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Case 15-10503-MFW Doc 342 Filed 05/07/15 Page 1 of 8 Case 15-10503-MFW Doc 342 Filed 05/07/15 Page 2 of 8 Case 15-10503-MFW Doc 342 Filed 05/07/15 Page 3 of 8 Case 15-10503-MFW Doc 342 Filed 05/07/15 Page 1 of 8 Case 15-10503-MFW Doc 342 Filed 05/07/15 Page 2 of 8 Case 15-10503-MFW Doc 342 Filed 05/07/15 Page 3 of 8 Exhibit A SRF 2014 2072 Case 15-10503-MFW Doc 342 Filed 05/07/15 Page 4 of 8 Exhibit A Nominee Service List Served via Overnight and Next Business Day Service Name Address1 Address2 Address3 City State Zip Country BROADRIDGE JOBS: N83431 51 MERCEDES WAY EDGEWOOD NY 11717 MEDIANT COMMUNICATIONS ATTN: STEPHANIE FITZHENRY/PROXY CENTER 100 DEMAREST DRIVE WAYNE NJ 07470 DEPOSITORY TRUST CO. ATTN: ED HAIDUK 55 WATER STREET 25TH FLOOR NEW YORK NY 10041 DEPOSITORY TRUST CO. ATTN: HORACE DALEY 55 WATER STREET 25TH FLOOR NEW YORK NY 10041 JPMORGAN CHASE BANK, NA (0902) ATTN: JACOB BACK OR PROXY MGR 14201 DALLAS PARKWAY 12TH FLOOR DALLAS TX 75254 1800 S WEST TEMPLE SUITE FIDELITY TRANSFER CO./DRS (7842) ATTN: KEVIN KOPAUNIK OR PROXY MGR 301 SALT LAKE CITY UT 84115 1981 MCGILL COLLEGE AVE LAURENTIAN BANK OF CANADA** (5001) ATTN: SARAH QUESNEL OR PROXY MGR SUITE 100 MONTREAL QC H3A 3K3 CANADA 1981 MCGILL COLLEGE AVE LAURENTIAN BANK OF CANADA/CDS (5001) ATTN: ESTELLE COLLE OR PROXY MGR SUITE 100 MONTREAL QC H3A 3K3 CANADA 3 TIMES SQUARE 28TH BMO NESBITT BURNS TRADING (0018) ATTN: PROXY MGR FLOOR NEW YORK NY 10036 BMO NESBITT BURNS/BMO TRUST COM (4712) ATTN: ANDREA CONSTAND OR PROXY MGR 85 RICHMOND STREET WEST TORONTO ON M5H 2C9 CANADA 180 WELLINGTON ST W, 9TH RBC CAP MARKETS /RBCC (5002/7408) ATTN: SHAREHOLDER SERVICES FLOOR TORONTO ON M5J 0C2 CANADA RBC CAPITAL MARKETS CORPORATION (0235) ATTN: STEVE SCHAFER OR PROXY MGR 510 MARQUETTE AVE SOUTH MINNEAPOLIS MN 55402 155 WELLINGTON ST W, 3RD RBC INVESTOR SERVICES (0901) ATTN: EMMA SATTAR OR PROXY MGR FLOOR TORONTO ON M5V 3L3 CANADA RBC‐ROYAL TRUST 1/CDS (5044/4707) ATTN: ARLENE AGNEW OR PROXY MGR 200 BAY STREET TORONTO ON M5J 2W7 CANADA P.O. BOX 10337, PACIFIC CENTER 2200‐609 CANACCORD FINANCIAL LTD.** (5046) ATTN: AARON CAUGHLAN OR PROXY MGR GRANVILLE STREET VANCOUVER BC V7Y 1H2 CANADA P.O. BOX 10337, PACIFIC CENTER 2200‐609 CANACCORD FINANCIAL LTD.** (5046) ATTN: ALMA GOCA OR PROXY MGR GRANVILLE STREET VANCOUVER BC V7Y 1H2 CANADA 145 KING STREET WEST GMP SECURITIES L.P.** (5016) ATTN: TERRY YOUNG OR PROXY MGR SUITE 1100 TORONTO ON M5H 1J8 CANADA 2423 EAST LINCOLN DRIVE CHARLES SCHWAB & CO., INC. (0164) ATTN: JANA TONGSON OR PROXY MGR PHXPEAK‐01‐1B571A PHOENIX AZ 85016 CHARLES SCHWAB BANK (2993) ATTN: JOSEPH ADAMS OR PROXY MGR 2423 EAST LINCOLN DRIVE PHOENIX AZ 85016 SUITE 1920 ONE BENTALL CENTRE 505 BURRARD QTRADE SECURITIES INC./CDS** (5009) ATTN: JOSEPH CHAU OR PROXY MGR STREET VANCOUVER BC V7X 1M6 CANADA 3800 CITIBANK CENTER B3‐ CITIBANK, N.A. (0908) ATTN: CAROLYN TREBUS OR PROXY MGR 12 TAMPA FL 33610 111 WALL STREET, 15TH CITIBANK BOOK‐ENTRY‐ONLY MEDIUM (2790) ATTN: MIKE BURNS OR PROXY MGR FLOOR NEW YORK NY 10005 ONE COURT SQUARE 45TH 