1666 K Street NW Washington, DC 20006 Office: (202) 207-9100 www.pcaobus.org

List of Issuers with No Outstanding Past-Due Share of the Issuer Accounting Support Fee

Determination of Payment under PCAOB Rule 7104(b)

As of September 26, 2018

The following is a list of issuers that have been assessed and have no outstanding past-due share of the issuer accounting support fees of the Public Company Accounting Oversight Board ("PCAOB") and the Financial Accounting Standards Board ("FASB"), as of September 26, 2018.1/

A registered public accounting firm may take the inclusion of an issuer on this list as an indication that the issuer has no outstanding past-due share of the issuer accounting support fee for purposes of PCAOB Rule 7104(b).

This list will be updated at least bi-weekly. If a registered public accounting firm cannot obtain a representation from the issuer or cannot determine by reviewing the list below whether the issuer has no past-due share of the accounting support fee outstanding, the registered public accounting firm may contact the staff by phone at 1- 202-207-9294 (Business Days: 9:00 a.m. to 5:00 p.m. ET) or by email at [email protected].

If you believe an issuer has been excluded from this list in error, please contact the staff by phone at 1-202-207-9294 (Business Days: 9:00 a.m. to 5:00 p.m. ET) or by email at [email protected].

1/ Just because an issuer does not appear on this list does not mean that the issuer has outstanding a past-due share of the accounting support fee. Many "issuers," as that term is defined in the Sarbanes-Oxley Act and the Board's rules, are not allocated a share of the issuer accounting support fee of the PCAOB and the FASB under the Board's funding rules and therefore are not on this list even though they have outstanding no past-due share of the accounting support fee. In addition, payments are received periodically by the PCAOB and are not reflected on this list until it is next updated. The prohibitions in PCAOB Rule 7104(b)(1) does not apply with respect to audit opinions for issuers with petitions for correction pending under Rule 7103(c).

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Additional information about the issuer accounting support fee and the funding process is available in the Frequently Asked Questions ("FAQs") available in the Accounting Support Fee section of the PCAOB's Web site (http://pcaobus.org/About/Administration/SupportFee/Pages/SupportFeeFAQ.aspx).

* * * 1290 VT Equity Income A21 GROUP INC AB Pooling Bond Inflation 1290 VT GAMCO Small Co A4S SECURITY INC Protected Value AAC Holdings Inc AB Pooling Global Core Bond 180 CONNECT INC AAIPHARMA INC AB Pooling High Yield 1-800 CONTACTS INC AAMES INVESTMENT AB Pooling International 1-800-FLOWERS.COM Inc CORP Growth 1st Century Bancshares Inc AAON Inc AB Pooling International 1st Constitution Bancorp AAR CORP Value 1st Financial Services Corp Aaron's Inc AB Pooling Multi Asset Real 1st Independence Financial AB 2015 Retirement Strategy Return Group Inc AB 2020 Retirement Strategy AB Pooling Short Duration 1st Pacific Bancorp AB 2025 Retirement Strategy Bond 1st Source Corp AB 2030 Retirement Strategy AB Pooling Small Mid Cap 1ST ST BANCORP INC AB All Market Total Return Growth 1st United Bancorp Inc AB Conservative Wealth AB Pooling Small Mid Cap 21ST CENTURY INS Strategy Value GROUP AB Discovery Growth AB Pooling US Large Cap 22nd Century Group Inc AB Discovery Value Growth 24/7 REAL MEDIA INC AB Equity Income AB Pooling US Value 2U Inc AB Global Bond AB Pooling Volatility 360 GLOBAL WINE CO AB Global Risk Allocation Management 361 Global Long/Short Equity AB Global Value AB Relative Value 361 Managed Futures AB Government Exchange AB Select US Long/Short Strategy Reserves AB Small Cap Core 3COM CORP AB Growth AB Small Cap Growth 3M Co AB High Income AB Sustainable Global 3PAR Inc AB High Yield Thematic 4KIDS ENTERTAINMENT AB Income AB Tx Mngd Bal Wealth INC AB International Growth Strategy 51job Inc AB International Research AB Tx Mngd Wealth Apprec 7 Days Group Holdings Ltd Growth AB Value 724 SOLUTIONS INC AB International Small Cap AB VPS Balnced Wealth 7-ELEVEN INC AB International Strategic AB VPS Dynamic Asset 8point3 Energy Partners LP Equities Allocation 8x8 Inc AB Intl Value AB VPS Global Technology 99 Cents Only Stores AB Large Cap Growth AB VPS Growth & Income A S V INC AB Multi Market Strategy AB VPS Intl Value A V Homes Inc Trust AB VPS Large Cap Growth A. O. Smith Corp AB Muni Income CA AB VPS Small/Mid Cap A.C. Moore Arts & Crafts Inc AB Muni Income II FL Value A.D.A.M. Inc AB Muni Income II VA AB VPS Value A.F.P. Provida Sa AB Muni Income National AB Wealth Appreciation A10 Networks Inc AB Municipal Income NY Abakan Inc A123 Systems Inc AB Municipal Income Shares ABAXIS Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

ABB Ltd ABN Amro Holding NV AcelRx Pharmaceuticals Inc Abbey Capital Futures ABN AMRO Investor Money Achaogen Inc Strategy Mkt Achillion Pharmaceuticals Inc ABBF Corporate Bond ABN AMRO Treasury MM ACI Worldwide Inc ABBF Intermediate Bond ABN AMRO TxEx MM Aclara Biosciences Inc ABBF US Government Abovenet Inc Aclaris Therapeutics Inc Abbott Laboratories Abraxas Petroleum Corp. ACM Institutional MM CA ABBSF-Emerging Markets Abraxis BioScience Inc ACM Institutional MM Govt AbbVie Inc Absolute Opportunities ACM Institutional MM Prime Abengoa SA Absolute Strategies ACM Institutional MM Abeona Therapeutics Inc AC Alternatives Market Treasury Abercrombie & Fitch Co. Neutral Value ACM Institutional MM Trust Aberdeen Asia Bond AC Immune SA ACM Institutional MM TxFr Aberdeen Asia Pacific (ex ACA CAPITAL HOLDINGS ACM Research Inc Japan) Equity INC ACME Communications Inc Aberdeen Asia-Pacific Acacia Communications Inc Acme Packet Inc Income Fund Inc. Acacia Research Corp Acme United Corp Aberdeen Australia Equity Acadia Healthcare Co Inc ACNB Corp Fund Inc. Acadia Pharmaceuticals Inc Acorda Therapeutics Inc Aberdeen Emerging Markets Acadian Emerging Markets Acorn Energy Inc Aberdeen Equity Long-Short Acambis Plc Acorn International Inc Aberdeen Global High Acasti Pharma Inc ACR GROUP INC Income Accelerate Diagnostics Inc Acres Gaming Inc Aberdeen International Equity Accelerize Inc ACRO INC Aberdeen Select International Acceleron Pharma Inc Across America Real Estate Equity Accelrys Inc. Corp Aberdeen Total Return Bond Accentia Biopharmaceuticals ACS-TECH80 LTD Aberdeen US Small Cap Inc ACT TELECONFERENCING Equity Accenture PLC INC Abgenix Inc Acceptance Insurance Cos Actel Corp ABIF-Global REIT Inc Actiga Corp Institutional Access Capital Community Actinium Pharmaceuticals Inc Abigail Adams National Investment ACTION PERFORMANCE Bancorp Inc Access Flex Bear High Yield COS INC Ability Inc. Access National Corp Actions Semiconductor Co Abington Bancorp Inc Access Plans USA Inc Ltd ABIOMED Inc Accessor Small/Mid Cap Activcard Corp ABIS All Market Real Return Acclaim Enmnt Inc Active Assets CA Tax Free Strategy ACCO Brands Corp MM ABIS Municipal Bond Inflation ACCREDITED HOME Active Assets Government Strategy LENDERS HLDG Trust ABITIBI CONSOLIDATED Accredited Members Holding Active Assets Govt MM INC Corp Active Assets Money ABLE ENERGY INC ACCREDO HEALTH INC. Active Assets Prime Trust ABLE LABORATORIES INC ACCUPOLL HOLDING Active Assets TxFr MM ABLEAUCTIONS.COM INC CORP Active Health Foods Inc Ablynx NV ACCURAY INC Active Network Inc ABM Industries Inc Accuride Corp Active Power Inc ABMIF High Income Muni ACE Avation Holdings Inc Activision Blizzard Inc ABN AMRO Balanced ACE CASH EXPRESS INC Activision Inc. ABN AMRO Bond ACE COMM CORP Actua Corp

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Actuant Corp ADV NEUROMODULATION Advanced Voice Recognition Actuate Corp SYS INC Systems Inc Acuity Brands Inc. Advance America Cash Advancepcs ACURA Advance Centers Inc AdvancePierre Foods PHARMACEUTICALS INC Advance Auto Parts Inc. Holdings Inc ACUSPHERE INC Advance Capital Balanced AdvanSix Inc ACXIOM CORP Advance Capital Retire Advanta Corp AD VENTURE PARTNERS Income Advantage Oil & Gas Ltd INC ADVANCE NANOTECH INC ADVANTEST CORP Adamas Pharmaceuticals Inc Advanced Accelerator Advantus Srs Asset Adamis Pharmaceuticals Applications SA Allocation Corp Advanced Analogic Advantus Srs Bond Adams Diversified Equity Technologies Inc Advantus Srs Mortgage Sec Fund Inc Advanced Battery Advaxis Inc Adams Golf Inc. Technologies Inc Advent Claymore Convertible Adams Natural Resources Advanced BioMedical Securities and Income Fund Fund Inc Technologies Inc Inc Adams Resources & Energy ADVANCED BIOTHERAPY Advent Software Inc. Inc. INC Advent/Claymore Global ADAMS RESPIRATORY Advanced Cannabis Convertible Securities & THERAPTCS Solutions Inc Income Fund Adaptimmune Therapeutics ADVANCED DIGITAL INFO Adverum Biotechnologies Inc plc CORP AdvisorOne CLS Global ADC Telecommunications Advanced Disposal Services Diversified Equity Inc. Inc AdvisorOne Milestone AdCare Health Systems Inc Advanced Drainage Systems Treasury Obligation Addus HomeCare Corp Inc AdvisorShares Peritus High ADDvantage Technologies Advanced Emissions Yield ETF Group Inc Solutions Inc Advisory Board Company ADE CORP/MA Advanced Energy Industries (The) ADECCO SA Inc. Advisory Research MLP & ADELPHIA COMMUN -CL A Advanced Environmental Energy Income Adept Technology Inc Recycling Technologies Inc ADVO INC ADESA INC Advanced Fibre Comm Inc ADVOCAT INC Adesto Technologies Corp Advanced Life Sciences AECOM AdEx Media Inc Holdings Inc Aegerion Pharmaceuticals ADEZA BIOMEDICAL CORP ADVANCED MARKETING Inc Adient Plc SERVICES Aegion Corp Adira Energy Ltd Advanced Medical Optics Inc. AEGIS COMMUNICATIONS ADMA Biologics Inc Advanced Micro Devices Inc GROUP Adobe Systems Inc Advanced Photonix Inc. Aegis Value ADOLOR CORP ADVANCED POWER Aeglea BioTherapeutics Inc Adomani Inc TECHNOL INC Aegon NV ADSTAR INC Advanced Semiconductor AEGON/Trans Alger Aggrsv ADT Corp (The) Engineering Incorporated Gro Adtalem Global Education Inc ASE AEGON/Trans Cap Guard ADTRAN Inc Advanced Tech Industries Global ADUDDELL INDUSTRIES Advanced Technology AEGON/Trans Cap Guard INC Acquisition Corp US Eqty Aduro BioTech Inc ADVANCED VIRAL AEGON/Trans Convertible RESEARCH CORP Sec

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

AEGON/Trans Great Co Agios Pharmaceuticals Inc Air Lease Corp Amer Sml AGNC Investment Corp Air Methods Corp AEGON/Trans Janus Growth Agnico Eagle Mines Ltd Air Products and Chemicals AEGON/Trans Legg Mason Agree Realty Corp Inc. Ptnrs All Cap Agria Corp Air T Inc AEGON/Trans LKCM Strtgc Agrium Inc. Air Transport Services Group TtlRtn AIDA PHARMACEUTICALS Inc AEGON/Trans VKM Act Intl INC Airborne Inc Alloc AIG Focused Alpha Large Airborne Wireless Network Aemetis Inc Cap Aircastle Ltd AEOLUS AIG Focused Dividend Airgain Inc PHARMACEUTICALS INC Strategy Airgas Inc. AEP INDUSTRIES INC AIG Focused Multi Cap Airgate Pcs Inc AerCap Holdings NV Growth AIRNET AeroCentury Corp AIG Government Money COMMUNICATIONS CORP Aeroflex Holding Corp Market Airnet Systems Inc. AEROFLEX INC AIG Money Market Airspan Networks Inc AeroGrow International Inc AIG Retirement Co I Core AirTran Holdings Inc. Aerohive Networks Inc Equity Airvana Inc Aerojet Rocketdyne Holdings AIG Retirement Co II Large Aixtron SE Inc Cap Value AK Steel Holding Corp AEROSONIC CORP Aileron Therapeutics Inc Akamai Technologies Inc AEROTELESIS INC AIM Aggressive Growth Akcea Therapeutics Inc AEROVIRONMENT INC AIM Balanced Akebia Therapeutics Inc AES Corporation (The) AIM Blue Chip Akeena Solar Inc AETERNA ZENTARIS INC AIM Core Stock AKESIS Aetna Inc. AIM Dent Demographic PHARMACEUTICALS INC Aetrium Inc Trends Akorn Inc Aevi Genomic Medicine Inc AIM Financial Services Akoustis Technologies Inc Affiliated Computer Services AIM Glbl Equity Akre Focus Inc. AIM Glbl Financial Svcs AKSYS LTD Affiliated Managers Group AIM Glbl Science & Tech AKZO NOBEL NV Inc. AIM Health Sciences Al Frank Fund Affimed NV AIM International Allocation AL Muni Cash Trust Affirmative Insurance AIM Large Cap Basic Value Alabama Aircraft Industries Holdings Inc AIM Mid Cap Basic Value Inc Affymax Inc AIM Opportunities I ALABAMA NATL Affymetrix Inc AIM Opportunities III BANCORPORATION AFLAC INC AIM Premier Equity Aladdin Knowledge System AG Mortgage Investment AIM Select Equity Ltd Trust Inc AIM Select Real Estate Alamo Energy Corp Ag Services Of America Income Fd Alamo Group Inc. AGA Medical Holdings Inc AIM Small Company Growth Alamogordo Finl Corp AGCO Corp AIM Total Return Alamos Gold Inc Agenus Inc/DE AIM V.I. Capital Development ALAMOSA HOLDINGS INC AGERE SYSTEMS INC AIM V.I. Glbl Health Care ALANCO TECHNOLOGIES AgFeed Industries Inc AIM V.I. Growth INC AGILE SOFTWARE CORP AIM V.I. Premier Equity Alaris Medical Systems Inc Agile Therapeutics Inc AIM Weingarten Alarm.com Holdings Inc Agilent Technologies Inc Aimmune Therapeutics Inc Alaska Air Group Inc. Agilysys Inc AIR FRANCE - KLM

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Alaska Communications AlgoDyne Ethanol Energy Alliance Fiber Optic Products Systems Group Inc Corp Inc Albany International Corp. Algonquin Power & Utilities Alliance Financial Corp Albany Molecular Research Corp Alliance Focused Gro & Inc Inc Alibaba Group Holding Ltd Alliance Global REIT Alberta Star Development Alico Inc Investment Corp Align Technology Inc Alliance Government Alberto-Culver Co Alimera Sciences Inc Reserves ALBERTSON'S INC Alio Gold Inc Alliance Health Care ALCAN INC ALJ Regional Holdings Inc Alliance Holdings GP LP Alcatel-Lucent Alkermes Plc Alliance Money Reserves Alcide Corp ALL AMERICAN Alliance Muni Inc II NJ Alcoa Corp SEMICONDUCTOR Alliance Muni Trust MM -CA Alcobra Ltd ALL Fuels & Energy Co Alliance Muni Trust MM -Genl Alcon Inc. Alleghany Corp Alliance Muni Trust MM -NJ Alder BioPharmaceuticals Inc Allegheny Energy Inc. Alliance Muni Trust MM -NY Alderon Iron Ore Corp Allegheny Technologies Inc Alliance One International Inc ALDERWOODS GROUP INC Allegiance Bancshares Inc Alliance Resource Partners Aldeyra Therapeutics Inc Allegiant Bancorp Inc LP Aldila Inc Allegiant Bond ALLIANCE Alere Inc Allegiant Govt Mortgage SEMICONDUCTOR CORP ALERIS INTERNATIONAL Allegiant Large Cap Growth Alliance Treasury Reserves INC Allegiant Large Cap Value AllianceBernstein Global Alexander & Baldwin Inc Allegiant Mid Cap Value High Income Fund Inc Alexander's Inc. Allegiant Multi Factor Small AllianceBernstein Holding LP Alexandria Real Estate Cap Value AllianceBernstein Income Equities Inc. Allegiant S&P 500 Index Fund Inc Alexion Pharmaceuticals Inc Allegiant Total Return Advntg AllianceBernstein National Alexza Pharmaceuticals Inc Allegiant Travel Co Municipal Income Fund Inc Alfa Corp ALLEGRO BIODIESEL Alliant Energy Corp ALFACELL CORP CORP Allianz AGIC Opportunity Alger American Balanced ALLEN ORGAN CO -CL B Allianz AGIC Target Alger American Mid Cap Allen Telecom Inc Allianz CCM Emerging Growth Allena Pharmaceuticals Inc Companies Alger Balanced Allergan Inc. Allianz Global Inv Multi-Style Alger Capital Apprec Allergan PLC Allianz Global Investors Alger Capital Appreciation ALLETE Inc. Value Instl ALLIANCE ATLANTIS Allianz NACM International Alger Health Sciences COMM -CL B Allianz NACM Pacific Rim Alger Large Cap Growth Alliance Bancorp Inc of Allianz RCM Biotechnology Alger Mid Cap Growth Pennsylvania Allianz RCM Global Small Alger Mid Cap Growth Instl Alliance Bancorp New Cap Alger Money Market England Allianz RCM Large Cap Alger Small Cap Growth ALLIANCE Growth Alger Small Cap Growth Instl BANCSHARES/CA ALLIANZ SE Alger SMid Cap Growth Alliance Bankshares Corp AllianzGI Best Styles Global Alger Spectra Alliance BVPS Growth Equity Alger Va Capital Appreciation Alliance Capital Reserves AllianzGI Convertible Alger Va Large Cap Growth ALLIANCE DATA SYSTEMS AllianzGI Convertible & Alger Va Small Cap Growth CORP Income Fund

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

AllianzGI Convertible & Alloy Inc Altair Nanotechnologies Inc Income Fund II Alloy Steel International Inc ALTANA AG AllianzGI Equity & Allscripts Healthcare Altegris Managed Futures Convertible Income Fund Solutions Inc Strategy AllianzGI Focused Growth Allstate Corp (The) Alteon Inc AllianzGI Global Water Allstream Inc -Cl B Altera Corp AllianzGI Income & Growth ALLTEL CORP ALTERNATE ENERGY AllianzGI NFJ Dividend Ally Financial Inc CORP Interest & Premium Strategy Almaden Minerals Ltd Alternate Energy Holdings Fund Almost Family Inc Inc AllianzGI NFJ Dividend Value ALNYLAM Alternative Construction AllianzGI NFJ International PHARMACEUTICALS INC Technologies Inc Value ALON USA ENERGY INC Alternative Energy AllianzGI NFJ Large Cap Alon USA Partners LP Development Corp Ltd Value Alpha and Omega Alternative Energy Sources AllianzGI NFJ Mid Cap Value Semiconductor Ltd Inc AllianzGI NFJ Small Cap Alpha Natural Resources Inc Alternative Technology Res Value Alpha Natural Resources, Alterra Capital Holdings Ltd AllianzGI Short Duration High Inc. Alteryx Inc Income Alpha Pro Tech Ltd. Alteva AllianzGI Technology Alphabet Inc Altice usa inc Allied Capital Corp AlphaCentric Income ALTIGEN Allied Defense Group Inc. Opportunities COMMUNICATIONS INC (The) Alpharma Inc. ALTIRIS INC ALLIED DOMECQ PLC ALPHASMART INC Altisource Asset Allied Healthcare Alpine Dynamic Dividend Management Corp International Inc. Alpine Global Dynamic Altisource Portfolio Solutions Allied Healthcare Products Dividend Fund SA Inc Alpine Global Premier Altra Industrial Motion Corp ALLIED HOLDINGS INC Properties Fund Altria Group Inc Allied Irish Banks PLC ALPINE GROUP INC ALTUS Allied Motion Technologies Alpine Immune Sciences Inc PHARMACEUTICALS INC Inc Alpine Intl Real Estate Alumina Ltd Allied Nevada Gold Corp Alpine Municipal MM Alvarion Ltd Allied Waste Industries Inc. Alpine Realty Income & Gro Am Cent All Cap Growth Allied World Assurance Alpine Total Dynamic Am Cent Balanced Company Holdings AG Dividend Fund Am Cent CA Hi Yield Allion Healthcare Inc. Alpine Ultra Short Municipal Municipal Alliqua BioMedical Inc Income Am Cent CA Intermediate Allis-Chalmers Energy Inc Alpine US Real Estate Equity TxFr Allison Transmission ALPS Core Commodity Am Cent CA Long Term TxFr Holdings Inc Management Am Cent CA TxFr MM Allmerica Tr Core Equity CompleteCommodities Am Cent Capital Preservation Allmerica Tr Govt Bond Strategy Am Cent Capital Value Allmerica Tr Money Mkt ALPS/Red Rock Listed Am Cent Disciplined Growth Allmerica Tr Sel Growth Private Equity Am Cent Diversified Bond Allmerica Tr Sel Intl Equity Alseres Pharmaceuticals Inc Am Cent Emerging Markets Allmerica Tr Sel Value Alsius Corp Am Cent Equity Growth Opport Alstom Sa Am Cent Equity Income Allos Therapeutics Inc Altaba Inc Am Cent Equity Index Allot Communications Ltd Altair Engineering Inc Am Cent Fundamental Equity

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Am Cent Ginnie Mae Am Cent One Choice Consrv Amaru Inc Am Cent Global Bond Am Cent One Choice In Amazon.com Inc Am Cent Global Gold Retirement Ambac Financial Group Inc Am Cent Global Growth Am Cent One Choice Ambarella Inc Am Cent Government Moderate Ambase Corp Agency MM Am Cent Prime Money Ambassador Money Market Am Cent Government Bond Market Ambassadors Group Inc Am Cent Growth Am Cent Real Estate Ambassadors International Am Cent Heritage Am Cent Select Inc Am Cent High Yield Am Cent Short Duration Amber Road Inc Am Cent High Yield Muni Am Cent Short Inflation Ambev SA Am Cent Income & Growth Protection Bond Ambient Corp Am Cent Inflation Adjusted Am Cent Short-Term Ambit Biosciences Corp Bnd Government Bond Ambow Education Holding Am Cent Intermediate Tax Am Cent Small Cap Growth Ltd Free Bond Am Cent Small Cap Value AMC Entertainment Holdings Am Cent International Bond Am Cent Small Company Inc Am Cent International Am Cent Strat Allocation Amc Entertainment Inc Discovry Aggressive AMC Networks Inc Am Cent International Growth Am Cent Strat Allocation AMCAP Fund Inc Am Cent Large Company Conservative Amcast Indl Corp Value Am Cent Strat Allocation AMCOL International Corp Am Cent Mid Cap Value Moderate AMCOMP INC Am Cent New Opportunities Am Cent Target 2005 AMCON Distributing Co Am Cent NT Core Equity Am Cent Target 2010 AMCOR LTD Plus Am Cent Target 2025 Amcore Financial Inc Am Cent NT Disciplined Am Cent Tax Free Money AMDL Inc. Growth Market Amdocs Ltd Am Cent NT Diversified Bond Am Cent Ultra Amedisys Inc Am Cent NT Equity Growth Am Cent US Government Amer Business Finl Svcs Inc Am Cent NT Growth Money Market Amer Funds NVIT Asset Am Cent NT Heritage Am Cent Utilities Income Allocation Am Cent NT High Income Am Cent Value Amer Funds NVIT Bond Am Cent NT International Am Cent Vista Amer Funds NVIT Growth Growth Am Cent VP Cap Amer Funds NVIT Growth Am Cent NT International Appreciation Income Value Am Cent VP Income & Amer Indep KS TxEx Bond Am Cent NT Large Company Growth AMER INSD MTG SER 85 - Value Am Cent VP Inflation LP Am Cent NT Mid Cap Value Protectn Amer Insd Mtg Ser 86 -Lp Am Cent One Choice 2015 Am Cent VP International Amer Insd Mtg Ser 88 -Lp Am Cent One Choice 2020 Am Cent VP Mid Cap Value Amer Strategic Inc Portfol I Am Cent One Choice 2025 Am Cent VP Ultra AMERCO Am Cent One Choice 2030 Am Cent VP Value Ameren Corp Am Cent One Choice 2035 Am Cent Zero Coupon 2015 Ameresco Inc Am Cent One Choice 2040 AMAG Pharmaceuticals Inc Ameri Holdings Inc Am Cent One Choice 2045 Amana Growth AMERIANA BANCORP Am Cent One Choice 2050 Amana Income AMERICA FIRST APT Am Cent One Choice 2055 AMARC RESOURCES LTD INVESTORS Am Cent One Choice Amarin Corp PLC America First Multifamily Aggressive A-Mark Precious Metals Inc Investors LP

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

America First Reit Prtner Lp American Beacon Treasury American Funds 2030 Target America Movil SA De CV, Inflation Protection Sec Date Retirement Mexico American Beacon US American Funds 2035 Target AMERICA ONLNE LTN AMR Government Money Market Date Retirement -CL A Select American Funds 2040 Target America Service Group Inc American Biltrite Inc. Date Retirement America West Resources Inc AMERICAN BK NT American Funds 2045 Target American Airlines Group Inc HOLOGRAPHICS Date Retirement American Ammunition/Ca American Bonanza Gold American Funds 2050 Target American Apparel Inc Corp Date Retirement American Assets Trust Inc American Campus American Funds 2055 Target American Axle & Communities Inc Date Retirement Manufacturing Holdings Inc American Capital Ltd American Funds American Balanced Fund Inc American CareSource Conservative Growth & American Bancorp of New Holdings Inc Income Portfolio Jersey Inc American Commercial Lines American Funds Developing AMERICAN BANK INC/PA Inc World Growth and Income American Beacon Balanced American Community American Funds Global American Beacon Bridgeway Bancshares Inc Balanced Large Cap Value American Community American Funds Global American Beacon GLG Total Newspapers Inc Growth Portfolio Return American Community American Funds Growth and American Beacon High Yield Properties Trust Income Portfolio American Beacon American Defense Systems American Funds Growth HLS Intermediate Bond Inc American Funds Growth American Beacon American Dental Partners Inc Portfolio International Equity American DG Energy Inc American Funds Inflation American Beacon American Eagle Outfitters Linked Bond International Equity Index Inc. American Funds Moderate & American Beacon Large Cap American Electric Power Co Portfolio Portfolio Value Inc American Funds Mortgage American Beacon London American Electric American Funds Preservation Company Income Equity Technologies Inc Portfolio American Beacon Mid Cap American Equity Investment American Funds Tax- Value Life Holding Co Advantaged Growth & American Beacon MM Select American Exploration Corp Income Portfolio American Beacon Money American Express Co American Funds U.S. Market American Farmland Co Government Money Market American Beacon Money AMERICAN FINANCIAL American Greetings Corp. Market Select Fund GROUP INC American High Income Muni American Beacon S&P 500 American Financial Realty Bond Fund Inc Index Trust American High Income Trust American Beacon SiM High American Funds 2010 Target AMERICAN HOMEPATIENT Yield Opportunities Date Retirement INC American Beacon Small Cap American Funds 2015 Target American Homes 4 Rent Value Date Retirement American Housing Income American Beacon Sound American Funds 2020 Target Trust Inc Point Floating Rate Income Date Retirement American Independence American Beacon Stephens American Funds 2025 Target Corp Small Cap Growth Date Retirement American International Group Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

American International AMERICAN RETIREMENT American Var Ins Series Growth & Income CORP Bond American International American River Bankshares American Var Ins US Industries Inc. American Science and Govt/AAA-Rated Sec American Italian Pasta Co Engineering Inc. AMERICAN WATER STAR American Land Lease Inc AMERICAN SHARED INC American Liberty Petroleum HSPTL SERV American Water Works Corp American Sierra Gold Corp Company Inc American Lorain Corp American Software Inc American Wenshen Steel AMERICAN MANAGEMENT American Spectrum Realty Group Inc SYSTEMS Inc AMERICAN WOODMARK American Med Sec Grp American Standard Energy CORP American Medical Alert Corp Corp AmericanWest BanCorp American Medical Systems AMERICAN STATES AMERICA'S CAR-MART INC Holdings Inc WATER CO Americas Silver Corp American Mortgage American Superconductor AmeriCredit Corp Acceptance Co Corp Amerigas Partners LP American Mutual Fund Inc AMERICAN TECHNICAL AMERIGROUP Corp American Nano Silicon CERAMICS Ameriprise Financial Inc Technology Inc American Tower Corp Ameris Bancorp American National American Uranium Corp/NV AMERISAFE INC Bankshares Inc American Vanguard Corp AmeriServ Financial Inc American National Insurance American Var Ins Asset Alloc AMERISOURCEBERGEN Company American Var Ins Blue Ch CORP AMERICAN OIL & GAS INC I&G AMERISTAR CASINOS INC American Oriental American Var Ins Capital Ameristock Mutual Fund Bioengineering Inc Income Builder AMERITYRE CORP American Outdoor Brands American Var Ins Cash AMERIVEST PROPERTIES Corporation Managemt INC American Pacific Corp American Var Ins Global Ameriwest Energy Corp American Perf IL Cash Mgmt Bond Ameron International Corp. American Perf Short Trm American Var Ins Global AMERSHAM PLC Income Growth AMERUS GROUP CO -CL A American Perf US Treasury American Var Ins Global Ames National Corp American Physicians Capital Growth & Income AMETEK Inc Inc American Var Ins Global AMEXDRUG CORP American Physicians Service Small Cap AMG GW&K Core Bond Group Inc American Var Ins Growth AMG GW&K Municipal Bond AMERICAN POWER American Var Ins Growth & AMG Managers Brandywine CONVERSION CP Inc Fund American Public Education American Var Ins High AMG Managers DoubleLine Inc Income Bond Core Plus Bond American Railcar Industries American Var Ins AMG Managers Fairpointe Inc International Mid Cap American Realty Investors American Var Ins AMG Managers Loomis Inc. International Growth & Sayles Bond American Renal Associates Income AMG Managers Montag & Holdings Inc American Var Ins Managed Caldwell Growth American Residential Risk Asset Allocation AMG Managers Pictet Properties Inc American Var Ins New World International American Retail Group Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

AMG Managers Skyline Amsouth Limited Bond AngioDynamics Inc Special Equities Amsouth Prime MM Angiotech Pharmaceuticals AMG River Road Dividend All Amsouth US Treasury MM Inc Cap Value Amsouth Value Anglo Swiss Resources Inc AMG SouthernSun Small AMTECH SYSTEMS INC AngloGold Ashanti Ltd Cap AmTrust Financial Services Anheuser-Busch Companies AMG SouthernSun U.S. Inc Inc. Equity AMX CORP Anheuser-Busch InBev AMG Systematic Mid Cap AMYLIN SA/NV Value PHARMACEUTICALS INC ANI PHARMACEUTICALS AMG TimesSquare Mid Cap Amyris Inc INC Growth Anacomp Inc Anika Therapeutics Inc AMG TimesSquare Small ANADARKO PETROLEUM Animal Health International Cap Growth CORP Inc AMG Yacktman Focused ANADIGICS Inc ANIMAS CORP AMG Yacktman Fund Anadys Pharmaceuticals Inc. Anixter International Inc Amgen Inc ANALEX CORP Ann Inc AMICAS Inc Analog Devices Inc. Annaly Capital Management Amicus Therapeutics Inc Analogic Corp Inc AMIS HOLDINGS INC Analysts International Corp Annapolis Bancorp Inc Amiworld Inc AnaptysBio Inc Annie's Inc Amkor Technology Inc Anaren Inc Annuity And Life Re Hldgs AMLI RESIDENTIAL PPTYS Anavex Life Sciences Corp Anpath Group Inc TR Ancestry.com Inc ANSCOTT INDUSTRIES INC AMMEX GOLD MINING Anchor BanCorp Wisconsin ANSOFT CORP CORP Inc Answers Corp AMN Healthcare Services ANCHOR GLASS ANSYS INC Inc. CONTAINER CORP ANTARES PHARMA INC AMNET MORTGAGE INC Anchor Pathway Growth ANTEON INTERNATIONAL Ampal-American Israel Corp Anchor Pathway Growth & CORP AMPCO-PITTSBURGH Income Antero Midstream GP LP CORP Anchor Ser Asset Allocation Antero Midstream Partners Ampex Corp Anchor Ser Growth LP Amphastar Pharmaceuticals Anchor Ser Natural Antero Resources Corp Inc Resources Anthem Inc Amphenol Corp Andatee China Marine Fuel Anthera Pharmaceuticals Inc Ampio Pharmaceuticals Inc Services Corp Anthony & Sylvan Pools Corp Amplify Snack Brands Inc Andeavor Anworth Mortgage Asset AmREIT Inc Andeavor Logistics LP Corp AMREP Corp. Andersons Inc (The) ANZ-AUSTRALIA & NEW AMS HEALTH SCIENCES ANDREW CORP ZEALD BK INC ANDRX CORP AOL Inc AMSOUTH ANESIVA INC AON Money Market BANCORPORATION ANGEION CORP Aon PLC Amsouth Capital Growth Angel Oak Multi-Strategy APAC Customer Services Inc Amsouth Government Income APACHE CORP Income ANGELCITI Apartment Investment and Amsouth High Quality Bond ENTERTAINMENT INC Management Co Amsouth High Quality Muni ANGELICA CORP Apco Oil and Gas Bond Angi Homeservices Inc International Inc Amsouth Large Cap Angie's List Inc Apellis Pharmaceuticals Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Apex Bioventures Acquisition Applied Signal Technology ARBIOS SYSTEMS INC Corp Inc Arbitrage Event Driven Apex Mortgage Capital Inc APPLIX INC Arbitrage Fund APHTON CORP Approach Resources Inc ARBITRON INC Apigee Corp Apptio Inc Arbor Realty Trust Inc. APOGEE ENTERPRISES Apria Healthcare Group Inc Arbutus Biopharma Corp INC Apricus Biosciences Inc ARC Document Solutions Inc Apogee Technology Inc APROPOS TECHNOLOGY ARC Group Worldwide Inc Apogent Technologies Inc INC Arc Logistics Partners LP Apollo Commercial Real AptarGroup Inc. ARC Resources Ltd Estate Finance Inc APTIMUS INC ARCA biopharma Inc Apollo Education Group Inc Aptiv Plc Arcadia Biosciences Inc Apollo Endosurgery Inc AQR Diversified Arbitrage ARCADIA RESOURCES INC Apollo Global Management AQR Equity Market Neutral ARCADIS NV LLC AQR Global Equity ArcBest Corp Apollo Grp Univ Phoenix AQR International Equity Arch Capital Group Ltd Onln AQR Large Cap Defensive Arch Chemicals Inc. Apollo Investment Style Arch Coal Inc Apollo Medical Holdings Inc AQR Large Cap Momentum Arch Therapeutics Inc Apollo Residential Mortgage Style ARCHER-DANIELS- Inc AQR Large Cap Multi Style MIDLAND CO Apollo Resources AQR Long Short Equity ARCHIPELAGO HOLDINGS International Inc AQR Managed Futures INC APP Pharmaceuticals Inc Strategy Archipelago Learning Inc Appalachian Bancshares Inc AQR Managed Futures Archon Corp AppFolio Inc Strategy HV Archrock Inc APPIAN CORPORATION AQR Multi-Strategy ARCHSTONE-SMITH Apple Hospitality REIT Inc Alternative TRUST Apple Inc AQR Risk Parity Arconic Inc APPLEBEES INTL INC AQR Small Cap Multi Style ArcSight Inc Applera Corp-Applied AQR Style Premia Alternative Arctic Cat Inc. Biosystems Group AQUA AMERICA INC Ardagh Group SA Appliance Recycling Centers Aqua Metals Inc ARDEA BIOSCIENCES INC of America AQUANTIVE INC Ardelyx Inc APPLICA INC AquaVenture Holdings Ltd Arden Alternative Strategies Applied DNA Sciences Inc AQUILA INC Arden Group Inc Applied Extrusion Tech Aquila Tax-Free Trust of ARDEN REALTY INC APPLIED FILMS CORP Oregon AREL COMMUNICATIONS & Applied Imaging Corp Aquila Three Peaks High SFTWRE Applied Industrial Income Arena Pharmaceuticals Inc Technologies Inc Aquila Three Peaks ARENA RESOURCES INC APPLIED INNOVATION INC Opportunity Growth Ares Capital Applied Materials Inc. Aquinox Pharmaceuticals Inc ARES CAPITAL CORP Applied Micro Circuits Corp ARACRUZ CELULOSE SA Ares Commercial Real Estate Applied Minerals Inc Aradigm Corp Corp Applied Molecular Evolution ARADYME CORP Argan Inc Applied Nanotech Holdings Aralez Pharmaceuticals Inc ARGENTEX MINING CORP Inc Aramark arGEN-X SE APPLIED ARAMARK CORP Argo Group International NEUROSOLUTIONS INC Aratana Therapeutics Inc Holdings Ltd Applied Optoelectronics Inc Arbinet Corp ARGON ST Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Argonaut Gold, Inc ARTEMIS INTL SOLUTIONS ASCENTIAL SOFTWARE ARGONAUT CORP CORP TECHNOLOGIES INC Artes Medical Inc ASCONI CORP Argos Therapeutics Inc Artesian Resources Corp ASE TEST LTD ARGOSY GAMING CO ARTESYN TECHNOLOGIES ASG Global Alternatives ARI NETWORK SERVICES INC ASG Managed Futures INC ArthroCare Corp Strategy ARIAD Arthur J. Gallagher & Co. ASGN Inc PHARMACEUTICALS INC ARTIFICIAL LIFE INC Ashanti Goldfields Co Ltd Ariba Inc Artio Global Investors Inc Ashford Hospitality Prime Inc Ariel Appreciation Artio International Equity II Ashford Hospitality Trust Inc Ariel Fund Artisan Components Inc Ashford Inc Arista Networks Inc Artisan Developing World Ashland Global Holdings Inc ARIZONA STAR Artisan Emerging Markets Ashmore Emerging Markets RESOURCE CORP Artisan Global Opportunities Total Return Ark Balanced Artisan Global Value Ashworth Inc. Ark Money Mkt Artisan High Income Asia Electrical Power Ark Restaurants Corp. Artisan International International Group Inc Ark US Govt Cash MM Artisan International Small Asia Green Agriculture Corp Ark US Treas MMF Cap Asia Pacific Fund Inc Arkanova Energy Corp Artisan International Value ASIA PACIFIC RESOURCES Arlington Asset Investment Artisan Mid Cap LTD Corp Artisan Mid Cap Value Asia Pacific Wire & Cable Arlington Tankers Ltd Artisan Partners Asset Corp Arm Holdings PLC Management Inc ASIA PAYMENT SYSTEMS Armada Hoffler Properties Inc Artisan Small Cap INC Armada Small Cap Growth Artisan Small Cap Value ASIA PREMIUM ARMOR HOLDINGS INC Artisan Value TELEVISION GRP Armour Residential REIT Inc ARTISTDIRECT INC Asia Satellite Telecom Ltd Armstrong Flooring Inc Art's Way Manufacturing Co. AsiaInfo-Linkage Inc ARMSTRONG HOLDINGS Inc ASIAMART INC INC Aruba Networks Inc Asian Dragon Group Inc Armstrong World Industries ARYx Therapeutics Inc Asian Trends Media Hldgs Inc ASA Gold and Precious Inc Arno Therapeutics Inc Metals Ltd ASK JEEVES INC Arotech Corp ASAF Money Market ASKMENOW INC ARQULE INC Asanko Gold Inc ASM International NV ARRAY BIOPHARMA INC ASAT HOLDINGS LTD - ASML Holding NV Arrhythmia Research ADR Aspect Communications Technology Inc. ASB Bancorp Inc Corp ARRIS International plc ASB FINANCIAL CORP. Aspect Medical Systems Inc Arrow DWA Balanced Asbury Automotive Group Inc Aspen Aerogels Inc Arrow Electronics Inc Ascena Retail Group Inc ASPEN EXPLORATION Arrow Financial Corp ASCEND ACQUISITION CORP ARROW INTERNATIONAL CORP Aspen Group Inc INC ASCENDIA BRANDS INC Aspen Insurance Holdings Arrowhead Pharmaceuticals Ascendis Pharma A/S Ltd Inc Ascent Capital Group Inc Aspen Technology Inc Arsanis Inc Ascent Solar Technologies ASPENBIO PHARMA INC Art Technology Group Inc Inc Aspiriant Defensive Allocation

Page 13

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Aspiriant Risk Managed AST Cohen & Steers Realty AST NB Core Bond Equity Allocation AST DeAM Small Cap AST NB LSV Mid Cap Value Aspiriant Risk Managed Growth AST NB Mid Cap Growth Municipal Bond AST Defensive Asset AST New Discovery Asset ASPREVA Allocation Allocation PHARMACEUTICALS CORP AST FI Pyramis Asset AST Parametric Emerging Assembly Biosciences Inc Allocation Markets Equity Asset Acceptance Capital AST FI Pyramis Quantitative AST Preservation Asset Corp. AST Franklin Templeton Allocation Asset Mgmt Intrmd Mortgage Founding Funds Allocation AST Prudential Core Bond Asset Mgmt Ultra Short AST Franklin Templeton AST Prudential Growth Asset Mgmt Ultra Short Founding Funds Plus Allocation Mortgage AST Franklin Templeton AST QMA International Core AssetMark Intl Equity Global Bond Equity AssetMark Large Cap Growth AST Global Real Estate AST QMA Large Cap AssetMark Large Cap Value AST Goldman Sachs Global AST QMA U.S. Equity Alpha AssetMark TxEx Fixed Income Portfolio Income AST Goldman Sachs Large AST Quantitative Modeling Assisted Living Concepts Inc Cap Value AST RCM World Trends Associated Banc-Corp AST Goldman Sachs Multi- AST Schroders Global Associated Capital Group Inc Asset Tactical Associated Estates Realty AST Goldman Sachs AST Schroders Multi Asset Corp Strategic Income World Strategies ASSURANCEAMERICA AST Government Money AST Small Cap Growth CORP Market AST Small Cap Growth Assurant Inc. AST GS Concentrated Opportunities Assured Guaranty Ltd Growth AST Small Cap Value AST AB Global Bond AST GS Mid Cap Growth AST T Rowe Price Asset AST Academic Strategies AST GS Small Cap Value Alloc Asset Allocation AST High Yield Portfolio AST T Rowe Price Equity AST Advanced Strategies AST Hotchkis & Wiley Large- Income AST Alger All-Cap Growth Cap Value AST T Rowe Price Growth AST Am Cent Income & AST International Growth Opportunities Growth AST International Value AST T Rowe Price Large Cap AST Am Cent Intl Growth AST Investment Grade Bond Growth AST AQR Large Cap AST Jennison Large Cap AST T Rowe Price Large Cap AST Balanced Asset Growth Value Allocation AST JPM Global Thematic AST T Rowe Price Natural AST Blackrock Global AST JPM International Equity Resources Strategies AST JPM Strategic AST Wellington Mgmt Global AST BlackRock Low Duration Opportunities Bond Bond AST Loomis Sayles Large AST Wellington Mgmt AST BlackRock/Loomis Cap Growth Hedged Equity Sayles Bond AST Lord Abbett Core Fixed AST Western Asset Core AST Bond 2018 Income Plus Bond AST Boston Partners Large AST MFS Global Equity AST Western Asset Cap Value AST MFS Growth Emerging Markets Debt AST Capital Growth Asset AST MFS Large Cap Value Asta Funding Inc Allocation AST Mid Cap Value ASTEA INTERNATIONAL AST Clearbridge Dividend AST Multi-Sector Fixed INC Growth Income Astec Industries Inc.

Page 14

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Asterias Biotherapeutics Inc ATLANTIC LIBERTY aTyr Pharma Inc Astex Pharmaceuticals Inc FINANCIAL Auburn National BanCorp Inc Aston Small Cap Atlantic Power Corp Audentes Therapeutics Inc Aston Value Atlantic Southern Financial AUDIBLE INC Aston/Fortis Growth Group Inc Audience Inc Aston/River Road Atlantica Yield plc Augme Technologies Inc Independent Value Atlanticus Holdings Corp AUGUST TECHNOLOGY Aston/River Road Small Cap AtlanticWhitehall Mid Cap CORP Value Gro AURA SYSTEMS INC Aston/Veredus Aggrsv Gro ATLANTIS PLASTICS INC Aurasource Inc Astoria Financial Corp Atlas Acquisition Holdings Aurelio Resource Corp ASTRALIS LTD Corp AuRico Gold Inc ASTRATA GROUP INC Atlas Air Worldwide Holdings Aurinia Pharmaceuticals Inc Astrazeneca PLC Inc. Auris Medical Holding AG Astronics Corp Atlas CA Muni Bond Aurizon Mines Ltd AstroNova Inc Atlas Energy Group LLC Aurora Foods Inc Astropower Inc Atlas Energy Inc AURORA GOLD CORP Astrotech Corp ATLAS ENERGY AURORA OIL & GAS CORP Asure Software Inc RESOURCES LLC Aurum Inc ASV Holdings Inc Atlas Financial Holdings Inc Auryn Resources Inc At Home Group Inc Atlas Global Growth Auspex Pharmaceuticals Inc AT ROAD INC Atlas Growth Opportunities AUSTIN CHALK OIL AND AT&T CORP Atlas Pipeline Partners LP GAS LTD At&T Wireless Services Inc Atlas Resource Partners LP AUSTRAL PACIFIC Ata Holdings Corp Atlas Strategic Income ENERGY LTD ATA Inc Atlas Technology Group Inc Australia Acquisition Corp Atalanta Sosnoff Capital Cp Atlas US Govt & Mrtg Sec AUSTRALIAN FOREST Atara Biotherapeutics Inc Atlassian Corp Plc INDUSTRIES ATARI INC Atlatsa Resources Corp AuthenTec Inc Atc Healthcare Inc ATM International Managed Authentidate Holding Corp. ATC Technology Corp Volatility Autodesk Inc. athenahealth Inc ATM Large Cap Managed Autohome Inc Athene Holding Ltd Volatility AUTOIMMUNE INC Athenex Inc ATM Mid Cap AUTOINFO INC Athens Bancshares Corp ATM Small Cap Managed Autoliv Inc ATHEROGENICS INC Volatility Automated Cash Mgmt Atheros Communications Inc Atmel Corp Automated Government Athersys Inc ATMI Inc Money Tr Athlon Energy Inc ATMOS ENERGY CORP Automated Govt Cash ATI TECHNOLOGIES INC ATMOSPHERIC GLOW Reserves Atkore International Group TECH INC Automatic Data Processing Inc ATN International Inc Inc. Atlantic Alliance Partnership ATNA Resources Ltd AUTONATION INC Corp Atomera Inc AutoNavi Holdings Ltd Atlantic American Corp AtriCure Inc AutoWeb Inc ATLANTIC BANCGROUP ATRION Corp AUTOZONE INC INC Atrix Labs Inc AUXILIO INC Atlantic Capital Bancshares ATS Corp Auxilium Pharmaceuticals Inc Inc ATS Medical Inc AVALON HOLDINGS CORP Atlantic Data Services Inc Attunity Ltd Avalon Pharmaceuticals Inc Atwood Oceanics Inc. Avalon Rare Metals Inc

Page 15

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

AvalonBay Communities Inc. AXA ENT Capital Axesstel Inc Avanex Corp Appreciation Axiall Corp Avangrid Inc AXA ENT Small Co Value AXIM Biotechnologies Inc AVANIR Pharmaceuticals Inc AXA Global Equity Managed Axion International Holdings Avant Immunotherapeutics Volatility Inc Inc-Old AXA International Value Axion Power International Inc Avantair Inc Managed Volatility AXIS Capital Holdings Ltd Avaya Holdings Corp AXA Intl Core Managed Axis Technologies Group Inc AVAYA INC Volatility AXM PHARMA INC Ave Maria Catholic Value AXA Intl Managed Volatility I AxoGen Inc Ave Maria Rising Dividend AXA Large Cap Core Axon Enterprise Inc Aventine Renewable Energy Managed Volatility AXONYX INC Holdings Inc AXA Large Cap Gro Axovant Sciences Ltd Aventis Sa Managed Volatility AXP Blue Chip Advantage Avenue Credit Strategies AXA Large Cap Value AXP CA TxEx Avenue Financial Holdings Managed Volatility AXP Life Series Equity Inc AXA Mid Cap Value AXP Life Series Managed AVEO Pharmaceuticals Inc Managed Volatility AXP Partners Small Cap Averion International Corp AXA Premier VIP Aggrsv Growth Averox Inc Alloc AXP Research Opportunities AveXis Inc AXA Premier VIP Charter Axsome Therapeutics Inc AVIALL INC Multi Sector Bond AXS-ONE INC Aviat Networks Inc AXA Premier VIP Charter AXSYS TECHNOLOGIES AVICENA GROUP INC Small Cap Value INC Avid Bioservices Inc AXA Premier VIP Consrv AXT Inc Avid Technology Inc. Alloc AZL DFA 5 Year Global Avigen Inc AXA Premier VIP Consrv Fixed Income aVinci Media Corp Plus AZL VIP BlackRock Capital Avinger Inc AXA Premier VIP Mod Plus Appreciation Avino Silver & Gold Mines All AZL VIP BlackRock Global Ltd AXA Premier VIP Moder Allocation AVIS BUDGET GROUP INC Alloc AZL VIP Frankln Sml Cap Avista Corp Axa, Paris Value Avista Healthcare Public AXA/AB Dynamic Moderate AZL VIP Invesco Intl Equity Acquisition Corp Growth AZL VIP JPM International Avistar Communications AXA/AB Short Duration Opportunities Corp Government Bond AZL VIP JPMorgan Large Aviv REIT Inc AXA/AB Small Cap Growth Cap Equity Aviva PLC AXA/Franklin Balanced AZL VIP JPMorgan US Aviza Technology Inc Managed Volatility Equity AVNET INC AXA/Franklin Tmp Alloc AZL VIP LMP Large Cap Avocent Corp Managed Volatility Growth Avolon Holdings Ltd AXA/Janus Enterprise AZL VIP MFS Investors Trust Avon Products Inc. AXA/Mutual Large Cap Eqty AZL VIP MFS Value AVX Corp. Managed Volatility AZL VIP Morgan Stanley Mid Aware Inc. AXA/Templeton Global Cap Growth AXA 2000 Managed Volatility Equity Managed Volatility AZL VIP MVP Fusion Growth I AXCAN PHARMA INC AZL VIP OCC Renaissance AXA 400 Managed Volatility I Axcelis Technologies Inc. AZL VIP OCC Value AXA 500 Managed Volatility I Axcess International Inc AZL VIP OPP Intl Growth AXA Aggressive Strategy AXEDA SYSTEMS INC

Page 16

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

AZL VIP Schroder Emerging Baldwin Technology Co Inc Bank of the James Financial Market Equity Ball Corp Group Inc AZL VIP VKM Growth & Ballantyne Strong Inc Bank of the Ozarks Income Ballard Power Systems Inc Bank One Corp AZTAR CORP BALLY TECHNOLOGIES Bank Tokyo-Mitsubishi AZUR INTERNATIONAL INC BankFinancial Corp Azure Midstream Partners LP BALLY TOTAL FITNESS BankGuam Holding Co Azure Power Global Ltd HLDG CP Banks.com Inc AZZ Inc Balqon Corp BANKUNITED FINANCIAL B Communications Ltd Baltia Air Lines Inc CORP B&H Ocean Carriers Ltd Baltic Trading Ltd BankUnited Inc B. Riley Financial Inc Bam Entertainment Inc Bankwell Financial Group Inc B/E Aerospace Inc Banc of California Inc Banner Corp B2Gold Corp BancFirst Corp BANTA CORP Babcock & Wilcox BANCINSURANCE CORP Bar Harbor Bankshares Enterprises Inc Banco Bilbao Vizcaya BARAN GROUP LTD BABYUNIVERSE INC Argentaria SA (BBVA) Barclays Glbl Inv Asset Alloc BACK YARD BURGERS INC Banco De Chile Barclays Glbl LifePath 2010 BACKWEB BANCO ITAU HLDG Barclays Government Money TECHNOLOGIES LTD FINANCEIRA Market Bacterin International Banco Macro SA BARD (C.R.) INC Holdings Inc Banco Santander Mexico SA BARE ESCENTUALS INC Badger Meter Inc. Banco Santander SA Barnes & Noble Education BAETA Corp Bancolombia Sa Inc Baidu Inc Bancorp Inc (The) Barnes & Noble Inc Baillie Gifford EAFE Bancorp of New Jersey Inc Barnes Group Inc Baillie Gifford Emerging Bancorp Rhode Island Inc Barnesandnoble.Com Inc Markets BancorpSouth Inc. Barneys New York Inc Baillie Gifford Global Alpha BancTrust Financial Group Barnwell Industries Inc Equity Inc Baron Asset Baillie Gifford International BANDAG INC Baron Emerging Markets Equity Bandwidth Inc Baron Growth Baird Aggregate Bond Bank Butterfield & Son Ltd Baron Partners Baird Core Plus Bond Bank Holdings Inc. (The) Baron Real Estate Baird Intermediate Bond Bank Mutual Corp Baron Small Cap Baird Mid Cap Bank of America Corp Baron Var Capital Asset Baird Quality Intermediate Bank Of Bermuda Ltd BARR PHARMACEUTICALS Municipal Bond Bank of Commerce Holdings INC Baird Short Bond Bank of Florida Corp Barra Inc Baird Ultra Short Bond Bank of Granite Corp Barracuda Networks Inc BAIRNCO CORP Bank of Hawaii Corp Barrett Business Services Inc Baja Mining Corp Bank of Ireland Barrick Gold Corp BakBone Software Inc Bank of Kentucky Financial Barrier Therapeutics Inc Baker Hughes a GE Co Corp BARRY (R G) CORP BAKER HUGHES a GE Co Bank of Marin Bancorp Barzel Industries Inc LLC Bank of Montreal BASELINE OIL & GAS BAKERS FOOTWEAR Bank of New York Mellon CORP GROUP INC Corp (The) BASF AG Balchem Corp Bank of Nova Scotia (The) Basic Energy Services Inc BALDOR ELECTRIC CO Bank of South Carolina Corp BASIN WATER INC Baldwin & Lyons Inc Bank of the Carolinas

