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Accepted Manuscript

Particle Engineering of : A Mechanistic Investigation into the Com- paction Properties of Lignin and [Co]-Spray Dried Lignin

Samuel Solomon, Ahmad Ziaee, Laura Giraudeau, Emmet O'Reilly, Gavin Walker, Ahmad B. Albadarin

PII: S0378-5173(19)30253-4 DOI: https://doi.org/10.1016/j.ijpharm.2019.03.061 Reference: IJP 18245

To appear in: International Journal of Pharmaceutics

Received Date: 25 January 2019 Revised Date: 22 March 2019 Accepted Date: 28 March 2019

Please cite this article as: S. Solomon, A. Ziaee, L. Giraudeau, Emmet O'Reilly, G. Walker, A.B. Albadarin, Particle Engineering of Excipients: A Mechanistic Investigation into the Compaction Properties of Lignin and [Co]-Spray Dried Lignin, International Journal of Pharmaceutics (2019), doi: https://doi.org/10.1016/j.ijpharm.2019.03.061

This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain. Particle Engineering of Excipients: A Mechanistic Investigation into the

Compaction Properties of Lignin and [Co]-Spray Dried Lignin

Samuel Solomon1, Ahmad Ziaee2, Laura Giraudeau1, Emmet.O'Reilly2, Gavin Walker2, Ahmad B. Albadarin1*

1Department of Chemical Sciences, Bernal Institute, University of Limerick, Limerick, Ireland

2Synthesis & Solid State Pharmaceutical Centre (SSPC), Department of Chemical Sciences, Bernal Institute, University of Limerick, Limerick, Ireland

Abstract In this work, lignin was spray dried with sodium lauryl sulphate (SLS) in order to improve the compaction properties of lignin. Bulk level and physicochemical properties of spray dried formulations were measured and compared to as-received lignin and lactose which was used as a reference . Single component tablets from individual powders were prepared and the mechanical properties of these powders were investigated by analysing force-displacement curves recorded during tableting, using a series of compaction equations. Moreover, the performance of these excipients in binary blends containing an active pharmaceutical ingredient (API) was investigated. A positive effect of SLS on the mechanical properties and bulk level properties of the spray dried formulations was observed. Spray dried formulations containing SLS showed superior flow properties to pure spray dried lignin while retaining similar particle size distributions. Spray dried formulations containing up to 10 w/w% SLS also showed superior compactibility in binary blends to as-received materials at porosity levels relevant for immediate release tablets. This study highlights the importance of understanding the compaction mechanics of single component powders as a means of predicting their behaviour in multi-component blends.

Keywords: Tableting; Binder; Direct compression; Heckel; Kawakita.

Corresponding Author * Tel: +(353) 61 202293, Email: [email protected]

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1. Introduction Tablets account for more than 80% of all dosage forms administered to patients due to their ease of manufacture and their ease of administration [1]. Direct compression is the method of choice in the manufacturing of tablets due to its fewer processing steps in comparison to other methods [1]. Given the absence of pre-processing steps in direct compression, material properties and processing conditions directly affect the quality and reproducibility of tablets. This highlights the importance of understanding the mechanics of input materials under compression [2]. A common approach to understanding the mechanics of tableting constituents and prediction of material behaviour has been the mechanical testing of prepared compacts [3]. However, an analysis of the compression process through compaction equations and the physical correlation of parameters to mechanical properties has the advantage of requiring significantly less material and time. Additionally, mechanical properties of powders from which compacts cannot be formed can be analysed.

The compression of active pharmaceutical ingredients into tablets is commonly undertaken in the presence of excipients due to their poor compaction and flow properties [4].

Of these, lactose – a by-product of the dairy industry – is one of the most widely used excipients in tableting formulations [5]. However, lactose has been reported to induce intolerance in some patients, requiring the need for alternative excipients [6]. The use of natural polymers as pharmaceutical excipients is gaining increasing significance due to their low cost, biodegradability, low toxicity and their relative abundance [7]. Of these natural polymers, lignin – a common by-product of the wood pulping industry and the most abundant terrestrial polymer after cellulose – is gaining increasing interest [8]. Due to its large chains and functional groups as a natural polymer its use can be tailored for many applications.

Spray drying has been employed as a means of improving the functionality of lignin as a tableting excipient. Spray drying is a single-step, scalable process for converting liquid to

2 solid particles [9-12]. Its application as a particle engineering technique has made it an attractive unit operation in the pharmaceutical industry [13-17]. The use of spray drying in formulating high-performance excipients for pulmonary delivery applications and microencapsulation purposes has been investigated [18].

Co-spray drying of excipients with surfactants has been shown to decrease the cohesiveness and therefore agglomeration of fine particles [19]. This leads to improved flowability of the powders which is an essential characteristic of excipients required for direct compression applications [17]. Thus, the addition of a surfactant is advantageous in controlling inter-particle cohesion forces. Moreover, the presence of a surfactant in the composition of the produced tablets leads to increased wettability and solubility of the prepared solid dosage forms [20, 21]. Furthermore, the adhesion of smaller particles of excipients to larger cohesive API particles leads to reduced inter-particle cohesive force and enhanced flowability properties [22]. During the early stages of the drying process of a droplet after atomization, it is believed that the surfactant migrates to the surface and quickly forms a solid crust [16, 17]. The interference of the solid shell with the diffusion of the evaporating solvents results in the formation of corrugated particles with lower .

In this research contribution, SLS has been used as a surfactant to improve the physicochemical and mechanical properties of lignin through co-spray drying. An extensive series of analytical techniques were used to compare the compaction characteristics of prepared lignin formulations pre and post spray drying.

2. Materials and Methods

2.1 Materials Organsolv lignin (ARL) was kindly provided by the LIBRE project, University of

Limerick (Ireland). Wet granulated lactose (GR150) [EXCIPRESS GR150] was kindly sponsored by Amorpharma (France). Paracetamol was purchased from Lennox (Ireland).

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Magnesium stearate and potassium carbonate were purchased from Sigma Aldrich (Ireland).

Sodium lauryl sulphate (SLS) and acetone of reagent grade were purchased from VWR

(Ireland).

2.2 Spray drying A mixture of 30:70 wt.% of water:acetone was used as solvent mixture to dissolve SLS and ARL. The prepared samples were spray dried using a Büchi B-290 mini spray dryer. The inert loop was enabled with nitrogen as atomizing gas with flow rate of

( and ) to prevent possible explosions due to the presence of organic solvents. The organic solvent was collected using a condenser at °C. A dehumidifier unit at °C was also in-line with the condenser to condense water. A 2-fluid nozzle with 0.7 mm cap was employed for atomization. The aspirator was set to maximum i.e. 100 % ( ) for circulating nitrogen as drying gas. The powder was collected using a high efficiency cyclone and kept in closed vials under desiccator for further analysis.

2.3 Scanning electron microscopy (SEM) and energy dispersive x-ray spectroscopy (EDX) The morphology and chemical composition of ARL, SLS and the samples after spray drying were investigated qualitatively using a high-resolution field-emission electron microscope (SEM, Hitachi SU-70) equipped with energy dispersive x-ray spectroscopy (X-

MAX, Oxford Instruments). In order to avoid overcharging, samples were coated with gold- palladium for 90 seconds with 20 mA current. Spray dried samples were scanned at 5 kV and

ARL was scanned at 3 kV with 15 mm working distance. Similarly, the morphology of

GR150 and paracetamol were analysed.

