14FUN Functional Analysis Commutative Banach Algebras Dr J. F. Feinstein March 5
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G14FUN Functional Analysis Commutative Banach Algebras Dr J. F. Feinstein March 25, 2010 1 1 Introduction to normed algebras and Banach algebras Banach algebras may be thought of as Banach spaces with multiplication (in a sense made more formal below). The additional structure provided by the multiplication gives the theory of Banach algebras a rather different flavour from the more general theory of Banach spaces. Banach algebras may be real or complex. However the theory of complex Banach algebras is richer, and so this is what we will focus on. 2 Banach algebras may be commutative or non-commutative. In this module, we will focus mainly on commutative Banach algebras, including an introduction to the Gelfand theory. A key example of a commutative Banach algebra is CC(X), the algebra of continuous, complex-valued functions on a compact, Hausdorff space, with the usual pointwise operations and with the uniform norm. 3 A typical non-commutative Banach algebra is B(E), the algebra of all bounded linear operators from E to E for some Banach space E, with the usual vector space structure and operator norm, and with product given by composition of operators. In particular, for a Hilbert space H, B(H) and its subalgebras are of major interest. Just as the theory of Banach algebras should not be regarded as part of the theory of Banach spaces, the theory of B(H) and its subalgebras has its own flavour and a vast literature, including the quite distinct study of C∗-algebras and von Neumann algebras. 4 Definition 1.1 A complex algebra is a complex vector space A which is a ring with respect to an associative multiplication which is also a bilinear map, i.e., the distributive laws hold and, for all 2 C and a and b in A, we have ( a)b = a( b) = (ab) : The complex algebra A has an identity if there exists an element e 6= 0 2 A such that, for all a 2 A, we have ea = ae = a. The complex algebra A is commutative if, for all a and b in A we have ab = ba. Real algebras are defined similarly. 5 Note that, if A has an identity e, then this identity is unique, so we may call e the identity of A. We will often denote the identity by 1 rather than e, assuming that the context ensures that there is no ambiguity. The assumption above that e 6= 0 means that we do not count 0 as an identity in the trivial algebra f0g. From now on, all algebras will be assumed to be complex algebras, so we will be defining complex normed algebras and Banach algebras. However the corresponding definitions may be used to define real normed algebras and Banach algebras. 6 Definition 1.2 A (complex) normed algebra is a pair (A; k ⋅ k) where A is a complex algebra and k ⋅ k is a norm on A which is sub-multiplicative, i.e., for all a and b in A, we have kabk ≤ kakkbk : A normed algebra A is unital if it has an identity 1 and k1k = 1. A Banach algebra (or complete normed algebra) is a normed algebra which is complete as a normed space. 7 Notes. ∙ In our usual way, we will often call A itself a normed algebra, if there is no ambiguity in the norm used on A. ∙ We will mostly be interested in commutative, unital Banach algebras. ∙ The condition that the norm on A be sub-multiplicative is only slightly stronger than the requirement that multiplication be jointly continuous (or equivalently, that multiplication be a `bounded bilinear map') from A × A ! A. In fact (easy exercise) if we have kabk ≤ Ckakkbk, for some constant C > 1, then we can easily find an equivalent norm on A which is actually sub-multiplicative. 8 ∙ If a normed algebra (A; k ⋅ k) has an identity 1 such that k1k= 6 1, then we may again define another norm jjj ⋅ jjj on A as follows: ¯ jjjajjj = supfkabk : b 2 BA(0; 1) g : As another exercise, you may check that jjj ⋅ jjj is equivalent to k ⋅ k, that jjj ⋅ jjj is sub-multiplicative and that jjj1jjj = 1. So the assumption that k1k = 1 is a convenience, rather than a topological restriction. ∙ Every subalgebra of a normed algebra is a normed algebra, and every closed subalgebra of a Banach algebra is a Banach algebra. 