Insights from Patent Misuse Vincent Chiapetta Willamette University College of Law
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Federal Circuit Year in Review
ss TABLE OF CONTENTS Page INTRODUCTION .......................................................................................................................... 1 ACKNOWLEDGEMENT .............................................................................................................. 2 GIBSON DUNN’S FEDERAL CIRCUIT CLERKS ..................................................................... 3 STATISTICAL ANALYSIS .......................................................................................................... 6 INDEX BY ISSUE ....................................................................................................................... 28 CASE SUMMARIES ................................................................................................................... 44 ALPHABETICAL INDEX OF ALL CASES ............................................................................. 133 INTRODUCTION The Federal Circuit’s 2019‒2020 term saw a number of important developments in patent law. The Court issued 130 published opinions. This term included significant panel decisions in patent law jurisprudence with regard to the constitutionality of the PTAB and its jurisdiction and procedures (Arthrex, Inc. v. Smith & Nephew, Inc., 941 F.3d 1320 (Fed. Cir. 2019), Samsung Electronics America, Inc. v. Prisua Engineering Corp., 948 F.3d 1342 (Fed. Cir. 2020), and Nike, Inc. v. Adidas AG, 955 F.3d 45 (Fed. Cir. 2020)), subject matter eligibility (American Axle & Manufacturing, Inc. v. Neapco Holdings LLC, 967 F.3d 1285 (Fed. Cir. -
Patent Law: a Handbook for Congress
Patent Law: A Handbook for Congress September 16, 2020 Congressional Research Service https://crsreports.congress.gov R46525 SUMMARY R46525 Patent Law: A Handbook for Congress September 16, 2020 A patent gives its owner the exclusive right to make, use, import, sell, or offer for sale the invention covered by the patent. The patent system has long been viewed as important to Kevin T. Richards encouraging American innovation by providing an incentive for inventors to create. Without a Legislative Attorney patent system, the reasoning goes, there would be little incentive for invention because anyone could freely copy the inventor’s innovation. Congressional action in recent years has underscored the importance of the patent system, including a major revision to the patent laws in 2011 in the form of the Leahy-Smith America Invents Act. Congress has also demonstrated an interest in patents and pharmaceutical pricing; the types of inventions that may be patented (also referred to as “patentable subject matter”); and the potential impact of patents on a vaccine for COVID-19. As patent law continues to be an area of congressional interest, this report provides background and descriptions of several key patent law doctrines. The report first describes the various parts of a patent, including the specification (which describes the invention) and the claims (which set out the legal boundaries of the patent owner’s exclusive rights). Next, the report provides detail on the basic doctrines governing patentability, enforcement, and patent validity. For patentability, the report details the various requirements that must be met before a patent is allowed to issue. -
Patents and the Public Domain: Improving Patent Quality Upon Reexamination
Patents and the Public Domain: Improving Patent Quality Upon Reexamination Prepared by Policy Intern Raeanne Young [email protected] May 2008 ELECTRONIC FRONTIER FOUNDATION eff.org Table of Contents EXECUTIVE SUMMARY ........................................................................................................................3 PATENTS AND THE PUBLIC DOMAIN .....................................................................................................4 The Problem With Patent Quality ..................................................................................................4 Policy Rationale: Encouraging Innovation .......................................................................................4 PATENT REEXAMINATION ...................................................................................................................6 Ex parte and Inter partes .............................................................................................................6 OVERALL REEXAMINATION TRENDS ......................................................................................................8 Ex Parte Reexamination Filing Data: July , 98 - December 3, 2007 ...............................................8 Inter Partes Reexamination Filing Data: November 29, 999 - December 3, 2007 .............................0 Comparison of Ex Parte and Inter Partes ......................................................................................0 PROMOTING FAIRNESS IN THE PATENT SYSTEM THROUGH REEXAMINATION .............................................2 -
Patents and Monopolization: the Role of Patents Under Section Two of the Sherman Act Ramon A
Marquette Law Review Volume 68 Article 2 Issue 4 Summer 1985 Patents and Monopolization: The Role of Patents Under Section Two of the Sherman Act Ramon A. Klitzke Follow this and additional works at: http://scholarship.law.marquette.edu/mulr Part of the Law Commons Repository Citation Ramon A. Klitzke, Patents and Monopolization: The Role of Patents Under Section Two of the Sherman Act, 68 Marq. L. Rev. 557 (1985). Available at: http://scholarship.law.marquette.edu/mulr/vol68/iss4/2 This Article is brought to you for free and open access by the Journals at Marquette Law Scholarly Commons. It has been accepted for inclusion in Marquette Law Review by an authorized administrator of Marquette Law Scholarly Commons. For more information, please contact [email protected]. PATENTS AND MONOPOLIZATION: THE ROLE OF PATENTS UNDER SECTION TWO OF THE SHERMAN ACT RAMON A. KLITZKE* Section Two of the Sherman Act1 proscribes monopoliza- tion, a broad, ambiguous term that is susceptible of myriads of diverse interpretations in the complex world of business com- petition. Perceptions of monopolization as unlawful, anticom- petitive behavior vary widely, depending upon the various competitive methods utilized to achieve the monopolization. Some of these methods, such as the patent grant, are explicitly sanctioned by statutes and are therefore not unlawful. The patent grant, which is ostensibly a legal monopoly, 2 can be forged by its owner into a most powerful anticompetitive weapon that may be used to transcend the legal limits of its use. In numerous ways it may become a principal actor in the monopolization that is prohibited by Section Two. -
An Empirical Study of the Effects of Ex Ante Licensing Disclosure Policies on the Development of Voluntary Technical Standards
An Empirical Study of the Effects of Ex Ante Licensing Disclosure Policies on the Development of Voluntary Technical Standards by Jorge L. Contreras American University Washington College of Law Washington, DC for NISI National Institute of Standards and Technology U.S. Department of Commerce NIST Standards Services Group Under NIST Contract No. SB134110SEI033 This publication was produced as part of contract SB134110SEI033 with the National Institute of Standards and Technology. The contents of this publication do not necessarily reflect the views or policies of the National Institute of Standards and Technology or the U.S. Government. GCR 11-934 Release Date: June 27, 2011 An Empirical Study of the Effects of Ex Ante Licensing Disclosure Policies on the Development of Voluntary Technical Standards Jorge L. Contreras Table of Contents Acknowledgements and Statement of Interests I. Executive Summary II. Background A. Development of Voluntary Technical Standards B. Patent Hold-Up in Standards-Setting C. SDO Patent Policies D. FRAND Licensing Requirements E. Ex Ante Disclosure ofLicensing Terms as a Proposed Solution F. Criticisms ofEx Ante Policy Policies G. SDO Adoption and Consideration ofEx Ante Policies 1. VITA 2. IEEE 3. ETSJ 4. Consortia (W3C and NGMN) 5. JETF and "Informal" Ex Ante Approaches III. Study Aims and Methodology A. Study Aims B. Methodology 1. SDOs Selected 2. Time Period 3. Historical Data 4. Survey Data IV. Findings and Analysis A. SDO Patent and Licensing Disclosures B. Number ofStandards C. Length ofStandardization Process D. Personal Time Commitment E. Membership F. Quality ofStandards G. Effect on Royalty Rates V. Conclusions Data Appendices List of References Ex Ante Standards Study Report Page i June 27,2011 Acknowledgements This study was funded by the u.s. -