2.4 Particle size and morphology Particle size distribution and the morphology of all powders were analysed using a

Morphologi G3 particle characterisation system (Malvern Instruments Limited, Malvern,

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UK). Prior to sampling, samples were manually tumbled 50 times in their respective plastic containers. Individual samples were dry dispersed onto a glass plate using an automated dispersion unit. Dispersion pressures for individual samples were selected as the minimum pressure allowing for dispersion of powdered material with minimum aggregation. Imaging of dispersed samples was conducted using a combination of a 5x (range: 6.5 – 420 um) and

50x (range: 0.5 – 40 um) magnification lens for as-received materials and a 50x magnification lens for prepared spray dried samples. Morphological filtering was utilised to remove residual aggregates and overlapping particles. In order to ensure uniformity and repeatability, measurement of each material was conducted in triplicate and reported values are an average of three measurements.

2.5 Thermogravimetric analysis (TGA) The residual solvent content and degradation of ARL, SDLS0 and spray dried lignin containing SLS were analysed. Similarly, the moisture content of ARL, paracetamol, GR150, spray dried and co-spray dried lignin post 48-hour exposure to 43% relative humidity (RH) over a saturated potassium carbonate solution, were also analysed. All samples were heated using a TGA-4000 thermogravimetric analyser (Perkin-Elmer Instruments, UK) at a heating rate of . Nitrogen was used with as instrument and balance purge gas.

2.6 Apparent particle density

Apparent particle (ρapp) of all as-received materials and spray dried formulations were determined using a helium gas pycnometer (AccuPyc 1330, Micrometrics, USA).

2.7 Bulk powder density and compressibility

The percentage compressibility (C%) and the conditioned bulk density (ρc) of all samples were assessed using the compressibility program of the FT4 powder rheometer system

(Freeman Technology LTD., United Kingdom). The change in volume of powders at 15 KPa

5 was used for comparison. The poured bulk powder density (ρpoured) was determined by filling a known of material into a 10 ml volumetric cylinder. Measurements were undertaken in triplicate to ensure uniformity and repeatability.

2.8 Powder x-ray diffraction (PXRD) X-ray powder diffraction studies of ARL and SLS and spray dried samples were undertaken using a PANalytical Empyrean XRD system between the range of 1° to 60° at 2θ with Cu-Kα radiation (λ=1.5418 Å) at a step size of 0.0263° and a scanning rate of

0.328°/min.

2.9 Powder compaction 60 mg compacts were prepared at a compaction speed of 10 mm/min using a Gamlen

GTP-1 single punch bench top tablet press (Gamlen Tableting, United Kingdom) equipped with a 6 mm flat faced punch. Punch and die surfaces were lubricated with a 5% suspension of magnesium stearate in acetone prior to compaction at each compaction pressure. For the pure materials, compacts were prepared at compaction pressures ranging from 34.7 MPa to

173.48 MPa in order to build porosity – tensile strength profiles. 2 g binary mixtures comprising 30 w/w% paracetamol and 70 w/w% excipient were weighed out using a Kern and Sohn precision balance (model: ABJ-NM/ABS-N) with an accuracy of 0.1 mg. Compacts were prepared in triplicate for both binary mixtures and pure materials at 52.04 MPa, 86.74

MPa and 121.44 MPa compaction pressures. Prepared compacts were stored for 48 hours in a desiccator equilibrated to a relative humidity of 43% above a saturated potassium carbonate solution [23]. For all samples stored at 43% RH, it was assumed that tablet expansion due to the viscoelasticity of the powders was complete after 48 hours. The dimensions and the breaking force of all prepared compacts were measured using a Pharma test hardness tester

(model: PTB 311). The tensile strength of compacted tablets was determined according to eq.

1:

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(1)

where σ is the tensile strength, F is the breaking force, d and t are the diameter and thickness of the tablet, respectively.

2.10 Analysis of compaction data and theoretical considerations It is considered that the mechanical strength of particles is a function of particle size and, during powder compaction, a reduction in particle size due to fragmentation increases the yield pressure until fragmentation ceases to occur [24]. This transition is known as the brittle to ductile transition [24] and the critical particle size at which this transition occurs is material dependent [24]. Beyond this point, the yield pressure is approximately constant and the dominating deformation mechanism is by plastic deformation [24]. It is generally accepted that the compression of powders undergoes several stages as a function of applied pressure. The occurrence of these stages is material dependent [3]. Nordström et al proposed

5 possible stages materials can undergo during compression: stage 1 - primary particle rearrangement, stage 2 - primary particle fragmentation, stage 3 - secondary particle rearrangement, stage 4 - particle deformation and stage 5 - tablet elastic deformation [3].

Depending on their behaviour, powders may undergo some or all of the stages proposed. In- die compaction data were fitted to the Kawakita equation, Shapiro general compaction equation (GCE) and the Heckel equation. The dependence of tensile strength of compacted tablets on the porosity was evaluated using the Ryshkewitch-Duckworth equation. This allowed for a comprehensive understanding of the possible mechanisms occurring during compaction of the as-received materials and spray dried lignin formulations.

2.10.1 Kawakita analysis

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In-die compaction data of as-received materials and spray dried samples compacted to a compaction pressure of 86.74 MPa, were transformed into the linear form of the Kawakita equation according to eq. 2 and 3:

(2)

(3)

where P is the applied pressure and C is the engineering strain calculated from the powder bed volume (V) at pressure (P) and the initial powder bed volume (V0) which is equal to the volume occupied by the poured powder, derived from the poured bulk density (ρpoured).

Parameters a and b were determined through linear regression between the pressure ranges of

25 – 86.74 MPa. Parameter a represents the engineering strain at infinite pressure and the inverse of parameter b represents the applied pressure needed to achieve an engineering strain of a/2.

The physical interpretation of fitting parameters a and b of the Kawakita equation have been discussed by researchers such as Denny, Kawakita and Lüdde and more recently in the works of Yap et al and Klevan et al. Kawakita parameter a is described as being equal to the initial porosity of the powder bed but has been reported to not be within good agreement with measured values due to nonlinearities of plotted data [24]. In the works of Klevan et al,

Kawakita parameter a was shown to be dependent on particle rearrangement, particle fragmentation and particle deformation [25], providing insight into the deviations reported.

The reciprocal of Kawakita parameter b has been described to equal the pressure required to reduce the powder bed by 50% [26]. In the works of Yap et al, a reasonable linear correlation was shown between b-1 and the mean strength of single particles [27] further confirming earlier works conducted by Adams et al who suggested that b-1 is related to the yield stress of individual powder particles [28]. Thus it can be concluded that b-1 reflects the resistance to

8 compression of primary particles at the lower pressure range and is indicative of the mechanical strength of these particles [3].

