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Forensic Biology Section Casework Test Methods

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Forensic Biology Section Casework Test Methods FORENSIC BIOLOGY SECTION CASEWORK TEST METHODS Biology Test Methods Page 1 of 243 Issuing Authority: Division Commander Version 31 Effective 05/24/2021 INDIANA STATE POLICE FORENSIC BIOLOGY SECTION TEST METHODS FOREWORD The Laboratory Division of the Indiana State Police (ISP) conducts tests on various body fluids, body fluid stains, and human hair for criminal justice agencies. DNA analysis is performed as needed on the various biological materials. The Laboratory reserves the right to evaluate and prioritize the items submitted and limit the total number in order to expedite service. The analysts of the Forensic Biology Section shall have a minimum of a baccalaureate or an advanced degree in a natural science or a closely related field. DNA analysts shall have successfully completed college course work covering the subject areas of genetics, biochemistry, molecular biology and statistics. All analysts undergo an intensive formalized training program dealing with forensic techniques and instrumentation. Completion of the Training Program is required before analysis of evidence is performed. Additionally, all analysts participate in proficiency testing utilizing open trials, blind trials, and/or re-examination techniques. The accuracy and specificity of test results are ensured by running known controls with each set of tests. Biology Test Methods Page 2 of 243 Issuing Authority: Division Commander Version 31 Revised 05/24/2021 INDIANA STATE POLICE FORENSIC BIOLOGY SECTION TEST METHODS TABLE OF CONTENTS 1. Serology Methods a. Serology Examination b. Phenolphthalein (Kastle-Meyer) c. Luminol d. HemDirect Hemoglobin Test e. Takayama f. Acid Phosphatase g. Microscopic Examination for Spermatozoa h. Christmas Tree Stain i. Hair Examination 2. DNA Methods a. DNA Examination b. Sampling Protocols c. Organic Extraction (Regular) d. Demineralization and Organic Extraction of Bone, Teeth and Fingernails e. Organic Extraction (Differential) f. Microcon® Concentration g. Centri-sep cleanup h. Maxwell® Extraction 1) Regular Sample Preparation 2) Differential Sample Preparation 3) Maxwell® Procedures i. Rehydration of a sample after storage j. Quantifiler® Trio Quantification 1) Introduction 2) Standard Curve Preparation 3) Experiment Set-up 4) Experiment Analysis 5) Interpretation k. PowerPlex® Fusion 6C with the 3500 Series Genetic Analyzer 1) Introduction 2) Amplification 3) Electrophoresis l. GeneMapperTM ID-X 1) PowerPlex® Fusion 6C Data Analysis m. Interpretation Guidelines 1) Identification of a Mixture 2) Determination of Allele Peaks 3) Evaluation of Controls 4) Determination of Number of Contributors 5) STRmix™ Interpretation 6) STRmix™ Run Diagnostics 7) STRmix™ Troubleshooting 3. Forensic Relationship Methods a. Interpretation b. Statistical Rules Biology Test Methods Page 3 of 243 Issuing Authority: Division Commander Version 31 Revised 05/24/2021 INDIANA STATE POLICE FORENSIC BIOLOGY SECTION TEST METHODS 4. Y-STR Methods a. Y-STR Examinations b. PowerPlex® Y23 1) Introduction 2) Amplification 3) Electrophoresis c. GeneMapperTM ID-X d. PowerPlex® Y23 Interpretation Guidelines 1) Stutter 2) Mixture Interpretation e. PowerPlex® Y23 Report Writing 5. Automated DNA Methods a. Regular Extraction Preparation b. Differential Extraction Preparation c. Initial Tube Transfer Method d. Automated DNA IQ Extraction Method e. Automated Quantification Method – Trio f. Automated Amplification Setup Method – PowerPlex® Fusion 6C g. Automated CE Plate Setup Method h. Final Tube Transfer Method i. Chain of Custody for Automated Processing of Casework Samples APPENDICES: 1. Flow Charts Appendix 1 2. HID Real-Time PCR Analysis Software Set-up Appendix 2 3. Applied Biosystems ® 3500 Software Set-up Appendix 3 4. Setting Up GeneMapperTM ID-X Software Settings Appendix 4 5. STRmix™ Software Settings Appendix 5 6. PowerPlex® Fusion 6C Stutter Table Appendix 6 7. Report Writing, Statistical Rules and Wording Appendix 7 a. Serology b. Autosomal c. Relationship Testing d. Y-STR 8. Definitions Appendix 8 9. Server Instructions Appendix 9 10. Relationship Comparison Statistical Reference Appendix 10 11. Applied Biosystems ® 3500 Software Set-up Y23 Appendix 11 12. GeneMapperTM ID-X Software Settings Y23 Appendix 12 13. PowerPlex® Y23 Stutter Table Appendix 13 14. Outsourced Sample Analysis Appendix 14 Biology Test Methods Page 4 of 243 Issuing Authority: Division Commander Version 31 Revised 05/24/2021 INDIANA STATE POLICE FORENSIC BIOLOGY SECTION TEST METHODS 1. Serology Methods: 1.1. Scope: This test method is designed for the guidance of laboratory personnel who assist investigations where body fluids or stains occur as physical evidence in a variety of alleged criminal activities. The scope of this type of evidence includes but is not limited to the following: identification of human blood, semen, and human hair. This test method may be expanded or altered as techniques and/or new genetic analyses are found applicable and validated. 