Patentable Software: Analyzing Alice Under a Law-And-Economics Framework and Proposing a New Approach to Software Claims
THIS VERSION MAY CONTAIN INACCURATE OR INCOMPLETE PAGE NUMBERS. PLEASE CONSULT THE PRINT OR ONLINE DATABASE VERSIONS FOR THE PROPER CITATION INFORMATION. NOTE PATENTABLE SOFTWARE: ANALYZING ALICE UNDER A LAW-AND-ECONOMICS FRAMEWORK AND PROPOSING A NEW APPROACH TO SOFTWARE CLAIMS Christian R. Ruiz I. INTRODUCTION Software is a pervasive component in modern inventions, and companies are interested in using patents to protect software. By the early 1990s, the Court of Appeals for the Federal Circuit (the “Federal Circuit”) established that software was patentable.1 This article analyzes the discernable contours of what falls within patentable subject matter regarding software technology in view of Alice v. CLS Bank2 and its precedent. This note also applies policy arguments and a cost-benefit analysis to argue what patent doctrine should dictate regarding the patentability of software. Today, after Alice, what may constitute a patentable software claim is not en- tirely clear. Alice made it harder to patent software technology.3 The majority opinion in Alice indicates that attaching an abstract method to a computer, which is a physical machine, is not enough to render a claim patentable.4 Further, the Supreme Court (the “Court”) subjected patent claims containing software ele- ments to a higher scrutiny than the scrutiny used for patent claims that do not 1 See Diamond v. Diehr, 450 U.S. 175, 192-93 (1981) (affirming the Federal Circuit de- cision that a claim for technology including computer software is patent eligible); In re Lowry, 32 F.3d 1579, 1582 (Fed. Cir. 1994) (finding that a memory containing a data structure should be considered patentable subject matter); State St. -
NTP V. RIM: the Diverging Law Between System and Method Claim Infringement
The University of New Hampshire Law Review Volume 5 Number 2 Pierce Law Review Article 7 January 2007 NTP v. RIM: The Diverging Law Between System and Method Claim Infringement Stephen P. Cole Franklin Pierce Law Center, Concord, NH Follow this and additional works at: https://scholars.unh.edu/unh_lr Part of the Intellectual Property Law Commons Repository Citation Stephen P. Cole, NTP v. RIM: The Diverging Law Between System and Method Claim Infringement, 5 Pierce L. Rev. 347 (2007), available at http://scholars.unh.edu/unh_lr/vol5/iss2/7 This Notes is brought to you for free and open access by the University of New Hampshire – Franklin Pierce School of Law at University of New Hampshire Scholars' Repository. It has been accepted for inclusion in The University of New Hampshire Law Review by an authorized editor of University of New Hampshire Scholars' Repository. For more information, please contact [email protected]. NTP v. RIM: The Diverging Law Between System and Method Claim Infringement STEPHEN P. COLE* I. INTRODUCTION Almost thirty years after the landmark decision of Decca Ltd. v. United States,1 the Federal Circuit had an opportunity to reevaluate the extraterri- torial limits of U.S. patent law in NTP, Inc. v. Research in Motion, Ltd.2 After withdrawing its initial opinion (“NTP I”) and issuing a second opin- ion (“NTP II”), the court held that a system having a component located outside U.S. jurisdiction could be subject to U.S. patent law.3 The court held as a matter of law, however, that a process in which a step is per- formed outside U.S. -
ANTITRUST ENFORCEMENT and INTELLECTUAL PROPERTY RIGHTS: Promoting Innovation and Competition