Fine powders tend to pack loosely upon pouring due to their increased cohesion, which is characterised by a high degree of compression at low compression pressures and a high maximal engineering strain due to initial low bulk densities [3]. In the works of Klevan et al, it was shown that this is characterised by low values of parameter b and high values of parameter a [25]. Further, it was shown that the product of these parameters (ab) may give an indication of the extent of particle rearrangement during compression [3]. In the present work, the correlation between the percentage compressibility obtained from the FT4 powder rheometer and ab for all pure materials was investigated.

2.10.2 Shapiro analysis In-die compaction data of as-received materials and spray dried samples compacted to a compaction pressure of 86.74 MPa, were transformed and fitted to the Shapiro general compaction equation (SGC) according to eq. 4:

(4)

where E is the porosity of the powder bed, E0 is the initial porosity of the powder bed and P is the applied pressure. Constants kS and f are derived by non-linear curve fitting of the SGC equation over a pressure range of 0 – 50 MPa and parameter f describes the initial curvature of the pressure porosity profile at the lower pressure regime. Similarly to V0, E0 was derived from ρpoured.

It was shown that Shapiro parameter f in combination with Kawakita parameter ab can be used as an indication of the rate controlling mechanisms of particle fragmentation and particle rearrangement occurring at low pressures during the compaction process [29]. As

Shapiro parameter f is affected by both the extent of particle fragmentation and particle

9 movement, Kawakita parameter ab can be used as complimentary data to evaluate the significance of particle movement at the low pressure regime [29]. From this, materials can be categorised as a) materials undergoing significant particle rearrangement and significant particle fragmentation b) materials undergoing significant particle rearrangement with limited particle fragmentation c) materials undergoing limited particle rearrangement and significant particle fragmentation d) materials undergoing limited particle rearrangement and limited particle fragmentation [25]. Statistical analysis of parameter f gave no support that this parameter can be used as a fine tuned approach to evaluate the extent of particle fragmentation and it is thus suggested that parameter f is best utilised as a rough estimation of the fragmentation propensity of powders [30]. Furthermore, Nordström et al suggested a threshold value of 0.1 to be used for both Kawakita parameter ab and Shapiro parameter f, to distinguish between limited and extensive particle rearrangement and limited and extensive fragmentation respectively.

2.10.3 Heckel analysis In-die compaction data of as-received materials and spray dried samples compacted to a compaction pressure of 86.74 MPa, were fitted to the linear form of the Heckel equation by calculating the at each data point using the measured apparent density and recorded punch position. The yield pressure (Py) of individual materials was derived from the linear region of the Heckel profile according to eq. 5:

(5)

where E is the porosity of the powder bed under compression at applied pressure P, kH and C are constants. In order to objectively determine the linear region of the Heckel profile, the first derivatives of the profile during the compression stage were calculated and the minimum

10 value of the first derivative was selected. The end point of the linear region was defined as

±25% of the minimum value of the first derivative [25].

The inverse of parameter kH obtained from the Heckel equation has been commonly used as an indication of the plasticity of materials (i.e. the relative ease in inducing permanent deformation) and it is often referred to as the apparent yield pressure [25]. This assumption is based on the work of Heckel, who originally developed this model for metal powders which predominantly deform by plastic deformation, and it was assumed that elastic deformation is negligible [24, 31]. However, for organic compounds such as pharmaceutical powders, it has been shown that elastic deformation plays a significant role with increasing compression pressures due to their relatively small elastic modulus. More accurately slope kH reflects the total deformation capacity of the material due to plastic and elastic deformation. [32]

2.10.4 Elastic recovery As the apparent yield pressure calculated from the Heckel equation is unable to differentiate between plastic and elastic deformation, the axial elastic recovery of all materials was determined after 48 hours with the assumption that recovered deformations are complete at this time.

The axial elastic recovery (ER) of compacts prepared from as-received materials and spray dried samples, compacted at 52.04 MPa, 86.74 MPa and 121.44 MPa and stored at 43%

RH for 48 hours were determined according to eq. 6:

(6)

where, hmin is the powder bed height at maximum pressure and h is the height of the tablet after 48 hours.

2.10.5 Ryshkewitch – Duckworth analysis

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It has been shown that the tensile strength of tablets is dependent primarily on the porosity and can thus be regarded as equipment independent [33]. The dependence of tensile strength on porosity of compacted as-received and spray dried samples were investigated using the

Ryshkewitch – Duckworth equation (eq. 7):

(7) where E is the porosity of the compact, σ is the measured tensile strength, σ0 is the theoretical tensile strength of the compact at 0 porosity, and kR is a constant quantifying the effect of porosity changes on the tensile strength. Model fitting of the Ryshkewitch – Duckworth equation to compacts prepared at pressures ranging from 104.087 to 173.48 MPa for GR150 and 34.7 MPa to 121.44 MPa for ARL and spray dried samples was undertaken. As no coherent compacts with measurable tensile strength were obtained at maximum compaction pressures for paracetamol, no model fitting was undertaken for this sample.

The physical significance of the fitting constants has been previously explored [33, 34]. σ0 has been associated with the theoretical tensile strength of the material at zero porosity and high values of kR are reported to be an indication of stronger bonding between particles pointing to a rapid increase in tablet strength with decreasing porosity [34].

3. Results and discussions

3.1 Spray drying Spray dried samples were light brown in colour and collected samples adhered significantly to the walls of the sample collection vessel of the spray dryer. This was taken as an indication of electrostatic charging of particles as a result of the spray drying process.

Notably, a reduction in wall adhesion of spray dried particles was visually observed with an increase in SLS content. The physicochemical properties of the initial materials and spray dried lignin are listed in Table 2.

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A reasonably high yield of 77-87 w/w% was achieved. This indicates the optimal drying conditions during spray drying. Lower outlet temperatures were recorded for spray dried samples containing SLS. This could be an indication of higher amounts of residual solvent in these samples. Therefore, TGA analysis was used to measure the residual solvent content of all samples after spray drying. A gradual increase of residual solvent content was detected in samples with increasing SLS content. The presence of a barrier to free evaporation of solvents may be the possible reason for higher amounts of residual solvent content in samples with higher levels of SLS.

In order to confirm the presence of SLS in the spray dried samples, EDX analysis was performed on 6 random regions of each sample. As expected, the presence of SLS was confirmed in all samples except for SDLS0 (results not shown). In order to detect the SLS in the samples, Na was selected as the indicator element to be detected by an EDX probe. The weight percentage of Na in samples SDLS0 and SDLS15 are shown in Table 3.

The PXRD pattern of ARL indicates an amorphous structure (Figure 1). However, a clear transition towards crystallinity was observed with increasing SLS concentration in samples.

The crystalline peaks in the PXRD patterns are only related to the crystalline structure of

SLS, while lignin remains in its amorphous form in all samples. Although samples with 5 w/w% SLS appear amorphous in PXRD results, the presence of crystalline SLS is clearly seen in the samples with higher amounts of SLS. Thus, it could be concluded that the SLS is crystallized at the surface of the droplets as evaporation progresses during the drying process.

