Tonal Enigmas: a Study of Problematic Openings and Endings

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Tonal Enigmas: a Study of Problematic Openings and Endings TONAL ENIGMAS: A STUDY OF PROBLEMATIC OPENINGS AND ENDINGS Xiao Yun Thesis Prepared for the Degree of MASTER OF ARTS UNIVERSITY OF NORTH TEXAS August 201 8 APPROVED: Timothy L. Jackson, Major Professor Stephen Slottow, Committee Member Diego Cubero, Committee Member Frank M. Heidlberger, Chair of the Division of Music History, Theory, and Ethnomusicology John W. Richmond, Dean of College of Music Victor Prybutok, Dean of the Toulouse Graduate School Yun, Xiao. Tonal Enigmas: A Study of Problematic Openings and Endings. Master of Arts (Music), August 2018, 109 pp., 49 musical examples, bibliography, 23 titles. When talking about tonal music, we sometimes tend to take for granted the idea that the tonic should always be clearly established either at the beginning or the end. However, there are composers who sometimes deviate from the normal path by creating different types of riddles or tonal enigmas in their works. Some of these riddles can be solved later on as the piece progresses; yet others may need to be explained with the help of some external references. This thesis examines three such examples, each of which poses its unique enigma. The second movement of Bruckner’s Symphony No. 1 presents a dualism between Ab and F (paralleled by their dominants Eb and C); Brahms’s Alto Rhapsody involves an enormous auxiliary cadence spanning 2/3 of the piece and a seemingly plagal cadence which turns out to be authentic with the V suppressed; and eventually, Grieg’s setting of Dereinst, dereinst, Gedanke mein provides a paradoxical ending which may be understood as incorporating the composer’s attitude towards the text. Copyright 2018 By Xiao Yun ii ACKNOWLEDGEMENT Words cannot express my sincere gratitude and appreciation to my major professor Dr. Timothy Jackson for his continuous tutelage not only during this thesis writing process but also over the past three years in general. He has always supported me in developing my own understanding and analysis of music while providing insightful comments. This thesis would not be possible without his guidance in the preparation stage and hours of careful revisions during the writing process. My appreciation is extended to Drs. Stephen Slottow and Diego Cubero for providing all the detailed feedbacks both in my preparation stage and in the defense. Their discerning questions always help me to think more in depth from different perspectives and come up with more comprehensive interpretations. Furthermore, I am also thankful to my friends Sammy Gardner and Yuting Luo for their support and encouragement during the tough moments of the writing process. Last but not least, I would like to thank my parents for their unconditional love and care. Although they may not understand anything I presented in this paper, their mental support always means so much to me and has been of crucial help for me to overcome the difficult times. iii TABLE OF CONTENTS Page ACKNOWLEDGEMENT ............................................................................................................. iii LIST OF MUSICAL EXAMPLES ................................................................................................. v CHAPTER 1. INTRODUCTION ................................................................................................... 1 CHAPTER 2. LITERATURE REVIEW ........................................................................................ 4 CHAPTER 3. ANTON BRUCKNER’S SYMPHONY NO. 1, 2ND MOVEMENT ....................... 7 CHAPTER 4. BRAHMS’S ALTO RHAPSODY OP. 53 ............................................................... 19 4.1 Background Overview and Pre-Analytical Observations ..................................... 19 4.2 The Introduction, mm. 1-17 .................................................................................. 23 4.3 The A Section, mm. 18-47 .................................................................................... 31 4.4 The B Section, mm. 48-117 .................................................................................. 33 4.5 The C Section, mm. 115-end ................................................................................ 40 CHAPTER 5. EDVARD GRIEG’S DEREINST, GEDANKE MEIN, OP 48, NO. 2 ................... 58 CHAPTER 6. CONCLUSION...................................................................................................... 67 APPENDIX A. FULL SCORE OF BRUCKNER’S SYMPHONY NO. 1, 2ND MOVEMENT .. 68 APPENDIX B. FULL SCORE OF BRAHMS’S ALTO RHAPSODY, OP. 53 ............................ 85 APPENDIX C. FULL SCORE OF EDVARD GRIEG’S DEREINST, GEDANKE MEIN. OP. 48, NO. 2 ........................................................................................................................................... 