Case 1:20-Cv-06539-JMF Document 243 Filed 02/16/21 Page 1 of 105
Total Page:16
File Type:pdf, Size:1020Kb
Load more
Recommended publications
-
U.S. V. Connie Moorman Willis
Case 5:17-mj-01008-PRL Document 1 Filed 02/07/17 Page 1 of 14 PageID 1 AO 91 (Rev. 11/11) Criminal Complaint UNITED STATES DISTRICT COURT for the Middle District of Florida United States of America ) v. ) ) CONNIE MOORMAN WILLIS Case No. ) 5: 17-mj-1008-PRL ) ) ) Defendant(s) I CRIMINAL COMPLAINT I i I, 1~he complainant in this case, state that the following is true to the best of my knowledge and belief. On or about the date(s) of Feb. 4, 2011 through Jan. 25, 2016 in the county of Marion in the I Middle District of Florida , the defendant(s) violated: ! j Code Section Offense Description 18 u.s.c. 1 sec. 656 Theft by a Bank Employee 18 U.S.C. Sec. 1341 Mail Fraud Tnis criminal complaint is based on these facts: I I See attached affidavit. I lifl Continued on the attached sheet. Charles Johnsten, U.S. Postal Inspector Printed name and title Sworn to before me and signed in my presence. Date: ~-1 - :lo Ir City and siate: Ocala, Florida Philip R. Lammens, U.S. Magistrate Judge Printed name and title I ! Case 5:17-mj-01008-PRL Document 1 Filed 02/07/17 Page 2 of 14 PageID 2 S'FATE OF FLORIDA CASE NO. 5:17-mj-1008-PRL I IOUNTY OF MARION AFFIDAVIT IN SUPPORT OF A CRIMINAL COMPLAINT I, Charles Johnsten, being duly sworn, state as follows: INTRODUCTION 1. I am a United States Postal Inspector and have been so employed since I obcember 2016. -
China's 2020 Vision for Global Fund Managers
Markets and Securities Services | China’s 2020 vision for global fund managers 1 CHINA’S 2020 VISION FOR GLOBAL FUND MANAGERS Around 25 years ago, the authorities in China began to develop their capital markets ambitions. Stock exchanges were opened in Shanghai and Shenzhen. Members of the general public were allowed to buy stocks and shares on the market, albeit their choices at the time were limited to mainly (former) State-Owned Enterprises (SOEs). Talks also began for allowing the creation of mutual funds and the setting-up of fund management companies. Few would have believed, at the time, that by In July 2019, it was announced that the date for 2019 China’s stock markets in aggregate would 100% foreign ownership of fund management become one of the top-three largest in the companies would be brought forward to world by size and the largest by trading volume. sometime in 2020, and in October 2019 it was The aggregate scale of the assets managed in confirmed this would apply from April 2020. mutual funds, wealth management products and These announcements confirmed that non- other schemes made available to citizens now Chinese firms could own 100% of a Mainland exceeds approximately USD20 trillion. Chinese fund management company, allowing unrestricted access to offer investment services There’s a fantastic success story to be told. Yet and products to the retail market. for the most part, many of the top prizes to date have been reserved for domestic businesses in During the last three years, Chinese regulators China. Foreign firms, i.e. -
Fairness Opinions Under Fire by Bret A
Fairness Opinions Under Fire By Bret A. Tack Los Angeles Office A renewed market for mergers and acquisitions (and growing value of the deals) is focusing fresh attention on the fairness opinions boards seek before approval. In our post-scandal business environment, the problems with fairness opinions, including conflicts of interest and potential manipulation, have drawn new criticism. How can boards assure the "fairness" of their fairness opinions. As the value of transactions requiring fairness opinions has surged, they have come under increased scrutiny because of systemic problems that undermine their credibility. The perception among many in the investment community is that fairness opinions are of dubious value as an independent assessment of whether a transaction is fair. Their only real purpose, it seems, is to protect fiduciaries in the event of a lawsuit. Concerns over fairness opinions have attracted the attention of regulatory bodies such as the NASD, the Securities and Exchange Commission and New York Attorney General Eliot Spitzer. The potential conflict of provider "success fees" is only one problem with fairness opinions. In truth, there are no coherent guidelines used by fairness opinion providers. Foremost on the regulators' list of concerns is the obvious conflict of interest that exists when the firm issuing the fairness opinion stands to earn a "success fee" upon consummation of the transaction. However, such conflicts are only one of the factors undermining fairness opinions. The most basic problem is that there is no coherent set of guidelines for fairness opinion providers to follow in assessing and demonstrating the financial fairness of a transaction. -
