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Out of the Pipeline

Lumateperone for

Jonathan M. Meyer, MD

ntipsychotic nonadherence is a Table 1 This novel oral known contributor to relapse risk Fast facts about lumateperone ’s among patients with schizophrenia.1 favorable A Brand name: Caplyta Because relapse episodes may be associated Class: Oral tolerability with antipsychotic treatment resistance, this profile may must be avoided as much as possible by Indication: Adults with schizophrenia appropriate medication selection.2 Adverse Approval date: December 20, 2019 promote improved effect burden is an important factor lead- Availability date: March 31, 2020 adherence ing to oral antipsychotic nonadherence, Manufacturer: Intra-Cellular Therapies, Inc., with patient-derived data indicating that New York, NY extrapyramidal symptoms (EPS) (odds ratio Dosing forms: 42-mg oral capsule (taken with food). Note: This is equivalent to the [OR] 0.57, P = .0007), sedation/cognitive 60-mg dose of lumateperone tosylate used adverse effects (OR 0.70, P = .033), prolac- in clinical trials tin/endocrine effects (OR 0.69, P = .0342), Recommended dosage for schizophrenia: and metabolic adverse effects (OR 0.64, 42 mg/d with food. Avoid use with moderate or strong 3A4 (CYP 3A4) P = .0079) are all significantly related to inhibitors or CYP 3A4 inducers or in patients 3 lower rates of adherence. With this in mind, with moderate or severe hepatic impairment successive generations of as defined by Child-Pugh Criteria (Child-Pugh have been released, with fewer tolerability B or C). These are not contraindications issues present than seen with earlier com- pounds.1,4 Although these newer second- generation antipsychotics (SGAs) have not proven more effective for schizophrenia lower affinity for D2 receptors

than those first marketed in the 1990s, they (Ki 32 nM), along with low affinity for alpha generally possess lower rates of EPS, hyper- 1-adrenergic receptors (Ki 73 nM), and mus- prolactinemia, anticholinergic and anti- carinic and histaminergic receptors (Ki > 100 histaminic properties, metabolic adverse nM).6,7 However, there are some distinguish- effects, and orthostasis.5 This improved ing features: the ratio of 5HT2A receptor adverse effect profile will hopefully increase affinity to D2 affinity is 60, greater than that the chances of antipsychotic acceptance in of other SGAs such as (12), patients with schizophrenia, and thereby Dr. Meyer is a Psychopharmacology Consultant, California Department promote improved adherence. of State Hospitals, Sacramento, California; Clinical Professor of Lumateperone (Caplyta) is a novel oral Psychiatry, University of California, San Diego, La Jolla, California; and Deputy Editor of Current Psychiatry. antipsychotic approved for the treatment of Disclosure adult patients with schizophrenia (Table 1). It In the past 12 months, Dr. Meyer has received speaking or advising possesses some properties seen with other fees from Acadia Pharmaceuticals, Alkermes, Allergan (now Abbvie), Intra-Cellular Therapies, Janssen Pharmaceutica, Neurocrine, Otsuka SGAs, including high affinity for sero- America, Inc., Sunovion Pharmaceuticals, and Teva Pharmaceutical Current Psychiatry tonin 5HT2A receptors (Ki 0.54 nM) and Industries Ltd. Vol. 19, No. 2 33 Out of the Pipeline

Figure Dopamine D2 receptor occupancy over 24 hours at steady state in patients with schizophrenia after an oral dose of lumateperone 42 mg

100

80

60

Clinical Point eceptor occupancy 40 Lumateperone’s ratio of 5HT2A receptor affinity to D2 affinity 20 % Striatal D2 r is 60, greater than that of other SGAs 0 1 hour 3 to 4 hours 7.5 hours 24 to 27 hours

