Resettlement Plan

April 2015

People’s Republic of China: Jiangxi Pingxiang Integrated Rural-Urban Infrastructure Development

Prepared by the Project management office of the Jiangxi Pingxiang Integrated Rural-Urban Infrastructure Development Project for the Asian Development Bank. CURRENCY EQUIVALENTS (as of 15 April 2015)

Currency unit – yuan (CNY) CNY1.00 = $0.1609 $1.00 = CNY6.2115

ABBREVIATIONS AAOV – average annual output value ADB – Asian Development Bank ADG – Anyuan District Government AHs – affected households APs – affected persons DMS – detailed measurement survey DRC – development and reform committee FGD – female group discussion FSR – feasibility study report HD – house demolition HH – household IA – implementation agency JMG – Jiangxi Municipal Government LA – land acquisition LLFs – land-loss farmers LCG – Luxi County Government M&E – monitoring and evaluation MLS – minimum living security O&M – operation and maintenance PMO – project management office PMG – Pingxiang Municipal Government PMTB – Pingxiang Municipal Transportation Bureau RP – resettlement plan SCG – Shangli County Government WWTP – Wastewater treatment plant

NOTE In this report, "$" refers to US dollars.

This resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. ADB-financed—Jiangxi Pingxiang Integrated Rural- Urban Infrastructure Development Project

Resettlement Plan Of Urban-Rural Road Project from Shangli County to Xuanfeng Town of Luxi County Subproject

PMO of Jiangxi Pingxiang Integrated Rural-Urban Infrastructure Development Project April 2015 ABBREVIATION

AAOV Average Annual Output Value ADB Asian Development Bank ADG Anyuan District Government AHs Affected Households APs Affected Persons DMS Detailed Measurement Survey DRC Development and Reform Committee FGD Female Group Discussion FSR Feasibility Study Report HD House Demolition HH Household IA Implementation Agency JMG Jiangxi Municipal Government LA Land Acquisition LLFs Land-Loss Farmers LCG Luxi County Government M&E Monitoring and Evaluation MLS Minimum Living Security O&M Operation and Maintenance PMO Project Management Office PMG Pingxiang Municipal Government PMTB Pingxiang Municipal Transportation Bureau RP Resettlement Plan SCG Shangli County Government WWTP Wastewater Treatment Plant

Units (As of April 2015)

Currency unit = Yuan (CNY) 1.00 yuan = $0.1613 1 hectare = 15 mu GLOSSARY

Affected person People (households) affected by project-related changes in use of (or household) land, water or other natural resources Money or payment in kind to which the people affected are entitled in Compensation order to replace the lost asset, resource or income Range of measures comprising compensation, income restoration, transfer assistance, income substitution, and relocation which are due Entitlement to affected people, depending on the nature of their losses, to restore their economic and social base Income Reestablishing income sources and livelihoods of people affected restoration Rebuilding housing, assets, including productive land, and public Resettlement infrastructure in another location Loss of physical and non-physical assets, including homes, Resettlement communities, productive land, income-earning assets and sources, impact subsistence, resources, cultural sites, social structures, networks and ties, cultural identity, and mutual help mechanisms A time-bound action plan with budget setting out resettlement Resettlement strategy, objectives, entitlement, actions, responsibilities, monitoring plan and evaluation Distinct groups of people who might suffer disproportionately from Vulnerable resettlement impacts, include the disabled, five-guarantee group households, female-headed households, low-income people and ethnic minorities.

Executive Summary

1) Overview of the Road Project

1. The recommended route plan of The Road Project is as follows. The beginning of the route is national road 319, then to the east the route entering the Dongyuan Township from Jiguanshan Township. After that, entering Chishan Town by using a north-south ridge line and valley line in the middle of Dongyuan Township, and along the eastern industrial park periphery of Chishan Town and the Shanghai-Kunming freeway. The route goes into Gaokeng Town, then enters into Yuannan Township along the Shanghai-Kunming freeway and after a valley line across a mountain. After that, the route needs to combine with industrial park planning of Luxi, to across five low mountains into Yinhe Town; to combine with the national and provincial agricultural industrial park planning of Yinhe Town, and then to enter Xuanfeng Town by using low hills across Yuan River, and to use the existing railway passage to cross the Zhejiang-Jiangxi railway, and finally to use the existing road connected to national road 320, which it is the end of the route. The length of the route is about 44.014km, of which the valley line length is 29.3km, the ridge line is 1.2km, the length of mountainside line is 15.8km, and the ridge crossing line is 3.824km.

2. The Road Project will be started in September 2016 and be completed in August 2018.

2) Land acquisition and house demolition

3. Land acquisition (LA) involves in 7 towns with 26 villages of Shangli County, Anyuan District and Luxi County with affecting a total population of 2,165 households with 8,707 persons (including 25 staff members of 2 enterprises), which include female population 3,698, accounting for 49.84%, and include minority 11 HHs with 15 persons..

4. 742.535 mu of collective land will be acquired, affecting 1,855 households with 7,419 persons. Residential houses of 12,952.1 ㎡ will be demolished, affecting 36 households with 165 persons. 502.6 mu land will be acquired for temporarily, affecting 274 households with 1,098 persons. Non-residential houses of 941.6 ㎡ will be demolished, affecting 2 enterprises and public institutions with 25 persons.

3) Policy framework and entitlements

5. In order to avoid or reduce negative impacts of LA, adequate consultation was conducted on the potential site of the Road Project, the affected village groups and persons at the feasibility study stage. An optimum option was selected through comparison.

6. This RP is based on the Land Administration Law of the PRC (2004), the Decision of the State Council on Deepening the Reform and Rigidly Enforcing Land Administration (SC [2004] No.28), the applicable policies of Jiangxi Province, and ADB’s Safeguard Policy Statement (2009). According to the above policies, and in consultation with local governments and affected persons (APs), the resettlement principles of the Road Project are: 1) Screen the Road Project early on to identify past, present, and future involuntary resettlement impacts and risks. Determine the scope of resettlement planning through a survey and/or census of displaced persons, including a gender analysis, specifically related to resettlement impacts and risks. 2) Carry out meaningful consultations with affected persons, host communities, and concerned nongovernment organizations. Inform all displaced persons of their entitlements and

resettlement options. Ensure their participation in planning, implementation, and monitoring and evaluation of resettlement programs. Pay particular attention to the needs of vulnerable groups, especially those below the poverty line, the land-loss, the elderly, women and children, and Indigenous Peoples, and those without legal title to land, and ensure their participation in consultations. Establish a grievance redress mechanism to receive and facilitate resolution of the affected persons’ concerns. Support the social and cultural institutions of displaced persons and their host population. Where involuntary resettlement impacts and risks are highly complex and sensitive, compensation and resettlement decisions should be preceded by a social preparation phase. 3) Improve, or at least restore, the livelihoods of all displaced persons through (I) land-based resettlement strategies when affected livelihoods are land based where possible or cash compensation at replacement value for land when the loss of land does not undermine livelihoods, (ii) prompt replacement of assets with access to assets of equal or higher value, (iii) prompt compensation at full replacement cost for assets that cannot be restored, and (iv) additional revenues and services through benefit sharing schemes where possible. 4) Provide physically and economically displaced persons with needed assistance, including the following: (I) if there is relocation, secured tenure to relocation land, better housing at resettlement sites with comparable access to employment and production opportunities, integration of resettled persons economically and socially into their host communities, and extension of project benefits to host communities; (ii) transitional support and development assistance, such as land development, credit facilities, training, or employment opportunities; and (iii) civic infrastructure and community services, as required. 5) improve the standards of living of the displaced poor and other vulnerable groups, including women, to at least national minimum standards. In rural areas provide them with legal and affordable access to land and resources, and in urban areas provide them with appropriate income sources and legal and affordable access to adequate housing. 6) Develop procedures in a transparent, consistent, and equitable manner if LA is through negotiated settlement to ensure that those people who enter into negotiated settlements will maintain the same or better income and livelihood status. Ensure that displaced persons without titles to land or any recognizable legal rights to land are eligible for resettlement assistance and compensation for loss of nonland assets. 8) Prepare a resettlement plan elaborating on displaced persons’ entitlements, the income and livelihood restoration strategy, institutional arrangements, monitoring and reporting framework, budget, and time-bound implementation schedule. 9) Disclose a draft resettlement plan, including documentation of the consultation process in a timely manner, before project appraisal, in an accessible place and a form and language(s) understandable to affected persons and other stakeholders. Disclose the final resettlement plan and its updates to affected persons and other stakeholders. 10) Conceive and execute involuntary resettlement as part of a development project or program. Include the full costs of resettlement in the presentation of project’s costs and benefits. For a project with significant involuntary resettlement impacts, consider implementing the involuntary resettlement component of the Road Project as a stand-alone operation. 11) Pay compensation and provide other resettlement entitlements before physical or economic displacement. Implement the resettlement plan under close supervision throughout project implementation. 12) Monitor and assess resettlement outcomes, their impacts on the standards of living of displaced persons, and whether the objectives of the resettlement plan have been achieved by taking into account the baseline conditions and the results of resettlement monitoring. Disclose monitoring reports.

4) Compensation and restoration

7. Compensation for permanent LA includes land compensation fees, resettlement subsidies and young crop compensation fees. LA will affect 7 towns in Shangli County, Anyuan District, and Luxi County. According to the Land Administration Law of the PRC, the Guidelines on Improving Compensation and Resettlement Systems for Land Acquisition, Jiangxi Provincial

Measures on Land Acquisition Management (amendment), the Measures of Jiangxi Province for the Implementation of the Land Administration Law of the PRC, and Notice of the Jiangxi Provincial Government on Issuing the Location-based Integrated Land Prices and Uniform AAOV Rates for Land Compensation of Jiangxi Province (JPG [2010] No.126), the compensation rates for LA shown in Table 1. See crops compensation rate for different types of land in Table 2.

Table 1 Compensation for Acquired Collective Land Paddy/vegetable plot/ Dryland/homestead Uncultivated land No. County Town Woodland gardens/ pond（CNY/mu）（）（CNY/mu） (CNY/mu) AAOV CNY/mu Compensati Compensati Compensati Compensation Multiplier Multiplier Multiplier Multiplier on rate on rate on rate rate Yuannan 1 1297 21.5 27823 14.41 18641 4.30 5565 7.53 9738 township Luxi Xuanfeng 2 1307 24.7 32293 16.55 21636 4.94 6459 8.65 11303 county town Yinhe 3 1285 23.4 30074 15.68 20150 4.68 6015 8.19 10526 town Anyuan Gaokeng 4 1506 26 39148 17.42 26229 5.20 7830 9.10 13702 District town Dongyua 5 n 1378 20.8 28662 13.94 19204 4.16 5732 7.28 10032 township Shangli Chishan 6 County 1482 22.7 33708 15.21 22584 4.54 6742 7.95 11798 town Yangqi 7 1464 25.4 37119 17.02 24870 5.08 7423 8.89 12992 township

Table 2 Compensation Rate for Crops Crops compensation rate for different types of land (CNY/mu) No. County Town Paddy/vegetable plot/ dryland woodland gardens/ pond Yuannan 1 1297 869 454 township Xuanfeng 2 Luxi county 1307 876 457 town Yinhe 3 1285 861 450 town Anyuan Gaokeng 4 1506 1009 527 district town Dongyuan 5 1378 923 482 township Shangli Chishan 6 1482 993 519 county town 7 Yangqi 1464 981 512

Crops compensation rate for different types of land (CNY/mu) No. County Town Paddy/vegetable plot/ dryland woodland gardens/ pond township

8. According to the relevant provisions in the project area, compensation rate for temporary occupied rural collective land is 4,000 CNY/(mu·year), compensated based on the actual occupied time.

9. Rural residential house demolition compensation: the APs can choose one-time cash compensation, or the government arrange housing site and cash compensation, then the APs construct the new house by themselves. The compensation rate of rural residential houses: brick-concrete structure 506 CNY/㎡, Wood and brick structure 436 CNY/㎡, Wood and earth structure 238 CNY/㎡, Relocation compensation subsidy: 800 CNY/ household, one-time compensation for transition period: 10CNY/㎡; Other compensation: phone, cable television, broadband, tap-water, 200CNY/set.

10. Non-residential house demolition compensation rate shall be determined through consultation between IAs and enterprise priority owners. The IAs and the APs will choose an assessment agency together through negotiation to do the assessment, the loss of production, sales and wages caused by the Road Project will be included in the scope of the assessment, the assessment results need to be confirmed by the demolition enterprises and compensation will be paid directly to the property owners. The compensation rate for similar project is as follows: House compensation: Masonry concrete 750 CNY/㎡, Masonry timber 630 CNY/㎡, Earth timber 480 CNY/㎡, Simple 300 CNY/㎡. Relocation compensation: Compensated phone, cable television, broadband, running water by 200CNY/set.

5) Vulnerable groups and women

11. The affected population includes 196 vulnerable households with 242 vulnerable people, including 39 households 43 persons with disability, 41 five-guarantee households and 41 five-guarantee persons, 26 women-headed households with 35 persons, 90 households and 123 persons covered by minimum living security.

12. The Road Project affects 3,698 women accounting for 49.84% by the impact of the number. During project implementation and O&M stage, women will have priority to obtain unskilled jobs. In addition, women will receive equal pay for equal work like men do. However, employment of child labor is prohibited. Priority will be given to female labor in terms of skills training so as to ensure that their economic status and income. 3,000 person-times will be trained, in which female laborers are no less than 1,500 person-times (accounting for 50%). Women will receive relevant information during resettlement, and are encouraged to participate in resettlement consultation. The special FGDs for women will be held to introduce resettlement policies and improve their awareness.

6) Public participation and information disclosure

13. All APs (with 30% being women) have been informed of the key points of this RP by various means and involved in the Road Project, such as meeting, interview, FGD, public participation meeting and community consultation, and their opinions have been well incorporated into this RP. The Resettlement Information Booklet (RIB) has been distributed to the APs or groups in mid- April 2015. A grievance redress system has been established. All agencies will accept grievances and appeals from the APs for free, and costs so reasonably incurred will be disbursed from the contingencies.

7) Grievances and appeals

14. An appeal procedure has been established to settle disputes over compensation and resettlement. The aim is to respond to appeals of the APs timely and transparently. Grievances about the Road Project may be from LA and HD, or other related matters. Correspondingly, the Pingxiang PMO, sub-PMOs or PIUs in the affected counties/district, and the affected township governments and village committees will coordinate and handle grievances and appeals arising from resettlement. The APs may file appeals about any aspect of resettlement, including compensation rates.

8) Organizational structure

15. Pingxiang Government is the executing agency of the Road Project.

16. In order to ensure the successful implementation of the Road Project, Pingxiang Government has established a project leading group for overall leadership and high-level coordination.

17. The Pingxiang PMO has been established under the Road Project leading group for routine management and coordination in project implementation, reporting overall progress and issues to be decided or coordinated at higher levels to the Road Project leading group, and communication between Pingxiang Government and ADB.

18. Pingxiang PMO is the IA of the Road Project, responsible for the implementation of the Project. In addition, Pingxiang PMO and other agencies concerned are also responsible for the implementation of this RP.

19. The resettlement plan will be updated and finalized based on detailed design and the affected person investigation need further updates, and the resettlement of the project may not carry out before the ADB formally approve the resettlement plan.

9) Monitoring and evaluation

20. In order to ensure the successful implementation of this RP, resettlement implementation will be subject to internal and external monitoring. The internal monitoring agency is the Pingxiang PMO and other relevant agencies (such as each local PMO), and an internal monitoring report will be submitted to ADB semiannually. Providing an annual monitoring report to ADB during 2 years after the resettlement ending, The Pingxiang PMO has started to, though still in process, appoint an independent agency to conduct external monitoring and evaluation (M&E) semiannually, and M&E costs will be included in the Resettlement Cost.

10) Resettlement Cost and implementation schedule

21. All costs incurred during LA and resettlement are included in the general budget of the Luxi Project. Based on prices in the November of 2014, the total resettlement costs of the Project is 69.415.700 yuan, including compensation fees for LA and HD, land taxes, M&E costs and contingencies.

22. In accordance with the construction period of the Project, preliminary activities related to RP implementation will be started in September 2015, and the main resettlement works will be completed by June 2016.

Contents

ABBREVIATION ...... 2 Executive Summary ...... 2 Contents ...... 2 List of tables ...... IV List of figures ...... Error! Bookmark not defined. 1 Overview of the Project ...... 0 1.1 Background and Description of the Project ...... 0 1.1.1 Background of the Project ...... 0 1.1.2 Summary of Resettlement Impacts of the Project ...... 2 1.2 Socio-economic Benefits...... 5 2 Impacts of the Project ...... 6 2.1 Measures to Minimize Land Acquisition and House Demolition ...... 6 2.1.1 Principles for Project Design and Site Selection ...... 6 2.1.2 Measures to minimize the resettlement impacts ...... 6 2.2 Scope of Impact Survey of LA and HD ...... Error! Bookmark not defined. 2.3 Survey Methods and Process ...... 7 2.4 Permanent Acquisition of Collective Land ...... 8 2.5 Temporary Land Occupation ...... 16 2.6 Demolition of Residential Houses ...... 16 2.7 Demolition of Non-residential Houses ...... 17 2.8 Affected Infrastructure and Ground Attachments ...... 17 2.9 Affected Population ...... 19 2.9.1 Summary ...... 19 2.9.2 Affected Vulnerable Groups ...... 20 2.9.3 Affected Women ...... 24 3 Socio-economic Profile ...... 24 3.1 Socio-economic Profile of the Road Project Area ...... 24 3.1.1 Jiangxi Province ...... 24 3.1.2 Pingxiang City ...... 25 3.1.3 Luxi County ...... 25 3.1.4 Anyuan District ...... 25 3.1.5 Shangli County ...... 25 3.1.6 Socio-economic Profile of the Affected Townships ...... 27 3.1.7 Socio-economic Profile of the Affected Villages ...... 29 3.2 Basic Information of Affected Entities ...... 30 3.3 Socioeconomic Profile of the Affected Population ...... 32 3.3.1 Ethnic and Gender Analysis ...... 32 3.3.2 Age Structure ...... 32 3.3.3 Educational Level ...... 32 3.3.4 Residential Conditions ...... 33 3.3.5 Productive Resources ...... 33 3.3.6 Household Properties ...... 33 3.3.7 Annual Household Income and Expenditure ...... 33 3.4 Summary ...... 35 4 Legal Framework and Policies ...... 36 4.1 Laws, Regulations and Policies Applicable to Resettlement ...... 36 4.2 Abstract of ADB Policies ...... 37 4.3 Key Provisions of PRC Laws, Regulations and Policies ...... 38 4.4 Main Differences between ADB Policies and PRC Laws ...... 40 4.5 Principles for Compensation ...... 41 4.6 Cut-off Date of Compensation ...... 42

4.7 Compensation Rates for Resettlement Impacts of the Road Project ...... 43 4.7.1 Acquisition of Collective Land ...... 43 4.7.2 Temperary Land Occupation ...... 45 4.7.3 Demolition of Residential Houses ...... 45 4.7.4 Demolition of Non-residential Houses ...... 45 4.7.5 Attachments and Infrastructure Compensation ...... 46 4.7.6 Rates of Other Costs ...... 48 4.7.7 Vulnerable groups ...... 49 4.7.8 Supporting Measures for Women ...... 49 4.8 Social Security for LLFs ...... 50 4.9 Entitlement Matrix ...... 51 5 Resettlement and Income Restoration ...... 55 5.1 Resettlement Objectives ...... 55 5.2 Principles for Resettlement Restoration Programs ...... 55 5.3 Impacts of Acquisition of Collective Land and Restoration Program ...... 55 5.3.1 Impact Analysis of Acquisition of Collective Land ...... 55 5.3.2 Generally affected villages resettlement recovery plan ...... 68 5.3.3Seriously affected villages resettlement recovery plan ...... 72 5.4 Resettlement Program for Demolition of Rural Residential Houses ...... 81 5.5 Resettlement Programs for Demolition of Non-residential Houses ...... 82 5.6 Restoration Program for Temporarily Occupied Land ...... 84 5.7 Resettlement Program for Infrastructure and Ground Attachments ...... 84 5.8 Assistance Measures for Vulnerable Groups ...... 84 5.9 Training of APs ...... 85 5.10 Protection of Women’s Rights and Interests ...... 87 6 Resettlement Organizational Structure ...... 88 6.1 Resettlement Implementation and Management Agencies ...... 88 6.1.1 Organizational Setup ...... 88 6.1.2 Organizational Responsibilities...... 89 6.2 Staffing and Equipment ...... 90 6.2.1 Staffing ...... 90 6.2.2 Equipment ...... 90 6.2.3 Organizational Training Program ...... 91 7 Public Participation and Grievance Redress ...... 92 7.1 Public Participation ...... 92 7.1.1 Public Participation at the Preparation Stage ...... 92 7.1.2 Public Participation at the Implementation Stage ...... 94 7.2 Grievances and Appeals ...... 96 7.2.1 Grievance Redress Procedure ...... 96 7.2.2 Recording and Feedback of Grievances and Appeals ...... 97 7.2.3 Contact Information for Grievance Redress ...... 97 8 Resettlement Cost ...... Error! Bookmark not defined. 8.1 Resettlement Cost...... 98 8.2 Resettlement Investment Schedule and Funding Sources ...... 98 8.3 Disbursement and Management of Resettlement Funds ...... 99 8.3.1 Disbursement of Resettlement Funds ...... 99 8.3.2 Management of Resettlement Funds ...... 99 9 Resettlement Implementation Plan ...... 100 9.1 Principles for Resettlement Implementation ...... 100 9.2 Resettlement Implementation Schedule ...... 100 10 Monitoring and Evaluation ...... 103 10.1 Internal Monitoring ...... 103 10.1.1 Scope of Internal Monitoring ...... 103

10.1.2 Methodology of Internal Monitoring ...... 104 10.1.3 Period and Reporting of Internal Monitoring ...... 106 10.2 External Monitoring ...... 106 10.2.1 Scope and Methodology of External Monitoring...... 106 10.2.2 External Monitoring Reporting ...... 108 10.3 Post-evaluation...... 109 Appendixes ...... 110 Appendix 1 Schematic Map of the Road Project ...... 110 Appendix 2 Gender Analysis Form ...... 111 Appendix 3 Distribution of sampling survey ...... 113 Appendix 4 Provisions of Land Laws, Regulations and Policies of the PRC and Jiangxi Province ...... 118 Appendix 5 Policy on the Endowment Insurance for LLFs ...... 124 Appendix 6 Public Participation and Minutes ...... 129 Appendix 7 Resettlement Information Booklet ...... 132 Appendix 8 immigration charges detailed estimate ...... 154 Appendix 9 Resettlement Cost Sheet ...... 154 Appendix 10: Estimation Table of Replacement Price of Rural Houses of The Road Project ...... 161

List of tables TABLE 2-1 SUMMARY OF AFFECED VULNERABLE PEOPLE ...... 20 TABLE 3-1 BASIC INFORMATION ON AFFECTED ENTERPRISES AND PUBLIC INSTITUTIONS ...... 31 TABLE 4-1 KEY PROVISIONS OF JIANGXI PROVINCE AND PINGXIANG CITY ON ACQUISITION OF COLLECTIVE LAND ...... 39 TABLE 4-2 PRINCIPLES FOR RESETTLEMENT ...... 41 TABLE 4-3 COMPENSATION FOR ACQUIRED COLLECTIVE LAND ...... 44 TABLE 4-4 COMPENSATION RATE FOR CROPS ...... 44 TABLE 4-5 COMEPENSATION RATE OF NON-RESIDENTIAL HOUSES ...... 46 TABLE 4-6 SUMMARY OF RATES OF TAXES AND FEES PAID FOR LA ...... 48 TABLE 4-7 ENTITLEMENT MATRIX...... 52 TABLE 5-1 SUMMARY OF IMPACT OF COLLECTIVE LAND ACQUISITION ...... 57 TABLE 5-2 ANALYSIS OF LAND-LOSS RATE OF AFFECTED FARMERS ...... 63 TABLE 5-3 EXPECTED RESETTLEMENT MODES OF RURAL HOUSEHOLDS AFFECTED BY LA ...... 68 TABLE 5-4 SUMMARY SOCIAL SECURITY PLACEMENT OF AFFECTED FARMERS ...... 71 TABLE 5-5 BASIC INFORMATION OF THE AGRICULTURAL RESETTLEMENT PRIORITY GROUPS ...... 74 TABLE 5-6 PLANNING INCOME FROM PLANTING STRUCTURE IMPROVING OF AGRICULTURAL PRIORITY GROUPS ...... 76 TABLE 5-7 FORECASTING INCOME RESTORATION OF THE AGRICULTURAL RESETTLEMENT PRIORITY GROUPS 77 TABLE 5-8 BASIC INFORMATION OF THE AGRICULTURAL RESETTLEMENT PRIORITY GROUPS ...... 79 TABLE 5-9 PLANNING INCOME OF NON-AGRICULTURAL EMPLOYMENT RESETTLEMENT PRIORITY GROUPS THROUGH EMPLOYMENT TRAINING AND GUIDANCE ...... 80 TABLE 5-10 FORECASTING INCOME RESTORATION OF THE NON-AGRICULTURAL EMPLOYMENT RESETTLEMENT PRIORITY GROUPS ...... 81 TABLE 5-11 AGRICULTURAL TECHNICAL TRAINING PROGRAM FOR THE PROJECT AREA ...... 85 TABLE 7-1 PUBLISH RESETTLEMENT INFORMATION AND CONSULT MAIN ACTIVITIES ...... 92 TABLE 7-2 PUBLIC PARTICIPATION PLAN ...... 94 TABLE 7-3 REGISTRATION FORM OF GRIEVANCES AND APPEALS ...... 97 TABLE 7-4 ACCEPTING AGENCIES AND STAFF OF GRIEVANCES AND APPEALS ...... 97 TABLE 9-1 SCHEDULE OF RESETTLEMENT ACTIVITIES ...... 100

1. Overview of the Project

1.1 Background and Description of the Project 1.1.1 Background of the Project 1. Pingxiang City, located in the west of Jiangxi Province, governs 2 districts (Anyuan District and Xiangdong District) and 3 counties (Shangli County, Luxi County and Lianhua County), being a poor but an industrial city with the rich mineral resources. The total number of the urban area of Pingxiang is 1.87 million people, of which 597,000 people live in the downtown of Anyuan District. Coal, iron ore mining, steel, aluminum, industrial ceramics, chemicals and fireworks industry are the economic mainstay of Pingxiang. In recent years, with the acceleration of urban and rural development, the GDP is improving but the development of Pingxiang is still lagging behind. The ratio of urbanization is far below the national average level, which is only 31.59%. While the rural poor population accounted for 18.58%.

2. In addition, the current road network of Pingxiang has been formed, but the three grade below highways accounted for more than 80%, the hierarchical structure of the road network should be improved. Because of the low technical level, the steep slope and the urgent turn, part of the road pavement damaged severely, and there are some remote and poor areas even without roads.

3. Due to the current situation is far unable to meet the needs of local economic development, and traffic safety has great risks. It is important to implement some measures that can bring benefits in many aspects, such as improve local transportation conditions, development and utilization of local resources, increase farmers' income, expand circulation, promote inter-provincial exchanges, and promote the county's economic development. Components of the Project and Identification of Resettlement Impacts

4. The recommended route plan of The Road Project is as follows. The beginning of the route is national road 319, then to the east the route entering the Dongyuan Township from Jiguanshan Township. After that, entering Chishan Town by using a north-south ridge line and valley line in the middle of Dongyuan Township, and along the eastern industrial park periphery of Chishan Town and the Shanghai-Kunming freeway. The route goes into Gaokeng Town, then enters into Yuannan Township along the Shanghai-Kunming freeway and after a valley line across a mountain. After that, the route needs to combine with industrial park planning of Luxi, to across five low mountains into Yinhe Town; to combine with the national and provincial agricultural industrial park planning of Yinhe Town, and then to enter Xuanfeng Town by using low hills across Yuan River, and to use the existing railway passage to cross the Zhejiang-Jiangxi railway, and finally to use the existing road connected to national road 320, which it is the end of the route. The length of the route is about 44.014km, of which the valley line length is 29.3km, the ridge line is 1.2km, the length of mountainside line is 15.8km, and the ridge crossing line is 3.824km.

5. Based on preliminary identification, the resettlement impacts of the Project are land acquisition (LA), house demolition (HD) and temporary land occupation. See Table 1-1.

6. The layout of the Project is shown Figure 1-1.

Table 1-1 Identification of Components and Resettlement Impact

Project Title Location Key resettlement impact Acquiring 780.3 mu of collective land, Yangqi K00+000--K06+900 demolishing residential houses of 600 m² , Township occupying 168 mu of land temporarily Shangli Dongyuan County K06+900--K16+000 Acquiring 8 mu of collective land Township Chishan K16+000--K25+180 Acquiring 212 mu of collective land Town Acquiring 112 mu of collective land, Anyuan Gaokeng K25+180--K29+740 demolishing residential houses of 510 m² , the Road Project of Zone Town occupying 135 mu of land temporarily Pingxiang Acquiring 192.7 mu of collective land, poor mountainous area Yuannan demolishing residential houses of 1720 K29+740--K36+940 Township m² , occupying 39.7 mu of land temporarily Luxi Acquiring 223.02 mu of collective land, Yinhe County K36+940--K43+240 demolishing residential houses of 260 m² , Town occupying 64.9 mu of land temporarily Acquiring 165.57 mu of collective land, Xuanfeng K43+240--K43+956 demolishing residential houses of 300 m² , Town occupying 95 mu of land temporarily

1.1.2 Summary of Resettlement Impacts of the Project 7. The Project affects a total population of 8,707 persons, which include female population 3,698, accounting for 49.84%, and include minority 11 HHs with 15 persons. There are 2,165 households with 8,707 persons, and 2 enterprises and public institutions with 25 staff members. The main resettlement impacts are as follows: (i) 742.535 mu of collective land will be acquired, affecting 1,855 households with 7,419 persons. (ii) Residential houses of 12,952.1 ㎡ will be demolished, affecting 36 households with 165 persons. (iii) 502.6 mu temporary land will be acquired, 274 households with 1,098 persons will be affected. (iv) Non-residential houses of 941.6 ㎡ will be demolished, affecting 2 enterprises and public institutions with 25 persons.

8. Based on preliminary identification, the resettlement impacts of the Project are land acquisition (LA), house demolition (HD) and temporary land occupation. See Table 1-2.

9. The schematic map of the Road Project is shown appendix 1.

Table 1-1 Summary of Resettlement Impacts of the Project

Affected population – households Affected Demolition Relocation of ——by population – Subtotal for Acquisition of rural Temporary enterprises temporary land enterprises and affected of residential occupation and public ——by LA ——by HD acquired public institutions population collective houses of land institutions County Town Village land（mu) （㎡）（mu）（㎡） HH / HH / HH / HH / / Yuanxi 38 0 23 0 100 475 0 0 18 73 0 0 548 Shitang 29.97 0 0 0 15 59 0 0 0 0 0 0 59 Nanxi 81.09 0 41 0 153 602 0 0 6 25 0 0 627 Zhangjiapi 45.48 220.9 34 0 107 413 1 5 45 181 0 0 599 Yuannan Xinxia 8.49 0 0 0 20 82 0 0 0 0 0 0 82 Luxi Xinpeng 90.91 0 0 0 116 459 0 0 0 0 0 0 459

Daping 48.08 0 70 0 66 266 0 0 29 120 0 0 386

Xuanfeng Pailou 2.23 0 0 0 28 111 0 0 0 0 0 0 111 Moxi 97.27 0 0 0 240 952 0 0 0 0 0 0 952 Yinhe Hejiazhen 15 0 0 0 27 103 0 0 0 0 0 0 103 Quanjiang 23.93 1548.3 135 0 35 141 3 17 60 234 0 0 392

Anyuan Gaokeng Peijia 9.79 175.5 0 0 33 131 1 6 0 0 0 0 137

Nanmu 7.08 0 0 0 89 349 0 0 0 0 0 0 349

Dongyuan 13.53 2730 7.1 148.9 84 331 6 27 9 37 1 5 400

Shangli Dongyuan

Jiangling 11.55 0 6.4 0 40 155 0 0 8 30 0 0 185

Taoyuan 10.64 0 0 792.7 93 370 0 0 0 0 1 20 370

Xinyi 6.4 1201 0 0 55 216 6 23 0 0 0 0 239 Gengtang 26.35 0 6.9 0 98 399 0 0 6 23 0 0 422 Muchong 39.6 2484 52 0 99 400 6 26 29 120 0 0 546 Chishan Dayuan 7.06 0 6 0 34 115 0 0 7 31 0 0 146 Matian 18.81 0 0 0 28 117 0 0 0 0 0 0 117 Taowen 37.15 362.4 53.9 0 26 103 1 4 17 66 0 0 173 Shiyuan 37.95 0 24.9 0 91 360 0 0 14 56 0 0 416 Yangqi Shiling 13.8 201 0 0 51 203 1 5 0 0 0 0 208 Guangxia 7.53 1775 16.2 0 57 230 4 23 13 51 0 0 304 Total 742.5 12952.1 502.6 941.6 1855 7419 36 165 274 1098 2 25 8707

1.2 Socio-economic Benefits

10. Pingxiang consists of two districts (Anyuan District and Xiangdong District), three counties (Shangli County, Luxi County and Lianhua County) and a particular tourist areas. Pingxiang is located in the west of Jiangxi Province. Pingxiang is a poor but an industrial city with the rich mineral resources. The total population number of urban areas is 1.87 million, of which 597,000 people live in the downtown of Anyuan District. Coal, iron ore mining, steel, aluminum, industrial ceramics, chemicals and fireworks industry are the economic mainstay of Pingxiang. In recent years, with the acceleration of urban and rural development, the GDP is improving but the development of Pingxiang is still lagging behind. The ratio of urbanization is far below the national average level, which is only 31.59 %. While the rural poor population accounted for 18.58%.

11. In addition, the current road network of Pingxiang has been formed, but the three grade below highways accounted for more than 80%, the hierarchical structure of the road network should be improved. Because of the low technical level, the steep slope and the urgent turn, part of the road pavement damaged severely, and there are some remote and poor areas even without roads.

12. Due to the current situation is far unable to meet the needs of local economic development, and traffic safety has great risks. It is important to implement some measures that can bring benefits in many aspects, such as improve local transportation conditions, development and utilization of local resources, increase farmers' income, expand circulation, promote inter-provincial exchanges, and promote the county's economic development.

2. Impacts of the Project

2.1 Measures to Minimize Land Acquisition and House Demolition 2.1.1 Principles for Project Design and Site Selection The report undertaken a comprehensive research and demonstration on the necessity of the construction, economic rationality, technical feasibility and implementation possibilities, the main principles are as follows:

(i) Avoiding or minimizing occupation of existing and planned residential areas; avoiding or minimizing occupation of high-quality farmland; avoiding or minimizing occupation of environmentally sensitive areas. Gaining access to the proposed construction sites through existing state and local roads. (ii) It should comply with the overall development plan and related special planning requirements of Pingxiang, and can promote the realization of planning objectives. (iii) Implement the basic national policy on the road traffic, water safety, environmental protection and some other aspects, and be careful to execute relevant policies, regulations, norms and standards established by the state in these areas. (iv) Selection of the Project should balance urban and rural development, promote the balanced development of urbanization in the city, promote urban and rural integration. (v) Based on the guidelines of unified planning, phased implementation of the urban infrastructure, the Project should take full account of the combination with the recent, long-term plans, so that coordinated the construction and urban development plan. (vi) 6 ） According to the principle of moderate advance, in meeting the needs, considering the engineering economic and social benefits, determining the scale of the projects reasonably, to avoid the waste of investment. (vii) Adhere to national policy of environmental protection and energy conservation, to reduce pollution to the surrounding environment, and to rational planning of green, building green projects.

2.1.2 Measures to minimize the resettlement impacts

At the design stage, through the field survey of the project area and the optimization of the project design, negative impacts of the Project have been minimized.

There were 2 options for the road route, namely option A and option B. Among which, option A involves more resettlement impacts. So the option B was selected for this project.

After the optimization, impacts on 951mu of the land acquisition area, 2215.6 m2 residential house demolition area, 816 households, 3336 persons were avoided. For more details, please see table below.

Table 2-1 Resettlement impacts before and after project optimization Residential Rural land House Non-residential acquisition Demolition house Options area(mu) area(m2) demolition（㎡） AHHs APs A 1693.59 15167.7 941.6 2981 12043 B 742.535 12952.1 941.6 2165 8707 D-value（A-B) -951.055 -2215.6 0 -816 -3336

In addition, at the detailed design stage, the project design will be further optimized to avoid or minimize LA and HD impacts.

2.2 Survey Methods and Process

In March 2013 the Luxi PMO appointed China North Municipal Engineering Design Institute Co., Ltd. to prepare the Feasibility Study Report for the ADB-financed Jiangxi Pingxiang Luxi river Improvement Project and Xuanfeng wastewater treatment plant Project.

In March 2013, the staff from China North Municipal Engineering Design Institute Co., Ltd. conducted a field investigation and collected information with the support of the Pingxiang PMO; in April and October 2014, the draft Feasibility Study Report was completed, defining the preliminary scope of construction of the Road Project. In April and November 2014, the survey team of Hohai University conducted a census on the socioeconomic profile and resettlement impacts of the Road Project area according to the FSR, and a sampling socioeconomic survey on the AHs, covering household population, impacts of LA, household economic status, and expected resettlement modes. During the survey, the survey team also listened to opinions of the village committees and villagers on LA, HD and resettlement, and conducted extensive consultation. The survey team also interviewed and collected information from the Luxi PMO, and Luxi District Land Resources Bureau, the Luxi Urban House Demolition and Resettlement Management Office, and the labor and social security bureau to learn the policies and practice of LA and resettlement in Luxi City.

In November 2014, the RP of the Road Project was completed on the basis of the FS and survey data, and public consultation. This RP analyzes and evaluates the resettlement impacts and risks of the Road Project, and proposes preliminary remedies.

In December 2014, a complementary survey was conducted to reflect the latest project impacts, policies and other status.

During the survey, the survey staff also listened extensively to expectations of the village committees and villagers on LA and resettlement, and conducted extensive consultation. The key findings are as follows: (i) Almost all villagers know that the Road Project is about to break ground, and support it; (ii) The Road Project involves the permanent acquisition of rural collective land, the permanent occupation of state-owned land, the demolition of rural residential houses and non-residential houses on state-owned land, and temporary land occupation. (iii) Almost all APs think that they are affected slightly by LA, and they can continue to farm on the remaining land after acquisition; they prefer cash compensation;

(iv) Compensation fees should be paid timely and transparently with minimum intermediate steps.

2.3 Permanent Acquisition of Collective Land

The acquisition of collective land is caused by the Road Project, affecting 153 groups, 26 villages, 7 towns, 3 counties of Pingxiang City. 742.535 mu of collective land will be acquired for the Road Project, affecting 1,855 households with 7,419 persons

By land type, this includes 226.144 mu of agricultural land (30.46%), 34.720 mu of vegetable land (4.68%), 6.250 mu of fishpond (0.84%), 466.201 mu of forest land (62.78%), and 9.220 mu flood land (1.24%). It is noted that because of long time growing crops on flood land by farmers, the flood land will be compensated as collective land. See Table 2-2.