Page 17

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Bassett Furniture Industries Beacon Power Corp BENNETT Inc. BEACON ROOFING ENVIRONMENTAL INC Battle Mountain Gold SUPPLY INC Bentley Pharmaceuticals Inc. Exploration Corp Beam Inc Berger Growth BAUSCH & LOMB INC Bear State Financial Inc Berger Holdings Ltd Baxalta Inc Bear Stearns Companies Inc Berger Small Company BAXTER INTERNATIONAL (The) Growth INC Bear Stearns Prime Money Berkley (W.R.) Corp Bay Banks of Virginia Inc Mrkt BERKSHIRE BANCORP INC BAY NATIONAL CORP BEARD CO Berkshire Hathaway Inc BAY VIEW CAPITAL CORP BearingPoint Inc. Berkshire Hills Bancorp Inc Baycorp Holdings Corp Beasley Broadcast Group Inc Berliner Communications Inc BAYER AG Beazer Homes USA Inc. Berry Global Group Inc BAYER SCHERING BEBE STORES INC Berry Petroleum Co PHARMA AG Beckman Coulter Inc Berwyn Income Baylake Corp Becton, Dickinson and Co BESI-BE SEMICONDUCTOR BAYOU CITY Bed Bath & Beyond Inc. INDS EXPLORATION INC Bedford Bancshares Inc Besra Gold Inc Baytex Energy Corp BEDFORD PROPERTY Best Buy Co Inc Bazaarvoice Inc INVESTORS Best Inc BB HOLDINGS LTD Beeston Enterprises Ltd Betawave Corp BB&T Corp Behringer Harvard BEVERLY ENTERPRISES BB&T Intrmd US Govt Bond Opportunity REIT I Inc BEVERLY HILLS BANCORP BB&T Large Cap BEI TECHNOLOGIES INC INC BB&T Large Cap Growth BeiGene Ltd Beverly National Corp BBB Managed Account BEKEM METALS INC BEXIL CORP Completion Shares Bel Fuse Inc. Beyond Commerce Inc BBH Core Select Belden Inc BeyondSpring Inc BBH Limited Duration Belk Inc. BF ENTERPRISES INC BBH Partner Fund - Bell Canada Intl Inc BG GROUP PLC International Equity Bell Industries Inc. BG Medicine Inc BBH Real Return Bell Microproducts Inc BG Staffing Inc BBH TxEx Money Bellatrix Exploration Ltd BGC Partners Inc BBH US Government Money Bellerophon Therapeutics Inc Bha Group Holdings Inc Market Bellicum Pharmaceuticals Inc Bhp Billiton Ltd BBIF Govt Sec BELLSOUTH CORP BHP Billiton PLC BBIF Money BELLUS Health Inc BIDZ.com Inc BBIF Treasury Belmond Ltd BIF CA Muni BBIF TxEx BELMONT BANCORP BIF CT Muni BBMF CORP Belo Corp. BIF Government Securities bBooth Inc BEMA GOLD CORP BIF Money BBVA Banco Frances SA Bemis Co Inc BIF NJ Muni BBX Capital Corp BENCHMARK BIF NY Muni BBX Capital Corporation BANKSHARES INC BIF OH Muni BCB Bancorp Inc Benchmark Electronics Inc BIF Treasury BCE Inc. Beneficial Bancorp Inc BIF TxEx BCSB Bancorp Inc Benefitfocus Inc Big 5 Sporting Goods Corp BEA SYSTEMS INC BENETTON GROUP SPA Big Cat Energy Corp Beach First National Benihana Inc Big Lots Inc Bancshares Inc Benjamin Franklin Bancorp BIG SKY ENERGY CORP Beacon Federal Bancorp Inc Inc BigBand Networks Inc

Page 18

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Biglari Holdings Inc Bioscrip Inc BlackRock Advantage Large Bimini Capital Management BioShaft Water Technology Cap Core V.I. Inc Inc BlackRock Advantage Large BINDVIEW DEVELOPMENT BIOSITE INC Cap Growth CORP BioSolar Inc BlackRock Advantage Large Bio Blast Pharma Ltd BIOSOURCE Cap Value Bio Reference Laboratories INTERNATIONAL INC BlackRock Advantage Small Inc BioSpecifics Technologies Cap Growth BioAmber Inc Corp BlackRock Advantage US BIOANALYTICAL SYSTEMS BioSphere Medical Inc Total Market INC Biostar Pharmaceuticals Inc BlackRock Aggregate Bd Bio-Bridge Science Inc Biota Pharmaceuticals, Inc. Index BioCardia, Inc. Bio-Techne Corp BlackRock AllCp Energy & BioClinica Inc Biotechnology Ultrasector Resources BIOCORAL INC ProFund BlackRock AMT Free Muni BIOCRYST BioTelemetry Inc BlackRock Aurora PHARMACEUTICALS INC BioTime Inc BlackRock Balanced BIOCUREX INC BIOVERIS CORP BlackRock Balanced Capital BioDelivery Sciences BIRKS & MAYORS INC BlackRock Basic Value International Inc Birner Dental Management BlackRock Basic Value V.I. BIOENVISION INC Services Inc BlackRock Bond BioForce Nanosciences Bishop St Money Mkt BlackRock CA Muni Holdings Inc Bishop St Treas MM Opportunities BioForm Medical Inc BISYS GROUP INC BlackRock California Biogen Inc Bitauto Holdings Ltd Municipal Income Trust Biohaven Pharmaceutical Bitcoin Investment Trust BlackRock Capital Holding Co Limited Bitstream Inc Appreciation Bioheart Inc BIW LTD BlackRock Capital BIOJECT MEDICAL BJ SERVICES CO Investment Corp TECHNOL BJ'S RESTAURANTS INC BlackRock Cash Funds: Instl BIO-KEY INTERNATIONAL BJ's Wholesale Club Inc. BlackRock Cash Funds: INC Bjurman Barry Micro Cap Prime BioLargo Inc Growth BlackRock Cash Funds: Biolase Inc BKF CAPITAL GROUP INC Treasury BIO-LOGIC SYSTEMS Black & Decker Corp (The) BlackRock Core Bond CORP BLACK BOX CORP BlackRock Core Bond Trust Biomarin Pharmaceutical Inc BLACK HILLS CORP BlackRock Corporate High BioMed Realty Trust Inc Black Knight Inc Yield Fund III Inc BIOMET INC Black Ridge Acquisition BlackRock Corporate High BIOMIMETIC Corporation Yield Fund Inc THERAPEUTICS INC Black Stone Minerals LP BlackRock Corporate High Bion Environmental Tech Inc Blackbaud Inc Yield Fund V Inc Bionovo Inc BlackBerry Ltd BlackRock Credit Allocation Biopack Environmental Blackboard Inc Income Trust Solutions Inc BlackLine Inc BlackRock Credit Allocation Bio-Path Holdings Inc BlackRock 60/40 Target Income Trust II Inc BIOPHAN TECHNOLOGIES Allocation BlackRock Debt Strategies INC BlackRock Advantage Global Fund Inc Bioprogress Plc BlackRock Advantage Large BlackRock Emerging Market BIOPURE CORP Cap Core Long/Short Equity Bio-Rad Laboratories Inc. BlackRock Emerging Markets

Page 19

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

BlackRock Energy & Blackrock Inc BlackRock Limited Duration Resources BlackRock Income Income Trust BlackRock Energy and Opportunity Trust Inc. BlackRock Liquidity CA Resources Trust BlackRock Income Trust Inc. Money BlackRock Enhanced Capital (The) BlackRock Liquidity Federal and Income Fund Inc BlackRock Inflation Protected Trust BlackRock Enhanced Equity Bond BlackRock Liquidity FedFund Dividend Trust BlackRock Insured Municipal BlackRock Liquidity BlackRock Enhanced Equity 2008 Term Trust Inc. (The) MuniCash Yield & Premium Fund Inc BlackRock Insured Municipal BlackRock Liquidity BlackRock Enhanced Equity Term Trust Inc. (The) MuniFund Yield Fund Inc BlackRock International BlackRock Liquidity NY BlackRock Enhanced Global BlackRock International Money Dividend Trust Dividend BlackRock Liquidity BlackRock Enhanced BlackRock Intl Bond TempCash International Dividend Trust BlackRock Intl Equity BlackRock Liquidity BlackRock Equity Dividend BlackRock Intl Value TempFund BlackRock Equity Dividend BlackRock Intl Value V.I. BlackRock Liquidity T-Fund Trust Blackrock Inv Qual Term Tr BlackRock Liquidity Treasury BlackRock Euro BlackRock Investment Trust BlackRock Floating Rate Quality Municipal Trust Inc. BlackRock Long Duration Income (The) BlackRock Long-Horizon BlackRock Floating Rate BlackRock Large Cap Equity Income Strategies Fund Inc BlackRock Large Cap Focus BlackRock Low Duration BlackRock Floating Rate Growth Bond Income Trust BlackRock Latin America BlackRock Managed Inc BlackRock Focus Value BlackRock Lg Cap Growth BlackRock Mid Cap Growth BlackRock Glbl Alloc Eq Equity BlackRock Glbl Alloc V.I. BlackRock Lg Cap Val Equity BlackRock Mid Cap Value BlackRock Glbl Growth BlackRock LifePath 2040 Opportunities BlackRock Glbl Technology BlackRock Lifepath Dynamic BlackRock MM V.I. BlackRock Glbl Value 2020 BlackRock Money Market BlackRock Global Dividend BlackRock LifePath Dynamic BlackRock Multi-Asset BlackRock Global Equity 2030 Income Income Trust BlackRock LifePath Index BlackRock Multi-Sector BlackRock Global Long/Short 2020 Income Trust Credit BlackRock LifePath Index BlackRock Muni Intermediate BlackRock Global Long/Short 2025 Duration Fund Inc Equity BlackRock LifePath Index BlackRock Muni MM BlackRock GNMA 2030 Blackrock Muni Target Term BlackRock Government BlackRock LifePath Index BlackRock MuniAssets Fund Income V.I. 2035 Inc BlackRock Govt Income BlackRock LifePath Index BlackRock Municipal BlackRock Health Sciences 2040 BlackRock Municipal 2018 Opportunities BlackRock LifePath Index Term Trust BlackRock Healthcare 2045 BlackRock Municipal 2020 BlackRock High Equity BlackRock LifePath Index Term Trust Income 2050 BlackRock Municipal 2030 BlackRock High Income BlackRock LifePath Index Target Term Trust BlackRock High Yield Bond Retirement BlackRock Municipal Income BlackRock High Yield Muni Quality Trust

Page 20

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

BlackRock Municipal Income BlackRock Real Asset Equity Blackstone / GSO Senior Trust Trust Floating Rate Term Fund BlackRock Municipal Income Blackrock Resources & Blackstone Alternative Multi Trust II Commodities Strategy Trust Manager BlackRock MuniEnhanced BlackRock S&P 500 Index Blackstone Alternative Multi Fund Inc BlackRock S&P 500 Index Strategy BlackRock MuniHoldings Equity Blackstone Group LP (The) California Quality Fund Inc BlackRock S&P 500 Index Blackstone Mortgage Trust BlackRock MuniHoldings V.I. Inc Investment Quality Fund BlackRock Science and BladeLogic Inc BlackRock MuniHoldings Technology Trust BLAIR CORP New Jersey Quality Fund Inc BlackRock Select Treasury BLAST ENERGY SERVICES BlackRock MuniHoldings Strategies Institutional INC New York Quality Fund Inc BlackRock Senior High BLASTGARD INTL INC BlackRock MuniHoldings Income Fund Inc BLDRS Emerging Markets 50 Quality Fund II Inc BlackRock Series Balanced ADR Index Fund BlackRock MuniVest Fund II Cap Block H&R Inc Inc BlackRock Series Global BLOCKBUSTER INC BlackRock MuniVest Fund Allocation BLONDER TONGUE LABS Inc BlackRock Series Lg Cap INC BlackRock MuniYield Core Bloomin' Brands Inc California Fund Inc BlackRock Series MM Blount International Inc. BlackRock MuniYield BlackRock Short Term Bond Blucora Inc California Quality Fund Inc BlackRock Short Term Muni Blue Apron Holdings Inc BlackRock MuniYield Fund BlackRock Small Cap Growth Blue Bird Corp Inc II Blue Buffalo Pet Products Inc BlackRock MuniYield BlackRock Small Mid Growth Blue Calypso Inc Michigan Quality Fund Inc BlackRock SmCap Val Eq Blue Capital Reinsurance BlackRock MuniYield New BlackRock Sr Floating Rate Holdings Ltd York Quality Fund Inc BlackRock Sr Floating Rate 2 BLUE COAT SYSTEMS INC BlackRock MuniYield Quality BlackRock Strategic Dividend BLUE DOLPHIN ENERGY Fund II Inc Achievers Trust CO BlackRock MuniYield Quality BlackRock Strategic Income Blue Earth Inc Fund III Inc Opportunities Blue Hills Bancorp Inc BlackRock MuniYield Quality BlackRock Strategic Muni Blue Holdings Inc Fund Inc Opportunities Blue Martini Software Inc BlackRock National Muni BlackRock Tactical Blue Nile Inc BlackRock Natural Opportunities Blue Rhino Corp Resources BlackRock Taxable Municipal BLUE RIDGE REAL ESTATE BlackRock NJ Muni Bond Bond Trust CO BlackRock NY Municipal BlackRock Total Return bluebird bio Inc Opportunities BlackRock Total Return V.I. Bluefire Ethanol Fuels Inc BlackRock PA Muni Bond BlackRock Treasury Bluefly Inc BlackRock PA Muni MM Strategies Institutional Bluegreen Vacations BlackRock PA TxFr Inc BlackRock U.S. Government Corporation BlackRock Pacific Bond Blueknight Energy Partners BlackRock Preferred BlackRock US Treas MM LP Opportunity Trust BlackRock Value Opport V.I. BlueLinx Holdings Inc BlackRock Premier BlackRock World Investment Bluephoenix Solutions Ltd Government Institutional Trust Blueprint Medicines Corp Blacksands Petroleum Inc Blyth Inc

Page 21

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

BMB Munai Inc BNY Mellon Small Cap Multi Booking Holdings Inc Bmc Industries Inc/Mn Strategy BOOKS-A-MILLION INC BMC Software Inc BNY Mellon Small/Mid Cap Boomerang Systems Inc BMC Stock Holdings, Inc. BNY Mellon Tax Sensitive Boot Barn Holdings Inc BMO Aggregate Bond Large Cap Multi-Strategy Boots & Coots Inc BMO Balanced Allocation BOARDWALK BANCORP Booz Allen Hamilton Holding BMO Govt Money Market INC Corp BMO Intermediate TxFr Boardwalk Equities Inc Borderfree Inc BMO Prime Money Mkt Boardwalk Pipeline Partners BORDERS GROUP INC BMO Pyrford International LP BorgWarner Inc Stock Bob Evans Farms Inc. Borland Software Corp BMO Small Cap Growth BOC GROUP PLC BORQS TECHNOLOGIES BMO Tax Free Money Market Boca Resorts Inc INC BMO TCH Core Plus Bond BODISEN BIOTECH INC BOSTON ACOUSTICS INC BMO Ultra Short Tax Free Body Central Corp Boston Beer Co Inc. (The) BMP Sunstone Corp BOE Financial Services of Boston Co Intl Small Cap BNC Bancorp Virginia Inc Boston Communications BNCCORP INC Boeing Co Group Inc BNP RESIDENTIAL BofA CA TxEx Reserves Boston Omaha Corporation PROPERTIES BofA Cash Reserves Boston Partners All Value BNY Hamilton Core Bond BofA Government Plus Boston Partners Global BNY Hamilton Enhanced Inc Reserves Equity BNY Hamilton Intrmd TxEx BofA Government Reserves Boston Partners Global BNY Hamilton Large Cap BofA MA Muni Reserves Long/Short Growth BofA MMF Reserves Boston Partners Long/Short BNY Hamilton NY TxFr MM BofA Muni Reserves Equity BNY Hamilton Small Cap Gro BofA NY TxEx Reserves Boston Partners Long/Short BNY Mellon Balanced BofA Treasury Reserves Research BNY Mellon Bond BofA TxEx Reserves Boston Partners Small Cap BNY Mellon Corporate Bond BofI Holding Inc Value II BNY Mellon Emerging Bogen Communications Intl Boston Private Financial Markets Bogle Small Cap Growth Holdings Inc BNY Mellon Focused Equity Bohai Pharmaceuticals Boston Properties Inc Opportunities Group Inc Boston Scientific Corp BNY Mellon Government Boingo Wireless Inc Bostonfed Bancorp Inc Money Market BOIS D ARC ENERGY INC BOTTOMLINE BNY Mellon Income Stock Boise Cascade Co TECHNOLOGIES INC BNY Mellon International Boise Inc Boulder Brands Inc BNY Mellon Intl Appreciation Bojangles' Inc Boulder Growth & Income BNY Mellon Intrmd Bond BOK Financial Corp Fund Inc. BNY Mellon Large Cap Stock BOLT TECHNOLOGY CORP Boulder Total Return Fund BNY Mellon MA Intrmd Muni BOMBAY CO INC Inc. BNY Mellon Mid Cap Multi- Bon Ton Stores Inc (The) Boulevard Acquisition Corp II Strategy Bonanza Creek Energy Inc Bovie Medical Corp BNY Mellon Municipal Bonanza Goldfields Corp Bowl America Inc Opportunities Bonds.com Group Inc Bowne & Co Inc BNY Mellon Natl Intrmd Muni Bone Biologics Corp Box Ships Inc BNY Mellon Natl Muni MM BONE CARE BOYD GAMING CORP BNY Mellon Natl Short Muni INTERNATIONAL INC BOYDS COLLECTION LTD BNY Mellon PA Intrmd Muni BONSO ELECTRONIC INTL BOYKIN LODGING CO BNY Mellon Sh US Gov Sec INC BP Midstream Partners LP

Page 22

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

BP PLC Bridge Builder International Brighthouse/Aberdeen BPI Energy Holdings Inc Equity Emerging Markets Equity BPW Acquisition Corp Bridge Builder Large Cap Brighthouse/Artisan BPZ Resources Inc Growth International BRADESCO BANCO Bridge Builder Large Cap Brighthouse/Artisan Mid Cap BRADLEY Value Value PHARMACEUTICL -CL A Bridge Builder Municipal Brighthouse/Eaton Vance BRADY CORP Bond Floating Rate Brandes Emerging Markets Bridge Builder Small/Mid Cap Brighthouse/Franklin Low Value Growth Duration Total Return Brandes International Equity Bridge Builder Small/Mid Cap Brighthouse/Wellington Brandes International Small Value Balanced Cap Equity BRIDGE STREET Brighthouse/Wellington Core BRANDPARTNERS GROUP FINANCIAL INC Equity Opportunities INC Bridgeline Software Inc Brighthouse/Wellington Large Brandywine Blue Bridgepoint Education Inc Cap Research Brandywine Realty Trust Bridgeway Aggrsv Investor I Brightpoint Inc BrandywineGLOBAL - Bridgeway Aggrsv Investor II Brightsphere Investment Diversified US Large Cap Bridgeway Blue Chip 35 Group Plc Value Index Brigus Gold Corp BrandywineGLOBAL - Global Bridgeway Omni Small Cap BRILLIAN CORP Opportunities Bond Value BRILLIANCE CHINA BrandywineGLOBAL - Bridgeway Omni Tax- AUTOMOTIVE Unconstrained Bond Managed Small Cap Value Brinker International Inc. BRASIL TELECOM Bridgeway Small Cap Value Brink's Co (The) PARTICIPACOES Bridgeway Ultra Small Co Brink's Home Security BRASKEM SA Mrkt Holdings Inc Brass Eagle Inc BRIDGFORD FOODS CORP BRINX RESOURCES LTD Braun Consulting Inc Briggs & Stratton Corp. Brio Software Inc Bravo Brio Restaurant Group Brigham Exploration Co BRISTOL WEST HOLDINGS Inc Bright Horizons Family INC BRAVO FOODS INTL CORP Solutions Inc Bristol-Myers Squibb Co BRAZAURO RESOURCES Brightcove Inc BRISTOW GROUP INC CORP Brighthouse Asset Allocation BRITESMILE INC Brazil Fast Food Corp 100 BRITISH AIRWAYS PLC Brazil Fund Brighthouse Asset Allocation British American Tobacco Brazil Gold Corp 20 PLC Brazos Micro Cap Brighthouse Asset Allocation British Energy Plc Brazos Small Cap 40 British Sky Broadcasting BRE Properties Inc. Brighthouse Asset Allocation Group PLC BREAKWATER 60 Britton & Koontz Capital Corp RESOURCES LTD Brighthouse Asset Allocation Brixmor Property Group Inc Breeze-Eastern Corp 80 BROADCAST BreitBurn Energy Partners LP Brighthouse Balanced Plus INTERNATIONAL INC BRESLER & REINER INC Brighthouse Dimensional BROADCASTER INC BRF SA International Small Company Broadcom Corp Bridge Bancorp Inc Brighthouse Financial Inc Broadcom Inc Bridge Builder Core Bond Brighthouse Small Cap Value Broadview Opportunity Bridge Builder Core Plus Brighthouse Templeton BROADVISION INC Bond International Broadwind Energy Inc BROADWING CORP

Page 23

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Brocade Communications Brunswick Corp BURZYNSKI RESEARCH Systems Inc Bryn Mawr Bank Corp INSTITUTE Bronco Drilling Company Inc Bsb Bancorp Bush Industries -Cl A BROOKDALE SENIOR BSB Bancorp Inc BUSINESS OBJECTS SA LIVING INC BSD Medical Corp BUTLER INTERNATIONAL Brooke Capital Corp Bsp Onelink Inc INC Brookfield Asset BSQUARE Corp Butler Mfg Co Management Inc BT GROUP PLC BWAY Holding Co Brookfield Business Partners BTS Tactical Fixed Income BWC FINANCIAL CORP LP BTU International Inc BWX Technologies Inc Brookfield Canada Office BUCA Inc Byline Bancorp Inc Properties BUCKEYE GP HOLDINGS C&D TECHNOLOGIES INC Brookfield Global Listed Real LP C&F FINANCIAL CORP Estate BUCKEYE PARTNERS LP C&J Energy Services Inc Brookfield Infrastructure BUCKEYE TECHNOLOGIES C.H. Robinson Worldwide Partners LP INC Inc. Brookfield Office Properties BUCKEYE VENTURES INC C1 Financial Inc Inc Buckle Inc. (The) C2 Inc Brookfield Renewable Bucyrus International Inc CA Daily Tax Free Partners LP Buffalo Discovery CA INC Brookfield Residential Buffalo Flexible Income CA TxEx Money Properties Inc BUFFALO GOLD LTD Cabela's Inc Brookline Bancorp Inc Buffalo Growth CABG MEDICAL INC Brooklyn Federal Bancorp Inc Buffalo Hi Yield CABLE & WIRELESS PLC Brooks Automation Inc Buffalo Mid Cap Cable Design Tech Cp -Cl A BROOKSTONE INC Buffalo Small Cap Cable One Inc Brooktrout Inc Buffalo Wild Wings Inc Cabot Corp Brown & Brown Inc BUHRMANN NV CABOT Brown (Tom) Inc Build-A-Bear Workshop Inc MICROELECTRONICS Brown Advisory Core Intl Builders FirstSource Inc CORP Brown Advisory Growth Builders Fixed Income CABOT OIL & GAS CORP Equity Building Materials Holding Cache Inc Brown Advisory Intrmd Corp CACI International Inc. Income Bull Run Corp Cadbury PLC Brown Advisory Small Cap BULLDOG TECHNOLOGIES Cadence Bancorporation Fundamental Value INC Cadence Design Systems Inc Brown Advisory Small Cap BULLION RIVER GOLD Cadence Financial Corp Gro CORP Cadence Pharmaceuticals Brown Advisory Somerset Bulova Corp Inc Emerging Markets Bunge Ltd CADIZ INC Brown Advisory WMC Japan Bunzl PLC CADMUS Alpha Opportunities Burcon NutraScience Corp COMMUNICATIONS CORP Brown Advisory WMC BURLINGTON COAT Cadre Reserve US Govt MM Strategic European Equity FACTORY WRHS Caesars Acquisition Co Brown Capital Management BURLINGTON NORTHERN Caesars Entertainment Corp Small Company SANTA FE, LLC. CAESARS Brown-Forman Corp BURLINGTON RESOURCES ENTERTAINMENT INC Brt apartments corp INC Caesarstone Ltd Bruce Fund Burlington Stores Inc CafePress Inc Bruker Corp Burnham US Govt MM Cagle's Inc. BRUNSWICK BANCORP CAI International Inc

Page 24

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Cal Dive International Inc CALIPER LIFE SCIENCES CAMBRIDGE DISPLAY Cal Maine Foods Inc INC TECH Caladrius Biosciences Inc Calithera Biosciences Inc Cambridge Heart Inc Calamos Asset Management Calix Inc CAMCO FINANCIAL CORP Inc CALL NOW INC Camden Learning Corp Calamos Convertible Callaway Golf Co Camden National Corp Calamos Convertible and CALLISTO Camden Property Trust High Income Fund PHARMACEUTICALS INC Cameco Corp Calamos Convertible CALL-NET ENTERPRISES - Cameron International Corp Opportunities and Income CL B CAMPBELL RESOURCES Fund Callon Petroleum Co/DE INC Calamos Evolving World CallWave Inc CAMPBELL SOUP CO Growth Calpine Corp Camping World Holdings Inc Calamos Global Dynamic Calumet Specialty Products Campus Crest Communities Income Fund Partners LP Inc Calamos Global Growth & Calvert Balanced Camtek Ltd Income Calvert Bond Canada Goose Holdings Inc Calamos Government MM Calvert Cash Reserves Prime CANADA SOUTHERN Calamos Growth Calvert Equity PETROLEUM Calamos Growth & Income Calvert First Govt MM Canadian Imperial Bank of Calamos High Yield Calvert Global Water Commerce Calamos International Calvert Income Canadian National Railway Growth Calvert International Equity Co Calamos Market Neutral Calvert Large Cap Growth Canadian Natural Resources Income Calvert New Vision Small Ltd Calamos Strategic Total Cap Canadian Pacific Railway Ltd Return Fund Calvert Short Dura Income Canadian Solar Inc CalAmp Corp Calvert TxFr Reserves CA Canadian Zinc Corp CalAtlantic Group Inc Calvert TxFr Reserves Ltd CanAlaska Uranium Ltd Calavo Growers Inc Calvert TxFr Reserves MM CANANDAIGUA NATIONAL CALCITECH LTD Calvert Ultra Short Duration CORP Caldwell & Orkin Market Income CANARC RESOURCE Opport Calvert US Large Cap Core CORP CALEDONIA MINING CORP Responsible Index Canargo Energy Corp Caleres Inc Calvert VP S&P MidCap 400 Cancer Genetics Inc Calgon Carbon Corp Index CANCERVAX CORP California Coastal Calvert VP SRI Balanced CANDELA CORP Communities Inc CALYPTE BIOMEDICAL CANETIC RESOURCES California First National CORP TRUST Bancorp Calyxt Inc Cannabis Sativa Inc California Independent Bncp CAM Commerce Solutions Cannabis Therapy Corp California Micro Devices Inc Cannae Holdings Inc Corp Cambiar Intl Equity CannaVEST Corp CALIFORNIA OIL & GAS Cambiar Opportunity CANO PETROLEUM INC CORP Cambiar Small Cap Canon Inc CALIFORNIA PIZZA CAMBIOR INC Canplats Resources Corp KITCHEN INC Cambium Learning Group Inc Cantel Medical Corp. California Resources Corp CAMBRIDGE ANTIBODY Canterbury Park Holding California Water Service TECH GRP Corp Group Cambridge Bancorp CANTV-CA NAC TELEFONOS VENEZ

Page 25

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Canwest Global Com -Nvtg Cara Therapeutics Inc Carillon Reams Core Plus CANYON BANCORP Caraco Pharmaceuticals Bond CANYON RESOURCES Laboratories LTD Carillon Reams CORP Caraustar Industries Inc Unconstrained Bond CAP ROCK ENERGY CORP CARBO Ceramics Inc. Carillon Scout International CAPCO ENERGY INC Carbon Energy Corp Carillon Scout Mid Cap Cape Bancorp Inc Carbon Natural Gas Co CarMax Inc Cape Fear Bank Corp Carbon Sciences Inc Carmike Cinemas Inc CAPITAL AUTOMOTIVE Carbonite Inc Carnival Corp REIT CardConnect Corp Carnival PLC Capital Bank Corp Cardero Resource Corp Carolina Bank Holdings Inc Capital Bank Financial Corp Cardiac Science Corp Carolina Financial Corp Capital City Bank Group Cardiac Science Inc CAROLINA NATIONAL CAPITAL GOLD CORP Cardica Inc CORP Capital Group Global Equity CARDINAL BANKSHARES CARPENTER Capital Group International CORP TECHNOLOGY CORP Equity Cardinal Ethanol LLC CARRAMERICA REALTY Capital Growth Systems Inc Cardinal Financial Corp CORP Capital Income Builder Inc CARDINAL HEALTH INC CARREKER CORP Capital One Financial Corp. Cardinal Resources Inc Carriage Services Inc Capital Pac Hldgs Inc CardioDynamics International CARRIER ACCESS CORP Capital Product Partners LP Corp CARRINGTON Capital Properties Inc. CARDIOGENESIS CORP LABORATORIES INC Capital Senior Living Corp CardioGenics Holdings Inc Carrizo Oil & Gas Inc Capital Southwest Corp Cardiome Pharma Corp Carrollton Bancorp CAPITAL TITLE GROUP INC CardioTech International Inc. CARROLS RESTAURANT Capital World Bond Fund Inc CardioVascular GROUP INC Capital World Growth & BioTherapeutics Inc Cars.com Inc Income Fund Inc Cardiovascular Systems Inc Carter's Inc. CapitalSource Inc. Cardium Therapeutics Inc Carvana Co CAPITALSOUTH BANCORP Care Capital Properties Inc Carver Bancorp Inc. Capitol Acquisition Corp Care.com Inc CAS Medical Systems Inc Capitol Acquisition Corp III CareDx Inc Casa Systems Inc Capitol Bancorp Ltd Career Education Corp Cascade Bancorp Capitol Federal Financial Inc CareFusion Corp Cascade Corp Capitol Investment Corp IV CAREGUIDE INC Cascade Financial Corp CapLease Inc CAREMARK RX INC Cascade Microtech Inc Capricor Therapeutics Inc CareTrust REIT Inc CASCADE NATURAL GAS CAPSOURCE FINANCIAL CareView Communications CORP INC Inc Cascadian Therapeutics Inc CapStar Financial Holdings Carey Watermark Investors Cascal NV Inc Inc Casella Waste Systems Inc Capstead Mortgage Corp CarGurus Inc Casey's General Stores Inc. Capstone Financial Group Caribou Coffee Company Inc Cash Accumulation Liq Inc Carillon Eagle Growth & Assets Capstone Therapeutics Corp Income Cash Accumulation Natl MM Capstone Turbine Corp Carillon Eagle Mid Cap Cash America International Captaris Inc Growth Inc. CAPTIVA SOFTWARE Carillon Eagle Small Cap Cash Management Trust CORP Growth Cash Reserve Treasury Car Charging Group Inc Cash Reserve TxFr Series

Page 26

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Cash Store Financial CBA Money Cellcom Israel Ltd Services Inc (The) Cbeyond Inc Celldex Therapeutics Inc CASH SYSTEMS INC CBIZ INC CELLEGY CASI Pharmaceuticals Inc CBL & Associates Properties PHARMACEUTICALS INC CASPIAN INTL OIL CORP Inc. Celltech Group Plc CASPIAN SERVICES INC Cboe Global Markets Inc Cellular Dynamics CASS INFORMATION CBOT HOLDINGS INC International Inc SYSTEMS INC CBRE Clarion Global Real CEL-SCI CORP Castle (A M) & Co Estate Income Fund Celsion Corp Castle Brands Inc CBRE Clarion Long/Short Celsius Holdings Inc CASTLE ENERGY CORP CBRE Group Inc CEMEX SAB DE CV Castlepoint Holdings Ltd CBRE REALTY FINANCE Cenovus Energy Inc CAT Money Market INC Centene Corp Catabasis Pharmaceuticals CBS CORP Centennial Communications Inc CBTX Inc Corp Catalent Inc CCA Industries Inc. Centennial Government Trust CATALINA LIGHTING INC Ccbt Financial Companies Centennial Money Market CATALINA MARKETING Inc Trust CORP CCC INFORMATION SVCS Centennial TxEx Trust CATALYST BIOSCIENCES, GRP INC Center Coast Brookfield MLP INC. CCF Holding Company Focus Catalyst Health Solutions Inc CCFNB Bancorp Inc Center Financial Corp Catalyst Hedged Futures C-COR INC Centerline Holding Co Strategy CDC Corp CenterPoint Energy Inc. Catalyst Pharmaceutical Inc CDEX INC CENTERPOINT CATALYST CDI Corp. PROPERTIES TRUST SEMICONDUCTOR INC CDK Global Inc CenterState Bank Catalyst/Millburn Hedge CDW Corp Corporation Strategy CE Franklin Ltd. Centex Corp. CATALYTICA ENERGY SYS CEB Inc Centillium Communications INC CEC Entertainment Inc. Inc Catamaran Corp CECIL BANCORP INC CENTRA SOFTWARE INC Catapult Communications CECO Environmental Corp. CENTRACORE PPTYS Corp Cedar Fair LP TRUST CatchMark Timber Trust Inc Cedar Realty Trust Inc CENTRAL BANCORP CATELLUS DEVELOPMENT CEDARA SOFTWARE INC/MA CORP CORP CENTRAL COAST Caterpillar Inc CEF Govt & Agency BANCORP Cathay General Bancorp Securities Central Europe and Russia Cato Corp (The) CEF Money Market Fund Inc Cavalier Homes Inc Celadon Group Inc Central European Distribution CAVALRY BANCORP INC CELANESE AG Corp Cavanal Hill Government Celanese Corp Central European Media Securities Money Market Celator Pharmaceuticals Inc Enterprises Ltd Cavanal Hill TxFr MM Celcuity Inc CENTRAL FEDERAL CORP Cavanal Hill US Treasury CELEBRATE EXPRESS INC CENTRAL FREIGHT LINES Cavco Industries Inc Celera Corp INC Cavitation Technology Inc CELERITEK INC CENTRAL FUND CANADA - Cavium Inc Celestica Inc CL A Cb Bancshares Inc CELGENE CORP Central Garden & Pet Co CB Financial Services Inc CELL GENESYS INC Central GoldTrust

Page 27

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Central Jersey Bancorp CG Cap Mkts Small-Mid Cap CHDT Corp Central Pacific Financial Equity CHECKERS DRIVE-IN Corp. CGI Group Inc. RESTAURANT CENTRAL PARKING CORP CGM Advisor Targeted CHECKFREE CORP Central Securities Corp Equity Checkpoint Systems Inc Central Sun Mining Inc CGM Capital Development Checkpoint Therapeutics Inc Central Valley Community CGM Focus Cheesecake Factory Inc. Bancorp CGM Mutual (The) Central Vermont Public CGM Realty Cheetah Mobile Inc Service Corp CH Energy Group Inc. Chefs' Warehouse Inc (The) Central Virginia Bankshares CHAD THERAPEUTICS INC Chelsea Property Group Inc Inc Challenger Energy Corp Chelsea Therapeutics CENTRUE FINANCIAL Chalone Wine Group Ltd International Ltd CORP Champion Enterprises Inc. Chem RX Corp Century BanCorp Inc CHAMPION INDUSTRIES Chembio Diagnostics Inc. Century Casinos Inc INC Chemed Corp Century Communities Inc Champions Biotechnology Chemical Financial Corp Century Petroleum Corp Inc ChemoCentryx Inc CENTURY REALTY TRUST Champlain Mid Cap CHEMOKINE Century Shares Trust Champlain Small Company THERAPEUTICS CORP Century Small Cap Select Champnship Auto Racing Chemours Co (The) Cenveo Inc. Team Chemspec International Ltd Cephalon Inc CHAMPPS ENTMT INC Chemtura Corp Cepheid Inc ChannelAdvisor Corp Chemung Financial Corp Ceradyne Inc Channell Commercial Corp Cheniere Energy Inc. Ceragenix Pharmaceuticals CHAPARRAL RESOURCES Cheniere Energy Partners LP Inc INC Cheniere Energy Partners LP Ceragon Networks Ltd CHAPARRAL STEEL CO Holdings LLC CEREPLAST INC CHAPEAU INC Cherokee Inc CERES GROUP INC Charles & Colvard Ltd Cherokee International Corp Ceres Inc Charles River Laboratories Cherry Hill Mortgage CERIDIAN CORP International Inc Investment Corp Cerner Corp Charlotte Russe Holding Inc Chesapeake Corp. Certegy Inc Charm Communications Inc CHESAPEAKE ENERGY Cerulean Pharma Inc Charming Shoppes Inc CORP Cerus Corp Chart Acquisition Corp Chesapeake Granite Wash Ceva Inc CHART INDUSTRIES INC Trust CF Industries Holdings Inc Charter Communications Inc Chesapeake Lodging Trust CFC INTERNATIONAL INC Charter Financial Corp/MD Chesapeake Utilities Corp. CFS Bancorp Inc Charter One Finl Inc CHESTER VY BANCORP CG Cap Mkts Core Fixed Inc Chartered Semiconductor INC CG Cap Mkts Emerging Manufacturing Ltd Chesterfield Finl Corp Market CHARTWELL INTL INC Cheviot Financial Corp CG Cap Mkts Intl Equity CHARYS HOLDING CO INC CHEVRON CORP CG Cap Mkts Large Cap CHASE CORP Cheyenne Resources Inc Equity Chase Growth Chiasma Inc CG Cap Mkts Large Cap Val Chateau Communities Inc CHICAGO RIVET & Eqty Chatham Lodging Trust MACHINE CO CG Cap Mkts Small Cap Val CHATTEM INC Chicopee Bancorp Inc Eqty CHAUS (BERNARD) INC Chico's FAS Inc. CHC Group Ltd Childrens Place Inc (The)

Page 28

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Chimera Investment Corp China Gerui Advanced China Networks International Chimerix Inc Materials Group Ltd Holdings Ltd China 3C Group China Green Agriculture Inc China New Borun Corp China Advanced China GrenTech Corp Ltd China New Energy Group Co Construction Materials Group China Healthcare Acquisition China North East Petroleum Inc Corp Holdings Ltd China Agritech Inc China Housing & Land China Nuokang Bio- China Armco Metals Inc Development Inc Pharmaceutical Inc China Auto Logistics Inc China Hydroelectric Corp China Nutrifruit Group Ltd China Automotive Systems China Industrial Steel Inc China Opportunity Acquisition Inc China Industrial Waste Corp China BAK Battery Inc Management Inc China Organic Agriculture Inc China Biologic Products China Information China Petroleum & Chemical Holdings Inc Technology Inc Corp Sinopec China Botanic China Infrastructure China Pharma Holdings Inc Pharmaceutical Inc Construction Corp China Precision Steel Inc China Bottles Inc China Infrastructure China Real Estate China Cablecom Holdings Investment Corp Information Corp Ltd China INSOnline Corp China Recycling Energy Corp China Ceramics Co Ltd China Integrated Energy Inc China Ritar Power Corp China CGame Inc China Intelligent Lighting and China Security & Surveillance China Clean Energy Inc Electronics Inc Technology Inc China Customer Relations CHINA IVY SCHOOL INC China Shandong Industries Centers Inc China Jianye Fuel Inc Inc China Digital Animation China Jo-Jo Drugstores Inc China Shen Zhou Mining & Development Inc China Kanghui Holdings Resources Inc CHINA DIGITAL MEDIA China Kangtai Cactus China Shengda Packaging CORP Biotech Inc Group Inc China Digital TV Holding Co China Lending Corp China Shenghuo Ltd China Life Insurance Co Ltd Pharmaceutical Holdings Inc China Direct Industries Inc China Lithium Technologies China Shoe Holdings Inc China Distance Education Inc China ShouGuan Mining Holdings Ltd China Marine Food Group Corp China Dongsheng Ltd China Sky One Medical Inc International Inc China Mass Media Corp China Solar & Clean Energy China Eastern Airlines Corp China MediaExpress Solutions Inc Ltd Holdings Inc China Southern Airlines Co China Education Alliance Inc China Medicine Corp Ltd China Energy Recovery Inc CHINA METRO-RURAL China Sun Group High-Tech China Environmental HOLDINGS LTD Co Protection Inc China Ming Yang Wind China Sunergy Co Ltd China Executive Education Power Group Ltd China Techfaith Wireless Corp China Mobile Games and Communication Technology CHINA FINANCE INC Entertainment Group Ltd Ltd China Finance Online Co Ltd China Mobile Ltd China Technology China Fire & Security Group China Natural Gas Inc Development Group CP Inc China Natural Resources Inc China Tel Group Inc China Fund Inc. (The) China Nepstar Chain China Telecom Corp Ltd China GengSheng Minerals Drugstore Ltd China TopReach Inc Inc CHINA NETCOM GROUP China TransInfo Technology CORP Corp

Page 29

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

China Unicom (Hong Kong) Churchill Downs Inc Citizens Community Bancorp Ltd Churchill TxFr Kentucky Inc China United Insurance Churchill Ventures Ltd Citizens Core Growth Service Inc Chuy's Holdings Inc Citizens Financial Corp/WV China Valves Technology Inc CHYRON CORP Citizens Financial Group Inc China Voice Holding Corp CIA ENERGETICA DE Citizens Financial Services China VoIP & Digital Telecom MINAS Inc Inc CIB Marine Bancshares Inc Citizens First Bancorp Inc China Water and Drinks Inc CIBA SPECIALTY Citizens First Corp China Wind Systems Inc CHEMICALS CITIZENS FIRST FINL China Yida Holding Co CIBER Inc. CORP China Yili Petroleum Co CIBT Education Group Inc CITIZENS HOLDING CO China Yuchai International Cidara Therapeutics Inc Citizens Inc. Ltd Ciena Corp Citizens Republic Bancorp China-Biotics Inc CIFC LLC Inc ChinaCache International CIG Wireless Corp Citizens South Banking Corp Holdings Ltd CIGMA METALS CORP Citrix Systems Inc. ChinaEdu CORP Cigna Corp City Holding Co ChinaGrowth North Cigna Money Market City National Corp Acquisition Corp CIGNA Variable Money City Office REIT Inc Chindex International Inc Market Civeo Corp ChipMOS TECHNOLOGIES CIM Commercial Trust Civista Bancshares Inc (Bermuda) Ltd Corporation CIVITAS BANKGROUP INC Chipmos Technologies Inc Cima Labs Inc Civitas Solutions Inc Chipotle Mexican Grill Inc Cimarex Energy Co. CKE Restaurants Inc. Chippac Inc Cimpress NV CKX Inc. Chiquita Brands International CINCINNATI BELL INC CKX LANDS INC Inc Cincinnati Financial Corp CLAIRES STORES INC Chiron Capital Allocation Cinedigm Corp CLARCOR Inc. CHIRON CORP Cinemark Holdings Inc CLARIENT INC Chisen Electric Corp Cinergy Corp Clark Holdings Inc CHITTENDEN CORP CINRAM INTL INCOME CLARK INC Choice Hotels International FUND Clarus Corp Inc. CINTAS CORP CLASSIC BANCSHARES Choice One Communication CINTEL CORP INC Inc Cipher Pharmaceuticals Inc Claude Resources Inc Choiceone Financial Services CIRCOR International Inc Claxson Interactve Group Inc CIRCUIT CITY STORES INC CLAYMONT STEEL HLDGS CHOICEPOINT INC Cirrus Logic Inc. INC CHOLESTECH CORP CISCO SYSTEMS INC Claymore Exchange-Traded CHORDIANT SOFTWARE Cision Ltd Fund Trust - Guggenheim INC CIT Group Inc BulletShares 20 Christopher & Banks Corp. Citadel Broadcasting Corp. Clayton Holdings Inc ChromaDex Corp Citi CA TxFr Reserve Clayton Homes Inc CHROMCRAFT Citi CT TxFr Reserves Clayton Williams Energy Inc REVINGTON INC Citi Trends Inc Clean Coal Technologies Inc CHRONIMED INC CITIGROUP INC Clean Diesel Technologies Chubb Corp CITIZENS & NORTHERN Inc Chubb Ltd CORP Clean Energy Fuels Corp Chunghwa Telecom Co Ltd Citizens Bancorp of Virginia Clean Harbors Inc Church & Dwight Co. Inc. Inc

Page 30

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Clean Power Technologies Clearwire Corp CNR California Tax Exempt Inc Cleco Corp Money Market Clean Systems Technology Clementia Pharmaceuticals CNR Emerging Markets Gp Inc CNR Fixed Income Cleantech Biofuels Inc CLEVELAND BIOLABS INC Opportunities Clear Channel Outdoor Cleveland-Cliffs Inc CNR Government Money Holdings Inc CLICK COMMERCE INC Market CLEAR CHOICE FINANCIAL Clifton Bancorp Inc CNR Municipal High Income INC CLINICAL DATA INC CNR Prime Money Market Clear Skies Solar Inc Clipper Fund CNS INC CLEARANT INC Clipper Realty Inc CNS Response Inc ClearBridge Aggressive Clorox Co (The) CNS Response, Inc. Growth CLOSURE MEDICAL CORP CNX Gas Corp ClearBridge All Cap Value Cloud Peak Energy Inc CNX Midstream Partners LP ClearBridge American Cloudera Inc CNX Resources Corp Energy MLP Fund Inc Clough Global Equity Fund Coachmen Industries Inc. ClearBridge Appreciation Clough Global Opportunities Coast Distribution System ClearBridge Dividend Fund Inc. Strategy Clovis Oncology Inc COAST FINANCIAL ClearBridge Energy MLP CLST Holdings Inc HOLDINGS INC Fund Inc ClubCorp Holdings Inc Coastal Bancorp Inc ClearBridge Energy MLP CLYVIA INC COASTAL BANKING CO Opportunity Fund Inc CM Advisers INC ClearBridge Energy MLP CM Seven Star Acquisition COASTAL FINANCIAL Total Return Fund Inc Corporation CORP/DE ClearBridge Large Cap CMA FL Muni Coastway Bancorp Inc Growth CMA MA Muni COATES INTERNATIONAL ClearBridge Large Cap Value CMA MI Muni LTD ClearBridge Mid Cap CMA NC Muni Cobalt Corp ClearBridge Small Cap CMA PA Muni Cobalt International Energy ClearBridge Small Cap CME Group Inc Inc Growth CMG High Yield Bond CoBiz Financial Inc ClearBridge Tactical Dividend CMG Small Cap Cobra Electronics Corp Income CMG Strategic Equity Coca-Cola Bottling Co ClearBridge Value Trust CMG Ultra Short Bond Consolidated ClearBridge Var Aggressive CMS Energy Corp Coca-Cola Co (The) Growth CNA FINANCIAL CORP Coca-Cola European ClearBridge Var All Cap CNA SURETY CORP Partners Plc Value CNB BANCORP INC/NY Coca-Cola Femsa SAB De ClearBridge Var Appreciation CNB Corp CV Clearfield Inc CNB FINANCIAL CORP Coca-Cola HBC AG Clear-Lite Holdings Inc MASS Cocrystal Pharma Inc Clearly Canadian Beverage CNB Financial Corp/PA Cocrystal Pharma, Inc. Corp Cnb Florida Bancshares Inc Coda Octopus Group, Inc. ClearOne Inc CNC Development Ltd Codexis Inc ClearPoint Business CNET Networks Inc Codorus Valley Bancorp Inc Resources Inc CNH Global NV Coeur Mining Inc Clearside Biomedical Inc CNH Industrial N.V. COFFEE HOLDING CO INC ClearSign Combustion Corp CNL Lifestyle Properties Inc Cogdell Spencer Inc Cleartronic Inc CNO Financial Group Inc Cogent Communications Clearwater Paper Corp Cnova NV Holdings Inc

Page 31

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Cogent Inc Cohen & Steers Select CoLucid Pharmaceuticals Inc Cogentix Medical Inc Preferred and Income Fund Columbia Bancorp Cognex Corp Inc Columbia Acorn Emerging Cognizant Technology Cohen & Steers Worldwide Markets Solutions Corp Realty Income Fund Inc Columbia Acorn Fund COGNOS INC COHERENT INC Columbia Acorn International Cogo Group Inc Coherus BioSciences Inc Columbia Acorn Intl Select Cohbar Inc COHESANT Columbia Acorn Select Cohen & Steers Advantage TECHNOLOGIES INC Columbia Acorn USA Income Realty Fund Coho Relative Value Equity Columbia Adaptive Risk Cohen & Steers Asia Pacific COHU INC Allocation Realty COINMACH SERVICE Columbia Alternative Beta Cohen & Steers Closed-End CORP Columbia AMT-Free Intrmd Opportunity Fund Inc COLD SPRING CAPITAL Muni Bond Cohen & Steers Dividend INC Columbia Asia Pacific ex- Majors Fund Coldwater Creek Inc Japan Cohen & Steers Global Cole Credit Property Trust IV Columbia Asset Allocation Income Builder Inc Inc Columbia Balanced Cohen & Steers Global Cole National Corp COLUMBIA BANCORP Realty Shares Coleman Cable Inc Columbia Banking System Cohen & Steers Inc COLES MYER LTD Inc Cohen & Steers COLEY PHARMACEUTICAL Columbia Blended Equity Infrastructure Fund Inc GROUP Columbia Bond Cohen & Steers Instl Global Colfax Corp Columbia Capital Allocation Realty Shares COLGATE-PALMOLIVE CO Aggressive Portfolio Cohen & Steers Instl Realty CollaGenex Pharmaceuticals Columbia Capital Allocation Cohen & Steers International Inc Moderate Realty Collective Brands Inc Columbia Capital Allocation Cohen & Steers Low Collectors Universe Inc Moderate Aggressive Duration Preferred & Income COLLEGIATE FUNDING Columbia Capital Allocation Cohen & Steers Ltd Duration SERVICES Moderate Conservative Preferred and Income Fund Collegium Pharmaceutical Columbia Common Stock Inc Inc Columbia Conservative High Cohen & Steers MLP Income Colliers International Group Yield and Energy Opportunity Fund Inc Columbia Contrarian Core Inc COLLINS & AIKMAN CORP Columbia Convertible Sec Cohen & Steers Preferred Collins Industries Inc Columbia Core Bond Securities and Income Colombia Goldfield Ltd Columbia Corp Income Cohen & Steers Premium Colonial Financial Services Columbia CT Muni Reserves Income Realty Fund Inc Inc Columbia Daily Cash Cohen & Steers Quality Colonial Properties Trust Reserves Income Realty Fund Inc. Colony Bankcorp Inc Columbia Daily Income Co Cohen & Steers Real Estate Colony Capital Inc MM Securities Colony Northstar Inc Columbia Disciplined Core Cohen & Steers Realty Colony Starwood Homes Columbia Disciplined Growth Cohen & Steers REIT and COLOR KINETICS INC Columbia Disciplined Value Preferred Income Fund Inc. Colorado Bond Shares Columbia Diversified Bond Cohen & Steers REIT and Colorado Goldfields Inc Columbia Dividend Income Utility Income Fund Inc. Colorado Medtech Inc Columbia Dividend COLT TELECOM GROUP Opportunity SA Columbia Emerging Markets