Source: Reference 9

(12.4) or (0.18)8; at that lumateperone does not increase pre- steady state, the D2 occupancy remains <40% synaptic dopamine release, indicating that (Figure) and the corresponding rates of EPS/ it possesses agonist properties at the pre- akathisia were only 6.7% for lumateperone vs synaptic D2 short receptor.10 That property 6.3% for placebo in short-term clinical trials.7,9 may explain how lumateperone functions as an antipsychotic despite low levels of D2 How it works receptor occupancy.10 A unique aspect of lumateperone’s phar- Another hypothesis is based on our macology may relate to differential actions understanding of ’s pharma- at presynaptic and postsynaptic dopamine cology. Pimavanserin is a selective 5HT2A D2 receptors. Other antipsychotics possess antagonist FDA-approved for the treatment comparable antagonist (or partial agonist) of Parkinson’s disease psychosis (PDP), properties at postsynaptic D2 receptors (the with extremely high receptor affinity (Ki D2 long isoform) and the presynaptic auto- 0.087 nM) and no appreciable binding at receptor (the D2 short isoform). By block- dopamine receptors.5 Pimavanserin not ing the presynaptic autoreceptor, feedback only treats PDP, but is being evaluated in Discuss this article at inhibition on dopamine release is removed; clinical trials for dementia-related psycho- www.facebook.com/ therefore, the required higher levels of post- sis, and has positive data for augmenting MDedgePsychiatry synaptic D2 receptor occupancy needed for antipsychotics when there is a low level of effective antipsychotic action (eg, 60% to D2 blockade.11,12 In a controlled trial, pima- 80% for antagonists, and 83% to 100% for vanserin added to risperidone, 2 mg/d, was partial agonists) may be a product of the as effective as risperidone, 6 mg/d, illus- need to oppose this increased presynaptic trating the point that near-saturation of the Current Psychiatry 34 February 2020 release of dopamine. In vitro assays show 5HT2A receptor can increase antipsychotic Out of the Pipeline

efficacy when dopamine blockade is rela- but “differences in side-effects are more tively low. For risperidone, 2 mg/d, the marked.”18 expected D2 occupancy is only 60%.13 Until novel mechanisms are discovered Lumateperone also has moderate bind- that increase schizophrenia response rates, ing affinity for serotonin transporters the availability of newer antipsychot- (SERT) (Ki 33 nM). ics with more favorable tolerability pro- occupancy at the dose approved for schizo- files presents clinicians and patients with phrenia (42 mg/d) is approximately 30%,14 added options when adverse effects inter- below the ≥80% SERT occupancy seen with fere with prior treatment. In all phases of selective serotonin reuptake inhibitor (SSRI) the adult schizophrenia trial program for antidepressants; nevertheless, there is evi- lumateperone,­ 811 patients received short- dence for antidepressant effects seen in pre- term (4- to 6-week) exposure (dose range: clinical assays, schizophrenia studies, and 14 to 84 mg/d), while 329 had ≥6 months Clinical Point 8,15,16 phase III trials for bipolar depression. exposure and 108 had ≥1 year of expo- The efficacy of It is hypothesized that near-saturation of sure to the 42-mg/d dose. In these stud- the 5HT2A receptor might act synergisti- ies, there was no single adverse reaction lumateperone has cally with the modest extent of 5HT reup- leading to discontinuation that occurred been established in take inhibition to promote downstream at a rate >2%. The only adverse events that 2 pivotal, double- effects associated with effective antidepres- occurred at rates ≥5% and more than twice blind, placebo- sant treatments.8 In vivo data also showed the rate of placebo were somnolence/seda- controlled trials phosphorylation of N-methyl-d-aspartate tion (lumateperone 24%, placebo 10%), and receptor subunits and glycogen synthase dry mouth (lumateperone 6%, placebo 2%). kinase 3 beta (GSK3B), properties that could Nausea was present in 9% of the lumateper- impact cognition or negative symptoms in one group compared with 5% for placebo.7 patients with schizophrenia.8 In the short-term studies, the combined rate of EPS and akathisia was 6.7% for lumatep- Clinical implications erone and 6.3% for placebo.7 This difference Nonadherence with oral antipsychotics translates to a number needed to harm of among patients with schizophrenia is often 250 for these neurologic adverse effects. The related to adverse effects.17 The SGAs mar- functional impact of lumateperone’s gluta- keted since 2000 generally have lower rates matergic mechanisms is not well character- of sedation and metabolic and/or endocrine ized within the schizophrenia population, adverse events than earlier compounds, yet but the antidepressant potential has been each has limitations: studied for patients with bipolar depres- • : sedation and weight gain sion, with 1 positive phase III trial.19 • the partial agonists (aripiprazole, brex- piprazole, ): akathisia Efficacy in adults with schizophrenia. • : dose-dependent EPS and The efficacy of lumateperone has been akathisia established in 2 pivotal, double-blind, • : orthostasis.18 placebo-controlled trials. The first was a is an exception, because it 4-week, phase II trial (Study 005) in which had low rates of most adverse effects in 335 adults age 18 to 55 with an acute exac- schizophrenia trials, but the need to take it erbation of schizophrenia were random- twice daily with a 500 kcal meal hampers ized in a 1:1:1:1 manner to lumateperone, its use. A meta-analysis of 32 oral antipsy- 42 mg/d (60 mg of lumateperone tosylate), chotics, including first-generation agents, lumateperone,­ 84 mg/d (120 mg of lumate- noted that the efficacy differences between perone tosylate), risperidone, 4 mg/d, or medications are slight for patients with- placebo, all taken once daily.20 For the 4 Current Psychiatry out treatment-resistant schizophrenia, treatment arms, the least squares mean Vol. 19, No. 2 35 Out of the Pipeline