Table 2-2Summary of Permanently Acquired Collective Land Collective land to be Collective land to be acquired (mu) acquired (mu)

agricultural vegetable fish flood County Town Village Group land land pound forest land Total Households Population 4 0 0 0 4.774 0 4.774 8 40 5 0 0 0 5.455 0 5.455 9 47 6 0.278 0 0 0 0 0.278 11 55 7 1.391 0 0 0 0 1.391 13 53 10 0 0 0 0.682 0 0.682 1 5 Yuanxi 11 2.504 0 3.125 0 4.2 9.829 12 63 12 1.947 0 1.923 4.774 1.655 10.299 18 85 13 1.669 0 0 0 0 1.669 12 61 14 3.617 0 0 0 0 3.617 16 66 Total 11.406 0 5.048 15.685 5.855 37.994 100 475 Shitang 6 3.06 3.04 0 23.868 0 29.968 15 59 1 4.451 0.203 0 13.639 0 18.293 15 60 2 3.338 0.608 0 8.183 0 12.129 20 71 Luxi Nanyuan 8 3.338 0.811 0 12.275 0 16.424 60 232 Nanxi 11 2.226 0.405 0 17.73 0 20.361 42 151 12 3.06 2.635 0 8.183 0 13.878 16 88 Total 16.414 4.662 0 60.01 0 81.086 153 602 1 4.173 0.811 0 13.639 0 18.623 30 121 2 1.113 0.405 0 3.41 0 4.928 6 26 3 0 0 0 1.364 0 1.364 4 16 4 1.669 0 0 3.41 0 5.079 18 76 Zhangjiapi 12 0 0 0 6.819 0 6.819 4 7 14 2.782 0.405 0 3.41 0 6.597 15 55 15 1.391 0 0 0.682 0 2.073 30 112 Total 11.128 1.621 0 32.733 0 45.482 107 413 Xinxia 2 2.226 0.811 0 5.455 0 8.492 20 82

Collective land to be Collective land to be acquired (mu) acquired (mu) County Town Village Group agricultural vegetable fish forest flood Total Households Population ld ld d ld 1 5.008 2.432 0 10.229 0 17.669 22 88 2 4.451 2.23 0 6.137 0 12.818 20 76 3 4.729 2.635 0 8.183 0 15.547 19 73 Xinpeng 4 4.173 3.04 0 5.455 0 12.668 16 62 6 3.895 3.446 0 8.865 0 16.206 18 78 7 3.617 2.838 0 9.547 0 16.002 21 82 Total 25.873 16.62 0 48.418 0 90.911 116 459 6 1.391 0.203 0 4.092 0 5.686 11 43 7 0.974 0.365 0 2.728 0.995 5.062 7 26 8 0.278 0.101 0 3.41 0 3.789 4 12 9 0.556 0.203 0 3.41 0 4.169 5 19 Daping 10 0.417 0.304 0 2.728 0 3.449 4 17 11 2.782 0.709 0 6.819 0 10.31 15 60 12 4.173 1.216 0 10.229 0 15.618 20 89 Total 10.572 3.101 0 33.415 0.995 48.083 66 266 shangpai1 0.334 0 0 0 0 0.334 4 24 shangpai2 0.278 0 0 0 0 0.278 3 11 zhongpai 0.501 0 0 0 0 0.501 5 19 xiapai 0.278 0 0 0 0 0.278 3 10

Xuanfeng Pailou xiahujiashan 0.278 0 0 0 0 0.278 3 15

jiang1 0.223 0 0 0 0 0.223 4 15 xinwu 0.167 0 0 0 0 0.167 3 9 laowu 0.167 0 0 0 0 0.167 3 8 Total 2.226 0 0 0 0 2.226 28 111 1 1.391 0 0 13.639 0 15.03 20 78 2 2.782 0 0 13.639 0 16.421 35 142 Yinhe Moxi 4 0 0 0 10.229 0 10.229 30 117 10 2.782 0 0 3.41 0 6.192 20 76

Collective land to be Collective land to be acquired (mu) acquired (mu) County Town Village Group agricultural vegetable fish forest flood Total Households Population ld ld d ld 13 1.391 0 0 0 0 1.391 20 82 14 5.564 0 0 0 0 5.564 30 126 15 4.173 0 0 13.639 0 17.812 40 163 16 1.391 0 0 13.639 0 15.03 25 87 27 2.782 0 0 6.819 0 9.601 20 81 Total 22.256 0 0 75.013 0 97.269 240 952 1 0 0 0 10.911 0 10.911 20 80 Hejiazhen 10 0 0 0 4.092 0 4.092 7 23 Total 0 0 0 15.003 0 15.003 27 103 jianshan 4.173 0 0 0 0 4.173 15 56 nianxing 2.782 0 0 0 0 2.782 10 41 Quanjiang yaojiatang 3.338 0 0 13.639 0 16.977 10 44 Total 10.293 0 0 13.639 0 23.932 35 141

shangxichong 0.278 0 0 0 0 0.278 1 4

xiaxichong 1.113 0.203 0 1.364 0 2.68 5 18 miaoxia 1.669 0.405 0 0.682 0 2.756 10 37 xinwuchang 1.391 0.203 0 1.364 0 2.958 6 22 Peijia shangzhangtianwo 0.278 0 0 0 0 0.278 4 15 Anyuan Gaokeng zhouzishang 0.835 0 0 0 0 0.835 7 35

Total 5.564 0.811 0 3.41 0 9.785 33 131 houwu 0.862 0 0 0 0 0.862 10 42 shiqiao 2.782 0.405 0 0 0 3.187 26 101 nangong 0.807 0 0 0 0 0.807 18 71 Nanmu qianwu 0.89 0 0 0 0 0.89 15 55 xinshan 0.807 0 0 0 0 0.807 10 41 laoshan 0.529 0 0 0 0 0.529 10 39 Total 6.677 0.405 0 0 0 7.082 89 349

Collective land to be Collective land to be acquired (mu) acquired (mu) County Town Village Group agricultural vegetable fish forest flood Total Households Population ld ld d ld 9 0.556 0 0 0 0 0.556 7 25 12 0.556 0 0 0 0 0.556 8 31 17 0.556 0 0 0 0 0.556 4 17 18 1.669 0 0 0 0 1.669 12 47 19 1.669 0.405 0 0 0 2.074 12 45 20 1.113 0.203 0 0 0 1.316 5 21 Dongyuan 21 1.113 0.405 0 0 0 1.518 5 23 22 1.669 0 0 0 0 1.669 7 29 23 1.947 0 0 0 0 1.947 9 36 24 0.278 0 0 0 0 0.278 3 12 25 1.391 0 0 0 0 1.391 12 45 Total 12.519 1.013 0 0 0 13.532 84 331 1 1.321 0 0.24 0.614 0.29 2.465 15 58 6 1.669 0 0.721 0 1.823 4.213 10 41 Shangli Dongyuan 16 0.938 0 0 0 0 0.938 3 12 Jiangling 17 1.252 0 0 0 0 1.252 6 22 18 0 0 0.24 2.298 0.257 2.795 6 22 Total 5.066 0 1.202 2.912 2.37 11.55 40 155 2 2.504 0 0 0 0 2.504 15 61 3 7.022 0.811 0 0 0 7.833 30 123 Xiaojian 4 1.878 0 0 0 0 1.878 10 33 5 2.504 0 0 0 0 2.504 15 60 Total 13.907 0.811 0 0 0 14.718 70 277 1 1.878 0 0 0 0 1.878 20 80 3 2.504 0 0 0 0 2.504 25 102 4 2.504 0 0 0 0 2.504 15 62 Taoyuan 5 1.878 0 0 0 0 1.878 13 41 6 1.878 0 0 0 0 1.878 20 85 Total 10.636 0 0 0 0 10.636 93 370

Collective land to be Collective land to be acquired (mu) acquired (mu) County Town Village Group agricultural vegetable fish forest flood Total Households Population ld ld d ld 5 0.835 0 0 0 0 0.835 5 21 13 0.556 0 0 0 0 0.556 4 14 14 0.556 0 0 0 0 0.556 6 25 15 0.835 0 0 0 0 0.835 9 33 Xinyi 16 2.226 0 0 0 0 2.226 15 61 17 0.835 0 0 0 0 0.835 12 46 18 0.556 0 0 0 0 0.556 4 16 Total 6.399 0 0 0 0 6.399 55 216 2 1.878 0 0 0 0 1.878 7 26 3 0.515 0 0 3.069 0 3.584 6 22 4 3.127 0 0 3.069 0 6.196 15 61 5 2.504 0 0 1.534 0 4.038 10 41 Gengtang 13 1.252 0 0 0 0 1.252 10 55 14 1.358 0 0 3.048 0 4.406 10 42 15 2.504 0 0 0 0 2.504 20 77 16 2.504 0 0 0 0 2.504 20 75 Total 15.635 0 0 10.713 0 26.348 98 399 3 1.252 0 0 0 0 1.252 7 23 Chishan 6 0.626 0 0 10.734 0 11.36 4 13 8 5.631 0 0 0 0 5.631 20 80 12 2.504 0 0 0 0 2.504 12 55 16 2.504 0 0 0 0 2.504 11 44 Muchong 25 1.252 0 0 1.534 0 2.786 8 30 26 1.878 0 0 0 0 1.878 9 32 29 1.669 0 0 6.615 0 8.284 15 61 31 1.878 0 0 1.534 0 3.412 13 62 Total 19.187 0 0 20.417 0 39.604 99 400 12 0.125 0 0 0 0 0.125 4 12 Dayuan 13 0.62 0 0 2.298 0 2.918 3 13

Collective land to be Collective land to be acquired (mu) acquired (mu) County Town Village Group agricultural vegetable fish forest flood Total Households Population ld ld d ld 14 0.417 0 0 1.296 0 1.713 10 34 15 0.25 0 0 1.227 0 1.477 11 33 16 0.284 0 0 0.546 0 0.83 6 23 Total 1.697 0 0 5.367 0 7.064 34 115 1 0.626 0 0 1.534 0 2.16 7 26 2 1.878 0 0 1.534 0 3.412 3 18 Matian 3 0.626 0 0 7.665 0 8.291 8 31 4 1.878 0 0 3.069 0 4.947 10 42 Total 5.005 0 0 13.802 0 18.807 28 117 25 0.626 0 0 13.802 0 14.428 9 37 Taowen 26 1.252 0 0 21.467 0 22.719 17 66 Total 1.878 0 0 35.27 0 37.148 26 103 1 0 0 0 3.069 0 3.069 4 16 2 0 0 0 3.062 0 3.062 5 23 3 0 0 0 4.603 0 4.603 12 48 4 0 0 0 4.603 0 4.603 11 46 5 0 0 0 3.069 0 3.069 14 50 Shiyuan 6 0 0 0 4.603 0 4.603 9 32 7 0 0.405 0 4.767 0 5.172 17 69 Yangqi 8 0 0 0 7.835 0 7.835 15 66 38 0 0.405 0 1.534 0 1.939 4 10 Total 0 0.811 0 37.138 0 37.949 91 360 1 0 0 0 3.069 0 3.069 12 47 2 0 0 0 1.534 0 1.534 9 35 3 0 0 0 1.534 0 1.534 5 21 Shiling 4 0 0 0 1.534 0 1.534 5 19 6 0 0 0 1.534 0 1.534 6 23 16 0 0 0 2.298 0 2.298 7 28 18 0 0 0 3.111 0 3.111 7 30

Collective land to be Collective land to be acquired (mu) acquired (mu) County Town Village Group agricultural vegetable fish forest flood Total Households Population ld ld d ld Total 0 0 0 14.614 0 14.614 51 203 1 0.612 0 0 0 0 0.612 5 21 2 1.864 0.608 0 0 0 2.472 16 65 3 1.252 0 0 0 0 1.252 12 47 Guanxia 4 1.669 0.405 0 0 0 2.074 13 53 18 0.556 0 0 0 0 0.556 6 26 19 0.568 0 0 0 0 0.568 5 18 Total 6.521 1.013 0 0 0 7.534 57 230 Total 226.144 34.72 6.25 466.201 9.22 742.54 1855 7419

2.4 Temporary Land Occupation

Temporary land occupation is caused by digging and casting earth, affecting14 villages, 5 towns, 3 counties. Acquiring for 502.6 mu, including 97 mu of agricultural land (19.3%), 94.7 mu of dry land (18.8%), 310.9 mu of forest land (61.9%). See Table 2-3.

Table 2-3 Temporarily Occupied Land Temporary Land Affected population Occupation(mu) Project County Town Village agricultural dry forest Households Population land land land Yuanxi 0 3 20 18 73 Nanyuan 12 3 26 6 25 Luxi Yuannan Zhangjiapi 30 0 4 45 181 Daping 20 0 50 29 120

Urban Anyuan Gaokeng Quanjiang 35 0 100 60 234 and rural Dongyuan 0 0 7.1 9 37 roads Dongyuan Jiangling 0 6.4 0 8 30 ShangLi to Xiaojian 0 26.2 0 13 51 LuXiXuan Gengtang 0 0 6.9 6 23 feng highway Shangli Chishan Muchong 0 9 43 29 120 project Dayuan 0 6 0 7 31 Taowen 0 0 53.9 17 66 Yangqi Shiyuan 0 24.9 0 14 56 Guanxia 0 16.2 0 13 51 total 97 94.7 310.9 274 1098

2.5 Demolition of Residential Houses

According to the survey, the Road Project involves the demolition of rural houses only, the total area is 12,952.1 ㎡, including 4,619.2 ㎡ in masonry concrete structure (35.66%), 7,866.5 ㎡ in masonry timber structure (60.74%) ,466.4 ㎡ in masonry earth timber structure (3.60%), affecting 36 households with165 persons. See Table 2-4.

Table 2-4 Summary of Demolished Residential Houses Area (m2) Affected population

County Town Village Masonry Masonry Masonry subtotal Households Population concrete timber earth timber

Luxi Nanyuan Zhangjiapi 0 220.9 0 220.9 1 5

Quanjiang 1304.2 244.1 0 1548.3 3 17 Anyuan Gaokeng Peijia 0 175.5 0 175.5 1 6 Xiaojian 1005 1196 53 2254 7 29 Dongyuan Xinyi 0 1170 31 1201 6 23 Dongyuan 1260 1470 0 2730 6 27 Shangli Chishan Muchong 0 2464 20 2484 6 26 Guanxia 1050 725 0 1775 4 23 Ynangqi Taowen 0 0 362.4 362.4 1 4 Shiling 0 201 0 201 1 5 Total 4619.2 7866.5 466.4 12952.1 36 165

2.6 Demolition of Non-residential Houses

The Road Project involves the demolition of non-residential houses, 1.7 mu of land will be occupied and a building area of 941.6 m2 will be demolished, all are in masonry timber structure, affecting 2 enterprises and public institutions with 25 persons. See Table 2-5. Table 2-5 Impacts on Non-residential Houses

Impacts Expected The name Project resettlement of entity Affected Demolished Affected mode land area building Structure Present use population (m2) area (m2)

Urban and masonry nearby rural roads Brickyard 5 792.7 timber 20 Not good resettlement ShangLi to structure LuXiXuan feng masonry nearby highway Gas station 0.2 148.9 timber 5 good resettlement project structure total 5.2 941.6 - 25 - -

2.7 Affected Infrastructure and Ground Attachments

The Road Project will affect 14 types of attachments, including house attachments, wells, canals and towers, and commercial forests, as shown in Table 2-6.

Table 2-6 Affected Ground Attachments Place Luxi County Anyuan District Shangli County Yuannan Chishan Yangqi Xiang Gaokeng Town Dongyuan Xiang Town Xiang Zhangjiapi Quanjiang Peijia Xinyi Xiaojian Muchong Taowen Item unit village Village Village Village Village Village Village big / 0 0 0 3 5 0 0 middle / 0 2 0 0 0 0 0 Mandarin small / 0 4 1 0 0 6 0 very small / 0 0 0 0 0 0 0 big / 0 0 1 3 5 0 0 middle / 2 0 0 0 0 0 0

Grapefruit small / 0 2 1 0 0 2 0

very small / 0 0 0 0 0 0 0

big / 0 0 0 0 0 0 0 middle / 3 3 1 5 2 0 Sweet-scented small / 0 0 0 0 0 0 0 osmanthus

very small / 0 0 0 0 0 0 0

painted red brick ㎡ 20 0 30 0 0 0 12 wall no-painted red brick ㎡ 0 0 10 0 0 0 12 Enclosing wall walls Earth enclosing ㎡ 0 0 0 0 0 0 0 wall three-ply ㎡ 0 0 0 0 0 0 0 earth wall Cement sunning ㎡ 40 400 30 50 50 Sunning ground grounds three-ply ㎡ 0 0 0 0 0 0 0 earth public well / 0 0 0 0 0 0 0 Well domestic / 0 1 0 0 0 0 0 well Tap watei / 1 1 1 1 4 1 1 Gate towers / 0 0 0 0 0 0 Flash toilet / 1 0 0 0 2 0 0

2.8 Affected Population 2.8.1 Summary

The Road Project affects 2,165 households 8,682 persons. 1,855 households with 7,419 persons are affected by the acquisition of collective land, 36 rural households with 165 persons by HD, 274 households with 1,098 persons are affected by temporary land occupation. It will affect 2 enterprises and public institutions with 25 staff members. See Table 2-7.

Table 2-7 Summary of Affected Population Affected Affected population – households population – Subtotal ——by enterprises for temporary and public affected ——by LA ——by HD land acquired institutions population County Town Village HH / HH / HH / HH / / Yuanxi 100 475 0 0 18 73 0 0 548 Shitang 15 59 0 0 0 0 0 0 59 Nanxi 153 602 0 0 6 25 0 0 627 Yuannan Zhangjiapi 107 413 1 5 45 181 0 0 599 Xinxia 20 82 0 0 0 0 0 0 82 Luxi Xinpeng 116 459 0 0 0 0 0 0 459 Daping 66 266 0 0 29 120 0 0 386 Xuanfeng Pailou 28 111 0 0 0 0 0 0 111 Moxi 240 952 0 0 0 0 0 0 952 Yinhe Hejiazhen 27 103 0 0 0 0 0 0 103 Quanjiang 35 141 3 17 60 234 0 0 392 Anyuan Gaokeng Peijia 33 131 1 6 0 0 0 0 137 Nanmu 89 349 0 0 0 0 0 0 349 Dongyuan 84 331 6 27 9 37 1 5 400 Jiangling 40 155 0 0 8 30 0 0 185 Dongyuan Xiaojian 70 277 7 29 13 51 0 0 377 Taoyuan 93 370 0 0 0 0 1 20 370 Xinyi 55 216 6 23 0 0 0 0 239 Gengtang 98 399 0 0 6 23 0 0 422 Shangli Muchong 99 400 6 26 29 120 0 0 546 Chishan Dayuan 34 115 0 0 7 31 0 0 146 Matian 28 117 0 0 0 0 0 0 117 Taowen 26 103 1 4 17 66 0 0 173 Shiyuan 91 360 0 0 14 56 0 0 416 Yangqi Shiling 51 203 1 5 0 0 0 0 208 Guangxia 57 230 4 23 13 51 0 0 304 Total 1855 7419 36 165 274 1098 2 25 8707

2.8.2 Affected Vulnerable Groups

The Vulnerable groups include the disabled, five-guarantee households①, female-headed households, minimum living security people②.

The affected population includes 196 vulnerable households and 242 vulnerable people, including 39 households 43 persons with disability, 41 five-guarantee households and 41 five-guarantee persons, 26 women-headed households with 35 persons, 90 households and 123 persons covered by minimum living security. See Table 2-11. Table 2-11 Summary of Affected Vulnerable People Unit: household Five- Women- Minimum guarantee headed living security County Town Village Group Disability households households households Total 4 0 1 0 0 1 5 0 1 0 2 3 6 0 0 0 1 1 7 1 0 2 2 6 Yuanxi 10 0 0 0 0 0 village 11 0 1 0 1 2 12 1 0 0 3 4 13 0 0 2 2 14 0 1 0 1 2 Shitang 6 1 0 0 1 2 village 1 0 0 0 0 0 2 0 1 0 2 3 Nanxi 8 4 0 1 0 5 village 11 0 2 0 0 2 Luxi Yuannan 12 2 0 0 1 3 county township 1 0 2 2 0 4 2 0 0 0 0 0 3 0 0 0 1 1 Zhangjiapi 4 2 1 0 2 5 village 12 0 0 1 1 14 0 0 0 1 2 15 3 2 0 0 5 Xinxia 2 1 1 0 2 4 village 1 0 0 0 0 0 2 0 0 1 0 1 Xinpeng 3 1 0 0 1 2 village 4 0 0 0 0 0 6 0 1 0 4 5 7 2 0 0 0 2 Daping 6 0 0 0 1 2

① For elderly, weak, widowed and disabled members who are unable to work and have no means of living, or whose households lack labor, a rural production cooperative would provide production and living assistance, including daily supplies, education for the young and burial for the elderly. ② According to the latest minimum standard (Ping Gov. [2014] No. 60) released Pingxiang municipal government in 2014, in project area, the urban minimum living security subsidy standard is 450 yuan / month, rural minimum living subsidy standard is 240 yuan / month

County Town Village Group Disability Five- Women- Minimum Total village 7 0 0 0 0 0 8 1 0 0 0 1 9 0 0 0 1 1 10 0 0 0 0 0 11 0 1 0 0 1 12 0 0 0 0 0 Shang pai 1st 0 1 0 1 2 group Shang pai 2nd 0 0 0 1 1 group Zhong pai 0 0 1 2 3 group Xuanfen Pailou Xiapai 0 0 0 0 0 g town village group Xiahuji ashan 1 0 0 0 1 group Jiangyi 0 0 0 1 1 group Xinwu 0 1 0 0 2 group Laowu 0 0 0 0 0 group 1 0 0 0 2 2 2 1 0 0 0 1 4 0 0 0 0 0 10 0 1 0 1 2 Moxi 13 0 0 0 0 0 Yinhe village 14 0 0 0 1 1 town 15 1 0 0 0 1 16 0 0 2 0 2 27 0 0 0 1 1 1 2 0 0 0 2 Hejiazhen 10 0 0 0 0 0 Jiansh an 0 1 0 1 2 group Nianxi Quanjiang ng 0 0 1 0 1 village group Yaojiat ang 1 0 0 1 3 group Anyua Shang Gaokeng n xichon town 0 0 0 0 0 district g group Xiaxic Peijia hong 0 1 0 2 3 village group Miaoxi a 1 0 0 0 1 group Xinwu 0 0 0 0 0 chang

County Town Village Group Disability Five- Women- Minimum Total group Shang zhangt 0 0 0 1 1 ianwo group Zhouzi shang 0 0 0 0 0 group Houwu 0 0 0 0 0 group Shiqia o 2 0 0 2 4 group Nango ng 0 0 0 0 0 group Nanmu Qianw village u 0 1 0 1 2 group Xinsha n 0 0 1 0 1 group Laosh an 0 0 0 3 3 group 9 0 0 0 0 0 12 0 0 0 0 0 17 1 0 0 2 3 18 0 0 0 0 0 19 0 0 0 0 0 Donguan 20 0 0 0 1 1 village 21 0 0 0 0 0 22 0 1 2 0 3 23 1 0 0 1 2 24 0 0 0 0 0 25 0 0 0 1 2 1 2 0 1 0 3 6 0 0 0 0 0 Jiangling 16 0 0 0 1 1 village Shangl Dongyua 17 0 0 0 2 2 i n 18 0 0 0 0 0 county township 2 0 0 0 1 1 Xiaojian 3 0 0 0 0 1 village 4 1 0 1 0 2 5 0 0 0 1 1 1 1 0 0 0 1 3 0 0 0 2 2 Taoyuan 4 0 0 0 0 0 village 5 0 1 1 1 3 6 1 1 0 0 2 5 0 0 0 0 0 13 0 0 0 0 0 Xinyi 14 0 0 0 0 0 village 15 0 0 1 0 1 16 0 0 0 1 1 17 0 0 0 0 0

County Town Village Group Disability Five- Women- Minimum Total 18 0 0 0 2 2 2 0 0 0 0 0 3 0 1 1 0 2 4 0 0 0 1 2 Gengtang 5 0 0 0 1 1 village 13 0 0 0 0 0 14 0 1 0 1 2 15 0 0 0 0 0 16 0 0 0 0 0 3 0 0 0 1 1 6 0 0 0 0 0 8 0 2 0 2 4 12 0 0 0 0 0 Muchong 16 0 1 0 1 2 Chishan village town 25 0 0 0 0 0 26 0 0 0 0 0 29 0 1 0 0 1 31 0 0 0 1 1 12 0 0 0 0 0 13 0 0 1 0 2 Dayuan 14 1 0 0 0 1 village 15 0 1 0 1 2 16 0 1 0 0 1 1 0 0 0 1 1 Matian 2 0 0 0 0 0 village 3 0 0 0 0 0 4 0 0 1 0 1 Taowen 25 0 0 0 1 1 village 26 0 2 0 2 4 1 0 0 0 0 0 2 0 0 0 0 0 3 0 2 0 3 5 4 0 0 0 0 0 Shiyuan 5 1 1 0 1 4 village 6 0 0 0 0 0 7 0 1 0 1 3 8 0 0 1 0 1 38 0 0 0 0 0 Yangqi 1 0 1 0 0 1 township 2 0 0 0 1 1 3 0 0 0 0 0 Shilling 4 0 0 0 0 0 village 6 0 1 0 1 2 16 0 0 1 0 1 18 0 0 0 0 0 1 0 0 0 1 1 2 2 0 0 2 4 Guanxia 3 0 0 0 0 0 village 4 0 0 1 2 3 18 0 1 0 0 1 19 0 0 0 1 1 Total 39 41 26 90 196

2.8.3 Affected Women In the population affected by the Road Project, there are 3,698 women, accounting for 49.84%. According to the survey, the affected women enjoy the same rights as men, including land contracting, education receiving, family planning and election. Most of the female labor respondents think that they have the same autonomy in production and management as men, and may elect to get employed or do small business independently. Women do more housework, child care, household sideline operations (e.g., household stock breeding) and handicraft jobs. The average working hours of women at the same level with those of men. Women are more advantaged in social services, apparel processing and like industries, but disadvantaged in the building and transport industries.

Boys and girls have equal opportunities in education, and parents are always willing to support their children education.

According to the survey, women have the same concerns as those of men: (a) Compensation rates should comply strictly with the state laws and policies; (b) Compensation fees should be disbursed directly to the AHs; and (c) Housing sites should be allocated in advance.

Women have the following needs that are different from those of men: (a) Women want skills training in crop cultivation, stock breeding, handicrafts and domestic service; and (b) Most families involved to males, but women also want to participate in village-level management, preferably while the compensation fund approved and signed by both spouses. See Appendix 2 for the gender analysis.

3. Socio-economic Profile

3.1 Socio-economic Profile of the Road Project Area 3.1.1 Jiangxi Province Jiangxi Province covers an area of 16.69 square kilometers, 11 districts and cities, 100 counties. In addition to the northern part of the territory is relatively flat, the south，the east and the west are surrounded by mountains, the central is hilly. It becomes a huge basin as a whole tilting to the Poyang Lake and opening to the north.

In 2013, a total number of Jiangxi population is 4,522.2 million, of which including 2,326.6

million men, accounting for 51.45%, and 2,195.6 million women, that accounting for 48.55%. Jiangxi’s cultivated area was 3,690,900 ha, its gross grain output is 21.161 million tons. The GDP is 1,433.85 trillion yuan, in which the added value of primary industries was 163.65 billion yuan, that of secondary industries is 767.14 billion yuan, and that of tertiary industries is 503.06 billion yuan. The contribution rate of three times industry on economic growth is 11.4%, 53.5% and 35.1% respectively. In 2013, per capita disposable income of urban residents in Jiangxi Province is 21,873 yuan and per capita net income of rural residents is 8,781 yuan.

3.1.2 Pingxiang City

Pingxiang is in the core area of radiation CZT economic circle, while accepting the radiation of Pan-PRD economic zone and southeast Fujian Economic Zone. In 2013, the population of Pingxiang was 188.15 million, of which including 92.95 million men and 92.95 million women, Pingxiang’s cultivated area was 83,410 ha, its gross grain output is 58.21 million tons. The GDP is 78.933 billion yuan, in which the added value of primary industries was 5.604 billion yuan, that of secondary industries is 767.14 billion yuan, and that of tertiary industries is 503.28 billion yuan. The contribution rate of three times industry on economic growth is 5.1%, 65.7% and 29.2% respectively. In 2013, the per capita disposable income of urban residents in this city is 23,496 yuan and per capita net income of rural residents is 11,100 yuan.

3.1.3 Luxi County

Luxi County, Jiangxi Province, located in the west, is the east gate of the provincial cities of Pingxiang. Area of 960 square kilometers, administers Luxi, Shangbu, Xuanfeng, Nankeng, Yinhe these 5 towns and Changfeng, Xinquan, Zhangjiafang, Yuannan these 4 Townships, a total population of 300,000, of which male population is 15.19 people and female population is14.81 million. In 2013 the total area is 26,490 hectares of arable land, the province's grain output is 148,000 tons. In 2013, the county's GDP is 10.912 billion yuan, of which the primary industry is 1.39 billion yuan, the secondary industry is 6.355 billion yuan, and the tertiary industry is 3.166 billion yuan. Economic indicators increased year by year, and the comprehensive strength has been enhanced.

3.1.4 Anyuan District

Anyuan affiliated Pingxiang, Jiangxi Province, which located in the west of Jiangxi Province and in the middle of Pingxiang City, and adjacent to Hunan Province. The total area is 212 square kilometers. By the end of 2013, the number of population in this district is 450,000, of which the non-agricultural population is 42,200. The whole area contains six streets, 4 towns. In 2012, the total output value of this district is 20.84 billion yuan, of which the primary industry increased by 3.5%, and the added value is 377.42 million yuan; the secondary industry increased by 9.7%, and the added value is 11,319,070,000 yuan; the tertiary industry increased by 12.2%, and the added value is 9,145,210,000 yuan. Agricultural production achieved some results, because it focused on the way of city-efficient agriculture development. The annual yield of agricultural aquatic products and meat product in this area increases at an average rate of more than 10%, accounting for 40% of the total agricultural output.

3.1.5 Shangli County

Shangli County is located in Jiangxi province in the west, north of Pingxiang. In the east

Yichun City, the province Luxi County; South and Anyuan economic development zone, Xiangdong Heyao Town are linked by mountains and Rivers and; In west and Hunan Liling Pukou, rich second town junction; North town of Liuyang Dayao, Wengu city two dependent. The County north and south, 45 km long, 25 km wide, with a total area of 720.91 square kilometers. At the end of 2010, the total population of 475,700 people, of which including 54,200 of non-agricultural people.

In 2010, agricultural output value is 1.047 billion yuan, up 6.9% from a year earlier. The third industry, realize the output value of 2.297 billion yuan, an increase of 16.2% over the previous year. Tourism vitality, tourism revenue growth of 20% over the previous year. The County's GDP totaled 9.887 billion yuan, the average annual growth of 19.9%, the whole social investment in fixed assets of 10.866 billion yuan, the average annual growth of 33.1%, the fiscal revenue of 902 million yuan, the average annual growth of 27.6%, rapid growth of the whole society total retail sales of consumer goods, the average annual growth rate of 18.6%, the final total amount exceed 3.235 billion yuan.

See table 3-1.

Table 3-1 Socio-economic Profile of Jiangxi Province, Pingxiang City, Luxi County, Anyuan District and Shangli County (2013) Jiangxi Pingxiang Luxi Anyuan Shangli Indicator Province City County District County Total population (0,000) 4522.2 188.15 30 45 48.86 Men (0,000) 2326.6 95.21 15.19 22.79 25.31 Population Women (0,000) 2195.6 92.95 14.81 16.2 23.55 Non agricultural 2210 119.38 17.91 4.22 5.86 population (0,000) Cultivated area (1,000 3690.9 83.41 26.49 2.9 11.31 ha ) Agriculture Grain output (10,000 2116.1 58.21 14.8 2.2 15.25 tons) GDP (00 million yuan) 14338.5 789.33 109.12 208.4 139.46 Output value Primary ( 00 1636.5 56.04 13.9 3.8 13.32 industries million yuan) % (%) 11.4 7.1 12.74 1.8 9.5 Output Output value value Secondary (00 7671.4 468.07 63.55 113.2 89.2 industries million yuan) % (%) 53.5 59.3 58.24 54.3 64 Output value 5030.6 265.21 31.66 91.4 36.94 Tertiary (00 million industries yuan) % (%) 35.1 33.6 29.01 43.9 25.5

Jiangxi Pingxiang Luxi Anyuan Shangli Indicator Province City County District County Per capita GDP (yuan) 31771 41952 36373 40076 28541 Per capita disposable income of urban 21873 23496 26955 22198 15104 Income residents (yuan) Per capita net income 8781 11100 8896 11543 9809 of farmers (yuan) Source: National economic and social development statistical bulletins 2013 ofJiangxi Province and Pingxiang City

3.1.6 Socio-economic Profile of the Affected Townships The road construction of The Road Project involves a total of seven towns, including Yuannan, Xuanfeng and Yinhe in Luxi County, Gaokeng in Anyuan District, Dongyuan , Chishan, Yangqi in Shangli County.

1) Yuannan Township

Yuannan Township is located in northern Luxi County, an area of 36.4 square kilometers, and with a total population of 14,900. Township government is in Nanpo, Nanxi Village. There have road connections to national road No.319.This township includes 13 administrative villages, such as Nanxi, Shibei, Yuanxi and so on. The resident population is 15,957, of which male population is 8,336 and the population of labor force is 8,704. Existing 10,830 mu of cultivated area, and per capita net income of farmers is 8,153 yuan.

2) Xuanfeng Town

Xuanfeng Town is located in the east of Pingxiang City, near Yichun City, known as East gate of Pingxiang said. The total area is 99.6 square kilometers, consists of 13 village committees and two community committees, the total number is 9,872 HHs, 35,055 people, which accounts for about 55% of the workforce. There are 2.55 million mu of arable land, 8.5 mu forest land, 0.7 mu of arable land per capita. In 2013, the town completed the gross output value of industry and agriculture of 3.87 billion yuan, fiscal revenue 95.94 million yuan, and per capita net income of farmers up to 13,276 yuan.

3) Yinhe Town

Yinhe Town is located in northern Luxi County. National road No.319 and Zhejiang-Jiangxi railway runs through the territory, Shanghai-Rui highway through town. The total area is 96 square kilometers, including 12 administrative villages (field), 1 committee. The total number of HHs is 9,967 and the total population is 41,296, of which labor force accounts for about 56.1%. Existing 24,100 mu of cultivated area, and per capita net income of farmers is 12,815 yuan. In 2012, the town completed the gross output value of industry and agriculture of 4.142 billion yuan, an increase of 24.1%, completed investment in fixed assets of 0.98 billion yuan, an increase of 118% and completed the total fiscal revenue 81 million yuan, an increase of 21%, of which 39.5 million yuan is taxation, 40.9 million yuan is land tax.

4) Gaokeng Town

Gaokeng Town is located in eastern Anyuan District, east of Luxi Town, south of Shangbu Town, Luxi County, and west border with Baiyuan, Anyuan Town, the junction of the north is

Chishan Town, Shangli County. The total area is 69 square kilometers, which accounted for nearly one-third of Anyuan District, the total population is 60,000.There are 1,0751.8 mu of arable land, of which 9,143 mu of paddy fields, 1,608.8 mu of dry land and 57,113 mu of forest area. In 2013, the town completed the gross output value of industry and agriculture of 3.69 billion yuan, the fiscal revenue 98.27 million yuan, and per capita net income of farmers is 8,896 yuan.

5) Dongyuan Township

The area of Dongyuan Township is 87.4 square kilometers. There are 17,400 mu of paddy fields, 80,000 mu of forests, of which 58,000 mu is Camellia Forest. The township has 21 village committees and 436 villager groups. Statistics to 2008, the number of total population is about 52,000, of which the agricultural population is about 49,200. The revenue of township is 93.51 million yuan, and per capita net income is 9,800 yuan.

6) Chishan Town

Chishan Town has a total area of 88.9 square kilometers, contains 1 residents committee, 23 village committees and 345 village groups. The total population is 58,000 people. There are 58 businesses, annual industrial output value of 167 million yuan, the revenue of town is 82.21 million yuan, and per capita net income is 9,633 yuan. Chishan is an important town with historic, country prosperity, convenient transportation and abundant resources. It has a good reputation that known as "the hill banks, Yamashita granary, buried treasure".

7) Yangqi Township

Yangqi Township has 15 villages and 1 residents committee which called Anziquan. Township government is in Nanyuan Village. The revenue of township is 21.89 million yuan. A total area of the township is 85.8 square kilometers, the total population is 36,000, and per capita net income is 8,967 yuan.

See Table 3-2.

Table 3-2 Socio-economic Profile of the Affected Townships Annual per capita net Per income capita of Labor Cultivated cultivated farmers No. Township HHs Population force area (mu) area (mu) (yuan) 1 Yuannan 3731 14923 8704 10830 0.73 8153 2 Xuanfeng 9872 35055 19280 25500 0.73 13276 3 Yinhe 9967 41296 21543 28790 0.70 12815

4 Gaokeng 15503 62016 36579 10752 0.17 8896 5 Dongyuan 7560 30256 16231 11067 0.37 9800 6 Chishan 14560 58000 29602 30156 0.52 9633 7 Yangqi 9140 36570 18670 30152 0.82 8967 Source: township statistical stations. 3.1.7 Socio-economic Profile of the Affected Villages The Road Project will affect 26 villages of seven towns of three counties, details are as follows. See Table 3-3.

Table 3-3 Socioeconomic Profile of the Affected Villages

Average Per capita Where, Labor population per Cultivated cultivated area Annual per capita net County Township Village HHs Population men force household area (mu) (mu) income of farmers (yuan) Yuanxi 444 1487 799 796 3.35 1218 0.82 7815 Shitang 246 1181 608 653 4.80 666 0.56 6918 Nanxi 540 1798 872 976 3.33 1315 0.73 7023 Yuannan Zhangjiapo 415 1450 791 782 3.49 996 0.69 7358 Xinxia 800 2709 1415 1505 3.39 1995 0.74 7496 Luxi Xinpeng 693 2373 1162 1301 3.42 1277 0.54 6911 Taiping 394 1503 813 814 3.81 759 0.50 7102 Xuanfeng Pailou 626 2668 1412 1112 4.26 1600 0.60 10000 Moxi 1336 5668 2863 3276 4.24 3288 0.58 10162 Yinhe Hejiazhen 750 1850 8907 1040 2.47 1780 0.96 9800 Quanjiang 630 2300 1149 1500 3.65 1045 0.45 8973 Anyuan Gaokeng Peijia 649 2515 1283 1516 3.88 1943 0.77 5000 Nanmu 385 1389 790 870 3.61 1349 0.97 8000 Dongyuan 900 4600 2760 3220 5.11 1045 0.23 8000 Jiangling 828 3680 2208 1800 4.44 1100 0.30 3000 Dongyuan Xiaojia 528 2460 1500 1500 4.66 826 0.34 8600 Taoyuan 896 4219 2550 2520 4.71 897 0.21 5200 Xinyi 662 3142 1860 1880 4.75 1100 0.35 8600 Gengtang 738 3300 1800 2000 4.47 1304 0.40 10000 Shangli Muchong 1174 5119 2900 2300 4.36 3108 0.61 10000 Chishan Dayuan 500 2653 1450 1200 5.31 2160 0.81 6600 Matian 1006 4500 2400 2300 4.47 2300 0.51 7500 Taowen 582 2400 1500 1489 4.12 2178 0.91 5000 Shiyuan 1100 5400 2600 2533 4.91 3210 0.59 5600 Yangqi Shiling 598 2228 1200 1194 3.73 3310 1.49 4500 Guanxia 515 2500 1300 1289 4.85 2769 1.11 4500

3.2 Basic Information of Affected Entities The brief of affected entities is in Table 3-4.

Table 3-4 Basic Information on Affected Entities Basic information Wage Annual Occupied level turnover Enterprise (or land area Building Building Workforce Operation (CNY/ (10,000 Project Subuproject No. proprietor) (Mu) Land type structure area (m2) (person) condition month) yuan) Urban-Rural Wood and Road Project 1 Brick factories 5 Collective brick 792.7 20 Unused / / from Shangli Shangli the structure County to Road Project Wood and Xuanfeng Town 2 Gas station 0.2 Collective brick 148.9 5 Good 1200 100 of Luxi County structure Total 5.2 / / 941.6 25 / / /

3.3 Socioeconomic Profile of the Affected Population

In order to learn the basic information of the APs, the survey team conducted a sampling survey on the AHs in November 2014. Among the 2,165 HHs with 8,682 persons affected by the Road Project, 481 HHs with 1,871 persons were sampled, with a sampling rate of 22.22%, including 417 HHs with 1,621 persons affected by LA ,9 HHs with 30 persons by HD, 55 HHs with 220 persons temporary land occupation. See Appendix 3 for the distribution of the survey samples. 3.3.1 Ethnic and Gender Analysis

The 481 HHs with 1,871 persons have 996 laborers in total, and an average population of 3.89, including 894 women, accounting for 47.8%.