Page 32

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Columbia Emerging Markets Columbia Intrmd Core Bond Columbia Multi-Manager Bond Columbia Intrmd Govt Small Cap Equity Strategies Columbia Emerging Markets Income Columbia Multi-Manager Consumer ETF Columbia Large Cap Growth Total Return Bond Strategies Columbia Emerging Markets Columbia Large Cap Growth Columbia Multi-Manager Opportunity II Value Strategies Columbia Energy & Natural Columbia Large Cap Growth Columbia Muni Income Res III Columbia Newport Tiger COLUMBIA EQUITY TRUST Columbia Large Cap Growth Columbia NY Intrmd Muni Columbia European Equity V Bond Columbia Federal Securities Columbia Large Cap Index Columbia OR Intermediate Columbia Fixed Income Sec Columbia Large Cap Value Muni Bond Columbia Flexible Capital Columbia Large Company Columbia Overseas Value Income Index Columbia Pipeline Group Inc Columbia Floating Rate Columbia Lg Cap Enhanced Columbia Pipeline Partners Columbia Global Bond Core LP Columbia Global Dividend Columbia Liberty Fund Columbia Portfolio Builder Opportunity Columbia Limited Duration Conservative Columbia Global Equity Credit Columbia Portfolio Builder Columbia Global Equity Columbia MA Intrmd Muni Moderate Aggressive Value Bond Columbia Portfolio Builder Columbia Global Columbia Managed Muni Moderate Conservative Infrastructure Columbia Marsico Growth Columbia Portfolio Builder Columbia Global Var Total Equity Opportunities Columbia Marsico Intl Opp Columbia Prime Reserves Columbia Global Strategic Columbia Marsico Intl Opp Columbia Property Trust Inc Equity Var Columbia Real Estate Equity Columbia Global Technology Columbia Marsico Mid Cap Columbia Select International Growth Growth Equity Columbia Global Value Columbia Mid Cap Growth Columbia Select Large Cap Columbia Government Columbia Mid Cap Growth Equity Money Market Opportunity Columbia Select Large Cap Columbia Greater China Columbia Mid Cap Index Growth Columbia Growth Columbia Mid Cap Value Columbia Select Large Cap Columbia Growth & Income Columbia Mid Cap Value & Value Columbia Growth Stock Restructuring Columbia Select Columbia High Income Columbia Mid Cap Value Opportunities Columbia High Yield Bond (old) Columbia Select Small Cap Columbia High Yield Muni Columbia MN TxEx Columbia Select Smaller Cap Columbia High Yield Opport Columbia Money Market Value Columbia Income Builder Columbia Multi Adv Columbia Seligman Columbia Income Builder II International Value Communication & Information Columbia Income Columbia Multi Adv Small Columbia Seligman Global Opportunities Cap Value Technology Columbia Inflation Protected Columbia Multi-Manager Columbia Short Bond Sec Alternatives Strategies Columbia Short Intrmd Bond Columbia International Equity Columbia Multi-Manager Columbia Short Term Bond Columbia International Directional Alternatives Columbia Short Term Muni Growth Strategies Bond Columbia International Stock Columbia Multi-Manager Columbia Sht Intrmd Govt Columbia Intl Value Growth Strategies Columbia Small Cap Core

Page 33

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Columbia Small Cap Growth Columbia Var Large Cap Commerce Cap Govt MM Columbia Small Cap Growth Value Commerce Cap Treas Oblig II Columbia Var Limited MM Columbia Small Cap Index Duration Credit Commerce CORE Equity Columbia Small Cap Value Columbia Var Long COMMERCE ENERGY Columbia Small Cap Value II Government/Credit Bond GROUP INC Columbia Small Company Columbia Var Managed Commerce Group Inc. (The) Equity Volatility Conservative Commerce MO TxFr Intrmd Columbia Small Company Columbia Var Managed Commerce One Inc Index Volatility Growth COMMERCEFIRST Columbia Small/Mid Cap Columbia Var Managed BANCORP INC Value Volatility Moderate Growth CommerceHub Inc Columbia Strategic California Columbia Var Mid Cap COMMERCEPLANET INC Municipal Income Growth Opportunity Commercesouth Inc Columbia Strategic Income Columbia Var Mid Cap Value Commercial Bancshares Columbia Strategic Municipal Opportunity Inc/Oh Income Columbia Var Select COMMERCIAL Columbia Tax Exempt International Equity BANKSHARES INC Columbia Tax Managed Columbia Var Sm Cap Value COMMERCIAL CAPITAL Growth Columbia Var Strategic Inc BANCORP Columbia Thermostat Columbia Var US Equities COMMERCIAL FEDERAL Columbia Total Return Bond Columbia Var US Flexible Commercial Metals Co Columbia US Govt Mortgage Growth Commercial National Columbia US Treasury Index Columbia Var US Govt Financial Corp Columbia Utilities Mortgage Commercial Vehicle Group Columbia VA Intrmd Muni Columbia Young Investor Inc Columbia Value & Columbus Acquisition Corp COMMONWEALTH Restructure COLUMBUS MCKINNON BANKSHARES INC Columbia Var Balanced CORP Commonwealth Industries Inc Columbia Var Cash COMARCO INC COMMONWLTH TELE Management Combanc Inc ENTER Columbia Var Contrarian CombiMatrix Corp CommScope Holding Co Inc Core Comcast Corp CommScope Inc. Columbia Var Disciplined COMDISCO HOLDING CO COMMUN INTELLIGENCE Core INC Communications Systems Columbia Var Dividend Comerica Inc Inc. Opportunity COMFORCE Corp COMMUNITY BANCORP Columbia Var Emerging Comfort Systems USA Inc. INC/CA Markets Comm Bancorp Inc Community Bancorp/Nj Columbia Var Global Bond Command Government Community Bancorp/NV Columbia Var High Yield Portfolio Community Bancorp/VT Columbia Var High Yield Command Money Mkt COMMUNITY Bond Portfolio BANCSHARES INC/DE Columbia Var Income COMMAND SECURITY Community Bank System Inc. Opportunities CORP Community Bankers Trust Columbia Var Intermediate Command TxFr Money Corp Bond Portfolio COMMUNITY BANKS INC Columbia Var Large Cap COMMERCE BANCORP Community Bankshares Inc. Growth INC/NJ COMMUNITY CAPITAL Columbia Var Large Cap Commerce Bancshares Inc BANCSHARES Index Commerce Bond Community Capital Corp

Page 34

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Community Central Bank Computer Programs and CONOCOPHILLIPS Corp. Systems Inc CONOR MEDSYSTEMS INC Community Financial Corp Computer Task Group Inc Conrad Industries Inc (The) Computerized Thermal CONSOL Coal Resources LP COMMUNITY FINANCIAL Imaging CONSOL Energy Inc CORP/VA COMPUWARE CORP Consolidated Community First Bancorp CompX International Inc. Communications Holdings Community First Bancshares comScore Inc Inc Inc Comstock Homebuilding Cos Consolidated Edison Inc. Community First Bankshares Inc CONSOLIDATED ENERGY Community Health Systems Comstock Mining Inc INC Inc Comstock Resources Inc. Consolidated Gems Inc Community Healthcare Trust COMSYS IT Partners Inc Consolidated Mercantile Inc Inc Comtech Consolidated Tomoka-Land Community Trust Bancorp Telecommunications Corp. Co. Inc Comverge Inc Consolidated Water Co. Ltd Community Valley Bancorp Comverse Technology Inc Consortium Service Community West Bancshares Conagra Brands Inc Management Group Inc CommunityOne Bancorp Conatus Pharmaceuticals Inc Constant Contact Inc CommunitySouth Financial CONCEPTUS INC CONSTAR INTERNATIONAL Corp Concert Pharmaceuticals Inc INC CommVault Systems Inc Concerto Software Inc Constellation Brands Inc Companhia Siderurgica Concho Resources Inc Constellation CIP Ultra Short Nacional CONCORD CAMERA CORP Fixed Income Compania Cervecerias CONCORD Constellation Energy Group Unidas SA COMMUNICATIONS INC Inc. COMPASS BANCSHARES Concord Efs Inc Consumer Capital Group Inc INC Concord Medical Services Consumer Discretionary Compass Diversified Holdings Ltd Select Sector SPDR Fund Holdings CONCORDE CAREER (The) Compass Minerals COLLEGES INC Consumer Portfolio Services International Inc. Concordia International Corp Inc Compellent Technologies Inc Concur Technologies Inc Consumer Staples Select COMPETITIVE Concurrent Computer Corp Sector SPDR Fund (The) TECHNOLOGIES INC Condor Hospitality Trust Inc Consumers Bancorp Inc COMPEX TECHNOLOGIES Conduent Inc Container Store Group Inc INC Cone Mills Corp (The) Complete Genomics Inc Conestoga Small Cap Contango Oil & Gas Co Complete Production CONEXANT SYSTEMS INC Contango ORE Inc Services Inc ConforMIS Inc Continental Airlines Inc. COMPOSITE Congress Mid Cap Growth Continental Building Products TECHNOLOGY CORP Conmed Healthcare Inc Compton Petroleum Corp Management Inc CONTINENTAL ENERGY Compucom Systems Inc Connecticut Bancshares Inc CORP COMPUDYNE CORP Connecticut Water Service Continental Fuels Inc Compugen Ltd Inc CONTINENTAL MATERIALS Computer Access Tech Corp ConnectOne Bancorp Inc CORP Computer Horizons Corp. Connecture Inc Continental Minerals Corp COMPUTER NETWORK CONNETICS CORP Continental Resources Inc TECH CORP Conn's Inc CONTINUCARE CORP Cono Italiano Inc ContraFect Corp

Page 35

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Control4 Corp CORILLIAN CORP Cotiviti Holdings Inc Controladora Vuela Corindus Vascular Robotics Cott Corp Compania de Aviacion SA de Inc Cotton States Life Insurance CV CORIO INC Coty Inc Convera Corp Corium International Inc Cougar Biotechnology Inc CONVERGENCE ETHANOL CORIXA CORP Counsel Corp INC CorMedix Inc Counterpath Corp ConvergeOne Holdings Inc Cornell Companies Inc. Country Style Cooking CONVERIUM HOLDING AG CORNERSTONE BANCORP Restaurant Chain Co Ltd Conversant Inc INC Countrywide Financial Corp CONVERSION SERVICES Cornerstone Bancorp/SC County Bancorp Inc INTL INC Cornerstone OnDemand Inc Coupa Software Inc Convio Inc CORNERSTONE RLTY Courier Corp CON-WAY INC INCOME TR I Cousins Properties Inc Cooper Companies Inc. (The) Cornerstone Therapeutics Inc COVAD COMMUNICATIONS Cooper Industries Plc CornerWorld Corp GROUP Cooper Tire & Rubber Co Corning Inc Covance Inc COOPERATIVE Corporate Capital Trust Inc COVANSYS CORP BANKSHARES INC Corporate Office Properties Covanta Holding Corp Cooper-Standard Holdings Trust Inc Covenant Transportation Inc CORRECTIONAL Group Inc Copa Holdings SA SERVICES CORP Coventry Health Care Inc. Copano Energy LLC CORRIENTE RESOURCES Cover-All Technologies Inc COPART INC INC Covest Bancshares Inc Copeland Risk Managed Cortex Pharmaceuticals Inc. Covidien Plc Dividend Growth CORTLAND BANCORP Covisint Corp Copel-Cia Paranaense Cortland General MMF COVISTA Energia Cortland Muni Money Mkt COMMUNICATIONS INC Copernic Inc Cortland US Govt COWEN GROUP INC COPPER MTN NETWORKS Cortronix Biomedical Cowen Inc INC Advancement Technologies Cowlitz Bancorporation COPsync Inc Inc Cox Communications -Cl A Copytele Inc CORUS BANKSHARES INC Cox Radio Inc. CORAUTUS GENETICS INC Corus Entertainment Inc Coyote Resources Inc Corbus Pharmaceuticals CORUS GROUP PLC Cp Ships Ltd Holdings Inc Corvas International Inc CPAC INC CORD BLOOD AMERICA CorVel Corp. CPC OF AMERICA INC INC Corvus Gold Inc CPEX Pharmaceuticals Inc Core Laboratories NV Corvus Pharmaceuticals Inc CPFL Energia SA Core Mark Holding Co Inc Cosan Ltd CPI Aerostructures Inc Core Molding Technologies COSI INC CPI Card Group Inc Inc. COSINE CPI Corp. CoreCivic Inc COMMUNICATIONS INC CPI INTERNATIONAL INC Corel Corp Cosmos Holdings Inc CPS Technologies Corp CoreLogic Inc Cost Plus Inc CRA International Inc CorEnergy Infrastructure Costamare Inc CRA Qualified Investment Trust Inc CoStar Group Inc Cracker Barrel Old Country CoreSite Realty Corp COSTCO WHOLESALE Store Inc CORGENTECH INC CORP Craft Brew Alliance Inc CORGI INTERNATIONAL COST-U-LESS INC CRAFTMADE LTD COTHERIX INC INTERNATIONAL INC

Page 36

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Crailar Technologies Inc Cresud Sociedad Anonima CRYO-CELL Crane Co. Comercial Inmobiliaria INTERNATIONAL INC Crawford & Co Financiera y Agro CRYOCOR INC CRDENTIA CORP CreXus Investment Corp CryoLife Inc. CREATIVE TECHNOLOGY CRH Medical Corp Cryoport Inc LTD CRH PLC Cryptologic Ltd CREATIVE VISTAS INC CRIIMI MAE INC Crystal River Capital Inc CREDENCE SYSTEMS CRIMSON EXPLORATION Crystallex International Corp CORP INC CSB Bancorp Inc/OH Credicorp Ltd Crimson Wine Group Ltd CSG Systems International Credit Acceptance Corp CRISPR Therapeutics AG Inc. Credit One Financial Inc Cristalchile-Cristaler Chile CSI Compressco LP Credit Suisse Group Criteo SA CSK AUTO CORP Credit Suisse High Yield Critical Path Inc CSP Inc Bond Fd CRITICAL THERAPEUTICS CSRA Inc Creditriskmonitor.com Inc INC CSS Industries Inc. CreditSuisse Cap Criticare Systems Inc CST Brands Inc Appreciation CRM Holdings Ltd CSW Industrials Inc CreditSuisse Cash Reserve CRM Mid Cap Value CSX Corp CreditSuisse Fixed Income CRM Small Cap Value CT COMMUNICATIONS INC CreditSuisse Intl Focus CRM Small Mid Cap Value CT Muni Cash CreditSuisse Large Cap Crocs Inc CTC Media Inc Value Croft Leominster Value CTI BioPharma Corp CreditSuisse Mid Cap Core CROGHAN BANCSHARES CTI MOLECULAR IMAGING CreditSuisse Prime MM INC INC CreditSuisse Small Cap Core Cronos Group (The) Ctrip.com International Ltd CreditSuisse US Govt Money Cronos Group Inc CTS Corp CreditSuisse VAR Tr Sml Cross (A.T.) Co CU Bancorp/CA Cap Core 1 Cross Country Healthcare Inc CubeSmart Credo Petroleum Corp Cross Timbers Royalty Trust CUBIC CORP Cree Inc. CrossAmerica Partners LP CUBIC ENERGY INC CREF Bond Market Crosshair Exploration & CUBIST CREF Equity Index Mining Corp PHARMACEUTICALS INC CREF Global Equities Crossroads Systems Inc CUI Global Inc CREF Growth CROSSTEX ENERGY INC CUISINE SOLUTIONS INC CREF Inflation Linked Bond CrowdGather Inc Cullen Agricultural Holding Act CROWLEY MARITIME Corp CREF Money Market CORP Cullen/Frost Bankers Inc CREF Social Choice Crown Amer Realty Trust Culp Inc. CREF Stock Crown Castle International Culture Medium Holdings CREO INC Corp Corp CRESCENT BANKING CO Crown Crafts Inc Cumberland Pharmaceuticals Crescent Point Energy Corp Crown Holdings Inc Inc CRESCENT R E EQUITIES Crown Media Holdings Inc Cumberland Resources Ltd INC Crown Pacific Partners -Lp Cummins Inc. CRESTED CORP CROWN RESOURCES Cumulus Media Inc Crestwood Equity Partners CORP CUNO INC LP CRT PROPERTIES INC CuraGen Corp Crestwood Midstream Crucell NV, Leiden CURATIVE HEALTH Partners LP Crude Carriers Corp SERVICES INC CURIS INC

Page 37

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

CURO Group Holdings Corp Cynapsus Therapeutics Inc Danvers Bancorp Inc CURON MED INC Cynosure Inc Daqo New Energy Corp CurrencyShares Australian Cyplasin Biomedical Ltd DARA BioSciences Inc Dollar Trust CYPRESS BIOSCIENCE Darden Restaurants Inc. CurrencyShares British INC Darling Ingredients Inc Pound Sterling Trust Cypress Energy Partners LP Darwin Professional CurrencyShares Canadian CYREN Ltd Underwriters Inc Dollar Trust CyrusOne Inc DASAN Zhone Solutions Inc CurrencyShares Euro Trust CYS Investments Inc Dassault Systemes SA CurrencyShares Japanese Cysive Inc Data Domain Inc Yen Trust Cytec Industries Inc. Data I/O Corp CurrencyShares Mexican CYTOCORE INC Datakey Inc Peso Trust CytoDyn Inc Datalink Corp CurrencyShares Swedish CYTOGEN CORP DATAMIRROR CORP Krona Trust CYTOGENIX INC DATARAM CORP CurrencyShares Swiss Franc CYTOKINETICS INC DATASCOPE CORP Trust Cytomedix Inc DATASTREAM SYSTEMS CURRENT TECHNOLOGY CytomX Therapeutics Inc INC CORP Cytori Therapeutics Inc DATATEC SYSTEMS INC Curtiss-Wright Corp Cytosorbents Corp DATATRAK Customers Bancorp Inc CytRx Corp INTERNATIONAL INC Cutera Inc CYTYC CORP Datawatch Corp Cutter & Buck Inc D&E Communications Inc Dave & Buster's CV THERAPEUTICS INC D&K HEALTHCARE Entertainment Inc CVB Financial Corp RESOURCES INC Davenport Value & Income CVD Equipment Corp D. Medical Industries Ltd DAVI SKIN INC Cvent Inc D.R. Horton Inc. DAVIDsTEA Inc CVR Energy Inc DADE BEHRING HOLDINGS Davis Appreciation & Income CVR Partners LP INC Davis Financial CVR Refining LP Daily Assets Davis Global CVS Health Corp Daily CT TxFr Income MM Davis Govt MM Cyalume Technologies Daily Income Money Market Davis New York Venture Holdings Inc Daily Income Muni Davis Opportunity Cyan Inc Daily Income US Govt Davis Real Estate CYANOTECH CORP Daily Income US Treasury Davis Value Var Portf CYBER DEFENSE Daily Journal Corp DaVita Inc SYSTEMS INC Daily NJ Muni Income MM Dawson Geophysical Co CyberDefender Corp Daily NY TxFr Income MM DAXOR CORP Cyberguard Corp Daily TxFr Income MM DAYBREAK OIL & GAS INC CYBERKINETICS NEURO Daimler AG DayStar Technologies Inc. SYS INC Dakota Plains Holdings Inc Dayton Superior Corp CyberOptics Corp DAKTRONICS INC DCB Financial Corp CyberSource Corp DALECO RESOURCES DCT Industrial Trust Inc Cybex International Inc. CORP DDi Corp. Cyclacel Pharmaceuticals Inc Dan River Inc -Cl A DDR Corp CYGENE LABORATORIES Dana Inc DE RIGO SPA -ADR INC Danaher Corp DEAN FOODS CO CYGNE DESIGNS INC Danaos Corp Dearborn Bancorp Inc Cygnus Inc DANKA BUSINESS DEB SHOPS INC Cymabay Therapeutics Inc SYSTEMS PLC Deciphera Pharmaceuticals Cymer Inc DANONE (GROUPE) Inc

Page 38

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

DECODE GENETICS INC Delaware PT Large Cap Denali Therapeutics Inc DECOMA INTL INC -CL A Growth Equity Denbury Resources Inc. Decor Products International Delaware Real Estate Inv DENDREON CORP Inc Trust DENDRITE DECORATOR INDUSTRIES Delaware Select Growth INTERNATIONAL INC INC Delaware Small Cap Core DENISON INTL PLC -ADR Decorize Inc Delaware Small Cap Value Denison Mines Corp Deep Down Inc Delaware Smid Cap Growth Denmark Bancshares Inc DEEP WELL OIL & GAS INC Delaware Trend Dennys Corp Deere & Co Delaware TxFr CO DENTSPLY SIRONA Inc Dehaier Medical Systems Ltd Delaware TxFr MN DepoMed Inc. Dejour Energy Inc Delaware TxFr MN Insured Derma Sciences Inc Dekania Corp Delaware TxFr PA Dermira Inc Del Frisco's Restaurant Delaware TxFr USA DERMISONICS INC Group Inc Delaware TxFr USA Intrmd DESERT SUN MINING DEL GLOBAL Delaware US Growth CORP TECHNOLOGIES CORP Delaware Value Design Within Reach Inc Del Laboratories Inc Delaware VIP Divers Income Despegar.Com Corp DEL MONTE FOODS CO Delaware VIP Emerging Mkt Destination Maternity Corp Del Taco Restaurants Inc Delaware VIP High Yield Destination XL Group Inc Delaware American Services Delaware VIP Limited Term Destinations Core Fixed Delaware Balanced Fund Diversified Income Income Delaware Cash Reserve Delaware VIP REIT Destinations International Delaware Corporate Bond Delaware VIP Small Cap Equity Delaware Delchester Value Destinations Large Cap Delaware Diversified Floating Delaware VIP Smid Cap Equity Rate Growth Destinations Multi Strategy Delaware Diversified Income Delaware VIP Trend Alternatives Delaware Emerging Markets Delaware VIP Value Destinations Small-Mid Cap Delaware Extended Dur Delaware Wealth Builder Equity Bond Delcath Systems Inc Destiny Media Technologies Delaware Foundation Delek US Holdings Inc Inc Moderate Allocation dELiAs Inc Deswell Industries Inc Delaware Growth & Income Dell Technologies Inc Deutsche Alternative Asset Delaware High Yield Opport DELPHAX TECHNOLOGIES Allocation Delaware Inflation Protected INC Deutsche Bank AG Bond Delphi Financial Group Inc Deutsche CA TxFr Income Delaware Intl Value Equity Delphi Technologies PLC Deutsche Capital Growth Delaware Large Cap Value DELTA & PINE LAND CO Deutsche Capital Growth VIP Delaware Ltd Term Delta Air Lines Inc Deutsche Core Equity Diversified Income Delta Apparel Inc Deutsche CROCI Equity Delaware Natl High Yield Delta Financial Corp Dividend Muni DELTA NATURAL GAS CO Deutsche CROCI Delaware PT Emerging INC International Markets DELTA OIL & GAS INC Deutsche CROCI US Delaware PT Global Fixed deltathree Inc Deutsche Enhanced Inc Deltek Inc Commodity Strategy Delaware PT Global Real Deltic Timber Corp Deutsche Equity 500 Index Estate Securities DELUXE CORP Deutsche Equity 500 Index Delaware PT Labor Sel Intl DemandTec Inc VIP Eq Demandware Inc Deutsche Floating Rate

Page 39

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Deutsche Global Income Deutsche Unconstrained DFA International Small Builder Income Company Deutsche Global Deutsche X-trackers Harvest DFA International Social Infrastructure CSI 300 China A-Shares ETF Core Equity Deutsche Global Real Estate Deutsche X-trackers MSCI DFA International Securities EAFE Hedged Equity ETF Sustainability Core 1 Deutsche Global Small Cap Deutsche X-trackers MSCI DFA International Value Deutsche GNMA Europe Hedged Equity ETF DFA International Value III Deutsche Government Cash Deutsche X-trackers MSCI DFA International Vector Management Japan Hedged Equity ETF Equity Deutsche Government Cash DEVCON INTERNATIONAL DFA Investment Grade Reserve CORP DFA Japanese Small Deutsche Government Devon Energy Corp Company Money Market Series Dex Media Inc DFA Large Cap International Deutsche Government Series DFA 1 Year Fixed Income DFA Municipal Real Return Cash Reserve Government DFA 2 Year Global Fixed DFA Real Estate Securities Deutsche Govt & Agency Income DFA Selectively Hedged Securities DFA 5 Year Global Fixed Global Fixed Income Deutsche High Income Income DFA Short Duration Real Deutsche International DFA CA Short Term Return Growth Municipal Bond DFA Short Term Extended Deutsche Intrmd Tax/AMT DFA Commodity Strategy Quality Free DFA Emerging Markets DFA Short Term Municipal Deutsche Large Cap Value DFA Emerging Markets Core Bond Deutsche MA TxFr Muni Equity DFA Short-Term Government Deutsche Managed Municipal DFA Emerging Markets Sml DFA TA US Core Equity 2 Deutsche Money Market Cap DFA TA World ex US Core Prime Series DFA Emerging Markets Equity Deutsche Municipal Income Social Core Equity DFA Tax Mngd International Trust DFA Emerging Markets Value Deutsche Real Estate Value DFA Tax Mngd US Equity Securities DFA Enhanced US Large Co DFA Tax Mngd US Mktwide Deutsche S&P 500 Index DFA Global 25/75 Port Value Deutsche Science and DFA Global 60/40 Port DFA Tax Mngd US Mktwide Technology DFA Global Equity Port Value II Deutsche Select Alternative DFA Global Real Estate DFA Tax Mngd US Small Allocation Securities Cap Deutsche Short Duration DFA Inflation Protected DFA Tax Mngd US Targeted Deutsche Short Muni Bond Securities Value Deutsche Small Cap Value DFA Intermediate Govt Fixed DFA US Core Equity 1 Deutsche Strategic Income DFA US Core Equity 2 Government Securities DFA Intermediate Term DFA US Large Cap Equity Deutsche Strategic High Extended Quality DFA US Large Cap Growth Yield TxFr DFA Intermediate-Term DFA US Large Cap Value Deutsche Tax Exempt Municipal Bond DFA US Large Cap Value III Deutsche Telekom AG DFA International Core DFA US Large Company Deutsche Treasury Equity DFA US Micro Cap Deutsche Treasury Money DFA International Real DFA US Small Cap Deutsche Ultra Short Estate Securities DFA US Small Cap Value Duration DFA International Small Cap DFA US Social Core Equity 2 Value DFA US Sustainability Core 1

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

DFA US Targeted Value Digital Ally Inc Direxion Daily Junior Gold DFA US Vector Equity DIGITAL ANGEL CORP Miners Index Bull 3X Shares DFA World ex US Core DIGITAL FUSION INC Direxion Daily S&P 500 Bull Equity DIGITAL IMPACT INC 3X Shares DFA World ex US DIGITAL INSIGHT CORP Direxion Daily Small Cap Bull Government Fixed Income DIGITAL LIGHTWAVE INC 3x Shares DFC Global Corp DIGITAL MUSIC GROUP Direxion Dialy Large Cap DGSE Companies Inc INC Bear 3x Shares DHI Group Inc Digital Realty Trust Inc Direxion Shares ETF Trust - DHT Holdings Inc Digital River Inc Direxion Daily Small Cap DHX Media Ltd DIGITALFX Bear 3X Sha Diacrin Inc INTERNATIONAL INC DIRT MOTOR SPORTS INC Diageo PLC DigitalGlobe Inc Disaboom Inc DIAGNOSTIC PRODUCTS DIGITALNET HOLDINGS Discover Financial Services CORP INC Discovery Laboratories Inc Dial Corporation DIGITALPOST DISCOVERY PARTNERS Dial Global Inc INTERACTIVE INC INTL INC Dialogic Inc. Digitalthink Inc DISH Network Corp DIALYSIS CORP OF DIGITALTOWN INC Dish TV INDA Ltd AMERICA DIGITAS INC DISTINCTIVE DEVICES INC Diamante Minerals Inc Diguang International Distribucion Y Servicio Diamond Foods Inc Development Co Ltd D.Y.S.SA,SAntiago Diamond Hill Corporate Diligent Corp Distributed Energy Systems Credit Dillard's Inc. Corp. Diamond Hill Investment Dime Community Ditech Networks Inc Group Inc Bancshares Inc Diversified Growth & Income Diamond Hill Large Cap Dimeco Inc Diversified Hi Quality Bond Diamond Hill Long Short Dimension Therapeutics Inc Diversified II Core Bond Diamond Hill Small Cap Diodes Inc Diversified II Equity Growth Diamond Hill Small Mid Cap DIOMED HOLDINGS INC Diversified II International DIAMOND I INC DIONEX CORP Eqty Diamond Management & Dipexium Pharmaceuticals Diversified II Intrmd Horizon Technology Consultants Inc Inc Diversified II Intrmd/Long Diamond Offshore Drilling Diplomat Pharmacy Inc Horizo Inc. DIRECT GENERAL CORP Diversified II Long Horizon Diamond Resorts DIRECTED ELECTRONICS Diversified II Special Equity International Inc INC Diversified II Stock Index Diamondback Energy Inc DIRECTV Diversified II Value & Income DIAMONDHEAD CASINO Direxion Commodity Trends Diversified Instl Special CORP Direxion Daily 20-plus Year Equity DiamondRock Hospitality Co Treasury Bear 3X Shares Diversified Restaurant Diana Containerships Inc Direxion Daily Emerging Holdings Inc DIANA SHIPPING INC Markets Bull 3x Shares Diversified Special Equity Dicerna Pharmaceuticals Inc Direxion Daily Energy Bull 3X Diversinet Corp Dick's Sporting Goods Inc. ETF DivX Inc Diebold Nixdorf Inc Direxion Daily Financial Bear Dixie Group Inc (The) DIEDRICH COFFEE INC 3X ETF DJO INC DIGENE CORP Direxion Daily Financial Bull DJSP Enterprises Inc Digi International Inc 3X DLB Small Company Digimarc Corp Direxion Daily Gold Miners Opportunity Digirad Corp Index Bull 3X Shares DMC Global Inc

Page 41

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

DNB Financial Corp DoubleLine Emerging Dreyfus Alpha Growth DNP Select Income Fund Inc. Markets Fixed Income Dreyfus Alternative Diversifier DOBI MEDICAL INTL INC DoubleLine Flexible Income Strategies DOBSON DoubleLine Global Bond Dreyfus AMT Free Muni COMMUNICATIONS CORP DoubleLine Income Solutions Bond Docent Inc Fund Dreyfus AMT Free Muni DOCUCORP DoubleLine Low Duration Reserves INTERNATIONAL INC Bond Dreyfus AMT-Free TxEx DOCUMENT SCIENCES DoubleLine Shiller Enhanced Cash Mgmt CORP CAPE Dreyfus Appreciation Document Security Systems DoubleLine Total Return Dreyfus Balanced Opport Inc Bond Dreyfus Basic CA Muni MM Documentum Inc DOUBLE-TAKE SOFTWARE Dreyfus Basic Money Market Dodge & Cox Balanced INC Dreyfus Basic Muni Money Dodge & Cox Global Stock Douglas Dynamics Inc Mkt Dodge & Cox Income Fund Douglas Emmett Inc Dreyfus Basic NY Muni MM Dodge & Cox Intl Stock DOV PHARMACEUTICAL Dreyfus Basic US Dodge & Cox Stock INC Government MM Dolan Co (The) Dova Pharmaceuticals Inc Dreyfus Basic US Mortgage Dolby Laboratories Inc Dover Corp Sec Dole Food Co Inc Dover Downs Gaming & Dreyfus Bond Market Index Dollar General Corp Entertainment Inc. Dreyfus CA AMT Free Muni Dollar Thrifty Automotive Dover Motorsports Inc. Bond Group Inc. DOVER SADDLERY INC Dreyfus CA AMT Free Muni Dollar Tree Inc Dow 30 Enhanced Premium Cash Dolphin Digital Media Inc & Income Fund Inc Dreyfus Cash Management Dominion Diamond Corp Dow Jones and Co Inc. Dreyfus Cash Mgmt Plus Dominion Energy Inc DowDuPont Inc Dreyfus Citizens Sel Prim Dominion Energy Midstream Downey Financial Corp. MM Partners LP Dpac Technologies Corp Dreyfus Citizens Select DOMINION HOMES INC DPL Inc. Treasury MM Dominion Resources Black Dr Pepper Snapple Group Inc Dreyfus Core Value Warrior Trust DR REDDY'S Dreyfus CT DOMINO'S PIZZA INC LABORATORIES LTD Dreyfus Disciplined Stock Domtar Corp Dragon Jade International Ltd Dreyfus Diversified Intl DOMTAR INC DRAGON Dreyfus Dynamic Total Donaldson Co Inc. PHARMACEUTICALS INC Return Donegal Group Inc DragonWave Inc Dreyfus Emerging Leaders Donnelley Financial Solutions Draxis Health Inc Dreyfus Emerging Markets Inc DRDGOLD LTD Debt Local Currency Doral Energy Corp DREAMS INC Dreyfus Emerging Mrkts Dorchester Minerals LP DreamWorks Animation Inc Dreyfus Equity Gro Dorian LPG Ltd Dreman/Claymore Dividend Dreyfus FL Intrmd Muni Bond Dorman Products Inc & Income Fund Dreyfus FL Muni Money Dot Hill Systems Corp. Dresser-Rand Group Inc Market DOUBLE EAGLE DREYER'S GRAND ICE Dreyfus Floating Rate PETROLEUM CO CRM HLDGS Income DOUBLECLICK INC Dreyfus 100% US Treas MM Dreyfus Fund DoubleLine Core Fixed LP Dreyfus General CA Muni Income Dreyfus A Bonds Plus MM Dreyfus Active Midcap

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Dreyfus General Govt Sec Dreyfus Intl Eqty Dreyfus Premr Small Co Money Market Dreyfus Intl Value Stock Dreyfus General Money Dreyfus Intrmd Term Income Dreyfus Premr Tax Mngd Market Dreyfus Large Cap Equity Growth Dreyfus General Muni Bond Dreyfus Large Cap Value Dreyfus Premr Yield Advantg Dreyfus General Muni Money Dreyfus LifeTime Gro & Inc Dreyfus Research Core Market Dreyfus Liquid Assets Dreyfus Research Growth Dreyfus General NY Muni Dreyfus MA Muni Money Fund Bond Market Dreyfus S&P 500 Index Dreyfus General NY Muni Dreyfus Midcap Index Dreyfus S&P Stars Opp MM Dreyfus MM Instrument -Govt Dreyfus Select Managers Dreyfus General Treasury Dreyfus MM Instrument Small Cap Growth Securities MM Money Mkt Dreyfus Select Managers Dreyfus Global Real Estate Dreyfus Money Mkt Rsrvs Small Cap Value Securities Dreyfus Muni Bond Dreyfus Short Intrmd Govt Dreyfus Global Real Return Dreyfus Muni Bond Dreyfus Short Intrmd Muni Dreyfus Global Stock Opportunity Dreyfus Short Term Inc Dreyfus GNMA Dreyfus Muni Cash Mgmt Dreyfus Small Cap Value Dreyfus Govt Cash Mgmt Plus Dreyfus Smallcap Stock Dreyfus Govt Securities Cash Dreyfus Muni Money Market Index Dreyfus Greater China Dreyfus NJ Muni Bond Dreyfus Socially Responsible Dreyfus Growth & Income Dreyfus NJ Muni Money Growth Fund Dreyfus High Yield Market Dreyfus Strategic Municipal Dreyfus High Yield Strategies Dreyfus NY AMT Free Muni Bond Fund Inc. Fund Bond Dreyfus Strategic Municipals Dreyfus Institutional Dreyfus NY AMT Free Muni Inc. Preferred Government Money Market Dreyfus Strategic Value Money Market Dreyfus NY Muni Cash Mgmt Dreyfus Tech Growth Dreyfus Institutional S&P 500 Dreyfus NY TxEx Bond Dreyfus Third Century Stock Index Dreyfus NY TxEx Intrmd Dreyfus Treas & Agency Dreyfus Institutional Treasury Bond Cash Mgmt and Agency Cash Advantage Dreyfus Opportunistic Fixed Dreyfus Treasury Securities Dreyfus Institutional Treasury Income Cash Mgt Securities Cash Advantage Dreyfus Opportunistic Midcap Dreyfus US Equity Dreyfus Instl Cash Advntg Value Dreyfus US Treas Rsrvs Dreyfus Instl Cash Advntg+ Dreyfus Opportunistic Small Dreyfus Var Inv Apprec Dreyfus Instl Money Market Cap Dreyfus Var Inv Develop Ldrs Dreyfus Instl Preferred Dreyfus PA Muni Money Dreyfus Var Inv Growth & Inc Government + MM Market Dreyfus Var Inv Midcap Stock Dreyfus Instl Preferred MM Dreyfus Premr Balanced Dreyfus Var Inv Money Dreyfus Instl Prime MM Dreyfus Premr Core Bond Market Dreyfus Instl US Govt MM Dreyfus Premr Enterprise Dreyfus Var Inv Quality Bond Dreyfus Instl US Treas MM Dreyfus Premr Future Dreyfus Var Inv Sml Cp Stk Dreyfus Intermediate Muni Leaders Idx Bond Dreyfus Premr High Income Dreyfus Var Inv Stock Index Dreyfus International Small Dreyfus Premr Intl Small Cap Fund Cap Dreyfus Premr MD Bond Dreyfus Worldwide Dollar Dreyfus International Stock Dreyfus Premr Mid Cap MM Dreyfus International Stock Stock Dreyfus Worldwide Growth Index Dreyfus Premr OH Bond Dreyfus/Boston Co Intl Core Dreyfus Intl Bond Equity

Page 43

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Dreyfus/Boston Co Small Duff & Phelps Corp DWS Emerging Market Fixed Cap Growth Duff & Phelps Global Utility Income Dreyfus/Boston Co Small Income Fund DWS Emerging Markets Cap Tax Sens Duff & Phelps Utility and Equity Dreyfus/Boston Co Small Corporate Bond Trust Inc. DWS Equity Partners Cap Value Duke Energy Corp DWS Europe Equity Dreyfus/Founders Discovery Duke Realty Corp DWS Global Commodities Dreyfus/Founders Growth Dun & Bradstreet Corp (The) Stock fund Inc Dreyfus/Founders Mid Cap DUNCAN ENERGY DWS Global Opportunity VIP Grow PARTNERS LP DWS Gold & Precious Metals Dreyfus/Newton International DUNE ENERGY INC DWS Govt & Agency Money Equity Dunkin' Brands Group Inc DWS Govt & Agency VIP Dreyfus/Standish Global Duoyuan Global Water Inc DWS Growth & Income VIP Fixed Income Duoyuan Printing Inc DWS High Income Dreyfus/Standish Mellon DuPont Fabros Technology Opportunities Fund Inc Fixed Income Inc DWS High Income Plus Dreyfus/The Boston Co DUPONT PHOTOMASKS DWS High Income VIP Small/Mid Cap Growth INC DWS International Select DRI Corp Dupree KY TxFr Income Equity VIP Driehaus Active Income DUQUESNE LIGHT DWS International VIP Driehaus Emerging Markets HOLDINGS INC DWS Intl Equity Small Cap Growth DURA AUTOMOTIVE SYS - DWS Intl Select Eqty Driehaus Emerging Mkts CL B DWS Large Cap Value VIP Growth Duraswitch Inds Inc DWS Large Company Driehaus Intl Discovery Durata Therapeutics Inc Growth Driehaus Select Credit DURATEK INC DWS Latin America Equity Dril-Quip Inc. DURAVEST INC DWS LifeCompass 2015 DRIVE SHACK INC Durect Corp DWS LifeCompass 2020 DRS Technologies Inc. DUSA Pharmaceuticals Inc DWS Lifecycle Long Range drugstore.com Inc DUSKA THERAPEUTICS DWS Mid Cap Growth Dryden Government INC DWS Money Market VIP Securities Money Market Dussault Apparel Inc DWS NY TxFr Income Series DUTCH GOLD DWS RREEF Real Estate Dryden Intl Value RESOURCES INC Fund II Dryden Large Cap Core Dutchfork Bancshares Inc DWS RREEF Real Estate Equity DWS Balanced VIP Fund Inc Dryden Money Mkt NY DWS Blue Chip DWS Short Term Bond Dryden Muni Insured DWS Blue Chip VIP DWS Small Cap Growth Dryden Small Cap Value DWS Cash Investment Trust DWS Small Cap Growth VIP Dryden Ultra Short Bond DWS Communication DWS Small Cap Index VIP DSG INTERNATIONAL LTD DWS Core Fixed Income DWS Small Cap Value DSL.NET INC DWS Core Fixed Income VIP DWS Strategic Value VIP DSP Group Inc DWS Core Plus Income DWS TxEx Money DST Systems Inc. DWS Davis Venture Value DWS US Bond Index DSW Inc VIP DWS Value Builder DTE Energy Co DWS Disciplined Market Dwyer Group Inc DTS Inc Neutral DXC Technology Company Duane Reade Inc DWS Dreman Small Mid Cap DXP Enterprises Inc DUCKWALL ALCO STORES Value VIP DYADIC INTERNATIONAL INC DWS EAFE Equity Index INC Ducommun Inc DYAX CORP

Page 44

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Dycom Industries Inc. EarthLink Holdings Corp Eaton Vance Enhanced DYNABAZAAR INC EARTHSTONE ENERGY Equity Income Fund II DYNACQ HEALTHCARE INC Eaton Vance FL Muni INC EAST DELTA RESOURCES Eaton Vance Floating Rate Dynagas LNG Partners LP CORP Eaton Vance Floating Rate Dynamex Inc. EAST PENN FINANCIAL High Income Dynamic Oil & Gas Inc CORP Eaton Vance Floating-Rate Dynamic Oil & Gas Services East West Bancorp Inc. Advantage Portfolio Easterly Government Eaton Vance Floating-Rate Dynamics Research Corp Properties Inc Income Trust Dynasil Corp Of America Eastern American Natural Eaton Vance Global Dividend DYNAVAX TECHNOLOGIES Gas Trust Income CORP Eastern Co (The) Eaton Vance Global Macro DynaVox Inc Eastern Environment Absolute Return Dyncorp International Inc Solutions Corp Eaton Vance Global Macro Dynex Capital Inc. Eastern Goldfields Inc Absolute Return Advantage Dyntek Services Inc Eastern Insurance Holdings Eaton Vance Govt Obligation E DIGITAL CORP Inc Eaton Vance Greater India E*Trade CA Muni Money Eastern Virginia Bankshares Eaton Vance Grtr China Market Inc Grow E*TRADE Financial EastGroup Properties Inc. Eaton Vance High Income Corporation EASTMAN CHEMICAL CO Opportunities E*Trade Govt Money Market Eastman Kodak Co Eaton Vance High Yield Muni E*Trade Money Market EASYLINK SERVICES CP - Income E*Trade Muni Money Market CL A Eaton Vance Inc of Boston E*Trade S&P 500 Index EasyLink Services Eaton Vance Instl Short E. I. du Pont de Nemours and International Corp Income Co Eaton Corp Plc Eaton Vance Instl Short e.l.f. Beauty Inc Eaton Vance AMT Free Muni Treas E.ON AG Income Eaton Vance Large Cap E.PIPHANY INC Eaton Vance Asian Sm Co Value E2open Inc Eaton Vance Atlanta Capital Eaton Vance Limited Eagle Bancorp Inc SMID Cap Duration Income Fund Eagle Bancorp Montana Inc Eaton Vance Balanced Eaton Vance MA Muni EAGLE BROADBAND INC Eaton Vance CA Muni Eaton Vance Multi Strategy Eagle Bulk Shipping Inc Eaton Vance Califonia Absolute Return Eagle Capital Appreciation Municipal Bond Fund Eaton Vance Multisector Eagle Financial Services Inc Eaton Vance Cash Income EAGLE HOSPITALITY Management Eaton Vance Municipal Bond PROP TR Eaton Vance Commodity Fund Eagle Intl Equity Strategy Eaton Vance Municipal EAGLE MATERIALS INC Eaton Vance Corp. Income Trust Eagle Mid Cap Stock Eaton Vance Diversified Eaton Vance Municipal Eagle MLP Strategy Currency Income Opportunities Eagle Money Market Eaton Vance Dividend Eaton Vance National Limited Eagle Muni Money Market Builder Municipal Income Eagle Pharmaceuticals Inc Eaton Vance Emerging Eaton Vance National Muni Eagle Rock Energy Partners Markets Local Income Income LP Eaton Vance Enhanced Eaton Vance National EAGLE TEST SYSTEMS Equity Income Fund Municipal Opportunities Trust INC

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Eaton Vance NJ Muni Eaton Vance Tax- EcoReady Corp Income Advantaged Dividend Income Ecosphere Technologies Inc Eaton Vance NY Muni Fund ECOST.COM INC Income Eaton Vance Tax- Ecotality Inc Eaton Vance OH Muni Advantaged Global Dividend ECtel Ltd Petah Tikva Income Income Fund EDAC TECHNOLOGIES Eaton Vance PA Muni Eaton Vance Tax-Managed CORP Income Buy-Write Income Fund EDAP TMS SA Eaton Vance Prime Rate Eaton Vance Tax-Managed EDCI Holdings Inc Reserve Buy-Write Opportunities Fund Eddie Bauer Holdings Inc Eaton Vance Richard Eaton Vance Tax-Managed Edelbrock Corp Bernstein All Asset Strategy Diversified Equity Income Edelman Financial Group Inc Eaton Vance Richard Fund Eden Bioscience Corp Bernstein Equity Strategy Eaton Vance Tax-Managed EDEN ENERGY CORP Eaton Vance Risk Managed Equity Asset EDGAR Online Inc Equity Option Income Eaton Vance Tax-Managed EDGE PETROLEUM CORP Eaton Vance Risk-Managed Global Buy-Write Edge Phnx Strategic Alloc Diversified Equity Income Opportunities Fund Edge Phnx-Capital Growth Fund Eaton Vance Tax-Managed Edge Therapeutics Inc Eaton Vance Senior Floating Global Diversified Equity Edgen Group Inc Rate Trust Income Fund Edgewater Foods Eaton Vance Senior Income Eaton Vance Tax-Managed International Inc Trust Value Edgewater Technology Inc Eaton Vance Short Duration Eaton Vance VT Fltg Rate Edgewell Personal Care Co Diversified Income Fund Inc Edgewood Growth Eaton Vance Short Duration Eaton Vance Worldwide Hlth eDiets.com Inc Government Income Sci Edison International Eaton Vance Short Duration eBay Inc. Edison Schools Inc Strategic Income Ebix Inc Editas Medicine Inc Eaton Vance TABS 5-to-15 EBOOKERS PLC EDO CORP Year Laddered Municipal ECA Marcellus Trust I EDP-Energias de Portugal Bond ECB Bancorp Inc SA Eaton Vance TABS ECC CAPITAL CORP Educate Inc Intermediate-Term Municipal ECCO ENERGY CORP Education Lending Group Inc Bond Echelon Corp Education Management Corp Eaton Vance TABS Short- Echo Global Logistics Inc Education Realty Trust Inc Term Municipal Bond Echo Therapeutics Inc EDUCATIONAL Eaton Vance Tax EchoStar Corp DEVELOPMENT CORP Advantaged Global Dividend ECI Edward Jones Money Market Opportunities Fund TELECOMMUNICATIONS - EDWARDS (A G) INC Eaton Vance Tax Managed ORD Edwards J D & Co Global Dividend Income Eclipse Resources Corp Edwards Lifesciences Corp Eaton Vance Tax Managed Eclipsys Corp EFC BANCORP INC Growth 1.0 Ecoark Holdings Inc EFJohnson Technologies Inc Eaton Vance Tax Managed Ecolab Inc. EFT BioTech Holdings Inc Growth 1.1 ECOLLEGE.COM EFUNDS CORP Eaton Vance Tax Managed Ecology and Environment e-Future Information Growth 1.2 Inc. Technology Inc Eaton Vance Tax Mngd Sm E-Commerce China eGain Corp Cp Gro Dangdang Inc Egalet Corp Ecopetrol SA EGL INC

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018 eHealth Inc Elevate Credit Inc EMERGE INTERACTIVE eHi Car Services Ltd Eleven Biotherapeutics Inc INC E-House (China) Holdings Elfun Diversified EMERGENCY FILTRATION Ltd Elfun Income PRODS Eiger BioPharmaceuticals Inc Elfun International Equity Emergency Medical Services EII Global Property Elfun Money Market Corp EII International Property Elfun Tax Exempt Income Emergent BioSolutions Inc Einstein Noah Restaurant Elfun Trusts Emergent Capital Group Inc Eli Lilly and Co EMERGENT GROUP INC Ekso Bionics Holdings Inc ELINEAR INC Emerging Markets Growth El Capitan Precious Metals Elio Motors Inc Emerging Media Holdings Inc Inc ELITE PHARMACEUTICALS Emeritus Corp EL PASO ELECTRIC CO INC Emerson Electric Co. El Paso Holding Co ELIZABETH ARDEN INC Emerson Radio Corp El Paso Pipeline Partners LP ELKCORP Emisphere Technologies Inc El Pollo Loco Holdings Inc Ellie Mae Inc Emmis Communications Elamex S A De Cv Ellington Financial LLC Corp ELAN CORP PLC Ellington Residential Empeiria Acquisition Corp eLandia International Inc Mortgage REIT Empire District Electric Co. Elbit Imaging Ltd Ellomay Capital Ltd Empire Energy Corp Intl Elbit Systems Ltd E-LOAN INC EMPIRE RESOURCES INC ELCOM INTERNATIONAL eLong Inc Empire State Realty OP LP INC Elray Resources Inc Empire State Realty Trust Inc Elder Beerman Stores Corp Elron Electronic Industries Empire Water Corp Eldertrust Ltd Employers Holdings Inc Eldorado Gold Corp ELSCINT LTD -ORD Emrise Corp Eldorado Resorts Inc Elster Group SE EMS Technologies Inc ELECTR CLEARING HOUSE Emageon Inc Emulex Corp. Electrameccanica Vehicles eMagin Corp En Pointe Technologies Inc Corp EMAK WORLDWIDE INC En2Go International Inc ELECTRIC AQUAGENICS Emazing Interactive Inc Enable Midstream Partners UNLIMITD EMBARCADERO LP ELECTRO ENERGY INC TECHNOLOGIES INC Enanta Pharmaceuticals Inc ELECTRO RENT CORP Embarq Corp ENB Financial Corp Electro Scientific Industries Embassy Bancorp Inc Enbridge Energy Partners LP Inc EMBRATEL Enbridge Inc ELECTROLUX AB PARTICIPACOES SA Encompass Health Corp Electromed Inc EMBREX INC Encore Acquisition Co. Electronic Arts Inc. EMC Corp Encore Bancshares Inc Electronic Cigarettes EMC Insurance Group Inc Encore Energy Partners LP International Group Ltd Emclaire Financial Corp ENCORE MEDICAL CORP Electronic Data Systems EMCOR Group Inc. Encore Wire Corp Corp EMCORE Corp ENCORIUM GROUP INC ELECTRONIC SENSOR Emdeon Inc ENCYSIVE TECH INC Emera Inc PHARMACEUTICALS INC ELECTRONICS BOUTIQUE Emerald Dairy Inc ENDEAVOR ACQUISITION HLDG CP Emerald Expositions Events CORP Electronics for Imaging Inc Inc Endeavor Power Corp Electrum Special Acquisition Emerald Growth Endeavour International Corp Corp Emerald Oil, Inc. Endeavour Silver Corp Elements U.S. Portfolio Emerge Energy Services LP ENDESA SA

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Endocardial Solutions Inc ENIGMA SOFTWARE Environmental Control Corp Endocare Inc GROUP INC ENVIRONMENTAL POWER EndoChoice Holdings Inc Enlink Midstream LLC CORP Endocyte Inc EnLink Midstream Partners Environmental Solutions Endologix Inc LP Worldwide Inc Endurance Specialty Enliven Marketing Environmental Tectonics Holdings Inc Technologies Corp Corp Enduro Royalty Trust ENNIS INC EnviroStar Inc Endwave Corp Enova International Inc Envision Healthcare Corp Enel Generacion Chile SA ENOVA SYSTEMS INC Envision Healthcare Holdings ENEL SPA ENPATH MEDICAL INC Inc Ener1 Inc Enphase Energy Inc Enviva Partners LP Ener-Core Inc EnPro Industries Inc. Envivio Inc Energen Corp. ENSCO Plc Envoy Capital Group Inc Energizer Holdings Inc Enservco Corp Enwin Resources Inc Energizer Resources Inc Ensign Group Inc (The) ENXNET INC Energous Corp ENSTAR GROUP INC Enzo Biochem Inc. Energtek Inc Enstar Group Ltd Enzon Pharmaceuticals Inc ENERGY & ENGINE Entech Solar Inc EOG Resources Inc. TECHNOL CORP Entegra Financial Corp EON COMMUNICATIONS Energy Composites Corp Entegris Inc CORP Energy East Corp. Entellus Medical Inc EON LABS INC Energy Focus Inc ENTERASYS NETWORKS Eos International Inc Energy Fuels Inc INC EP Energy Corp Energy Recovery Inc Entercom Communications EP MEDSYSTEMS INC Energy Select Sector SPDR Corp. EPAM Systems Inc Fund (The) EnterConnect Inc Epic Energy Resources Inc Energy Services of America Entergy Corp. EPICEPT CORP Corp EnteroMedics Inc Epicor Software Corp Energy Transfer Equity LP Enterprise Acquisition Corp EPIMMUNE INC Energy Transfer Partners LP Enterprise Bancorp Inc/MA EPIQ SYSTEMS INC Energy XXI (Bermuda) Ltd Enterprise Financial Services EPIXTAR CORP Energy XXI Gulf Coast Inc Corp Epizyme Inc Energy XXI Ltd Enterprise Government Sec EPL Oil & Gas Inc EnergyConnect Group Inc ENTERPRISE GP EPLUS INC EnergySolutions Inc HOLDINGS LP Epoch Biosciences Inc ENERGYSOUTH INC Enterprise Growth EPOCH HOLDING CORP ENERGYTEC INC Enterprise High Yield Bd Epocrates Inc EnerNOC Inc Enterprise Money Market EPR Properties Enerplus Corp Enterprise Products Partners Epresence Inc EnerSys LP EQ/All Asset Allocation ENESCO GROUP INC Entertainment Gaming Asia EQ/Alliance Bernstein Engage Inc Inc Growth & Income ENGEL GENERAL Entorian Technologies Inc EQ/AllianceBernstein Short DEVELOPERS LTD Entravision Communications Term Bond ENGELHARD CORP Corp. EQ/AXA Balanced Strategy ENGINEERED SUPPORT Entree Resources Ltd EQ/AXA Conservative SYSTEMS Entropic Communications Inc Growth Strategy ENGLOBAL CORP Entrust Inc EQ/AXA Conservative Enhance Skin Products Inc Envestnet Inc Strategy Eni SpA ENVIROKARE TECH INC