The higher surface activity of SLS leads to the formation of a layer of SLS on the surface in early stages after atomization. This most likely increases the concentration of SLS close to supersaturation in the solvents at the surface and leads to rapid crystallization. The crystalline solid crust of SLS acts as a barrier against solvent evaporation which leads to higher residual solvent, lower density and hollow particles with corrugated surface morphology. It has also

13 been suggested that the presence of a surfactant such as SLS on the surface induces a significant decrease in surface energy of spray dried formulations [17].

3.2 Particle size and morphology While the particle size span of spray dried particles decreased (Table 4), the D10 and D90 values shifted to larger diameters with increasing SLS content up to 10 w/w%. This indicates a narrower particle size distribution (Figure 2).

Figure 3 shows the morphology of ARL and spray dried lignin in addition to the spray dried lignin containing 5, 10, and 15 wt.% of SLS. Based on SEM micrographs, ARL appeared to consist of irregularly shaped particles. Analysis of the morphology of the spray dried lignin revealed a significant change when compared to ARL (Figure 3a). Spherical particles with smooth surface were dominant in the spray dried samples. The spherical shape of the particles was maintained even at higher percentages of SLS. However, the smoothness of the surface gradually decreased with increasing SLS concentration and a shift from smooth to corrugated morphology was observed. This phenomenon was previously observed in literature and is a known effect of surfactants [15]. As processing conditions were kept the same for all spray dried samples, it was concluded that the change in the morphology of the particles occurred due to the addition of SLS. Vehring and co-workers, have mentioned that the change in the morphology of particles after addition of surfactants was due to the presence of surfactant molecules on the surface of the particles [15]. The smaller molecular size of SLS (288.372 g/mol) compared to lignin (1000-100000 g/mol) enhances its diffusion through the droplet to the surface. As a result, the surface-active molecules of SLS are oriented at the surface thus inducing a change in the morphology of the particles. It was shown that the change in the morphology with a more corrugated surface leads to lower contact area and subsequently lower inter-particle cohesion and better flowability which is especially crucial for continuous tableting [35, 36]. In this study, it was observed that the

14 presence of crystalline SLS on the surface of the particles induced the formation of hollow, low-density particles with corrugated morphology as opposed to high-density smooth particles of SDLS0 samples. The apparent density of spray dried samples decreased with an increase in SLS content. The change in crystallinity is core to the change in the apparent density of the spray dried particles as the SLS content in samples leads to the early formation of a solid crust on the particles due to its crystallization tendency. Therefore, the formation of hollow particles with lower densities are encouraged in this conformation. On the other hand, in samples with no SLS or lower SLS content the crust formation is delayed to a later stage while the particles have enough time to rearrange in the droplet at the moving liquid/solid interface. Thus, denser particles were achieved.

The convexity and solidity shape factors were calculated using Morphology G3 in replicates of 3 for each sample (Figure 4). Convexity is a measurement of the surface roughness of a particle. The closer it is to 1 the smoother the surface, while an irregular particle has a convexity value closer to 0. In all cases samples showed values close to 1. However, convexity increased by increasing the SLS content from 0 to 10 w/w%. This value decreased again at 15 w/w% of SLS. This is attributed to the changes in the chemical and physical properties of the outer crust shell as the content of crystalline SLS is increased on the surface.

The same trend was observed in the values of circularity. Circularity is the measurement of similarity of the shape of the particle to a perfect circle. A perfect circle has a circularity value of 1.0, while a very narrow elongated object has a circularity close to 0. It can be seen that by increasing the SLS content up to 10 w/w% the circularity has increased while a decline in the value is detected for samples with SLS content of 15 w/w%.

3.3 Particle bulk densities, compressibility and flow property correlations Poured bulk density, conditioned bulk density and the compressibility of both as-received materials and spray/co-spray dried lignin were measured and respective values are given in

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Table 4. It is appropriate to note that bulk densities are not singular or dual values but instead are functions of applied consolidation pressures [37]. Although various methods for measuring bulk densities have been developed and are utilised in the industry such as USP

24/NF 19, they often do not represent the actual powder compression behaviour during bulk transfer operations [37]. The conditioned bulk density measured by the FT4 rheometer undergoes three initial conditioning steps in which the powder bed is uniformly mixed with a blade. While this increases the reproducibility of measurements it may not be an accurate descriptor of die filling operations during the tableting process as the powder bed in a die is typically not mixed again post filling. A comparison of reported bulk densities measured by the FT4 and poured bulk densities measurements shows a general overestimation of FT4 measured bulk densities due to the initial conditioning step, as void spaces within the powder bed may be filled with smaller particles. This trend was not observed for SDLS0, which shows a lower conditioned bulk density in comparison to the poured bulk density. This discrepancy may be attributed to the high electrostatic tendencies of SDLS0. Consequently, the introduction of a metal blade during the conditioning step may lead to triboelectrification of particles [38]. Subsequent repulsive Coulomb forces between adjacent particles may aid in lowering measured bulk densities [39]. Measured ρpoured values appear highest for GR150 followed by ARL and paracetamol, and appear lowest for SDLS0. From a tableting context, it may be argued that high bulk densities are desirable, such that the volume of the compression mixture does not exceed the fill volume of the die – highlighting the equipment dependent relevance [26]. Conversely, for a formulator low excipient bulk densities may be desirable, as a decrease in bulk density increases the dilution potential i.e. the ability of an excipient of specified quantity to bind an API of specified quantity into an acceptable tablet – an attribute especially important for high API dose formulations [5]. The bulk density of powders have been reported to be dependent on particle size, size distribution and morphology [26, 40]. The

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Sauter mean diameter (D[3,2]) representing the diameter of a sphere having the same surface to volume ratio as the particle, has been demonstrated to relate well with bulk density measurements [41] and thus provides a useful basis for analysing bulk density data of ARL and spray dried formulations. A plot of measured ρpoured against the Sauter mean diameter of the spray dried lignin formulations shows a general increase in ρpoured with increasing Sauter mean diameter (Figure 5). However, a comparison between the 10% and 15% SLS formulations shows that the Sauter mean diameter of SDLS15 is slightly lower than that of

SDLS10, while SDLS15 displays a significantly higher poured bulk density approaching that of ARL. A plot of measured ρpoured against the percentage weight of SLS content in the spray dried lignin formulations shows an increase in ρpoured with increasing SLS concentration from

0.167 g/cm3 for SDLS0 to 0.308 g/cm3 for SDLS15. The dependence of bulk density on particle size can be attributed to the increasing significance of interparticle interactions with a decrease in particle size as the strength of gravitational forces acting on the particles decrease

[42]. Additionally, a decrease in particle size increases the surface area per unit mass of the material, resulting in an increased surface area for interparticle interactions to occur [40].

From these observations it can be concluded that despite the close proximities of the D[3,2] values of the spray dried formulations observed, changes in bulk densities are likely a result of improved packing of the powder bed due to reduced interparticle interactions with increasing surface concentration of SLS.