Table 2 the Day 28 endpoint were: lumateper- Lumateperone basic kinetic one, 42 mg/d: −14.5 points; lumateperone, information 28 mg/d: −12.9 points; and placebo: −10.3 points. Lumateperone, 28 mg/d, did not 4.4% separate from placebo on the primary out- Half-life 18 hours (IV data) come. The responder analysis also indicated that 36.5% of those receiving lumateperone, TMax 1 to 2 hours (with food) Administration Once daily orally with food 42 mg/d, and 36.3% of those receiving lumateperone, 28 mg/d, improved by ≥30% Dosage None. Because only 1 adjustments dosage form is available, on PANSS total score, compared with 25.5% the package insert contains of patients treated with placebo. cautionary language about Unlike the 2 positive trials in which pla- Clinical Point use with cytochrome P450 3A4 (CYP 3A4) inducers, with cebo change in total PANSS scores were −7.4 The most frequent moderate or strong CYP 3A4 and −10.3 points, respectively, in a phase inhibitors, or in patients with III trial (Study 302) with 696 participants, adverse event moderate or severe hepatic placebo showed a 15.1-point decrease from impairment. These are not 19 associated with contraindications baseline PANSS total score. Among the 3 lumateperone treatment arms of this study (lumateper- was somnolence/ one, 14 mg/d, lumateperone, 42 mg/d, and risperidone, 4 mg/d), only risperidone was sedation superior to placebo. changes from baseline to the Day 28 end- point on the primary outcome measure, Adverse events Positive and Negative Syndrome Scale In the phase II pivotal study, completion (PANSS) total score, were: lumateperone, rates among the 4 arms were comparable: 42 mg/d: −13.2 points; lumateperone, 84 lumateperone, 42 mg/d: 71%; lumateper- mg/d: −8.3 points; risperidone, 4 mg/d: one, 84 mg/d: 76%; risperidone, 4 mg/d: −13.4 points; and placebo: −7.4 points. Both 77%; and placebo: 72%.20 There were no seri- lumateperone, 42 mg/d, and risperidone, ous adverse events (SAEs) associated with 4 mg/d, were significantly different than lumateperone; the 2 SAEs that occurred placebo, and with identical moderate effect involved worsening of schizophrenia/ sizes of 0.4.20 Lumateperone, 84 mg/d, did psychotic disorder for risperidone (n = 1) not separate from placebo on the primary and for placebo (n = 1). Five participants outcome. The responder analysis also indi- discontinued the study due to an adverse cated that a similar proportion of patients event: 2 who were receiving lumateperone (40%) randomized to lumateperone, 42 (1 due to dry mouth, and 1 due to wors- mg/d, or risperidone, 4 mg/d, improved ening of schizophrenia) and 3 who were by ≥30% on PANSS total score. receiving risperidone (2 due to akathisia, The second pivotal trial (Study 301) was and 1 due to blood creatine phosphokinase a phase III, double-blind, placebo-con- increase).20 The most frequent adverse event trolled trial of 450 adults, age 18 to 60, with was somnolence/sedation (placebo: 13%; an acute exacerbation of schizophrenia who lumateperone, 42 mg/d: 17%; risperidone, were randomized in 1:1:1 manner to receive 4 mg/d: 21%; and lumateperone, 84 mg/d: lumateperone, 42 mg/d (lumateperone 32.5%). Neither dose of lumateperone was tosylate 60 mg), lumateperone, 28 mg/d associated with increased rates of EPS. (lumateperone tosylate 40 mg), or placebo Median weight gain to Day 28 was 1 kg for once daily for 4 weeks.21 For the 3 treatment placebo and for each dose of lumateper- arms, the least squares mean changes one, and 2.5 kg for risperidone. Compared Current Psychiatry 36 February 2020 on PANSS total score from baseline to with risperidone, lumateperone showed Out of the Pipeline