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

EQ/AXA Franklin Small Cap Equinox MutualHedge Etablissements Delhaize Value Core Futures Strategy Freres Et Cie Le Lion - EQ/AXA Growth Strategy Equity Bancshares Inc Groupe Delhaize EQ/AXA Moderate Growth Equity Commonwealth Etelos Inc Strategy EQUITY INNS INC Eternal Technologies Group EQ/BlackRock Basic Value Equity Lifestyle Properties Inc Inc Equity EQUITY OFFICE ETF Managers Trust EQ/Cap Guardian Growth PROPERTIES TR PureFunds ISE Cyber EQ/Cap Guardian Research Equity Oil Co Security ETF EQ/Cap Guardian US Equity Equity One Inc. ETF Series Solutions Vident EQ/Common Stock Index Equity Residential Core U.S. Bond Strategy EQ/Core Bond Index Era Group Inc Fund EQ/Davis NY Venture ERBA Diagnostics Inc ETF Series Solutions Vident EQ/Equity 500 Index eResearch Technology Inc Core U.S. Equity Fund EQ/Equity Growth PLUS ERF WIRELESS INC ETF Series Solutions Vident EQ/Global Bond PLUS ERHC ENERGY INC International Equity Fund EQ/International Equity Index Erickson Inc ETFS Gold Trust EQ/Intl ETF ERIE FAMILY LIFE INS CO ETFS Palladium Trust EQ/Intrmd Government Bond Erie Indemnity Company ETFS Platinum Trust EQ/Janus Large Cap Growth Eros International PLC ETFS Precious Metals EQ/JPM Value Opportunities ESB FINANCIAL CORP Basket Trust EQ/Large Cap Growth Index Escalade Inc ETFS Silver Trust EQ/Large Cap Value Index Escalon Medical Corp. Ethan Allen Interiors Inc EQ/Long Term Bond ESCHELON TELECOM INC ETHOS ENVIRONMENTAL EQ/Lord Abbett Mid Cap ESCO Technologies Inc. INC Value Esg Re Ltd ETRIALS WORLDWIDE INC EQ/MFS International Growth Esmark Inc Etsy Inc EQ/Mid Cap Index Esperanza Resources Corp Euoko Group Inc EQ/Money Market Esperion Therapeutics Inc Eupa International Corp EQ/Montag & Caldwell Espey Manufacturing & Eurand NV Growth Electronics Corp. EURASIA ENERGY LTD EQ/PIMCO Ultra Short Bond ESPIRITO SANTO Eurasian Minerals Inc EQ/Quality Bond PLUS FINANCIAL GRP Eureka Prime MM EQ/Short Duration Bond Esquire Financial Holdings EURO TECH HOLDINGS CO EQ/Small Company Index Inc LTD EQ/T Rowe Growth Stock ESS Technology Inc EUROGAS INC EQ/Van Kampen Comstock ESSA Bancorp Inc Euronav EQ/Van Kampen Real Estate ESSA Pharma Inc Euronet Worldwide Inc EQ/Wells Fargo Omega Essendant Inc Europacific Growth Fund Growth Essent Group Ltd Euroseas Ltd EQAT Allnc Technology Essential Reality Inc EuroSite Power Inc EQAT Balanced Essential Therapeutics Inc EUROTRUST A/S -ADR EQT Corp ESSEX CORP EV ENERGY PARTNERS LP EQT GP Holdings LP Essex Property Trust Inc. ev3 Inc EQT Midstream Partners LP Essex Rental Corp Evans & Sutherland Equal Energy Ltd Estee Lauder Companies Inc. Computer Corp Equant Nv (The) Evans Bancorp Inc Equifax Inc. Esterline Technologies Corp. EVCI CAREER COLLEGES Equinox Campbell Strategy Estre Ambiental Inc INC Equinox IPM Systematic Eventide Gilead Macro EverBank Financial Corp

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Everbridge Inc Evergreen PA Muni MM Excel Maritime Carriers Ltd Evercore Inc Evergreen Prime Cash Mgmt EXCEL TECHNOLOGY INC Everest Re Group Ltd Evergreen Resources Excel Trust Inc Ever-Glory International Evergreen SC Muni EXCELLIGENCE LEARNING Group Inc Evergreen Select High Yield CORP Evergreen Blue Chip Evergreen Short Intrmd Bond Excelsior Govt MMF Evergreen CA Muni Bond Evergreen Short Intrmd Muni Excelsior Intrmd TxEx Evergreen CA Muni MM Evergreen Small Cap Value Excelsior NY Tax Exempt Evergreen Capital Growth Evergreen SNAP Money MMF Evergreen Core Bond Market Excelsior Short Trm Govt Sec Evergreen Core Equity Evergreen Solar Inc Excelsior Short Trm TxEx Evergreen Core Plus Bond Evergreen Special Equity Secu Evergreen Disciplined Value Evergreen Special Values Excelsior Total Return Bond Evergreen Emerging Markets Evergreen Strategic Value Excelsior Treasury MMF Growth Evergreen Treas MMP Excelsior TxEx MMF Evergreen Energy Inc Evergreen Ultra Short Exchange Traded Concepts Evergreen Equity Income Opportunities Trust Robo Global Robotics Evergreen Equity Index Evergreen US Government and Automati Evergreen FL Muni MM EXCO Resources Inc Evergreen FL Muni MM Evergreen US Govt Exe Technologies Inc Evergreen Foundation Securities Exela Technologies Inc Evergreen Fund Evergreen Utilities & High Exelis Inc Evergreen Global Leaders Income Fund EXELIXIS INC Evergreen Growth Evergreen VA Muni Exelon Corp Evergreen Healthcare Evergreen Var Intl Equity EXFO Inc Evergreen High Income Muni EVERGREENBANCORP Exide Technologies Evergreen Instl 100% Treas INC ExlService Holdings Inc MM Everi Holdings Inc Exobox Technologies Corp Evergreen Instl Enhanced EVERLAST WORLDWIDE ExOne Co (The) Income INC Expedia Group Inc Evergreen Instl MM Evermore Global Value Expedition MMF Evergreen Instl Treasury MM Eversource Energy Expeditors International of Evergreen Instl US Govt MM Everspin Technologies Inc Washington Inc. Evergreen International EVERTEC Inc Exploration Drilling Equity Evertrust Finl Group Inc International Inc Evergreen Intrinsic World Everyday Health Inc Exponent Inc Equity EveryWare Global, Inc. Express Inc Evergreen Intrmd Muni Bond EVINE Live Inc Express Scripts Holding Co Evergreen Large Company Evolent Health Inc ExpressJet Holdings Inc. Growth EVOLUTION PETROLEUM Extended Stay America Inc Evergreen Limited Duration CORP EXTENDED SYSTEMS INC Evergreen Market Index Evolving Systems Inc EXTENDICARE INC -SVTG Evergreen Market Index Gro EVOTEC AG Exterran Corp Evergreen Market Index Val Exa Corp Extorre Gold Mines Ltd Evergreen Mid Cap Growth EXABYTE CORP Extra Space Storage Inc Evergreen Money Market EXACT Sciences Corp Extraction Oil & Gas Inc Evergreen Muni Bond Exactech Inc Extreme Networks Inc Evergreen Muni Money Mkt ExactTarget Inc Exult Inc Evergreen NC Muni ExamWorks Group Inc EXX INC Evergreen NJ Muni Bond Exar Corp EXXON MOBIL CORP Evergreen NJ Muni MM Exceed Co Ltd

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

EYETECH Fao Inc Federated Clover Small PHARMACEUTICALS INC FAR EAST ENERGY CORP Value EZchip Semiconductor Ltd FARGO ELECTRONICS INC Federated Clover Value E-Z-EM INC Farmer Brothers Company Federated Equity Income EZENIA INC Farmers & Merchants Federated Floating Rate F & M Bancorp/Md Bancorp Strategic Income F & M Bank Corp Farmers & Merchants Federated Fund for US Govt F N B CORP/VA Bancorp Inc Federated Fund for US Govt F&C/Claymore Pfd Sec Inc Farmers Capital Bank Corp II Fd Farmers National Banc Federated GNMA F.N.B. Corp Corp/OH Federated Government Fab Industries Inc Farmland Partners Inc Income Trust FAB Universal Corp FARO Technologies Inc Federated Government Fabrinet Fastenal Co Obligations Facebook Inc Fat Brands Inc Federated Government Facet Biotech Corp Fate Therapeutics Inc Obligations Tax-Managed Factory 2-U Inc Fauquier Bankshares Inc Federated Government FACTORY CARD OUTLET & FB Financial Corp Reserves PTY CP FBL Financial Group Inc. Federated Government FactSet Research Systems FBR & Co UltraShort Duration Inc. FBR Fund For Govt Inv Federated Govt Inc Sec Factual Data Corp FBR Small Cap Financial Federated Hi Yield Bond FAIR ISAAC CORP FCB Financial Holdings Inc Federated Hi Yield Trust Fairchild Semiconductor FCStone Group Inc Federated High Income Bond International Inc. FEATHERLITE INC Federated High Income Bond Fairfax Financial Holdings Ltd FEC RESOURCES INC II Fairholme Fund FEDDERS CORP Federated Institutional High FAIRMONT HOTELS Federal Home Loan Yield Bond RESORTS INC Mortgage Corp Federated Institutional Money Fairmount Santrol Holdings Federal National Mortgage Market Management Inc Association Federated Institutional Prime FairPoint Communications Federal Realty Investment Obligations Inc Trust Federated Institutional Prime Fairway Group Holdings Corp FEDERAL SCREW WORKS Value Obligations FALCON NATURAL GAS Federal Signal Corp. Federated Institutional Tax- CORP Federal Street Acquisition Free Trust FALCON PRODUCTS INC Corp Federated Intercontinental FALCONBRIDGE LTD FEDERAL TRUST CORP Federated International FalconStor Software Inc Federal-Mogul Holdings Corp Leaders FAM Ser Merc Fundmental Federated Adjustable Rate Federated International Growth Strategy Sec Strategic Value Dividend FAM Value Federated American Leaders Federated Intl Equity FAM VS Merc High Current Federated American Leaders Federated Intl Small Mid Co Inc V.I. II Federated Intrmd Corporate Family Dollar Stores Inc. Federated Bond Bnd FAMILYMEDS GROUP INC Federated CA Muni Cash Federated Intrmd Muni Trust Famous Dave's of America Trust Federated Investors Inc. Inc Federated Capital Federated Kaufmann Fang Holdings Ltd Appreciation Federated Kaufmann Large Fanhua Inc Federated Capital Income Cap FANTATECH INC Federated Capital Reserve

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Federated Kaufmann Small Federated Total Return Fidelity & Guaranty Life Cap Government Bond Fidelity 500 Index Federated Large Cap Growth Federated Treasury Fidelity Adv Asset Manager Federated Limited Obligations 70% Federated Ltd Term Muni Federated Trust for US Fidelity Adv Balanced Federated Managed Volatility Treasury Obligations Fidelity Adv Biotech II Federated Ultrashort Bond Fidelity Adv Capital Federated Market Federated US Government 1- Development Opportunity 3 Fidelity Adv Diversified Federated Master Trust Federated US Government 2- International Federated Max-Cap Index 5 Fidelity Adv Diversified Stock Federated MDT All Cap Core Federated US Treasury Cash Fidelity Adv Dividend Growth Federated MDT Balanced Reserves Fidelity Adv Emerging Asia Federated MDT Large Cap FedEx Corp. Fidelity Adv Emerging Value FedFirst Financial Corp Markets Federated Mid Cap Gro Strat FEI Co. Fidelity Adv Emerging Federated Mid Cap Index Feihe International Inc Markets Income Federated Mortgage FelCor Lodging Trust Inc Fidelity Adv Energy Federated Municipal & Stock FELDMAN MALL Fidelity Adv Equity Growth Advantage PROPERTIES INC Fidelity Adv Equity Income Federated Municipal High FELLOWS ENERGY LTD Fidelity Adv Financial Serv Yield Advantage Female Health Co (The) Fidelity Adv Floating High Federated Municipal Fenix Parts Inc Income Obligations Fennec Pharmaceuticals Inc Fidelity Adv Freedom 2010 Federated Municipal Secs Fermavir Pharmaceuticals Fidelity Adv Freedom 2015 Federated Municipal Trust Inc Fidelity Adv Freedom 2020 Federated Municipal Ferrari NV Fidelity Adv Freedom 2025 Ultrashort Ferrellgas Partners LP Fidelity Adv Freedom 2030 Federated National Holding Ferro Corp. Fidelity Adv Freedom 2035 Co Ferroglobe PLC Fidelity Adv Freedom 2040 Federated New York FFI Government Fidelity Adv Freedom 2045 Municipal Cash Trust FFI Institutional Tax Exempt Fidelity Adv Freedom 2050 Federated NVIT High Inc FFI Treasury Fidelity Adv Govt Invest Bond FFLC BANCORP INC Fidelity Adv Growth & Income Federated PA Muni Income FFW CORP Fidelity Adv Growth Federated Prime Cash FGT-Franklin Emerging Opportunities Obligations Markets Debt Opportunities Fidelity Adv Health Care Federated Prudent Bear FGX International Holdings Fidelity Adv High Inc Federated Prudent Ltd Advantge DollarBear Fiat Chrysler Automobiles NV Fidelity Adv High Income Federated Quality Bond II Fibermark Inc Fidelity Adv Industrials Federated Short Muni Trust FiberNet Telecom Group Inc Fidelity Adv International Federated Short Term Fibria Celulose SA Capital Appreciation Income Fibrocell Science Inc Fidelity Adv Large Cap Federated Stock & Bond FibroGen Inc Fidelity Adv Latin America Federated Strategic Income Fid Spartan 500 Index Fidelity Adv Leveraged Federated Strategic Value Fid Spartan Government Company Stock Dividend Income Fidelity Adv Mid Cap II Federated Tax-Free Fid Spartan Investment Fidelity Adv Mortgage Obligations Grade Securities Federated Total Return Bond FIDELIS ENERGY INC Fidelity Adv Muni Income

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Fidelity Adv New Insights Fidelity CA Muni MM Fidelity Freedom 2035 Fidelity Adv Overseas Fidelity CA Municipal Income Fidelity Freedom 2040 Fidelity Adv Real Estate Fidelity Canada Fund Fidelity Freedom 2045 Fidelity Adv Series Equity Fidelity Capital & Income Fidelity Freedom 2050 Growth Fidelity Capital Appreciation Fidelity Freedom 2055 Fidelity Adv Series Equity Fidelity China Region Fidelity Freedom Income Value Fidelity Commodity Strategy Fidelity Freedom Index 2010 Fidelity Adv Series Growth & Fidelity Conservative Income Fidelity Freedom Index 2015 Income Bond Fidelity Freedom Index 2020 Fidelity Adv Series Growth Fidelity Conservative Income Fidelity Freedom Index 2025 Opportunities Municipal Bond Fidelity Freedom Index 2030 Fidelity Adv Series Fidelity Contrafund Fidelity Freedom Index 2035 Opportunistic Insights Fidelity Contrafund K6 Fidelity Freedom Index 2040 Fidelity Adv Series Small Cap Fidelity Convertible Security Fidelity Freedom Index 2045 Fidelity Adv Series Stock Fidelity Corporate Bond Fidelity Freedom Index 2050 Selector Large Cap Value Fidelity Covington Trust - Fidelity Freedom K 2000 Fidelity Adv Shrt Fxd Inc Fidelity MSCI Information Fidelity Freedom K 2010 Fidelity Adv Small Cap Technology Fidelity Freedom K 2015 Fidelity Adv Stock Selector Fidelity CT Muni MM Fidelity Freedom K 2020 All Cap Fidelity CT Municipal Income Fidelity Freedom K 2025 Fidelity Adv Stock Selector Fidelity D & D Bancorp Inc Fidelity Freedom K 2030 Large Cap Value Fidelity Disciplined Equity Fidelity Freedom K 2035 Fidelity Adv Stock Selector Fidelity Diversified Intl Fidelity Freedom K 2040 Mid Cap Fidelity Dividend Growth Fidelity Freedom K 2045 Fidelity Adv Stock Selector Fidelity Dynamic Strategies Fidelity Freedom K 2050 Small Cap Fidelity Emerging Asia Fidelity Freedom K 2055 Fidelity Adv Strategic Income Fidelity Emerging Markets Fidelity Freedom K Income Fidelity Adv Technology Fidelity Emerging Markets Fidelity Fund Fidelity Adv Treasury Money Index Fidelity Global Balanced Market Fidelity Equity Dividend Fidelity Global Commodity Fidelity Adv Utilities Income Stock Fidelity Adv Value Strategies Fidelity Equity Income Fidelity Global ex US Index Fidelity AMT Tax Free Money Fidelity Europe Capital Fidelity GNMA Portfolio Fidelity Asset Manager 20% Apprec Fidelity Government Cash Fidelity Asset Manager 30% Fidelity Europe Fund Reserves Fidelity Asset Manager 40% Fidelity Export&Multinational Fidelity Government Income Fidelity Asset Manager 50% Fidelity Extended Market Fidelity Government Money Fidelity Asset Manager 60% Index Market Fidelity Asset Manager 70% Fidelity Fifty Fidelity Growth & Income I Fidelity Asset Manager 85% Fidelity FL Muni MM Fidelity Growth Company Fidelity AZ Muni MM Fidelity FL Municipal Income Fidelity Growth Discovery Fidelity Balanced Fidelity Focused High Income Fidelity Growth Strategies Fidelity Bancorp Inc Fidelity Focused Stock Fidelity High Income FIDELITY BANKSHARES Fidelity Four in One Index Fidelity IL Short Intrmd Govt I INC Fidelity Freedom 2000 Fidelity Independence Fidelity Blue Chip Growth Fidelity Freedom 2005 Fidelity Inflation Protected Fidelity Blue Chip Value Fidelity Freedom 2010 Bond Fidelity CA AMT Tax Free Fidelity Freedom 2015 Fidelity Inflation-Protected MM Fidelity Freedom 2020 Bond Index Fidelity CA Limited Term Tax Fidelity Freedom 2025 Fidelity Intermediate Bond Free Bond Fidelity Freedom 2030 Fidelity Intermediate Govt Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Fidelity Intermediate Muni Fidelity Limited Term Bond Fidelity OTC Portfolio Income Fidelity Limited Term Muni Fidelity Overseas Fidelity Intermediate Term Fidelity Long Term Treasury Fidelity PA Muni MM Treasury Bond Index Bond Index Fidelity PA Municipal Income Fidelity International Cap Fidelity Low Priced Stock Fidelity Pacific Basin Appreciation Fidelity Low Priced Stock K6 Fidelity Prime MM Fidelity International Fidelity MA Muni MM Fidelity Puritan Fund Discovery Fidelity MA Municipal Income Fidelity Real Estate Hi Inc I Fidelity International Fidelity MA Ufund AMT Tax Fidelity Real Estate Income Enhanced Index Free MM Fidelity Real Estate Index Fidelity International Growth Fidelity Magellan Fund Fidelity Real Estate Inv Fidelity International Index Fidelity Mega Cap Stock Fidelity SAI Emerging Fidelity International Real Fidelity MI Muni MM Markets Index Estate Fidelity MI Municipal Income Fidelity SAI International Fidelity International Small Fidelity Mid Cap Enhanced Index Cap Index Fidelity SAI International Fidelity International Small Fidelity Mid Cap Growth Minimum Volatility Index Cap Opportunities Fidelity Mid Cap Index Fidelity SAI Long-Term Fidelity International Value Fidelity Mid Cap Stock Treasury Bond Index Fidelity Investment Grade Fidelity Mid Cap Value Fidelity SAI Small-Mid Cap Bond Fidelity MN Municipal Income 500 Index Fidelity Investments MM Fidelity Money Market Fidelity SAI US Large Cap Government Fidelity Mortgage Securities Index Fidelity Investments MM Fidelity MSCI Financials Fidelity SAI US Minimum Money Market Index ETF Volatility Index Fidelity Investments MM Fidelity MSCI Health Care Fidelity SAI US Momentum Prime Index ETF Index Fidelity Investments MM Fidelity Muni MM Fidelity SAI US Quality Index Prime Reserves Fidelity Municipal Income Fidelity SAI US Treasury Fidelity Investments MM Fidelity NASDAQ Composite Bond Index Treasury Idx Fidelity Select Banking Fidelity Investments MM Fidelity Nasdaq Composite Fidelity Select Biotechnology Treasury Only Index Tracking Stock Fidelity Select Brokrg/Inv Mgt Fidelity Investments MM Fidelity National Financial Inc Fidelity Select Chemicals TxEx Money Mkt FIDELITY NATIONAL FINL Fidelity Select Fidelity Japan Fund INC Communications Equipment Fidelity Japan Smaller Comp Fidelity National Information Fidelity Select Computers Fidelity Large Cap Core Services Inc Fidelity Select Enhanced Index Fidelity New Markets Income Constr/Housing Fidelity Large Cap Growth Fidelity New Millennium Fidelity Select Consumer Enhanced Index Fidelity NJ AMT Tax Free Discretionary Fidelity Large Cap Growth MM Fidelity Select Consumer Index Fidelity NJ Muni MM Staples Fidelity Large Cap Stock Fidelity NJ Municipal Income Fidelity Select Defense & Fidelity Large Cap Value Fidelity Nordic Aero Enhanced Index Fidelity NY AMT Tax Free Fidelity Select Energy Fidelity Large Cap Value Money Fidelity Select Energy Index Fidelity NY Muni MM Service Fidelity Latin America Fidelity NY Municipal Income Fidelity Select Financial Srvc Fidelity Leveraged Company Fidelity OH Muni MM Fidelity Select Gold Stock Fidelity OH Municipal Income

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Fidelity Select Health Care Fidelity Series Growth Fidelity Tax Exempt Money Services Company Market Fidelity Select Healthcare Fidelity Series High Income Fidelity Tax Free Bond Fidelity Select Home Finance Fidelity Series Inflation Fidelity Telecom & Utilities Fidelity Select Industrials Protected Bond Index Fidelity Total Bond Fidelity Select Insurance Fidelity Series International Fidelity Total Emerging Fidelity Select IT Services Growth Markets Fidelity Select Leisure Fidelity Series International Fidelity Total Market Index Fidelity Select Materials Small Cap Fidelity Treasury Only Money Fidelity Select Medical Fidelity Series International Market Technology and Devices Value Fidelity Trend Fidelity Select Money Market Fidelity Series Intrinsic Fidelity Ultra Short Bond Fidelity Select Multimedia Opportunities Fidelity US Bond Index Fidelity Select Natural Gas Fidelity Series Investment Fidelity US Government Fidelity Select Natural Grade Bond Reserv Resources Fidelity Series Large Cap Fidelity Value Discovery Fidelity Select Value Fidelity Value Fund Pharmaceuticals Fidelity Series Long-Term Fidelity VIP Asset Mgr Fidelity Select Retailing Treasury Bond Index Fidelity VIP Asset Mgr Gro Fidelity Select Fidelity Series Opportunistic Fidelity VIP Balanced Semiconductors Insights Fidelity VIP Contrafund Fidelity Select Software and Fidelity Series Real Estate Fidelity VIP Energy IT Services Equity Fidelity VIP Equity Income Fidelity Select Technology Fidelity Series Real Estate Fidelity VIP Freedom 2020 Fidelity Select Income Fidelity VIP FundsManager Telecommunctns Fidelity Series Short Term 20% Fidelity Select Transportation Credit Fidelity VIP FundsManager Fidelity Select Utilities Fidelity Series Small Cap 50% Fidelity Select Wireless Discovery Fidelity VIP FundsManager Fidelity Series 100 Index Fidelity Series Small Cap 60% Fidelity Series 1000 Value Opportunities Fidelity VIP FundsManager Index Fidelity Series Stock Selector 70% Fidelity Series All Sector Large Cap Value Fidelity VIP Government Equity Fidelity Series Value Money Market Fidelity Series Blue Chip Discovery Fidelity VIP Grow & Inc Growth Fidelity Short Term Bond Fidelity VIP Growth Fidelity Series Canada Fidelity Short Term Treasury Fidelity VIP Growth Opport Fidelity Series Commodity Bond Index Fidelity VIP Health Care Strategy Fidelity Small Cap Discovery Fidelity VIP High Income Fidelity Series Emerging Fidelity Small Cap Enhanced Fidelity VIP Index 500 Markets Index Fidelity VIP Inv Grade Fidelity Series Emerging Fidelity Small Cap Growth Fidelity VIP Mid Cap Markets Debt Fidelity Small Cap Index Fidelity VIP Overseas Fidelity Series Floating Rate Fidelity Small Cap Stock Fidelity VIP Real Estate High Income Fidelity Small Cap Value Fidelity VIP Strategic Inc Fidelity Series Global ex US Fidelity Southern Corp Fidelity VIP Technology Index Fidelity Stock Selector All Fidelity VIP Value Strat Fidelity Series Government Cap Fidelity Worldwide Money Market Fidelity Strategic Div & Inc Fiduciary/Claymore MLP Fidelity Series Growth & Fidelity Strategic Income Opportunity Fund Income Fidelity Strategic Real Return

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

FIELDPOINT PETROLEUM FireEye Inc FIRST CENTURY CORP FIRST ACCEPTANCE CORP BANKSHARES INC FIELDSTONE INVESTMENT First Advantage Bancorp FIRST CHARTER CORP CORP First Advantage Corp First Chester County Corp Fiesta Restaurant Group Inc First Am Balanced First China Pharmaceutical Fifth Street Asset First Am Bond IMMDEX Group Inc Management Inc First Am Govt Obligation First Citizens Bancshares Inc Fifth Third All Cap Value First Am Growth & Income First Clover Leaf Financial Fifth Third Balanced First Am Institutional Prime Corp Fifth Third Bancorp Obligations First Colonial Group Inc Fifth Third Displ Lg Cap First Am Intrmd Govt First Commonwealth Value First Am Large Cap Growth Financial Corp. Fifth Third Equity Index First Am Large Cap Select First Community Bancshares Fifth Third Govt MMF First Am Mid Cap Growth Inc Fifth Third Instl Govt MM First Am MN Intrmd TxFr First Community Bank Corp Fifth Third Instl MM First Am Relative Value of America Fifth Third Intermediate Bond First Am Retail Prime First Community Corp Fifth Third International GDP Obligations First Community Financial Fifth Third Intl Equity First Am Retail TxFr Partners Inc Fifth Third Intrmd Muni Bond Obligation First Connecticut Bancorp Inc Fifth Third Large Cap Core First Am Small Cap Gro FIRST CONSULTING Fifth Third LifeModel Mod Opport GROUP INC Aggrsv First Am Small Cap Growth First Data Corp. Fifth Third LifeModel First Am Treas Obligation First Defiance Financial Corp. Moderate First Am Treasury Reserve First Eagle Fund of America Fifth Third MI Muni MM First Am US Govt Mortgage First Eagle Global Fifth Third Mid Cap Growth First Am US Treasury MM First Eagle Global Income Fifth Third Muni MM First Asia Holdings Ltd Builder Fifth Third Prime MMF FIRST AVE NETWORKS First Eagle Gold Fifth Third Qlty Growth INC First Eagle High Yield Fifth Third Short Term Bond FIRST AVIATION SERVICES First Eagle Overseas Fifth Third Small Cap Growth INC First Eagle US Value Fifth Third Total Return Bond First BanCorp (Puerto Rico) First Eagle VA Overseas Fifth Third US Treasury MM First Bancorp Inc/ME (The) First Essex Bancorp FILENET CORP First Bancorp of Indiana Inc First Fds Core Equity Financial Engines Inc First Bancorp/NC First Fds Intrmd Bond Financial Federal Corp. First Bancshares Inc FIRST FED BANCSHARES Financial Industries Corp First Bancshares Inc INC/DE Financial Institutions Inc (The)/MS First Fed Cap Corp Financial Select Sector First BancTrust Corp FIRST FED NOR MICH SPDR Fund (The) First Bell Bancorp Inc BANCORP Fincera Inc First Busey Corp FIRST FEDERAL BANC Finisar Corp First Business Financial SOUTHWEST Finish Line Inc (The) Services Inc First Federal Bancorp Inc/Oh FINJAN HOLDINGS, INC. First Caliber Equity First Federal Bankshares Inc FINLAY ENTERPRISES INC First California Financial First Financial Bancorp. FINOVA GROUP INC Group Inc First Financial Bankshares FINTECH ACQUISITION CP First Capital Bancorp Inc/VA Inc II FIRST CAPITAL INC First Financial Corp/IN FIREARMS TRAINING SYS First Carolina Investors First Financial Fund Inc -CL A First Financial Holdings Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

First Financial Northwest Inc FIRST MUTUAL First Trust Energy Income First Financial Service Corp BANCSHARES INC and Growth Fund First Focus US Govt MM First National Bancshares First Trust Enhanced Equity First Foundation Inc Inc/SC Income Fund FIRST FRANKLIN CORP FIRST NATIONAL First Trust Europe AlphaDEX First Funds Cash Reserve BANCSHS FL IN Fund First Georgia Community First National Corp/VA First Trust Exchange Traded Corp First Niagara Financial Group Fund IV - First Trust First Guaranty Bancshares Inc Enhanced Short Inc First Northern Community First Trust Exchange Traded First Hawaiian Inc Bancorp Fund VI First Trust NASDAQ First Health Group Corp First Northwest Bancorp Technolog First Horizon National Corp First of Long Island Corp First Trust Exchange Traded FIRST INDIANA CORP (The) Fund VI Multi Asset First Industrial Realty Trust First Place Financial Corp/DE Diversified Inco Inc. First Potomac Realty Trust First Trust Exchange-Traded First Internet Bancorp First Real Estate Investment Fund IV First Trust Tactical First Investors Blue Chip Trust of New Jersey High Yi First Investors Equity Income First Regional Bancorp First Trust Exchange-Traded First Investors Financial First Republic Cp -Cl A Fund IV Senior Loan Fund Services Group Inc First Savings Financial Group First Trust Exchange-Traded First Investors Fund for Inc Inc Trust IV First Trust Low First Investors Global First Security Group Inc Duration Op First Investors Government First Securityfed Finl Inc First Trust Exchange-Traded First Investors Growth & Inc First Sentinel Bancorp Inc Trust VI Dorsey Wright Focus First Investors Inv Grade First Solar Inc 5 ETF Bond First South Bancorp Inc First Trust Exchange-Traded First Investors Life Growth & First State Bancorporation Trust VI Dorsey Wright Income Inc International First Investors Opportunity First State Financial First Trust Financials First Investors Select Growth Corporation AlphaDEX Fund First Investors Special First Surgical Partners Inc First Trust Health Care Situations First Tr Value Line Divid Fd AlphaDEX Fund First Investors Tax Exempt First Trust / Aberdeen Global First Trust High Income Income Opportunity Income Fund Long/Short Fund First Investors Total Return First Trust Cloud Computing First Trust First Keystone Corp ETF Industrials/Producer Durables First Keystone Financial Inc First Trust Consumer AlphaDEX Fund First Liberty Power Corp Discretionary AlphaDEX First Trust Intermediate First Litchfield Financial Corp Fund Duration Preferred & Income First M & F Corp First Trust Consumer Staples Fund First Majestic Silver Corp AlphaDEX Fund First Trust ISE-Revere First Marblehead Corp (The) First Trust Dow Jones Natural Gas Index Fund First Mariner Bancorp Dividend & Income Allocation First Trust Large Cap Core First Merchants Corp First Trust Dow Jones Global AlphaDEX Fund First Mercury Financial Corp Select Dividend Index Fund First Trust Large Cap Growth First Mid Illinois Bancshares First Trust Dow Jones AlphaDEX Fund Inc Internet Index Fund First Trust Large Cap Value First Midwest Bancorp Inc First Trust Energy AlphaDEX AlphaDEX Fund First Mining Gold Corp Fund First Trust Materials AlphaDEX Fund

Page 57

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

First Trust Mid Cap Core FISCHER IMAGING CORP FlexShares Quality Dividend AlphaDEX Fund Fiserv Inc. Index Fund First Trust MLP and Energy Fisher Communications Inc FlexShares STOXX Global Income Fund FISHER SCIENTIFIC INTL Broad Infrastructure Index First Trust Morningstar INC Fund Dividend Leaders FIT American Freedom US Flexsteel Industries Inc First Trust Nasdaq Bank ETF Govt Money Market Flight Safety Technologies First Trust NASDAQ-100 Five Below Inc FLIR Systems Inc Equal Weighted Index Fund Five Point Holdings LLC Floor & Decor Holdings Inc First Trust NASDAQ-100 Five Prime Therapeutics Inc Florida Banks Inc Technology Sector Index Five9 Inc Florida Community Banks Inc Fund FL Muni Cash Trust FLORIDA EAST COAST First Trust North American FLAG FINANCIAL CORP INDS Energy Infrastructure Fund FLAGSHIP GLOBAL FLORIDA GAMING CORP First Trust NYSE Arca HEALTH INC FLORIDA PUBLIC UTILITIES Biotechnology Index Fund Flagstar Bancorp Inc. CO First Trust Preferred Flagstone Reinsurance FLORIDA ROCK Securities and Income ETF Holdings SA INDUSTRIES INC First Trust Senior Floating Flaherty & Crumrine FLORIDAFIRST BANCORP Rate Income Fund II Preferred Securities Income INC First Trust Small Cap Core Fund Inc Flotek Industries Inc AlphaDEX Fund FLANDERS CORP Flow International Corp First Trust Technology Fleetboston Financial Corp Flowers Foods Inc. AlphaDEX Fund FleetMatics Group plc Flowserve Corp. First Trust US Equity Fleetwood Enterprises Inc. Fluidigm Corp Opportunities ETF Fletcher Challenge Forests Flushing Financial Corp First Trust Utilities AlphaDEX Flex Fuels Energy Inc Fly Leasing Ltd Fund Flex Ltd FLYI INC First Trust Value Line 100 Fd Flex Pharma Inc FMC Corp. First Trust Value Line Flexible Solutions FMC Select Dividend Index Fund International Inc FMC Strategic Value First United Corp Flexion Therapeutics Inc FMC TECHNOLOGIES INC FIRST WASH FINANCIAL FLEXPOINT SENSOR FMI Common Stock CORP SYSTEMS INC FMI International First West Virginia Bancorp FlexShares Global Upstream FMI Large Cap Inc. Natural Resources Index FMMT Retirement First Years Inc Fund Government Money Market Firstbank Corp FlexShares iBoxx 3-Year FMMT Retirement FirstBank Financial Services Target Duration TIPS Index Government Money Market II Inc Fund FMS FINANCIAL CORP FIRSTBANK NW CORP/DE FlexShares iBoxx 5-Year FNB Bancorp FirstCash Inc Target Duration TIPS Index FNB FINANCIAL SERVICES FIRSTCITY FINANCIAL Fund CORP CORP FlexShares International FNBH Bancorp Inc FirstEnergy Corp. Quality Dividend Index Fund FNCB Bancorp Inc Firstfed Amer Bancorp Inc FlexShares Morningstar FNX MINING CO INC FirstFed Financial Corp. Developed Markets ex-US Foamix Pharmaceuticals Ltd Firstgold Corp Factor Tilt Index FOCUS Enhancements Inc Firsthand Technology Value FlexShares Morningstar US Focus Media Holding Ltd FirstMerit Corp Market Factors Tilt Index FOG CUTTER CAPITAL FirstService Corp Fund GROUP INC

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Fomento Economico Mexican Forum National Investments Franklin Biotech Discovery SAB de CV Ltd Franklin Blue Chip FONAR CORP Forward Air Corp Franklin CA High Yield Muni FONIX CORP Forward Credit Analysis Franklin CA Insrd TxFr FOODARAMA Long/Short Income SUPERMARKETS Forward Emerald Banking & Franklin CA Intmd TxFr Foot Locker Inc. Finance Franklin CA TxEx Money FOOTHILL INDPT Forward Emerging Markets Market BANCORP FORWARD INDUSTRIES Franklin CA TxFr Income Foothills Resources Inc INC Franklin Capital Growth Footstar Inc. Forward Intl Small Company Franklin CO TxFr Income Forbes Energy Services Ltd Forward Pharma A/S Franklin Conservative FORBES MEDI-TECH INC Forward Small Cap Equity Allocation Force Protection Inc Forward US Government MM Franklin Convertible Security ForceField Energy Inc Foster Wheeler AG Franklin Corefolio Allocation FORD MOTOR CO Foundation Building Materials Franklin Covey Co. FORDING CANADIAN COAL Inc Franklin Credit Management TRUST FOUNDRY NETWORKS INC Corp ForeScout Technologies Inc FOUNTAIN POWERBOAT Franklin CT TxFr Income Foresight Energy LP INDS INC Franklin Double TxFr Income Forest City Realty Trust Inc Four Corners Property Trust Franklin DynaTech Series Forest Laboratories Inc Inc Franklin Electric Co Inc Forestar Group Inc FOUR OAKS FINCORP INC FRANKLIN ELECTRONIC ForgeHouse Inc Four Rivers BioEnergy Inc PUBLISH FormFactor Inc FOUR SEASONS HOTELS - Franklin Equity Income Forrester Research Inc LTD VTG Franklin Fed Intrmd TxFr Forster Drilling Corp Fox Chase Bancorp Inc Franklin Fed Ltd Trm TxFr Fortegra Financial Corp FOX ENTERTAINMENT Inc Fortified Holdings Corp GROUP INC Franklin Federal TxFr Income Fortinet Inc Fox Factory Holding Corp Franklin Financial Corp Fortis Govt MM Fox Petroleum Inc Franklin Financial Network Fortis Inc FOXHOLLOW Inc Fortis Instl Prime MM TECHNOLOGIES INC Franklin Financial Services FORTISSIMO ACQUISITION FPA Capital Corp CORP FPA Crescent Franklin Finl Corp Tenn Fortive Corp FPA International Value Franklin FL TxFr Income Fortress Biotech Inc FPA New Income Franklin Flex Cap Growth Fortress International Group FPA Paramount Franklin Floating Rate Trust Inc FPA Perennial Franklin Fltng Rate Daily Fortress Investment Group FPB BANCORP INC Franklin Foundings Allocation LLC FPIC INSURANCE GROUP Franklin GA TxFr Income Fortress Transportation and INC Franklin Gold & Precious Infrastructure Investors LLC Francescas Holdings Corp Metal FORTUNA GAMING CORP Franco-Nevada Corp Franklin Growth Fortuna Silver Mines Inc FRANKFORT FIRST Franklin Growth Allocation Fortune Brands Home & BANCORP INC Franklin Growth Security Inc Franklin Adjust US Govt Sec Opportunities FORTUNE INDUSTRIES INC Franklin AL TxFr Income Franklin Hi Yield TxFr Income FORTUNET INC Franklin AZ TxFr Income Franklin High Income Forum Energy Technologies Franklin Balanced Franklin Income Inc Franklin Bancorp Inc Franklin Insrd TxFr Income

Page 59

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Franklin Intl Small Cap Franklin Templeton Perspct Frontegra Columbus Core Growth Allocation Plus Franklin K2 Alternative Franklin TN Muni Bond Frontegra New Star Intl Strategies Franklin Total Return Equity Franklin LA TxFr Income Franklin Towers Enterprises Frontier Airlines Holdings Inc Franklin Low Duration Total Inc Frontier Communications Return Franklin US Government Corp Franklin Ltd Maturity US Govt Money Frontier MFG Global Equity Franklin MA TxFr Income Franklin US Government Frontier Oil Corp. Franklin MD TxFr Income Securities FRONTLINE LTD Franklin MI TxFr Income Franklin Utilities Frost Core Growth Equity Franklin MN TxFr Income Franklin VA TxFr Income Frost International Equity Franklin MO TxFr Income Franklin Wireless Corp Frost Total Return Bond Franklin Moderate Allocation Franklin/Templeton HardCur Frozen Food Express Franklin Mutual Beacon Frank's International NV Industries Inc Franklin Mutual European FREDERICK COUNTY FS Bancorp Inc Franklin Mutual Financial BANCORP INC FS Investment Corp Services Fredericks of Hollywood Fsf Financial Corp Franklin Mutual Global Group Inc FSI International Inc Discovery Fred's Inc FST OAK BROOK Franklin Mutual Quest FREEDOM ACQSTN HLDGS BANCSHR -CL A Franklin Mutual Recovery -REDH FTD Companies Inc Franklin Mutual Shares Freegold Ventures Ltd FTD INC Franklin Natural Resources Freemarkets Inc FTI Consulting Inc. Franklin NC TxFr Income Freeport-McMoRan Inc FTV Frnkln Flex Cap Growth Franklin NJ TxFr Income FREESCALE Securities Franklin NY Insrd TxFr SEMICONDUCTOR INC FTV Frnkln Global Commun Income FreeSeas Inc Sec Franklin NY Intrmd TxFr FreightCar America Inc FTV Frnkln Global Real Income Fremont Global Estate Securities Franklin NY TxFr Income Fremont Michigan FTV Frnkln Growth & Income Franklin OH TxFr Income InsuraCorp Inc FTV Frnkln High Income Franklin OR TxFr Income Fremont Money Market Securities Franklin PA TxFr Income Frequency Electronics Inc. FTV Frnkln Large Cap Gro Franklin Real Estate Sec Fresenius Medical Care AG Sec Franklin Real Return &Co KGAA FTV Tmpltn Developing Mkts FRANKLIN RESOURCES FRESH BRANDS INC FTV Tmpltn Global Asset INC Fresh Del Monte Produce Alloc Franklin Rising Dividends Inc. FTVIP Franklin Founding Franklin Small Cap Growth Fresh Market Inc (The) Funds Allocation VIP Franklin Small-Mid Cap Freshpet Inc FTVIP Franklin Income VIP Growth Friedman Industries Inc FTVIP Franklin Mutual Global Franklin Stable Value Friedmans Inc Discovery VIP Franklin Strategic Income FriendFinder Networks Inc FTVIP Franklin Mutual Franklin Strategic Mortgage FRIENDLY ICE CREAM Shares VIP Franklin Street Properties CORP FTVIP Franklin Rising Corp Frisch's Restaurants Inc. Dividends VIP Franklin Templeton Limited FRMO CORP FTVIP Franklin Small Cap Duration Income Trust Front Yard Residential Corp Value VIP Franklin Templeton Money Fronteer Gold Inc FTVIP Franklin Small-Mid Cap Growth VIP

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

FTVIP Franklin Strategic G&K Services Inc Game Trading Technologies Income VIP G1 Therapeutics Inc Inc FTVIP Franklin U.S. Govt Ga Financial Inc GameStop Corp. Securities VIP GA Muni Cash Trust GAMETECH FTVIP Templeton Foreign Gabelli ABC INTERNATIONAL INC VIP Gabelli Asset Gaming and Leisure FTVIP Templeton Global Gabelli Dividend & Income Properties Inc Bond VIP Trust Gaming Partners FTVIP Templeton Growth Gabelli ENT Mergers & International Corp VIP Acquisitions GAMMACAN Fuel Systems Solutions Inc Gabelli Equity Income INTERNATIONAL INC Fuel Tech Inc Gabelli Equity Trust Inc. GANDER MOUNTAIN CO FuelCell Energy Inc Gabelli Focus Five Gannett Co Inc Fulgent Genetics Inc Gabelli Gold Gap Inc FULL HOUSE RESORTS Gabelli Small Cap Growth GARDEN FRESH INC Gabelli US Treas MM RESTAURANT CORP Fulton Financial Corp Gabelli Utilities Garmin Ltd Fundamental Investors Inc Gabelli Utility Trust Garnero Group Acquisition Fundtech Ltd Gabelli Value 25 Co FundX Aggressive Upgrader Gabelli Westwood Equity Gartmore Enhanced Income FundX Upgrader GABLES RESIDENTIAL Gartmore Growth Funko Inc TRUST Gartmore GVIT Growth Funtalk China Holdings Ltd GABRIEL TECHNOLOGIES Gartmore Morley Cap Accum Fuqi International Inc CORP Gartmore NVIT Develop Furiex Pharmaceuticals Inc Gadzooks Inc Mrkts Furmanite Corp Gafisa SA Gartmore NVIT Emerging Furniture Brands Gaia Inc Mkt International Inc. GAIN Capital Holdings Inc Gartmore NVIT International Fushi Copperweld Inc Gainsco Inc Index FUSION Galapagos NV Gartmore Short Dura Bond TELECOMMUNICATIONS GALAXY ENERGY CORP GARTNER INC Fusion-io Inc Galaxy Govt MMF Gas Natural Inc Future Canada China Galaxy Instl Govt MMF Gasco Energy Inc Environment Inc Galaxy Instl Treasury MM GasLog Ltd Future Now Group Inc Galaxy Money Market GasLog Partners LP FutureFuel Corp GALAXY NUTRITIONAL Gastar Exploration Inc FUTUREMEDIA PLC FOODS INC GATEHOUSE MEDIA INC Fuwei Films (Holdings) Co Galaxy Prime Reserves MM Gateway Ltd Galaxy Treasury MMF Gateway Financial Holdings FVIT Franklin Large Cap Galaxy TxEx MM Inc Value Galectin Therapeutics Inc GATEWAY INC FVIT Franklin Micro Cap Galen Holdings Plc GATEWAY INTL HOLDINGS Value Galena Biopharma Inc INC FVIT Frnkln Balance Sheet GALLAHER GROUP PLC GATX Corp. Inv Gallery Of History Inc Gazit-Globe Ltd FVIT Frnkln Small Cap Value Galyans Trading Co Inc GB HOLDINGS INC FX Energy Inc GAMCO Global Gold Natural GB&T Bancshares FX Real Estate & Resources & Income Trust Gbc Bancorp/Ca Entertainment Inc GAMCO Global Telecomm GC China Turbine Corp FXCM Inc GAMCO Growth GCI Liberty Inc G III Apparel Group Ltd Gamco Investors Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

GCP Applied Technologies General Moly Inc GEOPHARMA INC Inc General Motors Co GeoResources Inc GDL Fund (The) General Steel Holdings Inc George Putnam Balanced GDS Holdings Ltd GENEREX GEORGETOWN BANCORP GE Fixed Income BIOTECHNOLOGY CORP INC GE Instl Income Genesco Inc. GEORGIA BANCSHARES GE Instl Premier Growth Genesee & Wyoming Inc. INC Equity Genesis Energy LP GEORGIA CAROLINA GE Investments Money GENESIS HEALTHCARE BANCSHARES Market CORP GEORGIA-PACIFIC CORP GE Investments S&P 500 Genesis Healthcare, Inc. Geospace Technologies Index Genesis Lease Ltd Corp GE Premier Growth Equity GENESIS MICROCHIP INC Geovax Labs Inc GE RSP Income GENESYS SA Geovic Mining Corp GE RSP US Equity Geneva Acquisition Corp GERBER SCIENTIFIC INC GE Strategic Investment Geneva Resources Inc Gerdau AmeriSteel Corp GEAC COMPUTER CORP Genie Energy Ltd GERDAU SA SIDERURG LTD Genitope Corp German American Bancorp Geeknet Inc GENIUS PRODUCTS INC Inc GEHL CO GENLYTE GROUP INC GERON CORP GELSTAT CORP GenMark Diagnostics Inc Getty Images Inc Gemphire Therapeutics Inc Genmed Holding Corp Getty Realty Corp. GEMPLUS INTERNATIONAL Genocea Biosciences Inc GEVITY HR INC SA GENOIL INC Gevo Inc Gemstar TV Guide Genomic Health Inc GEXA CORP International Inc GenOn Energy, Inc. GFI Group Inc Gen2Media Corp Genoptix Inc GFSB BANCORP INC GENAERA CORP GeNOsys Inc GGP Inc GENAISSANCE Genpact Ltd GHL Acquisition Corp PHARMACEUTICALS Gen-Probe Inc GI Dynamics Inc Genco Shipping & Trading Genta Inc GIANT INDUSTRIES INC Ltd GENTEK INC Giant Interactive Group Inc Gencor Industries Inc GENTEX CORP Gibraltar Industries Inc GENELABS Gentherm Inc GIGABEAM CORP TECHNOLOGIES INC Gentium SPA GigaMedia Ltd GENENCOR INTL INC Gentiva Health Services Inc Gigamon Inc GENENTECH INC Gentor Resources Inc GigPeak Inc Gener8 Maritime Inc Genuine Parts Co Gilat Satellite Networks Ltd GENER8XION GENUS INC Gildan Activewear Inc ENTERTAINMENT INC GENVEC INC Gilead Sciences Inc Generac Holdings Inc Genworth Financial Inc GILLETTE CO General American Investors GENZYME CORP Given Imaging Ltd Company Inc. GEO Group Inc (The) Glacier Bancorp Inc GENERAL BINDING CORP GeoBio Energy Inc GLACIER WATER General Cable Corp. GeoEye Inc SERVICES General Dynamics Corp Geoglobal Resources Inc GLADSTONE CAPITAL General Electric Co GEOKINETICS INC CORP GENERAL GEOMET INC GLADSTONE ENVIRONMENTAL MGMT GeoPark Ltd COMMERCIAL CORP General Finance Corp GEOPETRO RESOURCES Gladstone Land Corp General Mills Inc. CO GLAMIS GOLD LTD

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Glatfelter (P.H.) Co GLOBAL GOLD CORP GlycoMimetics Inc Glaxosmithkline PLC Global Green Inc Glyeco Inc Gleacher & Company Inc Global High Income Fund Inc GMH Communities Trust Glen Burnie Bancorp GLOBAL IMAGING GMO Alpha Only GLENBOROUGH REALTY SYSTEMS GMO Asset Allocation Bond TRUST INC Global Indemnity Ltd GMO Benchmark Free Glenmede Core Fixed Global Industries Ltd GMO Benchmark Free Income Global Investor Services Inc Allocation Glenmede Govt Cash GLOBAL MED GMO Core Plus Bond Glenmede International TECHNOLOGIES INC GMO Curency Hedgd Intl Bd Equity Global Medical REIT Inc GMO Currency Hedgd Intl Glenmede Philadelphia Global Net Lease Inc Equity International Global Opportunities Bond GMO Developed World Stock Glenmede Quantitative US Global Partners LP GMO Domestic Bond Large Cap Core Equity GLOBAL PAYMENT GMO Emerging Countries Glenmede Quantitative US TECHNOLOGIES GMO Emerging Country Debt Large Cap Growth Equity Global Payments Inc. GMO Emerging Domestic Glenmede Secured Options GLOBAL PHARMATECH Opportunities Glenmede Small Cap Equity INC GMO Emerging Markets Glenmede TxEx Cash Global Power Equipment GMO Emerging Mrkts Quality GLG Life Tech Corp Group Inc GMO Flexible Equities GLG Partners Inc Global Realty Development GMO Foreign Glimcher Realty Trust GLOBAL RESOURCE CORP GMO Foreign Small Co Global Aircraft Solutions Inc Global Services Partners GMO Global Asset Allocation GLOBAL AXCESS CORP Acquisition Corp GMO Global Asset Allocation GLOBAL BEV SOLUTIONS Global Ship Lease Inc Series INC GLOBAL SIGNAL INC GMO Global Bond Global Blood Therapeutics Global Sources Ltd GMO Global Developed Inc Global Traffic Network Inc Equity Allocation Fund Global Brands Acquisition Global Water Resources Inc GMO Global Equity Corp Global X MLP ETF Allocation Global Brass and Copper Global X SuperDividend ETF GMO Growth Holdings Inc GLOBALNET CORP GMO Implementation Global Cord Blood Corp GlobalOptions Group Inc GMO Inflation Indexed Bond Global Cornerstone Holdings GLOBALSANTAFE CORP GMO Inflation Indexed Plus Ltd GlobalSCAPE Inc Bond Global Crossing Ltd Global-Tech Advanced GMO International Global Defense Technology Innovations Inc Developed Equity Allocation & Systems Inc Globant SA GMO International Equity Global Eagle Entertainment Globe Specialty Metals Inc GMO International Growth Inc GLOBECOMM SYSTEMS Equity Global Ecology Corp INC GMO International Large/Mid Global Education & GLOBESPANVIRATA INC Cap Equity Technology Group Ltd GLOBETEL GMO Intl Bond GLOBAL ENTERTAINMENT COMMUNICATIONS CORP GMO Intl Disciplined Eqty CORP Globus Maritime Ltd GMO Intl Equity Allocation Global Environmental Energy Globus Medical Inc GMO Intl Growth Corp Glori Energy Inc GMO Intl Small Company GLOBAL EPOINT INC Glowpoint Inc GMO Opportunistic Income Global Geophysical Services Glu Mobile Inc GMO Quality Inc GLYCOGENESYS INC GMO Real Estate