3.3.2 Age Structure

Among the 481 sample HHs 1,871 persons, 279 persons aged 0-7 years, accounting for 14.9%; 168 aged 8-18 years, accounting for 9.0%;1197 aged 19-60 years, accounting for 64.0%; and 227 aged above 60 years, accounting for 12.1%. See Figure 3-1.

3.3.3 Educational Level

Figure 3-1 Age structure Among the 116 sample HHs 564 persons, 730 have received primary school education or below, accounting for39.0%; 679 have received junior high school education, accounting for 36.3%; 462 have received senior high school / higher education, accounting for 24.7%. See Figure 3-2.

Figure 3-1 Composition of Educational Level 3.3.4 Residential Conditions Among the 9 sample HHs with 30 persons affected by HD, 4 HHs live in steel concrete houses and 5 in a masonry concrete structure, and average house size is 235.6m2 per household and 60.4m2 per capita. See Table 3-5.

Table 3-5 : Living Statistics of Population Affected by HD

Mode of House conditions supply Average Average Possessin Possessin Possessin per per rate of rate of rate of household household cable TV cable TV cable TV Mode of Mode of Structer Size(m2) （㎡）（㎡） (%) (%) (%) supply supply Steel 22500 concrete Masonry concrete 87500 235.6 60.4 100 100 100 Tap water 100

Wood and brick 2160 structure

3.3.5 Productive Resources

Among the 417 sample HHs with 1,621 persons affected by LA, total cultivated area is 135.33 mu, 0.08 mu per capita and 0.32 mu per household, and the main crops are rice and vegetables.

3.3.6 Household Properties

Among the 417 sample HHs with 1,621 persons, an average household has 1.88 TV sets, 0.52 refrigerator/air-conditioner, 3.66 fixed telephones/mobile phones, 0.28 bicycle/motorcycle, and 0.05 tractor/water pumps, indicating a medium living standard.

3.3.7 Annual Household Income and Expenditure

1) Income

The per capita annual income of the sampling HHs is 10,661.33yuan, in which the agricultural income is 1,124.59,accounting for 10.55%; stock breeding income 1,090.72yuan, accounting for 10.23%; wage income 1,517.28yuan, accounting for 14.23%; employment income 6,315.26yuan, accounting for 59.24%, other non-agricultural income506.82yuan, accounting for 4.75%, and property income 106.66yuan, accounting for1.00%.

2) Expenditure

The per capita gross expenditure of the sample HHs is 6,258.87yuan in which the productive expenditure is 2,779.34yuan, accounting for 44.41%. Nonproductive expenditure is 3,412.72yuan accounting for 54.53%, and other expenditure is 66.81yuan, accounting for 1.07%. See Table 3-6.

Table 3-6: Income and Expenditure of Rural HHs Affected by LA

Average per Per capita Per capita Item household (CNY) (CNY) (CNY) Agricultural income 4475.87 1124.59 10.55

Stockbreeding income 4341.07 1090.72 10.23

Wage income 6038.77 1517.28 14.23

Employment income Gross Annual household 25134.73 6315.26 59.24 income

Other nonagricultural income

2017.14 506.82 4.75

Property income 424.51 106.66 1

Subtotal 42432.09 10661.33 100 Productive expenses 11061.77 2779.34 44.41

Nonproductive expenses Annual household 13582.63 3412.72 54.53 expenditure Other 265.9 66.81 1.07 Subtotal 24910.3 6258.87 100 Net income13 31370.32 7881.99 /

3.4 Summary

The survey team has found that: 1) The land acquired for the road component is linear in geographic distribution and affects few AHs greatly. Any household whose land fewer than 0.3 mu should be included in the endowment insurance for LLFs. 2) Agricultural income accounts for a low proportion to per capita income in the affected villages and groups, while employment income accounts for a high proportion, so agricultural income losses arising from LA are relatively minor and will not affect regular income level. 3) Most APs think the Road Project is good to the country and the people, and are willing to accept LA as long as compensation is reasonable and timely.

4. Legal Framework and Policies

4.1 Laws, Regulations and Policies Applicable to Resettlement The resettlement policies of the Road Project have been developed in accordance with the laws and regulations of the PRC, and ADB’s applicable policy.

1）ADB policy

(i) Safeguard Policy Statement (SPS), June 2009 (ii) Public Communications Policy, 2011 (iii) Accountability mechanism policy, 2012

2）Laws, regulations and policies of the PRC

(i) Land Administration Law of the PRC (January 1, 1999, amended on August 28, 2004) (ii) Regulations on the Expropriation of Buildings on State-owned Land and Compensation Therefor (Decree No.590 of the State Council) (iii) Decision of the State Council on Deepening the Reform and Rigidly Enforcing Land Administration (SC [2004] No.28) (October 21, 2004) (iv) Guidelines on Improving Compensation and Resettlement Systems for LA (MLR [2004] No.238) (November 3, 2004) (v) Measures for the Administration of the Preliminary Examination of the Land Used for Construction Projects (Decree No.27 of the Ministry of Land Resources, effective from December 1, 2004) (vi) Guidelines of the Ministry of Labor and Social Security on Doing a Good Job in the Employment Training and Social Security for Land-lost Farmers(SCO [2006]29), issued by office of the State Council and the Ministry of Labor and Social Security (April 10, 2006). (vii) Notice of the State Council on Issues Concerning the Strengthening of Land Control and Adjustment (SC [2006] No.31) (August 31, 2006) (viii) Notice of the Ministry of Land and Resources on Further Improving LA Management (promulgated by the Ministry of Land and Resources on June 26, 2010) (ix) The "notice on strengthening supervision and inspection to further regulate the LA act" (Central discipline Office,2011,8)

3）Provincial and local policies

(i) Measures of Jiangxi Province for the Implementation of the Land Administration Law of the PRC (Amended) (April 29, 2000) (ii) Decision of the Standing Committee of the Jiangxi Provincial People's Congress on modifying the management measure for the land expropriated in Jiangxi province(PCSC No.96) (December 22, 2001) (iii) Notice of the Jiangxi Provincial Government on Issuing the Measures of Jiangxi Province for the Dispute coordination decision of Land requisition compensation and resettlement standards (JPG [2007] No.23) (iv) Notice of the Uniform AAOV Rates and Location-based Integrated Land Prices for Land Compensation of Jiangxi Province (GPG [2010] No.126) (v) Notice of the Jiangxi Provincial Government on forwarding the further improvement of the primary endowment insurance for land expropriated farmers issued by JXHRSS and

other departments. (JPG [2014] No.12) (April 9, 2014) (vi) Measures of Pingxiang for the Implementation of the Expropriation of houses on state-owned land and Compensation Law(PGO [2012] No.12) (vii) Notice about print and distribute of the people's government of land-loss farmers to attend primary endowment insurance implementation opinions of government of pingxiang (PGO [2014] No.7)（2014.12.17） (viii) Measures for the future improvement and management on the land administration issued by the Pingxiang municipal people's government(PGO [2011] No.9) (ix) Notice of the Luxi County Government on Issuing the measures of the social security for land-loss farmers in Luxi (revised)(LPG [2013] No.2) (x) Notice of the Luxi County Government on Issuing the updating results of urban land grades and standard land price in Luxi(August 30, 2011) (xi) Notice of the Luxi County Government on Issuing land and house expropriation and compensation work plan on the Road Project of Yuanhe east road construction in Luxi(LPG [2013] No.37)

4.2 Abstract of ADB Policies

ADB’s policy on involuntary resettlement has three key elements: (1) compensation for lost properties, livelihoods and income; (2) assistance in resettlement, including the provision of a resettlement site, and appropriate facilities and services; and (3) assistance for restoration, as a minimum, to the standard of living in the absence of the Road Project, taking into account the following basic principles:

(i) Screen the project early on to identify past, present, and future involuntary resettlement impacts and risks. Determine the scope of resettlement planning through a survey and/or census of displaced persons, including a gender analysis, specifically related to resettlement impacts and risks. (ii) Carry out meaningful consultations with affected persons, host communities, and concerned non-government organizations. Inform all displaced persons of their entitlements and resettlement options. Ensure their participation in planning, implementation, and monitoring and evaluation of resettlement programs. Pay particular attention to the needs of vulnerable groups, especially those below the poverty line, the landless, the elderly, women and children, and Indigenous Peoples, and those without legal title to land, and ensure their participation in consultations. Establish a grievance redress mechanism to receive and facilitate resolution of the affected persons’ concerns. Support the social and cultural institutions of displaced persons and their host population. Where involuntary resettlement impacts and risks are highly complex and sensitive, compensation and resettlement decisions should be preceded by a social preparation phase. (iii) Improve, or at least restore, the livelihoods of all displaced persons through (i) land-based resettlement strategies when affected livelihoods are land based where possible or cash compensation at replacement value for land when the loss of land does not undermine livelihoods, (ii) prompt replacement of assets with access to assets of equal or higher value, (iii) prompt compensation at full replacement cost for assets that cannot be restored, and (iv) additional revenues and services through benefit sharing schemes where possible. (iv) Provide physically and economically displaced persons with needed assistance, including the following: (i) if there is relocation, secured tenure to relocation land, better housing at resettlement sites with comparable access to employment and

production opportunities, integration of resettled persons economically and socially into their host communities, and extension of project benefits to host communities; (ii) transitional support and development assistance, such as land development, credit facilities, training, or employment opportunities; and (iii) civic infrastructure and community services, as required. (v) Improve the standards of living of the displaced poor and other vulnerable groups, including women, to at least national minimum standards. In rural areas provide them with legal and affordable access to land and resources, and in urban areas provide them with appropriate income sources and legal and affordable access to adequate housing. (vi) Develop procedures in a transparent, consistent, and equitable manner if LA is through negotiated settlement to ensure that those people who enter into negotiated settlements will maintain the same or better income and livelihood status. (vii) Ensure that displaced persons without titles to land or any recognizable legal rights to land are eligible for resettlement assistance and compensation for loss of no land assets. (viii) Prepare a resettlement plan elaborating on displaced persons’ entitlements, the income and livelihood restoration strategy, institutional arrangements, monitoring and reporting framework, budget, and time-bound implementation schedule. (ix) Disclose a draft resettlement plan, including documentation of the consultation process in a timely manner, before project appraisal, in an accessible place and a form and language(s) understandable to affected persons and other stakeholders. Disclose the final resettlement plan and its updates to affected persons and other stakeholders. (x) Conceive and execute involuntary resettlement as part of a development project or program. Include the full costs of resettlement in the presentation of project’s costs and benefits. For a project with significant involuntary resettlement impacts, consider implementing the involuntary resettlement component of the project as a stand-alone operation. (xi) Pay compensation and provide other resettlement entitlements before physical or economic displacement. Implement the resettlement plan under close supervision throughout project implementation. (xii) Monitor and assess resettlement outcomes, their impacts on the standards of living of displaced persons, and whether the objectives of the resettlement plan have been achieved by taking into account the baseline conditions and the results of resettlement monitoring. Disclose monitoring reports.

4.3 Key Provisions of PRC Laws, Regulations and Policies

The Land Administration Law of the PRC is the main policy basis of the Project. The Ministry of Land and Resources and the Jiangxi Provincial Government have promulgated policies and regulations on this basis. The Decision of the State Council on Deepening the Reform and Rigidly Enforcing Land Administration (SC [2004] No.28) promulgated in October 2004 defines the principles and rates of compensation and resettlement for LA, and LA procedures and monitoring system. These legal documents constitute the legal basis for resettlement in the Project together with the Guidelines on Improving Compensation and Resettlement Systems for LA (MLR [2004] No.238). See Appendix 5 for key provisions.

PMG has also developed relevant measures and provisions in accordance with the Real Right Law of the PRC, the Land Administration Law of the PRC and the implementation regulations thereof, and the Measures of Jiangxi Province for the Implementation of the Land Administration Law of the PRC. See Table 4-1.

Table 4-1 Key Provisions of Jiangxi Province and Pingxiang City on Acquisition of Collective Land Item Key points Index Administrative Land to be occupied for construction shall conform to the overall planning Measures of Jiangxi agency and annual planning of land use. The provincial government and county Province for the people government are responsible to plan, take over, and exploit land by Implementation of project in a unified manner. the Land Administration Law of the PRC (Amended) (April 29, 2000)

Determination of 1.Land compensation fees: requisition of cultivated land（including Measures of Jiangxi compensation vegetable field），as 6-10 Province for the rates times the average output value of the three years prior to the requisition. Implementation of 2. Resettlement fees: the farmland of commandeer, determined by the the Land average per person cultivated land area, and its comparable multiple of Administration Law the average output value of the three years prior to the requisition. of the PRC (Amended) (April 3. Compensation for attachments to or green crops on the land； 29, 2000) 4．Agriculture accounts can be converted to non agriculture accounts, if all farmland of villagers group be expropriated. The average per person cultivated land area is lower than 200 m2 also can convert to non agriculture accounts in proportion. Compensation fees New compensation standard for land requisition is made of land Notice of the for LA and compensation fees and resettlement fees, not including compensation for Uniform AAOV management attachments to or green crops on the land and social security fees, which Rates and thereof should be as separate, listed as expenditure. No lowering standards. Location-based Integrated Land Prices for Land Compensation of Jiangxi Province (GPG [2010] No.126)

Subjects of Land-expropriated farmers, mainly refers to agricultural population of the Notice of the endowment province, who lose most owned land, per capita cultivated land is less Jiangxi Provincial insurance than 0.3 Mu, as the provincial or county government take over collective Government on land in a unified manner. Over the age of 16, and having the right to forwarding the operate contracted land. Not including person on the strength, retirees, or further worker who enjoys right of endowment insurance pay. Set in light of local improvement of the conditions. primary endowment insurance for land expropriate d farmers issued by JXHRSS and other departments. (JPG [2014] No.12) Sources of 1. No less than 8% of land transfer fund in cities and counties be taken as Notice of the endowment land-loss farmers social security fund. Jiangxi Provincial insurance fund 2. Land expropriated farmers, who take participate in the basic old-age Government on pension insurance system, have the society integrates forwarding the with individual account photograph as a whole. further 3.landless farmers basic endowment insurance payment subsidies funds improvement of the

Item Key points Index is incorporated into the financial accounts of social security funds primary endowment 4.Land-loss farmers who choose to participate in the basic endowment insurance insurance for land-loss farmers, according to the personnel of freelances for land expropriate to the basic endowment insurance, will be registered by the social d farmers issued by insurance agency and be established a personal accounts and base pay JXHRSS and other will be set according to the province's average wage of workers in the departments. (JPG 60% month the annual verification. The payment proportion is 20%. The [2014] No.12) payment of subsidies for farmers will be put in society costs subsidy as a whole and will be incorporated into the social pooling funds; land-loss farmers pay for the basic endowment insurance in accordance with the proportion of 8%, and credited to the personal accounts. 5 Land-loss farmers who choose to participate in the urban and rural residents basic endowment insurance, will be registered by the social insurance agency and be established a personal accounts and the payment of subsidies for land-loss farmers will be put into personal accounts. To those who have participated in the basic endowment insurance for urban and rural residents, subsidies will be paid directly into personal accounts.Those who have received the treatment of urban and rural residents basic pension insurance, the payment of subsidies will be assigned to individual accounts in in accordance with the provisions of the issuance of pension individual account. Pension 1.Treatment of land-loss farmers’ endowment insurance over the age of Notice of the 60: fundamental annuities, individual account annuities, and living Pingxiang municipal allowances (55yuan per person per month). people's 2 at least 45 years of age under 60 years of age, farmers insurance, it government office shall pay to the age of 60, in the second month of at least 60 years of on Issuing the age on-wards pension. At the same time, allowing to pay the insurance Measures of the premiums, but the total payment period of not more than 15 years. social security for 3 to encourage the full 45 one full year of life of landless farmers to Land-loss farmers actively insured,payment term, long pay much, more than 15 years of in Pingxiang (PGO contribution years, based on the provisions of the basic pension, each [2011] No.3) more than a year, an increase of 1 CNY monthly basic pension. 4 individual account annuities plan hair standard monthly for the individual account divided by 139 (with the current basic pension insurance and the individual account pension plan issued with the same coefficient).

4.4 Main Differences between ADB Policies and PRC Laws

Compensation for land

Difference: ADB policies require that compensation should be sufficient to offset any income loss, and restore long-term income-generating potential. Chinese standards are based on AAOV or integrated section land price.

Solution: An early-stage solution is to provide replacement land, which is hardly practical. Cash compensation is the preference of most people, though they cannot ensure the rational use of such compensation. Therefore, further technical support is needed to monitor the income of seriously affected HHs, especially those in vulnerable groups, and local governments should provide assistance to those in need.

Compensation and resettlement of vulnerable groups

Difference: ADB policies require that special compensation is granted to all vulnerable groups, especially seriously affected HHs faced with impoverishment. Chinese provisions do not require social analysis, and compensation is based only on the amount of loss.

Solution: Special funds are available to assist the vulnerable groups, who will be identified during the DMS. All measures have been specified in the RP.

Consultation and disclosure

Difference: ADB policies require APs are fully informed and consulted as soon as possible. Chinese provisions have improved the transparency of disclosure and compensation. However, APs still play a weak role in project decision-making, and the disclosure period is usually too short.

Solution: Consultation has begun at the early stage (before and during the technical assistance). The Luxi project office agrees to disclose the RP to APs as required by ADB.

Lack of legal title

Difference: ADB policies require all demolished houses, whether lawful or not, should be compensated for at the same rates. According to Chinese laws, people without local registered residence are entitled to the same compensation as local people. In addition, prevailing Chinese laws stipulate that no compensation should be provided for the acquisition of illegally owned land and houses.

Solution: For an ADB financed project, all APs, whether lawful or not, whether having ownership or right of use, will be identified carefully, and provided with compensation or assistance according to the factual situation.

Resettlement monitoring, evaluation and reporting

Difference: ADB requires that internal and external resettlement monitoring be conducted. However, there is no such requirement in Chinese laws, expect for reservoir projects.

Solution: Internal and external resettlement monitoring systems have been established for all ADB financed projects, and this has been included in the RP. The requirements for internal and external monitoring reporting are specified in the RP.

4.5 Principles for Compensation The principles for compensation and entitlement of the Road Project have been developed in accordance with the regulations and policies of the PRC and ADB, with the aim of ensuring that APs obtain sufficient compensation and assistance measures so that their production and livelihoods are at least restored to pre-project levels. See Table 4-2.

Table 4-2 Principles for Resettlement Principles Screen the project early on to identify past, present, and future involuntary resettlement impacts and risks. (i) Determine the scope of resettlement planning through a survey and/or census of displaced persons, including a gender analysis, specifically related to resettlement impacts and risks. Carry out meaningful consultations with affected persons, host communities, and concerned non-government organizations. Inform all displaced persons of their entitlements and resettlement options. (ii) Ensure their participation in planning, implementation, and monitoring and evaluation of resettlement programs. Pay particular attention to the needs of vulnerable groups, especially those below the poverty line, the landless, the elderly, women and children, and Indigenous Peoples, and those without legal title to

Principles land, and ensure their participation in consultations. Establish a grievance redress mechanism to receive and facilitate resolution of the affected persons’ concerns. Support the social and cultural institutions of displaced persons and their host population. Where involuntary resettlement impacts and risks are highly complex and sensitive, compensation and resettlement decisions should be preceded by a social preparation phase. Improve, or at least restore, the livelihoods of all displaced persons through (i) land-based resettlement strategies when affected livelihoods are land based where possible or cash compensation at replacement value for land when the loss of land does not undermine livelihoods, (ii) prompt replacement of assets with (iii) access to assets of equal or higher value, (iii) prompt compensation at full replacement cost for assets that cannot be restored, and (iv) additional revenues and services through benefit sharing schemes where possible. Provide physically and economically displaced persons with needed assistance, including the following: (i) if there is relocation, secured tenure to relocation land, better housing at resettlement sites with comparable access to employment and production opportunities, integration of resettled persons (iv) economically and socially into their host communities, and extension of project benefits to host communities; (ii) transitional support and development assistance, such as land development, credit facilities, training, or employment opportunities; and (iii) civic infrastructure and community services, as required. Improve the standards of living of the displaced poor and other vulnerable groups, including women, to at least national minimum standards. In rural areas provide them with legal and affordable access to land and (v) resources, and in urban areas provide them with appropriate income sources and legal and affordable access to adequate housing. Develop procedures in a transparent, consistent, and equitable manner if LA is through negotiated (vi) settlement to ensure that those people who enter into negotiated settlements will maintain the same or better income and livelihood status. Ensure that displaced persons without titles to land or any recognizable legal rights to land are eligible for (vii) resettlement assistance and compensation for loss of no land assets. Prepare a resettlement plan elaborating on displaced persons’ entitlements, the income and livelihood (viii) restoration strategy, institutional arrangements, monitoring and reporting framework, budget, and time-bound implementation schedule. Disclose a draft resettlement plan, including documentation of the consultation process in a timely manner, before project appraisal, in an accessible place and a form and language(s)understandable to affected (ix) persons and other stakeholders. Disclose the final resettlement plan and its updates to affected persons and other stakeholders. Conceive and execute involuntary resettlement as part of a development project or program. Include the full costs of resettlement in the presentation of project’s costs and benefits. For a project with significant (x) involuntary resettlement impacts, consider implementing the involuntary resettlement component of the project as a stand-alone operation. Pay compensation and provide other resettlement entitlements before physical or economic displacement. (xi) Implement the resettlement plan under close supervision throughout project implementation. Monitor and assess resettlement outcomes, their impacts on the standards of living of displaced (xii) persons, and whether the objectives of the resettlement plan have been achieved by taking into account the baseline conditions and the results of resettlement monitoring. Disclose monitoring reports.

4.6 Cut-off Date of Compensation

The cut-off date for the eligibility for compensation is April. 30, 2015, which have been disclosed in the Road Project area. Any newly claimed land, newly built house or settlement in the Road Project area by the APs after this date will not be entitled to compensation or

subsidization. Any building constructed or tree planted purely for extra compensation will not be counted in.

① 4.7 Compensation Rates for Resettlement Impacts of the Road Project 4.7.1 Acquisition of Collective Land

According to the Land Administration Law of the PRC, the Guidelines on Improving Compensation and Resettlement Systems for LA, Jiangxi Provincial Measures on LA Management (amendment), the Measures of Jiangxi Province for the Implementation of the Land Administration Law of the PRC, and Notice of the Jiangxi Provincial Government on Issuing the Location-based Integrated Land Prices and Uniform AAOV Rates for Land Compensation of Jiangxi Province (JPG [2010] No.126), the compensation rates for LA shown in Table 4-3. See crops compensation rate for different types of land in Table 4-4.

① Replacement costs will be updated once the final design is confirmed and included in the updated RP.

Table 4-3 Compensation for Acquired Collective Land Paddy/vegetable plot/ Dryland/homestead Uncultivated land No. County Town gardens（yuan/mu）（yuan/mu）（yuan/mu） Woodland (yuan/mu) compensation compensation compensation compensation AAOV Multiplier rate Multiplier rate Multiplier rate Multiplier rate Yuannan 1 1297 21.5 27823 14.41 18641 4.30 5565 7.53 9738 township Luxi Xuanfeng 2 1307 24.7 32293 16.55 21636 4.94 6459 8.65 11303 county town Yinhe 3 1285 23.4 30074 15.68 20150 4.68 6015 8.19 10526 town Anyuan Gaokeng 4 1506 26 39148 17.42 26229 5.20 7830 9.10 13702 District town Dongyuan 5 1378 20.8 28662 13.94 19204 4.16 5732 7.28 10032 township Shangli Chishan 6 1482 22.7 33708 15.21 22584 4.54 6742 7.95 11798 County town Yangqi 7 1464 25.4 37119 17.02 24870 5.08 7423 8.89 12992 township

Table 4-4 Compensation Rate for Crops

Crops compensation rate for different types of land (CNY/mu) Paddy/vegetable plot/ No. County Town gardens/ pond dryland woodland 1 Yuannan township 1297 869 454 2 Luxi county Xuanfeng town 1307 876 457 3 Yinhe town 1285 861 450 Anyuan 4 Gaokeng town 1506 1009 527 District 5 Dongyuan township 1378 923 482 Shangli 6 Chishan town 1482 993 519 County 7 Yangqi township 1464 981 512

4.7.2 Temperary Land Occupation

According to the relevant provisions in Luxi county, compensation rate for temporary occupied rural collective land is 4,000 CNY/(mu·year), compensated based on the actual occupied time.

4.7.3 Demolition of Residential Houses

This project involves the rural residential house demolition, according to the survey of the APs wishes, the PMO plans to provide two kinds of resettlement ways for the affected HHs to choose: completely monetary compensation; be arranged by the government in the village of new land, house cash compensation at the same time, by the affected HHs to rebuild itself. The report draws budget according to compensation standards of similar earlier works in the Road Project area, as shown in Table 4-5. The implementation rate should be finally decided through realistic assessment during the implementation process. Estimation of the replacement price for the compensation of the rural houses demolition in Road Project area is shown in appendix 10.

① Table 4-5 Compensation Rate for Residential Houses Rate Category Structural type Unit Remark (CNY/unit) Masonry concrete ㎡ 720 Wood and brick ㎡ 506 structure Wood and earth ㎡ 436 structure Telephone set 200

Cable television set 200 Subsidies Broadband set 200

Tap-water set 200 househ Subsidies 800 Other old compensation Transition One-ti ㎡ 10 subsidies me subsidy

4.7.4 Demolition of Non-residential Houses

The Non-residential houses demolition in the Road Project includes 2 enterprises. Through in-depth interviews with relevant units, and the enterprises will be properly arranged according to placement will of units/store and the overall planning of the government.

The implementing agencies and the demolished enterprises will choose an assessing company together, evaluation results should be confirmed by the affected people, and

① Reference to March 2013, Notice of the Luxi County Government on Issuing land and house expropriation and compensation work plan on the Road Project of Yuanhe east road construction in Luxi(LPG [2013] No.37)

compensate according to according to the appraisal price, compensation will be paid directly to the property owner, loss of income production, sales and wage reduction caused by the Road Project will be included in the scope of the assessment.

The compensation funds budget is estimated in the report based on compensation standards for similar non-residential housing in the project area, as shown in Table 4-6.

Table 4-5 Compensation Rate of Non-residential Houses Remar Category Unit Rate(CNY/unit k House Masonry concrete ㎡ 890 compensation Wood and brick structure ㎡ 750 Wood and earth structure ㎡ 630 Phone Set 200 Cable television Set 200 Relocation compensation Broadband Set 200 Tap water ㎡ 200

4.7.5 Attachments and Infrastructure Compensation

According to the related compensation standards during the same period in similar projects in the area, develop the attachments and infrastructure compensation rate of this project, as shown in Table 4-7

Table 4-7 Attachments and Infrastructure Compensation Rate Category Unit Rate(CNY/unit Remark

Big size Tree 60 Tree Citrus Middle size 40 For the specification of trees Tree Small size 6 fruit tree: big size means much flourishing time, Seedling Tree 3 middle size means the Big size Tree 50 bare stage, small size means the growing Tree Grapefr Middle size 30 season, seedlings for planting of more than six uit tree Tree Small size 6 months to one year. For the specification of Seedling Tree 3 other trees (excluding tea Big size Tree 40 tree):big size means 15 cm in diameter or more, Tree The Middle size 30 middle size means 10 cm vines Tree in diameter or more, small Small size 6 size means planted time is one year to five years, Seedling Tree 3 seedlings means planting Big size Tree 40 within a period of six months or more a year . Osmant Middle size Tree 30 hus tree Small size Tree 10

Category Unit Rate(CNY/unit Remark

Seedling Tree 5 Inside and outside the red brick ㎡ 80 stucco No red brick Enclosu ㎡ 50 re stucco Adobe soil walling ㎡ 30 Concrete wall ㎡ 30 Cement 30—50（1 ㎝—3 ㎡ Sun ㎝） floor Concrete 20—30（1 ㎝—2 ㎡㎝） Blood coffin Unit 800 Grave Jug Unit 300 Public wells Unit 1500—3000 Will Household wells, Unit 400—800 pressure wells Tap-water Set 900 Gatehouse Unit 1000 Dig esters Unit 2000 Ordinary floor tile ㎡ 12—25 Marble floors ㎡ 50 Granite floors ㎡ 75 Containing High Polished Ordinary wood floor ㎡ 63 Health porcelain (within the ㎡ 13 wall) Wooden dado ㎡ 19 Porcelain dado ㎡ 13 Wash stone facades ㎡ 16 Mortar expanse of water ㎡ 7 Q paint dado (ground) ㎡ 5 Parapet ㎡ 8 Wall tile ㎡ 13 Gaisu board ceiling ㎡ 19 High Ceiling ㎡ 63 Aluminum windows and doors ㎡ 88 Containing glass Security windows ㎡ 25 Reinforced

Security windows ㎡ 100 Stainless steel Door Unit 125

Category Unit Rate(CNY/unit Remark Chuang tao Unit 35 Smokeless stoves Unit 250 No extra area or porcelain

Fang ci ㎡ 15 Bathtub Unit 125 Porcelain washbasin Unit 38 Stainless steel washbasin Unit 63 Stationary Flush toilet Unit 88

Door ㎡ 100 Reinforced Door ㎡ 200 Stainless steel Full wall cabinets Group 188

Wooden partition ㎡ 25 Wooden staircase handrail ㎡ 63 Steel stair handrail ㎡ 25 Stainless steel staircase ㎡ 88 handrail Buried copper wire makeup ㎡ 7 Press the decorative part of the construction area calculation Septic Unit 375

Ground Water Mill ㎡ 25 Color mill ground ㎡ 35 Glazed ㎡ 50 Microwave receiver Unit 250

Volume gate ㎡ 100

4.7.6 Rates of Other Costs Taxes rate for LA, see Table 4-8

Table 4-8 Summary of Rates of Taxes and Fees Paid for LA No. Tax Rate Foundation "Notice on the adjustment of new construction Fees for using new 20CNY/㎡ land use fee policy issues" (Financial Com. 1 construction land [2006] No. 48) Jiangxi Province implementation of the 2 Land reclamation costs 15CNY/㎡ "People's Republic of China Land Management Law" approach "Jiangxi Provincial Farmland Occupation Tax 3 Farmland occupation tax 22.5CNY/㎡ Implementation Measures" (Provincial Decree No. 170) "Interim Measures of Jiangxi land management LA management costs 4 4% of LA fees fee" (Jiangxi price fee [1995] No. 25) "About regulate temporary land approval 5 Temporary occupation fees 2 CNY/㎡

No. Tax Rate Foundation procedures of the notice" (Ping LB [2011] No. 26) Timber forest, The Ministry of finance, the State Forestry Administration issued "Interim Measures economic fore for the collection and use The forest st, firewood for of management fee" forest vegetation vegetation 6 CNY/㎡ recovery notification (2002)No. 73 recovery est payments 6 land, nursery land

Woodland, shr ub land 3 CNY/㎡

10% of LA fees

4.7.7 Vulnerable groups

In addition to the above compensation policies for LA, vulnerable groups affected by the Road Project are also entitled to the following preferential policies:

(i) Laborers in vulnerable HHs will be provided with occupational training, and employment information and guidance in order to increase their job opportunities; (ii) During project construction, laborers in vulnerable HHs will have priority in being employed for unskilled jobs; (iii) A special support fund at 1% of the resettlement costs of the Road Project will be established in cooperation with the affected couties’ Labor and Social Security Bureau; (iv) The affected counties, townships/towns government will provide institutional preferences to vulnerable groups, such as extra subsidies for LA and HD, and tax relief for commercial activities.

4.7.8 Supporting Measures for Women

In addition to the above compensation policies for LA, women are also entitled to the following special supporting policies in priority:

(i) Women will have priority in employment; (ii) Women will have priority in receiving agricultural and non-agricultural skills training for not less than 500 person-times (50%); (iii) Women will receive relevant information during resettlement, and are able to participate in resettlement consultation; (iv) A special FGD for women will be held to introduce resettlement policies and improve their awareness; (v) Compensation agreement must be signed by both spouses

4.8 Social Security for LLFs

According to the current practice of Pingxiang City, the social security for land-loss farmers will become one of the main ways for LA resettlement. While LA, those affected farmers complies with the Pingxiang land-loss farmers social security standards will be unified into Luxi land-loss farmers social insurance system, based on "People's Government of Jiangxi Province General Office Forwarding Human Resources and Social Department and other departments to further improve the land-loss farmers basic endowment insurance policy notice" (Gan Gov. [2014] No. 12), Notice about print and distribute of the people's government of land-loss farmers to attend primary endowment insurance implementation opinions of government of Pingxiang (PGO [2014] No.7) It is estimated that a total of 348 HHs and 750 persons need to be included into the pension system.

(1) Object and Scope of the Insurance

According to the relevant provisions in the Road Project area, the protection object of landless farmers social security should be: administrative divisions within the scope of the area, approved according to laws, unified land acquisition implemented by the government, according to relevant provisions of "People's Republic of China rural Land Contract Law", who have the second cycle of rural collective land contract rights when LA, and is the original group of villagers in the register of agricultural population, whose land is completely lost or per capita arable land is almost or less than 0.3 mu after LA who is 16 years old.

(2)The compensation standards of payment and the methods of payment

Social insurance for LLFs consists of basic endowment insurance for the urban working group and basic endowment insurance for the urban and rural residents.

1) payment compensation by government

a) compensation standard

The compensation standard for the basic endowment insurance for the urban and rural residents for LLFs is consisted by the formula: previous year average annual salary X60%X12%X compensation years.

b) compensation years

LLFs could get government compensation after participating in the basic endowment insurance for the urban and rural residents. The different ages could get different compensation years.

LLFs between 16 and 35 years old, the government compensation years are 5 years;

LLFs between 36 and 45 years old, the government compensation years are increasing 1 year with the increasing of every age based on the 5 years compensation.

LLFs are 45 years old, the government compensation years are 15 years.

2) payment methods

a) payment standard

Social insurance base is identified by the 60% of previous year’s average salary per month, and the payment ratio is 20%, which 12% is included in the social pooling account and 8% is included in the individual account.

b) payment methods

When the man is 60 and woman is 55 years old, the 15 years basic insurance should be paid one time. From the next month, they could get the basic insurance every month.

When the man is between 45 and 60, and the woman is between 40 and 55 years old, they should pay the insurance fee every year until reaching the prescribed years. After that, they could get the basic insurance every month.

When the man is between 16 and 45, and the woman is between 16 and 40 years old, they should pay the insurance fee every year until reaching the prescribed years. After that, they could get the basic insurance every month.

3) sources of fees

The fees come from the government compensation, social safeguard funds and financial subsidies. Besides the land acquisition compensation fund, additional social security fund for the land-loss farmers will be paid by the land user. According to provisions of Jiangxi Provincial People's Government Office "to implement the State Council Opinions on Regulating the state-owned land use right transfer payments management" (JPGO [2007] No. 20), the land-loss farmers’ social insurance funds is drawn by at least 8% of the land compensation of the city or county/district of that year. The local government will provide 60%*12%*remaining years for the land-loss farmers.

Since the social security for the LLFs are conducted after the land acquisition and the concrete fund of it related with the age, gender, remaining land etc, it is impossible to estimate the accurate number of it in this stage, but it already be included into the current resettlement cost, because the source of social security fund is from resettlement taxes and contingencies.

See social insurance for LLFs details in Annex 5. 4.9 4.10 Entitlement Matrix

Entitlement Matrix is established under the relevant policies in this chapter, see Table 4-9.

Table 4-9 Entitlement Matrix Affected Compensation rate and Impact Impact degree people Policy of compensation and resettlement implementation (i) LA is compensated in accordance with the provisions of the land area in Jiangxi piece premium. Type of LA of agricultural land in accordance with the collective, the collective construction land and unused land mass divided. （ii）Land requisition compensation standards in accordance 742.535 mu of land in with "the new notice of Jiangxi unified annual output value Permenant 153 groups of 26 1855 HHs, 7419 standard and integrated land prices for LA" (Xiang Gov. No. Compensation rate of the 7 affected acquisition of villages in 7 persons [2010] 126) execution. towns see table 4-3. collective land townships in 3 （iii）Land compensation fees paid directly by the PMO Luxi to counties the affected villages. Land affected HHs in obtaining compensation, voluntary, free to participate in the local labor force training. At the same time, meet the insured pension conditions land-loss farmers, land-loss farmers can also choose to participate in pension insurance. (1) Compensation ways This project involves the rural residential housing units, according to the survey of the affected population resettlement House compensation : Masonry wishes, plans to provide two kinds of resettlement way for the concrete 720 CNY/㎡, Wood and affected HHs to choose: completely monetary compensation; brick structure 506 CNY/㎡, Wood Can also be arranged by the government in the village of new and earth structure 436 CNY/ ㎡ , land, house cash compensation at the same time, by the Earth timber 238 CNY/㎡, Simple Demolition of affected HHs to rebuild itself. The report draws budget Rural residential 36 HHs, 165 ㎡㎡ residential according to compensation standards of similar earlier works 180 CNY/ , Shed 120 CNY/ ; houses 12952.1 ㎡ persons houses in the project area, as shown in Table 4-5. The implementation Relocation compensation of 800 rate should be finally decided through realistic assessment CNY/ household, one-time transition during the implementation process. compensation of 10CNY/㎡; Relocation compensation of 800 CNY/ household, one-time Other compensation: Phone, cable transition compensation of 10CNY/㎡; television, broadband, tap-water by (3) Other compensation 200CNY/set. Phone, cable television, broadband, tap-water by 200CNY/set. (1) Compensation ways House compensation : special According to the survey, the 2 enterprises choose the nearby structure 1,100 CNY/ ㎡ , Masonry resettlement. The IA will compensate premises based on concrete 890 CNY/㎡, Wood and Enterprisesdemolition market appraisal, and pay land prices through consultation. Demolition of brick structure 750 CNY/㎡, Wood with land area of 2enterprises, 25 The IAs and the demolished will choose an assessment non-residential and earth structure 630 CNY/ ㎡ , 1.7 mu, building workers agency together through negotiation to do the appraisal, the houses ㎡ area of 941.6 ㎡ loss of production, sales and wages caused by the project will Earth timber 480 CNY/ , Simple be included in the scope of the assessment, the assessment 300 CNY/㎡, results need to be confirmed by the demolition enterprises, Relocation compensation: Phone, compensation will be paid directly to the property owners. cable television, broadband,

Affected Compensation rate and Impact Impact degree people Policy of compensation and resettlement implementation (2) Relocation compensation tap-water by 200CNY/set. Phone, cable television, broadband, tap-water by 200CNY/set. Special facilities affected by the project will be built in Total affect housing accordance with the requirements of the complex, under subsidiary, drainage construction it will be compensated or reconstructed in wells electric tower, Ground accordance with the "original function, the original scale and economic trees and Property owner Compensation rate see table 4-5. attachments standards", and the costs will be included in the project cost. other ancillary All ground attachments affected by the project will be direct facilities of 14 compensated to the property owner based on the replacement categories value of the standard 39 HHs 43 persons with disability, 41 five-guarantee HHs and 41 Providing The labor force in the vulnerable HHs with five-guarantee CPC involve the vocational training, while providing employment information persons, 26 Vulnerable affected population and guidance to increase employment opportunities; women-headed / Groups vulnerable is 196 and During project construction, to recruit vulnerable HHs who are HHs with 35 242. able to work to do unskilled work in the priority; persons, 90 Government subsidies difficulties; HHs and 123 persons covered by minimum living security According to the wishes of women, during the project implementation and maintenance management, opportunity unskilled labor will give priority to women. Also, if the same work, women would like men to get the same reward, and the prohibition of child labor. Technical training will consider in the priority of affected women labor, in order to ensure their economic status is not total affected Women's 3,698 female compromised. A total number of resettlers trained 3,000 population of / rights population affected people, including women's labor force is not less than (50%) 49.84% 1,500 people. Affected women receive relevant information available in the resettlement process, and impartial advice and can participate in resettlement. Meanwhile, in the resettlement implementation, women held a special symposium presentation resettlement policies, thereby to raise awareness of women.