NETSUITE ELECTRONIC BANK PAYMENTS Securely Automate EFT Payments and Collections with a Single Global Solution
NETSUITE ELECTRONIC BANK PAYMENTS Securely Automate EFT Payments and Collections with a Single Global Solution Electronic Bank Payments brings to NetSuite complementary electronic banking functionality Key Features that includes Electronic Funds Transfer (EFT) • Automated payment batch allows multiple payments, customer refunds and customer payment batch creation stemmed from payments (direct debits), as well as check fraud different batch criteria, controls and payment deadlines. prevention through the Positive Pay service offered by leading banks. It helps ensure that • Approval routing and email alert notification enables additional payment employees and vendors are paid on time authorization prior to payment processing. and customer bills are settled automatically. With support for a wide range of global and • Enhanced EFT capabilities with filtering options support bill display, partial payments, local bank formats, Electronic Bank Payments bill management and other controls. provides a single payment management • Automated direct debit customer solution worldwide. collections to settle outstanding invoices. Electronic Bank Payments creates files of • Payment management options include payments or direct debit information in bank’s payment batch queuing, rollbacks, reversals predefined file format ready for import into with notations and automated notifications. banking software or submission to the bank • Positive Pay anti-fraud capabilities with online, thus lowering payment processing proactive notification to banks processing expenses by eliminating checks, postage and the checks. envelopes, and saving time as well. In addition, • Support for more than 50 international it supports management of large payment bank formats with Advanced Electronic runs (typically up to 5,000 payments per file) Bank Payment License customers having with the ability to process reversals and partial the flexibility to add more. -
Banking Type Feature Summary
Banking Type Feature Summary Citi Plus Citibanking Citi Priority Citigold Citigold Private Client Local Clients Relationship Balance No minimum balance No minimum balance To maintain the “Average Daily To maintain the “Average Daily To maintain the “Average Daily Requirement requirements. requirements. Combined Balance”1 of Combined Balance”1 of Combined Balance”1 of HK$500,000 or above. HK$1,500,000 or above. HK$8,000,000 or above. Monthly Service Fee No monthly service fee. No monthly service fee. No monthly service fee. HK$300 applied if the “Average HK$300 applied if the “Average Daily Combined Balance” falls Daily Combined Balance” falls below HK$1,500,000 for 3 below HK$1,500,000 for 3 consecutive months2. consecutive months2. International Personal Banking Clients3 Relationship Balance Not applicable to this banking Not applicable to this banking Not applicable to this banking To maintain the “Average Daily To maintain the “Average Daily Requirement type. type. type. Combined Balance”1 of Combined Balance”1 of HK$1,500,000 or above. HK$8,000,000 or above. Monthly Service Fee Not applicable to this banking HK$400 applied to all clients, HK$400 applied to all clients, HK$500 applied if the “Average HK$500 applied if the “Average type. irrespective of the clients' irrespective of the clients' Daily Combined Balance” falls Daily Combined Balance” falls “Average Daily Combined “Average Daily Combined below HK$1,500,000 for 3 below HK$1,500,000 for 3 Balance”4. Balance”4. consecutive months2. consecutive months2. All Clients Account Features - Enjoy Citi Interest Booster5 - Integrated banking services - Integrated banking services - Integrated banking services - Integrated banking services (an interest-bearing checking include saving and checking include saving and checking include saving and checking include saving and checking account) that you can boost the services. -