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

GMO Risk Premium Goldman Sachs ActiveBeta GPS INDUSTRIES INC GMO SGM Major Markets Emerging Markets Equity Grace (W R) & Co GMO Special Opportunities ETF Graco Inc. GMO Strategic Fixed Income Goldman Sachs ActiveBeta Graftech International Ltd GMO Strategic Opportunities International Equity ETF GRAHAM CORP Allocation Goldman Sachs ActiveBeta Graham Holdings Co GMO Tax Managed Intl U.S. Large Cap Equity ETF Graham Packaging Co Inc Equities Goldman Sachs BDC Inc Grainger (W.W.) Inc GMO Tobacco Free Core Goldman Sachs Group Inc Gramercy Property Trust GMO U.S. Equity (The) Gramercy Property Trust Inc GMO US Core Goldman Sachs MLP and Gran Tierra Energy Inc GMO US Growth Energy Renaissance Fund Granahan McCourt GMO US Treasury Goldman Sachs MLP Income Acquisition Corp GMS Inc Opportunities Fund Grand Canyon Education Inc GMX Resources Inc Goldsands Development Co GRAND TOYS INTL LTD - GNC Holdings Inc GOLF GALAXY INC ADR GoDaddy Inc Golfsmith International Grandeur Peak Global Gogo Inc Holdings Inc. Opportunities Golar LNG Ltd Golub Capital BDC Inc Grandeur Peak International Golar LNG Partners LP Good Guys Inc Opportunities GOLD BANC CORP INC Good Harbor Tactical Core GRANDSOUTH Gold Fields Ltd US BANCORPORATION Gold Horse International Inc GOOD TIMES Granite Broadcasting GOLD KIST INC/DE RESTAURANTS INC Granite City Food & Brewery GOLD RESERVE INC GoodHaven Fund Ltd Gold Resource Corp GOODMAN GLOBAL INC Granite Construction Inc. Gold Standard Ventures Corp Goodrich Corp Granite Falls Energy LLC Golden Autumn Holdings Inc Goodrich Petroleum Corp. Granite Point Mortgage Trust GOLDEN CYCLE GOLD Goodyear Tire & Rubber Co Inc CORP GOODYS FAMILY Granite Real Estate GOLDEN EAGLE INTL INC CLOTHING INC Investment Trust Golden Enterprises Inc GoPro Inc Grant Prideco Inc. Golden Entertainment Inc Gordmans Stores Inc Graphic Packaging Holding Golden Growers Cooperative GOREMOTE INTERNET Co Golden Minerals Co COMM INC Graphic Packaging Intl Corp Golden Ocean Group Ltd Gores Holdings II Inc GRAVITY Co Ltd GOLDEN PHOENIX Gorman-Rupp Co (The) Gray Television Inc. MINERALS INC Gotham Absolute Return GrayMark Healthcare Inc Golden Pond Healthcare Inc Gotham Enhanced Return Great Ajax Corp Golden Queen Mining Co Ltd Gotham Neutral Great American Bancorp Inc Golden River Resources GOTTAPLAY INTERACTIVE GREAT AMERN FINL Corp INC RESOURCES Golden Star Resources Ltd. Gottschalks Inc. Great Atlantic & Pacific Tea GOLDEN TELECOM INC GOUVERNEUR BANCORP Co Inc. (The) GOLDEN WEST FINANCIAL INC Great China International CORP Government Cash Series Holdings Inc Goldfield Corp (The) Government Properties GREAT CHINA MINING INC Goldleaf Financial Solutions Income Trust Great East Bottles & Drinks Inc GOVERNMENT (China) Holdings Inc PROPERTIES TRUST Great Elm Capital Group Inc GP Strategies Corp Great Hall Prime MM

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

GREAT LAKES AVIATION Great-West Putnam Equity Griffon Corp. LTD Income Grifols S.A. GREAT LAKES BANCORP Great-West S&P 500 Index GRILL CONCEPTS INC INC Great-West S&P MidCap 400 GROEN BROS AVIATION GREAT LAKES CHEMICAL Great-West S&P SmallCap INC CORP Index 600 Group 1 Automotive Inc. Great Lakes Reit Inc Great-West Group 1 Software Inc Great Northern Iron Ore SecureFoundation Balanced Groupon Inc Properties Great-West T Rowe Equity Growers Direct Coffee Co Inc Great Panther Silver Ltd Income Growlife Inc GREAT PEE DEE Great-West T Rowe Mid Cap Grubb & Ellis Co. BANCORP INC Growth Grubb & Ellis Realty Advisors Great Plains Energy Inc Green Bancorp Inc Inc Great Southern Bancorp Inc Green Bankshares Inc GrubHub Inc Great Western Bancorp Inc Green Brick Partners Inc Gruma SAB De CV Great Wolf Resorts Inc Green Dot Corp Grupo Aeroportuario del GREATER BAY BANCORP Green Earth Technologies Sureste SAB de CV Greater China Fund Inc Inc Grupo Casa SAba SA De GREATER COMMUNITY Green Energy Live Inc CV, Mexico BANCORP Green Energy Management GRUPO ELEKTRA SA DE Great-West Aggressive Services Holdings, Inc. CV Profile GREEN MOUNTAIN Grupo Financiero Galicia Sa, Great-West American POWER CORP Buenos Aires Century Growth Green Plains Inc GRUPO IMSA SA DE CV Great-West Bond Index Green Plains Partners LP Grupo Iusacell Sa Great-West Conservative Green Plains Renewable Grupo Radio Centro SA De Profile Energy Inc CV Rcentro Great-West Federated Bond Greenbrier Companies Inc. Grupo Simec SA De C.V. Great-West Goldman Sachs (The) Grupo Supervielle SA Mid Cap Value Greenchek Technology Inc Grupo Televisa SAB Great-West Government Greene County Bancorp Inc Grupo Tmm S.A.B. Money Market Greenfield Online Inc GRYPHON GOLD CORP Great-West International GREENHILL & CO INC Gryphon Resources Inc Index GreenHunter Energy Inc GS Absolute Return Tracker Great-West Lifetime 2015 Greenkraft Inc GS Balanced Strategy Great-West Lifetime 2015 II Greenlight Capital Re Ltd GS Bond Great-West Lifetime 2025 Greenman Technologies Inc GS BRIC Great-West Lifetime 2025 II Greenpoint Financial Corp GS Capital Growth Great-West Lifetime 2035 Greenspring Fund GS Commodity Strategy Great-West Lifetime 2035 II Greenway Medical GS Concentrated Growth Great-West Lifetime 2045 Technologies Inc GS Concentrated Great-West Lifetime 2045 II GREER BANCSHARES INC International Equity Great-West Loomis Bond Greif Inc. GS Core Fixed Income Great-West MFS Greka Energy Corp GS Credit Strategies International Value GREY GLOBAL GROUP INC GS Dynamic Allocation Great-West Moderate Aggrsv Grey Wolf Inc. GS Dynamic Municipal Profile Grid Petroleum Corp Income Great-West Moderate Profile Gridsum Holding Inc GS Emerging Market Debt Great-West Multi-Manager Griffin Industrial Realty Inc GS Emerging Markets Equity Large Cap Growth Griffin Institutional Access GS Emerging Markets Equity Real Estate Insights

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

GS Enhanced Dividend GS Large Cap Growth GS VIT Mid Cap Value Global Equity Insights GS VIT Strategic Growth GS Enhanced Income GS Large Cap Value GS VIT Strategic Intl Equity GS Equity Growth Strategy GS Local Emerging Markets GS VIT Structured US Equity Gs Financial Corp Debt GSC Acquisition Co GS Financial Square Federal GS Mid Cap Value GSE Systems Inc Instruments GS MLP Energy GSI Commerce Inc GS Financial Square Infrastructure GSI Technology Inc Government GS Multi Manager GT Advanced Technologies GS Financial Square MM Alternatives Inc GS Financial Square Prime GS Real Estate Securities GTC BIOTHERAPEUTICS Oblig MM GS Research Select INC GS Financial Square Treas GS Rising Dividend Growth GTECH HOLDINGS CORP Oblig MM GS Satellite Strategies GTSI Corp. GS Financial Square GS Short Duration GTT Communications Inc Treasury Instr MM Government GTX Corp GS Financial Square GS Short Duration Income GTx Inc. Treasury Solutions Money GS Short Duration TxFr GUANGSHEN RAILWAY CO Market GS Short-Term Conservative LTD GS FnclSq CA TxEx Income GuangZhou Global Telecom GS Global Income GS Small Cap Value Inc GS Government Income GS Small Mid-Cap Growth Guaranty Bancorp GS Growth & Income GS Strategic Factor Guaranty Bancshares Inc GS Growth & Income Allocation Guaranty Federal Strategy GS Strategic Growth Bancshares Inc GS Growth Opportunities GS Strategic Income Guaranty Financial Corp/Va GS Growth Strategy GS Structured International Guaranty Financial Group Inc GS High Quality Floating Equity Flex Guardian Small Cap Rate GS Structured Large Cap Guardian Technologies GS High Yield Value International Inc GS High Yield Floating Rate GS Structured Small Cap Gucci Group Nv GS High Yield Muni Equity Guess ? Inc. GS ILA Federal GS Structured Small Cap Guggenheim Biotechnology GS ILA Money Market Value Guggenheim BRIC ETF GS ILA NY TxEx GS Tactical Tilt Guggenheim Build America GS ILA Prime Obligation Implementation Bonds Managed Duration GS ILA Treasury Instrument GS Tax Advantaged Global Trust GS ILA Treasury Obligation Equity Guggenheim BulletShares GS ILA TxEx Diversified GS TCU Money Market 2015 Corporate Bond ETF GS Income Builder GS Technology Tollkeeper Guggenheim BulletShares GS International Equity GS US Equity Dividend and 2015 High Yield Corporate Insights Premium Bond ETF GS International Small Cap GS US Equity Insights Guggenheim BulletShares Insights GS US Mortgage 2016 Corporate Bond ETF GS International Tax GS US Tax Managed Equity Guggenheim BulletShares Managed GS VIT CORE Fixed Income 2016 High Yield Corporate GS Intl Real Estate Securities GS VIT Equity Index Bond ETF GS Investment Grade Credit GS VIT Government Money Guggenheim BulletShares GS Investor Tax-Exempt Market 2017 Corporate Bond ETF Money Market GS VIT Growth Opportunities GS VIT Large Cap Value

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Guggenheim BulletShares GuideStone Extended Dur Habit Restaurants Inc (The) 2017 High Yield Corporate Bond Hackett Group Inc (The) Bond ETF GuideStone Growth Hadera Paper Ltd Guggenheim BulletShares Allocation HAEMONETICS CORP 2020 High Yield Corporate GuideStone Growth Equity HAGGAR CORP Bond ETF GuideStone International Hain Celestial Group Inc Guggenheim China Small Equity (The) Cap ETF GuideStone Low Duration Halcon Resources Corp Guggenheim Directional Bond Halcyon Jets Holdings Inc Allocation GuideStone Medium Duration Hall Kinion & Associates Inc Guggenheim Floating Rate Bond Hallador Energy Co Strategies GuideStone Money Market HALLIBURTON CO Guggenheim High Yield GuideStone MyDestination Hallmark Financial Services Strategy 2015 Inc Guggenheim Limited GuideStone MyDestination Hallwood Group Inc (The) Duration 2025 Hallwood Realty Ptnrs -Lp Guggenheim Macro GuideStone MyDestination Halozyme Therapeutics Inc Opportunities 2035 Halyard Health Inc Guggenheim Managed GuideStone Small Cap Hambrecht Asia Acquisition Futures Strategy Equity Corp Guggenheim Mid Cap Value GuideStone Value Equity Hamilton Beach Brands Guggenheim Mid Cap Value Guidewire Software Inc Holding Company Institutional Guilford Mills Inc HAMILTON LANE Guggenheim Multi-Asset GUILFORD INCORPORATED Income ETF PHARMACEUTICAL INC Hammer Fiber Optics Guggenheim NASDAQ 100 Guinness Exploration Inc Holdings Corp Guggenheim S&P 500 Equal GUITAR CENTER INC HAMMONS JOHN Q Weight Consumer Staples Gulf Coast Ultra Deep HOTELS -CL A ETF Royalty Trust Hampshire Group Ltd Guggenheim Spin-Off ETF GULF ISLAND HAMPTONS LUXURY Guggenheim Total Return FABRICATION INC HOMES INC Bond Gulf United Energy Inc Hana Biosciences Inc Guggenheim US Government GulfMark Offshore Inc Hancock (John) Bank and Money Market Gulfport Energy Corp Thrift Opportunity Fund Guidance Software Inc GulfSlope Energy Inc Hancock (John) Financial GUIDANT CORP Gulfterra Energy Partners-Lp Opportunities Fund Guided Therapeutics Inc Gundle/Slt Environmental Inc Hancock (John) Premium GUIDELINE INC Gushan Environmental Dividend Fund GuideMark Core Fixed Inc Energy Ltd Hancock Fabrics Inc. GuidePath Growth Allocation GVI SECURITIES Hancock Holding Co GuideStone Aggressive SOLUTIONS INC Hancock Horizon Burkenroad Allocation GVIT Enhanced Income Small Cap GuideStone Balanced GW Pharmaceuticals PLC Hancock Horizon Diversified Allocation Gymboree Corp (The) International GuideStone Balanced Gyrodyne Company of Hancock Horizon Allocation I America Inc Government MM GuideStone Conservative H D F C Bank Ltd Hancock John Finl Svcs Inc Allocation H&E EQUIPMENT Handeni Gold Inc GuideStone Defensive SERVICES INC HANDLEMAN CO Market Strategies H.B. Fuller Co. Handspring Inc GuideStone Equity Index Habersham Bancorp Handy & Harman Ltd

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Hanesbrands Inc HARRIS CORP Hartford HLS High Yield Hanger Inc Harris Insight Index Hartford HLS International Hanlon Managed Income Harris Insight Intrmd TxEx Opportunities Hanmi Financial Corp HARRIS INTERACTIVE INC Hartford HLS Intl Growth Hannon Armstrong Harris Teeter Supermarkets Hartford HLS Intl Sm Sustainable Infrastructure Inc Company Capital Inc Harsco Corp Hartford HLS Mid Cap Hanover Capital Mortgage HARTCOURT COMPANIES Hartford HLS Mid Cap Value Holdings Inc. INC Hartford HLS Mortgage Sec HANOVER DIRECT INC Harte Hanks Inc. Hartford HLS Small Cap Hanover Insurance Group Inc Hartford Balanced Growth (The) Hartford Balanced Income Hartford HLS Small Company Hansberger Emerging Mkts Hartford Capital Appreciation Hartford HLS Stock Hansberger Intl Growth Hartford Checks and Hartford HLS Total Return Hansberger Intl Value Balances Bond Hansen Medical Inc Hartford Core Equity Hartford HLS Ultrashort Bond HANSON PLC Hartford Corporate Hartford HLS US Hanwha Q CELLS Co Ltd Opportunities Government Securities Harbin Electric Inc Hartford Dividend & Growth Hartford HLS Value HARBOR ACQUISITION Hartford Equity Growth Alloc Hartford HLS Value Opport CORP Hartford Equity Income Hartford Inflation Plus Harbor Bond Hartford Financial Services Hartford International Harbor Capital Appreciation Group Inc. (The) Opportunities HARBOR FLORIDA Hartford Floating Rate Hartford International Value BANCSHARES Hartford Floating Rate High Hartford Intl Growth HARBOR GLOBAL CO LTD Income Hartford Intl Small Company Harbor High Yield Hartford Global All Asset Hartford Mid Cap Harbor International Hartford Global Capital Hartford Mid Cap Value Harbor International Growth Appreciation Hartford Moderate Allocation Harbor Large Cap Value Hartford Global Growth Hartford Money Market Harbor Mid Cap Growth Hartford Global Real Asset Hartford Municipal Harbor Mid Cap Value Hartford Growth Opportunities Harbor Real Return Hartford Growth Allocation Hartford Schroders Emerging Harbor Small Cap Growth Hartford Growth Markets Equity Harbor Small Cap Value Opportunities Hartford Schroders HarborOne Bancorp Inc Hartford Healthcare International Multi Cap Value Hardinge Inc Hartford High Yield Hartford Schroders US HARLAND (JOHN H.) CO Hartford HLS Balanced Small/Mid Cap Opportunities Harley-Davidson Inc. Hartford HLS Cap Hartford Short Duration Harleysville Group Inc Appreciation Hartford Small Cap Growth Harleysville National Corp Hartford HLS Disciplined Hartford Small Company Harleysville Savings Bank Equity Hartford Stock Harman International Hartford HLS Dividend & Hartford Strategic Income Industries Inc. Growth Hartford Total Return Bond Harmonic Inc Hartford HLS Equity Income Hartford TxFr National Harrington West Financial Hartford HLS Global Adviser Hartford US Govt Securities Group Inc Hartford HLS Global Growth Hartford Value Harris & Harris Group Hartford HLS Global Health Hartford Value Opport Harris Assoc Focus Value Hartford HLS Growth Hartford World Bond Harris Assoc Large Cap Hartford HLS Growth HARVARD BIOSCIENCE Value Opportunities INC

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

HARVEST ENERGY TRUST Health Net Inc. HEMOSENSE INC Harvest Natural Resources Healthaxis Inc HEMOSOL CORP Inc. Healthcare Realty Trust Inc Hendrx Corp. Hasbro Inc. Healthcare Services Group Hennessy Advisors Inc Hastings Entertainment Inc Inc Hennessy Capital Acquisition Hatteras Alpha Hedged Healthcare Trust of America Corp III Strategies Inc Hennessy Cornerstone Hatteras Financial Corp HealthEquity Inc Growth Hatteras Long Short Debt Healthetech Inc Hennessy Cornerstone HAUPPAUGE DIGITAL INC HEALTHSPORT INC Growth II HAVAS HealthSpring Inc Hennessy Cornerstone Mid Haverty Furniture Companies HealthStream Inc Cap 30 Inc. HealthTronics Inc Hennessy Focus Hawaiian Electric Industries Healthtronics Surgical Svcs Hennessy Gas Utility Inc. Hearst-Argyle Television Inc. Henry (Jack) & Associates Hawaiian Holdings Inc. Heartland Express Inc Inc Hawaiian Telcom Holdco Inc Heartland Financial USA Inc HENRY BROS Hawaiian TxFr Trust HEARTLAND OIL & GAS ELECTRONICS INC HAWK CORP CORP Henry Schein Inc Hawkins Inc Heartland Payment Systems HEPALIFE TECHNOLOGIES Hawthorn Bancshares Inc Inc INC Hawthorne Financial Corp Heartland Select Value Herbalife Ltd Hayes Lemmerz International Heartland Value Herc Holdings Inc Inc Heartland Value Plus Hercules Capital, Inc Haymaker Acquisition Corp HeartWare International Inc Hercules Inc HAYNES INTERNATIONAL HEARUSA INC Hercules Offshore Inc INC Hecla Mining Co Here Enterprises Inc HC Innovations Inc HECTOR Heritage Bankshares Inc HC2 Holdings Inc COMMUNICATIONS CORP Heritage Commerce Corp HCA Healthcare Inc Heelys Inc Heritage Financial Corp Hcb Bancshares Inc HEI INC Heritage Financial Group Inc HCC Insurance Holdings Inc. HEICO Corp Heritage Growth Equity HCI Group Inc Heidrick & Struggles Heritage Insurance Holdings HCP Inc International Inc Inc HCSB Financial Corp Helen of Troy Ltd Heritage Oaks Bancorp HD Partners Acquisition Corp Helicos BioSciences Corp HERITAGE PPTY HD Supply Holdings Inc Helius Medical Technologies INVESTMENT TR Head NV, Rotterdam Inc Heritage-Crystal Clean Inc Headwaters Inc Helix BioPharma Corp Herley Industries Inc HEALTH BENEFITS DIRECT Helix Energy Solutions Group Herman Miller Inc CORP Inc Heron Therapeutics Inc Health Care Select Sector HELIX TECHNOLOGY Hersha Hospitality Trust SPDR Fund (The) CORP Hershey Co (The) Health Enhancement Helix Wind Corp Hertz Global Holdings Inc Products Inc Hellenic Telecommunications Heska Corp Health Fitness Corp Organizations OTE HESS CORP Health Grades Inc Helmerich & Payne Inc. Hess Midstream Partners LP Health Insurance Innovations Hemisphere Media Group Inc Hewitt Associates Inc. Inc Hemispherx BioPharma Inc. Hewlett Packard Enterprise Health Management Hemlock Fed Finl Corp Co Associates Inc. HemoBioTech Inc Hexcel Corp

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

HF Financial Corp. Hilb Rogal & Hobbs Co Home Depot Inc. (The) HFF INC Hill International Inc Home Diagnostics Inc hhgregg Inc Hillenbrand Inc Home Federal Bancorp Inc Hi Tech Pharmacal Co Inc Hilliard Lyons Government Home Federal Bancorp/LA hi/fn Inc Hill-Rom Holdings Inc HOME LOAN FINL CORP HIBBETT SPORTS INC Hills Bancorporation Home Loan Servicing Hibernia Cap Appreciation Hillshire Brands Co Solutions Ltd HIBERNIA CORP -CL A Hilltop Holdings Inc Home Products Intl Inc Hickory Tech Corp Hilton Grand Vacations Inc Home Properties Inc. Hicks Acquisition Co I Inc Hilton Worldwide Holdings HomeAway Inc Hicks Acquisition Company II Inc HOMEFED CORP Inc Himax Technologies Inc Homeinns Hotel Group Hi-Crush Partners LP HIMCO VIT Index Homestead Short Term Bond HIENERGY HINES HORTICULTURE INC Homestead Small Co Stock TECHNOLOGIES INC HireRight Inc Homestead Value High Speed Access Corp Hirsch International Corp. HomeStreet Inc Highbury Financial Inc HI-SHEAR TECHNOLOGY HomeTrust Bancshares Inc Higher One Holdings Inc CORP Honda Motor Co Ltd Highland Floating Rate Hispanic Broadcasting Hondo Minerals Corp Highland Floating Rate Histogenics Corp Honeywell International Inc Opportunities HITACHI LTD Hong Kong Television Highland Global Allocation Hitor Group Inc Network Ltd HIGHLAND HOSPITALITY Hittite Microwave Corp Hong Kong Winalite Group CORP HKN Inc Inc Highland Long/Short Equity HLF Emerging Markets Hooker Furniture Corp Highland Long/Short HLF Frontier Emerging Hooper Holmes Inc. Healthcare Markets Hope Bancorp Inc Highland Money Market II HLF Global Equity HopFed Bancorp Inc Highland US Equity HLF Institutional Emerging Horace Mann Educators Highland/iBoxx Senior Loan Markets Corporation ETF HLF International Equity Horizon Bancorp/IN Highlands Acquisition Corp HLTH Corp HORIZON HIGHLANDS BANKSHARES HMN Financial Inc BANCORPORATION INC INC HMS Holdings Corp Horizon Financial Corp HIGHLANDS BANKSHARES HNI Corp Horizon Global Corp INC/VA Hodges Fund HORIZON HEALTH CORP Highlands REIT Inc Hodges Small Cap Horizon Lines Inc HighMark 100% US Treas Hoegh LNG Partners LP Horizon Medical Products Inc MM Hoku Corp HORIZON OFFSHORE INC HighMark CA TxFr MM Hollinger Inc Horizon Organic Holding HighMark Diversified MMF Hollis-Eden Pharmaceuticals Horizon Pharma Plc Highmark International Inc HORMEL FOODS CORP Opportunities Holloman Energy Corp Hornbeck Offshore Services HighMark Large Cap Value HOLLY ENERGY Inc. HighMark Small Cap Value PARTNERS LP HORNE INTERNATIONAL HighMark US Govt MM HollyFrontier Corp INCHORNE HighMark Value Momentum Hollywood Entmt Corp Horsehead Holding Corp HighPoint Resources Corp Hollywood Media Corp. Hortonworks Inc Highwoods Properties Inc. HOLOGIC INC Hospira Inc HILAND HOLDINGS GP LP Home Bancorp Inc Hospitality Properties Trust HILAND PARTNERS LP Home Bancshares Inc Host Hotels & Resorts Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Hostess Brands Inc HUDSON HOLDING CORP HYDRIL CO Hot Topic Inc Hudson Pacific Properties Inc Hydrocarb Energy Corp Hotchkis & Wiley Diversified Hudson River Bancorp Inc HYDROGEN CORP Value Hudson Technologies Inc HYDROGEN ENGINE Hotchkis & Wiley High Yield HUDSON UNITED CENTER INC Hotchkis & Wiley Large Cap BANCORP Hydrogen Hybrid Val Hudson Valley Holding Corp Technologies Inc Hotchkis & Wiley Mid Cap Huffy Corp HYDROGEN POWER INC Val Hughes Communications Inc HYDROGENICS CORP Hotchkis & Wiley Small Cap HUGHES SUPPLY INC Hypercom Corp Value Hughes Telematics Inc Hyperdynamics Corp Hotchkis & Wiley Value Hugoton Royalty Trust Hyperion Brookfield Total Opportunities Huiheng Medical Inc Return Fund Inc (The) Houlihan Lokey Inc HUMAN BIOSYSTEMS HYPERION SOLUTIONS HOUSE OF BRUSSELS HUMAN GENOME CORP CHOCOLATES SCIENCES INC Hyperion Therapeutics Inc HOUSERAISING INC Humana Inc. Hyster-Yale Materials Houston American Energy Humboldt Bancorp Handling Inc Corp HUMMINGBIRD LTD Hy-Tech Technology Group HOUSTON EXPLORATION Hunt Global Resources Inc Inc CO Hunter Maritime Acquisition HYTHIAM INC Houston Wire & Cable Co Corp I.D. Systems Inc Hovnanian Enterprises Inc. Huntington Bancshares Inc I/O Magic Inc Howard Hughes Corp (The) Huntington Fixed Income Sec I2 Technologies Inc Hpsc Inc Huntington Growth IA Global Inc. HQ Sustainable Maritime Huntington Ingalls Industries IAC/InterActiveCorp Industries Inc Inc IAMGold Corp HRG Group Inc Huntington Intl Equity Iao Kun Group Holding Co HS3 TECHNOLOGIES INC Huntington MM Ltd HSBC Holdings PLC Huntington OH Muni MM IB3 Networks Inc HSBC Inv Fixed Income Huntington US Treas MM iBasis Inc HSBC Inv Intl Equity HuntMountain Resources Ltd IBERIABANK Corp HSBC Inv NY TxFr MM HUNTSMAN CORP iBio Inc HSBC Inv Small Cap Equity Hurco Companies Inc IBIS TECHNOLOGY CORP HSBC Prime Money Market Huron Consulting Group Inc IBT BANCORP INC HSBC Total Return Husky Energy Inc icad Inc HSBC US Government Hussman Strategic Growth Icagen Inc. Money Market Hussman Strategic Total Icahn Enterprises LP HSBC US Treasury Money Return ICARBON CORP Market Hutchinson Technology Inc ICF International Inc HSN Inc Hutchison China MediTech Icg Communications HST Global Inc Ltd Ichor Holdings Ltd Huaneng Power International Hutchison Icici Bank Ltd Inc Telecommunications ICI-IMPERIAL CHEM INDS Hub Group Inc International Ltd PLC HUB INTERNATIONAL LTD Huttig Building Products Inc ICM Small Company Hubbell Inc Hyatt Hotels Corp ICO Inc HubSpot Inc HYBRID FUEL SYSTEMS ICON Energy HUDBAY MINERALS INC INC ICON Financial Services Hudson City Bancorp Inc Hycor Biomedical Inc ICON Healthcare Hudson Global Inc Hyde Park Acquisition Corp II

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

ICON Information Ikanos Communications Inc IMPERIAL TOBACCO Technology IKON Office Solutions Inc. GROUP PLC ICON Long Short Ilex Oncology Inc Imperva Inc Icon PLC ILG Inc Impinj Inc ICONIX BRAND GROUP INC Illinois Tool Works Inc. IMPLANT SCIENCES CORP ICOP DIGITAL INC Illumina Inc Imprivata Inc ICORIA INC Ilog SA, Gentilly IMPSAT FIBER NETWORKS ICOS CORP ILX RESORTS INC INC ICOS VISION SYSTEM NV IMAGE ENTERTAINMENT IMS Health Holdings Inc ICP Solar Technologies Inc INC INAMED CORP ICT Govt Cash & Agency Image Sensing Systems Inc INCO LTD ICT GROUP INC ImageWare Systems Inc. Income Opportunity Realty ICT TECHNOLOGIES INC Imaging Diagnostic Systems Investors Inc. Icts International N V Inc inContact Inc ICU Medical Inc IMAGING3 INC INCYTE CORP ICx Technologies Inc IMAGISTICS INDEPENDENCE CMNTY ID BIOMEDICAL CORP INTERNATIONAL INC BK CORP IDACORP Inc. Imanage Inc Independence Holding Co Ideation Acquisition Corp I-many Inc Independence Realty Trust Idenix Pharmaceuticals Inc ImaRx Therapeutics Inc Inc Identiv Inc Imation Corp Independent Bank Corp IDENTIX INC Imax Corp Independent Bank Corp. IDERA Imc Global Inc Independent Bank Group Inc PHARMACEUTICALS INC IMCLONE SYSTEMS INC Independent Franchise IDEX Corporation IMCOR PHARMACEUTICAL Partners US Equity IDEXX Laboratories Inc CO INDEVUS IDM PHARMA INC IMEDIA INTERNATIONAL PHARMACEUTICALS INC IDO Security Inc INC Index Oil & Gas Inc iDreamSky Technology Ltd Imergent Inc India Fund Inc. (The) IDT Corp Immersion Corp India Globalization Capital IDX SYSTEMS CORP IMMTECH Inc IEC Electronics Corp PHARMACEUTICALS INC Indiana Community Bancorp IEG Holdings Corp IMMUCOR INC Indigo-Energy Inc IES Holdings Inc Immune Design Corp INDUS INTERNATIONAL IF Bancorp Inc IMMUNE RESPONSE INC I-FLOW CORP CORP/DE Industrea Acquisition Corp IFM Investments Ltd Immunicon Corp Industrial Distribution Group Ifresh Inc ImmunoCellular Therapeutics Inc. IFT Money Market Portfolio Ltd Industrial Select Sector IGATE Corp IMMUNOGEN INC SPDR Fund (The) Igen Inc Immunomedics Inc Industrial Services of IGNIS PETROLEUM GROUP IMPAC MEDICAL SYSTEMS America Inc INC INC Industrias Bachoco SAB De Ignite Restaurant Group Inc Impac Mortgage Holdings CV Ignyta Inc Inc. INERGY HOLDINGS LP iGo Inc IMPART MEDIA GROUP Inet Technologies Inc iHeartMedia Inc Impax Laboratories Inc Infineon Technologies AG, IHS Inc Imperial Capital Bancorp Inc Muenchen IHS Markit Ltd IMPERIAL INDUSTRIES INC Infinera Corp II VI Inc IMPERIAL PARKING CORP Infinity Augmented Reality iKang Healthcare Group Inc IMPERIAL SUGAR CO Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

INFINITY ENERGY ING CapGuardian US ING JPM Intl RESOURCES Equities ING JPM Value Opportunities Infinity Pharmaceuticals Inc ING Clarion Global Real ING Legg Mason P Infinity Property & Cas Corp Estate Port Aggressive Growth Infinity Property and Casualty ING Clarion RE Inc Fd ING Legg Mason P All Cap Corp ING Classic Money Market ING Legg Mason Value InflaRx NV ING Columbia Small Cap ING Lifestyle Aggrsv Growth Infoblox Inc Value ING Lifestyle Growth INFOCROSSING INC ING Core Equity Research ING Lifestyle Moderate Infocus Corp (USA) ING Davis New York Venture ING Lifestyle Moderate infoGROUP Inc ING Disciplined Intl Sm Cap Growth InfoLogix Inc ING Diversified International ING Limited Maturity Bond Infonet Services Corp ING Emerging Countries ING Lord Abbett Affiliated Informatica Corp ING Emerging Mkts Fixed ING Magna Cap INFORMATION HOLDINGS Income ING Marsico Growth INC ING Euro STOXX 50 Index ING MFS Total Return Information Resources Inc ING Fidelity VIP Contrafund ING MFS Utilities Information Services Group ING Financial Services ING Mid Cap Gro Inc ING Foreign ING Money Market INFORTE CORP ING FTSE 100 Index ING Morgan Stanley Global INFOSMART GROUP INC ING Get US Core Franchise INFOSONICS CORP ING GetD Fund ING Neuberger Berman Infosys Ltd ING GetE Fund Partners InfraREIT Inc ING GetS Fund ING Oppenheimer Main INFRASOURCE SERVICES ING GetV Fund Street INFRASTRUCTURE ING Global Advantage & ING Pioneer Mid Cap Value DEVELOPMENTS CORP. Premium Opportunity Fund ING Principal Protect IV Infusion Brands International ING GLOBAL ADVTG PREM ING Principal Protection I inc OPP FD ING Principal Protection II InfuSystem Holdings Inc ING Global Bond Portfolio ING Principal Protection III ING Alliance Mid Cap Growth ING Global Equity Dividend ING Principal Protection V ING Am Century Select ING Global Value Choice ING Principal Protection VI ING American Funds Asset ING Goldman Sachs ING Principal Protection VII Allocation Commodities ING Risk Managed Natural ING American Funds Bond ING Growth & Value Resources Fund ING American Funds Gro & ING High Yield Opportunity ING Russell Mid Cap Growth Inc ING Index + Small Cap Index ING American Funds Growth Portfolio ING Russia ING American Funds Intl ING Index Plus Large Cap ING T Rowe International ING Artio Foreign ING Index Plus Mid Cap Stock ING Asia Pacific High ING Infrastructure Industrials ING Thornburg Value Dividend Equity Income Fund and Materials Fund ING Total Return Bond ING Balanced ING Institutional Prime ING UBS US Large Cp Eqty ING BlackRock Large Cap Money Market ING Value Choice Growth ING International Small Cap ING Van Kampen Capital ING BlackRock Science & Multimgr Growth Tech Opportunity ING International Val ING Van Kampen Large Cap ING Brokerage Cash Portfolio Growth Reserves ING International Value ING VP Index Plus ING CapGuardian Small Mid ING Janus Contrarian International Equity Cap ING Japan TOPIX Index

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

ING VP Strategic Alloc INSIGNIA SOLUTIONS PLC Integrated Healthcare Growth -ADR Holdings Inc ING VP Strategic Alloc INSIGNIA SYSTEMS INC INTEGRATED SECURITY Moderate InSite Vision Inc SYS INC ING Wells Fargo Disciplined Insmed Inc Integrated Silicon Solution Value Insperity Inc. Inc Ingersoll-Rand PLC INSPIRE INTEGRITY BANCSHARES Ingevity Corp PHARMACEUTICALS INC INC Ingles Markets Inc Inspired Entertainment Inc INTEGRITY FINANCIAL Ingram Micro Inc. InspireMD Ltd CORP Ingredion Inc Installed Building Products Integrys Energy Group Inc Inhibitex Inc Inc Intel Corp INKINE PHARMACEUTICAL Insteel Industries Inc INTELIDATA CO INC INSTINET GROUP INC TECHNOLOGIES CORP Inksure Technologies Inc Institutional Financial Markets Inteliquent Inc Inland Land Appreciation Inc Intellia Therapeutics Inc Fund II LP Institutional Money Market Intellicheck Mobilisa Inc Inland Real Estate Corp Instructure Inc Intelligent Communication INNCARDIO INC Insulet Corp Enterprise Corp InnerWorkings Inc INSURANCE AUTO Intelligentias Inc INNKEEPERS USA TRUST AUCTIONS INC Intelligroup Inc Innocoll Holdings Plc Insurance Mgmt Solutions IntelliPharmaCeutics Innodata Inc Grp International Inc Innophos Holdings Inc INSURE.COM INC INTELLISYNC CORP Innospec Inc InsWeb Corp Intellon Corp INNOTRAC CORP Insys Therapeutics Inc Intelsat SA Innovaro Inc INTAC INTERNATIONAL Inter Parfums Inc Innovation Pharmaceuticals Intec Pharma Ltd INTERACTIVE BRAND DEV Inc INTECH US Core INC Innovative Card Integer Holdings Corp Interactive Brokers Group Inc Technologies Inc. Integra Bank Corp Interactive Data Corp Innovative Software Tech Inc Integra LifeSciences Interactive Intelligence Group Innovative Solutions and Holdings Corp Inc Support Inc Integral Systems Inc INTERACTIVE SYSTEMS INNOVEX INC INTEGRAL WORLDWDE Innoviva Inc TECHNOLOGIES INC Interactive Television INNOVIVE INTEGRAL VISION INC Networks PHARMACEUTICALS INC IntegraMed America Inc InterAmerican Acquisition INNUITY INC INTEGRATED ALARM SVCS Group Inc Inogen Inc GROUP Inter-Atlantic Financial Inc Inotek Pharmaceuticals Corp INTEGRATED BIOPHARMA Intercept Inc Inovalon Holdings Inc INC Intercept Pharmaceuticals Inc Inovio Pharmaceuticals Inc INTEGRATED CIRCUIT INTERCHANGE FINL SVCS Inseego Corp SYSTEMS CP/NJ INSIGHT Integrated Data Corp interCLICK Inc COMMUNICATIONS INC Integrated Defense Tech Inc Intercontinental Exchange Inc Insight Enterprises Inc Integrated Device Intercontinental Hotels Group InSight Health Services Technology Inc. PLC Holdings Corp Integrated Enviro InterDigital Inc Insightful Corp Technologies Ltd INTERGRAPH CORP Intergroup Corp (The)

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

INTERLEUKIN GENETICS INTERNATIONAL ROYALTY IntraLinks Holdings Inc INC CORP Intraware Inc Interline Brands Inc. International Seaways Inc INTRAWEST CORP INTERLINK ELECTRONICS International Shipholding Intrawest Resorts Holdings Interlott Technologies Inc Corp Inc INTERMAGNETICS International Speedway Corp Intrepid Potash Inc GENERAL CORP INTERNATIONAL STEEL Intrepid Small Cap Intermec Inc GRP INC Intrexon Corp Intermediate Bond Fund International Stem Cell Corp Intricon Corp America International Textile Group Intuit Inc. Intermet Corp Inc Intuitive Surgical Inc InterMetro Communications International Tower Hill Mines Invacare Corp Inc Ltd InvenSense Inc INTERMIX MEDIA INC International Wire Group Inc INVENTIV HEALTH INC Intermolecular Inc Internet Brands Inc InvenTrust Properties Corp Intermountain Community Internet Gold-Golden Lines Inveresk Research Group Inc Bancorp Ltd Invesco Advantage Municipal INTERMUNE INC INTERNET INITIATIVE Income Trust II Internap Corp JAPAN INC INVESCO Advntg Glbl Hlth International Absorbents Inc INTERNET SECURITY SYS Sci INTERNATIONAL INC Invesco American Franchise ALUMINUM CORP INTERPHASE CORP Invesco American Value International Bancshares INTERPOOL INC Invesco Asia Pacific Growth Corp Interpore International INVESCO Balanced International Business Interpublic Group of Invesco Balanced Risk Machines Corp Companies Inc. (The) Allocation International Coal Group Inc Intersect ENT Inc Invesco Balanced-Risk INTERNATIONAL Intersections Inc Commodity Strategy COMMERCIAL TV Intersil Corp Invesco Basic Balanced INTERNATIONAL ENERGY Interstate Bakeries Corp Invesco Basic Value INC Interstate Hotels & Resorts Invesco CA TxFr Inc International Fight League Inc. Invesco California Value Inc Intertan Inc Municipal Income Trust International Flavors & Intertape Polymer Group Inc. Invesco Capital Development Fragrances Inc INTER-TEL INC -SER A INVESCO Cash Reserves International Fuel Technology Intervest Bancshares Corp. Invesco Charter Inc INTERVIDEO INC Invesco Comstock International Game INTERVOICE INC Invesco Constellation Technology Interwave Commun Intl Ltd Invesco Convertible International Hi-Tech Interwoven Inc Securities Industries Inc InterXion Holding NV Invesco Core Bond INTERNATIONAL inTest Corp Invesco Core Plus Bond ISOTOPES INC INTIER AUTOMOTIVE INC Invesco Corporate Bond International Monetary INTL DISPLAYWORKS INC Invesco Developing Mkts Systems INTL FCStone Inc Invesco Diversified Dividend International Paper Co Intl Multifoods Corp Invesco Dividend Growth International Power Group INTL SECURITIES EXCHNG Securities Ltd HLDGS Invesco Dividend Income INTERNATIONAL POWER Intra-Cellular Therapies Inc Invesco Dynamic Credit PLC INTRADO INC Opportunities Fund International Rectifier Corp INTRALASE CORP Invesco Dynamics

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Invesco Endeavor Invesco Moderate Growth Invesco V.I. Comstock Invesco Energy Allocation Invesco V.I. Core Equity Invesco Equally Weighted Invesco Mortgage Capital Inc Invesco V.I. Diversified S&P 500 Invesco Multi Sector Dividend Invesco Equity & Income Invesco Muni Bond Invesco V.I. Equity & Income INVESCO European Invesco Municipal Invesco V.I. Government Invesco European Growth Invesco Municipal Income Money Market Invesco European Small Invesco Municipal Invesco V.I. Government Company Opportunity Trust Securities Invesco Floating Rate Invesco Municipal Trust Invesco V.I. Growth & Invesco Glbl Core Equity Invesco Premier Portfolio Income Invesco Glbl Growth Invesco Prime Income Trust Invesco V.I. International Invesco Glbl Health Care Invesco Quality Income Growth Invesco Glbl Real Estate Invesco Quality Municipal Invesco V.I. Mid Cap Core Invesco Glbl Small & Mid Income Trust Equity Cap Growth Invesco Real Estate Invesco Value Municipal Invesco Global Dividend Invesco S&P 500 Index Income Trust Growth Securities Invesco Select Companies Invesco Value Opportunity Invesco Global Real Estate INVESCO Select Income Invesco Van Kampen Capital Income Invesco Senior Income Trust Growth Invesco Gold & Precious Invesco Senior Loan Invesco Van Kampen Metals Invesco Short Duration Emerging Markets Invesco Government Money Inflation Protected Invesco Van Kampen Market Invesco Short Term Bond Enterprise Invesco Govt & Agency Invesco Small Cap Discovery Invesco Van Kampen Global INVESCO Growth Invesco Small Cap Equity Franchise Invesco Growth & Income Invesco Small Cap Growth Invesco Van Kampen Invesco Growth Allocation Invesco Small Cap Value Government Security Invesco High Income Muni Invesco Special Value Invesco Van Kampen Harbor Invesco High Yield Invesco STIT STIC Prime Invesco Van Kampen High Invesco High Yield Municipal Invesco STIT TxFr Cash Yield Invesco Income Reserve Invesco Van Kampen Insured Invesco Income Allocation Invesco Summit Fund Tax Free Income Invesco Intermediate Invesco Tax Exempt Invesco Van Kampen Municipal Income Securities International Growth Invesco International Core Invesco Technology Invesco Van Kampen Equity INVESCO Pennsylvania Value Invesco International Growth Telecommunications Municipal Income Trust Invesco International Small Invesco Treasury Invesco Van Kampen Real Company Invesco Treasury Obligations Estate Security Invesco Large Cap Growth Invesco Trust for Investment Invesco Van Kampen V.I. Invesco Large Relative Value Grade Municipals Government Invesco Leisure Invesco US Govt Invesco Van Kampen V.I. Mid Invesco Limited Term Muni Invesco US Small Cap Value Cap Value Income Invesco V.I. American Investar Holding Corp Invesco Liquid Assets Franchise Investment Technology Invesco Ltd Invesco V.I. Balanced Risk Group Inc. Invesco Mid Cap Core Equity Allocation Investors Bancorp Inc Invesco Mid Cap Growth Invesco V.I. Basic Value Investors Capital Holdings Invesco Moderate Allocation Invesco V.I. Capital Ltd Appreciation

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

INVESTORS FINANCIAL Ironwood Pharmaceuticals iShares Core MSCI Emerging SVCS CP Inc Markets ETF Investors Real Estate Trust Irsa Inversiones Y iShares Core MSCI Europe Investors Title Co Representaciones Sa ETF INVISA INC IRSA Propiedades iShares Core MSCI Pacific Invision Technologies Inc Comerciales SA ETF Invitae Corp IRVINE SENSORS CORP iShares Core MSCI Total Invitation Homes Inc ISAACS I C & CO INC International Stock ETF Invitel Holdings A/S Isabella Bank Corp iShares Core S&P 500 ETF Invivo Corp Isco Inc iShares Core S&P Mid-Cap Invuity Inc ISCO International Inc. ETF INX Inc Isecuretrac Corp iShares Core S&P Small-Cap INYX INC iShares 0-5 Year High Yield ETF IOMAI CORP Corporate Bond ETF iShares Core S&P Total U.S. Iomega Corp iShares 0-5 Year TIPS Bond Stock Market ETF ION Geophysical Corp ETF iShares Core S&P U.S. ION MEDIA NETWORKS iShares 10 Plus Year Credit Growth ETF INC Bond ETF iShares Core S&P U.S. Value IONA TECHNOLOGIES PLC iShares 10-20 Year Treasury ETF Ionatron Inc. Bond ETF iShares Core Total USD IONICS INC iShares 1-3 Year Credit Bond Bond Market ETF Ionis Pharmaceuticals Inc ETF iShares Core US Aggregate Iovance Biotherapeutics Inc iShares 1-3 Year Treasury Bond ETF Iowa Telecommunications Bond ETF iShares Currency Hedged Services Inc iShares 20 Plus Year MSCI EAFE ETF iPass Inc Treasury Bond ETF iShares Currency Hedged IPAYMENT INC iShares 3-7 Year Treasury MSCI Eurozone ETF IPC Healthcare Inc Bond ETF iShares Currency Hedged IPC Holdings Ltd iShares 7-10 Year Treasury MSCI Germany ETF iPCS Inc. Bond ETF iShares Currency Hedged Ipec Holdings Inc iShares Agency Bond ETF MSCI Japan ETF IPG Photonics Corp iShares California Muni Bond iShares Developed Real IPIX CORP ETF Estate Index IPSCO INC iShares China Large-Cap iShares Dow Jones US ETF IR BIOSCIENCES ETF iShares Edge MSCI Min Vol HOLDINGS INC iShares Cohen & Steers EAFE ETF iRadimed Corp REIT ETF iShares Edge MSCI Min Vol IRELAND INC iShares Core 1-5 Year USD Emerging Markets ETF iRhythm Technologies Inc Bond ETF iShares Edge MSCI Min Vol IRIDEX Corp iShares Core Aggressive Global ETF Iridium Communications Inc Allocation Fund iShares Edge MSCI Min Vol IRIS International Inc. iShares Core Dividend USA ETF iRobot Corp Growth ETF iShares Edge MSCI IRON MOUNTAIN INC iShares Core Growth Multifactor USA ETF Iron Strategic Income Allocation Fund iShares Edge MSCI USA IronBridge Small Cap iShares Core High Dividend Momentum Factor ETF IronBridge SMID Cap ETF iShares Edge MSCI USA Ironclad Encryption Corp iShares Core Moderate Quality Factor ETF Ironclad Performance Wear Allocation Fund iShares Edge MSCI USA Corp iShares Core MSCI EAFE Value Factor ETF ETF

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018 iShares Emerging Markets iShares Mortgage Real iShares MSCI Mexico Local Currency Bond ETF Estate ETF Capped ETF iShares Europe ETF iShares MSCI ACWI ETF iShares MSCI Netherlands iShares Exponential iShares MSCI ACWI ex US Fund Technologies ETF ETF iShares MSCI Pacific ex iShares Floating Rate Bond iShares MSCI All Country Japan ETF ETF Asia ex Japan ETF iShares MSCI Russia iShares Global 100 ETF iShares MSCI All Peru Capped ETF iShares Global Consumer Capped Index Fund IShares MSCI Singapore Staples ETF iShares MSCI Australia ETF ETF iShares Global Energy ETF iShares MSCI Austria Fund iShares MSCI South Africa iShares Global Healthcare iShares MSCI Belgium Fund ETF ETF iShares MSCI Brazil Capped iShares MSCI South Korea iShares Global Infrastructure ETF Capped ETF ETF iShares MSCI BRIC ETF iShares MSCI Spain Capped iShares Global Tech ETF iShares MSCI Canada ETF ETF iShares Global Telecom ETF iShares MSCI Chile Capped iShares MSCI Sweden Fund ISHARES GOLD SACHS Investable Market Index Fund iShares MSCI Switzerland NTWKG FD iShares MSCI China ETF Capped ETF iShares Gold Trust iShares MSCI Developed IShares MSCI Taiwan ETF iShares iBoxx High Yield World Index iShares MSCI Thailand Corporate Bond ETF iShares MSCI EAFE ETF Capped ETF iShares iBoxx Investment iShares MSCI EAFE Growth iShares MSCI Total Grade Corporate Bond ETF ETF International Index iShares India 50 ETF iShares MSCI EAFE iShares MSCI Turkey ETF iShares Intermediate Credit International Index iShares MSCI United Bond ETF iShares MSCI EAFE Small- Kingdom ETF iShares Intermediate Cap ETF iShares MSCI USA ESG Government/Credit Bond iShares MSCI EAFE Value Select ETF ETF ETF iShares Nasdaq iShares International iShares MSCI Emerging Biotechnology ETF Developed Real Estate ETF Markets ETF iShares National Muni Bond iShares International Select iShares MSCI Europe ETF Dividend ETF Financials ETF iShares North American iShares International iShares MSCI Eurozone ETF Natural Resources ETF Treasury Bond ETF iShares MSCI France ETF iShares North American Tech iShares JPMorgan USD iShares MSCI Frontier 100 ETF Emerging Markets Bond Index Fund iShares North American Fund iShares MSCI Germany ETF Tech-Software ETF iShares Latin America 40 iShares MSCI Hong Kong iShares PHLX ETF ETF Semiconductor ETF iShares MBS ETF iShares MSCI Indonesia ETF iShares Russell 1000 ETF iShares Micro-Cap ETF iShares MSCI Italy Capped iShares Russell 1000 Growth iShares Morningstar Large- ETF ETF Cap ETF IShares MSCI Japan ETF iShares Russell 1000 Value iShares Morningstar Large- iShares MSCI KLD 400 ETF Cap Growth ETF Social ETF iShares Russell 2000 ETF iShares Morningstar Mid iShares MSCI KLD 400 iShares Russell 2000 Growth Growth Index Fund Social Index Fund ETF iShares Morningstar Mid-Cap iShares MSCI Malaysia ETF iShares Russell 2000 Small ETF Cap Index

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018 iShares Russell 2000 Value iShares Trust S&P Global iStar Inc ETF Financial Sector I-Stat Corp iShares Russell 3000 ETF iShares U.S. Aerospace & ITC Deltacom Inc iShares Russell Mid-Cap ETF Defense ETF ITC Holdings Corp iShares Russell Mid-Cap iShares U.S. Basic Materials Iteris Inc Growth ETF ETF itLinkz Group Inc iShares Russell Mid-Cap iShares U.S. Credit Bond I-trax Inc. Index ETF ITT Educational Services Inc iShares Russell Mid-Cap iShares U.S. Healthcare ITT Inc Value ETF Providers ETF Itxc Corp iShares Russell Top 200 iShares U.S. Home IVA International Growth ETF Construction ETF IVA Worldwide iShares S&P 100 ETF iShares U.S. Medical Devices IVANHOE ENERGY INC iShares S&P 500 Growth ETF IVAX CORP ETF iShares U.S. Oil & Gas IVILLAGE INC iShares S&P 500 Value ETF Exploration & Production ETF Ivivi Technologies Inc iShares S&P Global Materials iShares U.S. Oil Equipment & Ivy Accumulative Sector Index Fund Services ETF Ivy Advantus Bond iShares S&P Global Utilities iShares U.S. Ivy Advantus Real Estate Sector Index Fund Pharmaceuticals ETF Securities iShares S&P GSCI iShares U.S. Preferred Stock Ivy Apollo Multi-Asset Income Commodity-Indexed Trust ETF Ivy Asset Strategy iShares S&P Mid-Cap 400 iShares U.S. Regional Banks Ivy Balanced Growth ETF ETF Ivy Bond iShares S&P Mid-Cap 400 iShares U.S. Treasury Bond Ivy Capital Appreciation Value ETF ETF Ivy Cash Management iShares S&P Small-Cap 600 iShares US Consumer Goods Ivy Core Equity Growth ETF ETF Ivy Cundill Global Value iShares S&P Small-Cap 600 iShares US Consumer Ivy Dividend Opportunities Value ETF Services ETF Ivy Emerging Markets Equity iShares S&P TOPIX 150 iShares US Energy ETF Ivy Energy Index Fund iShares US Financial Ivy European Opportunities iShares Select Dividend ETF Services ETF Ivy Global Growth iShares Short Maturity Bond iShares US Financials ETF Ivy Global Income Allocation ETF iShares US Healthcare ETF Ivy High Income iShares Short Treasury Bond iShares US Industrials ETF Ivy Intl Core Equity ETF iShares US Real Estate ETF Ivy Large Cap Growth iShares Short-Term National iShares US Technology ETF Ivy Limited Term Bond Muni Bond ETF iShares US Ivy Mid Cap Growth iShares TIPS Bond ETF Telecommunications ETF Ivy Money Market iShares Total US Stock iShares US Utilities ETF Ivy Mortgage Securities Market Index ISI North American Govt Ivy Muni High Income iShares Transportation Isilon Systems Inc Ivy Natural Resources Average ETF ISLAND PACIFIC INC Ivy Science & Technology iShares Trust - iShares MSCI ISLE OF CAPRI CASINOS Ivy Small Cap Core India ETF INC Ivy Small Cap Growth iShares Trust Morningstar iSoftStone Holdings Ltd Ivy Value Large Value Index Fund ISONICS CORP Ivy VIP Asset Strategy iShares Trust NYSE 100 ISORAY INC Ivy VIP Balanced Index Fund ISRAMCO INC Ivy VIP Bond ISTA Pharmaceuticals Inc Ivy VIP Core Equity