ANTITRUST ENFORCEMENT AND INTELLECTUAL PROPERTY RIGHTS: Promoting Innovation and Competition ISSUED BY THE U.S. DEPARTMENT OF JUSTICE AND THE FEDERAL TRADE COMMISSION APRIL 2007 This Report should be cited as: U.S. DEP’T OF JUSTICE & FED. TRADE COMM’N, ANTITRUST ENFORCEMENT AND INTELLECTUAL PROPERTY RIGHTS: PROMOTING INNOVATION AND COMPETITION (2007). This Report can be accessed electronically at: www.usdoj.gov/atr/public/hearings/ip/222655.pdf www.ftc.gov/reports/index.shtm TABLE OF CONTENTS INTRODUCTION ................................................................. 1 CHAPTER 1: THE STRATEGIC USE OF LICENSING: UNILATERAL REFUSALS TO LICENSE PATENTS ................................................. 15 I. Introduction ......................................................... 15 II. The Kodak and CSU Decisions .......................................... 16 A. The Basic Facts and Holdings of the Cases .................. 16 B. Panelist Views on Kodak .................................. 17 C. Panelist Views on CSU ................................... 18 D. Ambiguity as to the Scope of the Patent Grant .............. 19 III. Policy Issues Relating to Unilateral Refusals to License ................... 20 A. Should Antitrust Law Accord Special Treatment to Patents? .. 21 B. Should Market Power Be Presumed with Patents? ........... 22 C. If an Antitrust Violation Were Found, Would There Be Workable Remedies for Unconditional, Unilateral Refusals to License Patents? .............................. 22 D. What Would Be the Effect of Liability for -
The “Article of Manufacture” Today
Harvard Journal of Law & Technology Volume 31, Number 2 Spring 2018 THE “ARTICLE OF MANUFACTURE” TODAY Sarah Burstein* TABLE OF CONTENTS I. INTRODUCTION .............................................................................. 782 II. BACKGROUND .............................................................................. 785 A. Design Patentable Subject Matter ............................................ 785 B. Design Patent Claiming & Infringement ................................. 786 C. Remedies for Design Patent Infringement ............................... 788 III. WHAT IS THE “ARTICLE OF MANUFACTURE” IN § 289?.............. 789 A. The Apple/Nordock Rule .......................................................... 791 B. The Supreme Court Weighs In ................................................. 791 IV. WHY COURTS SHOULD NOT ADOPT THE GOVERNMENT’S APPROACH .................................................................................... 793 A. The Test .................................................................................... 794 1. The Underlying Premise ........................................................ 795 2. The Factors ............................................................................ 797 B. The Nature of the Inquiry ......................................................... 802 1. A Case-by-Case Inquiry? ...................................................... 802 2. Is it a Question of Fact or Law? ............................................ 807 C. The Burden of Proof................................................................ -
Insufficiency of Antitrust As a Test for Patent Misuse
The Insufficie ncy of Antitrust Analysis for Patent Misuse Robin C. Feldman* Patent misuse lies at the intersection of patent and antitrust law. The history and conceptual overlap of patent law and antitrust law have left the doctrine of misuse hopelessly entangled with antitrust doctrines. In response, a number of scholars and legislators have argued for streamlin- ing the patent misuse inquiry by applying antitrust rules.1 Current court decisions have moved in this direction as well.2 The notion of applying antitrust rules to test for patent misuse has an appealing logic. Patent misuse can be defined as an improper attempt to expand a patent. Antitrust principles, among other things, restrict the improper expansion of monopolies. Shouldn’t courts be able to use anti- trust rules to identify an improper expansion of a patent monopoly? * Assistant Professor, U.C. Hastings College of the Law. I wish to thank Margreth Barrett, John Barton, Ash Bhagwat, Dan Burk, June Carbone, David Earp, Susan Freiwald, Paul Goldstein, Matthew Greene, Herbert Hovenkamp, Jeff Lefstin, Mark Lemley, Maura Rees, Ernest Young, and participants in the 2003 Intellectual Property Scholars’ Conference for their comments on prior drafts. I am grateful beyond measure to Linda Weir, U.C. Hastings Public Services Librarian, for her research and insights. I am also indebted to Amy Hsiao for research assistance on antitrust and to Gary Chang and Daniel Wan for research assistance on Reach-Through Royalties. 