Guide to the Estelle Ellis Collection
Guide to the Estelle Ellis Collection NMAH.AC.0423 NMAH Staff undated Archives Center, National Museum of American History P.O. Box 37012 Suite 1100, MRC 601 Washington, D.C. 20013-7012 [email protected] http://americanhistory.si.edu/archives Table of Contents Collection Overview ........................................................................................................ 1 Administrative Information .............................................................................................. 1 Biographical / Historical.................................................................................................... 2 Arrangement..................................................................................................................... 4 Scope and Contents........................................................................................................ 3 Names and Subjects ...................................................................................................... 4 Container Listing ............................................................................................................. 5 Series 2: Business Materials, 1953-1994............................................................... 41 Series : Research Files.......................................................................................... 45 Series 4: Audiovisual Materials, 1979-2004........................................................... 47 Estelle Ellis Collection NMAH.AC.0423 Collection Overview Repository: Archives -
Mayor Looks to Albany for Help REAL ESTATE DEALS PLUS ______7 the INSIDER ______8 His Bold Strategy to Slow Spiraling Pension and How
20110124-NEWS--0001-NAT-CCI-CN_-- 1/21/2011 8:16 PM Page 1 INSIDE WHERE TOP STORIES THE Kenneth Cole JOB$ struggles to fit in with consumers ® ARE PAGE 2 PHOTO ESSAY, PAGE 12 MTV too hot VOL. XXVII, NO. 4 WWW.CRAINSNEWYORK.COM JAN. 24-30, 2011 PRICE: $3.00 for its own good? PAGE 3 Property auctions hammered in NY PAGE 2 Brunch fever knows no bounds; lines form in Bushwick PAGE 3 HSBC offers a preview of what U.S. banks will look like in the future IN THE MARKETS, PAGE 4 BUSINESS LIVES RON VS. DON GOTHAM GIGS FOR DECADES, RONALD PERELMAN AND HIS BUSINESS PARTNER Donald Drapkin were pretty much Channeling Eloise at He sued. He countersued. inseparable.¶ Their workdays began with breakfast at Mr.Perelman’s palatial East Side town- The Plaza P. 21 He counter-countersued. house. For lunch, they held court at the place they jokingly called their “cafeteria”—Le ● ANNE FISHER on a new Cirque.Frequently,this was followed by a nighttime charity gala or business dinner with New matchmaker for Inside the painful breakup York’s and Hollywood’s elite. ¶ They shared important family occasions, such as Mr. Perel- nonprofits P. 21 man’s bachelor party at La Côte Basque before he married gossip columnist Claudia Cohen, and the bat mitzvah for Mr. Drapkin’s daughter at The Pierre hotel, during which Mr. Perel- ● MOVERS & SHAKERS of M&A duo Ron Perelman Mamma Mia! man played drums with the band, Kool & The Gang. ¶ The two shared an almost frat-boy- creator like camaraderie. -
Storied Perfume for Mystery Writers, Fragrance Is Often the Most Telltale Clue Left Behind at the Scene of a Crime
latimes.com LA STO RIES LA STYLE LA LIVING LA CULTURE LA BLO G S LA VIDEO S INSIDE L.A. BROWS E Past Issues Topics SEARCH S E P T E M B E R 2 0 1 1 Storied Perfume For mystery writers, fragrance is often the most telltale clue left behind at the scene of a crime UNCOMMON SCENTS In the early stages of evolution, humans whose noses excelled at tracking prey—and could lead their tribe to water and alert it to big, musky predators—were rewarded with both survival and mates. DENISE HAMILTON Scientists say that while we can still distinguish up to 50,000 smells, the need for keen sniffers has dwindled in real life. And yet it flourishes in literature—especially crime fiction, where authors utilize fragrance as clues, psychological triggers and