11120‐ CITIBANK DEALER‐TAX EXEMPT (0950) ATTN: JOHN DELLOLIO OR PROXY MGR FLOOR L.I.C. NEW YORK NY 0001 425 LEXINGTON AVENUE 5TH CIBC WORLD MARKETS CORP. (0438) ATTN: MICHAEL CASTAGLIOLA OR PROXY MGR FLOOR NEW YORK NY 10017 In re Allied Nevada Gold Corp., et al . Case No. 15‐10503 (MJW) Page 1 of 3 Case 15-10503-MFW Doc 342 Filed 05/07/15 Page 5 of 8 Exhibit A Nominee Service List Served via Overnight and Next Business Day Service Name Address1 Address2 Address3 City State Zip Country 425 LEXINGTON AVENUE 5TH CIBC WORLD MARKETS CORP. (0438) ATTN: ROBERT PUTNAM OR PROXY MGR FLOOR NEW YORK NY 10017 CIBC WORLD MARKETS INC./CDS (5030) ATTN: NICASTRO JERRY OR PROXY MGR 161 BAY ST 10TH FL TORONTO ON M5J 258 CANADA CIBC WORLD MARKETS SLN (5223) ATTN: ROBERT PUTNAM OR PROXY MGR 300 MADISON AVENUE NEW YORK NY 10017 SCOTIA CAPITAL INC. (0096) ATTN: JOE LAPORTA OR PROXY MGR 250 ZESEY STREET NEW YORK NY 10281 SCOTIA CAPITAL INC. /CDS (5011) ATTN: NORMITA RAMIREZ CORP ACTIONS DEPT 40 KING STREET WEST TORONTO ON M5H 1H1 CANADA 3 BENTALL CENTRE 595 GLOBAL SECS CORP/CDS** (5069) ATTN: JOYA BABA OR PROXY MGR BURRARD STREET, 11TH FL VANCOUVER BC V7X 1H3 CANADA RAYMOND JAMES LTD./CDS** (5076) ATTN: PROXY MGR 2100 – 925 WEST GEORGIA STREET VANCOUVER BC V6C 3L2 CANADA 77 BLOOR STREET WEST 3RD TD WATERHOUSE CANADA INC. /CDS (5036) ATTN: YOUSUF AHMED OR PROXY MGR FLOOR TORONTO ON M5S 1M2 2401 GRAND BOULEVARD UMB BANK NA/ENOGEX MTM/IPA (1523) ATTN: LEIGH SUROWIEC OR PROXY MGR SUITE 200 KANSAS CITY MO 64108 928 GRAND BLVD MAILSTOP UMB BANK, NATIONAL ASSOCIATION (2450) ATTN: KAREN BOUCHARD OR PROXY MGR 1010404 KANSAS CITY MO 64106 250 HOWE STREET SUITE ODLUM BROWN LIMITED/CDS** (5074) ATTN: RON RAK OR PROXY MGR 1100 VANCOUVER BC V6C 3T4 CANADA ONE NEW YORK PLAZA 45TH GOLDMAN SACHS BANK (2941) ATTN: PATRICIA BALDWIN OR PROXY MGR FLOOR NEW YORK NY 10004 30 HUDSON STREET PROXY GOLDMAN, SACHS & CO. (0005/5208) ATTN: VINCE DOLCE OR PROXY MGR DEPARTMENT JERSEY CITY NJ 07302 WATERFRONT CENTER SUITE HAYWOOD SECURITIES, INC. /CDS (5058) ATTN: TARYN GILLARD OR PROXY MGR 700 200 BURRARD ST VANCOUVER BC V6C 3L6 CANADA BANK OF NOVA SCOTIA, NY AGENCY (2347) ATTN: LILIAN SAMUELS OR PROXY MGR ONE LIBERTY PLAZA NEW YORK NY 10006 BANK OF NOVA SCOTIA, NY AGENCY (2531) ATTN: KEITH PECKHOLDT OR PROXY MGR ONE LIBERTY PLAZA NEW YORK NY 10006 40 KING STREET WEST 23RD THE BANK OF NOVA SCOTIA/CDS** (4812) ATTN: NORMITA RAMIREZ OR PROXY MGR FLOOR SCOTIA PLAZA TORONTO ON M5H 1H1 CANADA 44 KING STREET WEST THE BANK OF NOVA SCOTIA/SIL/CDS**‐4841 ATTN: HEATHER ALLICE OR PROXY MGR SCOTIA PLAZA TORONTO ON M5H 1H1 CANADA THE BANK OF NOVA SCOTIA/WMF/CDS**‐ 44 KING STREET WEST 4838 ATTN: ARELENE AGNEW OR PROXY MGR SCOTIA PLAZA TORONTO ON M5H 1H1 MANULIFE SECURITIES /CDS (5047) ATTN: JOSEPH CHAU OR PROXY MGR 85 RICHMOND STREET WEST TORONTO ON M5H 2C9 CANADA 1700 PACIFIC AVENUE SUITE FIRST SOUTHWEST COMPANY (0309) ATTN: JAMES FURINO OR PROXY MGR 500 DALLAS TX 75201 FIRST SOUTHWEST COMPANY (0309) ATTN: KEVIN MILLER OR PROXY MGR 911 W LOOP 281 STE. 411 LONGVIEW TX 75604 CREDIT SUISSE SECURITIES (0355) ATTN: ASHWINEE SAWH OR PROXY MGR 11 MADISON AVENUE 23RD FLOOR NEW YORK NY 10010 1 FIRST CANADIAN PLACE, CREDIT SUISSE SECURITIES (5019) ATTN: KAZI HAQ OR PROXY MGR SUITE 2900 P.O. BOX 301 TORONTO ON M5X 1C9 CANADA CREDIT SUISSE SECURITIES U.S.A. (5292) ATTN: DANIEL BYRNE OR PROXY MGR ONE MADISON AVENUE NEW YORK NY 10010 In re Allied Nevada Gold Corp., et al . Case No. 15‐10503 (MJW) Page 2 of 3 Case 15-10503-MFW Doc 342 Filed 05/07/15 Page 6 of 8 Exhibit A Nominee Service List Served via Overnight and Next Business Day Service Name Address1 Address2 Address3 City State Zip Country SECURITIES CORPORATION 1 PERSHING PLAZA 7TH FLOOR ‐ PERSHING LLC (0443) ATTN: AL HERNANDEZ OR PROXY MGR REORG. JERSEY CITY NJ 07399 ONE PERSHING PLAZA, 6TH PERSHING LLC/SL INT'L (5196) ATTN: CAMILLE REARDON OR PROXY MGR FLOOR JERSEY CITY NJ 07399 787 7TH AVENUE 29TH BNP PARIBAS LONDON BONDS (5153) ATTN: RADMILA RADISA OR PROXY MGR FLOOR NEW YORK NY 10019 BNP PARIBAS NY BRANCH/PARIS BONDS (7382/0630) ATTN: MATTHEW ROMANO OR PROXY MGR 787 SEVENTH AVENUE NEW YORK NY 10019 555 CROTON ROAD 4TH BNP PARIBAS SECURITIES CORP. (0049) ATTN: DAVID TANIER OR PROXY MGR FLOOR KING OF PRUSSIA PA 19406 BNP PARIBAS SECURITIES CORP. 555 CROTON ROAD 4TH (0049/7225/7267) ATTN: JOEY DING OR PROXY MGR FLOOR KING OF PRUSSIA PA 19406 BNP PARIBAS SECURITIES CORP. (0049) ATTN: MATT PUSCAR OR PROXY MGR 555 CROTON ROAD KING OF PRUSSIA PA 19406 787 7TH AVENUE 29TH BNP PARIBAS SECURITIES/FI (0630) ATTN: ROBERT ALONGI OR PROXY MGR FLOOR NEW YORK NY 10019 BNP PARIBAS, NEW YORK BRANCH 525 WASHINGTON BLVD 9TH (1569/2787) ATTN: DEAN GALLI OR PROXY MGR FLOOR JERSEY CITY NJ 07310 525 WASHINGTON BLVD 9TH BNP PARIBAS, NEW YORK BRANCH (2147) ATTN: GENE BANFI OR AARON COLIE PROXY MGR FLOOR JERSEY CITY NJ 07310 BNP PARIBAS, NEW YORK BRANCH (2322) ATTN: RUPERT KENNEDY OR PROXY MGR 787 7TH AVENUE 8TH FLOOR NEW YORK NY 10019 BNP PARIBAS/BNP PARIBAS PRIME 525 WASHINGTON BLVD 9TH (2884/2154/2885) ATTN: GENE BANFI OR PROXY MGR FLOOR JERSEY CITY NJ 07310 CREDIT SUISSE AG (1587) ATTN: JESSICA TAMBA OR PROXY MGR 7033 LOUIS STEPHENS DR MORRISVILLE NC 27560 BAIRD & CO. INCORPORATED (0547) ATTN: JANE ERBE OR PROXY MGR 777 E. WISCONSIN AVENUE MILWAUKEE WI 53202 In re Allied Nevada Gold Corp., et al . Case No. 15‐10503 (MJW) Page 3 of 3 Case 15-10503-MFW Doc 342 Filed 05/07/15 Page 7 of 8 Exhibit B SRF 2014 2072 Case 15-10503-MFW Doc 342 Filed 05/07/15 Page 8 of 8 Exhibit B Depositories/Nominee Service List Served via Email Company Email Broadridge [email protected] Canadian Depository for Securities sies‐[email protected]; [email protected] [email protected]; [email protected]; [email protected]; [email protected]; [email protected] [email protected]; Clearstream [email protected] Depository Trust & Clearing Corporation [email protected]; [email protected]; [email protected] Euroclear [email protected] [email protected]; [email protected]; [email protected]; Mediant [email protected] SIX Securities Clearing [email protected] In re Allied Nevada Gold Corp., et al .
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