statistically significantly lower prolactin lev- and lower affinity for alpha 1-adrenergic els (lumateperone, 42 mg/d and 84 mg/d: receptors (Ki 73 nM) and muscarinic and P < .001), and metabolic parameters, includ- histaminergic receptors (Ki >100 nM).6,7 As ing fasting glucose (lumateperone 42 mg/d: noted above, this 60-fold ratio of 5HT2A P = .007; lumateperone, 84 mg/d: P = .023), to D2 affinity is extremely high; more- total cholesterol (lumateperone, 42 mg/d: over, imaging data reveal low D2 recep- P = .012; lumateperone, 84 mg/d: P = .004), tor occupancy, consistent with the lack of and triglycerides (lumateperone, 42 mg/d: clinically significant EPS seen in the trials. P = .074; lumateperone, 84 mg/d: P = .002).20 In vitro assays also reveal impact on gluta- There was no significant impact on the cor- mate pathways, and pathways associated rected QT interval. with antidepressant response.8 The clini- In the phase III trial, completion rates cal benefits of the glutamatergic properties among the 3 arms were lumateperone, remain theoretical, but the antidepressant Clinical Point 42 mg/d: 85%; lumateperone, 28 mg/d: benefit has been seen in a positive phase III In 2 clinical trials, 19 80%; and placebo: 74%. There was 1 SAE in trial for bipolar depression. effect sizes were 0.3 a patient receiving lumateperone, 28 mg/d. This individual had preexisting risk factors Clinical considerations and 0.4, comparable and a history of seizures, and experienced Effect sizes in the 2 positive pivotal trials with those for other a seizure during the study. Adverse events were 0.3 and 0.4, comparable with those antipsychotics that occurred in either lumateperone group for other antipsychotics approved within approved within the at a rate ≥5% and more than twice the rate the last decade: , 0.26; car- of placebo were somnolence (lumatep- iprazine, 0.34; and lurasidone, 0.36.21 The last decade erone, 42 mg/d: 17.3%; lumateperone, absence of clinically significant EPS, lack of 28 mg/d: 11.3%; and placebo: 4.0%); seda- impact on metabolic or endocrine param- tion (lumateperone, 42 mg/d: 12.7%; eters, and lack of titration are all appeal- lumateperone, 28 mg/d: 9.3%; and placebo: ing properties. That only 42 mg/d proved 5.4%); fatigue (lumateperone, 42 mg/d: effective may reflect the fact that the other 5.3%; lumateperone, 28 mg/d: 4.7%; and doses studied to date in randomized, placebo: 1.3%); and constipation (lumate- fixed-dose studies were 14 mg/d (Study perone, 42 mg/d: 6.7%; lumateperone, 302) and 84 mg/d (Study 005), evaluated in 28 mg/d: 4.0%; and placebo: 2.7%).21 No one study each. While those 2 doses might EPS-related adverse events occurred in indeed be outside the therapeutic window, ≥5% patients in any treatment arm. Median given the heterogeneity of schizophrenia, change in weight from baseline to Day 28 future studies might help further refine was 0.9 kg for lumateperone, 42 mg/d, the therapeutic range for schizophrenia, 0.6 kg for lumateperone, 28 mg/d, and especially for doses closer to 42 mg/d (eg, 0.7 kg for placebo. There were no signifi- 28 mg/d, 63 mg/d). Should 42 mg/d not cant mean changes in metabolic param- prove effective, there is no data for now to eters for any treatment arm, and none of suggest whether a dose increase may be the patients had a corrected QT interval helpful. As there is only 1 marketed dose (QTc) >500 ms or a change in QTc >60 ms of lumateperone (42-mg capsules), and no from baseline.21 easy way to modify this dose, lumateper- one’s package insert includes cautionary Pharmacologic profile language regarding situations where there Lumateperone’s in vitro binding profile will be less-than-expected drug exposure includes high affinity for serotonin 5HT2A (use of cytochrome P450 [CYP] 3A4 induc- receptors (Ki 0.54 nM), lower affinity for ers), greater-than-expected drug exposure dopamine D2 receptors (Ki 32 nM), mod- (moderate or strong CYP 3A4 inhibitors), Current Psychiatry erate binding affinity for SERT (Ki 33 nM), or use in patients with moderate or severe Vol. 19, No. 2 37 Out of the Pipeline