105 BIBLIOGRAPHY ....................................................................................................................... 108 iv LIST OF MUSICAL EXAMPLES Page Ex. 3-1. Bruckner Symphony No. 1, 2nd movement, measures 1-7. ............................................... 8 Ex. 3-2. Foreground sketch of mm. 1-7 with Af as the tonic. ......................................................... 9 Ex. 3-3. Foreground sketch of mm. 1-7 with F as the tonic. .......................................................... 9 Ex. 3-4. Foreground sketch of mm. 1-16. ..................................................................................... 10 Ex. 3-5. Opening of the development section. .............................................................................. 12 Ex. 3-6. Middleground sketch reading C in m. 60 as part of the bass arpeggio (Af-C-Ef). ......... 12 Ex. 3-7. Middleground sketch reading C in m.60 as V of F minor. ............................................. 13 Ex. 3-8. Foreground sketch of mm. 60-81. ................................................................................... 14 Ex. 3-9. Foreground sketch of mm. 98-134. ................................................................................. 15 Ex. 3-10. Lindberg’s reading of the secondary key in the first movement. .................................. 16 Ex. 3-11. Deeper-level middleground sketch of the exposition and the development. ................ 17 Ex. 3-12. Background sketch of the exposition and the development. ......................................... 17 Ex. 4-1. Initial motives in mm. 1-2 in Forte’s analysis of the Alto Rhapsody. ............................. 24 Ex. 4-2. Forte’s reading: the alpha motive (B-Ef/Ds-G) in the middleground (both top and bass line) in mm. 128-141..................................................................................................................... 25 Ex. 4-3. Forte’s reading: both the alpha and beta motives in the middleground in mm. 48-53. .. 25 Ex. 4-4. Foreground sketch of Brahms Alto Rhapsody mm. 1-5. ................................................. 26 Ex. 4-5. A step-by-step graphic explanation of the interlocking unfolding in mm.1-3. ............... 26 Ex. 4-6. Two levels of middleground sketch of mm. 1-16. .......................................................... 28 Ex. 4-7. Foreground sketch of mm. 1-16. ..................................................................................... 29 Ex. 4-8. An alternative reading of mm. 1-16. ............................................................................... 30 Ex. 4-9. Two levels of middleground sketch for the A section. ................................................... 32 Ex. 4-10. Same o7 chord approaching the cadential 6/4 in the introduction and the A section. ... 33 v Ex. 4-11. Foreground sketch of mm. 48-64. ................................................................................. 35 Ex. 4-12. Foreground sketch of mm. 64-83. ................................................................................. 35 Ex. 4-13. Middleground sketch of mm. 1-83. ............................................................................... 37 Ex. 4-14. Foreground sketch of mm. 83-99. ................................................................................. 38 Ex. 4-15. Foreground sketch of mm. 99-117. ............................................................................... 38 Ex. 4-16. Middleground sketch of mm. 1-117. ............................................................................. 39 Ex. 4-17. Deep middleground sketch of mm. 1-117 ..................................................................... 39 Ex. 4-18. Foreground sketch of mm. 116-132. ............................................................................. 41 Ex. 4-19. Two levels of middleground sketches of mm. 116-132. ............................................... 42 Ex. 4-20. Another possible reading of mm. 116-132. ................................................................... 42 Ex. 4-21. Foreground sketch of mm. 132-145. ............................................................................. 43 Ex. 4-22. Two levels of middleground sketches of mm. 132-145. ............................................... 44 Ex. 4-23. Foreground sketch of mm. 146-161. ............................................................................. 45 Ex. 4-24. Two levels of middleground sketch of mm. 146-161. .................................................. 45 Ex. 4-25. Foreground sketch of mm. 161-173. ............................................................................. 46 Ex. 4-26. Two levels of middleground sketch of mm. 161-173. .................................................. 47 Ex. 4-27. Graf’s reading of Beethoven’s
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