PURPOSES AND PROCEDURES MANUAL OF THE NAIC INVESTMENT ANALYSIS OFFICE NAIC SECURITIES VALUATION OFFICE NAIC STRUCTURED SECURITIES GROUP Effective for Statements ending December 31, 2015 (volume/issue) SVO-PP-##-## © 2015 National Association of Insurance Commissioners All rights reserved. National Association of Insurance Commissioners Insurance Products & Services Division 816-783-8300 Fax 816-460-7493 www.naic.org
[email protected] Printed in the United States of America No part of this book may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any storage or retrieval system, without written permission from the NAIC. NAIC Executive Office NAIC Central Office Capital Markets & Hall of States Building 1100 Walnut Street Investment Analysis Office 444 North Capitol Street, NW Suite 1500 One New York Plaza Suite 701 Kansas City, MO 64106 Suite 4210 Washington, DC 20001 Phone: (816) 842-3600 New York, NY 10004 Phone: (202) 471-3990 Fax: (816) 783-8175 Phone: (212) 398-9000 Fax: (816) 460-7493 Fax: (212) 382-4207 © 1990-2015 National Association of Insurance Commissioners i December 31, 2015 MAIN TABLE OF CONTENTS RECENT CHANGES TO THE SVO PURPOSES AND PROCEDURES MANUAL ......................................................... XVI PART ONE PURPOSES, GENERAL POLICIES AND INSTRUCTIONS TO THE SVO ....................................................... 21 SECTION 1. ABOUT THE NAIC ........................................................................................................................