Affected Compensation rate and Impact Impact degree people Policy of compensation and resettlement implementation Accordance to the Circular of the People's Government of Jiangxi Province, Human Resources and Social Department and other departments to further improve the land-loss farmers basic endowment insurance policy views of the notice" (Gan Gov.[2014] No. 12), Pingxiang Municipal LLFs lost all or the People's Government Office on the issuance of Pingxiang City See details of the implementation Socialinsuranc most of his land(or 272 HHs, 556 land-loss farmers social security guidance notice "(Ping Gov. methods in chapter 5 for the social e of LLFs the land per capita is persons [2011] 3), provides that included land-loss farmers basic insurance resettlement programs. less than 0.3 mu) endowment insurance coverage of staff, according to the actual situation, voluntarily choose to participate in basic pension insurance or urban and rural residents in the basic endowment insurance. The local government to provide the required premium payment subsidizing up to 15 years of age. Compensation standards, resettlement complaints related fees and management fees compensation All affected Appeal will be exempted, unforeseen expenses will be paid / payments and persons reasonable expenses incurred in this project . resettlement measures

5. Resettlement and Income Restoration

5.1 Resettlement Objectives

The objective of resettlement of the Road Project is to develop an action plan for restoration and restoration for those affected by the Road Project so that they benefit from the Road Project, and their living standard is improved or at least restored to the national minimum standard.

5.2 Principles for Resettlement Restoration Programs Some principles for resettlement and rehabilitation have been developed according to the above objectives:

1. Production and income restoration

(i) The willingness of affected persons should be respected, and their existing production and living traditions maintained; (ii) Resettlement rehabilitation programs should be tailored to impacts of LA and HD, and based on compensation rates for LA and HD; (iii) Resettlement rehabilitation programs should be combined with group construction, resources development, economic development and environmental protection programs so as to ensure the sustainable development of the affected village groups and persons; and (iv) The standard of living of vulnerable groups adversely affected by the Road Project should be improved.

2. House reconstruction

(i) AHs may select the mode of house reconstruction, including self-construction under unified planning; construction sites shall be determined by the village groups in consultation with displaced households; (ii) The period of house reconstruction will be about 3 months; new housing will be constructed by displaced households themselves; they will obtain materials from their demolished housing for free, and the costs of such materials will not be deducted from compensation fees for house demolition; (iii) Compensation fees for house demolition must be paid to displaced households before relocation; (iv) Displaced households must pay extra costs for additional living space or higher housing quality at their own discretion; and (v) During house reconstruction and relocation, the village committees, township governments and IA and Pingxiang PMO will provide assistance to households in difficulty.

5.3 Impacts of Acquisition of Collective Land and Restoration Program

5.3.1 Impact Analysis of Acquisition of Collective Land

The permanent acquisition of collective land for the Road Project involves 153 groups of 26 villages in 7 townships/towns, in Luxi County, Anyuan District, Shangli County in Pingxiang City, with 742.535 mu of collective land acquired in total, including 226.130 mu of paddy

(accounting for 30.46%), vegetable land 34.720 mu (accounting for 4.68%), 6.250 mu of fish pond (accounting for 0.84%), wood land 466.070 mu (accounting for 62.87%), flood land 9.220 mu (accounting for 1.24%), affecting 1,855 households with 7,419 persons.

According to the survey, comparing the conditions of the farmland in the affected management villages before and after the LA, in the 153 Groups of the 26 villages, there are 125 groups with land loss rate between 0 to 10%, accounting for 81.70%; 28 group with land acquisition rate between over 10%, accounting for 18.30%, of which, 19 groups with land acquisition rate between 10% to 20%, accounting for 12.42%, 6 groups with land acquisition rate between 20%~30%, accounting for 3.92%, and 3 groups with land acquisition rate between 30%~40%, accounting for 1.96%, no group with LA rate over 40%.

After estimated the loss of income of one year, it is found that among the village groups affected by LA, the 3rd group of Muchong Village in Chishan Town in Shangli County, is the one that lost the most with 523.82 yuan per capita, the income loss rate per capita is 5.34%. And the income loss rate per capita of all the 153 groups is below 10%.

It can be see from the analysis above, since the Road Project is a line construction, impact on the land resources is not serious in general.

See analysis of impact of collective land acquisition in Table 5-1.

Table 5-1 Summary of Impact of Collective Land Acquisition Before LA Impact of LA LA rate Income loss(yuan) Affected Arable land Ratio of Loss per Proporation of County Town Village Group Total Affected Affected Households Affected Arable land Ratio of Year’s income Loss per Household per capita household LA ratio（%） ① household(yu total income per families families families ratio（%） people (mu) persons(%） loss village(yuan) s after LA(mu)t s（%） an) person（%） 4 22 86 54 0.63 8 40 4.774 0.57 36.36 46.51 8.81 6191.88 773.98 154.80 1.74 5 20 80 46 0.57 9 47 5.455 0.50 45.00 58.75 11.96 7075.14 786.13 150.53 1.69 6 20 76 42 0.55 11 55 0.278 0.55 55.00 72.37 0.67 360.57 32.78 6.56 0.07 7 23 103 47 0.46 13 53 1.391 0.45 56.52 51.46 2.94 1804.13 138.78 34.04 0.38 Yuanxi 10 22 102 56 0.55 1 5 0.682 0.54 4.55 4.90 1.22 884.55 884.55 176.91 1.99 village 11 26 106 65 0.61 12 63 9.829 0.52 46.15 59.43 15.20 12748.21 1062.35 202.35 2.27 12 20 95 61 0.64 18 85 10.299 0.53 90.00 89.47 16.94 13357.80 742.10 157.15 1.77 13 35 146 69 0.47 12 61 1.669 0.46 34.29 41.78 2.43 2164.69 180.39 35.49 0.40 14 28 124 83 0.67 16 66 3.617 0.64 57.14 53.23 4.35 4691.25 293.20 71.08 0.80 Shitang 6 25 105 92 0.88 15 59 29.968 0.59 60.00 56.19 32.43 38868.50 2591.23 658.79 7.41 village 1 17 75 62 0.82 15 60 18.293 0.58 88.24 80.00 29.74 23726.02 1581.73 395.43 4.45 2 35 144 122 0.85 20 71 12.129 0.76 57.14 49.31 9.94 15731.31 786.57 221.57 2.49 Nanxi 8 73 245 165 0.67 60 232 16.424 0.61 82.19 94.69 9.95 21301.93 355.03 91.82 1.03 village Luxi Yuannan 11 56 176 100 0.57 42 151 20.361 0.45 75.00 85.80 20.30 26408.22 628.77 174.89 1.97 county township 12 21 98 81 0.83 16 88 13.878 0.69 76.19 89.80 17.06 17999.77 1124.99 204.54 2.30 1 42 174 117 0.67 30 121 18.623 0.56 71.43 69.54 15.97 24154.03 805.13 199.62 2.24 2 18 72 50 0.69 6 26 4.928 0.63 33.33 36.11 9.86 6391.62 1065.27 245.83 2.76 3 21 67 37 0.55 4 16 1.364 0.53 19.05 23.88 3.70 1769.11 442.28 110.57 1.24 Zhangjiapi 4 26 112 51 0.46 18 65 5.079 0.41 69.23 58.04 9.96 6587.46 365.97 101.35 1.14 village 12 30 139 69 0.50 4 18 6.819 0.45 13.33 12.95 9.88 8844.24 2211.06 491.35 5.52 14 24 107 67 0.63 15 55 6.597 0.56 62.50 51.40 9.85 8556.31 570.42 155.57 1.75 15 32 136 64 0.47 30 112 2.073 0.45 93.75 82.35 3.24 2688.68 89.62 24.01 0.27 Xinxia 2 42 172 96 0.56 20 82 8.492 0.51 47.62 47.67 8.82 11014.12 550.71 134.32 1.51 village 1 28 132 108 0.82 22 88 17.669 0.69 78.57 66.67 16.32 22916.69 1041.67 260.42 2.93 Xinpeng 2 27 118 99 0.84 20 76 12.818 0.73 74.07 64.41 12.93 16624.95 831.25 218.75 2.46 village 3 25 115 90 0.78 19 73 15.547 0.64 76.00 63.48 17.33 20164.46 1061.29 276.23 3.11 4 31 145 127 0.88 16 62 12.668 0.79 51.61 42.76 9.97 16430.40 1026.90 265.01 2.98

① Income loss in one year = Annual output amount of arable land, according to datas from Bureau of Statistics in Pingxiang, annual output of the 7 affected towns is 1297 yuan /mu, 1307 yuan /mu, 1285 yuan /mu , 1506 yuan /mu , 1378 yuan /mu , 1482 yuan /mu , 1464 yuan /mu.

Before LA Impact of LA LA rate Income loss(yuan) Affected Arable land Ratio of Loss per Proporation of County Town Village Group Total Affected Affected Households Affected Arable land Ratio of Year’s income Loss per Household per capita household LA ratio（%） ① household(yu total income per families families families ratio（%） people (mu) persons(%） loss village(yuan) s after LA(mu)t s（%） an) person（%） 6 31 138 109 0.79 18 78 16.206 0.67 58.06 56.52 14.87 21019.18 1167.73 269.48 3.03 7 45 201 161 0.80 21 82 16.002 0.72 46.67 40.80 9.94 20754.59 988.31 253.10 2.85 6 26 97 45 0.46 11 43 5.686 0.40 42.31 44.33 12.74 7374.74 670.43 171.51 1.93 7 22 102 57 0.56 7 26 5.062 0.51 31.82 25.49 8.86 6565.41 937.92 252.52 2.84 8 25 80 42 0.52 4 12 3.789 0.47 16.00 15.00 9.11 4914.33 1228.58 409.53 4.60 Daping 9 25 92 45 0.49 5 19 4.169 0.44 20.00 20.65 9.25 5407.19 1081.44 284.59 3.20 village 10 20 78 41 0.53 4 17 3.449 0.49 20.00 21.79 8.34 4473.35 1118.34 263.14 2.96 11 35 180 92 0.51 15 60 10.31 0.45 42.86 33.33 11.23 13372.07 891.47 222.87 2.51 12 100 320 195 0.61 20 89 15.618 0.56 20.00 27.81 8.00 20256.55 1012.83 227.60 2.56 Shangpai st 26 103 56 0.54 4 24 0.334 0.54 15.38 23.30 0.60 436.54 109.13 18.19 0.20 1 group Shangpai nd 21 78 41 0.53 3 11 0.278 0.53 14.29 14.10 0.67 363.35 121.12 33.03 0.37 2 group Zhongpai 38 132 65 0.49 5 19 0.501 0.49 13.16 14.39 0.77 654.81 130.96 34.46 0.39 group Xiapai 30 112 50 0.45 3 10 0.278 0.45 10.00 8.93 0.55 363.35 121.12 36.33 0.41 Xuanfeng Pailou group town village Xiahujiash 23 86 42 0.49 3 15 0.278 0.49 13.04 17.44 0.66 363.35 121.12 24.22 0.27 an group Jiangyi 40 147 78 0.53 4 15 0.223 0.53 10.00 10.20 0.29 291.46 72.87 19.43 0.22 group Xinwu 26 98 59 0.60 3 9 0.167 0.60 11.54 9.18 0.28 218.27 72.76 24.25 0.27 group Laowu 28 105 55 0.52 3 8 0.167 0.52 10.71 7.62 0.31 218.27 72.76 27.28 0.31 group 1 33 137 90 0.66 20 78 15.03 0.55 60.61 56.93 16.62 19644.21 982.21 251.85 2.83 2 74 310 202 0.65 35 142 16.421 0.60 47.30 45.81 8.15 21462.25 613.21 151.14 1.70 4 110 463 292 0.63 30 117 10.229 0.59 27.27 25.27 5.63 21100.99 703.37 180.35 2.03 10 22 108 66 0.61 20 76 6.192 0.52 90.91 70.37 15.53 13144.27 657.21 172.95 1.94 Moxi 13 10 48 32 0.66 20 82 1.391 0.53 200.00 170.83 19.55 7956.72 397.84 97.03 1.09 village Yinhe town 14 72 264 140 0.53 30 126 5.564 0.52 41.67 47.73 0.99 1787.44 59.58 14.19 0.16 15 64 227 132 0.58 40 163 17.812 0.56 62.50 71.81 4.23 7149.74 178.74 43.86 0.49 16 54 186 84 0.45 25 87 15.03 0.35 46.30 46.77 21.28 22888.42 915.54 263.09 2.96 27 32 121 71 0.59 20 81 9.601 0.47 62.50 66.94 21.05 19313.55 965.68 238.44 2.68 1 48 280 154 0.55 20 80 10.911 0.52 41.67 28.57 6.23 12337.29 616.86 154.22 1.73 Hejiazhen 10 9 40 19 0.47 7 23 4.092 0.37 77.78 57.50 21.77 5258.22 751.17 228.62 2.57 Jianshan 75 220 97 0.44 15 56 4.173 0.42 20.00 25.45 4.31 6284.54 418.97 112.22 0.97 group Anyuan Gaokeng Quanjiang Nianxing 35 170 77 0.45 10 41 2.782 0.43 28.57 24.12 3.64 4189.69 418.97 102.19 0.89 district town village group Yaojiatang 25 120 66 0.55 10 44 16.977 0.41 40.00 36.67 25.72 25567.36 2556.74 581.08 5.03 group

Before LA Impact of LA LA rate Income loss(yuan) Affected Arable land Ratio of Loss per Proporation of County Town Village Group Total Affected Affected Households Affected Arable land Ratio of Year’s income Loss per Household per capita household LA ratio（%） ① household(yu total income per families families families ratio（%） people (mu) persons(%） loss village(yuan) s after LA(mu)t s（%） an) person（%） Shangxich 41 150 80 0.53 1 4 0.278 0.53 2.44 2.67 0.35 418.67 418.67 104.67 0.91 ong group Xiaxichong 24 92 50 0.54 5 18 2.68 0.51 20.83 19.57 5.39 4036.08 807.22 224.23 1.94 group Miaoxia 45 180 85 0.47 10 37 2.756 0.45 22.22 20.56 3.26 4150.54 415.05 112.18 0.97 group Peijia Xinwuchan village 32 114 44 0.39 6 22 2.958 0.36 18.75 19.30 6.65 4454.75 742.46 202.49 1.75 g group Shangzha ngtianwo 10 45 27 0.59 4 15 0.278 0.58 40.00 33.33 1.05 418.67 104.67 27.91 0.24 group Zhouzisha 55 246 116 0.47 7 35 0.835 0.47 12.73 14.23 0.72 1257.51 179.64 35.93 0.31 ng group Houwu 48 245 105 0.43 10 42 0.862 0.43 20.83 17.14 0.82 1298.17 129.82 30.91 0.27 group Shiqiao 46 246 91 0.37 26 101 3.187 0.36 56.52 41.06 3.50 4799.62 184.60 47.52 0.41 group Nangong 32 197 77 0.39 18 71 0.807 0.39 56.25 36.04 1.05 1215.34 67.52 17.12 0.15 Nanmu group village Qianwu 58 290 104 0.36 15 55 0.89 0.36 25.86 18.97 0.85 1340.34 89.36 24.37 0.21 group Xinshan 26 158 85 0.54 10 41 0.807 0.53 38.46 25.95 0.95 1215.34 121.53 29.64 0.26 group Laoshan 27 160 78 0.49 10 39 0.529 0.49 37.04 24.38 0.67 796.67 79.67 20.43 0.18 group 9 45 200 60 0.30 7 12 0.556 0.30 15.56 6.00 0.93 766.17 109.45 63.85 0.65 12 34 160 48 0.30 8 15 0.556 0.30 23.53 9.38 1.16 766.17 95.77 51.08 0.52 17 17 90 27 0.30 4 10 0.556 0.29 23.53 11.11 2.06 766.17 191.54 76.62 0.78 18 12 60 32 0.54 12 40 1.669 0.51 100.00 66.67 5.15 2299.88 191.66 57.50 0.59 19 17 75 33 0.44 12 40 2.074 0.41 70.59 53.33 6.28 2857.97 238.16 71.45 0.73 Donguan 20 7 35 16 0.47 5 21 1.316 0.43 71.43 60.00 8.00 1813.45 362.69 86.35 0.88 village 21 7 38 21 0.55 5 23 1.518 0.51 71.43 60.53 7.26 2091.80 418.36 90.95 0.93 22 15 65 33 0.50 7 32 1.669 0.47 46.67 49.23 5.14 2299.88 328.55 71.87 0.73 Shangli Dongyuan 23 15 60 31 0.52 9 50 1.947 0.49 60.00 83.33 6.24 2682.97 298.11 53.66 0.55 county township 24 35 140 42 0.30 3 10 0.278 0.30 8.57 7.14 0.66 383.08 127.69 38.31 0.39 25 45 220 66 0.30 12 50 1.391 0.29 26.67 22.73 2.11 1916.80 159.73 38.34 0.39 1 30 135 110 0.81 15 67 2.47 0.80 50.00 49.63 2.24 3396.77 226.45 50.70 0.52 6 30 135 95 0.70 10 45 4.21 0.67 33.33 33.33 4.43 5805.51 580.55 129.01 1.32 Jiangling 16 40 180 110 0.61 3 13 0.94 0.61 7.50 7.22 0.85 1292.56 430.85 99.43 1.01 village 17 30 135 105 0.78 6 27 1.25 0.77 20.00 20.00 1.19 1725.26 287.54 63.90 0.65 18 37 166.5 98 0.59 6 27 2.80 0.57 16.22 16.22 2.85 3851.51 641.92 142.65 1.45 Xiaojian 2 35 140 46 0.33 15 60 2.50 0.31 42.86 42.86 5.44 3450.51 230.03 57.51 0.59 village 3 70 321 151 0.47 30 120 7.83 0.45 42.86 37.38 5.19 10793.87 359.80 89.95 0.92

Before LA Impact of LA LA rate Income loss(yuan) Affected Arable land Ratio of Loss per Proporation of County Town Village Group Total Affected Affected Households Affected Arable land Ratio of Year’s income Loss per Household per capita household LA ratio（%） ① household(yu total income per families families families ratio（%） people (mu) persons(%） loss village(yuan) s after LA(mu)t s（%） an) person（%） 4 34 136 41 0.30 10 40 1.88 0.29 29.41 29.41 4.58 2587.88 258.79 64.70 0.66 5 30 136 69 0.51 15 60 2.50 0.49 50.00 44.12 3.61 3450.51 230.03 57.51 0.59 1 45 180 48 0.27 20 80 1.88 0.26 44.44 44.44 3.91 2587.88 129.39 32.35 0.33 3 35 156 83 0.53 25 100 2.50 0.51 71.43 64.10 3.03 3450.51 138.02 34.51 0.35 Taoyuan 4 30 132 73 0.55 15 60 2.50 0.53 50.00 45.45 3.45 3450.51 230.03 57.51 0.59 village 5 35 153 83 0.54 13 52 1.88 0.53 37.14 33.99 2.27 2587.88 199.07 49.77 0.51 6 36 144 40 0.28 20 80 1.88 0.26 55.56 55.56 4.70 2587.88 129.39 32.35 0.33 5 45 202.5 72 0.36 5 22 0.84 0.35 11.11 10.86 1.16 1150.63 230.13 52.30 0.53 13 35 157.5 62 0.40 4 18 0.56 0.39 11.43 11.43 0.89 766.17 191.54 42.56 0.43 14 31 139.5 62 0.45 6 27 0.56 0.44 19.35 19.35 0.89 766.17 127.69 28.38 0.29 Xinyi 15 58 261 86 0.33 9 40 0.84 0.33 15.52 15.33 0.97 1150.63 127.85 28.77 0.29 village 16 52 234 85 0.36 15 67 2.23 0.35 28.85 28.63 2.63 3067.43 204.50 45.78 0.47 17 52 234 72 0.31 12 54 0.84 0.30 23.08 23.08 1.17 1150.63 95.89 21.31 0.22 18 26 117 60 0.51 4 18 0.56 0.51 15.38 15.38 0.93 766.17 191.54 42.56 0.43 2 70 350 144 0.41 7 28 1.88 0.40 10.00 8.00 1.31 2783.20 397.60 99.40 1.01 3 38 190 78 0.41 6 27 3.58 0.39 15.79 14.21 4.60 5311.49 885.25 196.72 2.01 4 28 140 63 0.45 15 67 6.20 0.41 53.57 47.86 9.83 9182.47 612.16 137.05 1.40 Gengtang 5 42 210 86 0.41 10 42 4.04 0.39 23.81 20.00 4.69 5984.32 598.43 142.48 1.45 village 13 59 295 121 0.41 10 45 1.25 0.41 16.95 15.25 1.04 1855.46 185.55 41.23 0.42 14 58 290 119 0.41 10 43 4.41 0.39 17.24 14.83 3.71 6529.69 652.97 151.85 1.55 15 62 310 127 0.41 20 83 2.50 0.40 32.26 26.77 1.97 3710.93 185.55 44.71 0.46 16 63 315 129 0.41 20 81 2.50 0.40 31.75 25.71 1.94 3710.93 185.55 45.81 0.47 3 41 170 71 0.42 7 31 1.25 0.41 17.07 18.24 1.75 1855.46 265.07 59.85 0.61 6 27 127 57 0.45 4 18 11.36 0.36 14.81 14.17 19.88 16835.52 4208.88 935.31 9.54 Chishan 8 56 260 156 0.60 20 90 5.63 0.58 35.71 34.62 3.61 8345.14 417.26 92.72 0.95 town 12 35 129 67 0.52 12 54 2.50 0.50 34.29 41.86 3.73 3710.93 309.24 68.72 0.70 Muchong 16 30 134 60 0.45 11 49 2.50 0.43 36.67 36.57 4.15 3710.93 337.36 75.73 0.77 village 25 37 186 76 0.41 15 67 2.79 0.40 40.54 36.02 3.65 4128.85 275.26 61.62 0.63 26 28 111 42 0.38 8 36 1.88 0.36 28.57 32.43 4.45 2783.20 347.90 77.31 0.79 29 59 252 113 0.45 9 40 8.28 0.42 15.25 15.87 7.31 12276.89 1364.10 306.92 3.13 31 39 137 82 0.60 13 58 3.41 0.58 33.33 42.34 4.15 5056.58 388.97 87.18 0.89 12 40 180 65 0.36 4 18 0.13 0.36 10.00 10.00 0.19 185.25 46.31 10.29 0.10 13 10 45 16 0.35 3 13 2.92 0.29 30.00 28.89 18.53 4324.48 1441.49 332.65 3.39 Dayuan 14 32 144 50 0.35 10 45 1.71 0.34 31.25 31.25 3.40 2538.67 253.87 56.41 0.58 village 15 36 162 58 0.36 11 49 1.48 0.35 30.56 30.25 2.53 2188.91 198.99 44.67 0.46 16 35 157.5 65 0.41 6 27 0.83 0.40 17.14 17.14 1.29 1230.06 205.01 45.56 0.46

Before LA Impact of LA LA rate Income loss(yuan) Affected Arable land Ratio of Loss per Proporation of County Town Village Group Total Affected Affected Households Affected Arable land Ratio of Year’s income Loss per Household per capita household LA ratio（%） ① household(yu total income per families families families ratio（%） people (mu) persons(%） loss village(yuan) s after LA(mu)t s（%） an) person（%） 1 52 170 81 0.48 7 26 2.16 0.46 13.46 15.29 2.66 3201.12 457.30 123.12 1.26 Matian 2 53 191 88 0.46 3 11 3.41 0.44 5.66 5.76 3.86 5056.58 1685.53 459.69 4.69 village 3 39 165 83 0.50 8 30 8.29 0.45 20.51 18.18 9.99 12287.26 1535.91 409.58 4.18 4 22 92 35 0.38 10 38 4.95 0.33 45.45 41.30 14.09 7331.45 733.15 192.93 1.97 Taowen 25 23 96 38 0.40 9 37 14.428 0.25 39.13 38.54 37.57 21122.59 2346.95 570.88 5.82 village 26 40 156 58 0.37 17 72 22.719 0.23 42.50 46.15 39.17 33260.62 1956.51 461.95 4.71 1 28 112 33 0.29 4 16 3.069 0.27 14.29 14.29 9.30 4493.02 1123.25 280.81 2.86 2 23 92 35 0.38 5 20 3.062 0.35 21.74 21.74 8.75 4482.77 896.55 224.14 2.29 3 35 140 48 0.34 12 48 4.603 0.31 34.29 34.29 9.59 6738.79 561.57 140.39 1.43 4 32 128 50 0.39 11 44 4.603 0.35 34.38 34.38 9.21 6738.79 612.62 153.15 1.56 Shiyuan 5 25 100 23 0.23 14 56 3.069 0.20 56.00 56.00 13.34 4493.02 320.93 80.23 0.82 village 6 30 120 34 0.29 9 36 4.603 0.25 30.00 30.00 13.42 6738.79 748.75 187.19 1.91 7 26 115 52 0.45 17 68 5.172 0.41 65.38 59.13 9.95 7571.81 445.40 111.35 1.14 8 26 104 40 0.39 15 60 7.835 0.31 57.69 57.69 19.54 11470.44 764.70 191.17 1.95 38 24 96 57 0.59 4 16 1.939 0.57 16.67 16.67 3.40 2838.70 709.67 177.42 1.81 Yangqi 1 35 140 56 0.40 12 48 3.069 0.38 34.29 34.29 5.48 4493.02 374.42 93.60 0.95 township 2 37 148 53 0.36 9 36 1.534 0.35 24.32 24.32 2.88 2245.78 249.53 62.38 0.64 3 26 104 42 0.40 5 20 1.534 0.39 19.23 19.23 3.69 2245.78 449.16 112.29 1.14 Shilling 4 35 140 63 0.45 5 20 1.534 0.44 14.29 14.29 2.43 2245.78 449.16 112.29 1.14 village 6 29 116 46 0.40 6 24 1.534 0.39 20.69 20.69 3.31 2245.78 374.30 93.57 0.95 16 34 136 54 0.40 7 28 2.298 0.38 20.59 20.59 4.22 3364.27 480.61 120.15 1.22 18 37 148 59 0.40 7 28 2.298 0.38 18.92 18.92 3.88 3364.27 480.61 120.15 1.22 1 14 66 16 0.24 5 20 0.61 0.23 35.71 30.30 3.83 895.97 179.19 44.80 0.46 2 29 128 42 0.33 16 64 2.47 0.31 55.17 50.00 5.85 3619.01 226.19 56.55 0.58 Guanxia 3 20 93 25 0.27 12 48 1.25 0.26 60.00 51.61 4.99 1832.93 152.74 38.19 0.39 village 4 23 94 22 0.23 13 52 2.07 0.21 56.52 55.32 9.43 3036.34 233.56 58.39 0.60 18 9 40 11 0.27 6 24 0.56 0.26 66.67 60.00 5.15 813.98 135.66 33.92 0.35 19 13 62 13 0.20 5 20 0.55 0.19 38.46 32.26 4.41 811.06 162.21 40.55 0.41 Total 5266 22540.5 10978.7 0.49 1855 7419 742.535 0.45 35.23 33.47 6.76 1015749.49 547.57 134.64 1.37

Through analysis of the impact on the 1,855 AHs in the 153 groups of the 26 affected villages, it is found that the Road Project is linear works, and therefore impact of LA for each household is somewhat small. There are 1,188 (representing 64.04 %) households with land-loss rate of 10% or less, 526 households (representing 28.36 %) with land-loss rate between 10% and 20%, 113 households (accounting for 6.09%) with land-loss rate between 20% -30% have, 28 households (representing 1.51%) with land-loss rate between 30% to 40%, and no household with land-loss rate over 40%. The analysis of land acquisition rate shown in Table 5-2.

In the affected 7 towns in Luxi county, Anyuan district, and Shangli County, the main agricultural plant is rice and kinds of vegetables. there are also many shoe factories, electricity Porcelain Factory, firecracker factories, etc. nearby in the 7 towns, and many villagers working in these factories, or doing self-employed business in restaurant, clothing, and Appliances, etc. from which they got the main part of their family income. Most of the labors work in construction, restaurant, self-employed business to get non-agricultural income, while there are also some women or elder farmers develop some Featured greenhouse vegetables. Therefore, there’s nearly no family live only on agricultural planting.

As analyzed above, the land acquisition impact caused for farmers income is somewhat small.

Table 5-2 Analysis of land-loss Rate of Affected Farmers Land acquisition rate <10% 10%-20% 20%-30% 30%-40% 40%-50% 50%以上 Proportion Proportion Proportion Proportion Proportion Proportion Total County Town village Group Amount （%） Amount （%） Amount （%） Amount （%） Amount （%） Amount （%） households 4 8 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 8 5 9 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 9 6 11 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 11 7 9 69.23 4 30.77 0 0.00 0 0.00 0 0.00 0 0.00 13 Yuanxi 10 1 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 1 village 11 4 33.33 8 66.67 0 0.00 0 0.00 0 0.00 0 0.00 12 12 7 38.89 11 61.11 0 0.00 0 0.00 0 0.00 0 0.00 18 13 10 83.33 2 16.67 0 0.00 0 0.00 0 0.00 0 0.00 12 14 6 37.50 8 50.00 2 12.50 0 0.00 0 0.00 0 0.00 16 Shitang 6 3 20.00 4 26.67 6 40.00 2 13.33 0 0.00 0 0.00 15 village 1 3 20.00 5 33.33 5 33.33 2 13.33 0 0.00 0 0.00 15 2 9 45.00 9 45.00 2 10.00 0 0.00 0 0.00 0 0.00 20 Nanxi 8 35 58.33 22 36.67 3 5.00 0 0.00 0 0.00 0 0.00 60 village 11 32 76.19 9 21.43 1 2.38 0 0.00 0 0.00 0 0.00 42 12 4 25.00 6 37.50 5 31.25 1 6.25 0 0.00 0 0.00 16 1 6 20.00 21 70.00 3 10.00 0 0.00 0 0.00 0 0.00 30 Luxi Yuannan 2 2 33.33 4 66.67 0 0.00 0 0.00 0 0.00 0 0.00 6 county township 3 4 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 4 Zhangjiapi 4 8 44.44 9 50.00 1 5.56 0 0.00 0 0.00 0 0.00 18 village 12 4 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 4 14 2 13.33 9 60.00 4 26.67 0 0.00 0 0.00 0 0.00 15 15 27 90.00 3 10.00 0 0.00 0 0.00 0 0.00 0 0.00 30 Xinxia 2 14 70.00 4 20.00 2 10.00 0 0.00 0 0.00 0 0.00 20 village 1 4 18.18 6 27.27 10 45.45 2 9.09 0 0.00 0 0.00 22 2 3 15.00 5 25.00 9 45.00 3 15.00 0 0.00 0 0.00 20 Xinpeng 3 0 0.00 3 15.79 7 36.84 9 47.37 0 0.00 0 0.00 19 village 4 0 0.00 3 18.75 11 68.75 2 12.50 0 0.00 0 0.00 16 6 2 11.11 4 22.22 9 50.00 3 16.67 0 0.00 0 0.00 18 7 4 19.05 15 71.43 2 9.52 0 0.00 0 0.00 0 0.00 21 6 4 36.36 7 63.64 0 0.00 0 0.00 0 0.00 0 0.00 11 Daping 7 5 71.43 2 28.57 0 0.00 0 0.00 0 0.00 0 0.00 7 village 8 4 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 4 9 5 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 5

Land acquisition rate <10% 10%-20% 20%-30% 30%-40% 40%-50% 50%以上 Proportion Proportion Proportion Proportion Proportion Proportion Total County Town village Group Amount （%） Amount （%） Amount （%） Amount （%） Amount （%） Amount （%） households 10 4 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 4 11 7 46.67 7 46.67 1 6.67 0 0.00 0 0.00 0 0.00 15 12 12 60.00 8 40.00 0 0.00 0 0.00 0 0.00 0 0.00 20 Shangpai 1st group 4 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 4 Shangpai 2nd group 3 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 3 Zhongpai group 5 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 5 Xuanfeng Pailou Xiapai group 3 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 3 town village Xiahujiashan group 3 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 3 Jiangyi group 4 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 4 Xinwu group 3 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 3 Laowu group 3 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 3 1 16 80.00 4 20.00 0 0.00 0 0.00 0 0.00 0 0.00 20 2 31 88.57 4 11.43 0 0.00 0 0.00 0 0.00 0 0.00 35 4 30 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 30 10 11 55.00 9 45.00 0 0.00 0 0.00 0 0.00 0 0.00 20 Moxi 13 12 60.00 8 40.00 0 0.00 0 0.00 0 0.00 0 0.00 20 Yinhe village 14 10 33.33 18 60.00 2 6.67 0 0.00 0 0.00 0 0.00 30 town 15 35 87.50 5 12.50 0 0.00 0 0.00 0 0.00 0 0.00 40 16 22 88.00 3 12.00 0 0.00 0 0.00 0 0.00 0 0.00 25 27 10 50.00 8 40.00 2 10.00 0 0.00 0 0.00 0 0.00 20 1 20 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 20 Hejiazhen 10 7 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 7 Jianshan group 6 40.00 9 60.00 0 0.00 0 0.00 0 0.00 0 0.00 15 Quanjiang Nianxing group 3 30.00 7 70.00 0 0.00 0 0.00 0 0.00 0 0.00 10 village Yaojiatang group 2 20.00 8 80.00 0 0.00 0 0.00 0 0.00 0 0.00 10 Shangxichong group 1 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 1 Xiaxichong group 4 80.00 1 20.00 0 0.00 0 0.00 0 0.00 0 0.00 5 Miaoxia group 8 80.00 2 20.00 0 0.00 0 0.00 0 0.00 0 0.00 10 Peijia Anyuan Gaokeng village Xinwuchang group 4 66.67 2 33.33 0 0.00 0 0.00 0 0.00 0 0.00 6 district town Shangzhangtianwo 4 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 4 group Zhouzishang group 7 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 7 Houwu group 10 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 10 Nanmu Shiqiao group 11 42.31 15 57.69 0 0.00 0 0.00 0 0.00 0 0.00 26 village Nangong group 18 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 18 Qianwu group 15 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 15

Land acquisition rate <10% 10%-20% 20%-30% 30%-40% 40%-50% 50%以上 Proportion Proportion Proportion Proportion Proportion Proportion Total County Town village Group Amount （%） Amount （%） Amount （%） Amount （%） Amount （%） Amount （%） households Xinshan group 10 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 10 Laoshan group 10 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 10 9 7 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 7 12 8 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 8 17 4 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 4 18 3 25.00 8 66.67 1 8.33 0 0.00 0 0.00 0 0.00 12 19 3 25.00 9 75.00 0 0.00 0 0.00 0 0.00 0 0.00 12 Donguan 20 0 0.00 1 20.00 4 80.00 0 0.00 0 0.00 0 0.00 5 village 21 0 0.00 5 100.00 0 0.00 0 0.00 0 0.00 0 0.00 5 22 2 28.57 5 71.43 0 0.00 0 0.00 0 0.00 0 0.00 7 23 2 22.22 2 22.22 5 55.56 0 0.00 0 0.00 0 0.00 9 24 3 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 3 25 12 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 12 1 15 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 15 6 8 80.00 2 20.00 0 0.00 0 0.00 0 0.00 0 0.00 10 Jiangling 16 3 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 3 village 17 6 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 6 Dongyuan 18 6 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 6 Shangli township 2 2 13.33 9 60.00 4 26.67 0 0.00 0 0.00 0 0.00 15 county Xiaojian 3 4 13.33 23 76.67 3 10.00 0 0.00 0 0.00 0 0.00 30 village 4 4 40.00 6 60.00 0 0.00 0 0.00 0 0.00 0 0.00 10 5 8 53.33 7 46.67 0 0.00 0 0.00 0 0.00 0 0.00 15 1 7 35.00 12 60.00 1 5.00 0 0.00 0 0.00 0 0.00 20 3 13 52.00 12 48.00 0 0.00 0 0.00 0 0.00 0 0.00 25 Taoyuan 4 10 66.67 5 33.33 0 0.00 0 0.00 0 0.00 0 0.00 15 village 5 12 92.31 1 7.69 0 0.00 0 0.00 0 0.00 0 0.00 13 6 7 35.00 12 60.00 1 5.00 0 0.00 0 0.00 0 0.00 20 5 5 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 5 13 4 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 4 14 6 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 6 Xinyi 15 9 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 9 village 16 12 80.00 3 20.00 0 0.00 0 0.00 0 0.00 0 0.00 15 17 12 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 12 18 4 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 4 Chishan Gengtang 2 7 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 7

Land acquisition rate <10% 10%-20% 20%-30% 30%-40% 40%-50% 50%以上 Proportion Proportion Proportion Proportion Proportion Proportion Total County Town village Group Amount （%） Amount （%） Amount （%） Amount （%） Amount （%） Amount （%） households town village 3 6 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 6 4 3 20.00 11 73.33 1 6.67 0 0.00 0 0.00 0 0.00 15 5 8 80.00 2 20.00 0 0.00 0 0.00 0 0.00 0 0.00 10 13 10 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 10 14 10 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 10 15 18 90.00 2 10.00 0 0.00 0 0.00 0 0.00 0 0.00 20 16 19 95.00 1 5.00 0 0.00 0 0.00 0 0.00 0 0.00 20 3 7 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 7 6 4 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 4 8 9 45.00 11 55.00 0 0.00 0 0.00 0 0.00 0 0.00 20 12 5 41.67 7 58.33 0 0.00 0 0.00 0 0.00 0 0.00 12 Muchong 16 5 45.45 6 54.55 0 0.00 0 0.00 0 0.00 0 0.00 11 village 25 13 86.67 2 13.33 0 0.00 0 0.00 0 0.00 0 0.00 15 26 4 50.00 4 50.00 0 0.00 0 0.00 0 0.00 0 0.00 8 29 9 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 9 31 12 92.31 1 7.69 0 0.00 0 0.00 0 0.00 0 0.00 13 12 4 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 4 13 0 0.00 3 100.00 0 0.00 0 0.00 0 0.00 0 0.00 3 Dayuan 14 10 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 10 village 15 11 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 11 16 6 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 6 1 7 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 7 Matian 2 3 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 3 village 3 8 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 8 4 2 20.00 8 80.00 0 0.00 0 0.00 0 0.00 0 0.00 10 Taowen 25 9 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 9 village 26 15 88.24 2 11.76 0 0.00 0 0.00 0 0.00 0 0.00 17 1 4 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 4 2 5 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 5 Yangqi 3 12 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 12 township Shiyuan 4 11 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 11 village 5 14 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 14 6 9 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 9 7 17 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 17 8 15 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 15

5.3.2 Generally affected villages resettlement recovery plan

Since the affected villages vary in development level and degree of impact, resettlement and income restoration programs should be developed based on the degree of impact, practical characteristics and expectations of each village, as shown in Table 5-3. Cash compensation is the resettlement mode accepted by and available to each AH. After receiving compensation, the AHs may select agricultural or non-agricultural resettlement (including working outside or doing business after training), and eligible APs may participate in the endowment insurance for LLFs voluntarily. Table 5-3 Expected Resettlement Modes of Rural Households Affected by LA Expected resettlement mode (households) Affected Cash Agricultural Non-agricultural Social County Town No. Village AHs population compensation compensation compensation insurance Yuanxi 1 100 475 100 77 32 100 village Shitang 2 15 59 15 11 4 15 village Nanxi 3 153 602 153 123 32 153 village Yuannan Zhangjiapi 4 107 413 107 78 30 107 township village Xinxia 5 20 82 20 18 2 20 Luxi village county Xinpeng 6 116 459 116 87 34 116 village Daping 7 66 266 66 42 29 66 village Xuanfeng Pailou 8 28 111 28 15 16 28 town village Moxi 9 240 952 240 180 72 240 Yinhe village town 10 Hejiazhen 27 103 27 14 13 27 Quanjianng 11 35 141 35 18 17 35 village Anyuan Gaokeng Peijia 12 33 131 33 17 16 33 district town village Nanmu 13 89 349 89 53 37 89 village Dongyuan 14 84 331 84 39 45 84 village Jiangling 15 40 155 40 23 17 40 village Dongyuan Xiaojian 16 70 277 70 37 33 70 township village Taoyuan 17 93 370 93 48 45 93 village Shangli Xinyi 18 55 216 55 34 21 55 county village Gengtang 19 98 399 98 54 44 98 village Muchong 20 99 400 99 55 48 99 Chishan village town Dayuan 21 34 115 34 19 15 34 village Matian 22 28 117 28 18 12 28 village

Expected resettlement mode (households) Affected Cash Agricultural Non-agricultural Social County Town No. Village AHs population compensation compensation compensation insurance Taowen 23 26 103 26 15 11 26 village Shiyuan 24 91 360 91 56 35 91 Yangqi village town Shilling 25 51 203 51 32 19 51 village Guanxia 26 57 230 57 32 27 57 village Total 1855 7419 1855 1195 706 1855 Proporation （%） 100.00 64.42 38.06 100.00

Based on the above modes, and through consultation with the affected village committees and representatives of the APs, different resettlement and income restoration programs have been developed as follows:

5.3.2.1 Cash compensation and allocation

Provide the affected village groups and affected households with cash compensation, according to the Notice of the Jiangxi Provincial Government on Issuing the Location-based Integrated Land Prices and Uniform AAOV Rates for Land Compensation of Jiangxi Province (JPG [2010] No.126), compensation rate for rural collective land of the 7 affected town/township is shown in table 4-3.