Dosing. There is only 1 dose available for Related Resource lumateperone, 42-mg capsules (Table 2, • Fulton D. FDA approves Caplyta to treat schizophrenenia page 36). As the dose cannot be modified, in adults. https://www.mdedge.com/psychiatry/article/ 214733/schizophrenia-other-psychotic-disorders/fda- the package insert contains cautionary approves-caplyta-treat. language regarding situations with less- Drug Brand Names than-expected drug exposure (use of CYP Aripiprazole • Abilify Lurasidone • Latuda 3A4 inducers), greater-than-expected drug Asenapine • Saphris Olanzapine • Zyprexa Brexpiprazole • Rexulti Pimavanserin • Nuplazid exposure (moderate or strong CYP 3A4 Cariprazine • Vraylar Risperidone • Risperdal inhibitors), or use in patients with moder- Iloperidone • Fanapt Ziprasidone • Geodon Lumateperone • Caplyta ate or severe hepatic impairment as defined by Child-Pugh criteria (Child-Pugh B or C). These are not contraindications. Clinical Point There is only 1 Contraindications. The only contrain- hepatic impairment as defined by Child- dication is known hypersensitivity to dose available for Pugh Criteria (Child-Pugh B or C). These lumateperone. lumateperone, are not contraindications. 42-mg capsules References 1. Dufort A, Zipursky RB. Understanding and managing Unique properties of lumateperone treatment adherence in schizophrenia [published online include the lack of presynaptic dopa- January 3, 2019]. Clin Schizophr Relat Psychoses. 2019. doi: 10.3371/CSRP.ADRZ.121218. mine D2 antagonism, low D2 receptor 2. Takeuchi H, Siu C, Remington G, et al. Does relapse occupancy, and the absence of significant contribute to treatment resistance? Antipsychotic response in first- vs. second-episode schizophrenia. EPS and metabolic or endocrine adverse Neuropsychopharmacology. 2019;44(6):1036-1042. effects. In vitro data indicate glutamatergic 3. Dibonaventura M, Gabriel S, Dupclay L, et al. A patient perspective of the impact of medication side effects effects, and human data indicate antide- on adherence: results of a cross-sectional nationwide pressant effects in bipolar patients. Despite survey of patients with schizophrenia. BMC Psychiatry. 2012;12:20. the absence of significant histamine H1 4. Kurokawa S, Kishimoto T, Su K-P, et al. Psychiatrists’ or muscarinic affinity, the rate of somno- perceptions of medication adherence among patients with schizophrenia: an international survey. Schizophr Res. lence/sedation was twice that of placebo 2019;211:105-107. 7 (lumateperone 24%, placebo 10%). 5. Meyer JM. Pharmacotherapy of psychosis and mania. In: Brunton LL, Hilal-Dandan R, Knollmann BC, eds. Goodman & Gilman’s the pharmacological basis of Why Rx? Reasons to prescribe lumateper- therapeutics. 13th ed. Chicago, Illinois: McGraw-Hill; one for adult patients with schizophrenia 2018:279-302. 6. Davis RE, Correll CU. ITI-007 in the treatment of include: schizophrenia: from novel pharmacology to clinical • Favorable tolerability profile, includ- outcomes. Expert Rev Neurother. 2016;16(6):601-614. 7. Caplyta [package Insert]. New York, NY: Intra-Cellular ing no significant signal for EPS or endo- Therapies, Inc.; 2019. crine or metabolic adverse effects, and no 8. Snyder GL, Vanover KE, Zhu H, et al. Functional profile QT prolongation of a novel modulator of serotonin, dopamine, and glutamate neurotransmission. Psychopharmacology (Berl). • No need for titration. 2015;232(3):605-621.