objects of obsession. Best known of the books is probably Patrick Süskind’s 1985 novel (and subsequent movie) Perfume: The Story of a Murderer, about an 18thcentury French idiot savant with olfactory perfect pitch who whips up a scent from the essence of a beautiful virgin that he has sniffed out in a secluded private garden, and the resulting odor is able to bewitch people into doing his bidding. Perfume is redolent with antique apothecaries, fragrant Grasse flower fields and enfleurage, the process of using odorless fats to capture the fragrant compounds that are exuded by plants. But crime novels featuring perfumes reach back to the 1920s and ’30s, the golden age of the classic French perfume houses. When sleuth Philo Vance sniffs the nozzle of an atomizer in a murdered lady’s bathroom in 1934’s Casino Murder Case, author S.S. -
Settlement Instructions
SETTLEMENT INSTRUCTIONS BUYER/SELL Custodian DEAG / REAG SetClear ID / A/C Number at Market A/C Name Name Local Agent Executing Custodian Broker BIC Australia Citigroup Pty CITIAU3X CRLSUS3SCLR 2077070000 SETCLEAR PTE. Limited CHESS Code: LTD. - 20018 TRADEBOOK Austria Citibank N.A., CITIITMX CRLSUS3SCLR 7902299 SETCLEAR PTE Milan Branch Broker Code : LTD CIM TRADEBOOK Belgium Citibank Intl Plc. CITTGB2L CRLSUS3SCLR 0006005289 TRADEBOOK Brazil Concordia 95P REAG - for CNCVBRR1 CNPJ: Broker # 23 Corretora S.A sales 52.904.346/001- CVMCC 95P DEAG - for 08 purchases Canada Citibank Canada CITICATTXXX CRLSUS3SCLR 6015890002 SETCLEAR PTE. CUID: CITC LTD. - TRADEBOOK Cyprus Citibank CITIGRAA CRLSUS3SCLR 801819 TRADEBOOK International Plc, Greece Branch Czech Rep. Citibank Europe CITICZPX CRLSUS3SCLR 1090076957 TRADEBOOK plc, organizační složka Denmark Nordea Bank NDEADKKK CRLSUS3SCLR 0200010060180 Tradebook Denmark A/S 21 Estonia Nordea Bank HABAEE2X NDEAFIHH 99000546397 Nordea Bank Finland Plc. Danmark A/S - SetClear/ Tradebook Finland Nordea Bank NDEAFIHH CRLSUS3SCLR 0220001011256 Nordea Bank Finland Plc. 35 Danmark A/S - SetClear/ Tradebook France Citibank CITTGB2L CRLSUS3SCLR 0655945016 TRADEBOOK International Plc, SICV : 186 London Germany Citigroup Global CITIDEFF CRLSUS3SCLR 21488201 SETCLEAR PTE Markets Broker Code: LTD - Deutschland 7372 TRADEBOOK AG & Co. KGaA Page 1 of 3 BUYER/SELL Custodian DEAG / REAG SetClear ID / A/C Number at Market A/C Name Name Local Agent Executing Custodian Broker BIC Greece Citibank CITIGRAA CRLSUS3SCLR 801819 TRADEBOOK International Plc, Greece Branch Hong Kong Citibank, N.A. CITIHKHX CRLSUS3SCLR 1321760001 SetClear Pte Ltd Hong Kong CCASS ID: - Tradebook Branch C00010 Hungary Citibank Zrt. CITIHUHX CRLSUS3SCLR 7202274002 SETCLEAR PTE. LTD. TRADEBOOK Ireland Citibank N.A., CITIGB2L CRLSUS3SCLR 6011366408 SETCLEAR PTE London Branch Crest: ODOAD LTD Italy Citibank N.A., CRLSUS3SCLR CRLSUS3SCLR 1228569 Setclear PTE Milan Branch LTD TRADEBOOK Japan Citibank Japan CITIJPJT CRLSUS3SCLR 331192 SETCLEAR PTE Ltd. -
IN the COURT of CHANCERY of the STATE of DELAWARE in RE MFW SHAREHOLDERS LITIGATION ) ) ) ) Consolidated C.A. No. 6566-CS
EFiled: Sep 15 2011 6:09PM EDT Transaction ID 39835714 Case No. 6566-CS IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE ) IN RE MFW SHAREHOLDERS ) Consolidated C.A. No. 6566-CS LITIGATION ) ) VERIFIED CONSOLIDATED CLASS ACTION COMPLAINT Plaintiffs Alan Kahn, Samuel Pill, Irwin Pill, Rachel Pill and Charlotte Martin ³3ODLQWLIIV´ RQEHKDOIRIWKHPVHOYHVDQGDOORWKHUVVLPLODUO\VLWXDWHGE\WKHLUDWWRUQH\VDOOHJH the following upon information and belief, except as to those allegations pertaining to Plaintiffs which are alleged upon personal knowledge: NATURE OF THE ACTION 1. This is a shareholder class action complaint on behalf of the holders of the FRPPRQVWRFNRI0 ):RUOGZLGH&RUS ³0):´RUWKH³&RPSDQ\´ DJDLQVWWKH&RPSDQ\¶V %RDUGRI'LUHFWRUV WKH³%RDUG´RUWKH³,QGLYLGXDO'HIHQGDQWV´ DPRQJRWKHUVLQFonnection to DJRLQJSULYDWHWUDQVDFWLRQ WKH³%X\RXW´ LQZKLFKGHIHQGDQW5RQDOG23HUHOPDQ ³3HUHOPDQ´ will acquire, through his wholly owned holding company MacAndrews & Forbes Holdings Inc. ³0 )´ WKHUHPDLQLQJRIVKDUHVRI0):FRPPRQVWRFNQRt already owned by M&F. 2. On September 12, 2011, MFW issued a press release announcing that it had HQWHUHG LQWR D GHILQLWLYH PHUJHU DJUHHPHQW WKH ³0HUJHU$JUHHPHQW´ ZLWK0 )SXUVXDQW WR which MFW would be merged with a subsidiary of M&F and