In the land compensation, the land compensation and resettlement subsidies will be paid directly to the land-loss village collective organizations, villagers' congress held to decide how to allocate the acquisition compensation fee. There are two major cost allocation methods in the 26 affected villages during the land acquisition activities in the past:

First, the land compensation and resettlement subsidies equally distributed within the village group, as long as the household in this village group members can obtain qualifications allocation, after that, the group will re-adjust the land.

Second, both land compensation and resettlement subsidy will be paid to the AHs. AHs got the cash compensation, and the village committee won’t organize adjusting land. Compensation for crops and attachments on the ground will be paid directly to the affected households.

When AHs got the compensation through the allocation scheme referred above, they carry out the following livelihood restoration measures to develop agricultural development or non-agricultural economic activities on their own.

5.3.2.2 Agricultural resettlement measures

According to the local socio-economical investigation, there’s no big change in the per capita cultivated area of the affected village groups. The AHs will still have some remaining land, and agricultural development is one of the means for promoting their livelihood restoration.

The Pingxiang PMO and the IA have designed the following agricultural resettlement measures for the Road Project based on opinions of the local governments –Improving planting structure and efficient vegetable production. These two efficient agricultural patterns are expected to increase agricultural income by 70%.1) Efficient vegetables. Because of the unique natural climatic conditions, a number of villages in Luxi County have always been a pollution-free vegetable bases of Jiangxi Province, vegetable varieties, high yield, good quality. To promote the cultivation of eficient vegetables in the affected villages, including greenhouse vegetables, and efficient land vegetables, can better improve the rate of return on vegetable cultivation. According to estimation income per mu is expected to reach 10,000 yuan. 2) Greenhouse seedling. Refers to seedlings using the greenhouse vegetable cultivation technology, and sell the vegetable seedlings. Greenhouse seedling cultivation cycle is shorter, faster output, and more output per year, with an expectation of annual output reaching 10,000 yuan per mu. 3) Develop fruit cultivation. Due to the excellent local natural conditions, conducive fruit cultivation diversity. Shankouyan Management Department currently has developed a large-scale cultivation of pear, pear fruiting period of 3 years after planting mature yield income security; Zhuyuan village is also developing a large-scale of dragon fruit cultivation, with an output up to 2,000 catty, the Government provides appropriate subsidies, income security. 4) Scale cultivation. Affected villages have different scales of development of the poultry industry and fish farming industry, according to estimation, medium-sized poultry, medium-scale fish farming annual profit of up to 20,000 to 30,000 yuan. 5.3.2.3 Non-agricultural Employment Resettlement Measures

1) Employment guidance

Job fairs will be organized for LLFs, and employment information, labor protection services and legal advice will be provided to them to assist them in non-agricultural employment.

2) Job opportunities generated by the Road Project

It is anticipated there will be 9,877 temporary job opportunities during the implementation period（24 months）, among which, 2,241 are technological jobs, 7,636 are unskilled jobs, salary is about 1,500~3,000 yuan per month; during the maintenance period after completion of the Road Project, there will be 456 permanent job opportunities, including 360 unskilled jobs and 96 skilled jobs, monthly salary is about 1,200~2,500 yuan.

During the Road Project implementation, above jobs should be first made available to the LLFs; permanent jobs after the completion of the Road Project, such as road maintenance and environmental sanitation, should also be first made available to the LLFs, in order to promote the employment of the affected population

3) Skills training

In addition to cash compensation for the AHs,a special skills training program has been developed for the APs and the AHs, where 3,000 person-times will be trained.

a) Trainees

Trainees are laborers with permanent household registration in Luxi County/Anyuan District/Shangli County, affected by LA or HD, having attained 18 years, and having a certain educational level, and will be granted with certificates of training by the affected district/county labor and social security bureau.

b) Scope of training

Based on the remaining land, land operating modes, and resettlement programs, Agricultural training on efficient seed production, refined vegetables will be given.

Non-agricultural training will be based on Luxi socio-economical development characteristics and employment needs, including housekeeping staff and supermarket cashier and workers of industrial enterprises.

In addition, guiding training. The employment of migrant farmers, to carry out urban life knowledge, rights protection, safety, disaster prevention and mitigation, knowledge and training of national employment policies.

c) Institutional arrangement

Training will be implemented by the IA and the Luxi county labor and social security bureau.

Specific training schedule see Section 5.9. 5.3.2.4 Social Security of LLFs

According to the socio-economic survey and the villagers affected by land acquisition of farmland for analysis, preliminary estimates of the need for resettlement of land-loss farmers social security situation as shown in Table 5-4. Table 5-4 Summary social security placement of affected farmers land-loss social security Cou N AHs APs land-loss social security Town Village resettlement nty o. (household) (person) resettlement people(person) households (household) Yuanxi 1 100 475 19 40 village Shitang 2 15 59 3 8 village Nanxi 3 153 602 29 61 Yuan village nan Zhangjia 4 107 413 20 44 towns pi village hip Xinxia 5 20 82 4 8 Luxi village count Xinpeng 6 116 459 22 48 y village Daping 7 66 266 12 28 village Xuanf Pailou eng 8 28 111 5 12 village town Moxi 9 240 952 45 95 Yinhe village town Hejiazhe 10 27 103 5 12 n Anyu Quanjian Gaok 11 35 141 7 14 an ng village eng distri Peijia town 12 33 131 6 12 ct village

Cou Town N Village AHs APs land-loss social land-loss social security t Nanmu (h h ld) () it ttl t l ( ) 13 89 349 17 34 village Dongyua 14 84 331 16 34 n village Jiangling 15 40 155 8 29 Dong village yuan Xiaojian 16 70 277 13 25 towns village hip Taoyuan 17 93 370 17 36 village Xinyi 18 55 216 10 24 village Gengtan 19 98 399 18 33 Shan g village gli Muchong Chish 20 99 400 19 39 count village an y Dayuan town 21 34 115 6 11 village Matian 22 28 117 5 12 village Taowen 23 26 103 5 10 village Shiyuan Yang 24 91 360 17 38 village qi Shilling town 25 51 203 10 22 village Guanxia 26 57 230 11 21 village Total 1855 7419 348 750 land-loss farmers endowment insurance policy detailed in Annex 5. 5.3.3Seriously affected villages resettlement recovery plan

Of the 153 affected village groups, there are 28 groups are the serious affected groups with LA rate of 10% or more. In order that the APs in these groups have various opportunities to improve or at least restore their production level and living standard, and ensure the affected vulnerable groups’ livelihoods improved to national minimum standards, not only their acquired land, houses and attachments will be compensated for, based on their practical conditions and future prospects, these serious affected groups have been divided into two categories, and have been set production restoration programs separately: one category is the groups with arable land per capita above 0.4 mu after LA, the production restoration programs have been set taking agricultural resettlement as the main resettlement, combined of non-agricultural employment resettlement; another category is the groups with arable land per capita below 0.4 mu (including 0.4 mu), the production restoration programs have been set taking non-agricultural employment resettlement as the main resettlement, combined of social insurance for LLFs.

5.3.3.1 Resettlement Restoration Programs of Agricultural Resettlement Priority Groups

According to the land acquisition analysis, there are 17 groups with arable land per capita above 0.4 mu, basic soci-economic situation, land acquisition situation of these 17 groups is shown in Table 5-5. It’s found that there’s still a number of land after the LA, productivity of arable land could be improved by taking proper engineering and biological measures, so as to help the

AHs production restoration. At the same time, provide non-agricultural employment/ entrepreneurship training and guidance based on the wishes of AHs and the local labor demand, can provide the AHs with a second protection for their production restoration.

Table 5-5 Basic information of the agricultural resettlement priority groups Before LA LA impact Income Count pop Land per Land Land per Town Group house Arable per capita AHs(hou APs(per Income loss in y ulati capita(m Land(mu) after capita after LA rate holds land(mu) per sehold) son) one year on u) LA(mu) LA(mu) year(yuan) 11th group of 26 106 65 0.61 8000.00 12 63 9.829 55 0.52 15.20 Yuanxi village 8158.07 12th group of 20 95 61 0.64 7900.00 18 85 10.299 51 0.53 16.94 Yuanxi village 8548.17 6th group of 25 105 92 0.88 7200.00 15 59 29.968 62 0.59 32.43 Shitang village 24873.44 1st group of 17 75 62 0.82 7100.00 15 60 18.293 43 0.58 29.74 Nanxi village 15183.19 11th group of 56 176 100 0.57 7200.00 42 151 20.361 80 0.45 20.30 Nanxi village 16899.63 12th group of 21 98 81 0.83 7200.00 16 88 13.878 67 0.69 17.06 Nanxi village 11518.74 Yuanna 1st group of 42 174 117 0.67 7400.00 30 121 18.623 98 0.56 15.97 n Zhangjiapi 15457.09 townshi 1st group of p Xinpeng 28 132 108 0.82 6900.00 22 88 17.669 91 0.69 16.32 14665.27 village Luxi 2nd group of county Xinpeng 27 118 99 0.84 7000.00 20 76 12.818 86 0.73 12.93 10638.94 village 3rd group of Xinpeng 25 115 90 0.78 6980.00 19 73 15.547 74 0.64 17.33 12904.01 village 6th group of Xinpeng 31 138 109 0.79 7120.00 18 78 16.206 93 0.67 14.87 13450.98 village 11th group of 35 180 92 0.51 7300.00 15 60 10.31 81 0.45 11.23 Daping village 8557.3 1st group of 33 137 90 0.66 9900.00 20 78 15.03 75 0.55 16.62 Moxi village 12474.9 10th group of 22 108 66 0.61 10000.00 20 76 6.192 60 0.55 9.40 Yinhe Moxi village 5139.36 town 13th group of 10 48 32 0.66 10200.00 20 82 1.391 30 0.63 4.39 Moxi village 1154.53 27th group of 32 121 71 0.59 9900.00 20 81 9.601 62 0.51 13.45 Moxi village 7968.83 Yaojiatang Anyua Gaoken group of n 25 120 66 0.55 9200.00 10 44 16.977 49 0.41 25.72 g town Quanjiang 14090.91 district village

(1) Planting Structure Improving

According to analysis, there will be still number of land remaining in the 17 affected village groups, productivity of arable land could be improved by taking proper engineering and biological measures.

Based on remaining land qualities and wills of farmers,improve the planting structure and development program of the affected group,transfer the dispersed vegetable planting into greenhouse vegetable. It’s estimated that the investment of greenhouse vegetables per mu is 4,800 yuan, and the net income per mu per year is 6,600 yuan. Planning income of planting structure improving of the 17 groups is shown in Table 5-6.

Table 5-6 Planning income from planting structure improving of agricultural priority groups Total of land Investment Profit compensati Production restoration ① Price per Net income Net Additional County Town Group unit Quan. on Investment Beneficiary measures unit per income(yu income(CNY/p (yuan) population(person) (CNY/mu) unit(yuan) an) erson) 11th group of Planting structure mu 40 4800 192000 6600 264000 100 2640 Yuanxi village improving 1112920 12th group of Planting structure mu 40 4800 192000 6600 264000 100 2640 Yuanxi village improving 1112920 6th group of Planting structure mu 50 4800 240000 6600 330000 100 3300 Shitang village improving 1391150 1st group of Planting structure mu 30 4800 144000 6600 198000 80 2475 Nanxi village improving 834690 11th group of Planting structure mu 60 4800 288000 6600 396000 160 2475 Nanxi village improving 1669380 12th group of Planting structure mu 50 4800 240000 6600 330000 90 3667 Yuannan Nanxi village improving 1391150 township 1st group of Planting structure mu 60 4800 288000 6600 396000 150 2640 Zhangjiapi improving 1669380 1st group of Planting structure mu 50 4800 240000 6600 330000 100 3300 Luxi Xinpeng village improving 1391150 county 2nd group of Planting structure mu 50 4800 240000 6600 330000 100 3300 Xinpeng village improving 1391150 3rd group of Planting structure mu 50 4800 240000 6600 330000 100 3300 Xinpeng village improving 1391150 6th group of Planting structure mu 50 4800 240000 6600 330000 100 3300 Xinpeng village improving 1391150 11th group of Planting structure mu 50 4800 240000 6600 330000 100 3300 Daping village improving 1391150 1st group of Planting structure mu 50 4800 240000 6600 330000 100 3300 Moxi village improving 1503700 10th group of Planting structure mu 40 4800 192000 6600 264000 100 2640 Yinhe Moxi village improving 1202960 town 13th group of Planting structure mu 20 4800 96000 6600 132000 100 1320 Moxi village improving 601480 27th group of Planting structure mu 50 4800 240000 6600 330000 100 3300 Moxi village improving 1503700 Yaojiatang Anyuan Gaokeng group of Planting structure mu 30 4800 144000 6600 198000 50 3960 district town Quanjiang improving 1174440 village

① According to related policies and regulations, the LA compensation fo Yuannan, Yinhen and Gaokeng villages is 27,823yuan, 30,074yuan and 39,148yuan.

According to the estimation, income loss of the 17 groups can be restored through the restoration programs, the income of the AHs can be restored or improved. The income restoration situation is shown as Table 5-7. Table 5-7 Forecasting income restoration of the agricultural resettlement priority groups Income improved through production ① Income loss per restoration (CNY/year)(B) Difference County Town Group year(CNY/year)(A) Planting structure improving （B-A）(yuan) 11th group of Yuanxi village 8158.07 166320 158161.93 12th group of Yuanxi village 8548.17 224400 215851.83 6th group of Shitang village 24873.44 194700 169826.56 1st group of Nanxi village 15183.19 148500 133316.81 11th group of Nanxi village 16899.63 373725 356825.37 12th group of Yuannan Nanxi village 11518.74 322667 311147.93 township 1st group of Zhangjiapi 15457.09 319440 303982.91 1st group of Luxi Xinpeng village 14665.27 290400 275734.73 county 2nd group of Xinpeng village 10638.94 250800 240161.06 3rd group of Xinpeng village 12904.01 240900 227995.99 6th group of Xinpeng village 13450.98 257400 243949.02 11th group of Daping village 8557.30 198000 189442.70 1st group of Moxi village 12474.90 257400 244925.10 10th group of Yinhe Moxi village 5139.36 200640 195500.64 town 13th group of Moxi village 1154.53 108240 107085.47 27th group of Moxi village 7968.83 267300 259331.17 Yaojiatang Anyuan Gaokeng group of district town Quanjiang 14090.91 174240 160149.09 village

(2) Non-agricultural training & guidance The priority of employment assistance. For land-loss peasants in the working-age, according to the principle of market employment, bring them in urban employment management service system; enjoy employment training subsidies and urban laid-off workers employment policy, provide free employment consultation, employment guidance, employment training, profession introduction and other public employment services for them. Implementation of employment assistance, will obtain employment subsidies, which is gradually included in the budget.

① Income improved through production restoration =additional income per person * beneficiary population in the affected population

(3)Self-employment assistance Actively guide land-loss peasants change ideas, integrate into the city life, participate in the city division of labor, and broaden channels of employment. 1) Regarded them as laid-off workers in cities and towns. Human resources and social security departments at all levels, can refer to encouragement policy of urban laid-off workers re-employment, register for the land-loss farmers, so that land-loss farmers can enjoy the same free profession introduction, employment, entrepreneurship training, guaranteed small loans and other support policy. 2)To land-loss peasants starting a business, the administrative fees will be reduced or exempted in accordance with the local income part. 3) Encourage migrant workers who have the ability to operate their own businesses, self-employment jobs. To these engaged in individual manage, except for the national restricted industry (including construction, entertainment and advertising, sauna, Internet bar, oxygen, etc.), since the date of registration, three years are exempt from industrial and commercial registration, management class and licenses, and other administrative fees.

5.3.3.2 Production Resettlement Programs of the Non-agricultural Employment Resettlement priority Groups

According to the land acquisition analysis, there are 11 groups with arable land per capita below 0.4 mu(including 0.4 mu), basic soci-economic situation, land acquisition situation of these 11 groups is shown in Table 5-5. It’s found that there’s not much land left after the LA, arable per capita is little. But there are some shoe factories, electricity proclaim factories, firecracker factories, etc. many of the farmers in these village groups working in these factories, or to do restaurant business, construction, domestic service and so on in the counties, to get non-agricultural income. Therefore, for these village groups, it is planning to take employment/ entrepreneurship training & guidance as the major method to help the AHs production restoring; as well as take social insurance for LLFs to provide another protection for AHs’ production restoration.

Table 5-8 Basic information of the agricultural resettlement priority groups

Before LA LA impact Income Land per per capita capita Arable Land per per Land after Income househol populatio land(m capita(m year(yua AHs(househol APs(perso Land(m after LA(m loss in one Couty Town Group ds n u) u) n) d) n) u) LA(mu) u) LA rate year Yuanna n 6th group of townshi Daping village 26 97 45 0.46 7200.00 11 43 5.686 39 0.40 12.74 4719.38 Luxi p county 16th group of 10200.0 54 186 84 0.45 25 87 15.03 69 0.37 17.96 12474.9 Yinhe Moxi village 0 town 10th of Hejiazhen 9 40 19 0.47 9800.00 7 23 4.092 15 0.37 21.77 3396.36 th 6 of 10000.0 Muchong 27 127 57 0.45 4 18 11.36 46 0.36 19.88 9428.8 village 0 Chisha 13th group of n town Dayuan 10 45 16 0.35 6900.00 3 13 2.92 13 0.29 18.53 2421.94 vilalge 4th of Mashan village 22 92 35 0.38 7800.00 10 38 4.95 30 0.33 14.09 4106.01 25th grou of Taowen 23 96 38 0.40 5500.00 9 37 14.428 24 0.25 37.57 11975.24 Shang village li 26th group of county Taowen 40 156 58 0.37 5600.00 17 72 22.719 35 0.23 39.17 18856.77 village Yangqi 5th group of townshi Shiyuan 25 100 23 0.23 5800.00 14 56 3.069 20 0.20 13.34 2547.27 p village 6th group of Shiyuan 30 120 34 0.29 5500.00 9 36 4.603 30 0.25 13.42 3820.49 village 8th group of Shiyuan 26 104 40 0.39 5600.00 15 60 7.835 32 0.31 19.54 6503.05 village

(1) Non-agricultural employment training & guidance

These Village groups plan to cooperate with the Road Project construction unit, and joint with employment, training service stations of these towns, provide non-farm employment / entrepreneurship training for the AHs according to their wishes. Among them, the job training will join with the factories around the village to provide specific training, including the needed skills for shoe factories, electrical porcelain factories, qualified trainers can directly work in the factory. At the same time, construction workers, cooks, food service, housekeeping services and other industries will also be included in the training scope. In turns of entrepreneurship training, mainly include clothing, food, household appliances, etc. The training contents includes business operations and management. Meanwhile, according to "Pingxiang Municipal People's Government Office on the issuance of Pingxiang City, land-loss farmers social security guidance notice" (Ping Gov. Office [2011] No. 3) , when affected farmers starting a business, relief their administrative fees; for the land-loss farmers engaged in small business, relief the administrative exemption from business registration, management and license fees for 3 years ever since the date of registration.

Planning income of these village groups through employment training and guidance is shown in Table 5-9. Table 5-9 Planning income of non-agricultural employment resettlement priority groups through employment training and guidance Profit Production Net Beneficiary Additional Count restoration Investment income population income y Town Group measures (yuan) (yuan) (yuan) (CNY/person) Yuannan 6th group of Employment 3000 22500 15 1500 township Daping village training & guidance Luxi 16th group of Moxi Employment 6000 45000 30 1500 county village training & guidance Yinhe town Employment 10th of Hejiazhen 2000 15000 10 1500 training & guidance 6th of Muchong Employment 3000 22500 15 1500 village training & guidance Chishan 13th group of Employment 1000 7500 5 1500 town Dayuan vilalge training & guidance 4th of Mashan Employment 3000 22500 15 1500 village training & guidance 25th grou of Employment Shangl 4000 30000 20 1500 Taowen village training & guidance i 26th group of Employment county 5000 45000 30 1500 Taowen village training & guidance Yangqi 5th group of Employment 4000 30000 20 1500 township Shiyuan village training & guidance 6th group of Employment 3000 22500 15 1500 Shiyuan village training & guidance 8th group of Employment 4000 30000 20 1500 Shiyuan village training & guidance

According to the estimation, income loss of the 11 groups can be restored through the restoration programs above, the income of the AHs can be restored or improved. The income restoration situation is shown as Table 5-10。

Table 5-10 Forecasting income restoration of the non-agricultural employment resettlement priority groups Improved income through production restoration measures(CNY/year)(B) Difference Income loss per Employment training & （B-A） County Town Group year(CNY/year) guidance (yuan) Yuannan 6th group of township Daping village 4719.38 22500 17780.62 Luxi 16th group of Moxi county 12474.9 45000 32525.10 Yinhe town village 10th of Hejiazhen 3396.36 15000 11603.64 6th of Muchong village 9428.8 22500 13071.20 Chishan 13th group of town Dayuan vilalge 2421.94 7500 5078.06 4th of Mashan village 4106.01 22500 18393.99 25th grou of Shangli Taowen village 11975.24 30000 18024.76 county 26th group of Taowen village 18856.77 45000 26143.23 Yangqi 5th group of township Shiyuan village 2547.27 30000 27452.73 6th group of Shiyuan village 3820.49 22500 18679.51 8th group of Shiyuan village 6503.05 30000 23496.95 (2) Social insurance of LLFs According to the provision of the Notice of the Pingxiang municipal people's government office on Issuing the Measures of the social security for Land-loss farmers in Pingxiang (PGO [2011] No.3), Within the scope of the city administrative divisions, upon approval according to law, unified expropriation by the government, according to The people's Republic of China Rural Land Contract Law ,"farmers who enjoy a second round of the rural collective land contract right, and be completely lost ground after land expropriation or below 0.3 mu of cultivated land per capita (counties can formulate specific definition standard according to the actual situation of local land) , over the age of 16, land-loss farmers, combining the reality of our city, bring the land-loss peasants into the new type of rural social endowment insurance system; build endowment insurance system for land-loss peasants, land-loss peasants, who reach the age of 16 (not including students) when land acquisition, and not participate in worker basic endowment insurance, can voluntary be insured.

The insured LLFs shall pay endowment insurance by the regulation; the pay is divided into 3 classes, which are 300yuan, 400yuan, and 500yuan per year. Funding comes from government subsidies part, village-level collective part, and land-loss farmers themselves. The government gives each land-loss farmer not less than 100yuan per year, the duration is 15 years. land-loss farmers must pay full 15 years in a row, when reaching the age of 60; they can monthly receive a certain amount of pension.

In these 11 village groups, taking these AHs into the social insurance for LLFs will provide a protection for their further production.

5.4 Resettlement Program for Demolition of Rural Residential Houses

Rural residential houses with a total area of 3,360 ㎡ will be demolished, affecting 12 households with 57 persons. The demolished houses have such problems as unsound interior

facilities, aged structure, poor day-lighting and ventilation conditions, and supporting infrastructure. Resettlement in the Road Project will be an opportunity for the DHs to improve their residential conditions and environment.

According to the resettlement willingness survey of demolished households of project, considering resettlement modes of similar projects in the past in project area, the APs can choose cash compensation or replacement house, or the government rearrange the housing site plus some cash compensation.

Housing compensation standards shall be developed through market assessment. Assessment agency shall be chosen by the Road Project IAs and demolished households, the demolition of housing the main house, attaching rooms, ground attachments, etc. will be included in the scope of the assessment, the assessment results will be confirmed by the demolished, and the compensation will be paid directly to the housing property owners. After the demolished get the compensation, they will be able compensation money to buy houses or buy homestead for building.

If the APs choose cash compensation+ providing housing site manner, the government will provide 120 m2 housing site for each household, plus the cash compensation for the house construction. .

5.5 Resettlement Programs for Demolition of Non-residential Houses

The demolition of non-residential buildings involved in the Road Project includes 2 enterprises, affecting 25 people, totaling an area of 1.7 mu, the demolition building is 941.6 ㎡.

According to the survey, 2 enterprises choose the nearby resettlement. The IA will compensate based on market replacement assessment, and pay land prices or provide the housing site nearby through consultation. The IAs and the APs will choose an assessment agency together through negotiation to do the market assessment, the loss of production, sales and wages caused by the Road Project will be included in the scope of the assessment, the assessment results need to be confirmed by the demolition enterprises, compensation will be paid directly to the property owners.

Summary of demolition non-residential houses affected in this project is shown in table 5-10.

Table 5-10 Summary of Resettlement of Non-residential Houses Impact Business Affecte Appraised (or d land Demolishe Affected Operatio Expected amount of No Sub-projec proprietor area Land Building d building populatio n /usage resettlemen Resettlement compensatio . project t ) (mu) nature structure area (m2) n status t mode mode n (yuan) Urban-Rura Cash l Road Brick Collectiv Masonr Nearby resettlement 1 1.5 792.7 20 Good 637918 Project from factory e y timber resettlemnt , Nearby The Road Shangli resettlemnt Project in County to Cash Shangli Xuanfeng Masonr Nearby resettlement 2 Gas station 0.2 collective 148.9 5 Good 118207.4 Town of y timber resettlemnt , Nearby Luxi County resettlemnt Total 1.7 / / 941.6 25 / / / 770616.2

5.6 Restoration Program for Temporarily Occupied Land

Temporary land occupation in this project is caused by land borrowing and spoiling area, with an area of 502.6 mu, of which 97 mu is paddy (accounting for 19.3%), 94.7 mu is dry land (accounting for 18.8%), and 310.9 mu is wood land (accounting for 61.9%).

Temporary land occupation compensation will be based on the actual occupied time, in accordance with the relevant provisions of project area, temporary land compensation standard is 4,000 CNY/(mu•year), and temporary land compensation will be paid directly to the APs. If occupy farmland, the unit is responsible for land reclamation.

5.7 Resettlement Program for Infrastructure and Ground Attachments

The affected infrastructure and ground attachments will be compensated by the Road Project owner, and then restored by their respective proprietors, and should ensure the restored infrastructure and ground attachments works well as the old ones, and can meet the living and production conditions of resettlement area.

Restoration measures for demolished facilities must be planned in advance, and suited to local conditions so as to be safe, efficient, timely and accurate, with minimum adverse impact on nearby residents. Affected special facilities will be demolished according to the construction drawings without affecting project construction and with minimum amount of relocation. Affected pipelines will be rebuilt before demolition (or relocated) without affecting regular lives of residents along such pipelines (including those not to be relocated).

In addition, all replacement land, replacement utility and community infrastructure will be acquired as per SPS (negotiated settlement or purchase).

5.8 Assistance Measures for Vulnerable Groups

According to the survey, the main vulnerable groups of the Road Project are five-guarantee households, households covered by minimum living security, households with disability and women-headed households, and 207 AHs with 257 persons fall into vulnerable groups. During the whole relocation process, the Pingxiang PMO, IA and local governments will pay particular attention to the resettlement of vulnerable groups. In addition to the living and production resettlement measures under the RP, vulnerable groups will be provided certain assistance to improve their living and production conditions. The main assistance measures for low-income households are as follows: (i) Two members of each household will receive skills training, including at least one woman, jog opportunities and employment information will be provided; (ii) The local governments will pay pensions; (iii) A special support fund at 1% of the resettlement costs of the Road Project will be established in cooperation with the labor and social security authorities of Luxi county and affected towns; (iv) Seriously affected households with a land loss rate of over 20% will have priority in receiving job opportunities generated by the Road Project, and participating in agricultural and non-agricultural training for LLFs.

5.9 Training of Aps

Training needs depend on the resettlement and restoration mode preferred by the APs (see Section 5.3.2). In order to ensure that the APs change the traditional employment concept, build up a proper sense of occupation and master necessary labor skills, the IA will give training to them together with the district labor and social security bureau.

According to the survey, most of laborers in the AHs are willing to attend skills training in farming vehicle driving and repair, building, cooking, greenhouse vegetable cultivation, domestic service, waiter, factory worker, etc. Therefore, a special skills training program for land-loss farmers has been developed to provide skills training to the APs.

During project implementation, all the County Government and PMO of affected counties/district will offer different training courses to the APs based on local industry and service developments, and labor demand. The Luxi PMO will organize discussions with the APs with the assistance of local governments to learn their demand for employment skills. All training courses will be offered for free. Training will reduce the negative impacts of LA on the APs, and improve their ability to restore livelihoods. According to the program, at least two members (one male and one female where possible) of each AH will be trained.

The labor and social security offices of Luxi county and affected towns will be responsible for the skills training and reemployment of the LLFs, develop a training program and set up training courses scientifically. Training will be subject to semiannual reporting, and the training program will be adjusted timely based on employment needs.

All APs may attend such training for free. According to the current investigation, the training programs were prepared. SeeTable 5-11 and table 5-12.. Table 5-11 Agricultural Technical Training Program for the Road Project Area Person-times coun Agency Funding Township Time Trainees trained per Scope ty responsible (10,000 yuan) annum Affected All APs can Yuannan Develop 2017.2 persons participate if township Labor greenhouse 2 2018.2 he want, at & Social vegetable Yuannan least 200 Security Office Lux township, Affected All APs can Xuanfeng town i Xuanfeng 2017.2 persons participate if Develop scale Labor & Social 1.5 cou town 2018.2 he want, at breeding Security Office nty Yinhe least 100 town Affected All APs can Yinhe town 2017.2 persons participate if Develop fruit Labor & Social 2 2018.2 he want, at trees planting Security Office least 200 Any All APs can Gaokeng town uan Gaokeng 2017.2 Affected participate if Develop fruit Labor & Social 2.5 dist town 2018.2 persons he want, at trees planting Security Office rict least 200 Dongyua Affected All APs can Dongyuan Develop Sh n 2017.2 persons participate if township Labor greenhouse 2 ang township, 2018.2 he want, at & Social vegetable nli Chishan least 200 Security Office cou town, Affected All APs can Chishan town 2017.2 Develop scale nty Yangqi persons participate if Labor & Social 1.5 2018.2 breeding township he want, at Security Office

Person-times coun Agency Funding Township Time Trainees trained per Scope ty responsible (10,000 yuan) annum least 100 Affected All APs can Yangqi 2017.2 persons participate if Develop fruit township Labor 2 2018.2 he want, at trees planting & Social least 200 Security Office Total 1200 / / 13.5 Table 5-12 List of affected areas of employment training programs Person-time Funding Cou Townshi Agency Time Trainees s trained Scope (10,000 nty p responsible per annum yuan) Yuannan All APs can township Affected participate Labor & 2017.2 Cook / waiter 2.2 persons if he want, Social at least 200 Security Yuanna Office n Affected Lu Xuanfeng townshi persons All APs can xi town Labor & p, participate Industiral co 2018.2 Social 3.3 Xuanfen if he want, skills unt Security g town at least 300 y Office Yinhe Affected Yinhe town All APs can town persons Labor & participate 2017.2 Cook / waiter Social 2.2 if he want, Security at least 200 Office Township/stre Other unscheduled training 3 et government Affected Gaokeng All APs can persons town Labor & participate 2017.2 Cook / waiter Social 2.2 if he want, Security An at least 200 Office yu Gaoken Affected Gaokeng an All APs can g town persons town Labor & dist participate Industiral 2018.2 Social 2.2 rict if he want, skills Security at least 200 Office Township/stre Other unscheduled training 1.5 et government Affected Dongyuan Dongyu persons All APs can township an participate Labor & Sh 2017.2 Cook / waiter 2.2 townshi if he want, Social an p, at least 200 Security gnli Chishan Office co town, Affected Chishan unt All APs can Yangqi persons town Labor & y participate Industiral townshi 20.18.2 Social 3.3 if he want, skills p Security at least 300 Office

Person-time Funding Cou Townshi Agency Time Trainees s trained Scope (10,000 nty p responsible per annum yuan) Affected Yangqi persons All APs can township participate Labor & 2017.2 Cook / waiter 2.2 if he want, Social at least 200 Security Office Township/stre Other unscheduled training 3 et government Total 1800 / / 27.3

The training program will be disclosed to the affected villages, and implemented by the district and township labor and social security bureaus, and the Pingxiang PMO. Training costs will be disbursed from the Resettlement Cost. 5.10 Protection of Women’s Rights and Interests At the RP preparation stage, women in the Road Project area took an active part in the impact survey, and were consulted about ideas on income restoration programs. Women support the Road Project, and think the Road Project will promote the utilization of water resources of Yuan river, Tankou river, and Xinhua river, avoid water pollution, improve the quality of infrastructure and environment, and protect people’s health. In addition, they expect job opportunities from the Road Project, and training crop cultivation, stock breeding, employment skills and catering services.

During project implementation and O&M, women will obtain unskilled jobs in the priorities. In addition, women will receive equal pay for equal work like men do.

Priority will be given to female labor in terms of skills training, so as to ensure that their economic status and income. 3,000 person-times will be trained, in which female laborers are not less than 1,500 person-times (50%).

Women will receive relevant information during resettlement, and are able to participate in resettlement consultation.

The special FGDs for women will be held to introduce resettlement policies and improve their awareness.

6. Resettlement Organizational Structure

6.1 Resettlement Implementation and Management Agencies 6.1.1 Organizational Setup To ensure successful land acquisition resettlement as desired, a systematic organizational structure must be established during project implementation in order to plan, coordinate and monitor resettlement activities. Since resettlement is a very comprehensive task that requires the assistance and cooperation of different departments, Luxi government will ensure successful project preparation and resettlement implementation by establishing an effective organizational structure and building its capacity. Since March 2013, the resettlement agencies of the Road Project have been established successively, and their responsibilities defined clearly. See Figure 6-1.  Project leading Group  Pingxiang PMO(Pingxiang Construction Investment Development Co., Ltd.)  Luxi / AnCNY/ Shangli PMO  Affected township people's governments  Affected villages  Design agency

 External M&E agency  Other agencies: land and resources bureau, construction bureau, housing authority, women’s federation, labor and social security bureau, etc.

6.1.2 Organizational Responsibilities

Figure 6-1 Organizational Chart  Project leading Group

Leading the decision-making and construction of the Road Project

 Pingxiang PMO(Pingxiang Construction Investment Development Co., Ltd.)

The Pingxiang PMO is established by the Road Project Leading Group, and is the highest IA of the Road Project. Key responsibilities:

(1) Executing major decisions of the Road Project Leading Group and Pingxiang PMO on the Road Project; (2) Responsible for the overall organization, management, coordination, supervision and guidance of the Road Project; (3) Contact with the Municipal/ district departments concerned, ADB, and International consulting company; (4) Coordinating the finalization of legal documents of the Road Project with ADB, and reporting to the Road Project Leading Group and ADB regularly; (5) Appointing an external resettlement M&E agency to monitor and evaluate resettlement activities  Luxi / AnCNY/ Shangli PMO The district/ county PMO is the office established by the Road Project Leading Group, and is the highest IA of the Road Project. Key responsibilities:

(1) Executing major decisions of the Road Project Leading Group and Pingxiang PMO on the Road Project (2) Responsible for the overall organization, management, coordination, supervision and guidance of the Road Project (3) Contact with the Municipal/ district departments concerned, ADB, and International consulting company (4) Coordinating the finalization of legal documents of the Road Project with ADB, and reporting to the Road Project Leading Group and ADB regularly (5) Appointing an external resettlement M&E agency to monitor and evaluate resettlement activities  District / country land and resources bureaus and house demolition office (1) Developing resettlement policies in coordination with authorities concerned (2) Responsible for all-around affairs of LA (including social insurance for LLFs) (3) Participating in the DMS (4) Supervising the implementation of resettlement activities  Affected township people's governments (1) Participating in the DMS (2) Participating in the calculation of compensation fees for AHs (3) Participating in the disbursement of compensation fees to APs (4) Handling grievances and appeals arising from resettlement (5) Participating in the allocation of housing sites (6) Organizing skills training for APs (7) Taking employment measures for APs  Design agency (1) Minimizing resettlement impacts through design optimization (2) Defining the range of LA and HD  External M&E agency The Pingxiang PMO will employ a eligible M&E agency as the external resettlement M&E agency. Its main responsibilities are: (1) Observing all aspects of resettlement planning and implementation as an independent M&E agency, monitoring and evaluating the resettlement results and the social adaptability of the displaced persons, and submitting resettlement M&E reports to the Pingxiang PMO and ADB. (2) Providing technical advice to the Pingxiang PMO in data collection and processing. 6.2 Staffing and Equipment 6.2.1 Staffing

In order to ensure the successful implementation of the resettlement work, all resettlement agencies of the Road Project have been provided with full-time staff, and a smooth channel of communication has been established. The resettlement staff has strong organizing and coordinating capabilities, and rich experience in resettlement, and is competent for the resettlement work.

6.2.2 Equipment

All resettlement agencies have been provided basic office, transport and communication equipment, including desks and chairs, PCs, printers, telephones, facsimile machines and vehicles.

6.2.3 Organizational Training Program In order to implement resettlement successfully, the displaced persons and resettlement staff must be trained under a program developed by the Pingxiang PMO and district / county PMO. The staff training and human resources development system will be developed for the resettlement agencies at all levels. Training will be given in such forms as workshop, training course, visit of similar projects and field training, and will cover: —Principles and policies of resettlement —Differences between ADB Policies and PRC Laws —Resettlement implementation planning and design —Resettlement implementation progress control —Resettlement M&E Table 6-1 The training schedule training funds arrange plac training training ment Time training content e methods objects (ten thousan d yuan)

Focus on December Ping Resettleme resettlement business the 1.5 2015. xiang nt staff training lecture dom Learn to RO key visit the ADB resettlement June 2016, 5 estic inspect personnel project Discuss resettlement December Ping Exchange Resettleme exchange experiences and 1.5 2016. xiang seminars nt staff problems

In addition, the following measures will be taken to improve capacity: (1) Define the responsibilities and scope of duty all resettlement agencies, and strengthen supervision and management; (2) Improve the strength of all resettlement agencies gradually, especially technical strength; all staff must attain a certain level of professional proficiency and management level; improve their technical equipment, such as PC, monitoring equipment and means of transportation, etc.; (3) Select staff strictly, and strengthen operations and skills training for management and technical staff of all resettlement agencies to improve their professional proficiency and management level; (4) Appoint women officials appropriately, and give play to women’s role in resettlement implementation; (5) Establish a database and strengthen information feedback to ensure a smooth information flow, and leave major issues to the Leading Group; (6) Strengthen the reporting system and internal monitoring, and solve issues timely; (7) Establish an external M&E mechanism and an early warning system.