9 Examples. (1) Let E be a complex Banach space of dimension > 1. Then (B(E); k ⋅ kop) is a non-commutative, unital Banach algebra, where the product on B(E) is composition of operators. (2) Let X be a non-empty, compact, Hausdorff topological space. Then CC(X) is a commutative, unital Banach algebra with pointwise operations and the uniform norm j ⋅ jX : recall that jfjX = supfjf(x)j : x 2 X g : As we are focussing on complex algebras, from now on we will denote CC(X) by C(X). 10 (3) With notation as in (2), every (uniformly) closed subalgebra of C(X) is also a commutative Banach algebra with respect to the uniform norm j ⋅ jX . A uniform algebra on X is a closed subalgebra A of C(X) which contains all the constant functions and which separates the points of X, i.e., whenever x and y are in X with x 6= y, there exists f 2 A with f(x) 6= f(y). Every uniform algebra on X is, of course, a commutative, unital Banach algebra, with respect to the uniform norm. Also, by Urysohn's Lemma, C(X) itself does separate the points of X, and so C(X) is a uniform algebra on X. 11 (4) In particular, let X be a non-empty, compact subset of C. Consider the following subalgebras of C(X): A(X) is the set of those functions in C(X) which are analytic (holomorphic) on the interior of X; P0(X) is the set of restrictions to X of polynomial functions with complex coefficients; R0(X) is the set of restrictions to X of rational functions with complex coefficients whose poles (if any) lie off X (so R0(X) = fp=q : p; q 2 P0(X); 0 2= q(X) g). 12 It is easy to see that these subalgebras contain the constant functions and separate the points of X. Indeed the polynomial function Z, also called the co-ordinate functional, defined by Z() = ( 2 C), clearly separates the points of X by itself, and is in all of these algebras. The algebra A(X) is closed in C(X), because uniform limits of analytic functions are analytic (see books for details), and so A(X) is a uniform algebra on X. 13 The algebras P0(X) and R0(X) are usually not closed in C(X) (exercise: investigate this). We obtain uniform algebras on X by taking their (uniform) closures: P (X) is the closure of P0(X) and R(X) is the closure of R0(X). The functions in P (X) are those which may be uniformly approximated on X by polynomials, and the functions in R(X) are those which may be uniformly approximated on X by rational functions with poles off X. We have P (X) ⊆ R(X) ⊆ A(X) ⊆ C(X). 14 (5) The Banach space C1[0; 1] of once continuously differentiable complex-valued functions on [0; 1] is a subalgebra of C[0; 1]. It is not uniformly closed, and so it is not a uniform algebra on [0; 1]. However, it is a Banach algebra when given 0 its own norm, kfk = jfjX + jf jX . This is a typical example of a Banach function algebra. Warning! In the literature, some authors call uniform algebras function algebras. (6) Every complex normed space E can be made into a (non-unital) normed algebra by defining the trivial multiplication xy = 0 (x; y 2 E). Thus every complex Banach space is also a Banach algebra. 15 (7) The following standard construction can be used to `unitize' Banach algebras. Let (A; k ⋅ kA) be a complex Banach algebra without an identity. We may form a Banach algebra A#, called the standard unitization of A, as follows. As a vector space, A# = A ⊕ C. This becomes a Banach space when given the norm k(a; )k = kakA + j j (a 2 A; 2 C) : We can then make A# into a unital Banach algebra using the following multiplication: for a and b in A and and in C, we define (a; )(b; ) = (ab + b + a; ) : 16 Exercise. Check the details of these claims. (What is the identity element of A#?) Show also that A# is commutative if and only if A is commutative. We can combine this construction with (6) to give examples of commutative, unital Banach algebras which have many non-zero elements whose squares are 0. 17 2 Characters and the character space for commutative Banach algebras In this section we will focus on commutative algebras. However, many of the definitions and results are valid (with some minor modifications) in the non-commutative setting too: see books for details. Definition 2.1 Let A be a commutative algebra with identity 1. An element a 2 A is invertible if there exists b 2 A with ab = 1. In this case the element b is unique: b is then called the inverse of a, and is denoted by a−1. The set of invertible elements of A is denoted by Inv A. 18 Notes. ∙ For non-commutative algebras, we would insist that both ab = 1 and ba = 1.