The flow property of as-received and spray dried powders was inferred by measuring the compressibility of as-received and spray dried materials using the FT4 rheometer. Although not a direct measure of powder flow, the compressibility has been reported to provide a useful indicator in determining whether a powder is free flowing or cohesive [43, 44]. The compressibility can be defined as the ability of a powder to reduce in volume upon subjection to an external stress [45], where free-flowing particles tend to form powder beds with low

17 porosities upon pouring and cohesive powders occupy more volume in the loosely poured state [44]. According to Table 4, the compressibility appears lowest for GR150 indicating low interparticle interactions of primary particles, followed by ARL, SDLS10, SDLS15, paracetamol, SDLS5 and SDLS0. A plot of the percentage compressibility of the spray dried formulations and ARL against the Sauter mean diameter (Figure 6(a)) shows a significant increase in C% with a decrease in the Sauter mean diameter due to increasing interparticle interactions. Similar to observations made in bulk density measurements, the significance of these interparticle interactions are counteracted by the increasing surface concentration of

SLS leading to a decrease in compressibility. A plot of the percentage compressibility against

SLS concentration in the spray dried formulations (Figure 6(b)) indicates a near linear decrease in percentage compressibility with increasing SLS content. The decrease in percentage compressibility reaches a maximum at an SLS content of 10% after which the compressibility appears to increase slightly. However, the compressibility derived from the

FT4 is based on the conditioned bulk density and thus it is unclear whether the lower compressibility of SDLS10 is due to the initial conditioning cycle of the rheometer which may have resulted in more efficient filling of void spaces. This deduction is based on earlier observations made during morphology analysis which indicated that SDLS10 samples were more spherical than SDLS15 samples which may have resulted in less efficient packing of

SDLS15 samples during the conditioning step.

3.4 Kawakita analysis Values of the parameters obtained from the fitting of measured in-die data to the

Kawakita equation are recorded in Table 5. For all materials investigated, measured in-die data related well to the Kawakita equation with r2 values above 0.999. This was expected as

Kawakita and Lüdde stated that this equation holds best for soft and fluffy pharmaceutical powders [46].

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From Figure 7, b-1 values appear highest for GR150 followed by ARL, SDLS15, paracetamol, SDLS10, SDLS5 and lastly SDLS0. The increase in the apparent yield pressure of the primary particles of the spray dried formulations with increasing SLS content can perhaps be explained by the SLS rich solid crust formed during spray drying. Bonds in crystalline structures are considerably stronger than those of amorphous structures, thus a higher amount of energy is required to induce deformation as opposed to amorphous structures [5]. The lower yield pressure of the primary particles of the spray dried formulations as opposed to ARL can be attributed to the hollow spherical particles generated as a result of spray drying, leading to a lower resistance to deformation.

As observed in Figure 8(a) a positive relationship exists between C% and Kawakita parameter ab. However, discrepancies do exist between the derived Kawakita parameter ab and the compressibility measured by the FT4 rheometer. According to FT4 measurements, the percentage compressibility of SDLS10 is ranked lower than that of SDLS15 followed by

Paracetamol, indicating superior packing and a higher flow property, while Kawakita parameter ab ranks the extent of particle movement of SDLS15 lower than Paracetamol followed by SDLS10. Observed discrepancies and deviation from linearity may be due to the influence of the die wall despite lubrication and, given the higher pressure range, particle fragmentation may also play a considerable role. It could also be argued, that derived compressibility values from the FT4 rheometer may not accurately represent the actual packing behaviour during die filling due to the initial conditioning steps. A plot of Kawakita parameter ab vs SLS content (Figure 8(b)) shows a proportional decrease in derived ab values with increasing SLS content, which is attributed to the increasing surface concentration of SLS effectively reducing the cohesion of spray dried primary particles.

3.5 Shapiro analysis

19

In-die data were fitted to the Shapiro general compaction equation and Shapiro parameter f obtained from model fitting is given in Table 5. In the present study, the fragmentation propensity of all materials is above the threshold value of 0.1. Except for GR150, all materials also undergo extensive fragmentation and extensive particle rearrangement at low- pressure ranges. In combination with Shapiro parameter f, a more refined differentiation of the dominant deformation type (brittle fracture or plastic/elastic deformation) of primary particles at their respective yield pressures in the lower pressure range can be made as it is otherwise assumed that the plasticity of materials is inversely proportional to the value of b-1

[26]. The fragmentation propensity of materials is an important quality attribute, especially for binders and filler-binders as it indicates the lubricant sensitivity of these materials and consequently their effectiveness as binders in physical mixtures of formulations containing lubricants. Materials with low fragmentation propensity are susceptible to lubrication poisoning as the lubricant acts by forming a film around individual particles and limited uncoated surfaces are created [5]. This reduces the strength of inter-particle bonds as surfaces free from a lubricant film are not distributed within the compact. This often results in tablets with increased elastic recoveries with reduced mechanical strength and, in the case where hydrophobic lubricants are used, higher disintegration times [26].

3.6 Heckel analysis and elastic recovery correlations In the current work the apparent yield pressure obtained from the Heckel equation has been used to characterise the relative ease of deformation past the brittle-to-ductile transition.

The apparent yield pressures of all materials are given in Figure 9. The apparent yield pressure of the as-received and spray-dried materials are in the order of GR150 > ARL > paracetamol > SDLS0 > SDLS5 > SDLS10 > SDLS15. Interestingly, the apparent yield pressure of SDLS0 appears to be lower than that of ARL and, as observed in Figure 9, an increase in SLS concentration appears to considerably lower the apparent yield pressure up to

20

10 w/w% after which this decrease becomes less pronounced. Spray drying has been commonly used as a method to molecularly disperse small molecule drugs within a polymer matrix [47]. Assuming that a similar mechanism occurs between lignin whose molecular size is significantly larger than that of SLS, the observed reduction in yield pressure in the presence of SLS can be attributed to the SLS acting as an intermolecular spacer [48]. This reduces intermolecular attraction forces between lignin molecules and leads to a reduction in the pressure required to deform the spray dried particles past their brittle to ductile transition.

According to Van der Voort Maarschalk et al, high elastic recoveries are an indication of poor interparticle bonding, which would otherwise counteract the effects of stored elastic energies [34]. Based on this assumption it would have been expected that elastic recoveries would increase with increasing SLS concentration (Figure 10) in the spray dried formulation but instead the opposite was observed with SDLS15 displaying the lowest elastic recovery. It is reported that the presence of moisture may act as a plasticizer [5], thus promoting plastic deformation and counteracting elastic deformation. As tablets were stored under the same humidity conditions, it was initially postulated that the moisture content may give insight into the observed phenomenon. An investigation into the moisture content of the spray dried materials post storage, with the aim of correlating observed elastic recoveries with the moisture content, yielded no conclusive answer. While the moisture content measured was higher in the spray dried formulations containing SLS than SDLS0, no clear trend could be observed. By drawing on research conducted by Zhong and Sun, a more probable explanation is proposed. Zhong et al investigated the properties of SLS modified Soy protein plastics prepared through freeze drying and found that the SLS concentration had a plasticising effect on the otherwise brittle and water sensitive soy protein plastics by reducing its glass transition temperature with increasing concentration [48] and thus increasing plastic flow. They also found that at an SLS concentration of 0.5 w/w% the elastic modulus was at its lowest and an

21 increase in SLS concentration past this point resulted in an increase in the elastic modulus.

The effects of plasticisers on polymers are due to the increase in intermolecular spacing of the polymers and the reduction in the degree of hydrogen bonding. In this work, neither the glass transition temperature nor the elastic modulus of the materials was determined.