1. See, e.g., USM Corp. v. SPS Technologies, Inc., 694 F.2d 505, 512 (7th Cir. 1982); Windsurfing Int’l Inc. v. -
Journal of Legal Technology Risk Management
THIRD CIRCUIT USES PROCEDURAL GROUNDS i JOURNAL OF LEGAL TECHNOLOGY RISK MANAGEMENT 1. THIRD CIRCUIT USES PROCEDURAL GROUNDS TO REJECT FCC’S WEAKENING OF MEDIA CROSS-OWNERSHIP RULES FOR A SECOND TIME IN PROMETHEUS RADIO PROJECT V. FCC 2. WHEN PARALLEL TRACKS CROSS: APPLICATION OF THE NEW INSIDER TRADING REGULATIONS UNDER DODD-FRANK DERAILS 3. ELECTRONIC DISCOVERY AND THE CONSTITUTION: INACCESSIBLE JUSTICE 4. RENEWING THE BAYH-DOLE ACT AS A DEFAULT RULE IN THE WAKE OF STANFORD V. ROCHE Volume 6 | Summer 2012 | Issue 1 (c) 2006-2012 Journal of Legal Technology Risk Management. All Rights Reserved. ISSN 1932-5584 (Print) | ISSN 1932-5592 (Online) | ISSN 1932-5606 (CD-ROM) www.ltrm.org II J. OF LEGAL TECH. AND RISK MGMT [Vol. 6 Editor-in-Chief Daniel B. Garrie, Esq. (USA) Guest Editor Kelly Merkel, Esq. (USA) Publications Editor Candice M. Lang, Esq. (USA) Executive Editors Matthew Armstrong, Esq. (USA) Dr. Sylvia Mercado Kierkegaard (Denmark) Scientific Council Stephanie A. “Tess” Blair, Esq. (USA) Hon. Amir Ali Majid (UK) Hon. Maureen Duffy-Lewis (USA) Micah Lemonik (USA) Andres Guadamuz (UK ) Carlos Rohrmann, Esq. (Brazil) Camille Andrews, Esq. (USA) Gary T. Marx (USA) William Burdett (USA) Eric A. Capriloi (France) Donald P. Harris (USA) Hon. Justice Ivor Archie (Trinidad & Tobago) ii Members Janet Coppins (USA) Eleni Kosta (Belgium) Dr. Paolo Balboni (Italy) Salvatore Scibetta, Esq. (USA) Ygal Saadoun (France/Egypt) Steve Williams, Esq. (USA) Rebecca Wong (United Kingdom) iii IV J. OF LEGAL TECH. AND RISK MGMT [Vol. 6 FOREWORD In this edition, we explore seemingly disparate realms of regulation and legislation and discover shared nuances in growing concern for current legal framework in all facets of legal practice and scholarship. -
Bayh-Dole of United States for Purposes of This Chapter by Execu- Act
§ 187 TITLE 35—PATENTS Page 88 tion is amended by striking ‘‘of this title’’ each CHAPTER 18—PATENT RIGHTS IN INVEN- place that term appears. See 2011 Amendment TIONS MADE WITH FEDERAL ASSISTANCE note below. Sec. HISTORICAL AND REVISION NOTES 200. Policy and objective. Based on Title 35, U.S.C., 1946 ed., § 156 (Feb. 1, 1952, 201. Definitions. ch. 4, § 6, 66 Stat. 5, 6). 202. Disposition of rights. Language is changed. 203. March-in rights. 204. Preference for United States industry. AMENDMENTS 205. Confidentiality. 2011—Pub. L. 112–29 struck out ‘‘of this title’’ after 206. Uniform clauses and regulations. ‘‘181’’ and after ‘‘184’’. 207. Domestic and foreign protection of federally 1988—Pub. L. 100–418, which directed the insertion of owned inventions. ‘‘willfully’’ after second reference to ‘‘whoever’’, was 208. Regulations governing Federal licensing. executed by making the insertion after ‘‘or whoever’’, 209. Licensing federally owned inventions. as the probable intent of Congress. 210. Precedence of chapter. 211. Relationship to antitrust laws. EFFECTIVE DATE OF 2011 AMENDMENT 212. Disposition of rights in educational awards. Amendment by Pub. L. 112–29 effective upon the expi- AMENDMENTS ration of the 1-year period beginning on Sept. 16, 2011, and applicable to proceedings commenced on or after 2000—Pub. L. 106–404, § 4(b), Nov. 1, 2000, 114 Stat. 1744, that effective date, see section 20(l) of Pub. L. 112–29, substituted ‘‘Licensing federally owned inventions’’ for set out as a note under section 2 of this title. ‘‘Restrictions on licensing of federally owned inven- tions’’ in item 209.