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Ivy VIP Dividend J Hancock Regional Bank James River Coal Co Opportunities J Hancock Seaport James River Group Holdings Ivy VIP Government Money J Hancock Small Cap Equity Ltd Market J Hancock Small Cap Growth James Small Cap Ivy VIP Growth J Hancock Small Cap JAMESON INNS INC Ivy VIP High Income Intrinsic Value Janus Adv Long Short Ivy VIP International Core J Hancock Sovereign Invest Janus Balanced Equity J Hancock Technology JANUS CAPITAL GROUP Ivy VIP Intl Growth J Hancock TxFr Bond INC Ivy VIP Mid Cap Growth J Hancock US Glbl Leadrs Janus Contrarian Fund Ivy VIP Pathfinder Moderate Gro Janus Enterprise Ivy VIP Pathfinder Moderate J Hancock Va Tr Equity Indx Janus Flexible Bond Managed Volatility J Hancock Va Tr Lg Cap Gro Janus Fund Ivy VIP Pathfinder J Hancock Va Tr Lg Cap Val Janus Fund II Moderately Aggressive J Hancock Va Tr Money Janus Govt MMF Ivy VIP Science & Markt Janus Growth & Income Technology J Hancock Va Tr Real Estate Janus Henderson Aspen Ivy VIP Small Cap Growth J Hancock Value Equity Balanced Ivy VIP Value J JILL GROUP INC Janus Henderson Aspen Ivy Wilshire Global Allocation J Jill Inc Enterprise IWT TESORO CORP J. Alexander's Holdings Inc Janus Henderson Aspen IXI Mobile Inc J. W. Mays Inc Flexible Bond Ixia J.B. Hunt Transport Services Janus Henderson Aspen IXYS CORP Inc. Forty J & J SNACK FOODS CORP J.C. Penney Company Inc. Janus Henderson Aspen J Crew Group Inc J.G. Wentworth Co (The) Global Research J Hancock Balanced J.M. Smucker Co (The) Janus Henderson Aspen J Hancock Bond j2 Global Inc Overseas J Hancock CA TxFr Income Jabil Inc Janus Henderson Aspen J Hancock Classic Value Jacada Ltd Research J Hancock Core Equity Jack in the Box Inc. Janus Henderson Aspen US J Hancock Disciplined Value Jackson Hewitt Tax Service Low Volatility International Inc Janus Henderson Balanced J Hancock Emerging Markets Jacksonville Bancorp Janus Henderson Contrarian Equity Jacksonville Bancorp Inc/FL Janus Henderson Enterprise J Hancock Financial Indust JACKSONVILLE BANCORP Janus Henderson European J Hancock Fundamental INC/IL Focus Large Cap Core JACO ELECTRONICS INC Janus Henderson Flexible J Hancock Global Jacobs Engineering Group Bond Opportunities Inc. Janus Henderson Forty J Hancock Govt Income JACUZZI BRANDS INC Janus Henderson Global J Hancock Greater China Jade Art Group Inc Equity Income Opportunities Jag Media Holdings Inc Janus Henderson Global Life J Hancock Growth Trends Jagged Peak Energy Inc Sciences J Hancock Health Sciences Jaguar Mining Inc Janus Henderson Global J Hancock High Yield JAKKS Pacific Inc Research J Hancock High Yield Muni JAMDAT MOBILE INC Janus Henderson Global J Hancock Income James Balanced Golden Select J Hancock Investment Grade Rainbow Janus Henderson Global Bond JAMES MONROE Technology J Hancock Money Market BANCORP INC

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Janus Henderson Global Jazz Pharmaceuticals Plc JHF II Health Sciences Unconstrained Bond JAZZ TECHNOLOGIES INC JHF II High Income Janus Henderson Group PLC JBG SMITH Properties JHF II High Yield Janus Henderson Growth & JBI Inc JHF II Index 500 Income JD.com Inc JHF II International Equity Janus Henderson High Yield JDA Software Group Inc Index Bond JED OIL INC JHF II International Growth Janus Henderson Jefferies Group LLC Opportunities International Opportunities Jefferson Bancshares Inc JHF II International Growth Janus Henderson Mid Cap JEFFERSON-PILOT CORP Stock Value Jeffersonville Bancorp JHF II International Janus Henderson MMF JELD-WEN Holding Inc Opportunities Janus Henderson Overseas Jennifer Convertibles Inc. JHF II International Small Janus Henderson Research Jennison Conservative Cap Janus Henderson Short Term Growth JHF II International Small Bond Jennison Global Growth Company Janus Henderson Small Cap Jensen Quality Growth JHF II International Strategic Value JER Investors Trust Inc Equity Allocation Janus Henderson Triton Jernigan Capital Inc JHF II International Value Janus Henderson US JETBLUE AIRWAYS CORP JHF II Intl Core Managed Volatility JHF II 500 Index JHF II Investment Quality Janus Henderson Venture JHF II Absolute Return Bond Janus High Yield Bond Currency JHF II Large Cap Janus Instl Cash JHF II Active Bond JHF II Large Cap Value Management JHF II All Cap Core JHF II Lifecycle 2010 Janus Instl Cash Reserves JHF II All Cap Value JHF II Mid Cap Core Janus Instl Government JHF II Alpha Opportunities JHF II Mid Cap Index Money Market JHF II Alternative Asset JHF II Mid Cap Intersection Janus Instl Money Market Allocation JHF II Mid Cap Stock Janus INTECH Risk JHF II Blue Chip Growth JHF II Mid Value Managed Growth JHF II Capital Appreciation JHF II Multi-Index 2020 Janus INTECH Risk Mngd JHF II Capital Appreciation Preservation Core Value JHF II Multi-Index 2025 Janus Olympus JHF II Core Bond Preservation Janus Orion Fund JHF II Core Equity JHF II Multi-Index 2030 Janus Overseas JHF II Emerging Markets Preservation Janus Perkins Mid Cap Value JHF II Emerging Markets JHF II Multi-Index 2035 Janus Perkins Small Cap Debt Preservation Value JHF II Equity Income JHF II Multi-Index 2040 Janus Research Core JHF II Floating Rate Income Preservation Janus Special Situations JHF II Fundamental Global JHF II Multi-Index 2045 Janus Twenty Franchise Preservation Janus TxEx MMF JHF II Fundamental Large JHF II Multi-Index 2050 Janus Worldwide Cap Value Preservation Jarden Corp JHF II Fundamental Value JHF II Multi-Index Income Jason Industries Inc JHF II Global Absolute Preservation Java Detour Inc Return Strategies JHF II Multi-Index Lifestyle JAVELIN Mortgage JHF II Global Bond Balanced Investment Corp JHF II Global Equity JHF II Multi-Index Lifestyle Javelin Pharmaceuticals Inc JHF II Global Income Growth JayHawk Energy Inc JHF II Global Real Estate

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

JHF II MultiManager 2020 JHF II US Strategic Equity JHT Global Bond Lifetime Allocation JHT Global Diversification JHF II MultiManager 2025 JHF II Value & Restructuring JHT Global Real Estate Lifetime JHF III Core High Yield JHT Global Trust JHF II MultiManager 2030 JHF III Disciplined Value JHT Growth & Income Lifetime JHF III Disciplined Value Mid JHT Growth Equity JHF II MultiManager 2035 Cap JHT High Income Lifetime JHF III Global Shareholder JHT High Yield JHF II MultiManager 2040 Yield JHT Income Lifetime JHF III International Core JHT Income & Value JHF II MultiManager 2045 JHF III International Growth JHT International Growth Lifetime JHF III International Value Stock JHF II MultiManager Lifestyle Equity JHT International Index Aggressive JHF III Select Growth JHT International JHF II MultiManager Lifestyle JHF III Strategic Growth Opportunities Balanced JHT 500 Index JHT International Small Cap JHF II MultiManager Lifestyle JHT 500 Index Trust JHT International Small Conservative JHT Active Bond Company JHF II MultiManager Lifestyle JHT All Cap Core JHT International Value Growth JHT All Cap Growth JHT Intl Core JHF II MultiManager Lifestyle JHT All Cap Value JHT Intl Equity Index A Moderate JHT Alpha Opportunities JHT Intl Equity Index Trust JHF II Mutual Shares JHT Amer Bond JHT Investment Quality Bd JHF II Natural Resources JHT Amer Growth JHT Large Cap JHF II New Opportunities JHT Amer Growth Income JHT Large Cap Growth JHF II Optimized Value JHT Amer International JHT Large Cap Value JHF II Real Estate Equity JHT American Asset JHT Lifestyle Aggressive JHF II Real Estate Securities Allocation JHT Lifestyle Balanced JHF II Real Return Bond JHT Blue Chip Growth JHT Lifestyle Growth JHF II Redwood JHT Bond Trust JHT Managed JHF II Retirement Living JHT Capital Appreciation JHT Managed Volatility through 2015 JHT Capital Appreciation Balanced JHF II Science & Technology Value JHT Managed Volatility JHF II Short Duration Credit JHT Core Bond Conservative Oppts JHT Core Equity JHT Managed Volatility JHF II Small Co Value JHT Core Strategy Growth JHF II Spectrum Income JHT Disciplined JHT Managed Volatility JHF II Strategic Bond Diversification Moderate JHF II Strategic Equity JHT Emerging Markets Value JHT Mid Cap Index Allocation JHT Emerging Small Co JHT Mid Cap Intersection JHF II Strategic Income JHT Equity Income JHT Mid Cap Stock Opportunities JHT Floating Rate Income JHT Mid Cap Value JHF II Technical JHT Franklin Templeton JHT Mid Value Opportunities Founding Allocation JHT Money Market JHF II Total Bond Market JHT Fundamental All Cap JHT Money Market B JHF II Total Return Core JHT Mutual Shares JHF II US Global Leaders JHT Fundamental Holdings JHT Natural Resources Growth JHT Fundamental Large Cap JHT New Income JHF II US Growth Value JHT Overseas Equity JHF II US High Yield Bond JHT Fundamental Value JHT Real Estate Equity JHT Global Allocation JHT Real Estate Securities

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

JHT Real Return Bond JNL Multi-Manager JNL/Franklin Templeton JHT Science & Tech Alternative Founding Strategy JHT Short Term JNL Multi-Manager Mid Cap JNL/Franklin Templeton JHT Short Term Government JNL Multi-Manager Small Global Income Cap Growth JNL/Franklin Templeton JHT Small Cap Growth JNL Multi-Manager Small Global Multisector Bond JHT Small Cap Index Cap Value JNL/Franklin Templeton JHT Small Cap Opportunity JNL/Alger Growth Income JHT Small Cap Value JNL/American Blue Chip JNL/Franklin Templeton JHT Small Co Value Income&Growth Mutual Shares JHT Strategic Bond JNL/American Funds JNL/Goldman Sachs JHT Strategic Equity Balanced Emerging Markets Debt Allocation JNL/American Funds Growth JNL/GS Core Plus Bond JHT Strategic Income Allocation JNL/Harris Oakmark Global Opportunity JNL/American Funds Equity JHT Strategic Opportunity Moderate Growth Allocation JNL/Invesco China India JHT Total Bond Market Trust JNL/American Global Bond JNL/Invesco Diversified JHT Total Bond Market Trust JNL/American Global Small Dividend A Capitalization JNL/Invesco Global Real JHT Total Return JNL/American Growth & Estate JHT Total Stock Market Index Income JNL/Invesco International JHT US Core JNL/American International Growth JHT US Equity Trust JNL/American New World JNL/Invesco Large Cap JHT US Global Leaders Gro JNL/AQR Managed Futures Growth JHT US Govt Securities Strategy JNL/Invesco Mid Cap Value JHT US High Yield Bond JNL/Blackrock Global JNL/Invesco Small Cap JHT US Large Cap Allocation Growth JHT Utilities JNL/BlackRock Global JNL/JP Morgan Mid Cap JHT Value Natural Resources Growth JHT Value & Restructuring JNL/BlackRock Large Cap JNL/JPMorgan US Gov & Jiangbo Pharmaceuticals Inc Select Growth Qual Bd Jiayuan.com International Ltd JNL/Boston Partners Global JNL/Lazard Emerging Jingwei International Ltd Long Short Equity Markets Jinpan International Ltd JNL/Brookfield Global JNL/Mel Cap 25 JK ACQUISITION CORP Infrastructure & MLP JNL/Mel Cap Bond Index JLG INDUSTRIES INC JNL/Capital Guardian Global JNL/Mel Cap Consumer JMAR TECHNOLOGIES INC Diversified Research Discretionary Sector JMG EXPLORATION INC JNL/Causeway International JNL/Mel Cap Dow Index JMP Group LLC Value Select JNL/Mel Cap Emerging JNAM Guidance-Mod Gro JNL/Crescent High Income Markets Index Jni Corp JNL/DFA US Core Equity JNL/Mel Cap Energy Sector JNL Aggressive Growth JNL/DoubleLine Core Fixed JNL/Mel Cap Financial Allocation Income Sector JNL Alt 65 JNL/DoubleLine Shiller JNL/Mel Cap Healthcare Sec JNL Growth Allocation Enhanced CAPE JNL/Mel Cap Index 5 JNL Institutional Alt 25 JNL/DoubleLine Total Return JNL/Mel Cap Information JNL Institutional Alt 35 JNL/FPA + DoubleLine Technology Sector JNL Institutional Alt 50 Flexible Allocation JNL/Mel Cap Intl Index JNL Moderate Growth JNL/Franklin Intl Small Cap JNL/Mel Cap JNL 5 Allocation Growth JNL/Mel Cap NASDAQ 100 JNL Money Market Index

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

JNL/Mel Cap S&P 24 JNL/S&P Managed Moderate JOURNAL REGISTER CO JNL/Mel Cap S&P 400 Mid Gr Joy Global Inc Index JNL/S&P Total Yield JPM Insurance Trust Mid JNL/Mel Cap S&P 500 Index JNL/Scout Unconstrained Cap Value JNL/Mel Cap S&P SMid 60 Bond JPM Inv Tr Core Bond JNL/Mel Cap Small Cap JNL/T Rowe Price Capital JPMorgan 100% US Index Appreciation Treasury MM JNL/Mel Cap Value Line 30 JNL/T.Rowe Price JPMorgan Access Balanced JNL/Mel Mgmt Dow Dividend Established Growth JPMorgan Access Growth JNL/Mel Mgmt Global 15 JNL/T.Rowe Price Mid Cap JPMorgan Asia Equity JNL/Mel Mgmt JNL Growth JPMorgan Bond Optimized 5 JNL/T.Rowe Price Short JPMorgan Bond II JNL/Mel Mgmt S&P 10 Term Bond JPMorgan CA Municipal JNL/Mel Mgmt Select Small JNL/T.Rowe Price Value Money Market Cap JNL/WCM Focused Intl JPMorgan CA TxFr Bond JNL/Mel Mgmt VIP Equity JPMorgan Capital Growth JNL/Mellon Capital JNL/WMC Balanced JPMorgan Chase & Co Management Global Alpha JNL/WMC Government JPMorgan Core Bond JNL/MFS Mid Cap Value Money Market JPMorgan Core Plus Bond JNL/Neuberger Berman JNL/WMC Value JPMorgan Corporate Bond Strategic Income Jo-Ann Stores Inc. JPMorgan Diversified JNL/Oppenheimer Global Joe's Jeans Inc JPMorgan Divrsfd Mid Cap Growth JOHCM International Select Val JNL/PIMCO Income John B. Sanfilippo & Son Inc JPMorgan Dynamic Small JNL/PIMCO Real Return John Bean Technologies Cap Growth JNL/PPM America Floating Corp JPMorgan Emerging Rate Income John Hancock Preferred Economies JNL/PPM America High Yield Income Fund JPMorgan Emerging Markets Bond John Hancock Preferred Debt JNL/PPM America Low Income Fund II JPMorgan Emerging Markets Duration Bond John Hancock Preferred Equity JNL/PPM America Mid Cap Income Fund III JPMorgan Enhanced Income Value John Hancock Tax- JPMorgan Equity Income JNL/PPM America Small Cap Advantaged Dividend Income JPMorgan Equity Income II Value Fund JPMorgan Equity Index JNL/PPM America Total John Wiley & Sons Inc. JPMorgan Federal MM Return JOHNSON & JOHNSON JPMorgan Floating Rate JNL/Putnam Value Equity Johnson Controls Inc. Income JNL/Red Rocks Listed Pvt Eq Johnson Controls JPMorgan Global Allocation JNL/S&P 4 International Plc JPMorgan Global Bond JNL/S&P Competitive Johnson Outdoors Inc Opportunities Advantage Joint Corp (The) JPMorgan Global Research JNL/S&P Dividend Income & Jones Energy Inc Enhanced Index Growth Jones Group Inc (The) JPMorgan Govt Bond JNL/S&P Intrinsic Value Jones Lang LaSalle Inc JPMorgan Growth & Income JNL/S&P Managed Aggrsv Jones Soda Co JPMorgan Growth Advantage Gr I Jos. A. Bank Clothiers Inc JPMorgan Hedged Equity JNL/S&P Managed JOUNCE THERAPEUTICS JPMorgan High Yield Conservative INC JPMorgan Highbridge JNL/S&P Managed Growth I Journal Communications Inc. Dynamic Commodities JNL/S&P Managed Moderate Journal Media Group Inc Strategy

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

JPMorgan Highbridge JPMorgan MultiMgr Small JPMorgan Strategic Income Statistical Market Neutral Cap Growth Opportunities JPMorgan Income Builder JPMorgan MultiMgr Small JPMorgan Tax Aware Equity JPMorgan Inflation Managed Cap Value JPMorgan Tax Aware Real Bond JPMorgan Muni Income Return JPMorgan International JPMorgan Muni Money JPMorgan TaxFree Money Currency Income Market Market JPMorgan International JPMorgan NY Muni Money JPMorgan Total Return Equity Market JPMorgan Treas & Agency JPMorgan International JPMorgan NY TxFr Bond JPMorgan Treas Plus MM Opportunities JPMorgan OH Muni Bond JPMorgan Tx Aware Core JPMorgan International JPMorgan Prime Money Equity Research Enhanced Equity Market JPMorgan Tx Aware JPMorgan International Value JPMorgan Realty Income Diversified Equity JPMorgan Intrepid America JPMorgan Research Market JPMorgan Tx Aware JPMorgan Intrepid European Neutral Enhanced JPMorgan Intrepid Growth JPMorgan Ser Tr II Mid Cp JPMorgan Tx Aware Lg Cp JPMorgan Intrepid Val Gro International JPMorgan Short Duration JPMorgan Tx Aware Sht JPMorgan Intrepid MidCap Bond Intrm JPMorgan Intrepid Value JPMorgan Short Intermediate JPMorgan Tx Aware US JPMorgan Intrmd Bond Muni Bond Equity JPMorgan Intrmd TxFr Bd JPMorgan Short Term Bond JPMorgan TxFr Bond JPMorgan Investor Balanced JPMorgan Short Term Bond JPMorgan TxFr Income JPMorgan Investor II JPMorgan U.S. Research Conservative Growth JPMorgan Small Cap Core Enhanced Equity JPMorgan Investor Growth JPMorgan Small Cap Equity JPMorgan Ultra-Short JPMorgan Investor Growth & JPMorgan Small Cap Growth Municipal Income JPMorgan Small Cap Value JPMorgan Unconstrained JPMorgan Japan JPMorgan Smart Index Debt JPMorgan Large Cap Growth JPMorgan SmartRetirement JPMorgan US Equity JPMorgan Large Cap Value 2015 JPMorgan US Government JPMorgan Limited Duration JPMorgan SmartRetirement MM (old) Bond 2020 JPMorgan US Government JPMorgan Liq Assets MM JPMorgan SmartRetirement Money Market (old) 2025 JPMorgan US Large Cap JPMorgan Liquid Assets JPMorgan SmartRetirement Core Plus Money Market 2030 JPMorgan US Real Estate JPMorgan Managed Income JPMorgan SmartRetirement JPMorgan US Small JPMorgan MI Muni Bond 2035 Company JPMorgan Mid Cap Core JPMorgan SmartRetirement JPMorgan US Treasury Plus JPMorgan Mid Cap Equity 2040 Money Market JPMorgan Mid Cap Growth JPMorgan SmartRetirement JPMorgan Value Advantage JPMorgan Mid Cap Value 2045 JPMorgan Value Opport JPMorgan Mortgage Backed JPMorgan SmartRetirement Jps Industries Inc Sec 2050 Juhl Wind Inc JPMorgan Mrkt Expansion JPMorgan SmartRetirement Jumei International Holding Enhanced Index 2055 Ltd JPMorgan Multi Cap Market JPMorgan SmartRetirement Juniata Valley Financial Corp Neutral Income Juniper Networks Inc Juniper Pharmaceuticals Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

JUNO LIGHTING INC Kayne Anderson MLP Key Energy Services Inc. Juno Therapeutics Inc Investment Co KEY HOSPITALITY Jupai Holdings Ltd KB Financial Group Inc ACQUISITION Just Energy Group Inc KB Home Key Technology Inc K&F INDUSTRIES KBL Healthcare Acquisition Key Tronic Corp HOLDINGS INC Corp III KeyCorp K12 Inc KBL Merger Corp IV Keynote Systems Inc K2 INC KBR Inc KeyOn Communications K2M Group Holdings Inc KBS Fashion Group Ltd Holdings Inc Kaanapali Land LLC KBW Inc Keysight Technologies Inc Kadant Inc. KCG Holdings Inc KEYSPAN CORP Kadmon Holdings Inc KCS ENERGY INC KEYSTONE AUTOMOTIVE Kaiser Aluminum Corp Keane Group Inc INDS INC KAISER GROUP HOLDINGS Keane Inc. Keystone Consolidated INC Kearny Financial Corp Industries Inc. KAL ENERGY INC Keeley Small Cap Value Keystone Property Trust Kala Pharmaceuticals Inc KEITH COMPANIES INC Corp Kalmar Growth w/Val Small Keithley Instruments Inc. Keyuan Petrochemicals Inc Cap Kellogg Co KEYW Holding Corp (The) KaloBios Pharmaceuticals KELLWOOD CO Kforce Inc Inc Kelly Services Inc. Kid Brands Inc KalVista Pharmaceuticals Inc Kelmoore Strategy Eagle Kiewit Royalty Trust Kamada Ltd Kelso Technologies Inc Killbuck Bancshares Inc Kaman Corp KEMET Corp Kilroy Realty Corp KANBAY INTERNATIONAL Kemper Corp Kimball Electronics Inc INC KemPharm Inc Kimball International Inc Kandi Technolgies Group Inc KENDLE INTERNATIONAL Kimbell Royalty Partners LP KANEB PIPELINE INC Kimber Resources Inc PARTNRS -LP Kenexa Corp KIMBERLY-CLARK CORP KANEB SERVICES LLC Kennametal Inc. Kimco Realty Corp Kansas City Life Insurance Kennedy-Wilson Holdings, Kinder Morgan Energy Co Inc Partners LP KANSAS CITY SOUTHERN Kennedy-Wilson Inc Kinder Morgan Inc. KapStone Paper & Kenneth Cole Productions KINDER MORGAN Packaging Corp Inc. MANAGEMENT LLC KAR Auction Services Inc Kenon Holdings Ltd Kindercare Learning Centers Karyopharm Therapeutics Inc KENSEY NASH CORP Kindred Biosciences Inc Kate Spade & Co Kensington International Real Kindred Healthcare Inc KATY INDUSTRIES INC Estate Kinetic Concepts Inc KAYAK Software Corp Kensington Strategic Realty Kinetics Internet Fund Inc Kaydon Corp Kentucky Bancshares Inc Kinetics Paradigm Kayne Anderson Acquisition Kentucky First Federal Kinetics Small Cap Corp Bancorp Opportunities Kayne Anderson Energy KENTUCKY INVESTORS King Digital Entertainment plc Development Co INC King Pharmaceuticals Inc. Kayne Anderson Energy Dvlp KERR-MCGEE CORP King Power Intl Group Ltd Kayne Anderson Energy Keryx Biopharmaceuticals Inc Kingold Jewelry Inc Total Return Fund Inc KERZNER INTERNATIONAL Kingstone Companies Inc Kayne Anderson LTD Kingsway Financial Services Midstream/Energy Fund Inc Keurig Green Mountain Inc Inc. Kewaunee Scientific Corp Kinross Gold Corp

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Kinsale Capital Group Inc Korea Fund Inc. (The) KYPHON INC KINTERA INC KORN/FERRY KYTHERA KIRBY CORP INTERNATIONAL Biopharmaceuticals Inc Kirkland Lake Gold Ltd Kornit Digital Ltd KYTO BIOPHARMA INC Kirkland's Inc KOS PHARMACEUTICALS L Brands Inc Kite Pharma Inc INC L.B. Foster Company Kite Realty Group Trust KOSAN BIOSCIENCES INC L.S. Starrett Co (The) KITTY HAWK INC Kosmos Energy Ltd L-1 Identity Solutions Inc KKR & Co LP Koss Corp L3 Technologies Inc KKR Financial Holdings LLC Kowabunga Inc La Cortez Energy Inc KKR Real Estate Finance KP Fixed Income LA QUINTA CORP Trust Inc KP International Equity La Quinta Holdings Inc KL Energy Corp KP Large Cap Equity LaBarge Inc. Klamath First Bancorp Inc KP Retirement Path 2015 LABONE INC KLA-TENCOR CORP KP Retirement Path 2020 Labopharm Inc Klm-Royal Dutch Airlines KP Retirement Path 2025 Laboratory Corporation of Klondike Star Minerals Corp KP Retirement Path 2030 America Holdings KLR Energy Acquisition Corp KP Retirement Path 2035 LaBranche & Co Inc. KLX Inc KP Retirement Path 2040 LaCrosse Footwear Inc KMG AMERICA CORP KP Retirement Path 2045 Ladder Capital Corp KMG Chemicals Inc KP Small Cap Equity Ladenburg Thalmann KNAPE & VOGT MFG CO Kraft Foods Group Inc Financial Services Inc. KNBT BANCORP INC Kraft Heinz Co (The) Ladish Co Inc Knight Capital Group Inc KRAMONT REALTY TRUST LAFARGE NORTH Knight Energy Corp KraneShares CSI China AMERICA INC Knight Transportation Inc Internet ETF LAFARGE SA KNIGHT-RIDDER INC Kraton Corp LAIDLAW INTERNATIONAL Knight-Swift Transportation Kratos Defense & Security INC Holdings Inc. Solutions Inc LAKE SHORE BANCORP Knoll Inc KREISLER INC Knology Inc MANUFACTURING CORP Lake Shore Gold Corp KNOT Offshore Partners LP Krispy Kreme Doughnuts Inc. Lake Sunapee Bank Group KNOVA SOFTWARE INC Kroll Inc Lakeland Bancorp Inc Knowles Corp KRONOS INC Lakeland Financial Corp Kobex Minerals Inc KRONOS WORLDWIDE INC Lakeland Industries Inc Kodiak Oil & Gas Corp Krystal Biotech Inc LAM RESEARCH CORP Kofax Ltd K-Sea Transportation Lamar Advertising Co Kohlberg Capital Partners LP Lamb Weston Holdings Inc Kohlberg Capital Co KSW Inc LAMSON & SESSIONS CO Kohl's Corp K-Swiss Inc LANCASTER COLONY KOMAG INC Kt Corp CORP KONA GRILL INC K-TRON INTERNATIONAL LANCER CORP/TX KONAMI CORP INC Landacorp Inc KONINKLIJKE AHOLD NV Ku6 Media Co Ltd LandAmerica Financial KONINKLIJKE KPN NV KUBOTA CORP Group Inc. Koninklijke Philips NV Kulicke and Soffa Industries Landauer Inc. KOOR INDUSTRIES LTD Inc Landcadia Holdings Inc Kopin Corp Kura Oncology Inc LANDEC CORP Kopp Emerging Growth K-V Pharmaceutical Co Landmark Bancorp Inc Koppers Holdings Inc KVH Industries Inc Landry's Restaurants Inc. Korea Electric Power Corp Kyocera Corp Lands' End Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Landstar System Inc Lazard Emerging Markets Legg Mason Amer Leading LANGER INC Equity Blend Co Lannett Co Inc. Lazard Global Listed Legg Mason Batterymarch Lantheus Holdings Inc Infrastructure Emerging Mkts LANTRONIX INC Lazard Intl Equity Legg Mason Batterymarch LAPOLLA INDUSTRIES INC Lazard Intl Small Cap Intl Equity LaPorte Bancorp Inc Lazard Intl Strategic Equity Legg Mason Batterymarch Laredo Petroleum Inc LAZARD LTD S&P 500 Index LARGE SCALE BIOLOGY Lazard Retirement Emerg Legg Mason BW Alternative CORP Markets Equity Credit LARGO VISTA GROUP LTD Lazard Retirement Intl Equity Legg Mason Capital LAS VEGAS FROM Lazard Small Cap Management All Cap HOME.COM ENTM Lazard U.S. Mid Cap Equity Legg Mason Capital Las Vegas Sands Corp Lazard US Equity Management Growth Trust LASALLE HOTEL Concentrated Legg Mason Cash Reserve PROPERTIES Lazare Kaplan International MM LASERCARD CORP Inc. Legg Mason ClearBridge LASERSCOPE LA-Z-BOY INC Capital Lateef Fund LCA Vision Inc Legg Mason ClearBridge Latin America Equity Fund LCC International Inc Dividend Strategy Inc. (The) LCI Industries Legg Mason ClearBridge Latitude Communications Inc LCNB Corp Equity Latitude Solutions Inc LDK Solar Co Ltd. Legg Mason ClearBridge Laudus Intl MarketMasters LDR Holding Corp Small Cap Value Laudus Mondrian Le Gaga Holdings Ltd LEGG MASON INC International Fixed Income Leader Money Market Legg Mason Invest Grade Laudus Rosenburg Leader Short Term Bond Legg Mason LifeStyle International Discovery Leading Brands Inc Allocation 50% Laudus Rosenburg Intl Small Leadis Technology Inc Legg Mason Ltd Duration Cap Leaf Group Ltd Bond Laudus Rosenburg Lng/Sht LEAP TECHNOLOGY INC Legg Mason P Capital Eq Leap Wireless International Preservation Laudus Rosenburg US Inc Legg Mason P Capital Discovery Lear Corp Preservation II Laudus Rosenburg US Small LEARNING CARE GROUP Legg Mason P Core Plus Cap INC Bond Laudus Small Cap Learning Tree International Legg Mason P Dividend & MarketMasters Inc Income Laudus US Large Cap LECG Corp Legg Mason P Global Equity Growth LECROY CORP Legg Mason P Growth & Laureate Education Inc Lee Enterprises Inc Income LAUREL CAP GROUP INC LEFT BEHIND GAMES INC Legg Mason P Intl All Cap LAW ENFORCEMENT Legacy Acquisition Corp Opportunity ASSOCS CORP Legacy Bancorp Inc Legg Mason P Large Cap Lawson Products Inc Legacy Reserves LP Value LAWSON SOFTWARE INC LegacyTexas Financial Legg Mason P Muni Bond LAYNE CHRISTENSEN CO Group Inc National Lazard Developing Markets Legato Systems Inc Legg Mason P Social Equity Legend International Awareness Lazard Emerging Markets Holdings Inc Legg Mason P US Equity Legend Oil and Gas Ltd Government Securities

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Legg Mason TxEx MM LEV PHARMACEUTICALS LIFECORE BIOMEDICAL Legg Mason US Govt MM INC INC Legg Mason US Sml Cap Level 3 Parent, LLC LIFELINE SYSTEMS INC Value LEXAR MEDIA INC LifeLock Inc Legg Mason Western Asset Lexent Inc LifePath Retirement Portfolio Adjustable Rate Income Lexicon Pharmaceuticals Inc LifePoint Health Inc Legg Mason Western Asset Lexington Realty Trust Lifepoint Inc Core Bond Lexmark International Inc. LifeQuest World Corp Legg Mason Western Asset LG Display Co Ltd LIFESTYLE INNOVATIONS NJ Municipals LGI Homes Inc INC Legg Mason Western Asset LGL Group Inc (The) Lifetime Brands Inc PA Municipals LHC Group Inc Lifevantage Corp Legg Mason Western Asset Libbey Inc. Lifeway Foods Inc Strategic Income LIBERATE TECHNOLOGIES Ligand Pharmaceuticals Inc Legg Mason Western Asset Liberator Medical Holdings Lightbridge Corp Var Money Market Inc LIGHTBRIDGE INC Leggett & Platt Inc Liberty Acquisition Holdings Lighting Science Group Corp Lehman Bros Cash Corp LightInTheBox Holding Co Management Prime LIBERTY BANCORP INC Ltd Lehman Bros Institutional Liberty Broadband Corp Lightscape Technologies Inc Liquidity Government Liberty Coal Energy Corp Lightspan Inc Lehman Bros Institutional LIBERTY CORP Lightwave Logic Inc Liquidity Government Liberty Expedia Holdings Inc Lightyear Network Solutions Reserves Liberty Global plc Inc Lehman Bros Institutional Liberty Gold Corp LIHIR GOLD LTD Liquidity Prime Liberty Intrmd TxEx Bond Lilis Energy Inc Lehman Bros Institutional Liberty Media Corporation Limbach Holdings Inc Liquidity Prime Reserve Liberty Media Entertainment Limco-Piedmont Inc Lehman Bros National Group LIME ENERGY CO Municipal Money Liberty Media Interactive Limelight Networks Inc LEHMAN BROTHERS Group Limited Term TxEx Bond HOLDINGS INC Liberty Property Trust Fund of America Lehman Brothers Institutional LIBERTY SAT & TECH -CL Limoneira Co Liquidity A LIN Media LLC Leidos Holdings Inc LIBERTY STAR GOLD Lincare Holdings Inc. LEITCH TECHNOLOGY CORP Lincoln Bancorp CORP Liberty Tax Inc Lincoln Educational Services Leju Holdings Ltd Liberty TripAdvisor Holdings Corp LeMaitre Vascular Inc Inc Lincoln Electric Holdings Inc Lenco Mobile Inc Liberty US Govt Money Lincoln National Corp LendingTree Inc Market LINDBLAD EXPEDITIONS LENNAR CORP Liberty Var Asset Allocation HOLDINGS, INC. Lennox International Inc. Liberty Var Money Market LINDSAY CORP LENOX GROUP INC Life Medical Sciences Inc LINE Corp Lentuo International Inc Life Partners Holdings Inc LINEAR TECHNOLOGY LESCO INC Life Sciences Research Inc CORP Leucadia National Corp Life Storage Inc LINENS N THINGS INC Leuthold Asset Allocation Life Technologies Corp LINK ENERGY LLC Leuthold Core Investment LIFE TIME FITNESS Inc LinkedIn Corp Leuthold Global LifeCell Corp Linktone Ltd Linn Energy Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

LinnCo LLC LMP Var III Aggressive Loomis Sayles Core Plus Lionbridge Technologies Inc Growth Bond Lions Gate Entertainment LMP Var III High Income Loomis Sayles Global Corp LMP Var III Large Cap Allocation LIPID SCIENCES INC Growth Loomis Sayles Global Bond LIPIDVIRO TECH INC LMP Var III Large Cap Value Loomis Sayles Growth LIPMAN ELECTRONIC LMP Var Investors Loomis Sayles Invest Grade ENGR LTD LMS MEDICAL SYSTEMS Bond Lipocine Inc INC Loomis Sayles InvTr Fixed LipoScience Inc LNB Bancorp Inc Inc LiqTech International Inc Lnr Property Corp Loomis Sayles InvTr High Inc Liquid Audio Inc Local Financial Corp Loomis Sayles InvTr Liquid Cash Trust Local.com Corp Investment Grade Fixed Liquid Holdings Group Inc LOCATEPLUS HOLDINGS Income Liquidity Services Inc CORP Loomis Sayles Limited Liquidmetal Technologies Inc Lockheed Martin Corp Government and Agency LIR Premier Money Mkt LoCorr Macro Strategies Loomis Sayles Senior Lithia Motors Inc. LoCorr Market Trend Floating Rate and Fixed Lithium Americas Corp LodgeNet Interactive Corp Income LITHIUM TECHNOLOGY Lodgian Inc. Loomis Sayles Small Cap CORP Loehmanns Holdings Inc Growth Litman Gregory Masters LOEWS CORP Loomis Sayles Small Cap Alternative Strategies LOGICVISION INC Value Litman Gregory Masters LOGILITY INC Loomis Sayles Strategic International Logitech International SA, Alpha Littelfuse Inc Apples Loomis Sayles Strategic LITTLE SQUAW GOLD LogMeIn Inc Income MINING CO LoJack Corp Loomis Sayles Value LivaNova PLC Lombard Medical Tech Plc LoopNet Inc Live Current Media Loncor Resources Inc Loral Space & Live Nation Entertainment Inc Lone Pine Resources Inc Communications Inc Live Oak Bancshares Inc Lone Star Gold Inc Lord Abbett Affiliated LiveDeal Inc LONE STAR STEAKHOUSE Lord Abbett Alpha Strategy LivePerson Inc SALOON Lord Abbett Bond Debenture LiveWire Mobile Inc LONE STAR Lord Abbett Calibrated LiveXLive Media Inc TECHNOLOGIES Dividend Growth Lizhan Environmental Corp Lonestar Resources US Inc Lord Abbett Calibrated Mid LJ International Inc LONG ISLAND FINANCIAL Cap Value LKCM Small Cap Equity CORP Lord Abbett Classic Stock LKQ Corp Longboard Managed Futures Lord Abbett Convertible LL&E Royalty Trust Strategy Lord Abbett Core Fixed Lloyds Banking Group PLC Longfin Corp Income LMI Aerospace Inc Longleaf Partners Lord Abbett Developing LML Payment Systems Inc Longleaf Partners Intl Growth LMP Capital and Income Longleaf Partners Small Cap Lord Abbett Emerging Fund Inc Longs Drug Stores Corp Markets Currency LMP Var Capital Longtop Financial Lord Abbett Floating Rate LMP Var Capital & Income Technologies Ltd Lord Abbett Fundamental LMP Var Equity Index LONGVIEW FIBRE CO Equity LMP Var I All Cap Fund Looksmart Ltd Lord Abbett Growth Leaders Loomis Sayles Bond Lord Abbett Growth Opport

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Lord Abbett High Yield LOWRANCE ELECTRONICS LVIP BlackRock Dividend Lord Abbett High Yield INC Value Managed Volatility Municipal Bond Loxo Oncology Inc LVIP BlackRock Global Lord Abbett Income LPL Financial Holdings Inc Allocation V.I. Managed Risk Lord Abbett Inflation Focused LRAD Corp LVIP BlackRock Inflation Lord Abbett Ins Ser Bond LRR Energy LP Protected Bond Lord Abbett Ins Ser Gro & Inc LSB Corp LVIP Blended Large Cap Lord Abbett Ins Ser Mid Cp LSB Financial Corp. Growth Managed Volatility Val LSB Industries Inc LVIP Blended Mid Cap Lord Abbett Ins Ser Total LSC Communications Inc Managed Volatility Return LSI Corp LVIP Clarion Global Real Lord Abbett Intermediate LSV Value Equity Estate TaxFree LTC Properties Inc. LVIP Delaware Bond Lord Abbett International Lubrizol Corp (The) LVIP Delaware Diversified Dividend Income Luby's Inc. Floating Rate Lord Abbett International Lucas Energy Inc LVIP Delaware Foundation Equity LUCENT TECHNOLOGIES Aggressive Allocation Lord Abbett Intl Opportunities INC LVIP Delaware Foundation Lord Abbett Large Cap Gro LUFKIN INDUSTRIES INC Conservative Allocation Lord Abbett Mid Cap Stock lululemon athletica inc LVIP Delaware Social Aware Lord Abbett Multi-Asset Lumber Liquidators Holdings LVIP Delaware Special Balanced Opportunity Inc Opportunities Lord Abbett Multi-Asset LUMENIS LTD LVIP Dimensional U.S. Core Growth Lumentum Holdings Inc Equity 1 Lord Abbett Multi-Asset Lumera Corp LVIP Dimensional U.S. Core Income Luminent Mortgage Capital Equity 2 Managed Volatility Lord Abbett Short Duration Inc. LVIP Dimensional/Vanguard Income Luminex Corp Total Bond Lord Abbett Short Duration Lumos Networks Corp LVIP Franklin Templeton Tax Free Luna Innovations Inc Global Equity Managed Lord Abbett Small Cap Blend Lundin Mining Corp Volatility Lord Abbett Sml Cap Value Luther Burbank Corporation LVIP Global Conservative Lord Abbett Total Return Lutheran Bro Money Market Allocation Managed Risk Lord Abbett TxFr Natl Income Lutheran Bro Muni Bond LVIP Global Growth Lord Abbett TxFr NY Income Lutheran Brotherhood Allocation Managed Risk Lord Abbett Ultra Short Bond Lutheran VIP Opport Growth LVIP Global Income Lord Abbett US Gov Luxfer Holdings PLC LVIP Global Moderate Sponsored Enterprises MM Luxottica Group SPA, Milano Allocation Managed Risk Lord Abbett Value LVIP American Balanced LVIP Government Money Opportunities Allocation Market Lorillard Inc LVIP American Global LVIP JP Morgan High Yield LORUS THERAPEUTICS Balanced Allocation LVIP JPM Select Mid Cap INC Managed Risk Value Managed Volatility Lotsoff Capital Mgmt Micro LVIP American Global LVIP MFS International Cap Growth Allocation Managed Growth Lotus Pharmaceuticals Inc Risk LVIP MFS Value LOUD TECHNOLOGIES INC LVIP American Growth LVIP Mondrian International LOUDEYE CORP Allocation LVIP PIMCO Low Duration Louisiana Bancorp Inc LVIP American Preservation Bond Louisiana-Pacific Corp LVIP Baron Growth LVIP SSgA Bond Index Lowe's Cos Inc. Opportunities

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

LVIP SSgA Developed M Stanley IL Global Real MA Muni Cash Trust International 150 Estate Macatawa Bank Corp LVIP SSgA Emerging M Stanley IL Growth MacDermid Inc Markets 100 M Stanley IL High Yield Mace Security International LVIP SSgA Global Tactical M Stanley IL Intl Equity Inc Allocation Managed Volatility M Stanley IL Intl Real Estate Macerich Co (The) LVIP SSgA International M Stanley IL Intl Small Cap Mac-Gray Corp Index M Stanley IL Intrmd Duratn Mack-Cali Realty Corp LVIP SSgA Large Cap 100 Fxd MacKinac Financial Corp LVIP SSGA Mid Cap Index M Stanley IL Inv Grade Fxd II MACOM Technology LVIP SSgA Moderate M Stanley IL Limited Duration Solutions Holdings Inc Structured Allocation M Stanley IL Liquidity Macquarie Global LVIP SSgA Moderately Government Infrastructure Total Return Aggressive Structured M Stanley IL Liquidity Fund Inc Allocation Government Securities Macquarie Infrastructure LVIP SSgA S&P 500 Index M Stanley IL Liquidity Money Corp LVIP SSGA Small Cap Index Market MACREPORT NET INC LVIP TRP Growth Stock M Stanley IL Liquidity Prime MACROCHEM CORP/DE LVIP TRP Structured Mid MM Macrocure Ltd Cap M Stanley IL Liquidity MacroGenics Inc LVIP U.S. Growth Allocation Treasury MACROMEDIA INC Managed Risk M Stanley IL Liquidity MacroSolve Inc LVIP Western Asset Core Treasury Securities Macy's Inc Bond M Stanley IL Liquidity Tx Ex Mad Catz Interactive Inc. Lydall Inc. M Stanley IL Mid Cap Growth Madeco SA LYNCH INTERACTIVE M Stanley IL Money Market Madison Bancshares Inc/Fl CORP M Stanley IL Multi Asset Madison Square Garden Co Lynden Energy Corp M Stanley IL Muni MM (The) Lynx Therapeutics Inc M Stanley IL Opportunity Madison/Claymore Covered LYONDELL CHEMICAL CO M Stanley IL Small Company Call & Equity Strategy Fund LyondellBasell Industries NV Growth MAF BANCORP INC Lyrical US Value Equity M Stanley IL Specl Purpose MAG Silver Corp Lyris Inc Fxd Magellan Health Inc M & F Worldwide Corp. M Stanley IL Ultra Short Magellan Midstream Holdings M B T Financial Corp Income LP M Fund M International M Stanley IL US Mid Cap Magellan Midstream Partners Equity Value LP M Stanley IL Active Intl M Stanley IL US Real Estate Magic Software Enterprises M Stanley IL Adv Portfolio M Stanley IL Value Ltd M Stanley IL Balanced M Stanley Univ Core+ Fixed MAGICJACK VOCALTEC M Stanley IL Core Fxd Inc Inc LTD M Stanley IL Core Plus Fxd M Stanley Univ Emerg Mkt MAGMA DESIGN Inc Eqty AUTOMATION INC M Stanley IL Emerging M Stanley Univ Global Real Magna Entertainment Corp Markets Estate Magna International Inc. M Stanley IL Frontier Markets M Stanley Univ Mid Cap Gro MagnaChip Semiconductor M Stanley IL Global M Stanley Variable Ins Fund Corp Franchise US Real Estate Magnetek Inc. M Stanley IL Global M&T Bank Corp Magnolia Lane Income Fund Opportunity M.D.C. Holdings Inc. Magnum Hunter Resources M/I Homes Inc Corp

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

MAGNUM HUNTER MainStay Large Cap Growth MainStay VP Growth RESOURCES INC MainStay MacKay Allocation MAGYAR BANCORP INC Convertible MainStay VP High Yield Magyar Telecom MainStay MacKay Corporate Bond Mahanagar Telephone DefinedTerm Municipal MainStay VP Income Builder Nigam Ltd Opportunities Fund MainStay VP International Maiden Holdings Ltd MainStay MacKay Growth Equity Maidenform Brands Inc MainStay MacKay High Yield MainStay VP Janus MAIN STREET BANKS INC Corporate Bond Henderson Balanced Main Street Capital Corp MainStay MacKay High Yield MainStay VP Large Cap MAIN STREET Muni Bond Growth RESTAURANT GROUP MainStay MacKay MainStay VP MFS Utilities MAIN STREET TRUST INC International Opportunities Mainstay VP Mid Cap Core MAINE & MARITIMES CORP MainStay MacKay S&P 500 Mainstay VP Mid Cap Growth MainGate MLP Index MainStay VP Mid Cap Value MainSource Financial Group MainStay MacKay Short MainStay VP Moderate Inc Duration High Yield Allocation MainStay Balanced MainStay MacKay Tax Free MainStay VP Moderate MainStay Blue Chip Growth Bond Growth Allocation MainStay Capital MainStay MacKay Total MainStay VP S&P 500 Index Appreciation Return Bond MainStay VP T. Rowe Price MainStay Cash Reserves MainStay MacKay U.S. Equity Income MainStay Common Stock Equity Opportunities MainStay VP Unconstrained MainStay Cushing MLP MainStay MacKay Bond Premier Unconstrained Bond MainStay VP US MainStay Epoch Global MainStay MAP Equity Government Money Market Equity Yield MainStay Mid Cap Value MainStay VP Value MainStay Epoch International MainStay Moderate MainStay VP Van Eck Global Choice Allocation Hard Assets MainStay Epoch International MainStay Moderate Growth Mainstreet Bankshares Inc Small Cap Allocation MAIR HOLDINGS INC MainStay Epoch US All Cap MainStay Money Market Mairs & Power Balanced MainStay Epoch US Equity Mainstay Small Cap Growth Mairs & Power Growth Yield MainStay Value Majesco MainStay Epoch US Small MainStay VP Absolute MakeMusic Inc Cap Return Multi-Strategy MakeMyTrip Ltd MainStay Equity Index MainStay VP Bond MAKITA CORP MainStay Floating Rate MainStay VP Common Stock Mako Surgical Corp MainStay Global High MainStay VP Conservative Malibu Boats Inc Income Allocation Mallinckrodt Plc MainStay Government MainStay VP Convertible Malvern Bancorp Inc MainStay Growth Equity MainStay VP Cornerstone MAM Software Group Inc MainStay High Yield Growth Mammoth Energy Services Opportunities MainStay VP Emerging Inc MainStay ICAP Equity Markets Equity Managed High Yield Plus MainStay ICAP Select Equity MainStay VP Epoch U.S. Fund Inc. MainStay Income Builder Small Cap Management Network Group MainStay Income Manager MainStay VP Epoch US Inc (The) MainStay Indexed Bond Equity Yield Managers Cadence Capital MainStay Institutional Bond MainStay VP Floating Rate Appreciation MainStay International Equity MainStay VP Government Managers Cadence Mid Cap

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Managers Fremont Instl MANUGISTICS GROUP INC Marshall International Stock Micro Cap Manulife Financial Corp Marshall Large Cap Growth Managers Fremont Micro MAP Pharmaceuticals Inc Marshall Large Cap Value Cap MAPICS INC Marshall Mid Cap Growth Managers International MAPINFO CORP Marshall Mid Cap Value Equity MARATHON OIL CORP Marshall Short Intermediate Managers Short Govt Marathon Petroleum Corp Bond Managers Special Equity Marchex Inc Marsico 21st Century ManagersAMG FQ Global Marcus & Millichap Inc Marsico Flexible Capital Alternatives Marcus Corp (The) Marsico Focus Manas Petroleum Corp Marimba Inc Marsico Growth Manatron Inc Marin Software Inc Marsico Intl Opportunities MANCHESTER Marina Biotech Inc MARTEK BIOSCIENCES TECHNOLOGIES INC Marine Harvest ASA CORP MANDALAY RESORT MARINE PETROLEUM Marten Transport Ltd GROUP TRUST Martha Stewart Living Manhattan Associates Inc Marine Products Corp Omnimedia Inc. MANHATTAN SCIENTIFICS MarineMax Inc Martin Marietta Materials Inc. INC Mariner Energy Inc Martin Midstream Partners Manitex International Inc Mariner Health Care Inc LP Manitowoc Company Inc. Marinus Pharmaceuticals Inc Marvel Entertainment Inc (The) MARITRANS INC Marvell Technology Group Mannatech Inc MARKEL CORP Ltd Manning & Napier Diversified Market Leader Inc Masco Corp TxEx Market Vectors Brazil Small- Masimo Corp Manning & Napier Equity Cap ETF MASISA S.A. Manning & Napier Inc Market Vectors Coal ETF Masisa Sa Manning & Napier Market Vectors Global Masonite International Corp International Alternative Energy ETF Trust Mass Investors Growth Stock Manning & Napier Life Market Vectors Vietnam ETF Mass Investors Trust Sciences MARKETAXESS HOLDINGS MASSBANK Corp. Manning & Napier Overseas INC Massey Energy Co Manning & Napier Pro-Blend Marketfield MassMutual Corporate Conservative Term Marketo Inc Investors Manning & Napier Pro-Blend Marketwatch.Com Inc MassMutual Premr Balanced Extended Term MARKWEST ENERGY MassMutual Premr Capital Manning & Napier Pro-Blend PARTNERS LP Appreciation Maximum Term MARKWEST MassMutual Premr Core Manning & Napier Pro-Blend HYDROCARBON INC Bond Moderate Term Marlin Business Services MassMutual Premr Diversfd Manning & Napier Corp Bond Unconstrained Bond Marriott International Inc. MassMutual Premr Enh Idx Manning & Napier World Marriott Vacations Worldwide Gro Opportunities Corp MassMutual Premr Enhanced MannKind Corp Marrone Bio Innovations Inc Index Value MANOR CARE INC Marsh & McLennan MassMutual Premr Global ManpowerGroup Inc Companies Inc. MassMutual Premr Inflation ManTech International Corp MARSH SUPERMARKETS - Protected & Income Manu Forti Group Inc CL B MassMutual Premr Intl Equity MANUFACTURERS SVCS MARSHALL & ILSLEY CORP MassMutual Premr Main LTD Marshall Govt Income Fund Street