7. Public Participation and Grievance Redress

7.1 Public Participation In order to lay a solid foundation for the resettlement work of the Road Project, protect the lawful rights and interests of the affected persons and enterprises and public institutions, and reduce grievances and disputes, the PMO have paid more attention on the participation of and consultation with the affected persons at the preparation and implementation stages. 7.1.1 Public Participation at the Preparation Stage Since April 2014, under the guidance of technical assistance consultants, Pingxiang Municipal Project Leading Group, Pingxiang PMO, Luxi County PMO, Project Design Units and Hohai University investigation team has carried out a series of socioeconomic survey and the public consultation (including about 30% of the women’s participation). During project preparation, Pingxiang Municipal Project Leading Group, implementing agencies and Project Design Unit carried out extensive consultations on land acquisition and resettlement of the Road Project. The content of RP has been fully disclosed to all APs by Pingxiang PMO and PIUs. All AHs have taken part in the process of impact survey, confirming the impact survey result, compensation rates, negotiating resettlement agreements and livelihood measures.

Participation activities during project preparation are described in detail in Table 7-1. Meeting minutes of public participation are described in detail in Annex 6. Resettlers information booklet will be distributed in mid-May 2015. Resettlers information booklet is described in detail in Annex 7. Table 7-1 Publish Resettlement Information and Consult main Activities

Content of public The number NO. Time participation and Participant of 受影响人建议 Organizer consultation participant

Pingxiang Municipal Project 25,Represent Leading Group, Pingxiang PMO, atives of the April to Reduce HD as optimizing the Road each County PMO, each County affected 10 Pingxiang September much as 1 Project design People's Government, PMO 2014 people, possible representatives of villages, including five groups and affected persons. women

Content of public The number NO. Time participation and Participant of 受影响人建议 Organizer consultation participant

14,Which preliminary October to Pingxiang Municipal Project affected investigations of November Leading Group, Pingxiang PMO, people on impacts of each County PMO, each County Pingxiang 2014 / 3 resettlement People's Government, behalf of PMO representatives of villages, eight people, groups and affected persons. including four women

November Pingxiang Municipal Project land acquisition policy Leading Group, Pingxiang PMO, 21, Which to the relevant and compensation each County PMO, each County affected 15 December compensation Pingxiang standard Land Resources Bureau, each 4 2014 people, can be in place PMO County People's Government, including five in time representatives of villages, women groups and affected persons.

Pingxiang Municipal Project November the compensation Leading Group, Pingxiang PMO, 25, Which to policies and standard each County PMO, Hohai the relevant December affected 13 of house demolition University, each county Land compensation Pingxiang 5 2014 Resources Bureau, each people, can be in place PMO County House Demolition, the including five in time affected villages, groups and women persons.

Pingxiang Municipal Project Leading Group, Pingxiang PMO, each County PMO, Hohai University, each county Land October to Resources Bureau, each 35，Which November County House Demolition, each affected 25 County Labor & Social Security Pingxiang 2014 / 6 Socioeconomic survey Bureau, each County people, PMO Women’s Federation, each including County agriculture Bureau, each eight women County Poverty Reduction Office, each County Civil Affairs Bureau, the villages, groups and affected persons. the relevant compensation can be in place October to Pingxiang Municipal Project 40, Which in time，While November Leading Group, Pingxiang PMO, affected 30 women also Determination of Pingxiang 2014 each County PMO, Hohai expressed the 7 people, PMO resettlement modes University, the villages, groups hope that the including 10 and affected persons. women same can be trained employment wishes.

Content of public The number NO. Time participation and Participant of 受影响人建议 Organizer consultation participant

the relevant compensation November can be in place 20，Which ， to Pingxiang Municipal Project in time While Leading Group, Pingxiang PMO, affected 30 December women also Pingxiang each County PMO, each county expressed the 8 2014 Resettlement policies people, PMO People's Government, villages, including 10 hope that the groups and affected persons. women same can be trained employment wishes.

June 2015 Disclosure of 9 compensation policies Affected villages and persons. / /

and rates. June 2015 Online disclosure of Pingxiang 10 Asian Development Bank / / this resettlement plan. PMO

7.1.2 Public Participation at the Implementation Stage With the progress of project preparation and implementation, the implementing agency will conduct further public participation. See Table 7-2. Table 7-2 Public Participation Plan PRPose Mode Time Agencies Participants Topics Pingxiang Municipal Project Leading Group, Pingxiang PMO, Disclosure of Land Village All people each County acquisition area, Land bulletin board affected by acquisition July 2015 PMO, each compensation rates and village the Road announcement County land and resettlement meeting Project Resources methods, etc. Bureau, township and village officials Pingxiang Municipal Project Announcement Village Leading Group, All people of compensation Compensation fees bulletin board Pingxiang PMO, affected by and resettlement July 2015 and method of and village each County the Road options for Land payment meeting PMO, each Project acquisition County land Resources

PRPose Mode Time Agencies Participants Topics Bureau, township and village officials

Pingxiang 1) Finding out Municipal Project anything omitted to Leading Group, determine the final Pingxiang PMO, impacts each County Verification of All affected 2) List of lost land Resettlement Field survey August 2015 PMO, each persons and assets of impacts County land resettlers Resources 3) Preparing basic Bureau, township compensation and village agreements officials Pingxiang Municipal Project Leading Group, Determination of Pingxiang PMO, Discussing the final income Village Before each County income restoration All affected restoration meeting implementati PMO, each program and the persons programs and (many times) on County land program for use of implementation Resources compensation fees Bureau, township and village officials Implementing agencies, Labor August 2015 Training Village and social All affected Discussing training to December program meeting security bureau, persons needs 2016 township and village officials

1) Resettlement progress and impacts External 2) Payment of resettlers June 2015 to compensation Villager monitoring All affected Monitoring December 3)publishing participation agency, persons 2017 township and Information village officials 4) Livelihood restoration and house reconstruction

7.2 Grievances and Appeals 7.2.1 Grievance Redress Procedure Since public participation is encouraged during the preparation and implementation of the resettlement plan, no substantial dispute will arise. However, unforeseeable circumstances may arise during this process. In order to address issues effectively, and ensure the successful implementation of project construction and land acquisition, a transparent and effective grievance redress mechanism has been established. The basic grievance redress system is as follows:

Stage 1: If any right of resettlers is infringed on the respect of Land acquisition or resettlement, he/she may report to the village committee, and either the resettlement or the village committee may consultation with the township government, after receiving a appeal,the town government should record it, and solve it with the resettlement or the village committee within two weeks together.

Stage 2: If the complainer is dissatisfied with the reply of Stage 1, he/she may appeal to each County PMO within one month of receipt of the above reply, which shall make a disposition within two weeks.

Stage 3: If the complainer is still dissatisfied with the disposition of Stage 2, he/she may appeal to the Pingxiang PMO within one month of receipt of the above disposition, which shall give a reply within two weeks.

Stage 4: If the complainer is still dissatisfied with the disposition of Stage 3, he/she may file an action in a civil court in accordance with the Civil Procedure Law after receiving the arbitration award.

Resettlers can also submit complaints to Asian Development Bank which will be handled by the Road Project Team. If resettlers is still not satisfied and believes they have been harmed due to non-compliance with Asian Development Bank policy, they may submit a complaint to Asian Development Bank’s Office of Special Project Facility or Office of Compliance Review in accordance with Asian Development Bank’s Accountability Mechanism①.

All complains, oral or written, will be reported to Asian Development Bank in internal and external resettlement monitoring reports.

① http://www.adb.org/site/accountability-mechanism/main

All agencies will accept grievances and appeals from the resettlers for free, and costs incurred reasonably will be disbursed from the contingencies. At the whole construction stage, the above procedure will remain effective so that the resettlers can use it to solve relevant issues. The above appeal channel will be disclosed to the resettlers via the mass media. 7.2.2 Recording and Feedback of Grievances and Appeals During the implementation of the resettlement plan, the resettlement agencies should register and manage appeal and handling information, and submit such information to the Pingxiang PMO in writing on a monthly basis. The Pingxiang PMO will inspect the registration of appeal and handling information regularly, and will prepare a registration form for this pRPose, the format of which is shown in Table 7-3. Table 7-3 Registration Form of Grievances and Appeals Accepting Time: Location: agency: Proposed Appellant Appeal Expected solution Actual handling solution

Appellant Recorder

(signature) (signature) Notes: 1. The recorder should record the appeal and request of the appellant factually. 2. The appeal process should not be interfered with or hindered whatsoever. 3. The proposed solution should be notified to the appellant within the specified time. 7.2.3 Contact Information for Grievance Redress The resettlement agencies will appoint persons chiefly responsible to accept and handle grievances and appeals, and the relevant information is shown in Table 7-4. Table 7-4 Accepting Agencies and Staff of Grievances and Appeals Agency Contact Address Tel Pingxiang PMO(Pingxiang wanxin management Municipal Construction investment company in Miss Wan 0799-6775617 Investment and Development Pingxiang Municipal economic Co., Ltd.) development zone Lingyun south road, NO.75 of Luxi PMO Director zhang 0799-7551901 Luxi County of Pingxiang City Pingan Zhong avenue Anyuan PMO Director Zhong NO.217,4th floor of Anyuan 0799-6661061 District of Pingxiang City Fuqian road NO.159 of Shangli Shangli PMO Director He 0799-3669858 County of Pingxiang City

8. Resettlement Cost

8.1 Resettlement Cost All costs incurred during LA and resettlement will be included in the general budget of the Road Project. Based on prices in the first half of 2014(When the new rate before the LA occurs, in accordance with the implementation of the new ratio), the total resettlement costs of the Road Project are 694,157,00 yuan including rural LA costs of 132,616,00 yuan or 19.10% of total costs. Fees for temporary land occupation costs are 2,010,400 yuan or 2.90% of total costs. Compensation fees for demolition of rural residential houses are 7,687,700 yuan or 11.07% of total costs. Compensation fees for demolition of non-residential houses are 707,000 yuan or 1.02% of total costs, and compensation fees for infrastructure and ground attachments are 40,300 yuan or 0.06% of total costs. Land taxes is 38,331,400 yuan or 55.22% of total costs, and survey and design costs, M&E costs, training costs, implementation management costs, vulnerable group support costs and contingencies are 7,377,300 yuan or 10.63% of total costs. See Table 8-1 for the estimated resettlement costs and Appendix 9 for the detailed Resettlement Cost. Table 8-1: Resettlement Cost Sheet Xuanfeng sewage %age Item unit Total treatment Project Basic resettlement 1 0.000yuan 2370.70 34.15% costs Permanent 1.1 compensation fees for 0.000yuan 1326.16 19.10% LA Compensation fees for 1.2 temporary land 0.000yuan 201.04 2.90% occupation Compensation fees for 1.3 demolition of rural 0.000yuan 768.77 11.07% residential houses Compensation for 1.4 demolition of 0.000yuan 70.70 1.02% non-residential houses Compensation fees for 1.5 0.000yuan 4.03 0.06% ground attachments Support fund for 2 0.000yuan 23.71 0.34% vulnerable groups 3 Management costs 0.000yuan 47.41 0.68% Resettlement 4 0.000yuan 23.71 0.34% monitoring costs 5 Training costs 0.000yuan 11.85 0.17%

6 Taxes on LA 0.000yuan 3833.14 55.22%

Subtotal of Items 2-6 0.000yuan 3939.82 56.76%

7 Contingencies 0.000yuan 631.05 9.09%

8 Total 0.000yuan 6941.57 100.00% 8.2 Resettlement Investment Schedule and Funding Sources All resettlement funds of the Road Project are from local counterpart funds and domestic loans. Before or during project construction, the investment plan will be implemented in stages in order not to affect the production and livelihoods of the AHs, as shown in Table 8-2.

Table 8-2: Resettlement Investment Plan Year 2015 2016 2017 Total

Investment 4164.94 2082.47 694.16 6941.57 (0,000 yuan)

%age 60% 30% 10% 100% 8.3 Disbursement and Management of Resettlement Funds 8.3.1 Disbursement of Resettlement Funds The Road Project’s resettlement funds will be disbursed on the following principles: All costs related to LA will be included in the general budget of the Road Project, disbursed by LWSB directly to the functional departments concerned of the township government through a special account according to the compensation rates, and then distributed to the affected villages/groups; land compensation fees will be paid before acquisition. Land compensation fees and resettlement subsidies will be used in full consultation with the APs; compensation fees for young corps will be paid directly to the APs; compensation fees for infrastructure and ground attachments will be paid to the enterprises and public institutions and individuals concerned. 8.3.2 Management of Resettlement Funds In order that resettlement funds are available timely and fully to ensure the restoration of the production level and living standard of the AHs, the following measures will be taken: (i) All costs related to resettlement will be included in the general budget of the Road Project. (ii) Land compensation fees and resettlement subsidies will be fully paid before LA to ensure that all APs are resettled properly. (iii) All of compensation fees for HD will be paid to the APs after HD compensation agreements are signed, and the balance paid after HD. (iv) Financial and supervisory agencies will be established at different levels to ensure that all funds are fully and timely available. (v) The Finance and Audit Bureaus of JMG have the power to monitor and audit the use of resettlement funds. (vi) The external M&E agency will perform follow-up monitoring on the availability of compensation fees for the AHs and the affected enterprises and public institutions during external monitoring.

9. Resettlement Implementation Plan

9.1 Principles for Resettlement Implementation According to the Road Project implementation schedule, the Road Project will be constructed from September2016 to August 2018. In order that the resettlement schedule links up the construction schedule of the Road Project, LA will started in September 2015 and end in June 2016. The basic principles for resettlement implementation are as follows:

LA should be completed at least 3 months prior to the commencement of construction, and the starting time will be determined as necessary.

During resettlement, the APs shall have opportunities to participate in the Road Project. Before the commencement of construction, the range of LA will be disclosed, the RIB distributed and public participation activities conducted properly.

All compensation fees will be paid to the affected proprietors directly and fully within 3 months of approval of the resettlement and compensation program. No organization or individual should use compensation fees on their behalf, nor should compensation fees be discounted for any reason. 9.2 Resettlement Implementation Schedule The general resettlement schedule of the Road Project has been drafted based on the progress of project construction, LA and HD, and resettlement preparation and implementation. The exact implementation schedule may be adjusted due to deviations in overall project progress. See Table 9-1.

Table 9-1 Schedule of Resettlement Activities Agencies No. Task Target Time remarks responsible 1 Information disclosure 153 groups of 26 end of 1.1 RIB villages of 7 towns in 3 IA April.2015 counties Disclosure of the original 1.2 IA, PMO and ADB May 2015 RP on ADB’s website 2 RP and budget Approval of RP and The county 2.1 budget (including 70492900 yuan April. 2015 Government and PMO compensation rates) 153 groups of 26 Village-level income 2.2 villages of 7 towns in 3 Village/comunities July. 2015 restoration programs couties Updating of the RP Pingxiang PMO and before 2.3 / based on the detailed IA project

100

Agencies No. Task Target Time remarks responsible design implementati on 3 DMS after Updating of IA, Resources Bureau DMS on the 6 affected the RP 3.1 26 villages of the 3 villages based on counties/district the detailed design 4 Compensation agreement Village-level land 153 groups of IA and Luxi Land & 4.1 compensation May. 2016 26villages Resources Bureau agreement Household land Village/neighborhood 4.2 compensation 1,855 HHs May. 2016 committees agreement Compensation IA and Luxi Land & 4.3 agreement for house 36 HHs, 2 entities May. 2016 Resources Bureau demolition 5 House reconstruction Township Houses compensation & governments, 5.1 36 AHs Jun.. 2016 demolition village/neighborhood committees and AHs 5.2 House demolition 36 HHs Contractor / AHs Jul.. 2016

6 Implementation of livelihood restoration measures Distribution of land Township compensation fees to governments and 6.1 26 villages Jun.. 2016 HHs and land village/neighborhood reallocation (if possible) collectives Implementation of Village/neighborhoood 6.2 village-level income 26 villages Jun.. 2016 collectives restoration programs Township Advice on income governments, JAN. – 6.3 restoration, commerce 1,855 AHs village/neighborhood MAR. 2016 and work collectives, and BLI Implementation of OCT. 2015- 6.4 1,855 AHs BLI training program MAR. 2016 Identifying vulnerable AUG 207 HHs with 257 Civil affairs bureau 6.5 HHs and implementing 2015-JAN. persons and PMO assistance measures 2016 PMO, labor and social Hiring APs at the OCT. 2016 6.6 about 934 APs security bureau, and construction stage –MAR. 2018 contractor 7 Capacity building Training of staff of Jiuquan PMO, IA, and Feb. – Jun. 7.1 30 persons ADB the land and resources 2016 bureau Training of county, AUG. 2015 7.2 105 persons Pingxiang PMO, IA township and village – Jun. 2016

101

Agencies No. Task Target Time remarks responsible officials

8 M&E

8.1 Baseline survey As per the RP External M&E agency Apr. 2016 Establishment of internal Pingxiang PMO and 8.2 As per the RP AUG. 2015 M&E mechanism IA Appointing an external 8.3 One Pingxiang PMO SPET. 2015 M&E agency Internal monitoring Pingxiang PMO and 8.4 Semiannual report SPET. 2015 reporting IA

External monitoring Jul. 2016 No.1 report 8.5 Semiannual report External M&E agency reporting Feb. 2017 No.2 report

Jul 2017 No.3 report

External evaluation Apr. 2016 No.1 report 8.6 Annual report External M&E agency reporting AUG. 2015 No.2 report

8.7 Post-evaluation report One report Pingxiang PMO SPET. 2015 SPET. 9 Public consultation IA Ongoing 2015 10 Grievance redress IA Ongoing Jul. 2016

11 Disbursement of compensation fees

11.1 Disbursement to IA Initial funds XDG / PMO Dec. 2015 finished Apr.. 2016 – 11.2 Disbursement to villages Most funds IA DCE. 2016 IA and village Apr.. 2016 – 11.3 Disbursement to HHs Most funds committees DCE. 2016 12 Commencement of civil construction Urban-Rural Road Project from Shangli County to 12.1 IA Sep. 2016 Xuanfeng Town of Luxi County

102

10. Monitoring and Evaluation

In order to ensure the successful implementation of the RP and realize the objectives of resettlement properly, LA, HD and resettlement activities of the Road Project will be subject to periodic M&E according to ADB’s resettlement policies, including internal and external monitoring. 10.1 Internal Monitoring 10.1.1 Scope of Internal Monitoring Internal monitoring will cover the following:

(1) Organizational structure: setup, division of labor, staffing and capacity building of resettlement implementation and related agencies;

(2) Resettlement policies and compensation rates: development and implementation of resettlement policies; actual implementation of compensation rates for different types of impacts (permanent LA, temporary land occupation, HD, relocation of entities and special facilities), with particular focus on compliance with the rates in the RP and reasons for deviations;

(3) LA, HD and resettlement progress: overall and annual schedules, resettlement agencies and staffing, LA and HD progress, construction progress of resettlement housing and special facilities, progress of relocation and other resettlement activities (see Table 10-1 for the reporting format)

(4) Resettlement Cost and implementation thereof: level-by-level disbursement of resettlement funds, fund use and management, disbursement of compensation fees to proprietors, holders of land use rights and land users, village-level use and management of compensation fees, supervision and auditing of fund use (see table 10-2for the reporting format)

(5) Employment and resettlement of APs: main modes of resettlement, employment and resettlement of APs in entities, resettlement of vulnerable groups, effectiveness of resettlement

(6) House reconstruction and production resettlement: form of house reconstruction, three supplies and one leveling of housing sites, disbursement of compensation fees, and construction of special facilities;

(7) Restoration and reconstruction of entities and special facilities;

(8) Grievance redress, public participation and consultation, information disclosure, and external monitoring: appeal channel, procedure and agencies; key points of appeal and handling

103

thereof, key activities and progress of public participation and consultation, RIB and information disclosure, external M&E agency, activities and effectiveness;

(9) Handling of relevant issues in the Memorandum of the ADB Mission;

(10) Existing issues and solutions.

Table 10-1 Sample Schedule of LA and HD Agency:______Reporting date:______/___/___ (MM/DD/YY) Completed in Resettlement activity Unit Planned Completed Total%age（%） total Permanent LA mu Temporary land occupation mu Demolition of residential houses ㎡ Business premises ㎡ Land compensation 0,000yuan House compensation 0,000yuan House reconstruction ㎡ Store reconstruction ㎡ Reconstruction of business ㎡

premises Prepared by: signature of person responsible: stamp:

Table 10-1 Sample Schedule of Fund Utilization ____County___ Town(sub-County）____ Village(Community) Date: /_/__ (MM/DD/YY))

Total Amount of amount of Brief Amount compensation Qty. compensati Affected agency descriptio needed(yu available inn %age(%) (unit) on n an) the reporting available(yu period(yuan) an) Collective 1 10. 10.4 10.5 10.6 Village 1 HHs 1 10. 10.9 10.1 10.1 Collective 1 10. 10.14 10.1 10.1 Village 2 HHs 1 10. 10.19 10.2 10.2 Entities 10 1 10. 10.25 10.2 10.2 Infrastructure 10 1 10. 10.31 10.3 10.3 Prepared by: Signature of person responsible Stamp: 10.33.1 Methodology of Internal Monitoring For internal monitoring, a normative, smooth top-down resettlement information management system should be established among the Pingxiang PMO, the IA and resettlement

104

agencies concerned to track and reflect the progress of resettlement, including the progress, quality and funding of resettlement, and collate and analyze such information.

The following measures have been taken in the Road Project to implement internal monitoring:

(1) Normative statistical reporting system

The Luxi PMO and the IA will develop uniform report forms to reflect the progress of disbursement of resettlement funds, LA and HD. Such forms will be submitted monthly.

Table 10-2 Sample Monitoring Reporting Form Updated Act Complete Complete RP Total%age No. Item RP ual d to date d in total # # # # # %

Acquisition Area(mu) 1 of collective AHs land Aps State-owned 2 land Area (mu)

Temporary Area (mu) 3 land AHs occupation Aps Area (㎡)) Demolition of 4 residential AHs houses Aps Area (㎡)

5 Entities Number Population 6 Resettlement funds(yuan) (2) Regular or irregular reporting

Information on issues arising from resettlement will be exchanged in various forms between the resettlement agencies and the external M&E agency.

(3) Regular meeting

During resettlement implementation, the Luxi PMO will hold resettlement coordination meetings regularly to discuss and handle issues arising from project and resettlement implementation, exchange experience and study solutions.

(4) Inspection

105

The Luxi PMO will conduct routine and non-routine inspection on the resettlement work of the IA and the resettlement agencies, handle resettlement issues on site, and verify the progress of resettlement and the implementation of resettlement policies.

(5) Exchange of information with the external M&E agency

The Luxi PMO will keep routine contact with the IA and the external M&E agency, and take findings and opinions of the external M&E agency as a reference for internal monitoring. 10.33.2 Period and Reporting of Internal Monitoring Internal monitoring is a continuous process, in which comprehensive monitoring activities will be conduct at least semiannually; more frequent monitoring is required at key times.

Internal monitoring reports will be submitted by the resettlement agencies to the IA and the Luxi PMO. The Luxi PMO will compile relevant data and information, and submit an internal monitoring report to ADB semiannually. 10.34 External Monitoring According to ADB’s policy, the Luxi PMO will appoint an eligible, independent agency experienced in ADB-financed projects as the external M&E agency. The external M&E staff should:

(1) be participated in similar tasks, have rich experience in socioeconomic survey, and understand ADB’s policy on involuntary resettlement, and the state and local regulations and policies on resettlement;

(2) be able to conduct socioeconomic survey independently, have good communication skills, and be tough; and

(3) include a certain%age of females.

The external M&E agency will conduct follow-up M&E of resettlement activities periodically, monitor resettlement progress, quality and funding, and give advice. It shall also conduct follow-up monitoring of the APs’ production level and living standard, and submit M&E reports to the Luxi PMO and ADB. 10.34.1 Scope and Methodology of External Monitoring (1) Baseline survey

The external M&E agency will conduct a baseline survey of the affected villages and village groups affected by LA to obtain baseline data on the monitored APs’ production level and living standard. The production level and living standard survey will be conducted semiannually to track variations of the APs’ production level and living standard. This survey will be conducted using

106

such methods as panel survey (sample size: 20% of the HHs affected by LA, to be sampled randomly; 50% of the affected entities), random interview and field observation to acquire necessary information. A statistical analysis and an evaluation will be made on this basis.

(2) Periodic M&E

During the implementation of the RP, the external M&E agency will conduct periodic follow-up resettlement monitoring semiannually of the following activities by means of field observation, panel survey and random interview. There are various monitoring indicators on the implementation of the RPs. Bellows are main monitoring indicators that need to be focused during the monitoring.

(a) Monitoring on compliance of compensation payment and support provision: (i) Compensation for affected land; in case of land-for-land compensation, whether the replaced land is equal in area and location as well as production, living conditions in comparing with the affected land; in case of cash -for affected land-whether the replacement cost principle is ensured; (ii) Whether compensation for affected structures is equal to materials and labour replacement cost according to standards and specification of the work, not to minus and discount the reused materials; (iii) Whether compensation for trees/crops takes into account market rates; (iv) Whether supports as mentioned in the RPs are fully paid to APs; single installment or multiple installments.

(b) Monitoring on compliance of information disclosure and community consultation: (i) Whether project documents are disseminated to communities (RF, RPs, PIB and relevant documents)? (ii) Whether information is promulgated at public places (DMS results, prices application, disbursement of payment...)? (iii) Whether the APs are fully consulted about issues of land recovery, policies on compensation, resettlement, livelihood restoration; as well as access to a grievance redress mechanism? (iv) Whether the concerns and recommendations of the APs are resolved during the implementation of the RPs; as well as the manner by which they have been addressed?

(c) Monitoring on compliance of resettlement implementation for the relocated APs: (i) Review livelihood and income creation conditions in resettlement sites such as (road, domestic power, water distribution/drainage system,...), livelihood; (ii) Relocation plan and implementation: consult about resettlement methods, participation in relocation planning, announcement of relocation plan, and support to relocated HHs; (iii) Post resettlement life and production stabilization: how do APs stabilize their life and production?

(d) Monitoring on compliance of income restoration, and support to life stabilization (i) Whether support to income restoration is adequately provided; and efficiency of the income restoration support (e.g., training, credit assistance)? (ii) Problems that APs are facing during the income restoration and life stabilization.

107

(e) Monitoring and evaluation on compliance of the satisfaction of the APs: (i) Satisfaction of the determination of losses; (ii) Satisfaction of compensation payment, support; (iii) Satisfaction of information disclosure, consultation; (iv) Satisfaction on life stabilization and income restoration support activities; (v) Satisfaction of resettlement site.

(f) Monitoring on compliance of grievance redress mechanism of the APs: (i) Degree of the efficiency of the grievance redress mechanism (time, efficiency of resolution...); (ii) Results of complaint resolution at various levels; (iii) Satisfaction of grievance redress mechanism.

 If APs benefited from the Road Project. (3) Public consultation

The external M&E agency will attend public consultation meetings held during resettlement implementation to evaluate the effectiveness of public participation.

(4) Grievance redress

The external M&E agency will visit the affected villages and groups periodically, and inquire the Luxi PMO, resettlement agencies and IAs that accept grievances about how grievances have been handled. It will also meet complainants and propose corrective measures and advice for existing issues so as to make the resettlement process more effectively. 10.34.2 External Monitoring Reporting The external M&E agency will prepare external monitoring reports based on observations and survey data in order to: 1) reflect the progress of resettlement and existing issues to ADB and the Road Project owner objectively; and 2) evaluate the socioeconomic benefits of resettlement, and proposing constructive opinions and suggestions to improve the resettlement work.

A routine monitoring report should at least include the following: 1) subjects of monitoring; 2) progress of resettlement; 3) key monitoring findings; 4) key existing issues; and 5) basic opinions and suggestions.

The external M&E agency will submit a monitoring or evaluation report to ADB and the Luxi PMO semiannually. See Table 10-4.

Table 10-3 Schedule of Resettlement Monitoring and Evaluation No. Resettlement Report Date 1 Baseline socioeconomic survey report Sep. 2015 2 Monitoring report (No.1) Dec. 2015

108

No. Resettlement Report Date 3 Monitoring report (No.2) June. 2016 4 Evaluation report (No.1) Dec. 2016 5 Evaluation report (No.2) Dec. 2017 6 Completion report June. 2018 10.35 Post-evaluation After project implementation, the Luxi PMO (or through the external M&E agency) will apply theory and methodology of post-evaluation to evaluate the Road Project’s resettlement activities on the basis of M&E to obtain successful experience and lessons in LA and HD as a reference for future work. A post-evaluation report will be submitted to ADB.

109

11. Appendixes

11.1 Appendix 1 Schematic Map of the Road Project

110

11.2 Appendix 2 Gender Analysis Form Part A—Gender analysis of rural women in the Road Project area 1. Legal rights of women According to laws of the PRC, women have equal legal rights with men, though some women are not fully aware of this. 2. Social status of Women of the Road Project area have relatively good social status. All key matters of a family are determined by the couple women through discussion. Men are the backbone of families, and attend the important meetings of the village. However, women can influence men when they make decisions at meetings. 3. Title to land and Women have the same title as men. Like other parts of China, in the Road Project area, when a daughter is married, her land properties will remain in her mother’s family and she can only share the land owned by her husband’s family since the household contract responsibility system was put into practice in 1982. However, if a second round of land contracting has been carried out at the affected village (around 1999), this situation has been corrected. If LA, house demolition or resettlement is involved, women will have equal rights to compensation. 4. Right to collective Women have equal rights. properties 5. Living and gender There is no restriction on gender role. However, women do housework and appropriate farm work mainly in Chinese rural role areas, while men mostly do farm work or work outside. Generally, the working hours of women are at the same level of men. In addition, many young women also work outside. 6. Contribution to Women’s income is from farming and household sideline operations mainly, accounting for about 25% of household income. household income 7. Family status Women have an equal voice in decision-making; when men are away for work, women make decisions themselves in many aspects. 8. Educational level Boys and girls enjoy equal opportunities in receiving education, and as long as children study hard, their parents would do their best to support their school education. 9. Health Women’s health condition is quite good and there is no significant difference in nutrition level compared to men; however, medical expenses are rising and have become a significant burden for some HHs, and women may suffer more. 10. Village and Women are represented in all village committees. In addition, women have a good informal network in the village and the government agencies village group. Women may participate in the election of the village committee, and have the right to elect and be elected; local governments attach great importance to women’s development, especially in poverty reduction. Overall evaluation and Women enjoy a good status in the Road Project area, and there is no restriction on gender role; though women seldom key risks participate in the decision-making of public affairs of the village collective, they can express their views in many ways (e.g., through male members of their families). B—Gender analysis of women during resettlement

Gender issue Concern/risk Impact of the Road Project Mitigation measures 1. Land, properties and right Women are deprived of Men and women have equal rights to compensation for (1) Cash compensation or to compensation land or properties or have LA, house demolition and resettlement; the Road Project improvement of the quality of

111

no right to compensation. will not have any significantly adverse impact on women. remaining land, and crop restructuring 2. House demolition and Women have no right to Women have title to houses, and house reconstruction is (2) Women have title to newly reconstruction make decisions or use determined jointly by all family members, so women can built houses. compensation fees. participate in housing site selection, house construction and transitional housing arrangement, etc. 3. Production and income Women are affected even All AHs will lose part of land only, so the AHs will lose part (1) Women will receive restoration after LA more seriously, and receive of income only. Compensation fees will be used at the compensation fees for LA; (2) At less assistance. AHs’ discretion. Only seriously affected HHs have to least 50% of trainees of skills change their income sources. In addition to cash training will be women; (3) compensation, the AHs will be assisted in restoring During construction, and M&O, income through auxiliary measures (priority in employment women will obtain the job during construction, skills training and subsequent opportunities in priority support, etc.) 4. Increase of gender Women have a heavier The Road Project will not lead to gender inequalities. For Monitoring inequalities burden or fewer most HHs, resettlement impacts are not serious. Land loss opportunities. and sufficient compensation will help women change the crop structure (e.g., cultivating more cash crops), which will increase their income. 5. Social network system The social network is The Road Project will not affect the social network No impact damaged. seriously. 6. Impact on health / Serious health or social The Road Project will not affect the villages seriously, but Providing assistance together increase of social problems problems due to the stress some seriously affected HHs and vulnerable groups will be with the civil affairs department of resettlement (violence, faced with difficulties. AIDS propagation, etc.)

112

11.3 Appendix 3 Distribution of sampling survey Affected population Sample Proportion County Town Village Group for HHs Population HHs Population sample(%)

4 10 45 2 8 20.00% 5 11 57 3 9 27.27% 6 15 65 3 9 20.00% 7 15 78 3 8 20.00% 10 1 5 1 4 100.00% Yuanxi 11 13 63 3 15 23.08% 12 23 99 5 23 21.74% 13 14 66 3 10 21.43% 14 16 70 4 16 25.00% Subtotal 118 548 27 102 22.88% Shitang 6 15 59 3 11 20.00% 1 15 60 3 10 20.00% 2 20 71 4 15 20.00% 8 64 257 13 52 20.31% Nanxi 11 42 151 9 33 21.43% 12 18 88 4 15 22.22% Subtotal 159 627 33 125 20.75% 1 30 121 6 23 20.00 Yuanna Luxi 2 6 26 n 2 8 33.33 3 42 172 9 33 21.43 4 18 76 4 16 22.22 Zhangjiapi 12 11 41 3 15 27.27 14 15 52 3 13 20.00 15 30 106 9 37 30.00 Subtotal 152 594 36 145 23.68 Xinxia 2 20 82 4 15 20.00% 1 22 88 5 21 22.73% 2 20 76 4 15 20.00% 3 19 73 4 16 21.05% Xinpeng 4 16 62 4 18 25.00% 6 18 78 4 13 22.22% 7 21 82 5 22 23.81% Subtotal 116 459 26 105 22.41% 6 11 43 3 12 27.27% 7 7 26 2 7 28.57% Daping 8 4 12 1 4 25.00% 9 34 139 7 27 20.59%

113

Affected population Sample Proportion County Town Village Group for HHs Population HHs Population sample(%) 10 4 17 1 5 25.00% 11 15 60 3 13 20.00% 12 20 89 4 15 20.00% Subtotal 95 386 21 83 22.11% shangpai1 4 24 1 4 25.00% shangpai2 3 11 1 3 33.33% zhongpai 5 19 1 3 20.00% xiapai 3 10 1 3 33.33% Xuanfe Pailou xiahujiashan 3 15 1 5 33.33% ng jiang1 4 15 1 4 25.00% xinwu 3 9 1 4 33.33% laowu 3 8 1 4 33.33% Subtotal 28 111 8 30 28.57% 1 20 78 4 15 20.00% 2 35 142 7 27 20.00% 4 30 117 6 25 20.00% 10 20 76 4 15 20.00% 13 20 82 4 16 20.00% Moxi 14 30 126 6 26 20.00% Yinhe 15 40 163 8 33 20.00% 16 25 87 5 21 20.00% 27 20 81 4 16 20.00% Subtotal 240 952 48 194 20.00% 1 20 80 4 16 20.00% Hejiazhen 10 7 23 2 8 28.57% Subtotal 27 103 6 24 22.22% jianshan 15 66 3 12 20.00% nianxing 45 172 9 33 20.00% Quanjiang yaojiatang 35 137 7 28 20.00% Subtotal 95 375 19 73 20.00% shangxichon 1 4 1 4 100.00% g Gaoken xiaxichong 5 18 1 4 20.00% Anyuan g miaoxia 10 37 2 8 20.00% Peijia xinwuchang 6 22 2 9 33.33% shangzhangti 4 15 1 5 25.00% anwo zhouzishang 7 35 2 8 28.57% Subtotal 33 131 9 38 27.27% Nanmu houwu 10 42 2 8 20.00%

114

Affected population Sample Proportion County Town Village Group for HHs Population HHs Population sample(%) shiqiao 26 101 6 23 23.08% nangong 18 71 4 16 22.22% qianwu 15 55 3 12 20.00% xinshan 10 41 2 7 20.00% laoshan 10 39 2 8 20.00% Subtotal 89 349 19 74 21.35% 9 7 25 2 8 28.57 12 8 31 2 9 25.00 17 4 17 1 4 25.00 18 12 47 3 11 25.00 19 12 45 3 12 25.00 20 14 58 3 13 21.43 Dongyuan 21 5 23 1 3 20.00 22 7 29 2 7 28.57 23 9 36 2 8 22.22 24 3 12 1 4 33.33 25 12 45 3 15 25.00 Subtotal 93 368 23 94 24.73 1 15 58 3 12 20.00% 6 10 41 2 8 20.00% 16 11 42 3 11 27.27% Jiangling 17 6 22 2 7 33.33% Dongyu Shangli 18 6 22 2 9 33.33% an Subtotal 48 185 12 47 25.00% 2 15 61 3 12 20.00 3 30 123 6 22 20.00 Xiaojian 4 10 33 2 9 20.00 5 28 111 6 23 21.43 Subtotal 83 328 17 66 20.48 1 20 80 4 15 20.00% 3 25 102 5 21 20.00% 4 15 62 3 15 20.00% Taoyuan 5 13 41 3 14 23.08% 6 20 85 4 17 20.00% Subtotal 93 370 19 82 20.43% 5 5 21 1 4 20.00 13 4 14 1 4 25.00 Xinyi 14 6 25 2 7 33.33 15 9 33 2 8 22.22

115

Affected population Sample Proportion County Town Village Group for HHs Population HHs Population sample(%) 16 15 61 3 13 20.00 17 12 46 3 14 25.00 18 4 16 1 4 25.00 Subtotal 55 216 13 54 23.64 2 7 26 2 8 28.57% 3 6 22 2 8 33.33% 4 15 61 3 9 20.00% 5 10 41 2 9 20.00% Gengtang 13 10 55 2 10 20.00% 14 10 42 2 8 20.00% 15 26 100 6 24 23.08% 16 20 75 4 16 20.00% Subtotal 104 422 23 92 22.12% 3 7 23 2 7 28.57 6 4 13 1 5 25.00 8 20 80 4 17 20.00 12 33 137 7 27 21.21 16 11 44 3 9 27.27 Muchong Chisha 25 8 30 2 7 25.00 n 26 17 70 4 16 23.53 29 15 61 3 12 20.00 31 13 62 3 11 23.08 Subtotal 128 520 29 111 22.66 12 4 12 1 4 25.00% 13 3 13 1 4 33.33% 14 17 65 4 12 23.53% Dayuan 15 11 33 3 12 27.27% 16 6 23 2 8 33.33% Subtotal 41 146 11 40 26.83% 1 7 26 2 8 28.57% 2 3 18 1 4 33.33% Matian 3 8 31 2 9 25.00% 4 10 42 2 7 20.00% Subtotal 28 117 7 28 25.00% 25 26 103 6 26 23.08% Taowen 26 17 66 4 11 23.53% Yangqi Subtotal 43 169 10 37 23.26% 1 4 16 1 4 25.00 Shiyuan 2 5 23 1 4 20.00

116

Affected population Sample Proportion County Town Village Group for HHs Population HHs Population sample(%) 3 26 184 6 23 23.08 4 11 66 3 9 27.27 5 14 50 3 12 21.43 6 9 32 2 8 22.22 7 17 69 4 15 23.53 8 15 66 3 13 20.00 38 4 10 1 4 25.00 Subtotal 105 516 24 92 22.86 1 12 47 3 12 25.00% 2 9 35 2 7 22.22% 3 5 21 1 3 20.00% 4 5 19 1 3 20.00% Shiling 6 6 23 2 6 33.33% 16 7 28 2 7 28.57% 18 7 30 2 7 28.57% Subtotal 51 203 13 45 25.49% 1 5 21 1 3 20.00 2 16 65 4 11 25.00 3 25 98 5 15 20.00 Guanxia 4 13 53 3 9 23.08 18 6 26 2 7 33.33 19 5 18 1 4 20.00 Subtotal 70 281 16 49 22.86 Total 2165 8682 481 2141 8574

117

11.4 Appendix 4 Provisions of Land Laws, Regulations and Policies of the PRC and Jiangxi Province Abstract of the Land Management Law and Relevant Policies

Item Key points Index The People's Republic of China resorts to a socialist public ownership i.e. an ownership by the whole Land people and owner ships by collectives, of land. Article 2 of the Land ownership The State introduces the system of compensated use of land owned by the State except the land has Administration Law of the PRC been allocated for use by the State according to law. Any unit or individual that need land for construction pRPoses should apply for the use of land owned Application for by the State according to law; …… Articles 43 and 44 of the Land construction Whereas occupation of land for construction pRPoses involves the conversion of agricultural land into Administration Law of the PRC land land for construction pRPoses, the examination and approval procedures in this regard shall be required. The acquisition of basic farmland land exceeding 35 hectares outside the basic farmland, and other land exceeding 70 hectares shall be approved by the State Council. Article 45 of the Land Acquisition of land other than prescribed in the preceding paragraph shall be approved by the Administration Law of the PRC governments of provinces, autonomous regions and municipalities and submitted to the State Council for the record. If any untitled state-owned waste mountain, utilized land or waste flat is developed for cultivation, forestry or fishery within a land reclamation area identified in the master land utilization plan, an application shall be filed with the administrative department in charge of land of the local county at or LA authority above the county level: The development of not more than 20 hectares of state-owned land at a time according to the Article 22 of the Measures of preceding paragraph shall be approved by the county government; the development of more than 20 Jiangxi Province for the hectares but not more than 40 hectares shall be approved by the prefecture or municipal government; Implementation of the Land and the development of more than 100 hectares but not more than 600 hectares shall be approved by Administration Law of the PRC the provincial government. (April 29, 2000) If any collectively owned waste mountain, utilized land or waste flat is developed for cultivation, forestry or fishery within a land reclamation area identified in the master land utilization plan, such development shall be reported to the county government for approval.

