2010 WINNERS

A. Best of the Best Performance Awards Categories Winners First State Investments 3 Years Asia Pacific Equities ex Japan (First State Asian Equity Plus Fund) 1 (MSCI All Countries Asia Pacific T. Rowe Price ex Japan) 5 Years (Asia Ex-Japan Equity Composite) Lyxor Asset Management 3 Years Hong Kong Equity (Hang Seng (Lyxor Alpha Equity Fund) 2 Index) Lyxor Asset Management 5 Years (Lyxor Alpha Equity Fund) Aberdeen Asset Management 3 Years (Aberdeen Singapore Equity Fund) 3 Singapore Equity Hong Kong Limited 5 Years (Singapore Equities Dividend Growth Composite) Standish Mellon Asset Management 3 Years [Global Core Plus (US$ Hedged)] 4 Global Bonds: Hedged Standish Mellon Asset Management 5 Years [Global Core Plus (US$ Hedged)] Amundi Hong Kong Limited 3 Years (Amundi Global Government Bonds High TE Composite) 5 Global Bonds: Unhedged Franklin Templeton Investments 5 Years (Templeton Global Total Return Fund) Investment Managers 3 Years (AXA IM High Yield Composite) 6 US High Yield Bonds AXA Investment Managers 5 Years (AXA IM High Yield Composite) Asset Management 3 Years Global Opportunities Strategy, known as Global Contrarian Strategy in Asia 7 Global Equity (MSCI World) Manulife Asset Management 5 Years Global Opportunities Strategy, known as Global Contrarian Strategy in Asia RCM Asia Pacific Limited 3 Years (RCM Disciplined U.S. Core Strategy) 8 US Large Cap Equity BNP Paribas Investment Partners 5 Years (BNP Paribas L1 Equity USA Growth)

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2010 WINNERS

A. Best of the Best Performance Awards (Continue) Categories Winners Pyramis Global Advisors 3 Years (Pyramis US Small/Mid Cap Core) 9 US Small Cap Equity Pyramis Global Advisors 5 Years (Pyramis US Small/Mid Cap Core) Penjing Asset Management Limited 3 Years (Penjing Asia Market Independent Fund) 10 Asian Funds of Hedge Funds Penjing Asset Management Limited 5 Years (Penjing Asia Fund) First State Investments 3 Years Global Emerging Markets Equity (First State Global Emerging Markets Leaders Fund) 11 (MSCI Emerging Markets Index) AGF Investments Inc. 5 Years (AGF Emerging Markets Equity Strategy) Value Partners Limited 3 Years (Value Partners China Greenchip Fund Limited ) 12 Greater China Region Equity Harvest Global Investments Limited 5 Years (DWS China Equity Fund) Co., Ltd. 3 Years China Equity (Shanghai A share (ChinaAMC Large Cap Select Fund) 13 index) APS Asset Management Pte Ltd 5 Years (APS China A Share) Goldman Sachs Asset Management 3 Years (GS US Sustainable Equity Strategy) 14 SRI/Sustainable Investing Impax Asset Management 5 Years (Impax Environmental Specialists Strategy) Pheim Asset Management (Asia) Pte Ltd 3 Years (Pheim ASEAN Emerging Companies Growth Fund Ltd) 15 ASEAN Equity Pheim Asset Management (Asia) Pte Ltd 5 Years (Pheim ASEAN Emerging Companies Growth Fund Ltd)

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2010 WINNERS

B. Best of the Best Country Awards Hong Kong Categories Winners Schroder (Hong Kong) 1 Best Institutional House Limited 2 Best Retail House Franklin Templeton Investments AXA Investment Managers 3 Most Innovative Product (TALENTS) 4 Best Client Servicing - MPF FIL Investment Management (Hong Kong )Ltd BOCI-Prudential Asset Management Limited 3 Years (BOC-Prudential Balanced Fund) BOCI-Prudential Asset Management Limited 3 Years (BOC-Prudential Growth Fund) BOCI-Prudential Asset Management Limited 5 Best MPF Manager 3 Years (BOC-Prudential Stable Fund) FIL Investment Management (Hong Kong )Ltd 5 Years (FRMT Growth Fund) FIL Investment Management (Hong Kong )Ltd 5 Years (FRMT Stable Growth Fund) 6 Best MPF Trustee Bank Consortium Trust Company Limited (BCT)

7 Best in MPF Investor Education Bank Consortium Trust Company Limited (BCT)

8 CEO of the Year Dr. Mark Konyn, RCM Asia Pacific Limited State Street Global Advisors 9 ETF Manager of the Year (SPDR® ETFs) Value Partners Hong Kong Limited and Sensible Asset Co-Winner Management Hong Kong Limited 10 Best New ETF (Value Gold ETF) Co-Winner (db x-trackers CSI300 ETF) Best Offshore China Fund 11 Harvest Global Investments Limited House