all outstanding shares of common stock of MFW not owned by M&F would be converted into the right to receive $25 in cash per share for a transaction valued at $482 million. Although M&F touted the $25 per share as offering a 22% one-GD\ SUHPLXP WR WKH &RPSDQ\¶V FORVLQJ share price, the Buyout in fact represents a substantial discount to other recent trading prices of MFW common stock and a VXEVWDQWLDOGLVFRXQWWRWKH&RPSDQ\¶VYDOXDEOHDVVHWV 3. As described below, both the value to MFW public shareholders contemplated in the Buyout and the process by which Defendants propose to consummate the Buyout are not entirely fair to Plaintiffs and the other public shareholders of the Company. -
Update on the Proposed Changes to Our Business As the UK Leaves the European Union
Citibank Europe plc, UK Branch 0808 109 8888 or Level 10, Citigroup Centre 1 +44 207 500 1445 33 Canada Square (if calling from outside the UK) London E14 5LB ipb.citi.com United Kingdom International Personal Bank November 2018 Update on the proposed changes to our business as the UK leaves the European Union As we continue to make progress with establishing our new UK Bank, I wanted to share with you an update on the changes we are proposing to our Citi International Personal Bank business further to our initial correspondence dated October 2018. I hope that after reading the more detailed information provided below, you will be assured that we remain dedicated to serving your banking and wealth needs. What is changing? In preparation for the UK’s withdrawal from the European Union (“EU”), we recently wrote to you about our intentions to establish a new UK Bank, headquartered in London, and transfer our Citi International Personal Bank business from Citibank Europe plc, UK Branch, headquartered in Ireland, to our newly-created UK Bank (known as the “Proposed Transfer”). The company that will become our new UK Bank is called “Citibank UK Limited”. What has happened so far? We have already applied to the UK Regulators for permission to set up the new UK Bank and have now asked the High Court of Justice in England and Wales (the “Court”) to approve the Proposed Transfer, which is currently progressing as planned. If the UK Regulators authorise the new UK Bank and the Court approves the Proposed Transfer, we intend to transfer the Citi International Personal Bank business to our new UK Bank in March 2019, at which point it will be fully operational. -
Brown Brothers Harriman Global Custody Network Listing
BROWN BROTHERS HARRIMAN GLOBAL CUSTODY NETWORK LISTING Brown Brothers Harriman (Luxembourg) S.C.A. has delegated safekeeping duties to each of the entities listed below in the specified markets by appointing them as local correspondents. The below list includes multiple subcustodians/correspondents in certain markets. Confirmation of which subcustodian/correspondent is holding assets in each of those markets with respect to a client is available upon request. The list does not include prime brokers, third party collateral agents or other third parties who may be appointed from time to time as a delegate pursuant to the request of one or more clients (subject to BBH's approval). Confirmations of such appointments are also available upon request. COUNTRY SUBCUSTODIAN ARGENTINA CITIBANK, N.A. BUENOS AIRES BRANCH AUSTRALIA CITIGROUP PTY LIMITED FOR CITIBANK, N.A AUSTRALIA HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) AUSTRIA DEUTSCHE BANK AG AUSTRIA UNICREDIT BANK AUSTRIA AG BAHRAIN* HSBC BANK MIDDLE EAST LIMITED, BAHRAIN BRANCH FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) BANGLADESH* STANDARD CHARTERED BANK, BANGLADESH BRANCH BELGIUM BNP PARIBAS SECURITIES SERVICES BELGIUM DEUTSCHE BANK AG, AMSTERDAM BRANCH BERMUDA* HSBC BANK BERMUDA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) BOSNIA* UNICREDIT BANK D.D. FOR UNICREDIT BANK AUSTRIA AG BOTSWANA* STANDARD CHARTERED BANK BOTSWANA LIMITED FOR STANDARD CHARTERED BANK BRAZIL* CITIBANK, N.A. SÃO PAULO BRAZIL* ITAÚ UNIBANCO S.A. BULGARIA* CITIBANK EUROPE PLC, BULGARIA BRANCH FOR CITIBANK N.A. CANADA CIBC MELLON TRUST COMPANY FOR CIBC MELLON TRUST COMPANY, CANADIAN IMPERIAL BANK OF COMMERCE AND BANK OF NEW YORK MELLON CANADA RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC) CHILE* BANCO DE CHILE FOR CITIBANK, N.A.