Bottom Line Lumateperone is a novel oral antipsychotic indicated for treating adults with schizophrenia. Its unique properties include the lack of presynaptic dopamine D2 antagonism, low D2 receptor occupancy, and the absence of significant extrapyramidal symptoms and metabolic or endocrine adverse effects. In clinical Current Psychiatry 38 February 2020 trials, the most frequent adverse event was somnolence/sedation. Out of the Pipeline

9. Vanover KE, Davis RE, Zhou Y, et al. Dopamine D2 15. Kumar B, Kuhad A, Kuhad A. Lumateperone: a new receptor occupancy of lumateperone (ITI-007): a positron treatment approach for neuropsychiatric disorders. Drugs emission tomography study in patients with schizophrenia. Today (Barc). 2018;54(12):713-719. Neuropsychopharmacology. 2019;44(3):598-605. 16. Vanover K, Glass S, Kozauer S, et al. 30 lumateperone (ITI- 10. Zhang L, Hendrick JP. The presynaptic D2 partial agonist 007) for the treatment of schizophrenia: overview of placebo- lumateperone acts as a postsynaptic D2 antagonist. Matters. controlled clinical trials and an open-label safety switching 2018. doi: 10.19185/matters.201712000006. study. CNS Spectr. 2019;24(1):190-191. 11. Meltzer HY, Elkis H, Vanover K, et al. Pimavanserin, a 17. Young SL, Taylor M, Lawrie SM. “First do no harm.” A selective serotonin (5-HT)2A-inverse agonist, enhances the systematic review of the prevalence and management of efficacy and safety of risperidone, 2mg/day, but does not antipsychotic adverse effects. J Psychopharmacol. 2015;29(4): enhance efficacy of , 2mg/day: comparison 353-362. with reference dose risperidone, 6mg/day. Schizophr Res. 18. Huhn M, Nikolakopoulou A, Schneider-Thoma J, et 2012;141(2-3):144-152. al. Comparative efficacy and tolerability of 32 oral 12. Nasrallah HA, Fedora R, Morton R. Successful treatment antipsychotics for the acute treatment of adults with multi- of -nonresponsive refractory hallucinations episode schizophrenia: a systematic review and network and delusions with pimavanserin, a serotonin 5HT- meta-analysis. Lancet. 2019;394(10202):939-951. 2A receptor inverse agonist. Schizophr Res. 2019;208: 19. Vyas P, Hwang BJ, Brašic´ JR. An evaluation of lumateperone 217-220. tosylate for the treatment of schizophrenia. Expert Opin 13. Remington G, Mamo D, Labelle A, et al. A PET study Pharmacother. 2019;1-7. evaluating dopamine D2 receptor occupancy for long- 20. Lieberman JA, Davis RE, Correll CU, et al. ITI-007 for acting injectable risperidone. Am J Psychiatry. 2006;163(3): the treatment of schizophrenia: a 4-week randomized, 396-401. double-blind, controlled trial. Biol Psychiatry. 2016;79(12): 14. Davis RE, Vanover KE, Zhou Y, et al. ITI-007 demonstrates 952-961. brain occupancy at serotonin 5-HT2A and dopamine D2 21. Correll CU, Davis RE, Weingart M, et al. Efficacy and receptors and serotonin transporters using positron emission safety of lumateperone for treatment of schizophrenia tomography in healthy volunteers. Psychopharmacology [published online January 8, 2020]. JAMA Psychiatry. (Berl). 2015;232(15):2863-2872. 2020;E1-E10.

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