However, assuming that SLS has a similar mechanism of action on the lignin molecules, the decrease in elastic recovery with increasing SLS content can be explained. The observed increase in elastic recovery with increasing compaction pressure can be attributed to the increasing significance of elastic deformation with increasing pressure resulting in an increase in the amount of deformation recovered.

3.7 Ryshkewitch – Duckworth analysis

Values of kR and σ0, as calculated from the Ryshkewitch-Duckworth model are given in

Table 5. As no coherent compacts were obtained for paracetamol even at maximum pressures, no modelling was undertaken for this material. The proposed physical interpretations of kR by Van der Voort Maarschalk appear to hold through for the spray dried formulations as values of σ0 decrease almost proportionally with a decrease in constant kR but this trend is not observed for ARL and GR150, suggesting that the physical interpretation of kR may only hold limited validity. Etzler stated that constant kR could be associated with the difficulty in creating new contact areas and may be a parameter that is temperature dependent

[33]. This may suggest that a material’s resistance to creating new contact areas is not only dependent on the strength of interparticle interactions but also on intraparticle interactions

(i.e. the mechanical strength of individual particles). This may explain observed deviations as the calculated apparent yield pressures for both ARL and GR150 are higher than those of the spray dried formulations.

The adhesion strength between two particles is dependent on both the quantity and quality of intimate contact between materials, thus highlighting the importance of the deformation

22 mechanism and the relative ease of deformation (mechanical properties) and the specific surface chemical properties of the materials [33]. In the current work, it was of interest to investigate individual materials in terms of the quality of interparticle interactions as a means to rank the materials. As the tensile strength at given porosities is both a function of σ0 and kR and respective values vary for individual materials, no reliable rank order could be obtained from individual values. Thus, the tensile strengths of the materials were extrapolated from the

Ryshkewitch-Duckworth model (Figure 11(a)) at porosities relevant for immediate release tablets i.e. at a porosity range between 10% and 20% [49]. This method was used to rank materials in terms of the strength of interparticle interactions at similar porosity levels – here expressed as the tensile strength. The tensile strength of all materials at 10%, 15% and 20% porosities are shown in Figure 11(b). At 20% and 15% porosity, all spray dried lignin formulations display higher tensile strength than GR150 with ARL displaying the lowest tensile strength. A decrease in tensile strength was observed with an increase in SLS content.

Although this decrease in tensile strength was not significant up to an SLS content of 10 w/w%, it was more prominent at an SLS content of 15 w/w%, at 20% and 15% porosities. At

10% porosity the strength can be ranked as SDLS0 > SDLS5 > SDLS10 > GR150 > SDLS15

> ARL with a more distinct decrease in tensile strength at 10 and 15 w/w% SLS. The decrease in tensile strength observed with increasing SLS content was expected, given the lubricating effects of the dispersed SLS.

3.8 Excipient performance in binary formulations By compacting binary blends of paracetamol and excipients at varying pressures, compactibility profiles (tensile strength dependence on porosity) were constructed and are depicted in Figure 12(a). A linear relationship was observed from which the tensile strength at 10%, 15% and 20% porosity was extrapolated (Figure 12(b)). This allowed a direct comparison of the performance of the different excipients in the binary blends as a function

23 of tablet porosity. Additionally, compressibility profiles of the binary blends (porosity dependence on compaction pressure) were also constructed in order to confirm observations made during the Heckel analysis of constituent materials.

A comparison of the tensile strength at respective porosities shows that at 20% porosity no coherent compact could be prepared from pure paracetamol (no coherent compact could be prepared at any porosity for this material), PAR/ARL and PAR/GR150. However, blends of paracetamol and spray dried lignin formulations produced coherent compacts with

PAR/SDLS10 displaying the highest tensile strength followed by PAR/SDLS0, PAR/SDLS5 and PAR/SDLS15. At 15% porosity all binary blends produced coherent compacts with tensile strengths in the order of PAR/SDLS0 > PAR/SDLS5 > PAR/SDLS10 > PAR/SDLS15

> PAR/GR150 > PAR/ARL. At 10% porosity PAR/SDLS0, PAR/SDLS5 and PAR/SDLS10 produced compacts sufficient for commercial tablet manufacturing as their tensile strengths were either above or at the threshold of 1.7 MPa [50] while all other blends were below this threshold. Interestingly, the performance of these excipients in binary blends are in alignment with their performance predicted from the Ryshkewitch-Duckworth model.

Compressibility profiles of the binary blends were also constructed and are depicted in

Figure 13. Based on Heckel analysis of the tableting constituents, it was expected that blends containing SDLS15 followed by SDLS10 and SDLS5 would display the lowest porosity values, given their relative ease in undergoing deformation. Indeed, a similar trend was observed. Deviations observed at 52.04 MPa in the blends containing SDLS5 are attributed to nonuniform dispersion of API-excipient particles as a result of cohesion of SDLS5 particles.

Interestingly, blends containing ARL displayed lower porosities at comparable pressures than

SDLS0 despite deforming less readily. This is attributed to the lower elastic recovery of ARL in comparison to SDLS0. At maximum compaction pressures (121.44 MPa), the porosity of blends containing ARL, SDLS0 and GR150 are similar to those of pure paracetamol, with

24 blends containing GR150 having slightly lower porosities. This is attributed to the comparably higher elastic recoveries of SDLS0 and ARL in comparison to GR150 which displays the highest resistance to deformation and the lowest elastic recoveries at all pressure ranges investigated.

4. Conclusion In this work, particle engineering through spray drying was utilised as an effective approach to improving the compaction properties of lignin. Co-spray drying lignin with a surfactant did not only reduce the cohesion between produced micronized particles, but also altered the mechanical properties favourably. Thus, co-spray drying excipients with surfactants enables the control of physicochemical properties and consequently the mechanical properties and bulk powder characteristics such as yield pressure, density and morphology of the particles which can significantly affect the compaction properties of the particles. Further, the analysis of the compaction process using empirical compaction equations sheds valuable insight into the mechanical properties of materials from which the behaviour of the powders in formulations can be predicted.

Acknowledgement This work was funded under Science Foundation of Ireland grant “Starting Investigator Research Grant (SIRG)” - (15/SIRG/3552).