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2010 WINNERS

B. Best of the Best Country Awards (Continue) Singapore Categories Winners

1 Best Retail House UOB Asset Management Ltd Aviva Investors Asia Pte Ltd 2 Most Innovative Product (Aviva Investors Asia Pacific Property Fund) Deutsche Bank 3 ETF Manager of the Year (Deutsche Bank db x-trackers) Deutsche Bank 4 Best New ETF (db x-trackers MSCI Indonesia) Korea Categories Winners

1 Best Institutional House Shinhan BNP Paribas Asset Management

2 Best Retail House Mirae Asset Global Investments AllianceBernstein Asset Management (Korea) Limited 3 Most Innovative Product (AB Global High Yield Securities ) 4 ETF Manager of the Year Mirae Asset MAPS Global Investments Samsung Asset Management Co., Ltd. 5 Best New ETF (Samsung KODEX Leverage ETF) 6 Best House for Offshore Funds Mirae Asset Global Investments

Taiwan Categories Winners

1 Best Institutional House ING Securities Investment & Trust Co., Ltd.

2 Best Retail House AllianceBernstein Taiwan Limited Julian Tsung-Sheng, Liu, Polaris International Securities Investment 3 CEO of the Year Trust Company 4 ETF Manager of the Year Polaris International Securities Investment Trust Company

5 Best House for Offshore Funds J. P. Morgan Asset Management (Taiwan)

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2010 WINNERS

B. Best of the Best Country Awards (Continue) China Categories Winners

1 CEO of the Year Dr. Henry Xuejun Zhao, Harvest Fund Management Co., Ltd.

2 ETF Manager of the Year Harvest Fund Management Co., Ltd. Bosera Asset Management Co., Limited 3 Best New ETF (Bosera Mega Cap ETF) 4 Best Fund House China Asset Management Co., Ltd.

5 Best Investor Education Bosera Asset Management Co., Limited

6 JV House of the Year Harvest Fund Management Co., Ltd. Bosera Asset Management Co., Limited 7 Best New QDII Fund (Bosera Greater China Elite Equity Fund QDII) Law Firm for Asset 8 Llinks Law Offices Management China Asset Management Co., Ltd. 9 Best Branded ETF (China 50 ETF) 10 Index Provider of the Year MSCI Inc.

Malaysia Categories Winners

ING Funds Berhad 1 Most Innovative Product (ING AMP Plus) 2 CEO of the Year Dr Tan Chong Koay, Pheim Asset Management Sdn Bhd

3 ETF Manager of the Year CIMB-Principal Asset Management Berhad CIMB-Principal Asset Management Berhad 4 Best New ETF (CIMB FTSE China 25) 5 Best House for Offshore Funds Public Mutual Berhad

6 Best Fund House CIMB-Principal Asset Management Berhad

7 Islamic Fund House of the Year AmIslamic Funds Management Sdn Bhd

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2010 WINNERS

B. Best of the Best Country Awards (Continue) Thailand Categories Winners

1 Best Fund House Aberdeen Asset Management Company Ltd

India Categories Winners

Birla Sun Life Asset Management Company 1 Most Innovative Product (Birla Sun Life Capital Protection Oriented Fund Series 1 to 4) 2 Best Fund House UTI

3 Best Investor Education UTI Mutual Fund

Philippines Categories Winners

1 Best Fund House BPI Asset Management

Indonesia Categories Winners

1 Best Fund House PT. Investment Management Indonesia

Japan Categories Winners

RCM Asia Pacific Limited 1 Most Innovative Product (Cloud Computing & Smart Grid Fund) 2 ETF Manager of the Year Nomura Asset Management Co., Ltd.

3 Best Pension House Nomura Asset Management Co., Ltd.

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2010 WINNERS

C. Best of the Best Regional Awards Categories Winners

Best Fund Administrator for Traditional 1 HSBC Securities Services Products Best Fund Administrator for Alternative 2 BNY Mellon Products 3 Best Global Custodian in Asia-Pacific BNY Mellon 4 Best Specialist Global Custodian in Asia-Pacific The Company 5 Custodian Leader of the Year David Russell, Citi 6 Plan Sponsor of the Year National Pension Service 7 Most Innovative Award for Investor Education UTI Mutual Fund 8 Best Client Servicing Award PIMCO Asia Limited 9 CEO of the Year in Asia Mark Browning, Franklin Templeton Investments 10 Transition Manager of the Year Russell Investments 11 Best Securities Lending House State Street 12 Asian Bond House HSBC Global Asset Management 13 Leadership in Fund Management BlackRock

14 ETF Manager of the Year in Asia BlackRock iShares Deutsche Bank 15 Best New ETF in Asia (db x-trackers CSI300 ETF) Deutsche Bank 16 Best Branded ETF in Asia (Deutsche Bank db x-trackers) 17 Best ETF Exchange Shanghai Stock Exchange 18 Index Provider of the Year in Asia S&P Indices 19 ETF Index Provider of the Year FTSE 20 Best Buy Side Risk Management Initiative Deutsche Asset Management (Ltd.) Asia SOPHIS 21 Best Integrated Front-Office Platform (Sophis VALUE) FlexTrade Systems, Inc. 22 Best in Trading Technology (FlexTRADER EMS) 23 Islamic Index Provider of the Year in Asia Dow Jones Indexes

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