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

MassMutual Premr Money Materialise NV Maxim Moderate Aggrsv Prof Market Materials Select Sector II MassMutual Premr Short SPDR Fund (The) Maxim Moderate Profile Duration Bond Materion Corp MAXIM MassMutual Premr Sml Co MathStar Inc PHARMACEUTICALS INC Opp Matinas BioPharma Holdings Maxim Stock Index MassMutual Premr Strategic Inc Maxim US Government Income MATLIN & PARTNERS Mortgage Securities MassMutual Premr Value ACQUISITION CORP MAXIMUS Inc. MassMutual RetireSMART MATRIA HEALTHCARE INC MaxLinear Inc Moderate MATRITECH INC MaxPoint Interactive Inc MassMutual Sel DestinRet Matrix Advisors Value MAXTOR CORP 2040 Matrix Service Co Maxwell Shoe Co Inc -Cl A MassMutual Sel DestinRet MATRIXONE INC Maxwell Technologies Inc Inc MATRIXX INITIATIVES INC MAXXAM Inc. MassMutual Select Matson Inc MAXYGEN INC BlackRock Global Allocation Mattel Inc. MAY DEPARTMENT MassMutual Select Blue Chip Mattersight Corp STORES CO Growth Matthews Asia Dividend MAYTAG CORP MassMutual Select Matthews Asia Growth Mazor Robotics Ltd Diversified Value Matthews Asia Small MB Financial Inc MassMutual Select Equity Companies MBF Healthcare Acquisition Opportunities Matthews Asian Growth & Corp MassMutual Select Income MBIA Inc. Fundamental Val Matthews China Mbna Corp MassMutual Select Growth Matthews India MC SHIPPING Equity Matthews International Corp MCAFEE INC MassMutual Select Growth Matthews Japan MCBC Holdings Inc Opportunities Matthews Korea McClatchy Co (The) MassMutual Select Large Matthews Pacific Tiger McCormick & Co Inc Cap Value Mattress Firm Holding Corp McCormick & Schmicks MassMutual Select Mid Cap Mattson Technology Inc Seafood Restaurants Inc Growth Maui Land & Pineapple Co MCDATA CORP -CL A MassMutual Select Overseas Inc. MCDONALD'S CORP MassMutual Select Small Mavenir Systems Inc McEwen Mining Inc Cap Growth Equity MAVERICK OIL & GAS INC MCG Capital Corp MassMutual Select Small Co MAVERICK TUBE CORP McGrath RentCorp Value MAX & ERMAS MCI INC MassMutual Select Strategic RESTAURANTS McKee Intl Equity Bond Max Sound Corp MCKESSON CORP MassMutual Select Total Maxar Technologies Limited MCLEODUSA INC -CL A Return Bond MAXCO INC McMoRan Exploration Co MasTec Inc. Maxcom Telecomunicaciones MCRAE INDUSTRIES -CL A Mastercard Inc SA de CV MDC Partners Inc Masters Select Equity MAXCOR FINANCIAL MDI INC Masters Select Smaller Co GROUP INC MDSI MOBILE DATA Masters Select Value Maxim Ariel Mid Cap Value SOLUTIONS Matador Resources Co Maxim Ariel Small Cap Value MDU Communications Match Group Inc Maxim Integrated Products International Inc MATERIAL SCIENCES Inc. MDU Resources Group Inc. CORP Maxim Invesco ADR MDWERKS INC

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Mead Johnson Nutrition Co Medi-Hut Co Inc Mercer Non US Core Equity MEADE INSTRUMENTS MEDIMMUNE INC Mercer US Large Cap Equity CORP MEDIS TECHNOLOGIES Mercer US Large Cap Value MEADOW VALLEY CORP LTD Equity Meadowbrook Insurance MEDISCIENCE Mercer US Small/Mid Cap Group Inc TECHNOLOGY CORP Equity MeadWestvaco Corp MEDISTEM MERCHANTS & MFRS Measurement Specialties Inc. LABORATORIES INC BANCORP INC MECHANICAL Medivation Inc Merchants Bancorp TECHNOLOGY INC MEDIWARE Information Merchants Bancshares Inc Mechel PAO Systems Inc MERCHANTS GROUP INC Mecox Lane Ltd MediWound Ltd Merck & Co Inc. Medallion Financial Corp Medixall Group Inc MERCK SERONO SA MEDAREX INC Medizone International Inc Mercury Air Group Inc MedAssets Inc Medley Capital Corp Mercury General Corp Medbox Inc Medley Management Inc MERCURY INTERACTIVE MedCath Corp Mednax Inc CORP MedClean Technologies Inc Medpace Holdings Inc Mercury Intl Value V.I. Medco Health Solutions Inc. MedPro Safety Products Inc Mercury Systems Inc MEDCOM USA INC MEDQUIST INC Mercury US Large Cap MED-DESIGN CORP Medsource Technologies Inc MEREDITH CORP MEDecision Inc MEDTOX Scientific Inc. Merge Healthcare Inc Medequities Realty Trust Inc Medtronic PLC Merger Fund Media & Entertainment MEDWAVE INC MergeWorthRx Corp Holdings Inc Medytox Solutions Inc Meridian Bancorp Inc Media Arts Group Inc MEI Pharma Inc MERIDIAN BIOSCIENCE Media General Inc MELA Sciences Inc INC Media Sciences International Melco Resorts & MERIDIAN CO LTD Inc. Entertainment Ltd Meridian Contrarian Mediabay Inc Melinta Therapeutics Inc MERIDIAN GOLD INC Mediacom Communications Mellanox Technologies Ltd Meridian Growth Corp MELLON FINANCIAL CORP Meridian Resource Corp MEDIALINK WORLDWIDE Memorial Production (The) INC Partners LP Meridian Small Cap Growth MediaMind Technologies Inc Memorial Resource MERISEL INC Medical Action Industries Inc Development Corp MERISTAR HOSPITALITY Medical Care Technologies Memory Pharmaceuticals CORP Inc Corp Merit Medical Systems Inc Medical Connections MEMRY CORP Meritage Homes Corp Holdings Inc MEMSIC Inc MERITAGE HOSPITALITY MEDICAL NUTRITION USA MENTOR CORP GROUP INC Mentor Graphics Corp Meritor Inc Medical Properties Trust Inc Mercantile Bancorp Inc/IL Merix Corp Medical Staffing Network Mercantile Bank Corp Merk Hard Currency Holdings Inc. MERCANTILE Merrill Lynch & Co Inc MEDICALCV INC BANKSHARES CORP Merrill Lynch Basic PrinProt Medicines Company (The) Mercator Software Inc Merrill Lynch Core Princ Prot Medicinova Inc Mercer Core Fixed Income Merrill Lynch Corp Intrmd Medicis Pharmaceutical Corp Mercer Gold Corp Merrill Lynch Fdmtl PrinProt Medidata Solutions Inc Mercer Insurance Group Inc. Merrill Lynch Focus Twenty Medifast Inc. Mercer International Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Merrill Lynch Retire MetInvstrs ST American MetInvstrs ST Lord Abbett Reserves2 Funds Growth Allocation Bond Debenture Merrill Lynch S&P 500 Pro MetInvstrs ST American MetInvstrs ST Met Pioneer Merrill Lynch Short US Govt Funds Moderate Allocation Strategic Income Merrill Lynch US Government MetInvstrs ST American MetInvstrs ST MetLife Merrill Lynch US Govt Reserv Growth Balanced Strategy Merrill Lynch US Hi Yld MetInvstrs ST AQR Global MetInvstrs ST MetLife Merrill Merchants Risk Balanced Defensive Strategy Bancshares Inc MetInvstrs ST BatteryMarch MetInvstrs ST MetLife Merrimac Cash Series Growth & Income Growth Strategy Merrimac Industries Inc. MetInvstrs ST BlackRock MetInvstrs ST MetLife Merrimac Muni Series Global Tactical Strategies Moderate Strategy Merrimac Prime Series MetInvstrs ST BlackRock MetInvstrs ST MFS Research Merrimac Treas Plus Ser High Yield Int Merrimac Treasury Series MetInvstrs ST Clarion Global MetInvstrs ST Morgan Merrimac US Govt Series Real Estate Stanley Mid Cap Growth Merriman Curhan Ford Group MetInvstrs ST ClearBridge MetInvstrs ST Multi-Index Inc Aggressive Growth Targeted Risk Mersana Therapeutics Inc MetInvstrs ST ClearBridge MetInvstrs ST Oppenheimer Meru Networks Inc Aggressive Growth II Global Equity Merus Labs International Inc MetInvstrs ST Franklin MetInvstrs ST Oppenhmr Merus NV Income Cap App MESA AIR GROUP INC MetInvstrs ST Franklin MetInvstrs ST PIMCO Mesa Energy Inc Mutual Shares Inflation Protected Bond MESA LABORATORIES INC MetInvstrs ST Franklin MetInvstrs ST PIMCO Total MESA ROYALTY TRUST Templeton Founding Strategy Return MESABI TRUST MetInvstrs ST HRS OAK MetInvstrs ST Pioneer Fund MESTEK INC International MetInvstrs ST Pyramis Meta Financial Group Inc MetInvstrs ST Invesco Government Income META GROUP INC Balanced Risk Allocation MetInvstrs ST RCM Tech METABASIS MetInvstrs ST Invesco MetInvstrs ST Schroders THERAPEUTICS INC Comstock Global Multi Asset Metabolix Inc MetInvstrs ST Invesco Small MetInvstrs ST Schroders METAL MANAGEMENT INC Cap Growth Global Multi-Asset II Metaldyne Performance Metinvstrs ST Jennison Metinvstrs ST SSGA Growth Group Inc Large Cap Equity and Income ETF Metalico Inc MetInvstrs ST JPM Core Metinvstrs ST SSGA Growth Metalink Ltd Bond ETF Metallica Resources Inc. MetInvstrs ST JPM Global MetInvstrs ST TCW Core Metals USA Holdings Corp Active Allocation Fixed Income METALS USA INC MetInvstrs ST JPM Small MetInvstrs ST Templeton METASOLV INC Cap Value Growth MetaStat Inc MetInvstrs ST Lazard Mid MetInvstrs ST Tr American Metavante Technologies Inc Cap International Methanex Corp MetInvstrs ST Legg Mason P MetInvstrs ST TRP Large Methode Electronics Inc Managed Assets Cap Value MetInvstrs ST Alliance Global Metinvstrs ST Legg Mason MetInvstrs ST TRP Mid Cap Dynamic Allocation Value Equity Growth MetInvstrs ST American MetInvstrs ST Loomis Sayles MetInvstrs ST Turner MdCp Funds Balanced Allocation Global Markets Gr

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

MetInvstrs ST Victory Metro Bancorp Inc MFS Conservative Alloc Sycamore Mid Cap Value METRO GOLDWYN MAYER MFS Core Equity MetInvstrs ST Wells Cap INC MFS Core Growth Management Mid Cap Value METRO ONE TELECOMM MFS Corporate Bond MetLife Aggregate Bond INC MFS Diversified Income Index Metrocall Inc MFS Emerging Markets Debt MetLife Baillie Gifford MetroCorp Bancshares Inc MFS Emerging Markets International Stock METROLOGIC Equity MetLife BlackRock Bond INSTRUMENTS INC MFS Equity Opportunities Income METROMEDIA MFS Global Alternative MetLife BlackRock Capital INTERNATIONAL GRP Strategy Appreciation METRON TECHNOLOGY MFS Global Bond MetLife BlackRock Ultra- NV MFS Global Equity Short Term Bond Metropolitan Bank Holding MFS Global Growth MetLife CapGuard US Eqty Corp MFS Global High Yield MetLife FI Mid Cap Metropolitan BlackRock MFS Global Real Estate Opportunity Large Cap MFS Global Total Return MetLife FI Value Leaders Metropolitan Health Networks MFS Government Markets MetLife Frontier Mid Cap Inc Income Trust Growth METSO OYJ MFS Govt Ltd Maturity Metlife Inc. Mettler-Toledo International MFS Govt Mortgage Metlife Inv Diversified Bond Inc MFS Govt Securities Metlife Inv Intl Stock MetWest High Yield Bond MFS Growth Metlife Inv Large Comp Stock MetWest Intrmd Bond MFS Growth Allocation Metlife Inv Small Comp Stock MetWest Low Duration Bond MFS Growth Opportunities MetLife Jennison Growth MetWest Strategic Income MFS High Income MetLife Loomis Small Cap MetWest Total Return Bond MFS Inflation Adjusted Bond Core MetWest Ultra Short Bond MFS Instl Emerging Equities MetLife MFS Total Return MetWest Unconstrained MFS Instl Intl Equity MetLife MFS Value Bond MFS Intermediate Income MetLife MFS Value Portfolio Metzler/Payden Europe Emrg Trust II Mkt MFS Intl Diversification MetLife Mid Cap Stk MEXCO ENERGY CORP MFS Intl Growth MetLife MSCI EAFE Index MEXICAN RESTAURANTS MFS Intl New Discovery MetLife Neuberger Berman INC MFS Intl Value Genesis Mexico Fund Inc. (The) MFS Intrmd Invest Grade MetLife Neuberger Berman MEXORO MINERALS LTD Bond Mid Cap Value MF Global Holdings Ltd MFS Large Cap Growth MetLife Russell 2000 MFA Financial Inc MFS Lifetime 2030 MetLife Stock Index MFB Corp. MFS Lifetime Income MetLife T. Rowe Large Gro MFC Bancorp Ltd MFS Limited Maturity MetLife T. Rowe Small Gro MFRI Inc MFS Managed Sectors MetLife Van Eck Global MFS Aggrsv Growth Alloc MFS Mid Cap Growth Natural Resources MFS Blended Research Core MFS Mid Cap Value MetLife Western Asset Mgmt Equity MFS Moderate Allocation Strat Bd Opp MFS Capital Opportunities MFS Money Market MetLife Western Asset Mgmt MFS Cash Reserve MFS Multimarket Income US Govt MFS Charter Income Trust Trust MetLife Zenith Equity MFS Commodity Strategy MFS Muni Bond Met-Pro Corp MFS Compass Capital MFS Muni CA Metris Companies Inc Apprec VA MFS Muni High Income

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

MFS Muni Income MFS VIT Investors Trust Midas Inc. MFS Muni Ltd Maturity MFS VIT Mid Cap Growth Mid-Atlantic Realty Trust MFS Muni MA MFS VIT New Discovery MIDCAROLINA FINANCIAL MFS Muni NC MFS VIT Research CORP MFS Muni VA MFS VIT Total Return Midcoast Energy Partners LP MFS Municipal Income Trust MFS VIT Total Return Bond Mid-Con Energy Partners LP MFS New Discovery MFS VIT Utilities MiddleBrook MFS New Discovery Value MFS VIT Value Pharmaceuticals Inc MFS New Endeavor MFS/SunLife Capital Opport Middleburg Financial Corp MFS Research MGE Energy Inc Middleby Corp (The) MFS Research International MGI PHARMA INC Middlefield Banc Corp MFS Strategic Growth MGIC Investment Corp Middlesex Water Co MFS Strategic Income MGM Growth Properties LLC Midland Company (The) MFS Strategic Value MGM Resorts International Midland States Bancorp Inc MFS Technology MGP Ingredients Inc MidSouth Bancorp Inc. MFS Total Return MGT CAPITAL MID-STATE BANCSHARES MFS Total Return Bond INVESTMENTS INC Midway Games Inc. MFS Utilities MI Muni Cash Trust Midway Gold Corp MFS Value Michael Baker Corp MIDWEST AIR GROUP INC MFS VIT Growth Michaels Companies Inc Midwest Banc Holdings Inc MFS VIT High Income (The) MidWestOne Financial Group MFS VIT II Blend Research Micrel Inc. Inc Core Equity MICRO COMPONENT TECH Mid-Wisconsin Financial MFS VIT II Capital Micro Focus International Services Inc Appreciation PLC Miix Group Inc MFS VIT II Emerging Growth MICRO LINEAR CORP MIKRON INFRARED INC MFS VIT II Global Tactical MICRO THERAPEUTICS Milacron Holdings Corp Allocation INC Milacron Inc. MFS VIT II Government MICROCHIP TECHNOLOGY MILE MARKER INTL INC Securities INC Milestone Scientific Inc. MFS VIT II High Yield MicroFinancial Inc Milestone Treas Oblig Portf MFS VIT II International MICROMEM MILLEA HOLDINGS INC Value TECHNOLOGIES INC Millennial Media Inc MFS VIT II Massachusettes Micromet Inc MILLENNIUM Investors Growth MICROMUSE INC BANKSHARES CORP MFS VIT II Money Market Micron Technology Inc. Millennium Chemicals Inc MFS VIT II New Discovery MICRONETICS INC MILLENNIUM INDIA MFS VIT II Research Intl MICROS SYSTEMS INC ACQSTN CO MFS VIT II Ser Tr Research MICROSEMI CORP Millennium Pharmaceuticals MFS VIT II Total Return MICROSOFT CORP Inc. MFS VIT II Utilities MicroStrategy Inc Miller Convertible Bond MFS VIT II Value MICROTEK MEDICAL Miller Energy Resources Inc MFS VIT III Conservative HLDGS INC MILLER INDUSTRIES Allocation Microtune Inc INC/TN MFS VIT III Growth Allocation Microvision Inc WA Miller Opportunity Trust MFS VIT III Inflation Adjusted MICRUS ENDOVASCULAR Millicom International Cellular Bond CORP SA MFS VIT III Limited Maturity Mid Atlantic Medical Svcs Millipore Corp MFS VIT III Moderate Mid Penn Bancorp Inc. MILLS CORP Allocation Mid-America Apartment Mimecast Ltd MFS VIT Investors Gro Stk Communities Inc MiMedx Group Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Minatura Gold MM Select Equity Asset Mohawk Industries Inc. Minco Gold Corp MMA Capital Management Moldflow Corp Mind Cti Ltd LLC MOLECULAR DEVICES MINDBODY Inc MMA Praxis Intrmd Income CORP Mindray Medical International MMC Energy Inc Molecular Insight Ltd MMDT Commonwealth of MA Pharmaceuticals Inc Mindspeed Technologies Inc. MML American Funds Core Molecular Templates Minefinders Corp Ltd Allocation Molex Inc. Minera Andes Inc MML Balanced Allocation Molina Healthcare Inc. Minerals Technologies Inc. MML Blue Chip Growth Moller International Inc Minerva Neurosciences Inc MML Conservative Allocation Molycorp Inc Mines Management Inc MML Equity Income Momentum Biofuels Inc Minorplanet Systems Usa Inc MML Equity Index Monaco Coach Corp Minrad International Inc MML Foreign Monarch Casino & Resort Inc Minuteman International Inc MML Growth Allocation MONARCH CEMENT CO MIPS TECHNOLOGIES INC MML II Blend Monarch Community Miragen Therapeutics Inc MML II Equity Bancorp Inc MIRAMAR MINING CORP MML II Managed Bond Monarch Daily Assets Cash MIRANT CORP MML Inflation Protect & Monarch Daily Assets Govt Mirati Therapeutics Inc Income Monarch Financial Holdings MIRAVANT MEDICAL MML Mid Cap Growth Inc TECHNOLGIES MML Mid Cap Value Mondavi Robert Corp -Cl A MISCOR Group Ltd MML Moderate Allocation Mondelez International Inc MISONIX INC MML Series Inv Asset Mondrian International Equity MISSION RESOURCES Allocation Money Market ProFund CORP MML Series Inv Growth & Money Market Trust Mission West Properties Inc. Income Money4Gold Holdings Inc Mistras Group Inc MML Series Inv Large Cap MoneyGram International Inc MIT AIM Aggressive Growth Value Moneylogix Group Inc MIT CpGrd Diversified Bond MMO2 PLC MongoDB Inc MIT Fid Overseas MModal Inc MONMOUTH CAPITAL MIT Holding Inc MMRGlobal Inc CORP MIT MFS Strategic Growth MN Muni Cash Trust Monmouth Real Estate MIT Quantitative Equity Mobile Data Corp Investment Corp Mitcham Industries Inc Mobile Integrated Systems Monogram Biosciences Inc MITCHELLS & BUTLER PLC Inc Monogram Residential Trust MITEK SYSTEMS INC Mobile Mini Inc Inc Mitel Networks Corp Mobile TeleSystems PJSC Monolithic Power Systems Mitsubishi UFJ Financial MobileIron Inc Inc Group MOBILEPRO CORP Monotype Imaging Holdings MITSUI & CO LTD Mobileye NV Inc MITY ENTERPRISES INC MOBIUS MGMT SYSTEMS Monro Inc MIV Therapeutics I INC Monroe Bancorp MIVA INC MOCON Inc MONSANTO CO Mizuho Financial Group Inc MOD PAC CORP. Monster Beverage Corp MK RESOURCES CO Model N Inc Monster Worldwide Inc. MKS Instruments Inc Modem Media Inc Montage Technology Group ML Macadamia Orchards LP MODINE MANUFACTURING Ltd MM RetireSMART 2020 CO Monterey Gourmet Foods Inc MM RetireSMART 2030 MODTECH HOLDINGS INC Montgomery Government MM S&P 500 Indexed Moelis & Co MM

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Montpelier Re Holdings Ltd Morgan Stanley Insured Muni Morgan Stanley VAR Utilities MONY Series Money Market Tr Morgan's Foods Inc. Monza Ventures Ltd Morgan Stanley International Morgans Hotel Group Co Moody's Corp. Morgan Stanley Intl Value Morningstar Inc Moog Inc. Eqty MORTGAGEBROKERS.CO Moore Medical Corp Morgan Stanley Limited M HOLDINGS Moore Wallace Inc Duratn MORTGAGEIT HOLDINGS MORGAN BEAUMONT INC Morgan Stanley Limited US INC Morgan Stanley Government Trust MORTON INDUSTRIAL GRP Morgan Stanley Aggrsv Morgan Stanley Liquid Asset INC Equity Morgan Stanley Mid Cap MORTONS RESTAURANT Morgan Stanley All Star Growth GROUP INC Growth Morgan Stanley Mid-Cap Mosaic Company (The) Morgan Stanley Asia-Pacific Value MOSCOW CABLECOM Fund Inc Morgan Stanley Mkt Leader CORP Morgan Stanley Balanced Tr MOSSIMO INC Morgan Stanley CA TxFr Morgan Stanley Mortgage MoSys Inc Daily Sec Tr Motive Inc Morgan Stanley Cap Opport Morgan Stanley Natural Motorcar Parts of America Morgan Stanley China A Rsrce Inc Share Fund Morgan Stanley NY Muni MM Motorola Mobility Holdings Morgan Stanley Emerging Morgan Stanley Prime Inc Markets Debt Fund Inc. Income Trust Motorola Solutions Inc Morgan Stanley Emerging Morgan Stanley Sel Amer Motricity Inc Markets Domestic Debt Fund Opport MOUNTAIN BANK HOLDING Inc Morgan Stanley Sel Div CO Morgan Stanley Emerging Growth Mountain National Markets Fund Inc. Morgan Stanley Special Bancshares Inc Morgan Stanley European Growth Mountain Province Diamonds Equity Morgan Stanley Tax Free Inc Morgan Stanley Finl Svc Tr Daily Income Mountainbank Financial Corp Morgan Stanley Focus Morgan Stanley Technology Mountain-Valley Bancshares Growth Morgan Stanley Tot Mkt Idex Inc Morgan Stanley Glbl Utilities Morgan Stanley Tot Return Movado Group Inc Morgan Stanley Global Tr Move Inc Advantge Morgan Stanley US MOVIE GALLERY INC Morgan Stanley Global Fixed Government Money Market Movie Star Inc Income Opportunities Morgan Stanley US MPG Office Trust Inc Morgan Stanley Global Government Securities Trust MPHASE TECHNOLOGIES Infrastructure Morgan Stanley Value INC Morgan Stanley Global Morgan Stanley VAR Capital MPLX LP Strategist Opportunities MPM Holdings Inc Morgan Stanley Growth Morgan Stanley VAR Euro MPOWER HOLDING CORP Morgan Stanley Gvt Income Growth MPS Group Inc. Tr Morgan Stanley VAR Glbl Div MPW INDL SVCS GROUP Morgan Stanley High Yield Morgan Stanley VAR Inc Plus INC Sec Morgan Stanley VAR Money MRC Global Inc Morgan Stanley Hlth Sci Morgan Stanley VAR S&P MRI Interventions Inc Trust 500 Idx MRO SOFTWARE INC Morgan Stanley India Morgan Stanley VAR MRV Communications Inc Investment Fund Inc. Strategist MSA Safety Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

MSB Financial Corp Munder Index 500 NACM US Convertble MSC Industrial Direct Co Inc. Munder Intrmd Bond Nalco Holding Co MSC.Software Corp Munder Micro Cap Equity NANO SUPERLATTICE MSCI Inc Munder Multi-Season Growth TECH INC MSF FI Large Cap Munder TxFr MM NANOBAC MSG Networks Inc Muni Fund Inv Accum PHARMACEUTICAL MSTI Holdings Inc Program Nanometrics Inc M-SYSTEMS FLASH DISK Municipal Cash Series Nanophase Technologies PIONEER Municipal Cash Series II Corp MTB Intermediate Bond MURPHY OIL CORP Nanopierce Technologies Inc MTB Large Cap Stock Murphy USA Inc NANOSCIENCE MTB Prime MM MusclePharm Corp TECHNOLOGIES INC MTC TECHNOLOGIES INC Mustang Bio Inc Nanosphere Inc MTGE Investment Corp Mutual of Amer VAR 2025 NanoString Technologies Inc MTI TECHNOLOGY CORP Retirement NanoViricides Inc MTM TECHNOLOGIES INC Mutual of Amer VAR Aggrsv NantHealth Inc MTR Gaming Group Inc Eqty NantKwest Inc MTS Medication Mutual of Amer VAR All NAPCO Security Technologies Inc America Technologies Inc MTS Systems Corp Mutual of Amer VAR Bond NAPSTER INC Mueller (Paul) Co Mutual of Amer VAR NARROWSTEP INC Mueller Industries Inc. Composite NASB Financial Inc Mueller Water Products Inc Mutual of Amer VAR Eqty Nascent Wine Co Inc Muhlenkamp Fund Index Nasdaq Inc Mulesoft Inc Mutual of Amer VAR Mid Cap Nash Finch Co Multi Packaging Solutions Equity Index Nashua Corp International Ltd Mutual of Amer VAR Mid NASPERS LTD MULTIBAND CORP Term Bond NASSDA CORP MULTICELL Mutual of Amer VAR Money NATCO Group Inc TECHNOLOGIES INC Mkt NATHAN'S FAMOUS INC Multi-Color Corp MutualFirst Financial Inc National American University Multi-Fineline Electronix Inc MV Oil Trust Holdings Inc Multilink Technology Corp MVB Financial Corp National Atlantic Holdings Multimedia Games Holding MVC CAPITAL INC Corp Co Inc MWI Veterinary Supply Inc National Australia Bank Ltd MultiMgr Aggrsv Equity My Size Inc NATIONAL BANCSHARES MultiMgr Core Bond MyECheck Inc CORP/OH MultiMgr Health Care Myers Industries Inc. National Bank Holdings Corp MultiMgr Intl Equity Mykrolis Corp National Bank of Greece MultiMgr Large Cap Core Mylan NV National Bankshares Inc Equity MYMETICS CORP National Beverage Corp MultiMgr Large Cap Growth MYOGEN INC NATIONAL CINEMEDIA INC MultiMgr Large Cap Value MyoKardia Inc National City Corp MultiMgr Mid Cap Growth Myovant Sciences Ltd National Coal Corp MultiMgr Mid Cap Value MYR Group Inc National Commerce Corp MultiMgr Small Cap Growth Myrexis Inc National Commerce Financial MultiMgr Technology Myriad Genetics Inc NATIONAL DENTEX CORP Munder Cash Investment Mystic Financial Inc NATIONAL ENERGY Munder Future Technology Nabors Industries Ltd GROUP Munder Growth Opportunities Nabriva Therapeutics Plc National Energy Services Munder Healthcare NACCO Industries Inc. Reunited Corporation

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

National Financial Partners Nations MMF Govt Nationwide NVIT Money Corp. Nations MMF Prime Market II NATIONAL FUEL GAS CO Nations MMF Treasury Nationwide NVIT Real Estate National General Holdings Nations SC Intrmd Muni Nationwide Portfolio Corp Nations TX Intrmd Muni Completion National Grid plc NATIONSHEALTH INC Nationwide S&P 500 Index National Health Investors Inc. Nationstar Mortgage Nationwide Small Cap Index NATIONAL HEALTH Holdings Inc Nationwide Ziegler Eqty PARTNERS INC Nationwide Income NATIONAL HEALTH Nationwide Bond Natixis Cash Management REALTY INC Nationwide Bond Index Trust National Healthcare Corp. Nationwide Core Plus Bond Natixis Oakmark International NATIONAL HOME HEALTH Nationwide Financial Natixis U.S. Equity CARE Services Inc. Opportunities National Instruments Corp Nationwide Geneva Mid Cap NATROL INC NATIONAL INTERSTATE Growth Natural Alternatives CORP Nationwide Geneva Small International Inc National Medical Health Card Cap Growth Natural Blue Resources Inc Systems Inc Nationwide Government Natural Gas Services Group National Oilwell Varco Inc Money Market Inc. National Patent Development Nationwide GVIT Small Cap Natural Grocers by Vitamin Corp Index Cottage Inc National Penn Bancshares Nationwide Health Properties Natural Health Trends Corp Inc Inc. Natural Resource Partners National Presto Industries Nationwide International LP Inc. Index Natural Resources USA Corp National Processing Inc Nationwide International NATURALNANO INC NATIONAL R V HOLDINGS Small Cap NaturalShrimp Inc INC Nationwide Investor Nature's Sunshine Products National Research Corp Destinations Aggressive Inc National Retail Properties Inc Nationwide Investor Natus Medical Inc National Security Group Inc Destinations Conservative Natuzzi SPA NATIONAL Nationwide Investor Naugatuck Valley Financial SEMICONDUCTOR CORP Destinations Moderate Corporation National Storage Affiliates Nationwide Investor Nautica Enterprises Inc Trust Destinations Moderately Nautilus Inc National Technical Systems Aggressive Navidea Biopharmaceuticals Inc Nationwide Investor Inc National Vision Holdings Inc Destinations Moderately Navient Corp National Western Life Group Conservative Navigant Consulting Inc. Inc Nationwide Loomis Core NAVIGANT National Westminster Bank Bond INTERNATIONAL INC PLC Nationwide Mid Cap Market Navigator Tactical Fixed Nations Asset Allocation Index Income Nations Blue Chip Nationwide NB NVIT Socially Navigators Group Inc (The) Nations CA Muni Bond Responsible Navios Maritime Acquisition Nations Capital Growth Nationwide NVIT Cardinal Corp Nations Classic Value Moderately Aggressive Navios Maritime Holdings Inc Nations FL Intrmd Muni Nationwide NVIT ID Aggrsv Navios Maritime Midstream Nations Govt Sec Nationwide NVIT Mid Cap Partners LP Nations Intrmd Muni Gro Navios Maritime Partners LP

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

NAVISITE INC NCO GROUP INC NET SERVICOS Navistar International Corp Nco Portfolio Management COMUNICACAO SA NAVTEQ Corp Inc Net2phone Inc NB Absolute Return Multi- nCoat Inc NetApp Inc Manager NCRIC GROUP INC Netease Inc NB AMT International Port NCS Multistage Holdings Inc Netegrity Inc NB AMT Lehman Short Nct Group Inc Netezza Corp Duration Bond NDCHEALTH Netflix Inc NB AMT Mid Cap Growth CORPORATION NETGEAR Inc Port NDS GROUP PLC Netguru.Com Inc NB AMT Partners Port Neah Power Systems Inc NETIQ CORP NB AMT Regency Port NEC CORP Netlist Inc NB AMT Socially Responsive Needham Growth NetLogic Microsystems Inc Pt Neenah Paper Inc NetManage Inc NB Cash Reserves Neff Corp NETOPIA INC NB Emerging Markets Equity Neffs Bancorp Inc/PA NETRATINGS INC NB Equity Income NEIGHBORCARE INC Netro Corp NB Fasciano NEIMAN-MARCUS GROUP NetScout Systems Inc NB Floating Rate Income INC Netscreen Technologies Inc NB Focus Nektar Therapeutics NETSMART NB Genesis Nelnet Inc. TECHNOLOGIES INC NB Govt Money NELSON (THOMAS) INC NETSOL TECHNOLOGIES NB Guardian Nemaura Medical Inc INC NB High Income Bond NEOFORMA INC Netsolve Inc NB Institutional Cash Neogen Corp NetSpend Holdings Inc NB Institutional Cash Trust Neogenomics Inc NetSuite Inc NB International NEOMAGIC CORP NETWORK CN INC NB International Equity NEOMEDIA Network Engines Inc NB Intrinsic Value TECHNOLOGIES INC Network Equipment NB Large Cap Disciplined NEON COMMUNICATIONS Technologies Inc. Growth GROUP INC. Neuberger Berman Closed- NB Large Cap Value NEON SYSTEMS INC End Real Estate Securities NB Long Short Neonode Inc Income Fund I NB Ltd Maturity Bond NEOPHARM INC Neuberger Berman Inc NB Mid Cap Growth NeoPhotonics Corp Neuberger Berman Income NB Multi Cap Opportunities Neos Therapeutics Inc Opportunity Fund Inc NB Municipal Money NEOSE TECHNOLOGIES Neuberger Berman NB NY Muni Money INC Intermediate Municipal Fund NB Real Estate Neothetics Inc Inc NB Socially Responsive Neovasc Inc NEUBERGER BERMAN NB Strategic Income NEOWARE INC PRIME MONEY FUND NB Tax Free Money Nephros Inc. Neuberger Berman Realty NB Treasury Neptune Technologies & Income Fund NB&T Financial Group Inc Bioresources Inc Neurobiological Technologies NBT Bancorp Inc NES RENTALS HOLDINGS Inc NBTY Inc INC NEUROCRINE NC CMT Government Ness Technologies Inc BIOSCIENCES INC NC CMT Term Portfolio NESTOR INC NeuroDerm Ltd NC Muni Cash Trust Net 1 Ueps Technologies Inc NEUROGEN CORP NCI Building Systems Inc. Net Element Inc NeurogesX Inc NCI Inc Net Element, Inc. Neuro-Hitech Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Neurologix Inc New Perspective Fund Inc NexGen Energy Ltd NEUROMetrix Inc New Plan Excel Realty Trust Nexgen Petroleum Corp NeuStar Inc Inc. Nexity Financial Corp Neutralstem Inc New Relic Inc Nexplore Corp NEVADA CHEMICALS INC New Residential Investment NexPoint Credit Strategies NEVADA GEOTHERMAL Corp Fund POWER INC NEW RIVER PHARMA INC NexPoint Residential Trust Nevada Gold & Casinos Inc. New Senior Investment Inc Nevro Corp Group Next 1 Interactive Inc NEVSUN RESOURCES LTD New Source Energy Partners NextDecade Corporation New Age Beverages Corp LP NEXTEL New Alternatives Fund Inc NEW ULM TELECOM INC COMMUNICATIONS NEW BRUNSWICK NEW VALLEY CORP NEXTEL PARTNERS INC SCIENTIFIC INC New World Fund Inc NextEra Energy Inc NEW CENTURY ENERGY New York & Co Inc NextEra Energy Partners LP CORP New York Community NEXTEST SYSTEMS CORP New Covenant Balanced Bancorp Inc. NEXTWAVE WIRELESS INC Growth NEW YORK HEALTH CARE NF Energy Saving Corp New Covenant Growth INC NGAS RESOURCES INC New Covenant Income New York Mortgage Trust Inc NGL Energy Partners LP NEW DRAGON ASIA CORP New York REIT Inc NGP Capital Resources New Energy Systems Group New York Times Co (The) NGP Capital Resources Co NEW ENGLAND NewAlliance Bancshares Inc NI Holdings Inc BANCSHARES INC NewBridge Bancorp NIC Inc New England Business Svc NewCardio Inc NICE Ltd Inc Newell Brands Inc Nicholas Equity Income New England Realty NEWFIELD EXPLORATION NICHOLAS FINANCIAL INC Associates LP CO Nicholas Fund New Focus Inc NEWGEN TECHNOLOGIES Nicholas II New Frontier Media Inc INC Nicholas-Applegate New Generation Biofuels Newhall Land &Farm -Lp International & Premium Holdings Inc NEWKIRK REALTY TRUST Strategy Fund New Germany Fund Inc. INC Nicolet Bankshares Inc (The) NewLead Holdings Ltd Nicor Inc. New Gold Inc NewLink Genetics Corp Nidec Corp New Home Company Inc NewMarket Corp Nielsen Holdings plc (The) NEWMARKET NightHawk Radiology NEW HORIZONS TECHNOLOGY INC Holdings Inc WORLDWIDE INC NEWMIL BANCORP INC Nightstar Therapeutics NEW JERSEY RESOURCES Newmont Mining Corp Limited CORP Newpark Resources Inc. NII Holdings Inc New Media Investment Newport Bancorp Inc NIKE INC Group Inc Newport Corp NIKU CORP New Media Lottery Services News Corp Nile Therapeutics Inc New Media Lottery Services NewStar Financial Inc Nimble Storage Inc Inc Newtek Business Services NiMin Energy Corp New Motion Inc Corp Ninetowns Internet New Oriental Education & Nexa Resources SA Technology Group Co Ltd Technology Group Inc NEXCEN BRANDS INC Niocorp Developments Ltd New Oriental Energy & Nexen Inc. Nippon Telegraph & Chemical Corp Nexeo Solutions Inc Telephone Corp Ntt

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Niska Gas Storage Partners North American Technologies Northern Income Equity LLC Group Inc Northern Institutional NiSource Inc. North Asia Investment Corp Government Assets NITCHES INC North Atlantic Drilling Ltd Northern Institutional MM Nitro Petroleum Inc NORTH BAY BANCORP/CA Liquid Assets NitroMed Inc NORTH CENTRAL Northern Institutional NJ Muni Cash Trust BANCSHARES INC Municipal NL Industries Inc. North Coast Energy Inc Northern Institutional Prime NMI Holdings Inc North European Oil Royalty Obligations NMT Medical Inc Trust Northern Institutional Noah Education Holdings Ltd NORTH FORK Treasury Nobel Learning Communities BANCORPORATION Northern Institutional U.S. Inc NORTH PITTSBURGH Government Nobilis Health Corp SYSTEMS Northern Institutional U.S. Nobility Homes Inc North Pointe Holdings Corp Government Select Noble Corp plc North Shore Acquisition Corp Northern Instl Bond Noble Energy Inc NORTH STATE Northern Instl Equity Index Noble Innovations Inc BANCORP/NC Northern Instl MM TxEx Noble Midstream Partners LP North Track NYSE Arca Tech Northern International Equity Noble Romans Inc. 100 Index Northern International Equity NOCOPI TECHNOLOGIES North Valley Bancorp Index INC NORTHCORE Northern Intrmd TxEx NOFIRE TECHNOLOGIES TECHNOLOGIES INC Northern Large Cap Value INC Northeast Bancorp Northern Mid Cap Growth NOLAND CO Northeast Community Northern Mid Cap Index NOMURA HOLDINGS INC Bancorp Inc Northern Money Market Non Invasive Monitor NORTHEAST INDIANA Northern Multi Manager Noodles & Co BANCORP Global Listed Infrastructure Noranda Aluminum Holding Northeast Investors Trust Northern Multi Manager Corp Northeast Pa Finl Corp Global Real Estate Norcraft Companies Inc Northern Active M Emerging Northern Multi Manager High Nord Anglia Education Inc Markets Equity Yield Opportunity Nord Resources Corp Northern Active M Northern Multi Manager Nordic American Offshore Ltd International Equity Large Cap Nordic American Tankers Ltd Northern Active M US Equity Northern Multi Manager Mid Nordion Inc Northern Bond Index Cap Nordson Corp Northern Ca Bancorp Inc Northern Multi Manager Nordstrom Inc. Northern CA Intrmd TxEx Small Cap Norfolk Southern Corp Northern CA Muni MM Northern Muni Money Market Norsat International Inc Northern Dynasty Minerals Northern Oil and Gas Inc NORSK HYDRO ASA Ltd NORTHERN ORION Norstan Inc Northern Emerging Markets RESOURCES INC Nortek Inc Equity Index Northern Select Equity NORTEL INVERSORA SA NORTHERN EMPIRE Northern Short Bond Nortel Networks Corp BANCSHARE Northern Short Intermediate North American Gavlanizing Northern Fixed Income Tax Exempt & Coatings Inc. Northern Global Real Estate Northern Short Intrm US Govt North American Palladium Index Northern Small Cap Index Ltd. Northern Growth Equity Northern Small Cap Value North American Scientific Inc Northern High Yield Fixed Inc Northern States Financial Northern High Yield Muni Corp

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Northern Stock Index Northwestern Mut Index 400 NOVEN Northern Tax Advantaged Stk PHARMACEUTICALS INC Ultra Short Fixed Income Northwestern Mut Index 500 Novint Technologies Inc Northern Technologies Stk Novo Nordisk A/S International Corp Northwestern Mut Intl Equity Novogen Ltd Northern Technology Northwestern Mut Intl Growth Novoste Corp Northern Tier Energy LP Northwestern Mut Large Cap NOW Inc Northern Trust Corp Core Stock NPS PHARMACEUTICALS Northern TxEx Northwestern Mut Mid Cap INC Northern Ultra Short Fixed Growth Stock NRG Energy Inc Income Northwestern Mut Mid Cap NRG Yield Inc Northern US Govt Val NS GROUP INC Northern US Govt MM Northwestern Mut Money Mkt NS8 CORP Northern US Govt Select MM Northwestern Mut Multi Nsd Bancorp Inc Northfield Bancorp Inc Sector Bond NSTAR NORTHFIELD Northwestern Mut Research NSTOR TECHNOLOGIES LABORATORIES INC International Core INC Northgate Minerals Corp Northwestern Mut Select NTN Buzztime Inc NORTHLAND Bond NTR Acquisition Co CRANBERRIES -CL A Northwestern Mut Small Cap NTS Realty Holdings LP Northrim BanCorp Inc Growth Stock NTT DOCOMO INC Northrop Grumman Corp Northwestern Mut Small Cap Nu Horizons Electronics NORTHSTAR Value Corp. NEUROSCIENCE INC Nortia Capital Partners Inc Nu Skin Enterprises Inc. NorthStar Realty Finance Norwegian Cruise Line Nuance Communications Inc Corp Holdings Ltd Nuance Concentrated Value NORTHWAY FINANCIAL Norwood Financial Corp. NuCana Plc INC Nova Chemicals Corp Nucentrix Broadband Northwest Airlines Corp NovaBay Pharmaceuticals Networks NORTHWEST Inc NUCLEAR SOLUTIONS INC BANCORPORATION INC NOVACEA INC NuCO2 Inc Northwest Bancshares Inc Novadaq Technologies Inc Nucor Corp Northwest Biotherapeutics NOVADEL PHARMA INC NUCRYST Pharmaceuticals Inc Novadigm Inc Corp Northwest Ind Bancorp NovaGold Resources Inc Nuevo Energy Co Northwest Natural Gas Co NovaMed Inc. Nui Corp Northwest Pipe Co NOVAMERICAN STEEL INC Numerex Corp. NorthWestern Corp Novan Inc NuPathe Inc Northwestern Mut Asset Alloc Novanta Inc NuRx Pharmaceuticals Inc Northwestern Mut Balanced Novartis AG NuStar Energy LP Northwestern Mut Domestic Novastar Financial Inc. NuStar GP Holdings LLC Equity NOVATEL INC Nutanix Inc Northwestern Mut Emerging Novavax Inc NUTRA PHARMA CORP Markets Novel Denim Holdings Ltd NUTRACEA Northwestern Mut Equity Novelion Therapeutics Inc Nutraceutical International Income NOVELIS INC Corp Northwestern Mut Focused Novell Inc. Nutrastar International Inc Appreciation Novellus Systems Inc. Nutrien Ltd Northwestern Mut Growth NOVELOS THERAPEUTICS NutriSystem Inc Stock INC NUTRITION 21 INC Northwestern Mut High Yield NuVasive Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Nuvectra Corp Nuveen Fl Inv Qual Muni Nuveen Municipal Credit Nuveen All American Nuveen FL Preference Muni Income Fund Municipal Bond Bd Nuveen Municipal High Nuveen AMT-Free Municipal Nuveen Floating Rate Income Opportunity Fund Credit Income Fund Income Fund Nuveen Municipal Market Nuveen AMT-Free Quality Nuveen Floating Rate Opportunity Fund Inc. Municipal Income Fund Income Opportunity Fund Nuveen Municipal Nuveen Build America Bond Nuveen Global High Income Opportunity Fund Inc Fund Fund Nuveen Municipal Total Nuveen CA High Yield Nuveen Global Infrastructure Return Managed Account Municipal Bond Nuveen Global Value Nuveen Municipal Value Nuveen CA Insured Muni Opportunities Fund Fund Inc Bond Nuveen High Income Bond Nuveen Nasdaq 100 Nuveen CA Muni Bond Nuveen High Income Dynamic Overwrite Fund Nuveen California AMT-Free November 2021 Target Term Nuveen NC Muni Bd Quality Municipal Income Fund Nuveen New Jersey Fund Nuveen High Yield Municipal Investment Quality Municipal Nuveen California Dividend Bond Fund Inc. Advantage Municipal Fund 3 Nuveen Inflation Protected Nuveen New Jersey Quality Nuveen California Quality Sec Municipal Income Fund Income Municipal Fund Inc. Nuveen Intermediate Bond Nuveen New York AMT-Free Nuveen California Quality Nuveen Intermediate Quality Municipal Income Municipal Income Fund Duration Municipal Term Fund Nuveen California Select Fund Nuveen New York Quality Quality Municipal Fund Inc. Nuveen International Income Municipal Fund Inc. Nuveen Core Equity Alpha Nuveen International Select Nuveen New York Select Fund Nuveen Intrmd Duration Muni Quality Municipal Fund Inc. Nuveen Core Plus Bond Bd Nuveen NJ Municipal Bond Nuveen Credit Strategies Nuveen Intrmd TxFr Nuveen NWQ Flexible Income Fund Nuveen Investment Quality Income Nuveen CT Municipal Bond Municipal Fund Inc. Nuveen NWQ Large Cap Nuveen Diversified Currency NUVEEN INVESTMENTS - Value Opportunities Fund CL A Nuveen NWQ Multi Cap Nuveen Diversified Dividend Nuveen KY Muni Bd Value and Income Fund Nuveen Large Cap Gro Nuveen NWQ Small-Cap Nuveen Dividend Advantage Opport Value Municipal Fund 2 Nuveen Large Cap Value Nuveen NY Insured Muni Nuveen Dividend Value Nuveen Ltd Muni Bd Bond Nuveen Dow 30SM Dynamic Nuveen MI Muni Bd Nuveen Ny Inv Qual Muni Overwrite Fund Nuveen Mid Cap Growth Nuveen NY Municipal Bond Nuveen Energy MLP Total Opport Nuveen OH Muni Bd Return Fund Nuveen Mid Cap Index Nuveen PA Muni Bd Nuveen Enhanced Municipal Nuveen Mid Cap Value Nuveen Pennsylvania Quality Value Fund Nuveen MO Muni Bd Municipal Income Fund Nuveen Equity Index Nuveen Mortgage Nuveen Performance Plus Nuveen Equity Premium Opportunity Term Fund Municipal Fund Inc. Advantage Fund Nuveen Multi Manager Large Nuveen Preferred and Nuveen Equity Premium Cap Value Income Term Fund Opportunity Fund Nuveen Muni Bond Nuveen Preferred Income Nuveen Equity Premiun & Nuveen Municipal Advantage Opportunities Fund Growth Fund Fund Inc.