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6. Zarbock, S.D., et al., Lactose: the hidden culprit in medication intolerance? Orthopedics, 2007. 30(8). 7. Ogaji, I.J., E.I. Nep, and J.D. Audu-Peter, Advances in natural polymers as pharmaceutical excipients. 2012. 8. Domínguez-Robles, J., et al., Aqueous acetone fractionation of kraft, organosolv and soda lignins. International journal of biological macromolecules, 2018. 106: p. 979-987. 9. Masters, K., Spray drying handbook. Spray drying handbook., 1985. 10. Davis, M.T., et al., Design of spray dried ternary solid dispersions comprising itraconazole, soluplus and HPMCP: Effect of constituent compositions. International Journal of Pharmaceutics, 2017. 519(1): p. 365-372. 11. Ziaee, A., et al., Spray drying ternary amorphous solid dispersions of ibuprofen – An investigation into critical formulation and processing parameters. European Journal of Pharmaceutics and Biopharmaceutics, 2017. 120: p. 43-51. 12. Ziaee, A., et al., Spray drying of pharmaceuticals and biopharmaceuticals: Critical parameters and experimental process optimization approaches. European Journal of Pharmaceutical Sciences, 2019. 127: p. 300-318. 13. Vehring, R., Pharmaceutical particle engineering via spray drying. Pharmaceutical research, 2008. 25(5): p. 999-1022. 14. Lucas, P., et al., Enhancement of Small Particle Size Dry Powder Aerosol Formulations using an Ultra Low Density Additive. Pharmaceutical Research, 1999. 16(10): p. 1643-1647. 15. Feng, A.L., et al., Mechanistic models facilitate efficient development of leucine containing microparticles for pulmonary drug delivery. Int J Pharm, 2011. 409(1-2): p. 156-63. 16. Vehring, R., W.R. Foss, and D. Lechuga-Ballesteros, Particle formation in spray drying. Journal of Aerosol Science, 2007. 38(7): p. 728-746. 17. Mangal, S., et al., The role of physico-chemical and bulk characteristics of co-spray dried l- leucine and polyvinylpyrrolidone on glidant and binder properties in interactive mixtures. International Journal of Pharmaceutics, 2015. 479(2): p. 338-348. 18. Lee, S.-W., M.-H. Kim, and C.-K. Kim, Encapsulation of ethanol by spray drying technique: effects of sodium lauryl sulfate. International Journal of Pharmaceutics, 1999. 187(2): p. 193- 198. 19. Nachaegari, S.K. and A.K. Bansal, Coprocessed Excipients for Solid Dosage Forms. Pharmaceutical Technology, 2004. 28(1): p. 52-64. 20. Rangel-Yagui, C.O., A. Pessoa Jr, and L.C. Tavares, Micellar solubilization of drugs. J. Pharm. Pharm. Sci, 2005. 8(2): p. 147-163. 21. Shah, V.P., et al., In Vitro Dissolution Profile of Water-Insoluble Drug Dosage Forms in the Presence of Surfactants. Pharmaceutical Research, 1989. 6(7): p. 612-618. 22. Yang, J., et al., Dry particle coating for improving the flowability of cohesive powders. Powder Technology, 2005. 158(1): p. 21-33. 23. Greenspan, L., Humidity fixed points of binary saturated aqueous solutions. Journal of research of the national bureau of standards, 1977. 81(1): p. 89-96. 24. Denny, P., Compaction equations: a comparison of the Heckel and Kawakita equations. Powder Technology, 2002. 127(2): p. 162-172. 25. Klevan, I., et al., A statistical approach to evaluate the potential use of compression parameters for classification of pharmaceutical powder materials. European Journal of Pharmaceutics and Biopharmaceutics, 2010. 75(3): p. 425-435. 26. Hoag, S., V. Dave, and V. Moolchandani, Compression and compaction. Pharmaceutical dosage forms: tablets, 2008. 1: p. 555-630. 27. Yap, S.F., et al., Single and bulk compression of pharmaceutical excipients: Evaluation of mechanical properties. Powder Technology, 2008. 185(1): p. 1-10. 28. Adams, M., M. Mullier, and J. Seville, Agglomerate strength measurement using a uniaxial confined compression test. Powder Technology, 1994. 78(1): p. 5-13.

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27

Paracetamol

GR150

ARL SDLS0 SDLS5

SDLS10 SDLS15 SLS 10 20 30 40 50 60 Position [o2Theta] (Copper (Cu))

Figure 1. PXRD spectra of as-received materials and spray dried formulations.

1.0 SDLS0 0.8 SDLS5

) SDLS10

% (

0.6

y SDLS15

c

n e

u 0.4

q

e r F 0.2

0.0 0 10 20 30 40 50 60 70 CE Diameter (um)

Figure 2. Particle size distribution curves of spray dried samples.

28

a

b c

d e

Figure 3. SEM images of the samples spray dried with (a) ARL, (b) 0 wt.% SLS, (c) 5 wt.% SLS, (d) 10 wt.% SLS and (e)15 wt.% SLS.

29

1.2 Convexity 1.0 Circularity 0.8

0.6

0.4

0.2

0.0 0 5 0 5 S S 1 1 L L S S D D L L S S D D S S

Figure 4. Convexity and circularity of spray dried formulations.

(a) 0.40 (b) 0.40 ARL 0.35 0.35 SDLS0

0.30 0.30 m

SDLS5 m

c c g

g 0.25 SDLS10 0.25

d d

e e

r r

u u o

SDLS15 o p 0.20 p 0.20

0.15 0.15

0.10 0.10 0 5 10 15 20 25 30 35 40 45 50 0 5 10 15 20 Sauter mean diameter (um) Sodium lauryl sulphate concentration (w/w%)

Figure 5. (a) Relationship between ρpoured and Sauter mean diameter. Data represented as mean ± SD. (b) Relationship between ρpoured and SLS content. Data represented as mean ± SD.

30

(a) 80 (b) 70 ARL

70 65 )

SDLS0 ) %

% 60

( (

60

y

y t

SDLS5 t

i

i l

l 55

i i

b 50

b i

SDLS10 i s

s 50

s

s e

40 e r

SDLS15 r p

p 45 m

30 m o

o 40

C C 20 35 10 30 0 5 10 15 20 25 30 35 40 45 50 0 5 10 15 20 Sauter mean diameter (um) Sodium lauryl sulphate content (w/w%)

Figure 6. (a) Relationship between C% and Sauter mean diameter. (b) Relationship between C% and SLS content.

10 9 Paracetamol 8 GR150 7

) ARL

a 6 P

M 5 SDLS0

(

1 - 4 b SDLS5 3 2 SDLS10 1 SDLS15 0

Figure 7. Apparent Kawakita yield pressure (b-1) of primary particles. Data represented as mean ± SD.

(a) 0.6 (b) 0.6 Paracetamol 0.5 2 2 r = 0.859 GR150 0.5 r = 0.995 0.4 ARL 0.4

b 0.3 SDLS0

a

b a SDLS5 0.3 0.2 SDLS10 0.1 0.2 SDLS15 0.0 0.1 0 10 20 30 40 50 60 70 80 0 5 10 15 20 Compressibility (%) Sodium lauryl sulphate content (w/w%)

31

Figure 8. (a) Relationship between Kawakita parameter ab and C%. Data represented as mean ± SD (n=3). (b) Relationship between Kawakita parameter ab and SLS content. Data represented as mean ± SD. 80 Paracetamol 70 GR150 60

) 50 ARL

a P

M 40 SDLS0

(

Y

P 30 SDLS5

20 SDLS10 10 SDLS15 0

Figure 9. Apparent Heckel yield pressure of pure materials. Data represented as mean ± SD (n=3)

14 Paracetamol

) 12 GR150

%

(

y

r 10 ARL

e v

o 8

c SDLS0

e r

6 c

i SDLS5

t s

a 4

l SDLS10 E 2 SDLS15 0 4 4 4 .0 .7 .4 2 6 1 5 8 2 1 Compaction pressure (MPa)