1.1.1. Trace evidence including but not limited to hair, fibers, glass, or paint may be collected from evidence submitted for serological examination. Collected trace evidence shall be retained in the original packaging unless value is immediately apparent. Appropriate notes shall be taken on the trace evidence collected. When required, hairs shall be evaluated for the possibility of human origin and the potential for future analysis. 1.1.2. A search is made of submitted items for the presence of biological material. 1.1.3. If applicable, stain cards from whole blood samples, cuttings from body fluid stains and other DNA evidence may be retained by the laboratory for possible future testing. See flow charts. 1.1.4. The retained items may be released at the prosecutor’s request. The request shall be documented in the case record. A valid court order shall circumvent this procedure. 1.2. Precautions/Limitations: 1.2.1. Evidence 1.2.1.1. Liquid items such as blood standards shall be refrigerated not frozen. Stained materials may be frozen, refrigerated or stored at room temperature in a dry environment. Items to be analyzed for latent prints should not be frozen or refrigerated. 1.2.1.2. Stains that are still moist shall be air dried in a secure area before submission to the laboratory. 1.2.1.3. Clean paper or cardboard containers shall be used to package dried evidence. Plastic containers shall not be used for packaging because they hold moisture which often leads to putrefaction of biological materials. Exceptions to this rule would include blood tubes, body tissue samples and condoms. Each item should be placed in separate containers from the point of collection. 1.2.1.4. If multiple items are placed in one container at time of collection, they may be submitted in the single, original package. 1.2.1.5. Specific examinations performed on items of serological evidence shall be determined by laboratory personnel. 1.3. Related Information: 1.3.1. Appendix 1 Flow Charts 1.3.2. Work Sheet Manual 1.4. Instruments: 1.4.1. Balances – An analytical balance used for preparation of analytical reagents and buffers. 1.4.2. Centrifuges – A serofuge capable of operating at 3,400 rpm and a microcentrifuge capable of greater than 15,000 rcf, are used for separation of solid components from fluids. 1.4.3. Alternate light source (ALS) – A light source to aid in the location of stains and trace evidence by use of various wavelengths of light. Biology Test Methods Page 5 of 243 Issuing Authority: Division Commander Version 31 Revised 05/24/2021 INDIANA STATE POLICE FORENSIC BIOLOGY SECTION TEST METHODS 1.4.4. Crosslinker - Preprogrammed ultraviolet exposure unit which is factory set to ~120,000 microjoules per cm2. 1.4.5. Digital camera – Used to document evidence and/or the packaging. 1.4.6. Microscopes – A light microscope with magnification up to 400X, a stereoscope for general screening of items, and a phase contrast microscope for the identification of spermatozoa. 1.4.7. Miscellaneous Laboratory Equipment – Supportive laboratory equipment including ovens, incubators, pipettors, rotators, stirring/heating plates, vortex mixers, vacuum pumps, UV lights, and refrigerators/freezers for storing of reagents, buffers and evidence. 1.4.8. pH meter – An instrument capable of manual or automatic temperature compensation and reading +/- 0.01 pH units. Used for preparation of buffers and reagents. 1.5. Reagents/Materials: See Reagent Preparation Manual for instructions and logs. 1.5.1. Alpha Naphthyl Phosphate Solution 1.5.2. Acid phosphatase Acetate Buffer 1.5.3. Acid phosphatase Dye Solution 1.5.4. Glucose, saturated 1.5.5. HemDirect Hemoglobin Cassettes 1.5.6. HemDirect Hemoglobin Buffer 1.5.7. 3% H2O2 1.5.8. Luminol Reagent 1.5.9. Phenolphthalein Stock Solution 1.5.10. Phenolphthalein Working Solution 1.5.11. 10% Sodium Hydroxide 1.5.12. Takayama Solution 1.6. Hazards/Safety: 1.6.1. All chemicals shall be handled in a safe method as referenced in the specific SDS. 1.6.2. Preparation of the Phenolphthalein Stock Solution shall be performed in a chemical fume hood. 1.6.3. The spraying of Luminol reagent in the laboratory shall be confined to a chemical fume hood whenever practical. 1.6.4. Universal Precautions shall be in use whenever biological materials are being handled. 1.6.5. Extreme caution shall be used when handling liquid body fluid samples. 1.6.6. Biological waste shall be disposed of in the appropriate waste receptacle. 1.7. Reference Materials/Controls/Calibration Checks: 1.7.1. HemDirect Hemoglobin tests shall be performance checked before use in casework. 1.7.1.1. Each new lot of HemDirect Hemoglobin Tests shall be analyzed with a 1:10 dilution of blood dried on filter paper or a 1:500 dilution of liquid human blood. A positive result as described in the HemDirect test method shall be obtained before use in casework. The worksheet used to record the results shall be retained. 1.7.1.2. If the lot fails, the quality control test it may be retested. If it fails a second time the lot shall not be used for casework.
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