For the acquisition of land by the State the local governments at and above the county level shall LA make an announcement and organize the implementation after the approval according to the legal Articles 46, 48 and 49 of the announcement procedures. Land Administration Law of the system After the plan for land compensation and resettlement fees is finalized, related local governments PRC shall make an announcement and hear the opinions of the rural collective economic organizations

118

Item Key points Index and farmers whose land has been acquired. Rural collective economic organizations shall make public to its members the receipts and expenditures of the land compensation fees for land acquired and accept their supervision. In acquiring land, compensation should be made according to the original pRPoses of the land acquired. Compensation fees for land acquired include land compensation fees, resettlement fees and compensation for attachments to or green crops on the land. The land compensation fees shall be 6-10 times the average output value of the three years preceding the acquisition of the cultivated land. The resettlement fee shall be calculated according to the number of agricultural population to Article 47 of the Land be resettled. The number of agricultural population to be resettled shall be calculated by dividing the Administration Law of the PRC amount of cultivated land acquired by the per capital land occupied of the unit whose land is acquired. The resettlement fees for each agricultural person to be resettled shall be 4-6 times the average annual output value of the three years preceding the acquisition of the cultivated land. However, the maximum resettlement fee per hectare of land acquired shall not exceed 15 times of the average annual output value of the three years prior to the acquisition. Requisition of land shall pay land compensation fees for LA units according to the following provisions: (1) Requisition of cultivated land（including vegetable field），is as 6-10 times the average output value of the three years prior to the requisition. Compensatio (2) Requisition of agriculture ponds in the suburbs with subordinate districts, is as 6-9 n rates for LA times the average output value of the three years prior to the requisition. Requisition of fishponds in the county level and suburbs without subordinate districts, is as 5-7 times the average output value of the three years prior to the requisition.

(3) Requisition of Garden, ponds, aquatic, forest, pasture, is as 5-6 Article 27、28、29、30、31 of the times the average output value of the three years prior to the requisition. Measures of Jiangxi Province (4) Requisition of housing land, compare to adjacent farmland, is as 4-5 for the Implementation of the times the average output value of the three years prior to the requisition. Land Administration Law of the （5）Requisition of waste mountain, utilized land or waste flat，compare to adjacent farmland, as 2-3 PRC (April 29, 2000) times the average output value of the three years prior to the requisition. Requisition of land shall pay resettlement fees for LA units according to the following provisions: 2 (1) Requisition of cultivated land, average expropriated entity has more than 1333m land; the fees are 4-5 times the average output value of the three years. More than 667 m2 but not more than 1333 m2, the fees are 5-7 times the average output value of the three years. More than 333 m2 but not more than 667 m2, the fees are 7-9 times the average output value of the three years. More than 200 m2 but not more than 333 m2, the fees are 9-10 times the average output value of the three years. Less than 200, the fees should not exceed 15 times the average output value of the three

119

Item Key points Index years. (2) Requisition of Garden, ponds, aquatic, forest, pasture, the fees are 4-5 times the average output value of the three years. Requisition of agriculture ponds, are 6-10 times. (3) Requisition of other land, compare to the nearby farmland, the fees are 2-4 times the average output value of the three years. Requisition of land shall pay compensation for attachments to or green crops on the land for LA units according to the following provisions: (1) Compensation for green crops on the land for LA units is to material damage. Houses, trees and other attachments are pricing compensation, or reconstruct, replant. Illegal building and structures, and building, structures, trees and crops built or cultivated after the LA announcement shall not be compensated for. (2) House removal resettlement plan and compensation within planned urban area, subject to the relevant provisions of the national or provincial government. Agriculture accounts can be converted to non agriculture accounts, if all farmland of villagers group be expropriated. The average per person cultivated land area is lower than 200 m2 also can convert to non agriculture accounts in proportion. 5. New vegetable field and fishpond development funds. Units and individuals, who requisition vegetable field and agriculture ponds, should pay new vegetable field and agriculture pond development funds. The standards of vegetable field and fishpond development funds are as follows: (1) No less than 45yuan per square meter in Nanchang. (2) People's governments of municipalities with subordinate districts and autonomous prefectures are 21-26yuan per square meter. (3) County level and province without subordinate district are 15-24yuan per square meter. Users who use the land temporarily should use the land according to the pRPoses agreed upon in Article 57 of the Land the contract for the temporary use of land and should not build permanent structures. The term for Administration Law of the PRC the temporary use of land shall not usually exceed two years. Temporary If state land or land collectively owned by farmers is to be used temporarily for project construction or Article 35 of the Measures of land use geologic examination, such use shall be approved by the land administrative authorities of the Jiangxi Province for the municipal or county (district) government. If using the farmland, below the 0.4 hectare, shall be Implementation of the Land approved by prefectural administrative office and municipalities with subordinate districts. Administration Law of the PRC (April 29, 2000)

Key Provisions of SC [2004] No.28 and MLR [2004] No.238, and Their Application SC [2004] No.28—Improvement of compensation and resettlement systems for LA MLR [2004] No.238 Article 12 County-level and above local governments shall take practical measures so that the standard of living of Fixation of uniform AAOV Improvement of LLFs is not reduced by LA. rates

120

SC [2004] No.28—Improvement of compensation and resettlement systems for LA MLR [2004] No.238 measures for Land compensation, resettlement subsidy and compensation for ground attachments and crops shall be Determination of uniform compensation paid in full and timely pursuant to law. If the land compensation and resettlement subsidy pursuant to the AAOV multiples for LA prevailing laws and regulations are insufficient to maintain the former standard of living of the LLFs or to Fixation of integrated land pay the social security expenses of farmers who lose all land due to LA, governments of provinces, prices for LA areas autonomous regions and municipalities directly under the central government shall approve an increased Distribution of land resettlement subsidy. If the sum of the land compensation and the resettlement subsidy attains the compensation statutory upper limit and is still insufficient to maintain the former standard of living of the LLFs, local governments may pay a subsidy from the income from compensated use of state land. Governments of provinces, autonomous regions and municipalities directly under the central government shall fix and publish the uniform AAOV rates or integrated land prices for LA of all cities and counties, so that the same price applies to the same kind of land. For key construction projects of the state, LA expenses must be listed in the budgetary estimate in full. County-level and above local governments shall take specific measures to guarantee long-term livelihoods of LLFs. For projects with a stable income, farmers may become a shareholder using the right to use of land used Resettlement for agricultural for construction approved pursuant to law. production Article 13 Within the urban planning area, local governments shall bring farmers who lose all land due to LA into the Resettlement by Proper urban employment system, and establish a social security system; out of the urban planning area, in reemployment resettlement of acquiring land collectively owned by farmers, local governments shall reserve necessary arable land or Resettlement by dividend LLFs arrange appropriate jobs for LLFs within the same administrative area; farmers without land who do not distribution have the basic living and production conditions shall be subject to non-local resettlement. Non-local resettlement The labor and social security authorities shall propose guidelines for the employment training and social security systems for LLFs as soon as possible. During LA, the ownership of collective land of farmers and the right to contracted management of farmers’ land shall be maintained. Before acquisition is submitted for approval pursuant to law, the use, location, compensation rate and mode of resettlement of the land to be acquired shall be notified to LLFs; the survey results of the present Disclosure of information on Article 14 situation of the land to be acquired shall be confirmed by rural collective economic organizations and LA Improvement of farmers to be affected by LA; if necessary, the land and resources authorities shall organize a hearing in Confirmation of LA survey LA procedures accordance with the applicable provisions. The materials for notification to and confirmation by the LLFs results shall be taken as requisite materials for approval for LA. Organization of LA hearing Accelerate the establishment and improvement of the coordination and judgment mechanism for disputes over compensation and resettlement for LA to protect the lawful rights and interests of LLFs and land users. Approved matters of LA shall be disclosed unless in special cases. Article 15 If the compensation and resettlement for LA has not been implemented, the acquired land shall not be Disclosure of approval items Strengthening used forcibly. of LA Supervision Governments of provinces, autonomous regions and municipalities directly under the central government Payment of compensation

121

SC [2004] No.28—Improvement of compensation and resettlement systems for LA MLR [2004] No.238 over the shall formulate the procedures for the distribution of the land compensation within rural collective and resettlement expenses implementation economic organizations on the principle that the land compensation is used for rural HHs affected by LA for LA of LA mainly. Post-approval supervision Rural collective economic organizations affected by LA shall disclose the receipt, disbursement and and inspection of LA allocation of land compensation fees to their members and accept supervision. The agricultural and civil affairs authorities shall strengthen the supervision over the allocation and use of land compensation fees within rural collective economic organizations.

Abstract of policies and regulations on the acquisition of collective land of Jiangxi Province Item Key points Index 1.People's governments at all levels should attach great importance to the land-loss farmers work of primary endowment insurance, strengthen the leadership, the work should be brought into the economic and social development plans and annual target management, carrying out responsibility system of the government's main leadership, strengthen the policy implementation, ensure the timely and full funding in place. To set up by human resources social security departments, coordinate relevant departments to work closely with the working mechanism of the policies and measures to strengthen Notice of the Jiangxi work scheduling, situation of work and strengthen supervision and inspection to timely Provincial Government solve the new situation, new problems in the policy implementation, to ensure work on forwarding the safety. further improvement of 2. Human resources department of social security is the main department in charge of the primary endowment insurance work for land-loss farmers, responsible for organization of Endowment insurance primary endowment in overall planning, policy formulation, implementation and management. Financial for LLFs surance department is responsible for extraction, fund-raising, the budget and audit supervision for land expropriated f and management of funds. Land resources department is responsible for land armers issued by expropriation, compensation; cooperating with the financial department in raising money JXHRSS and other for land-loss farmers’ basic endowment insurance, in conjunction with the human departments. (JPG resources social security departments in verification scope of ginseng protect personnel [2014] No.12) and censorship. The auditing department, according to its duty, implements the supervision of the fund-raising, management and usage of primary endowment insurance expends subsidies for land-loss farmers. 3.According to the actual need of the basic endowment insurance work for land-loss farmers, all places should enrich the work force, ensure the necessary working conditions and funds, regulate the handling process, improve the information system, strengthen the statistical management, promote land-loss farmers pension insurance

122

Item Key points Index agency service refinement, standardization and scientific management. Set up primary endowment insurance early warning mechanism, accurately assess and estimate risk and fund gap after bringing land-loss farmers into the basic endowment insurance system, strictly involve land-loss farmers primary endowment insurance into the provincial level plan as a whole, earnestly assign the local government’s responsibility of fund collection and fund underpinning in the basic endowment insurance. 4. Before the implementation of this Notice, the places where have already issued regulations for the land-loss farmers' basic endowment insurance, have to modify and improve in accordance with the provisions of this opinion, to earnestly implement the land-loss farmers' primary endowment insurance expends subsidies, urban and rural residents basic endowment insurance should not instead of land-loss farmers social security, to ensure a smooth transition of new and old system; The places where have not issued regulations for the land-loss farmers' basic endowment insurance, have to implement before the end of December 2014. The city divided into districts shall be submitted to the provincial human resources and social security department for the record; the counties’ must be reported to districts municipal human resources and social security bureau for the record.

New compensation standard for land requisition is made of land compensation fees and resettlement fees, not including compensation for attachments to or green crops on the land and social security fees, which should be as separate, listed as expenditure. No Notice of the Uniform lowering standards. Using state-owned land, the compensation can refer to this AAOV Rates and published criterion. The national and provincial key transportation, energy, water Location-based conservancy and other large-scale infrastructure construction projects, subject to the Compensation rates for Integrated Land Prices LA relevant provisions of the provincial government. for Land According to the table of the Uniform AAOV Rates for land compensation of Jiangxi Compensation of province, the compensation standards of Xiangdong town and Xiashankou street in Jiangxi Province (GPG Pingxiang province are 37414yuan per Mu. [2010] No.126) Land compensation rate in Luxi Town is as follows: paddy, vegetable plot, parkland, and pond is 35,138 CNY/mu; dry land and homestead is 23,543 CNY/mu, wasteland is 7,028 CNY/mu; wood land is 12,298 CNY/mu.

123

11.5 Appendix 5 Policy on the Endowment Insurance for LLFs  Jiangxi Province Notice of the Jiangxi Provincial Government on Forwarding the further improvement of the primary Endowment Insurance for land-loss farmers issued by JXHRSS and other departments (JPG [2014] No.12)

Municipal and county (district) people's government, provincial government departments： Provincial human resources and social security department, ministry of land and resources, the provincial financial department on issuing the further improvement of the primary endowment insurance for land-loss farmers, has been approved by provincial government. Now forward to you, please combine with the actual, and earnestly carry out.

The further improvement of the primary endowment insurance for land-loss farmers Provincial human resources and social security department, ministry of land and resources, the provincial financial department.

In order to put into effect of the CCP central committee’s spirit document, decisions on the comprehensive reform of certain major issue decision, further improve the policy of the primary endowment insurance for land-loss farmers, according to the relevant laws, regulations and policies, in light of the actual situation of this province, these opinions are enacted.

1. The guiding ideas and fundamental principles

(1) The guiding ideas. Guided by Deng Xiaoping theory and "three represents" important thought, the concept of scientific development, move forward and coordinate the social security system in urban and rural areas as required, adhere to the policy of universally available, basic insurance, multi-tiered and sustainable, focus on fairness, adaptation to mobility, sustainability, bring land-loss peasants into social security system, provide insurance and then expropriate, safeguard the legitimate rights and interests of land-loss farmers, maintain social harmony and stability.

124

(2) The fundamental principle. Insist the same platform, focus on the old-age security, and bring land-loss peasant into current basic old-age pension insurance system. The one who use the land acquisition has the responsibility. Widen the channel of fund-raising, combine social subsidy with individual payment. Firstly solve the problem of new land-loss peasants’ old-age security, according to our capability, actively and steadily, solve these remaining problems.

2. The scope of protection

(3) Land-expropriated farmers, mainly refers to agricultural population of the province, who lose most owned land, per capita cultivated land is less than 0.3 Mu, as the provincial or county government take over collective land in a unified manner, over the age of 16, and having the right to operate contracted land. Not including person on the strength, retirees, or worker who enjoys right of endowment insurance pay. Set in light of local conditions.

(4) The village economic collectives shall list ginseng protect personnel, which the township people's governments and urban neighborhood offices approve, the ministry of land and resources, the Ministry of agriculture, and the ministry of human resources and social security confirm and announce, then shall be filed with people's government in the locality. The date, which the state council and provincial people's government agree to land acquisition, is presumed to be an age point.

3. Security measures and subsidies standards

(5) Voluntary chooses to take part in workers basic endowment insurance, or urban and rural pension insurance.

(6) In accordance with the regulations, the local government shall provide insurance subsidies. They have performed the obligation of paying premium, no matter which insurance system they choose. Non-participating land-loss farmers do not enjoy premium subsidies. Encourage the village collective economic organizations fund the farmers on the acquisition land.

125

(7)The standards of the premium subsidies are equal to annual average wages of staff and workers *60%*12%*fixed number of year of the subsidies. The fixed number of year of the subsidies is graded by the age of farmers. No reducing subsidies standards.

(8) Land expropriated farmers, who take participate in the workers basic old-age pension insurance system, registered by social insurance agencies, into the individual account, the individual base pay in accordance with the approved 60% annual average wages of staff and workers, expend scale is 20%. The subsidies merge into the society plans as a whole plans. Individuals pay endowment insurance to the ratio of 8%, into personal accounts. When reaching a certain age, farmers can enjoy the treatment.

(9) Land-loss farmers, who take participate in the urban and rural basic old-age pension insurance system, registered by urban and rural basic old-age pension insurance agencies, should be take into the individual account. To those who have already attended endowment insurance, increase the issuance of pensions in personal accounts, but do not calculate capture expends fixed number of year. When reaching a certain age, farmers can enjoy the treatment. If the insured farmers whose land was expropriated death, its individual account of basic pension insurance payment can be inherited according to law.

(10) To solve the legacy problems before this law enacted all places should raise funds through multiple channels, according to the social security system of urban and rural residents. For farmers who have troubles in payment, the government should explore options, such as bank loans, government subsidized, and part of pension funds repay, to solve the problem.

4. Raising the Subsidies

(11) Operate strictly following the requirements, that is “the approval is not allowed if social security costs are not implemented “in Notice of the State Council on Issues Concerning the Strengthening of Land Control and Adjustment (SC [2006] No.31), when land acquisition. Base on this condition, bring primary endowment insurance expends

126

subsidies into land acquisition costs, formulate payment subsidy scheme, specific objects, standards and fund-raising method. Ensure that subsidy funds are allocated to the social security fund account within 3month after the plan of land acquisition compensation and settlement approved.

(12)City, county government should conscientiously implement the policy of standardize management of revenue and expenditure of state-owned land-use right. No less than 8% of land transfer fund in cities and counties be taken as land-loss peasants social security fund. Subsidies for social security of farmers on the acquisition land are mainly used to solve the payment problems before or after the implementation of this notice, and the funding gap problem.

(13)After this notice implementation, prior to approval land acquisition, all places should be calculated into the funds number according to land scale, security number (divide the estimated area of the expropriated land by per capita agricultural land before acquisition in village economic collectives), and subsidy standards. The funds will be deposited to bank account, which is preset by ministry of human resources and social security, and finishes the payment after the LA.

(14) Prior to approval land acquisition, all places should following the Notice of conscientiously do the work of social security of farmers on the land acquisition, issued by the ministry of labor and social security and the ministry of land and resources, submit the material to the ministry of labor and social security after prepaid insurance putting in place. Otherwise the acquisition shall not be approved.

5. Requirements

(15) People's governments at all levels should attach great importance to the land-loss farmers work of primary endowment insurance, strengthen the leadership, the work should be brought into the economic and social development plans and annual target management, carrying out responsibility system of the government's main leadership, strengthen the policy implementation, ensure the timely and full funding in place. To set up by human resources

127

social security departments, coordinate relevant departments to work closely with the working mechanism of the policies and measures to strengthen work scheduling, situation of work and strengthen supervision and inspection to timely solve the new situation, new problems in the policy implementation, to ensure work safety.

(16) Human resources department of social security is the main department in charge of primary endowment insurance work for land-loss peasants, responsible for organization of overall planning, policy formulation, implementation and management. Financial department is responsible for extraction, fund-raising, the budget and audit supervision and management of funds. Land resources department is responsible for land expropriation, compensation; cooperating with the financial department in raising money for land-loss peasants’ basic endowment insurance, in conjunction with the human resources social security departments in verification scope of ginseng protect personnel and censorship. The auditing department, according to its duty, implements the supervision of the fund-raising, management and usage of primary endowment insurance expends subsidies for land-loss peasants.

(17)According to the actual need of the basic endowment insurance work for land-loss farmers, all places should enrich the work force, ensure the necessary working conditions and funds, regulate the handling process, improve the information system, strengthen the statistical management, promote land-loss peasants pension insurance agency service refinement, standardization and scientific management. Set up primary endowment insurance early warning mechanism, accurately assess and estimate risk and fund gap after bringing land-loss peasants into the basic old-age insurance system, strictly involve land-loss peasants primary endowment insurance into the provincial level plan as a whole, earnestly assign the local government’s responsibility of fund collection and fund underpinning in the basic endowment insurance.

(18) Before the implementation of this Notice, the places where have already issued regulations for the land-loss farmers' basic endowment insurance, have to modify and improve in accordance with the provisions of this opinion, to earnestly implement the

128

land-loss farmers' primary endowment insurance expends subsidies, urban and rural residents basic endowment insurance should not instead of land-loss peasants social security, to ensure a smooth transition of new and old system; The places where have not issued regulations for the land-loss farmers' basic endowment insurance, have to implement before the end of December 2014. The city divided into districts shall be submitted to the provincial human resources and social security department for the record; the counties’ must be reported to districts municipal human resources and social security bureau for the record.

(19) To encourage and support the basic endowment insurance work for the land-loss farmers, the incentive mechanism is founded since 2014, the required funds is arranged by the provincial social security funds collect and plan as a whole. The specific measures shall be formulated by Provincial financial department and human resources and social security office.

(20) The opinions from the date of release, as stated in the past, such as do not agree with this opinion, will be subject to this opinion. The provincial human resources and social security department, ministry of land and resources, the provincial financial department shall be responsible for the interpretation of the specific execution issues.

11.6 Appendix 6 Public Participation and Minutes Time November 17, 2014

Location Luxi County Development and Reform Commission

Organizers Luxi County Asian Development Bank PMO Participants NRCR, Director of Luxi County Development and Reform Commission , Head of Luxi County Transportation Bureau Topics Determining the affect scope of the Road Project. 1)Yuannan township, Xuanfeng town and Yinhe town are involved in The Road Project in Luxi County. The main 2)Determining the method of field investigation of resettlement plan of The Contents and Road Project in Luxi County. Results 3)It is very important to take the work mode of high quality and efficiency, because the time is tight, and field investigation on replaced person is also need local units’ active support. Time November 20, 2014

Location Yuannan Township Government

Organizers Yuannan Township Government, Yuannan Township Transportation Bureau

129

Participants NRCR, Deputy Head of Yuannan Township, Director He of Yuannan Township Transportation Bureau, officials of affected villages, representatives of groups, 16 affected persons, 7 persons of vulnerable groups. Topics Resettlement willing , meetings which are relative to LA. 1)7 villages of Yuannan Township, including Yuanxi village, Shitang village, Nanxi village, Zhangjia Pi village, Xinxia village ,Xinpeng village and Daping village are involved in LA in The Road Project. The main 2) Learning the area of permanent LA and temporary LA of each village and Contents and group by looking at the drawings and doing field survey. Results 3)Learning past resettlement and compensation mode on LA in affected village and group, and learning villagers’ opinions and suggestions on resettlement and compensation mode of LA. Learning their willing. Time November 21, 2014

Location Xuanfeng Town Government of Luxi County

Organizers Xuanfeng Town Government, Xuanfeng Town Transportation Bureau Participants NRCR, Deputy Head of Xuanfeng Town, Director of Xuanfeng Town Transportation Bureau, officials of affected villages, representatives of groups, 10 affected persons, 3 persons of vulnerable groups. Topics Resettlement willing , meetings which are relative to LA. 1）Pailou village of Xuanfeng Town is involved in LA in The Road Project. 2）Learning the area of permanent LA and temporary LA of each village and The main group by looking at the drawings and doing field survey. Contents and 3）Learning past resettlement and compensation mode on LA in affected Results village and group, and learning villagers’ opinions and suggestions on resettlement and compensation mode of LA. Learning their willing. Time November 22, 2014

Location Yinhe Town Government of Luxi County

Organizers Yinhe Town Government of Luxi County, Yinhe Town Transportation Bureau Participants NRCR, Deputy Head of Yinhe Town, Director of Yinhe Town Transportation Bureau, officials of affected villages, representatives of groups, 10 affected persons, 5 persons of vulnerable groups. Topics Resettlement willing , meetings which are relative to LA. 1）2 villages of Yinhe Town, including Moxi village and Hejia Chuan village, are involved in LA in The Road Project. The main 2）Learning the area of permanent LA and temporary LA of each village and Contents and group by looking at the drawings and doing field survey. Results 3）Learning past resettlement and compensation mode on LA in affected village and group, and learning villagers’ opinions and suggestions on resettlement and compensation mode of LA. Learning their willing. Time November 24, 2014

Location Anyuan District Government

Organizers Asian Development Bank PMO of Anyuan District

Participants NRCR, Head of Anyuan District Transportation Bureau

130

Topics Determining the affect scope of the Road Project. 1)Gaokeng Town is involved in LA in The Road Project in Anyuan District. The main 2)Determining the method of field investigation of resettlement plan of The Contents and Road Project in Anyuan District. Results 3)It is very important to take the work mode of high quality and efficiency, because the time is tight, and field investigation on replaced person is also need local units’ active support. Time November 25, 2014

Location Gaokeng Town Government of Anyuan District

Organizers Gaokeng Town Government, Gaokeng Town Transportation Bureau Participants NRCR, Director of Gaokeng Town Transportation Bureau, officials of affected villages, representatives of groups, 15 affected persons, 6 persons of vulnerable groups. Topics Resettlement willing , meetings which are relative to LA. 1)3 villages of Yuannan Township, including Quanjiang village, Peijia village and Nanmu village, are involved in LA in The Road Project. The main 2)Learning the area of permanent LA and temporary LA of each village and Contents and group by looking at the drawings and doing field survey. Results 3)Learning past resettlement and compensation mode on LA in affected village and group, and learning villagers’ opinions and suggestions on resettlement and compensation mode of LA. Learning their willing. Time December 4, 2014

Location Shangli County Government

Organizers Asian Development Bank PMO of Shangli County

Participants NRCR, Head of Shangli County Transportation Bureau

Topics Determining the affect scope of the Road Project. 1)3 towns, including Dongxiang Town, Chishan Town and Yangqi Town, are involved in LA in The Road Project in Anyuan District. The main 2)Determining the method of field investigation of resettlement plan of The Contents and Road Project in Shangli County. Results 3)It is very important to take the work mode of high quality and efficiency, because the time is tight, and field investigation on replaced person is also need local units’ active support. Time December 5, 2014

Location Dongyuan Township Government of Shangli County Dongyuan Township Government, Dongyuan Township Transportation Organizers Bureau Participants NRCR, Director of Dongyuan Township Transportation Bureau, officials of affected villages, representatives of groups, 15 affected persons, 5 persons of vulnerable groups. Topics Resettlement willing , meetings which are relative to LA. The main 1)5 villages of Dongyuan Township, including Dongyuan village, Jiangling Contents and village, Xiaojian village, Taoyuan village and Xinyi village, are involved in LA

131

Results in The Road Project. 2)Learning the area of permanent LA and temporary LA of each village and group by looking at the drawings and doing field survey. 3)Learning past resettlement and compensation mode on LA in affected village and group, and learning villagers’ opinions and suggestions on resettlement and compensation mode of LA. Learning their willing. Time December 7, 2014

Location Chishan Town Government of Shangli County

Organizers Chishan Town Government, Chishan Town Transportation Bureau Participants NRCR, Director of Chishan Town Transportation Bureau, officials of affected villages, representatives of groups, 12 affected persons, 4 persons of vulnerable groups. Topics Resettlement willing , meetings which are relative to LA. 1)4 villages of Chishan Town, including Gengtang village, Muchong village, Dayuan village and Matian village, are involved in LA in The Road Project. The main 2)Learning the area of permanent LA and temporary LA of each village and Contents and group by looking at the drawings and doing field survey. Results 3)Learning past resettlement and compensation mode on LA in affected village and group, and learning villagers’ opinions and suggestions on resettlement and compensation mode of LA. Learning their willing. Time December 8, 2014

Location Yangqi Township Government of Shangli County

Organizers Yangqi Township Government, Yangqi Township Transportation Bureau Participants NRCR, Director of Yangqi Township Transportation Bureau, officials of affected villages, representatives of groups, 15 affected persons, 6 persons of vulnerable groups. Topics Resettlement willing , meetings which are relative to LA. 1)4 villages of Yangqi Township, including Taowen village, Shiyuan village, Shiling village and Guanxia village, are involved in LA in The Road Project. The main 2)Learning the area of permanent LA and temporary LA of each village and Contents and group by looking at the drawings and doing field survey. Results 3)Learning past resettlement and compensation mode on LA in affected village and group, and learning villagers’ opinions and suggestions on resettlement and compensation mode of LA. Learning their willing.

11.7 Appendix 7 Resettlement Information Booklet

ADB-financed——Pingxiang, Jiangxi Integrated Urban and Rural Infrastructure Development Project

132

Resettlement Plan of Urban-Rural Road Project from Shangli County to Xuanfeng Town of Luxi County

PMO of Jiangxi Pingxiang Integrated Urban and Rural Infrastructure Development Project

April 2015

133

１ Overview of the Road Project 1.1 Background and Description of the Road Project The Road Project preparation technical assistance (PPTA) of the Pingxiang integrated development of urban and rural infrastructure project has been adopted in September 18, 2013 and PPTA team will assist the government to be ready for providing ADB loan of 150 million dollars. This loan has been included in the national business plan of 2013-2015 ADB People's Republic of China, and entered into force in 2015. As one of the sub-project, the Road Project of Pingxiang poor mountainous area (hereinafter referred to as The Road Project) has been recognized by PPTA starting groups.

Pingxiang is composed of two districts (Anyuan District and Xiangdong District) and three counties (Shangli County, Luxi County and Lianhua County) as well as the composition of a particular tourist areas. Pingxiang is located in the west of Jiangxi Province, which is a poor but an industrial city with the rich mineral resources. The total population number of urban areas is 1.87 million, of which 597,000 people live in the downtown of Anyuan District. Coal, iron ore mining, steel, aluminum, industrial ceramics, chemicals and fireworks industry are the economic mainstay of Pingxiang. In recent years, with the acceleration of urban and rural development, the GDP is improving but the development of Pingxiang is still lagging behind. The ratio of urbanization is far below the national average level, which is only 31.59 %. While the rural poor population accounted for 18.58%.

In addition, the current road network of Pingxiang has been formed, but the three grade below highways accounted for more than 80%, the hierarchical structure of the road network should be improved. Because of the low technical level, the steep slope and the urgent turn, part of the road pavement damaged severely, and there are some remote and poor areas even without roads.

Due to the current situation is far unable to meet the needs of local economic development, and traffic safety has great risks. It is important to implement some measures that can bring benefits in many aspects, such as improve local transportation conditions, development and utilization of local resources, increase farmers' income, expand circulation, promote inter-provincial exchanges, and promote the county's economic development. 1.2 Summary of Resettlement Impacts of the Road Project The Road Project affects a total population of 8,707 persons, which include female population 3,698, accounting for 49.84%, and include minority 11 HHs with 15 persons. There are 2,165 households with 8,682 persons, and 2 enterprises and public institutions with 25 staff members. The main resettlement impacts are as follows: 1) 742.535 mu of collective land will be acquired, affecting 1,855 households with 7,419 persons.

134

2) Residential houses of 12,952.1 ㎡ will be demolished, affecting 36 households with 165 persons. Please refer appendix 1.

3) 502.6 mu temporary land will be acquired, 274 households with 1,098 persons will be affected. 4) Non-residential houses of 941.6 ㎡ will be demolished, affecting 2 enterprises and public institutions with 25 persons. See table below.

135

Table 1-1.

Table 1-1Summary of Resettlement Impacts of the Road Project Acquisit Demolitio Tempora Relocation of Affected population – HHs Affected population Subtotal for ion of n of rural ry Coun enterprises and – enterprises and affected Town Village collectiv residentia occupati ——by temporary ty public ——by LA ——by HD public institutions population e land l houses on of （㎡） land acquired （（㎡）（）institutions mu) land mu HH / HH / HH / HH / / Yuanxi 38 0 23 0 100 475 0 0 18 73 0 0 548 Shitang 29.97 0 0 0 15 59 0 0 0 0 0 0 59 Nanxi 81.09 0 41 0 153 602 0 0 6 25 0 0 627 Zhangji 45.48 220.9 34 0 107 413 1 5 45 181 0 0 599 Yuanna api n Xinxia 8.49 0 0 0 20 82 0 0 0 0 0 0 82 Xinpen Luxi 90.91 0 0 0 116 459 0 0 0 0 0 0 459 g

Daping 48.08 0 70 0 66 266 0 0 29 120 0 0 386

Xuanfe Pailou 2.23 0 0 0 28 111 0 0 0 0 0 0 111 ng Moxi 97.27 0 0 0 240 952 0 0 0 0 0 0 952 Yinhe Hejiazh 15 0 0 0 27 103 0 0 0 0 0 0 103 en Quanjia 23.93 1548.3 135 0 35 141 3 17 60 234 0 0 392 ng

Anyu Gaoken an g Peijia 9.79 175.5 0 0 33 131 1 6 0 0 0 0 137

Nanmu 7.08 0 0 0 89 349 0 0 0 0 0 0 349

Shan Dongyu Dongyu 13.53 2730 7.1 148.9 84 331 6 27 9 37 1 5 400 gli an an

136

Acquisit Demolitio Tempora Relocation of Affected population – HHs Affected population Subtotal for ion of n of rural ry Coun enterprises and – enterprises and affected Town Village collectiv residentia occupati ——by temporary ty public ——by LA ——by HD public institutions population e land l houses on of （㎡） land acquired （（㎡）（）institutions mu) land mu HH / HH / HH / HH / /

Jianglin 11.55 0 6.4 0 40 155 0 0 8 30 0 0 185 g

Xiaojia 14.72 2254 26.2 0 70 277 7 29 13 51 0 0 377 n Taoyua 10.64 0 0 792.7 93 370 0 0 0 0 1 20 370 n Xinyi 6.4 1201 0 0 55 216 6 23 0 0 0 0 239 Gengta 26.35 0 6.9 0 98 399 0 0 6 23 0 0 422 ng Mucho Chisha 39.6 2484 52 0 99 400 6 26 29 120 0 0 546 ng n Dayuan 7.06 0 6 0 34 115 0 0 7 31 0 0 146 Matian 18.81 0 0 0 28 117 0 0 0 0 0 0 117 Taowe 37.15 362.4 53.9 0 26 103 1 4 17 66 0 0 173 n Shiyua 37.95 0 24.9 0 91 360 0 0 14 56 0 0 416 Yangqi n Shiling 13.8 201 0 0 51 203 1 5 0 0 0 0 208 Guangx 7.53 1775 16.2 0 57 230 4 23 13 51 0 0 304 ia Total 742.5 12952.1 502.6 941.6 1855 7419 36 165 274 1098 2 25 8707

137

2 Legal Framework and Policies 2.1 Laws, Regulations and Policies Applicable to Resettlement The resettlement policies of the Road Project have been developed in accordance with the laws and regulations of the PRC, and ADB’s applicable policy.

1）ADB policy  Safeguard Policy Statement (SPS), June 2009

 Public Communications Policy, 2011

 Accountability mechanism policy, 2012

2）Laws, regulations and policies of the PRC  Land Administration Law of the PRC (January 1, 1999, amended on August 28, 2004)

 Regulations on the Expropriation of Buildings on State-owned Land and Compensation Therefor (Decree No.590 of the State Council)

 Decision of the State Council on Deepening the Reform and Rigidly Enforcing Land Administration (SC [2004] No.28) (October 21, 2004)

 Guidelines on Improving Compensation and Resettlement Systems for LA (MLR [2004] No.238) (November 3, 2004)  Measures for the Administration of the Preliminary Examination of the Land Used for Construction Projects (Decree No.27 of the Ministry of Land Resources, effective from December 1, 2004)  Guidelines of the Ministry of Labor and Social Security on Doing a Good Job in the Employment Training and Social Security for Land-lost Farmers(SCO [2006]29), issued by office of the State Council and the Ministry of Labor and Social Security (April 10, 2006).

 Notice of the State Council on Issues Concerning the Strengthening of Land Control and Adjustment (SC [2006] No.31) (August 31, 2006)  Notice of the Ministry of Land and Resources on Further Improving LA Management (promulgated by the Ministry of Land and Resources on June 26, 2010) 3）Provincial and local policies  Measures of Jiangxi Province for the Implementation of the Land Administration Law of the PRC (Amended) (April 29, 2000)  Decision of the Standing Committee of the Jiangxi Provincial People's Congress on modifying the management measure for the land expropriated in Jiangxi province(PCSC No.96) (December 22, 2001)

138

 Notice of the Jiangxi Provincial Government on Issuing the Measures of Jiangxi Province for the Dispute coordination decision of Land requisition compensation and resettlement standards (JPG [2007] No.23)  Notice of the Uniform AAOV Rates and Location-based Integrated Land Prices for Land Compensation of Jiangxi Province (GPG [2010] No.126)  Notice of the Jiangxi Provincial Government on forwarding the further improvement of the primary endowment insurance for land expropriated farmers issued by JXHRSS and other departments. (JPG [2014] No.12) (April 9, 2014)

 Measures of Pingxiang for the Implementation of the Expropriation of houses on state-owned land and Compensation Law(PGO [2012] No.12)

 The "Pingxiang Municipal People's Government on the issuance of Pingxiang land-loss farmers to participate in the notice of the opinions of the basic endowment insurance" (2014)(Ping Fu Fa No. 27) (December 17, 2014)  Measures for the future improvement and management on the land administration issued by the Pingxiang municipal people's government(PGO [2011] No.9) （In August 30, 2011）  Notice of the Luxi County Government on Issuing the updating results of urban land grades and standard land price in Luxi(August 30, 2011)

 Notice of the Luxi County Government on Issuing land and house expropriation and compensation work plan on the Road Project of Yuanhe east road construction in Luxi(LPG [2013] No.37) 2.2 Cut-off Date of Compensation The cut-off date for the eligibility for compensation is April 30, 2015, which has been disclosed in the Road Project area. Any newly claimed land, newly built house or settlement in the Road Project area by the APs after this date will not be entitled to compensation or subsidization. Any building constructed or tree planted purely for extra compensation will not be counted in. 2.3 Compensation Rates for Resettlement Impacts of the Road Project 2.3.1 Acquisition of Collective Land According to the Land Administration Law of the PRC, the Guidelines on Improving Compensation and Resettlement Systems for LA, Jiangxi Provincial Measures on LA Management (amendment), the Measures of Jiangxi Province for the Implementation of the Land Administration Law of the PRC, and Notice of the Jiangxi Provincial Government on Issuing

139

the Location-based Integrated Land Prices and Uniform AAOV Rates for Land Compensation of Jiangxi Province (JPG [2010] No.126), the compensation rates for LA shown in Table ２.. See crops compensation rate for different types of land in Table３. Table ２ Compensation for Acquired Collective Land Paddy/vegetable Dryland/home No Count Uncultivated Woodland Town plot/ gardens/ pond stead . y land（CNY/mu） (CNY/mu) （CNY/mu）（CNY/mu） Yuannan 1 27823 18641 5565 9738 township Luxi Xuanfeng 2 32293 21636 6459 11303 county town Yinhe 3 30074 20150 6015 10526 town Anyua Gaokeng 4 n 39148 26229 7830 13702 town District Dongyua 5 n 28662 19204 5732 10032 Shang township li Chishan 6 Count 33708 22584 6742 11798 town y Yangqi 7 37186 24915 7437 13015 township Table３ Compensation Rate for Crops Crops ompensation rate for different types of land(CNY/mu) No. County Town Paddy/vegetable plot/ dryland woodland gardens/ Yuannan 1 1297 869 454 township Xuanfeng 2 Luxi county 1307 876 457 town Yinhe 3 1285 861 450 town Anyuan Gaokeng 4 1506 1009 527 District town Dongyuan 5 1378 923 482 township Shangli Chishan 6 1482 993 519 County town Yangqi 7 1464 981 512 township

2.3.2 Temporary Land Occupation According to the relevant provisions in Luxi county, compensation rate for temporary occupied rural collective land is 4000 CNY/(mu·year), compensated based on the actual occupied time. 2.3.3 Demolition of Residential Houses The Road Project involves the demolition of rural residential houses, according to the wishes of the affected population resettlement survey, the current plan provides two ways for resettlement of affected HHs choices: completely monetary compensation; also arranged by the

140

government in this village a new homestead with house cash compensation, the affected HHs to rebuild themselves. Project affected area will determine the compensation standard demolition by way of appraisal, evaluation agency will be chosen by both the Road Project implementation units and the demolished persons, assessment results need to be confirmed by the demolished people. The report draws budget according to compensation standards of similar earlier works in the Road Project area, as shown in Table 4. The implementation rate should be finally decided through realistic assessment during the implementation process. Table 4 Compensation Rate for Residential Houses

Table 4-5 Compensation Rate for Residential Houses Rate Category Structural type Unit Remark (CNY/unit) Rural House Masonry concrete ㎡ 720 compensation for Wood and brick ㎡ 506 rural residential structure houses Wood and earth ㎡ 436 structure Telephone set 200

Cable television set 200 Subsidies Broadband set 200

Tap-water set 200 househ Subsidies 800 Other old compensation Transition One-ti ㎡ 10 subsidies me subsidy

2.3.4 Demolition of Non-residential Houses

141

The implementing agencies and the demolished enterprises will choose an assessing company together, evaluation results should be confirmed by the affected people, and compensate according to according to the appraisal price, compensation will be paid directly to the property owner, loss of income production, sales and wage reduction caused by the Road Project will be included in the scope of the assessment.

