account for opportunity costs of water, including costs associated with economic and environmental externalities. Kaldor-Hicks tableau displays net benefits and impact on all stakeholders, which can help to identify the right kinds of incentives for stakeholder participation to make the project politically feasible. Acknowledgments This accomplishment has been possible thanks to the support of many people. Special thanks are extended to Dr. Eric Wailes for his guidance, support, patience and intellectual prowess. Special appreciation is given to Dr. Brinck Kerr for encouraging scholarly enterprise and standards, and for his excellent direction of the Public Policy Ph.D. Program. Also, many thanks are due to Dr. Kovacs for your support and work with me. I want to thank my family for always being there for me. Very special appreciation goes to my wife Raya, and to our children - Janat, Gulshad, Kanat, and Kayrat - for being so patient, for helping me through difficult times, and for making the good times more enjoyable. You all have provided the support I much needed to persist these years. Finally, I want to thank my friends, relatives, co-workers and colleagues from around the world for their continued support. Without naming names, they all must know how thankful I am for having them by my side. Table of Contents Chapter I. Introduction ............................................................................................................... 1 Literature Review ........................................................................................................................ 2 Research Problem Definition ...................................................................................................... 9 Research Goal, Design and Data Sources ................................................................................. 10 References ................................................................................................................................. 14 Chapter II. ................................................................................................................................... 19 Common-Pool Resources Management: Needs Assessment for Irrigation Policy Reform in the Aral Sea Region .................................................................................................................... 19 Introduction ............................................................................................................................... 20 Review of the Literature ............................................................................................................ 22 Research Design and Data Collection ....................................................................................... 27 Results and Discussion .............................................................................................................. 31 Implementation Strategy ........................................................................................................... 37 Conclusions ............................................................................................................................... 40 References ................................................................................................................................. 41 Chapter III. .................................................................................................................................. 44 Integrating Conservation in Arkansas State Water Policy ..................................................... 44 Introduction ............................................................................................................................... 44 Water Allocation, Reserved Uses, and Allocation Preferences ................................................ 46 Legislative Framework .............................................................................................................. 46 Institutional Framework ............................................................................................................ 47 Critical Groundwater Areas ...................................................................................................... 48 State Water Planning ................................................................................................................. 50 Incorporating Conservation into Water Policy.......................................................................... 51 Public Water Supply Rate Structures ........................................................................................ 53 Water Use in Natural Gas Mining ............................................................................................. 54 Conclusions ............................................................................................................................... 55 References ................................................................................................................................. 55 Chapter IV. .................................................................................................................................. 58 Integrated Assessment of Welfare and Distributional Effects of the Bayou Meto Basin Project in Arkansas..................................................................................................................... 58 Abstract ..................................................................................................................................... 58 1. Introduction .......................................................................................................................