Figure 10. Elastic recovery of pure materials measured post 48-hour storage at 43% RH. Data represented as mean ± SD (n=3)

32

(a) 4.0 (b) 6 GR150 GR150 3.5

) 5

a

) a

P ARL

3.0 ARL

P

M

(

M

( 4 h SDLS0 SDLS0

t 2.5

h

g

t

n g

e SDLS5

2.0 SDLS5 n 3

r

e

t

r

s

t

1.5 s

e SDLS10

SDLS10 l

i 2

e

l

s

i n

1.0 SDLS15 s SDLS15

e

n T e 1 0.5 T 0.0 0 0 2 4 6 8 10 12 14 16 18 20 22 24 0 0 5 0 1 1 2 Porosity (%) Porosity (%)

Figure 11. (a) Ryshkewitch-Duckworth model of Tensile strength dependence on porosity of pure materials. No modelling was undertaken for paracetamol as no coherent tablets of measurable tensile strength was obtained at maximum pressures. (b) Extrapolated Tensile strength at 0 porosity and at porosity ranges relevant for immediate release tablets.

(a) 2.5 (b) 2.5

Paracetamol Paracetamol

) a

2.0 ) 2.0 PAR/GR150 a P PAR/GR150

P Commercial manufacturing treshold

M

(

M

( PAR/ARL h

PAR/ARL t

1.5 h 1.5

g

t n

g PAR/SDLS0 e

PAR/SDLS0 n

r

e

t

r

s t

1.0 1.0

s PAR/SDLS5 e

PAR/SDLS5

l

i

e

l

s

i n s PAR/SDLS10

e PAR/SDLS10

0.5 n 0.5

T e PAR/SDLS15 T PAR/SDLS15 0.0 0.0 0 2 4 6 8 10 12 14 16 18 20 22 % % % 0 5 0 Porosity (%) 1 1 2 Porosity (%)

Figure 12. Tensile strength of binary tablets containing 30 w/w% API and 70 w/w% excipient. (a) Measured tensile strength compacted at 52.04 MPa, 86.74 MPa and 121.44 MPa pressure. Measurements taken post 48-hour storage at 43% RH. Data represented as mean ± SD (n=3) (b) Extrapolated tensile strength from mean measurements from 13(a). No measurable tensile strength could be obtained for pure paracetamol.

33

25 Paracetamol

20 PAR/GR150 )

% PAR/ARL (

15

y t

i PAR/SDLS0

s o r 10

o PAR/SDLS5 P

5 PAR/SDLS10 PAR/SDLS15 0 40 50 60 70 80 90 100 110 120 130 Compaction pressure (MPa)

Figure 13. Tablet porosity post 48-hour storage. Data represented as mean ± SD (n=3).

34

Formulation ARL (wt.%) SLS (wt.%) Acetone (wt.%) Water (wt.%)

SDLS0 100 0 30 70

SDLS5 95 5 30 70

SDLS10 90 10 30 70

SDLS15 85 15 30 70

Table 1. Formulation composition of spray dried samples.

Table 2. Initial materials and spray dried formulations solid state, hygroscopicity and spray drying critical

Post spray drying Hygroscopicity* Outlet Material residual solvent Crystallinity Yield (w/w%) (wt.%) temperature (°C) (w/w%) ARL - A 1.63 - -

SLS - C - - -

Paracetamol - C 0.68 - -

GR150 - A 0.96 - -

SDLS0 1.40 A 0.78 95.00 87.20

SDLS5 1.50 C 1.32 82.00 82.10

SDLS10 1.54 C 2.02 85.00 77.60

SDLS15 1.74 C 1.34 92.00 87.00 quality attributes.

*hygroscopicity was calculated based on the wt.% of adsorbed moisture content after exposing the materials to 43% relative humidity for 48 hours.

Number of spectrum SDLS0 (wt.%) SDLS15 (wt.%)

1 -0.12* 4.86

2 -0.07* 3.55

3 -0.26* 5.51

4 -0.15* 3.73

5 -0.39* 2.47

35

6 -2.15* 3.11 Table 3. Sodium content in spray dried formulation of SDLS0 and SDLS15.

*Negative values are an equipment artefact and confirm absence of Na in spectra

Material Paracetamol GR150 ARL SDLS0 SDLS5 SDLS10 SDLS15

ρc (g/cm3) 0.357 0.688 0.417 0.143 0.219 0.246 0.324

ρpoured (g/cm3) 0.347 (0.011) 0.604 (0.003) 0.368 (0.010) 0.167 (0.006) 0.199 (0.002) 0.241 (0.008) 0.308 (0.018) C% (%) 44.100 5.240 24.900 58.900 47.800 36.500 37.700

ρapp (g/cm3) 1.302 1.536 1.331 1.330 1.321 1.306 1.298 D10 (um) 29.970 64.700 21.740 6.900 8.000 9.200 9.100 D50 (um) 81.920 163.400 55.750 14.600 16.200 19.500 18.900 D90 (um) 228.400 289.000 110.300 28.100 29.700 33.700 34.500 D[3,2] (um) 61.070 116.000 41.410 12.380 13.770 16.190 15.760 Span (um) 2.422 1.373 1.589 1.452 1.340 1.256 1.344 Table 4. Powder bulk properties (relative standard deviations within brackets)

Material Paracetamol GR150 ARL SDLS0 SDLS5 SDLS10 SDLS15 a 0.744 (0.005) 0.618 (0.005) 0.756 (0.007) 0.888 (0.001) 0.867 (0.001) 0.839 (0.001) 0.796 (0.001) b-1 (MPa) 2.963 (0.127) 8.769 (0.159) 5.05 (0.205) 1.814 (0.012) 2.111 (0.015) 2.773 (0.035) 3.535 (0.025) ab 0.251 (0.012) 0.071 (0.002) 0.15 (0.008) 0.489 (0.004) 0.411 (0.003) 0.302 (0.004) 0.225 (0.002) f 0.568 (0.002) 0.183 (0.002) 0.33 (0.001) 0.492 (0.002) 0.512 (0.001) 0.41 (0.001) 0.442 (0.002) 42.171 66.144 46.776 40.673 29.819 23.557 21.966 Py (MPa) (2.897) (6.728) (0.797) (1.609) (4.052) (3.831) (1.003) 7.925 10.150 7.637 7.337 6.195 5.915 2 2 2 2 2 2 kR - (r =0.929) (r =0.944) (r =0.961) (r =0.910) (r =0.959) (r =0.916) 3.996 4.623 5.151 4.837 3.886 3.086 2 2 2 2 2 2 σ0 (MPa) - (r =0.929) (r =0.944) (r =0.961) (r =0.910) (r =0.959) (r =0.916)

σ10 (MPa) 0.000* 1.809 1.675 2.400 2.322 2.091 1.708

σ15 (MPa) 0.000* 1.217 1.009 1.638 1.609 1.534 1.271

σ20 (MPa) 0.000* 0.819 0.607 1.118 1.115 1.126 0.945

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Table 5. Powder compression parameters and tablet tensile strength (relative standard deviations in brackets)

*Not compactable at all porosity ranges investigated

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Graphical Abstract

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