The compensation funds budget is estimated in the report based on compensation standards for similar on-residential housing in Luxi, as shown in Table 5. Table 5 Compensation Rate of Non-residential Houses Remar Category Unit Rate(CNY/unit k Masonry concrete ㎡ 890 House Wood and brick structure ㎡ 750 Compensation Wood and earth structure ㎡ 630 Phone Set 200 Relocatio Cable television Set 200 n compensation Broadband Set 200 Tap-water ㎡ 200 2.3.5 Attachments and Infrastructure Compensation According to the related compensation standards during the same period in similar projects in the area, the attachments and infrastructure compensation rate of this project has been defined, as shown in Table 6. Table 6 Attachments and Infrastructure Compensation Rate Category Unit Rate(CNY/unit Remark

Big size Tree 60 For the specification of fruit tree: big size means Tree Citrus Middle size 40 much flourishing time, trees Tree middle size means the Small size 6 bare stage, small size Seedling Tree 3 means the growing season, seedlings for Big size Tree 50 planting of more than six months to one year. Tree Grapefr Middle size 30 For the specification of uit tree Tree other trees (excluding tea Small size 6 tree):big size means 15 Seedling Tree 3 cm in diameter or more, middle size means 10 cm Tree in diameter or more, small The Big size 40 size means planted time vines Tree Middle size 30 is one year to five years,

142

Category Unit Rate(CNY/unit Remark

Small size Tree 6 seedlings means planting within a period of six Seedling Tree 3 months or more a year .

Big size Tree 40 Tree Osmant Middle size 30 hus tree Small size Tree 10 Seedling Tree 5 Inside and outside the red brick ㎡ 80 stucco No red brick Enclosu ㎡ 50 re stucco Adobe soil walling ㎡ 30

Concrete wall ㎡ 30 Cement 30—50（1 ㎝—3 ㎡ Sun ㎝） floor Concrete 20—30（1 ㎝—2 ㎡㎝） Blood coffin Unit 800 Grave Jug Unit 300 Public wells Unit 1500—3000 Will Household wells, Unit 400—800 pressure wells Tap-water Set 900 Gatehouse Unit 1000 Digesters Unit 2000 Ordinary floor tile ㎡ 12—25 Marble floors ㎡ 50 Granite floors ㎡ 75 Containing High Polished Ordinary wood floor ㎡ 63

Health porcelain (within the ㎡ 13 wall) Wooden dado ㎡ 19 Porcelain dado ㎡ 13 Wash stone facades ㎡ 16 Mortar expanse of water ㎡ 7 Q paint dado (ground) ㎡ 5 Parapet ㎡ 8

Wall tile ㎡ 13 Gaisu board ceiling ㎡ 19

143

Category Unit Rate(CNY/unit Remark High Ceiling ㎡ 63 Aluminum windows and doors ㎡ 88 Containing glass Security windows ㎡ 25 Reinforced Security windows ㎡ 100 Stainless steel Door Unit 125 Chuang tao Unit 35 Smokeless stoves Unit 250 No extra area or porcelain

Fang ci ㎡ 15 Bathtub Unit 125 Porcelain washbasin Unit 38 Stainless steel washbasin Unit 63 Stationary Flush toilet Unit 88

Door ㎡ 100 Reinforced Door ㎡ 200 Stainless steel Full wall cabinets Group 188

Ground Water Mill ㎡ 25 Color mill ground ㎡ 35 Glazed ㎡ 50 Microwave receiver Unit 250

Volume gate ㎡ 100 2.3.6 Rates of Other Costs Taxes rate for LA, see Table 7. Table 7 Summary of Rates of Taxes and Fees Paid for LA No. Tax Rate Foundation "Notice on the adjustment of new construction Fees for using new 20CNY/㎡ land use fee policy issues" (Financial Com. 1 construction land [2006] No. 48) Jiangxi Province implementation of the 2 Land reclamation costs 15CNY/㎡ "People's Republic of China Land Management Law" approach

144

No. Tax Rate Foundation "Jiangxi Provincial Farmland Occupation Tax 3 Farmland occupation tax 22.5CNY/㎡ Implementation Measures" (Provincial Decree No. 170) "Interim Measures of Jiangxi land management LA management costs 4 4% of LA fees fee" (Jiangxi price fee [1995] No. 25) "About regulate temporary land approval 5 Temporary occupation fees 2 CNY/㎡ procedures of the notice" (Ping LB [2011] No. 26)

No. Tax Rate Foundation

Timber forest and Ministry of Finance, the State Forest economic forest land, 6CNY/㎡ Forestry Administration on the vegetatio firewood, a nursery issuance of "forest vegetation 6 n restoration fee collection Interim restoratioOpen woodland, shrub 3CNY/㎡ Measures" notice Cai Zong [2002] n fee land No. 73 10% of the cost of 6 Unforeseen expenses LA

2.4 Entitlement Matrix

Entitlement Matrix is established under the relevant policies in this chapter, see Table 8.

145

Table 8 Entitlement Matrix Impact Affected Policy of compensation and Impact Compensation rate and implementation degree people resettlement (i) LA is compensated in accordance with the provisions of the land area in Jiangxi piece premium. Type of LA of agricultural land in accordance with the collective, the collective construction land and unused land mass divided. 742.535 mu （ii）Land requisition compensation standards in of land in accordance with "the new notice of Jiangxi Permenant 153 groups 1855 HHs, unified annual output value standard and Compensation rate of the 7 affected towns see acquisition of of 26 villages integrated land prices for LA" (Xiang Gov. No. 7419 persons table 2 and 3. collective land in 7 [2010] 126) execution. townships in （iii）Land compensation fees paid directly by 3 counties the PMO Luxi to the affected villages. Land affected HHs in obtaining compensation, voluntary, free to participate in the local labor force training. At the same time, meet the insured pension conditions land-loss farmers, land-loss farmers can also choose to participate in pension insurance. (1) Compensation ways This project involves the rural residential housing units, according to the survey of the affected population resettlement wishes, plans to provide two kinds of resettlement way for the affected HHs to choose: completely monetary compensation; Can also be arranged by the government in the village of new land, house House compensation : Masonry concrete 720 CNY/㎡, cash compensation at the same time, by the Rural Wood and brick structure 506 CNY/㎡, Wood and earth Demolition of affected HHs to rebuild itself. The report draws ㎡ residential 36 HHs, 165 structure 436 CNY/ ; residential budget according to compensation standards of Relocation compensation of 800 CNY/ household, houses persons similar earlier works in the Road Project area, as houses one-time transition compensation of 10CNY/㎡; 12952.1 ㎡ shown in Table 4-5. The implementation rate Other compensation: Phone, cable television, should be finally decided through realistic broadband, tap-water by 200CNY/set. assessment during the implementation process. (2) Relocation compensation & transition compensation Relocation compensation of 800 CNY/ household, one-time transition compensation of 10CNY/㎡; (3) Other compensation

146

Impact Affected Policy of compensation and Impact Compensation rate and implementation degree people resettlement Phone, cable television, broadband, tap-water by 200CNY/set.

(1) Compensation ways According to the survey, the 2 enterprises choose the nearby resettlement. The IA will compensate premises based on market Enterprises appraisal, and pay land prices through demolition consultation. The IAs and the demolished will ㎡ with land choose an assessment agency together through House compensation : Masonry concrete 890 CNY/ , Demolition of negotiation to do the appraisal, the loss of ㎡ area of 1.7 2enterprises, Wood and brick structure 750 CNY/ , Wood and earth non-residential production, sales and wages caused by the ㎡ mu, 25 workers structure 630 CNY/ ; houses Road Project will be included in the scope of the building Relocation compensation: Phone, cable television, assessment, the assessment results need to be broadband, tap-water by 200CNY/set. area of confirmed by the demolition enterprises, 941.6 ㎡ compensation will be paid directly to the property owners. (2) Relocation compensation Phone, cable television, broadband, tap-water by 200CNY/set. Special facilities affected by the Road Project Total affect will be built in accordance with the requirements housing of the complex, under construction it will be subsidiary, compensated or reconstructed in accordance drainage wells with the "original function, the original scale and Ground electric tower, Property owner standards", and the costs will be included in the Compensation rate see table 6. attachments economic Road Project cost. trees and All ground attachments affected by the Road other ancillary Project will be direct compensated to the facilities of 14 property owner based on the replacement value categories of the standard 39 HHs 43 persons with Providing The labor force in the vulnerable HHs disability, 41 with vocational training, while providing CPC involve five-guarantee employment information and guidance to the affected HHs and 41 Vulnerable increase employment opportunities; population five-guarantee / Groups During project construction, to recruit vulnerable vulnerable is persons, 26 HHs who are able to work to do unskilled work in 196 and 242. women-headed the priority; HHs with 35 Government subsidies difficulties; persons, 90 HHs and 123

147

Impact Affected Policy of compensation and Impact Compensation rate and implementation degree people resettlement persons covered by minimum living security

According to the wishes of women, during the Road Project implementation and maintenance management, opportunity unskilled labor will give priority to women. Also, if the same work, women would like men to get the same reward, and the prohibition of child labor. Technical training will consider in the priority of affected women labor, in order to ensure their economic status is not compromised. A total 3,698 female total affected number of resettlers trained 3,000 people, Women's rights population population of / including women's labor force is not less than affected 49.84% (50%) 1,500 people. Affected women receive relevant information available in the resettlement process, and impartial advice and can participate in resettlement. Meanwhile, in the resettlement implementation, women held a special symposium presentation resettlement policies, thereby to raise awareness of women. Accordance to the Circular of the People's Government of Jiangxi Province, Human Resources and Social Department and other departments to further improve the land-loss farmers basic endowment insurance policy LLFs lost all or views of the notice" (Gan Gov.[2014] No. 12), the most of his Socila Pingxiang Municipal People's Government land(or the 272 HHs, 556 insurance of Office on the issuance of Pingxiang City . land per persons land-loss farmers social security guidance LLFs capita is less notice "(Ping Gov. [2011] 3), provides that than 0.3 mu) included land-loss farmers basic endowment insurance coverage of staff, according to the actual situation, voluntarily choose to participate in basic pension insurance or urban and rural residents in the basic endowment insurance.

148

Impact Affected Policy of compensation and Impact Compensation rate and implementation degree people resettlement The local government to provide the required premium payment subsidizing up to 15 years of age.

Compensation standards, Resettlement complaints related fees and compensation All affected management fees will be exempted, Appeal / payments and persons unforeseen expenses will be paid reasonable resettlement expenses incurred in this project. measures

149

3 Resettlement Organizational Structure

To ensure successful LA resettlement as desired, a systematic organizational structure must be established during project implementation in order to plan, coordinate and monitor resettlement activities. Since resettlement is a very comprehensive task that requires the assistance and cooperation of different departments, Luxi government will ensure successful project preparation and resettlement implementation by establishing an effective organizational structure and building its capacity. Since March 2013, the resettlement agencies of the Road Project have been established successively, and their responsibilities defined clearly. See Figure 6-1.

 Project leading Group  Pingxiang PMO(Pingxiang Construction Investment Development Co., Ltd.)  Luxi / AnCNY/ Shangli PMO  Affected township people's governments  Affected villages  AHs and affected entities  Design agency

 External M&E agency  Other agencies: land and resources bureau, construction bureau, housing authority, women’s federation, labor and social security bureau, etc.

150

Figure 1 Organizational Chart

4 Grievance Redress Procedure Since public participation is encouraged during the preparation and implementation of the resettlement plan, no substantial dispute will arise. However, unforeseeable circumstances may arise during this process. In order to address issues effectively, and ensure the successful implementation of project construction and LA, a transparent and effective grievance redress mechanism has been established. The basic grievance redress system is as follows:

Stage 1: If any right of resettlers is infringed on the respect of LA or resettlement, he/she may report to the village committee, and either the resettlement or the village committee may consultation with the township government, after receiving a appeal,the town government should record it, and solve it with the resettlement or the village committee within two weeks together.

Stage 3: If the complainer is still dissatisfied with the disposition of Stage 2, he/she may

151

appeal to the Pingxiang PMO within one month of receipt of the above disposition, which shall give a reply within two weeks.

If any resettlers will not take above procedures, he could apple to the civil court directly.

All complains, oral or written, will be reported to Asian Development Bank in internal and external resettlement monitoring reports.

During the implementation of the resettlement plan, the resettlement agencies should register and manage appeal and handling information, and submit such information to the Pingxiang PMO in writing on a monthly basis. The Pingxiang PMO will inspect the registration of appeal and handling information regularly, and will prepare a registration form for this purpose, the format of which is shown in table 7. Table 7 Registration Form of Grievances and Appeals Accepting Time: Location: agency: Proposed Appellant Appeal Expected solution Actual handling solution

Recorder Appellant (signature)

① http://www.adb.org/site/accountability-mechanism/main

152

(signature) Notes: 1. The recorder should record the appeal and request of the appellant factually. 2. The appeal process should not be interfered with or hindered whatsoever. 3. The proposed solution should be notified to the appellant within the specified time. The resettlement agencies will appoint persons chiefly responsible to accept and handle grievances and appeals, and the relevant information is shown in Table 8. Table 8Accepting Agencies and Staff of Grievances and Appeals Agency Contact Address Tel Pingxiang PMO(Pingxiang wanxin management Municipal Construction investment company in Miss Wan 0799-6775617 Investment and Development Pingxiang Municipal economic Co., Ltd.) development zone Lingyun south road, NO.75 of Luxi PMO Director zhang 0799-7551901 Luxi County of Pingxiang City Pingan Zhong avenue Anyuan PMO Director Zhong NO.217,4th floor of Anyuan 0799-6661061 District of Pingxiang City Fuqian road NO.159 of Shangli Shangli PMO Director He 0799-3669858 County of Pingxiang City

5 Resettlement Implementation Plan According to the Road Project implementation schedule, the Road Project will be constructed from September 2015 to September 2017. In order that the resettlement schedule links up the construction schedule of the Road Project, LA will started in Sep. 2015 and end in June 2016. The basic principles for resettlement implementation are as follows:

LA should be completed at least 3 months prior to the commencement of construction, and the starting time will be determined as necessary.

The general resettlement schedule of the Road Project has been drafted based on the progress of project construction, LA and HD, and resettlement preparation and implementation. The exact implementation schedule may be adjusted due to deviations in overall project progress. See Table 9.

153

Table 9 Schedule of Resettlement Activities No. Task Target Agencies responsible Time remarks 1 Information disclosure 153 groups of 26 1.1 RIB villages of 7 towns IA end of April.2015 in 3 counties Disclosure of the 1.2 original RP on IA, PMO and ADB May 2015 ADB’s website 2 RP and budget Approval of RP and budget (including The county Government 2.1 70492900 yuan April. 2015 compensation and PMO rates) Village-level 153 groups of 26 2.2 income restoration villages of 7 towns Village/comunities July. 2015 programs in 3 couties Updating of the RP before project 2.3 based on the / Pingxiang PMO and IA implementation detailed design 3 DMS after Updating of DMS on the 6 IA, Resources Bureau of the RP based on 3.1 26 villages affected villages the 3 counties/district the detailed design 4 Compensation agreement Village-level land 153 groups of IA and Luxi Land & 4.1 compensation May. 2016 26villages Resources Bureau agreement Household land Village/neighborhood 4.2 compensation 1,855 HHs May. 2016 committees agreement Compensation IA and Luxi Land & 4.3 agreement for 36 HHs, 2 entities May. 2016 Resources Bureau house demolition 5 House reconstruction Houses Township governments, 5.1 compensation & 36 AHs village/neighborhood Jun.. 2016 demolition committees and AHs 5.2 House demolition 36 HHs Contractor / AHs Jul.. 2016

154

No. Task Target Agencies responsible Time remarks 6 Implementation of livelihood restoration measures Distribution of land compensation fees Township governments 6.1 to HHs and land 26 villages and village/neighborhood Jun.. 2016 reallocation (if collectives possible) Implementation of village-level Village/neighborhoood 6.2 26 villages Jun.. 2016 income restoration collectives programs Advice on income Township governments, restoration, JAN. – MAR. 6.3 1,855 AHs village/neighborhood commerce and 2016 collectives, and BLI work Implementation of OCT. 2015- MAR. 6.4 1,855 AHs BLI training program 2016 Identifying vulnerable HHs 207 HHs with 257 Civil affairs bureau and AUG 2015-JAN. 6.5 and implementing persons PMO 2016 assistance measures PMO, labor and social Hiring APs at the OCT. 2016 – 6.6 about 934 APs security bureau, and construction stage MAR. 2018 contractor 7 Capacity building Training of staff of Jiuquan PMO, IA, 7.1 30 persons ADB Feb. – Jun. 2016 and the land and resources bureau Training of county, AUG. 2015 – Jun. 7.2 township and 105 persons Pingxiang PMO, IA 2016 village officials 8 M&E

8.1 Baseline survey As per the RP External M&E agency Apr. 2016 Establishment of 8.2 internal M&E As per the RP Pingxiang PMO and IA AUG. 2015 mechanism Appointing an 8.3 external M&E One Pingxiang PMO SPET. 2015 agency Internal monitoring 8.4 Semiannual report Pingxiang PMO and IA SPET. 2015 reporting External monitoring No.1 8.5 Semiannual report External M&E agency Jul. 2016 reporting report

155

No. Task Target Agencies responsible Time remarks No.2 Feb. 2017 report No.3 Jul 2017 report No.1 Apr. 2016 External evaluation report 8.6 Annual report External M&E agency reporting No.2 AUG. 2015 report Post-evaluation 8.7 One report Pingxiang PMO SPET. 2015 report SPET. 9 Public consultation IA Ongoing 2015 10 Grievance redress IA Ongoing Jul. 2016

11 Disbursement of compensation fees

11.1 Disbursement to IA Initial funds XDG / PMO Dec. 2015 finished Disbursement to Apr.. 2016 – 11.2 Most funds IA villages DCE. 2016 Disbursement to Apr.. 2016 – 11.3 Most funds IA and village committees HHs DCE. 2016 12 Commencement of civil construction Urban-Rural Road Project from Shangli 12.1 County to Xuanfeng Town of Luxi IA Sep. 2016 County

11.8 Appendix 8 Resettlement Cost

The Cost The compensation Proportion(% Categories of cost Unit physical (0.000yuan standard (CNY/ unit) ) volume ) Basic cost of resettlement 0.000yuan \ \ 2370.7 33.64% Permanent LA fee 0.000yuan \ \ 1326.16 18.82% Luxi 27823.0 Yuan 80.68 224.47 3.19% county 0 Xuanfeng 32293.0 2.23 7.19 0.10% Town 0 Yinhe 30074.0 22.26 66.93 0.95% town 0 Farmland mu Anyua Gaokeng 39148.0 n 22.53 88.22 1.25% town 0 District

Dongyua 28662.0 Shangl 48.52 139.07 1.97% n town 0 i

156

The Cost The compensation Proportion(% Categories of cost Unit physical (0.000yuan standard (CNY/ unit) ) volume ) county Chishan 33708.0 41.54 140.02 1.99% town 0 Yangqi 37186.0 8.39 31.19 0.44% town 0 Luxi Yuannan 27823.0 29.86 83.07 1.18% county town 0 Xuanfeng 32293.0 0.00 0.00 0.00% Town 0 Yinhe 30074.0 0.00 0.00 0.00% town 0 Anyua Gaokeng 39148.0 n 1.22 4.76 0.07% Vegetable field mu town 0 District Shangl Dongyua 28662.0 i 1.82 5.23 0.07% n Town 0 town Chishan 33708.0 0.00 0.00 0.00% town 0 Yangqi 37186.0 1.82 6.78 0.10% county 0 Luxi Yuannan 27823.0 5.05 14.05 0.20% county county 0 Xuanfeng 32293.0 0.00 0.00 0.00% Town 0 Yinhe 30074.0 0.00 0.00 0.00% Town 0 Anyua Gaokeng 39148.0 n 0.00 0.00 0.00% Fish pond mu Town 0 District Shangl Dongyua 28662.0 i 1.20 3.45 0.05% n Town 0 County Chishan 33708.0 0.00 0.00 0.00% Town 0 Yangqi 37186.0 0.00 0.00 0.00% county 0 Luxi Yuannan 9738 219.58 213.83 3.03% county town Xuanfeng 11303 0.00 0.00 0.00% town Yinhe 10526 90.02 94.75 1.34% Wood land mu town Anyua Gaokeng n 13702 17.05 23.36 0.33% town District Shangl Dongyua 10032 2.91 2.92 0.04% i n county

157

The Cost The compensation Proportion(% Categories of cost Unit physical (0.000yuan standard (CNY/ unit) ) volume ) County Chishan 11798 50.43 59.50 0.84% town Yangqi 13015 86.21 112.20 1.59% county Luxi Yuannan 5565 6.85 3.81 0.05% county town

Xuanfeng 6459 0.00 0.00 0.00% town Yinhe 6015 0.00 0.00 0.00% town Anyua Gaokeng Wasteland mu n 7830 0.00 0.00 0.00% town District Shangl Dongyua i 5732 2.37 1.36 0.02% n county County Shishan 6742 0.00 0.00 0.00% town Yangqi 7437 0.00 0.00 0.00% county

Temporary occupation 0.0000yua 201.04 2.85% land compensation n Temporary occupation mu 4000 502.6 201.04 2.85% land compensation Compensation for farmers 0.0000yua 768.77 10.91% HDs n ㎡ 720 4619.2 332.58 4.72% Framework ㎡ 506 7866.5 398.04 5.65% Brick ㎡ 436 466.4 20.34 0.29% Brick suite 200 24.00 0.48 0.01% Phone suite 200 36.00 0.72 0.01% TV sets suite 200 3.00 0.06 0.00% Broadband suite 200 36.00 0.72 0.01% Tap water HHs 800 36.00 2.88 0.04% Relocation allowance ㎡ 10 12952.10 12.95 0.18% Temporary allowance 0.0000 70.70 1.00% Brick ㎡ 750 941.6 70.62 1.00% Phone suite 200 2 0.04 0.00% Cable TV sets suite 200 0.00 0.00 0.00% Broadband suite 200 0.00 0.00 0.00%

158

The Cost The compensation Proportion(% Categories of cost Unit physical (0.000yuan standard (CNY/ unit) ) volume ) Tap water suite 200 2.00 0.04 0.00% 0.0000yua Attachment compensation \ \ 4.03 0.06% n Orange Big tree 60 8 0.05 0.00% tree Mid tree 40 2 0.01 0.00% Small tree 6 11 0.01 0.00% Seed tree 3 0 0.00 0.00% Grapefruit Big tree 50 9 0.05 0.00% tree Mid tree 30 2 0.01 0.00% Small tree 6 5 0.00 0.00% Seed tree 3 0 0.00 0.00% Grapewine Big tree 40 0 0.00 0.00% Mid tree 30 0 0.00 0.00% Small tree 6 0 0.00 0.00% Seed tree 3 0 0.00 0.00% Sweet scented Big tree 40 0 0.00 0.00% osmanthu s tree Mid tree 30 14 0.04 0.00% Small tree 10 0 0.00 0.00% Seed tree 5 0 0.00 0.00% Enclosing red brick wall ㎡ 80 62 0.50 0.01% wall

No painted red ㎡ 50 22 0.11 0.00% brick wall

Adobe rammed ㎡ 30 0 0.00 0.00% earth wall

Earth Wall ㎡ 30 0 0.00 0.00%

Sunning ground Cement ㎡ 40 570 2.28 0.03% Well Concrete ㎡ 25 0 0.00 0.00% well , Public well 口 2000 0 0.00 0.00% 159

The Cost The compensation Proportion(% Categories of cost Unit physical (0.000yuan standard (CNY/ unit) ) volume ) Household wate r well,the 口 600 1 0.06 0.00% pressure well Tap water 900 10 0.90 0.01% Flush toilet 88 3 0.03 0.00% Helping the vulnerable 0.0000yua 1% of the resettlement \ 23.71 0.34% groups of funds n fees

0.0000yua 2% of the resettlement Management expense \ 47.41 0.67% n fees

Resettlement planning 0.0000yua \ \ 23.71 0.34% and monitoring costs n 0.0000yua 0.5% of the resettlement Resettlement planning fee \ 11.85 0.17% n fees 0.0000yua 0.5% of the resettlement Resettlement M&E fee 11.85 0.17% n fees

Skill training costs (cost 0.0000yua 0.5% of the resettlement 11.85 0.17% of 0.57%) n fees

LA related taxes and fees 0.0000yua \ \ 3929.25 55.76% n 495025.8 Land reclamation fees CNY/㎡ 15 742.54 10.54% 1

New construction land use 495025.8 CNY/㎡ 20 990.05 14.05% fee 1 830094.1 Arable land occupation tax CNY/㎡ 23 1909.22 27.09% 5 Temporary land use fee 830094.1 CNY/㎡ 2 166.02 2.36% 5 Vegetation restoration fee 303572.8 CNY/㎡ 4 121.43 1.72% 5 The Road Project of 2~6 0.0000yua \ \ 4035.93 57.27% n

Unforeseen 0.0000yua \ \ 640.66 9.09% expenses (1-6 10%) n 0.0000yua Total \ \ 7047.29 100.00% n

160

Appendix 9: Risk-free① Analysis after Land Compensation (Calculated at the price level of Dec. 2014) 1. Farming income analysis table of project area Summer Autumn Items Total Harvest Harvest Input / CNY/mu 660 330 990 Output Output kg/mu 540 245 785 / Price CNY/kg 2.1 2.8 /

/ Net income CNY/mu 474 356 830

2、Risk-free Analysis Table of Affected Villages after Land Compensation

LA Loss(yuan Compensati Interest Income-Lo Town Village Group （mu）） on（yuan）（yuan） ss（yuan）

4 4.774 3962.42 132827 4316.88 354.46 5 5.455 4527.65 151774.5 4932.67 405.02 6 0.278 230.74 7734.79 251.38 20.64 7 1.391 1154.53 38701.79 1257.81 103.28 Yuanxivillage 10 0.682 566.06 18975.29 616.7 50.64 11 9.829 8158.07 273472.3 8887.85 729.78 12 10.299 8548.17 286549.1 9312.85 764.68 13 1.669 1385.27 46436.59 1509.19 123.92 14 3.617 3002.11 100635.8 3270.66 268.55 Yuannan 27098.4 County Shitang Village 6 29.968 24873.44 833799.7 2225.05 9 1 18.293 15183.19 508966.1 16541.4 1358.21 10967.6 2 12.129 10067.07 337465.2 900.55 2 14851.3 8 16.424 13631.92 456965 1219.44 Nanxi Village 6 18411.3 11 20.361 16899.63 566504.1 1511.75 8 12549.1 12 13.878 11518.74 386127.6 1030.41 5 Zhangjiapo 1 18.623 15457.09 518147.7 16839.8 1382.71

① A risk-free income means the APs deposit all compensation to the bank and get the interest from the bank. In china, the latest one-year deposit rate is 3.3%, if the APs deposit 10000 yuan into the bank for 1 year, they can earned 330 yuan as the interest.

161

LA Loss(yuan Compensati Interest Income-Lo Town Village Group （mu）） on（yuan）（yuan） ss（yuan）

village 2 4.928 4090.24 137111.7 4456.13 365.89 3 1.364 1132.12 37950.57 1233.39 101.27 4 5.079 4215.57 141313 4592.67 377.1 12 6.819 5659.77 189725 6166.06 506.29 14 6.597 5475.51 183548.3 5965.32 489.81 15 2.073 1720.59 57677.08 1874.51 153.92

Xinxia Village 2 8.492 7048.36 236272.9 7678.87 630.51

15977.1 1 17.669 14665.27 491604.6 1311.88 5 11590.6 2 12.818 10638.94 356635.2 951.7 4 14058.3 3 15.547 12904.01 432564.2 1154.33 Xingpeng 4 village 11455.0 4 12.668 10514.44 352461.8 940.57 1 14654.2 6 16.206 13450.98 450899.5 1203.25 3 14469.7 7 16.002 13281.66 445223.7 1188.11 7 6 5.686 4719.38 158201.6 5141.55 422.17 7 5.062 4201.46 140840 4577.3 375.84 8 3.789 3144.87 105421.4 3426.19 281.32

Taipng Village 9 4.169 3460.27 115994.1 3769.81 309.54 10 3.449 2862.67 95961.53 3118.75 256.08 11 10.31 8557.3 286855.1 9322.79 765.49 14122.5 12 15.618 12962.94 434539.6 1159.6 4

Shangpai1 group 0.334 277.22 10785.86 350.54 73.32

Shangpai2group 0.278 230.74 8977.45 291.77 61.03

Zhongpai 1group 0.501 415.83 16178.79 525.81 109.98

Xiapai group 0.278 230.74 8977.45 291.77 61.03 Xuanfen Pailou Village g Xiahujiashan 0.278 230.74 8977.45 291.77 61.03 group

Jiang 1group 0.223 185.09 7201.34 234.04 48.95

Xinwu group 0.167 138.61 5392.93 175.27 36.66

Laowu group 0.167 138.61 5392.93 175.27 36.66

1 15.03 12474.9 452012.2 14690.4 2215.5 Yinhe Moxi village 16049.9 town 2 16.421 13629.43 493845.2 2420.54 7

162

LA Loss(yuan Compensati Interest Income-Lo Town Village Group （mu）） on（yuan）（yuan） ss（yuan）

4 10.229 8490.07 307627 9997.88 1507.81 10 6.192 5139.36 186218.2 6052.09 912.73 13 1.391 1154.53 41832.93 1359.57 205.04 14 5.564 4618.12 167331.7 5438.28 820.16 17409.5 15 17.812 14783.96 535678.1 2625.58 4 16 15.03 12474.9 452012.2 14690.4 2215.5 27 9.601 7968.83 288740.5 9384.07 1415.24 10664.4 1 10.911 9056.13 328137.4 1608.34 Hejia chuan 7 10 4.092 3396.36 123062.8 3999.54 603.18

Jianshan GROUP 4.173 3463.59 163364.6 5309.35 1845.76

Nianxing group 2.782 2309.06 108909.7 3539.57 1230.51

21600.0 Yaojiatang group 16.977 14090.91 664615.6 7509.1 1 Shangxichong 0.278 230.74 10883.14 353.7 122.96 group

Xiaxichong grup 2.68 2224.4 104916.6 3409.79 1185.39

Miaoxia group 2.756 2287.48 107891.9 3506.49 1219.01

Xinwuchang 2.958 2455.14 115799.8 3763.49 1308.35 group Gaokeng Shangzhangtianw town 0.278 230.74 10883.14 353.7 122.96 o group

Zhouzaishang 0.835 693.05 32688.58 1062.38 369.33 group

Houwu group 0.862 715.46 33745.58 1096.73 381.27

Shiqiao group 3.187 2645.21 124764.7 4054.85 1409.64

Nangong group 0.807 669.81 31592.44 1026.75 356.94

Qianwu group 0.89 738.7 34841.72 1132.36 393.66

Xinshangroup 0.807 669.81 31592.44 1026.75 356.94

Laoshan group 0.529 439.07 20709.29 673.05 233.98

Dongyua 9 0.556 461.48 15936.07 517.92 56.44

n town 12 0.556 461.48 15936.07 517.92 56.44

163

LA Loss(yuan Compensati Interest Income-Lo Town Village Group （mu）） on（yuan）（yuan） ss（yuan）

17 0.556 461.48 15936.07 517.92 56.44 18 1.669 1385.27 47836.88 1554.7 169.43 19 2.074 1721.42 59444.99 1931.96 210.54 20 1.316 1092.28 37719.19 1225.87 133.59 21 1.518 1259.94 43508.92 1414.04 154.1 22 1.669 1385.27 47836.88 1554.7 169.43 23 1.947 1616.01 55804.91 1813.66 197.65 24 0.278 230.74 7968.04 258.96 28.22 25 1.391 1154.53 39868.84 1295.74 141.21 1 2.47 2045.95 70651.83 2296.18 250.23 6 4.21 3496.79 120753 3924.47 427.68 Peijiavillage 16 0.94 778.54 26884.96 873.76 95.22 17 1.25 1039.16 35884.82 1166.26 127.1 18 2.8 2319.85 80110.29 2603.58 283.73 2 2.5 2078.32 71769.65 2332.51 254.19 3 7.83 6501.39 224509.5 7296.56 795.17

4 1.88 1558.74 53827.24 1749.39 190.65 5 2.5 2078.32 71769.65 2332.51 254.19 1 1.88 1558.74 53827.24 1749.39 190.65 3 2.5 2078.32 71769.65 2332.51 254.19 4 2.5 2078.32 71769.65 2332.51 254.19 5 1.88 1558.74 53827.24 1749.39 190.65 6 1.88 1558.74 53827.24 1749.39 190.65 5 0.84 693.05 23932.77 777.82 84.77 13 0.56 461.48 15936.07 517.92 56.44 14 0.56 461.48 15936.07 517.92 56.44 15 0.84 693.05 23932.77 777.82 84.77 16 2.23 1847.58 63801.61 2073.55 225.97 17 0.84 693.05 23932.77 777.82 84.77 18 0.56 461.48 15936.07 517.92 56.44 2 1.88 1558.74 63303.62 2057.37 498.63 3 3.58 2974.72 120809.5 3926.31 951.59 4 6.2 5142.68 208854.8 6787.78 1645.1 5 4.04 3351.54 136112.9 4423.67 1072.13

13 1.25 1039.16 42202.42 1371.58 332.42 Chishan Townc 14 4.41 3656.98 148517.5 4826.82 1169.84 15 2.5 2078.32 84404.83 2743.16 664.84 16 2.5 2078.32 84404.83 2743.16 664.84 3 1.25 1039.16 42202.42 1371.58 332.42 12444.9 6 11.36 9428.8 382922.9 3016.19 9

164

LA Loss(yuan Compensati Interest Income-Lo Town Village Group （mu）） on（yuan）（yuan） ss（yuan）

8 5.63 4673.73 189809.8 6168.82 1495.09 12 2.5 2078.32 84404.83 2743.16 664.84 16 2.5 2078.32 84404.83 2743.16 664.84 25 2.79 2312.38 93910.49 3052.09 739.71 26 1.88 1558.74 63303.62 2057.37 498.63 29 8.28 6875.72 279237.1 9075.2 2199.48 31 3.41 2831.96 115011.7 3737.88 905.92 12 0.13 103.75 4213.5 136.94 33.19 13 2.92 2421.94 98359.94 3196.7 774.76 Nanmu village 14 1.71 1421.79 57741.8 1876.61 454.82 15 1.48 1225.91 49786.72 1618.07 392.16 16 0.83 688.9 27977.64 909.27 220.37 1 2.16 1792.8 72809.28 2366.3 573.5 2 3.41 2831.96 115011.7 3737.88 905.92

3 8.29 6881.53 279473 9082.87 2201.34 4 4.95 4106.01 166753.5 5419.49 1313.48 17436.8 25 14.428 11975.24 536519.6 5461.65 9

27456.9 26 22.719 18856.77 844828.7 8600.16 3 1 3.069 2547.27 114123.8 3709.02 1161.75 2 3.062 2541.46 113863.5 3700.56 1159.1 3 4.603 3820.49 171167.2 5562.93 1742.44 4 4.603 3820.49 171167.2 5562.93 1742.44 5 3.069 2547.27 114123.8 3709.02 1161.75 6 4.603 3820.49 171167.2 5562.93 1742.44 7 5.172 4292.76 192326 6250.59 1957.83 8 7.835 6503.05 291352.3 9468.95 2965.9 38 1.939 1609.37 72103.65 2343.37 734 Yangqi 1 3.069 2547.27 114123.8 3709.02 1161.75 town 2 1.534 1273.22 57043.32 1853.91 580.69 3 1.534 1273.22 57043.32 1853.91 580.69 4 1.534 1273.22 57043.32 1853.91 580.69 6 1.534 1273.22 57043.32 1853.91 580.69 16 2.298 1907.34 85453.43 2777.24 869.9 18 2.298 1907.34 85453.43 2777.24 869.9 1 0.61 507.96 22757.83 739.63 231.67 2 2.47 2051.76 91923.79 2987.52 935.76 3 1.25 1039.16 46556.87 1513.1 473.94

4 2.07 1721.42 77123.76 2506.52 785.1 18 0.56 461.48 20675.42 671.95 210.47 19 0.55 459.82 20601.04 669.53 209.71

165

LA Loss(yuan Compensati Interest Income-Lo Town Village Group （mu）） on（yuan）（yuan） ss（yuan）

742.53 743449. Total 616304.1 22875383 127145.9 5 9

166

Appendix 10: Demonstration of the Replacement Price for the Compensation of the Rural Houses

Demolition of the Road Project

(Calculated at the price level of Dec. 2014)

Unit Steel structure Brick structure Brick wood structure Items Unite price yuan The amount Investment The amount Investment The amount Investment ㎡ The building 100.00 100.00 100.00 area Direct costs 56496.50 39792.40 34196.0 Labor costs work day 120.0 40.0 4800.0 35.0 4200.0 30.0 3600.0

The cost of 51696.50 135.14 35592.40 9611.15 30596.0 materials

1. The main 38696.50 135.14 29592.40 9611.15 28096.0 material Ordinary steel T 4600.0 3.0 13800.0 1.50 6900.0 0.35 1610.0 bar Ordinary T 400.0 20.0 8000.0 18.0 7200.0 6.0 2400.0 portland cement Log m3 1825.0 0.50 912.50 0.40 730.0 4.0 7300.0 Clay brick 103 pieces 310.0 20.0 6200.0 17.39 5390.90 23.50 7285.0 Grey tile pieces 0.35 0.0 0.0 0.0 0.0 9500.0 3325.0 Sand - gravel m3 25.0 20.0 500.0 15.0 375.0 1.60 40.0 Sand m3 30.0 25.0 750.0 21.35 640.50 24.20 726.0 Pebble m3 30.0 30.0 900.0 27.0 810.0 25.0 750.0 Lime T 160.0 2.0 320.0 1.50 240.0 1.50 240.0 Nails Kg 4.0 6.0 24.0 4.0 16.0 5.0 20.0 Paint Kg 10.0 4.0 40.0 4.0 40.0 5.0 50.0 ㎡ Windows and 290.0 25.0 7250.0 25.0 7250.0 15.0 4350.0 doors 2 Other yuan 13000.0 6000.0 2500.0 materials Indirect costs yuan 7754.48 5338.86 4589.40 The total cost yuan 64250.98 45131.26 38785.40 Unit price CNY/㎡ 642.51 451.31 387.85 167