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Nuveen Preferred Securities Nuveen Symphony Floating NVIT Investor Destinations and Income Rate Income Mod Consrv Nuveen Preferred Securities Nuveen Tax-Advantaged NVIT Investor Destinations Income Fund Dividend Growth Fund Moderate Nuveen Premier Insured Nuveen Tax-Advantaged NVIT Large Cap Growth Municipal Income Fund Inc. Total Return Strategy Fund NVIT Managed American Nuveen Premier Municipal Nuveen TN Muni Bd Funds Asset Allocation Income Fund Inc. Nuveen Tradewinds Global NVIT Mid Cap Index Nuveen Premium Income All Cap NVIT Multi Manager Municipal Fund 2 Inc. Nuveen Tradewinds Intl International Growth Nuveen Premium Income Value NVIT Multi Manager Municipal Fund 4 Inc. Nuveen Tradewinds Value International Value Nuveen Premium Income Opportunities NVIT Multi Manager Large Municipal Fund Inc. Nuveen TxFr Cap Growth Nuveen Premium Income Nuveen VA Muni Bd NVIT Multi Manager Large Municipal Opportunity Fund Nuveen Winslow Large Cap Cap Value Nuveen Quality Income Growth NVIT Multi Manager Mid Cap Municipal Fund Inc. Nuvelo Inc Growth Nuveen Quality Municipal Nuverra Environmental NVIT Multi Manager Mid Cap Fund Inc Solutions Inc Value Nuveen Quality Municipal NV Energy Inc NVIT Multi Manager Small Income Fund NV5 Global Inc Cap Val Nuveen Quality Preferred NVE Corp NVIT Multi Manager Small Income Fund NVIDIA Corp Company Nuveen Quality Preferred NVIT Bond Index NVIT Nationwide Income Fund 3 NVIT Cardinal Balanced NVIT S&P 500 Index Nuveen Real Asset Income NVIT Cardinal Capital NVIT Short Term Bond Nuveen Real Estate Income Appreciation NVR Inc. Fund NVIT Cardinal Conservative NWH INC Nuveen Real Estate Sec NVIT Cardinal Managed NWT Uranium Corp Nuveen Rittenhouse Growth Growth NXP Semiconductors NV Nuveen S&P 500 Buy-Write NVIT Cardinal Managed NxStage Medical Inc Income Fund Growth & Income NXT Energy Solutions Inc Nuveen Santa Barbara NVIT Cardinal Moderate Nxt-ID Inc Dividend Growth NVIT Cardinal Moderately NYFIX Inc Nuveen Select Quality Conservative NYLIM Instl Prime Cash Municipal Fund Inc. NVIT Core Bond NYMAGIC INC. Nuveen Senior Income Fd NVIT Core Plus Bond NYMEX HOLDINGS INC Nuveen Short High Yield NVIT Government Money Nymox Pharmaceutical Corp Municipal Bond Market NYSE Euronext Nuveen Short Municipal NVIT Govt Bond O. I. Corp Bond NVIT Investor Destinations O2Diesel Corp Nuveen Short Term Bond Balanced O2Micro International Ltd Nuveen Small Cap Select NVIT Investor Destinations Oak Financial Corp Nuveen Small Cap Value Capital Appreciation OAK HILL FINANCIAL INC Nuveen Strategic Income NVIT Investor Destinations Oak Ridge Small Cap Growth Nuveen Strategy Balanced Consrv Oak Technology Inc Alloc NVIT Investor Destinations Oak Valley Bancorp Nuveen Symphony Credit Managed Growth Oak Value Opportunities NVIT Investor Destinations OAKLEY INC Mod Aggrsv Oakmark Equity & Income

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Oakmark Fund Ocular Therapeutix Inc Old Westbury Large Cap Oakmark Global Oculus Innovative Sciences Strategies Oakmark Global Select Inc Old Westbury Mid Cap Equity Oakmark International Ocwen Financial Corp Old Westbury Muni Bond Oakmark International Sml Odd Job Stores Inc Old Westbury Real Return Cap ODIMO INC Old Westbury Small & Mid Oakmark Select Odonate Therapeutics Inc Cap Strategies Oakmark Small Cap Odyssey Healthcare Inc Old Westbury Strategic OAKRIDGE ENERGY INC Odyssey Marine Exploration Opportunities Oaktree Capital Group LLC Inc. Olin Corp Oaktree Specialty Lending ODYSSEY OIL & GAS INC Ollie's Bargain Outlet Corp Odyssey Re Holdings Corp. Holdings Inc OAO TATNEFT Office Depot Inc Olstein All Cap Value OAO TECHNOLOGY OfficeMax Inc Olympic Steel Inc SOLUTIONS INC Official Payments Holdings OM Analytic Oasis Midstream Partners LP Inc OM Barrow Hanley Value Oasis Petroleum Inc OFG Bancorp OM Group Inc OASYS MOBILE INC OGE Energy Corp. OM Growth OBA Financial Services Inc OGLEBAY NORTON CO OM Mid Cap Obagi Medical Products Inc OH Muni Cash Trust OM TS&W Mid Cap Value Obalon Therapeutics Inc OHIO CASUALTY CORP Omagine Inc Oberweis China Ohio Legacy Corp Omega Financial Corp Opportunities Ohio Natl Balanced Omega Flex Inc Oberweis International Ohio Natl Balanced Model Omega Healthcare Investors Opportunities Ohio Natl Equity Portfolio Inc. Oberweis International Ohio Natl Growth Model OMEGA PROTEIN CORP Opportunities Institutional Ohio Natl International Omeros Corp ObsEva SA Ohio Natl Moderate Growth OMI CORP OCA INC Model Omni Bio Pharmaceutical Inc Ocata Therapeutics Inc Ohio Natl Money Market OMNI Energy Services Corp. Occam Networks Inc Ohio Natl S&P 500 Index Omni Financial Services Inc Occidental Petroleum Corp Ohio Natl Strategic Value Omni Ventures Inc Ocean Power Technologies Ohio Valley Banc Corp. Omniamerican Bancorp Inc Inc Ohr Pharmaceutical Inc Omnicare Inc. Ocean Rig UDW Inc Oi SA Omnicell Inc Ocean Shore Holding Co Oil States International Inc. Omnicom Group Inc. Oceanaut Inc Oil-Dri Corp of America Omnicomm Systems Inc Oceaneering International Oiltanking Partners LP Omniture Inc Inc. Old Dominion Freight Line OMNIVISION OceanFirst Financial Corp. Inc TECHNOLOGIES INC OceanFreight Inc Old Line Bancshares Inc Omphalos Corp Ocera Therapeutics, Inc. Old Mutual/Claymore Long- Omrix Biopharmaceuticals O'Charley's Inc Short Fund Inc Och-Ziff Capital Management Old National Bancorp OMTOOL LTD Group LLC Old Point Financial Corp On Command Corp OCI Partners LP Old Republic International On Deck Capital Inc OCI Resources LP Corp ON Semiconductor Corp Oclaro Inc Old Second Bancorp Inc On Technology Corp Oconee Federal Financial Old Westbury All Cap Core On Track Innovations Ltd Corp Old Westbury Fixed Income On2 Technologies Inc. Ocular Sciences Inc Oncobiologics Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

OncoCyte Corp OphthaliX Inc Oppenheimer Government OncoGenex Pharmaceuticals Ophthalmic Imaging Systems Cash Reserves Inc Inc Oppenheimer Government Oncolytics Biotech Inc Ophthotech Corp Money Market OncoMed Pharmaceuticals OPINION RESEARCH Oppenheimer Government Inc CORP Money/Va Onconova Therapeutics Inc Opko Health Inc Oppenheimer Growth OncoSec Medical Inc OPLINK Oppenheimer High OncoVista Innovative COMMUNICATIONS INC Income/Va Therapies Inc OPNET Technologies Inc Oppenheimer High Yield One Bio Corp Opnext Inc Oppenheimer Holdings Inc ONE Gas Inc Opower Inc Oppenheimer Institutional ONE Grp Balanced Oppenheimer Balanced Government Money Market ONE Grp Diversified Equity Oppenheimer Balanced/Va Oppenheimer International ONE Grp Diversified Intl Oppenheimer Cap Bond ONE Grp Instl Prime MM Preservation Oppenheimer International ONE Grp Intrmd TxFr Bond Oppenheimer Capital App/Va Diversified ONE Grp Treas Only MM Oppenheimer Capital Oppenheimer International One Grp US Govt Sec MM Appreciation Equity One Liberty Properties Inc. Oppenheimer Capital Income Oppenheimer International OneAmerica Asset Director Oppenheimer Champion Growth OneAmerica Value Income Oppenheimer International OneBeacon Insurance Group Oppenheimer Commodity Small-Mid Company Ltd Strategy Total Return Oppenheimer Internationall Oneida Financial Corp. Oppenheimer Convertible Growth/Va ONEIDA LTD Sec Oppenheimer Large Cap OneMain Holdings Inc Oppenheimer Core Bond/Va Revenue ETF ONEOK Inc. Oppenheimer Developing Oppenheimer Limited-Term ONEOK Partners LP Mkts Bond OneScreen Inc Oppenheimer Discovery Oppenheimer Ltd Trm Govt ONESOURCE Oppenheimer Discovery Mid Oppenheimer Main St All INFORMATION SVCS Cap Gr/VA Cap Online Resources Corp Oppenheimer Discovery Mid Oppenheimer Main St Fund Online Vacation Center Cap Growth Oppenheimer Main St Small Holdings Inc Oppenheimer Equity Cap ONSTREAM MEDIA CORP Oppenheimer Equity Income Oppenheimer Main St Small Onvia Inc Oppenheimer Fundamental Cap/Va Onyx Acceptance Corp Alternatives Oppenheimer Main St/Va ONYX PHARMACEUTICALS Oppenheimer Glbl Opport Oppenheimer Main Street INC Oppenheimer Global Mid Cap ONYX SOFTWARE CORP Oppenheimer Global Oppenheimer Mid Cap Ooma Inc Allocation Oppenheimer Mid Cap Value OP Bancorp Oppenheimer Global Oppenheimer Portfolio Active OpCap Small Cap Strategic Income Allocation OPEN ENERGY CORP Oppenheimer Global Oppenheimer Portfolio OPEN SOLUTIONS INC Strategic Income/Va Conservative Investor OPEN TEXT CORP Oppenheimer Global Value Oppenheimer Portfolio Equity OpenTable Inc Oppenheimer Global/Va Investor OpenTV Corp Oppenheimer Gold&Spcl Oppenheimer Portfolio OPEXA THERAPEUTICS Minrl Moderate Investor INC

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Oppenheimer PrinProt Main OPTICAL CABLE CORP Organovo Holdings Inc St OPTICAL Orient Paper Inc Oppenheimer PrinProt COMMUNICATION PRODS ORIGEN FINANCIAL INC MainSt2 OPTIGENEX INC Origin Agritech Ltd Oppenheimer Real Estate Optimal Group Inc OriginOil Inc Oppenheimer Rising Optimer Pharmaceuticals Inc Orion Energy Systems Inc Dividends OptimizeRX Corp Orion Engineered Carbons Oppenheimer Rochester Optimum Fixed Income SA AMT Free NY Muni Optimum International Orion Group Holdings Inc Oppenheimer Rochester Optimum Large Cap Growth Oritani Financial Corp AMT-Free Municipal Optimum Large Cap Value ORIX CORP Oppenheimer Rochester CA Optimum Small Mid Cap Orleans Homebuilders Inc. Municipal Growth Ormat Technologies Inc Oppenheimer Rochester Optimum Small Mid Cap Oro East Mining Inc Fund Municipals Value Oromin Explorations Ltd Oppenheimer Rochester OPTIMUMBANK HOLDINGS ORPHAN MEDICAL INC High Yield Municipal INC Orrstown Financial Services Oppenheimer Rochester Optinose Inc Inc Limited Term CA Municipal OPTIO SOFTWARE INC Orsus Xelent Technologies Oppenheimer Rochester OPTION CARE INC Inc Limited Term NY Muni optionsXpress Holdings Inc Orthofix International NV Oppenheimer Rochester NJ OPTIUM CORP OrthoPediatrics Corp Municipal ORACLE CORP ORTHOVITA INC Oppenheimer Rochester PA Oracle Healthcare Acquisition Osage Bancshares Inc Municipal Corp OSCIENT Oppenheimer Rochester ORAGENICS INC PHARMACEUTICALS CORP Short Duration High Yield Oramed Pharmaceuticals Inc OSG America LP Muni ORANGE 21 INC OSHKOSH B'GOSH INC - Oppenheimer Select Value OraSure Technologies Inc CL A Oppenheimer Senior Floating ORBCOMM Inc Oshkosh Corp Rate Orbit International Corp OSI PHARMACEUTICALS Oppenheimer Small Cap Orbital ATK Inc INC Revenue ETF Orbital Sciences Corp OSI RESTAURANT Oppenheimer SteelPath MLP Orbitz Worldwide Inc PARTNERS INC Alpha Orbotech Ltd OSI Systems Inc Oppenheimer SteelPath MLP Orchard Enterprises Inc Osiris Therapeutics Inc Income Orchard Supply Hardware Osprey Energy Acquisition Oppenheimer SteelPath MLP Stores Corp Corp Select 40 Orchid Cellmark Inc OSTEOLOGIX INC Oppenheimer Total Return Orchid Island Capital Inc Osteotech Inc Bond Orchids Paper Products Co Osterweis Fund Oppenheimer Ultra Dividend Orckit Communications Ltd Osterweis Strategic Income Revenue ETF Ore Pharmaceuticals Inc Otelco Inc Oppenheimer Ultra Short OREGON PACIFIC Otonomy Inc Duration BANCORP Otter Tail Corp Oppenheimer Value OREGON STEEL MILLS INC Outdoor Channel Holdings OPSWARE INC Oregon Trail Financial Corp Inc OPTELECOM-NKF INC O'Reilly Automotive Inc Outerwall Inc Optex Systems Holdings Inc Orexigen Therapeutics Inc Outfront Media Inc OPTi Inc Orezone Resources Inc OUTLOOK GROUP CORP OPTIBASE LTD Organic To Go Food Corp OvaScience Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Overhill Farms Inc Pacific Cap Hi Grade Core Pacific Select Currency OVERLAND STORAGE INC Fixed Strategies OVERNITE CORP Pacific Cap Small Cap Pacific Select Diversified Overseas Shipholding Group Pacific Cap TxFr Csh Asst Tr Bond Inc. Pacific Cap TxFr Sec Pacific Select Dividend Overture Acquisition Corp Pacific Cap US Gv Csh Asst Growth Overture Services Inc Pacific Capital Bancorp Pacific Select Dynamix Ovid Therapeutics Inc PACIFIC CMA INC Conservative Growth Owens & Minor Inc. Pacific Coast Oil Trust Pacific Select Dynamix Owens Corning Pacific Continental Corp Growth Owens Realty Mortgage Inc Pacific Crest Capital Inc Pacific Select Dynamix Owens-Illinois Inc. Pacific Drilling SA Moderate Growth Oxford Health Plans Inc PACIFIC ENERGY Pacific Select Emerging Oxford Immunotec Global PARTNERS -LP Markets PLC Pacific Ethanol Inc Pacific Select Emerging Oxford Industries Inc. Pacific Financial Corp Markets Debt Oxford Resource Partners LP Pacific Funds Core Income Pacific Select Equity Index OXIGENE INC Pacific Funds Floating Rate Pacific Select Equity P & F Industries Inc Income Long/Short P.A.M. Transportation Pacific Funds Optimization Pacific Select Floating Rate Services Inc Growth Income P.F. Changs China Bistro Inc Pacific Funds Optimization Pacific Select Floating Rate PA Muni Cash Trust Moderate Loan PAA Natural Gas Storage LP PACIFIC INTERNET LTD Pacific Select Global PAB Bankshares Inc. Pacific Mercantile Bancorp Absolute Return PACCAR INC Pacific Northwest Bancorp Pacific Select Growth Pace Alternative Strategies Pacific Premier Bancorp Inc Pacific Select High Yield Investments Pacific Rim Mining Corp. Bond Pace Global Fixed Income Pacific Sel American Asset Pacific Select Inflation Pace Holdings Corp Allocation Managed Pace International Eqty Pacific Sel American Growth Pacific Select International Pace Intl Emerg Mkts Eq Pacific Sel American Growth- Large Cap Pace Intrmd Fixed Income Income Pacific Select International Pace Lg Co Growth Equity Pacific Sel CapG Sml Cap Small Cap Pace Lg Co Value Equity Eqty Pacific Select International Pace Money Market Pacific Sel Cash Value Pace Mortgage-Backed Management Pacific Select Large Cap Securities Fixed Income Pacific Sel Equity Growth Pace Muni Fixed Income Pacific Sel Focused 30 Pacific Select Large Cap Pace Sm/Med Co Gro Eqty Pacific Sel Inflation Strategy Value Pace Sm/Med Co Val Eqty Pacific Sel MFS Capital Pacific Select Long/Short Pace Strategic Fixed Inc Opport Large Cap Pacer International Inc Pacific Sel Multi Strategy Pacific Select Main St Core Pacer Trendpilot US Large Pacific Sel Precious Metals Pacific Select Managed Bond Cap ETF Pacific Sel Tactical Pacific Select Mid Cap Equity Pacific Biosciences of International Pacific Select Mid Cap California Inc Pacific Sel Tactical Strategy Growth Pacific Booker Minerals Inc Pacific Select Absolute Pacific Select Mid Cap Value Pacific Cap Cash Assets Return Pacific Select PD Aggregate Pacific Cap Growth Stock Pacific Select Comstock Bond Index

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Pacific Select PD Large Cap Palmer Square SSI Parametric Emerging Growth Index Alternative Income Markets Pacific Select PD Large Cap Palmetto Bancshares Inc Parametric Tax Managed Value Index PALMSOURCE INC Emerging Markets Pacific Select Portfolio Palo Alto Networks Inc Paramount Gold Nevada Optimization Aggressive Palomar Medical Corp Growth Technologies Inc Paramount Group Inc Pacific Select Portfolio Pampa Energia SA Paratek Pharmaceuticals Inc Optimization Conservative Pamrapo Bancorp Inc PAREXEL INTERNATIONAL Pacific Select Portfolio Pan American Silver Corp CORP Optimization Growth PAN PAC RETAIL PPTYS PARK BANCORP INC Pacific Select Portfolio INC PARK CITY GROUP INC Optimization Moderate PANACOS Park Electrochemical Corp Pacific Select Portfolio PHARMACEUTICALS INC Park Hotels & Resorts Inc Optimization Moderate Panamsat Corp Park National Corp Conservative PANAMSAT HOLDING Park Ohio Holdings Corp. Pacific Select Real Estate CORP Park Place Energy Corp Pacific Select Short Duration Panasonic Corp Park Sterling Corp Bond PANAVISION INC Parke Bancorp Inc Pacific Select Small Cap Panda Ethanol Inc Parker Drilling Co Equity PANERA BREAD CO Parker-Hannifin Corp Pacific Select Small Cap Pangaea Logistics Solutions PARKERVISION INC Growth Ltd PARKVALE FINANCIAL Pacific Select Small Cap Panglobal Brands Inc CORP Index Panhandle Oil & Gas Inc Parkway Inc Pacific Select Small Cap Panorama Va Total Return Parkway Properties Inc. Value Pansoft Co Ltd PARLEX CORP Pacific Select Value Pantheon China Acquisition Parlux Fragrances Inc Advantage Corp Parnassus Core Equity Pacific State Bancorp/CA Pantry Inc (The) Parnassus Endeavor Pacific Sunwear of California PAO DE ACUCAR CIA Parnassus Fund Inc BRASIL DIS Parnassus Mid Cap Pacificare Health Sys Papa John's International Inc Parnassus Small Cap Pacira Pharmaceuticals Inc Papa Murphy's Holdings Inc Parsley Energy Inc Packaging Corp Of America PAPERFREE MED PartnerRe Ltd PACKAGING DYNAMICS SOLUTIONS INC PARTNERS TRUST FINL CORP Par Pacific Holdings Inc GRP INC PACKETEER INC Par Pharmaceutical PARTY CITY CORP Pactera Technology Companies Inc Party City Holdco Inc International Ltd PAR Technology Corp PATAPSCO BANCORP INC Pactiv Corp Parabel Inc. PATCH INTERNATIONAL PacWest Bancorp PARADYNE NETWORKS INC PAC-WEST TELECOMM INC PATH 1 NETWORK INC Paragon Commercial Corp TECHNOL INC PAETEC Holding Corp Paragon Offshore Plc Patheon NV PAID INC Paragon Shipping Inc PATHFINDER BANCORP Pain Therapeutics Inc PARAGON INC PAINCARE HOLDINGS INC TECHNOLOGIES INC PATHMARK STORES INC Palatin Technologies Inc. PARALLEL PETROLEUM Patient Safety Technologies PALL CORP CORP Inc PALM INC Patina Oil & Gas Corp

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Patni Computer Systems Ltd PBHG Tech & Penn Series Flexibly Patrick Industries Inc Communication Managed Patriot Bank Corp PC Connection Inc Penn Series International Eq Patriot Coal Corp PCCW LTD Penn Series Quality Bond Patriot National Bancorp Inc PCM Inc PENN TRAFFIC CO Patriot National Inc PCS EDVENTURES.COM Penn Treaty American Corp PATRIOT SCIENTIFIC INC Penn Virginia Corp CORP PCSB Financial Corp Penn Virginia GP Holdings Patriot Transportation PCTEL Inc LP Holding Inc PDC Energy Inc Penn-America Group Inc Pattern Energy Group Inc PDF Solutions Inc PennantPark Investment PATTERSON COMPANIES PDG ENVIRONMENTAL INC Corp INC PDI Inc PENNFED FINANCIAL PATTERSON-UTI ENERGY PDL BioPharma Inc SVCS INC INC PDL Community Bancorp Pennichuck Corp Paulson Capital Corp. pdvWireless Inc PENNROCK FINANCIAL PAVILION BANCORP INC Peace Arch Entertainment SVCS PAVmed Inc Group Inc Penns Woods Bancorp Inc Pax Balanced PEAK INTERNATIONAL LTD Pennsylvania Real Estate Pax Core Bond Peak Resorts Inc Investment Trust Pax High Yield Peapack-Gladstone Financial PennTex Midstream Partners Pax Large Cap Corporation LP Pax MSCI EAFE ESG Pear Tree Polaris Foreign PennyMac Financial Services Leaders Index Value Inc Pax Small Cap Pear Tree Polaris Foreign PennyMac Mortgage Pax World MM Value Small Cap Investment Trust PAXAR CORP Pebblebrook Hotel Trust Penseco Financial Services Paychex Inc. PEC SOLUTIONS INC Corp Paycom Software Inc PECO II INC Penske Automotive Group Payden Cash Reserves PEDIATRIC SVCS AMERICA Inc Money Market INC Penson Worldwide Inc Payden Core Bond PEERLESS SYSTEMS Pentair plc Payden Emerging Markets CORP Penton Media Inc Bd Peet's Coffee & Tea Inc Penumbra Inc Payden Equity Income Pegasi Energy Resources Penwest Pharmaceuticals Payden Global Fixed Income Corp Co. Payden GNMA PEGASUS PEOPLES BANCORP Payden High Income COMMUNICATIONS CP AUBURN IN Payden Limited Maturity PEGASUS SOLUTIONS INC Peoples Bancorp Inc Payden Low Duration Pegasystems Inc Peoples Bancorp Inc/MD Paylocity Holding Corp PELICAN FINANCIAL INC Peoples Bancorp of North PayPal Holdings Inc Pembina Pipeline Corp Carolina Inc. PB Bancorp Inc PEMSTAR INC Peoples Bancorporation Inc PBF Energy Inc Pendrell Corp PEOPLES BANCTRUST INC PBF Logistics LP Penford Corp Peoples Community Bancorp PBHG Emerging Growth Pengrowth Energy Corp Inc PBHG Ins Ser Small Cap Pengrowth EnergyTrust'A' PEOPLES EDUCATIONAL PBHG Ins Ser Tech & Comm PENN ENGR & MFG CORP HOLDINGS PBHG Large Cap Penn Millers Holding Corp PEOPLES ENERGY CORP PBHG Large Cap 20 Penn National Gaming Inc Peoples Federal Bancshares PBHG Select Growth Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

PEOPLES FINANCIAL PER-SE TECHNOLOGIES PharmaNet Development CORP/MS INC Group Inc PEOPLES FINANCIAL Pershing Gold Corp Pharmanetics Inc SERVICES CORP PERU COPPER INC Pharmasset Inc PEOPLES OHIO FINANCIAL Pervasive Software Inc PharmAthene Inc CORP Pet DRx Corp Pharmaxis Ltd People's United Financial Inc PETCO ANIMAL SUPPLIES PharMerica Corp Peoples Utah Bancorp INC PHARMION CORP PEOPLESUPPORT INC PetIQ Inc PHARMOS CORP Pep Boys-Manny Moe & Jack PetMed Express Inc Pharsight Corp (The) PETRIE STORES Phase Forward Inc Pepco Holdings Inc. LIQUIDATION TR PHAZAR CORP Pepsi Bottling Group Inc. Petro River Oil Corp. PHC Inc PepsiAmericas Inc. Petro-Canada PHELPS DODGE CORP PepsiCo Inc Petrocorp Inc PHH Corp Perceptron Inc PETROFUND ENERGY PHI INC Peregrine Semiconductor TRUST Phibro Animal Health Corp Corp PETROHAWK ENERGY Philadelphia Consolidated PEREGRINE SYSTEMS INC CORP Holding Corp Perfect World Co Ltd PETROKAZAKHSTAN INC Phillips 66 PerfectEnergy International PETROL OIL & GAS INC Phillips 66 Partners LP Ltd Petroleo Brasileiro S.A.- Phoenix Cos Inc. (The) Perficient Inc Petrobras Phoenix Footwear Group Inc. Performance Food Group Co PetroLogistics LP Phoenix Growth & Income Performance MM Petroquest Energy Inc Phoenix Income & Growth Performance Sports Group PETROSEARCH ENERGY Phoenix Insight International Ltd CORP Phoenix Insight Sht Intrmd Performance Technologies PetroSouth Energy Corp Phoenix Insight Sml Cap Opp Inc PetSmart Inc Phoenix Insight Sml Cap Val Performance Trust Strategic PF Managed Bond Phoenix Insight Value Equity Bond PF Optimization Moderate Phoenix Small Cap Growth Performant Financial Corp Conservative Phoenix Small Cap Value Perfumania Holdings Inc PFEIFFER VACUUM Phoenix Strategic Alloc Pericom Semiconductor Corp TECHNOLOGY PHOENIX TECHNOLOGIES Perimeter Small Cap Growth Pfenex Inc LTD PerkinElmer Inc. PFF Bancorp Inc. PHONE 1GLOBALWIDE INC Perma Fix Environmental PFIZER INC Phosphate Holdings Inc Services Inc PFM Government Select Phosphate Res Partners -Lp Permanent Portfolio PFS BANCORP INC PHOTOMEDEX INC Permian Basin Royalty Trust PFSweb Inc PHOTON DYNAMICS INC Permission Marketing Soltns PG&E Corp PHOTONIC PRODUCTS Pernix Group Inc PGS-PETROLEUM GEO- GROUP INC Pernix Therapeutics Holdings SERVICES Photronics Inc Inc PGT Innovations Inc Phsb Financial Corp PEROT SYSTEMS CORP PHARMACEUTICAL Physicians Formula Holdings Perpetual Energy Inc FORMULATIONS Inc Perrigo Co Plc Pharmaceutical Products Physicians Realty Trust Perritt MicroCap Development Inc Phytomedical Technologies Opportunities Pharmacopeia Inc Inc Perry Ellis International Inc PHARMACYCLICS INC PIC Small Cap Growth PharmaCyte Biotech Inc Piccadilly Cafeterias Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

PICO HOLDINGS INC PIMCO Emerging Markets PIMCO Low Duration II Piedmont Natural Gas Co Currency PIMCO Low Duration Income Inc. PIMCO Emerging Mkts Bond PIMCO Moderate Duration Piedmont Office Realty Trust PIMCO Enhanced Short PIMCO Money Market Inc Maturity Active Exchange- PIMCO Mortgage Backed Pier 1 Imports Inc. Traded Fund Securities PIF Ptnr Mid Cap Growth I PIMCO EqS Dividend PIMCO Mortgage PIF Ptnr Small Cap Value PIMCO EqS Emerging Opportunities PIF Short Term Bond Markets PIMCO Municipal Bond PIF Ultra Short Bond PIMCO EqS Long/Short PIMCO Municipal Income PIKE ELECTRIC CORP PIMCO EqS Pathfinder Fund Pilgrim's Pride Corp PIMCO Extended Duration PIMCO Municipal Income Pillowtex Corp PIMCO Floating Rate Income Fund II PIMCO 0-5 Year High Yield Fund PIMCO Municipal Income Corporate Bond Index ETF PIMCO Foreign Bond Fund III PIMCO 1-5 Year US TIPS UnHdgd Pimco Ny Muni Income Fd Iii Index ETF PIMCO Foreign Bond PIMCO PEA Innovation PIMCO Active Bond ETF US$Hedged PIMCO RAE Fundamental PIMCO All Asset PIMCO Fundamental Advantage PLUS PIMCO All Asset All Authority IndexPLUS PIMCO RAE Fundamental PIMCO CA Short Duration PIMCO Glbl StocksPLUS & Emerging Markets Municipal Income Inc Fd PIMCO RAE Fundamental PIMCO California Municipal PIMCO Global Advantage PLUS Income Fund Strategy Bond PIMCO RAE Fundamental PIMCO California Municipal PIMCO Global Bond PLUS EMG Income Fund II UnHedged PIMCO RAE Fundamental PIMCO California Municipal PIMCO Global Bond PLUS Intl Income Fund III US$Hedged PIMCO RAE Fundamental PIMCO CommoditiesPLUS PIMCO Global Multi Asset US Strategy PIMCO GNMA PIMCO RAE Low Volatility PIMCO PIMCO Government MMF PLUS CommodityRealReturn PIMCO High Income Fund PIMCO RAE Low Volatility Strategy PIMCO High Yield PLUS EMG PIMCO Convertible Bond PIMCO High Yield Municipal PIMCO RAE Low Volatility PIMCO Corporate & Income Bond PLUS Intl Opportunity Fund PIMCO High Yield Spectrum PIMCO RAE Worldwide PIMCO Corporate & Income PIMCO Income Fundamental Adv PLUS Strategy Fund PIMCO Income Opportunity PIMCO RAE Worldwide PIMCO Credit Absolute Fund Long/Short PLUS Return PIMCO Income Strategy PIMCO Real Estate Rl Rtn PIMCO Diversified Income Fund II Strat PIMCO Dividend and Income PIMCO Inflation Response PIMCO Real Return Builder Multi-Asset PIMCO Real Return Asset PIMCO Dynamic Credit and PIMCO Investment Grade PIMCO Senior Floating Rate Mortgage Income Fund Corporate Bond Index ETF PIMCO Short Asset PIMCO Dynamic Income PIMCO Invst Grade Corp Bd Investment Fund PIMCO Long Duration Total PIMCO Short Duration PIMCO Emerging Local Bond Return Municipal Income PIMCO Emerging Markets PIMCO Long Term Credit PIMCO Short Term Corporate Bond PIMCO Long US Govt PIMCO Low Duration

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

PIMCO Small Company Pioneer America Income Tr Pioneer Municipal High Fundamental IndexPLUS AR Pioneer AMT Free Muni Income Advantage Trust Strategy PIONEER BANKSHARES Pioneer Municipal High PIMCO StocksPLUS INC Income Trust PIMCO StocksPLUS Pioneer Bond Pioneer Natural Resources Absolute Return Pioneer Cash Reserves Co PIMCO StocksPLUS Long Pioneer Classic Balanced Pioneer Oak Ridge Lrg Cp Duration Pioneer Core Equity Gro PIMCO StocksPLUS Short PIONEER CORP Pioneer Select Mid Cap PIMCO StocksPLUS Small PIONEER COS INC -CL A Growth PIMCO StocksPLUS® Intl Pioneer Disciplined Growth Pioneer Short Term Income Fund (U.S. Dollar-Hedged) Pioneer Disciplined Value Pioneer Small Cap Value PIMCO StocksPLUS® Intl Pioneer Dynamic Credit Pioneer Southwest Energy Fund (Unhedged) Pioneer Emerging Markets Partners LP PIMCO Strategic Global Pioneer Energy Services Pioneer Strategic Income Government Fund Inc Corp Pioneer Tax Adv Balanced Tr PIMCO Total Return Pioneer Equity Income Pioneer Treasury Reserves PIMCO Total Return ESG Pioneer Europe Select Equity MM PIMCO Total Return II Pioneer Exploration Inc Pioneer TxFr Income PIMCO Total Return IV Pioneer Flexible Pioneer Value PIMCO Unconstrained Bond Opportunities Pioneer VCT Eqty Income PIMCO VIT All Asset Pioneer Floating Rate Pioneer VCT Fund PIMCO VIT Comdty RRtn Pioneer Floating Rate Trust Pioneer VCT Growth Opport Strt Pioneer Fund Pioneer VCT Mid Cap Value PIMCO VIT Emerging Mkts Pioneer Fundamental Growth Pipeline Data Inc. PIMCO VIT Global Bond Pioneer Fundamental Value Piper Jaffray Companies (UnHedged) Pioneer Global High Yield Pitooey Inc PIMCO VIT Global Pioneer Growth Opport Pivotal Corp Diversified Allocation Pioneer Growth Shares PIXAR PIMCO VIT Global Multi Pioneer High Income PIXELPLUS CO LTD -ADR Asset Managed Allocation Municipal Pixelworks Inc PIMCO VIT High Yield Pioneer High Income Trust PJT Partners Inc PIMCO VIT Low Duration Pioneer High Yield PLACER DOME INC PIMCO VIT Money Market Pioneer Ibbotson Growth PLACER SIERRA PIMCO VIT Real Return Allocation BANCSHARES PIMCO VIT Stocks Plus Pioneer Ibbotson Moderate Plains All American Pipeline PIMCO VIT Total Return Allocation LP PINE VALLEY MINING Pioneer Independence Plains Exploration & CORP Pioneer Instl Money Market Production Co Pingtan Marine Enterprise Pioneer International Core Plains GP Holdings LP Ltd Equity Plains Resources Inc Pinnacle Airlines Corp Pioneer International Equity Plan Vista Corp Pinnacle Bankshares Corp Pioneer International Value Planar Systems Inc Pinnacle Entertainment Inc. Pioneer Mid Cap Growth Planet Fitness Inc Pinnacle Financial Partners Pioneer Mid Cap Value Planet Payment Inc Inc Pioneer Multi-Asset Income PlanetOut Inc Pinnacle Foods Inc Pioneer Multi-Asset Plantronics Inc. Pinnacle Gas Resources Inc Ultrashort Income Plastec Technologies Ltd PINNACLE SYSTEMS INC Pioneer Municipal and Equity Platform Specialty Products Pinnacle West Capital Corp Income Trust Corp Pinnacor Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Platinum Energy Resources PNC TxEx MMF Portfolio Ptnrs Scudder Intl Inc PNC Ultra Short Bond Portfolio Ptnrs T Rowe Gro Platinum Research PNG VENTURES INC Eq Organization Inc PNI Digital Media Inc Portfolio Series American Platinum Underwriters PNM Resources Inc. Funds Managed Risk Growth Holdings Ltd POCAHONTAS BANCORP Portfolio Series American PLATO Learning Inc INC Funds Managed Risk Growth Playa Hotels & Resorts N.V. POGO PRODUCING CO and Income Playboy Enterprises Inc POINT THERAPEUTICS INC Portland General Electric Co PLAYLOGIC POINT.360 Portola Pharmaceuticals Inc ENTERTAINMENT INC POINTE FINANCIAL CORP PORTSMOUTH SQUARE PLAYTEX PRODUCTS INC Points International Ltd INC PLC SYSTEMS INC PokerTek Inc Portugal Telecom Sgps SA, PLDT Inc Polar Power Inc Lisboa Plexus Corp Polar Wireless Corp Posco PLM EQUIP GROWTH FD V Polaris Global Value POSITRON CORP -LP Polaris Industries Inc POSSIS MEDICAL INC Plug Power Inc PolarityTE Inc Post Holdings Inc Plum Creek Timber Co Inc. Polen Growth Post Properties Inc Plumas Bancorp Pollex Inc PostRock Energy Corp PLUMTREE SOFTWARE POLYAIR INTER PACK INC Potbelly Corp INC Polycom Inc PotlatchDeltic Corp Pluristem Therapeutics Inc POLYDEX POTOMAC BANCSHARES PLX Technology Inc PHARMACEUTICALS LTD INC Ply Gem Holdings Inc POLYMEDICA CORP Potomac Dynamic HY Bond PMA Capital Corp PolyMedix Inc POW ENTERTAINMENT INC Pmc Cap Inc Polymer Group Inc Powder River Petroleum PMC Diversified Equity PolyMet Mining Corp International Inc PMC-Sierra Inc. PolyOne Corp POWELL INDUSTRIES INC PMFG Inc Polypore International Inc POWER 3 MEDICAL PMI Group Inc. Pomeroy IT Solutions Inc PRODUCTS INC PNC Advantage Instl MM Poniard Pharmaceuticals Inc POWER AIR CORP PNC Financial Services Pool Corp Power Dividend Index Group Inc. Pope Resources LP Power Integrations Inc PNC Government Money Popeyes Louisiana Kitchen Power Medical Interventions Market Inc Inc PNC Govt MMF Poplar Forest Partners Power of the Dream Ventures PNC Growth & Income Popular Inc Inc PNC International Eqty Port Financial Corp Power Oil & Gas Inc PNC International Equity Portage Biotech Inc Power Solutions International PNC Intrmd Bond PORTAL SOFTWARE INC Inc PNC Limited Maturity Bond PORTALPLAYER INC POWERCOLD CORP PNC Money Mkt PORTEC RAIL PRODUCTS POWERDSINE LTD PNC OH Muni MM INC Power-One Inc. PNC Prime MMF Porter Bancorp Inc POWERSAVE ENERGY PNC Small Cap Portfolio 21 COMPANY PNC TaxExempt Money Portfolio Ptnrs MFS Emerg PowerSecure International Market Gro Inc PNC Treasury Money Market Portfolio Ptnrs MFS PowerShares Aerospace & PNC Treasury Plus Money Research Defense Portfolio Market Portfolio Ptnrs MFS Val Eqty

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

PowerShares BulletShares PowerShares Emerging PowerShares S&P 500 Equal 2018 Corporate Bond Markets Sovereign Debt Weight Technology Portfolio Portfolio ETF Portfolio ETF PowerShares BulletShares PowerShares ETF Trust PowerShares S&P 500 High 2018 High Yield Corporate Dynamic Market Portfolio Dividend Low Volatility Bond ETF PowerShares ETF Trust Portfolio PowerShares BulletShares FTSE RAFI 1000 PowerShares S&P 500 Low 2019 Corporate Bond PowerShares ETF Trust II - Volatility Portfolio Portfolio ETF PowerShares Preferred PowerShares S&P 500 Pure PowerShares BulletShares Portfolio Growth Porfolio ETF 2019 High Yield Corporate PowerShares Financial PowerShares S&P 500 Pure Bond ETF Preferred Portfolio Value Portfolio ETF PowerShares BulletShares PowerShares FTSE RAFI PowerShares S&P 500 2020 Corporate Bond Developed Markets ex-U.S. Quality Portfolio Portfolio ETF Portfolio PowerShares S&P 500 Top PowerShares Buyback PowerShares FTSE RAFI 50 Portfolio ETF Achievers Emerging Markets Portfolio PowerShares S&P Global PowerShares CEF Income PowerShares FTSE RAFI US Water Index Portfolio ETF Composite Portfolio ETF 1500 Small-Mid Portfolio PowerShares S&P PowerShares DB Agriculture PowerShares Fundamental International Developed Low Fund High Yield Corporate Bond Volatility Portfolio PowerShares DB Base Portfolio PowerShares S&P Midcap Metals Fund PowerShares Global Listed 400 Pure Growth Portfolio PowerShares DB Commodity Private Equity Portfolio ETF Index Tracking Fund PowerShares Global Water PowerShares S&P MidCap PowerShares DB Energy Portfolio Low Volatility Portfolio Fund PowerShares Golden Dragon PowerShares S&P SmallCap PowerShares DB G10 Halter USX China Portfolio Information Technology Currency Harvest Fund PowerShares High Yield Portfolio PowerShares DB Gold Fund Equity Dividend Achievers PowerShares S&P SmallCap PowerShares DB Oil Fund Portfolio Low Volatility Portfolio PowerShares DB Precious PowerShares India Portfolio PowerShares Senior Loan Metals Fund ETF Portfolio PowerShares DB Silver Fund PowerShares International PowerShares Taxable PowerShares DB US Dollar Dividend Achievers Municipal Bond Portfolio Index Bearish Fund PowerShares KBW Bank PowerShares Ultra Short PowerShares DB US Dollar Portfolio Duration Portfolio ETF Index Bullish Fund PowerShares National AMT- PowerShares Variable Rate PowerShares DWA Free Municipal Bond Portfolio Preferred Portfolio Developed Markets PowerShares Optimum Yield PowerShares VRDO Tax- Momentum Portfolio Diversified Commodity Free Weekly Portfolio PowerShares DWA Strategy No K-1 PowerShares Water Momentum Portfolio PowerShares QQQ Trust Resource Portfolio PowerShares Dynamic Large Series 1 PowerShares Wilderhill Cap Growth Portfolio PowerShares S&P 500 Clean Energy Portfolio PowerShares Dynamic Large Downside Hedged Portfolio PowerVerde Inc Cap Value Portfolio PowerShares S&P 500 Equal POWERWAVE PowerShares Dynamic Mid Weight Health Care Portfolio TECHNOLOGIES INC Cap Growth Portfolio ETF Powin energy corporation PowerShares Dynamic PowerShares S&P 500 Equal PPG Industries Inc. Pharmaceuticals Portfolio Weight Portfolio ETF PPL Corp

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

PPOL INC Presidio Inc Principal Equity Income PQ Group Holdings Inc Press Ganey Holdings Inc Principal Financial Group Inc. PRA Group Inc Presstek Inc Principal Global Diversified PRA Health Sciences Inc Prestige Brands Holdings Inc Income PRA INTERNATIONAL Pretium Resources Inc Principal Global Multi Practiceworks Inc Price Africa & Middle East Strategy PRAECIS PRICE COMMUNICATIONS Principal Global PHARMACEUTICALS INC CORP Opportunities Prana Biotechnology Ltd Price Instl Foreign Equity Principal Global Real Estate Praxair Inc. Price Legacy Corp Securities Praxis Core Stock PRICESMART INC Principal Govt & High Quality PRB ENERGY INC Pride International Inc. Bd PRECISION AUTO CARE Prima Energy Corp Principal Govt & High Quality INC Prime Cash Series Bond Precision Castparts Corp. Prime Global Capital Group Principal Govt Sec Inc Precision Drilling Corp Inc Principal Growth Preferred Apartment PRIME GROUP REALTY Principal High Yield Communities Inc TRUST Principal High Yield I Preferred Fixed Income Prime Hospitality Corp Principal Income Preferred International Value Prime Money Market Principal Inflation Protection Preferred Large Cap Growth PRIMECAP Odyssey Aggrsv Principal International Preferred Large Cap Value Gro Emerging Mkts Preformed Line Products PRIMECAP Odyssey Growth Principal International Equity Company PRIMECAP Odyssey Stock Index Prelude Ventures Inc PRIMEDIA INC Principal International Growth Premcor Inc PRIMEENERGY CORP Principal International I PREMD INC Primerica Inc Principal International Small Premier Bancorp Inc/Pa Primero Mining Corp Company PREMIER CMNTY Primo Water Corp Principal Intl BANKSHARES INC Primoris Services Corp Principal Large Cap Blend I Premier Exhibitions Inc Primus Guaranty Ltd Principal Large Cap Blend II Premier Farnell Plc Primus Knowledge Solutions Principal Large Cap Growth Premier Financial Bancorp Princeton National Bancorp Principal Large Cap Growth I Inc Inc Principal Large Cap Growth II Premier Inc Princeton Review Inc (The) Principal Large Cap S&P500 Premier Power Renewable Principal Active Global Index Energy Inc Dividend Income ETF Principal Large Cap Value Premier TxEx Port Principal Blue Chip Principal Large Cap Value I Premier US Govt Money Principal Bond Market Index Principal Large Cap Value III Premier VIT OpCap Principal CA Muni Principal LifeTime 2010 Managed Principal Capital Appreciation Principal LifeTime 2015 Premiere Global Services Inc Principal Capital Value Principal LifeTime 2020 PremierWest Bancorp Principal Cash Management Principal LifeTime 2025 PREMIUM STANDARD Principal Core Plus Bond Principal LifeTime 2030 FARMS INC Principal Core Plus Bond I Principal LifeTime 2035 PRENTISS PROPERTIES Principal Disciplined Lg Cp Principal LifeTime 2040 TRUST Blend Principal LifeTime 2045 Pre-Paid Legal Services Inc. Principal Diversified Principal LifeTime 2050 Presbia PLC International Principal LifeTime Strategy Presidential Life Corp Principal Diversified Real Principal Mid Cap Presidential Realty Corp Asset Principal Mid Cap Growth II

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Principal Mid Cap Growth III ProFund VP Bull ProShares UltraPro Short Principal Mid Cap S&P400 Progen Pharmaceuticals Ltd S&P500 Index Progenics Pharmaceuticals ProShares UltraShort 20 Plus Principal Mid Cap Stock Inc Year Treasury Principal Mid Cap Value I Progress Energy Inc. ProShares UltraShort 7-10 Principal Mid Cap Value II Progress Finl Corp Year Treasury Principal Mid Cap Value III Progress Software Corp ProShares UltraShort Principal Money Market Progressive Corp (The) Financials Principal Origin Emerging PROLIANCE ProShares UltraShort FTSE Markets INTERNATIONAL INC China 25 Principal Overseas Prolink Holdings Corp. ProShares UltraShort MSCI Principal Preferred Securities ProLogis Emerging Markets Principal Real Estate Prologis Inc. ProShares UltraShort Oil & Securities Promotora De Informaciones Gas Principal SAM Balanced SA ProShares UltraShort QQQ Principal SAM Conservative Proofpoint Inc ProShares UltraShort Real Balanced Propel Media Inc Estate Principal SAM Conservative ProPetro Holding Corp ProShares UltraShort Growth ProQR Therapeutics NV Russell2000 Principal SAM Flexible PROS Holdings Inc ProShares UltraShort Income Prosensa Holding NV S&P500 Principal SAM Strategic ProShares Credit Suisse Prospect Capital Corp Growth 130/30 Prospect Global Resources Principal Short Term Income ProShares S&P 500 Dividend Inc Principal Small Cap Growth Aristocrats ETF Prospect Medical Holdings Principal Small Cap Growth I ProShares Short 20 Year Inc Principal Small Cap Growth II Treasury Prosperity Bancshares Inc Principal Small Cap Growth ProShares Short Dow30 Protagonist Therapeutics Inc III ProShares Short MSCI Protalex Inc Principal Small Cap S&P600 Emerging Markets Protalix BioTherapeutics Inc Index ProShares Short Russell Pro-Tech Industries Inc Principal Small Cap Value 2000 PROTECTION ONE INC Principal Small Cap Value I ProShares Short S&P500 Protective Life Corp Principal Small Cap Value II ProShares Trust II Protectus Medical Devices Principal SmallCap ProShares Ultra 7-10 Year Inc Principal Small-MidCap Treasury PROTEIN POLYMER Dividend Income ProShares Ultra Basic TECHNOLOGIES Principal TxEx Bond Materials PROTEO INC PRINTRONIX INC ProShares Ultra Dow30 Proteon Therapeutics Inc PRIORITY HLTHCARE CP - ProShares Ultra Financials Proteostasis Therapeutics Inc CL B ProShares Ultra Nasdaq Prothena Corp Plc PRIVATE MEDIA GROUP Biotechnology Proto Labs Inc INC ProShares Ultra Oil & Gas PROTOCALL PrivateBancorp Inc ProShares Ultra QQQ TECHNOLOGIES INC PROASSURANCE CORP ProShares Ultra Real Estate PROTOKINETIX INC PROCENTURY CORP ProShares Ultra Russell2000 Provectus Procera Networks Inc ProShares Ultra S&P500 Biopharmaceuticals Inc Procter & Gamble Co (The) ProShares UltraPro QQQ PROVIDE COMMERCE INC PRO-DEX INC/CO ProShares UltraPro S&P500 Providence and Worcester ProElite Inc ProShares UltraPro Short Railroad Co Profire Energy Inc QQQ

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Providence Service Corp Prudential Jennison Mid Cap Psivida Corp (The) Growth PSS WORLD MEDICAL INC Provident Bancorp Inc Prudential Jennison Natural Psychemedics Corp Provident Bankshares Corp Resources Psychiatric Solutions Inc Provident Community Prudential Jennison Small PT Telekomunikasi Indonesia Bancshares Inc Company (Persero) TBK Provident Energy Ltd Prudential Jennison Utility PTC Therapeutics Inc Provident Financial Grp Inc Prudential Jennison Value Public Media Works Inc Provident Financial Holdings Prudential Money Mkt CA Public Service Enterprise Inc Prudential Muni CA Income Group Inc Provident Financial Services Prudential Muni High Income Public Storage Inc. Prudential Muni National PUBLICIS GROUPE SA PROVIDIAN FINANCIAL Prudential PLC Publix Super Markets Inc CORP Prudential QMA Mid Cap Puda Coal Inc PROVINCE HEALTHCARE Value Puget Energy Inc. CO Prudential QMA Small Cap PULASKI FINANCIAL CORP Proxim Corp Value PULITZER INC Proxim Wireless Corp Prudential QMA Stock Index Pulmo BioTech Inc PROXYMED INC Prudential Series 20/20 Pulse Biosciences Inc Prudential Absolute Return Focus Pulse Electronics Corp Bond Prudential Series Conserv PulteGroup Inc Prudential Balanced Bal Puma Biotechnology Inc Prudential Bancorp Inc Prudential Series Diversfd Bd PURADYN FILTER PRUDENTIAL FINANCIAL Prudential Series Equity TECHNOLOGIES INC Prudential Series Flex Pure Biofuels Corp Prudential Floating Rate Managed Pure Bioscience Inc Income Prudential Series Global Pure Earth Inc Prudential Global Real Estate Prudential Series Pure Nickel Inc Prudential Global Short Government Money Market Pure Storage Inc Duration High Yield Fund Inc Prudential Series Govt Pure Transit Technologies Prudential Global Total Income Inc Return Prudential Series High Yield PureBase Corp Prudential Government Bond PureSafe Water Systems Inc Money Market Prudential Series Jennison Purisima Total Return Prudential Govt Income Prudential Series Nat Purple Beverage Co Inc Prudential GovtSec-US Treas Resource Purple Communications Inc MM Prudential Series Small Cap Purple Innovation Inc Prudential High Yield Stock Putnam Absolute Return 100 Prudential Instl Liq Port MM Prudential Series Stock Index Putnam Absolute Return 300 Prudential Intl Equity Prudential Series Value Putnam Absolute Return 500 Prudential Jennison 20/20 Prudential Short Duration Putnam Absolute Return 700 Focus High Yield Fund Inc Putnam American Govt Prudential Jennison Blend Prudential Short Duration Income Prudential Jennison Equity High Yield Income Putnam AMT Free Muni Income Prudential Short Term Corp Putnam CA TxEx Income Prudential Jennison Equity Bond Putnam Cap Appreciation Opportunity Prudential Total Return Bond Putnam Cap Opportunities Prudential Jennison Growth PS Business Parks Inc. Putnam Capital Spectrum Prudential Jennison Health PSB BANCORP INC Putnam Classic Equity Science PSB GROUP INC Putnam Convertible PSB HOLDINGS INC/WI Securities

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Putnam Discovery Growth Putnam Premier Income PVC Large Cap Value III Putnam Diversified Income Trust PVC Mid Cap Putnam Dynamic Asset Putnam Prime Money Market PVC Money Market Allocation Balanced Putnam Research PVC Real Estate Sec Putnam Dynamic Asset Putnam Short Duration PVC SAM Balanced Allocation Conservative Income PVC SAM Consrv Growth Putnam Dynamic Asset Putnam Small Cap Growth PVF Capital Corp. Allocation Growth Putnam Small Cap Value PVH Corp Putnam Equity Income Putnam Sustainable Leaders PVR Partners, LP Putnam Equity Spectrum Putnam Tax Smart Equity PW EAGLE INC Putnam Europe Equity Putnam TxEx Income PXRE GROUP LTD Putnam FL TxEx Income Putnam TxFr Hi Yield PYR ENERGY CORP Putnam Floating Rate Putnam US Govt Income Tr PYRAMID BREWERIES INC Income Putnam Vista Pzena Investment Putnam Global Equity Putnam Voyager Management Inc Putnam Global Health Care Putnam VT American Govt Q Comm Intl Inc Putnam Global Natural Putnam VT Diversified Inc Q.E.P. Co. Inc Resource Putnam VT Equity Income Q2 Holdings Inc Putnam Global Utilities Putnam VT George Putnam QAD Inc Putnam Growth & Income Putnam VT Global Asst Alloc QC Holdings Inc Putnam Growth Opportunities Putnam VT Global Equity QCR HOLDINGS INC Putnam High Yield Putnam VT Growth & Income QEP Midstream Partners LP Putnam High Yield Trust Putnam VT Growth Opport QEP Resources Inc Putnam Income Putnam VT Health Sciences Qiagen NV Putnam Intl Capital Opport Putnam VT High Yield Qihoo 360 Technology Co Putnam Intl Equity Putnam VT Income Ltd Putnam Intl Growth Putnam VT Intl Equity Qimonda AG Putnam Intl Value Putnam VT Intl Gro & Inc QIWI plc Putnam Inv Grade Muni Tr Putnam VT Intl New Oppor QKL Stores Inc Putnam Investors Putnam VT Investors Qlik Technologies Inc Putnam Ltd Dura Govt Putnam VT Money Market QLOGIC CORP Income Putnam VT Multi Cap Growth QMED INC Putnam MA TxEx Income Putnam VT New Value QNB CORP Putnam Managed Municipal Putnam VT Research Qnective Inc Income Trust Putnam VT Small Cap Value Qorvo Inc Putnam Master Income Tr Putnam VT Util Gro & Inc QPC LASERS INC Putnam Master Intermediate Putnam VT Vista QR Energy LP Income Trust Putnam VT Voyager QRS CORP Putnam Money Market PVC Bond & Mortgage QS Growth Putnam Multi Cap Core Securities QS Legg Mason LifeStyle Putnam Multi Cap Value PVC Capital Value Allocation 70% Putnam Municipal Income PVC Diversified Balanced QS US Large Cap Equity Putnam Municipal PVC Diversified Growth QS US Small Cap Equity Opportunities Trust PVC Diversified International QS Var Dynamic Multi- Putnam New Value PVC Equity Growth Strategy Putnam NJ TxEx Income PVC Equity Income QSGI INC Putnam NY TxEx Income PVC Govt & High Quality QSound Labs Inc Putnam OTC Emerging Bond Quad/Graphics Inc Growth PVC Large Cap Growth QUADRAMED CORP Putnam PA TxEx Income PVC Large Cap S&P500 Quaker Chemical Corp Index Quaker City Bancorp Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

QUAKER FABRIC CORP Qurate Retail Inc Randgold & Exploration Quaker Strategic Growth Qwest Communications Company Ltd QUALCOMM Inc. International Inc. Randgold Resources Ltd Quality Care Properties Inc R G GLOBAL LIFESTYLES Randolph Bancorp Inc QUALITY DINING INC INC Range Resources Corp. Quality Distribution Inc R&G Financial Corp. Rangeford Resources Inc Quality Systems Inc R.R. Donnelley & Sons Co Ranger Energy Services Inc Qualstar Corp R1 RCM INC Rapid7 Inc Qualys Inc Ra Pharmaceuticals Inc Raptor Networks Techology Quamtel Inc Rackspace Hosting Inc Inc Quanex Building Products RADA ELECTRONIC INDS Raptor Pharmaceutical Corp Corp Radcom Ltd Rare Element Resources Ltd QUANEX CORP Radiant Logistics Inc RARE HOSPITALITY INTL Quant Emerging Markets Radiant Oil & Gas Inc INC Quanta Capital Holdings Ltd Radiant Systems Inc Rave Restaurant Group Inc Quanta Services Inc. RADIATION THERAPY Raven Industries Inc Quanterix Corporation SVCS INC Raymond James Financial Quantitative Alpha Trading RADICA GAMES LTD Inc. Inc RADIOLOGIX INC Rayonier Advanced Materials QuantRx Biomedical Corp RadiSys Corp Inc Quantum Corp RADIUS GOLD INC Rayonier Inc. Quantum Solar Power Corp Radius Health Inc RAYTECH CORP/DE Quaterra Resources Inc RadNet Inc Raytheon Co. QUEENSTAKE RES LTD Radvision Ltd RBB Bancorp YUKON Radware Ltd RBB Free Market Fixed Quest Diagnostics Inc RADYNE CORP Income Quest Energy Partners LP RAE Systems Inc. RBB Free Market Quest Rare Minerals Ltd Rahaxi Inc International Equity Quest Resource Holding RailAmerica Inc. RBB Free Market US Equity Corp Rainbow Rentals Inc RBB Money Market Quest Software Inc Rainbow Technologies Inc RBC BEARINGS INC Questar Corp RAINDANCE RBC BlueBay Absolute QuickLogic Corp COMMUNICATIONS INC Return QUICK-MED Rainier Large Cap Equity RC2 CORP TECHNOLOGIES INC Rainier Mid Cap Equity RCG COMPANIES Quicksilver Resources Inc Rainier Pacific Financial RCI Hospitality Holdings Inc QUIDEL CORP Group Inc RCM Technologies Inc Quigley Corp (The) Rainier Small/Mid Cap Equity RCN Corp Quiksilver Inc. Rainmaker Systems Inc RDA Microelectronics Inc Quilmes Industrial SA RAIT Financial Trust RE/MAX Holdings Inc QUINENCO SA Ralcorp Holdings Inc. ReachLocal Inc QuinStreet Inc Rally Software Development READERS DIGEST ASSN Quintana Maritime Ltd Corp Reading International Inc. Quintiles Transnational Corp Ralph Lauren Corp Ready Assets Government QUIXOTE CORP RAM HOLDINGS LTD Liquidity Qumu Corp Ramaco Resources Inc Ready Assets US Treasury Qunar Cayman Islands Ltd Rambus Inc Money Quorum Health Corp RAMP CORP READY MIX INC Quotient Ltd Ramtron International Corp Real Goods Solar Inc Quotient Technology Inc Rancher Energy Corp RealD Inc QUOVADX INC Rand Logistics Inc RealNetworks Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Realogy Holdings Corp REINHOLD INDUSTRIES - REPUBLIC COMPANIES RealPage Inc CL A GROUP Realty Income Corp. Reinsurance Group of Republic First Bancorp Inc Reata Pharmaceuticals Inc America Inc. REPUBLIC PROPERTY Receptos Inc Reis Inc TRUST RECKSON ASSOCS RLTY Reliance Steel & Aluminum Republic Services Inc. CORP Co RES-CARE INC Recon Technology Ltd Reliant Bancorp Inc Research Frontiers Inc Recro Pharma Inc RELIV INTERNATIONAL INC Reserve Liquid Performance Red Hat Inc RELM WIRELESS CORP Money Market Red Lion Hotels Corp Relmada Therapeutics Inc RESERVE PETROLEUM CO RED MILE RELX PLC Reserve US Government ENTERTAINMENT INC Relypsa Inc RESIN SYSTEMS INC Red Mountain Resources Inc Remark Holdings Inc RESMED INC Red Oak Tech Select Port REMEC INC Resolute Energy Corp Red Robin Gourmet Burgers REMEDENT INC Resolute Forest Products Inc Inc REMEDYTEMP INC -CL A Resortquest Intl Inc Red Rock Resorts Inc REMINGTON OIL&GAS CP Resource America Inc REDBACK NETWORKS INC -CL B Resource Bankshares Corp Reddy Ice Holdings Inc Remy International Inc Resource Capital Corp Redfin Corp Renaissance Acquisition Resources Connection Inc Redhill Biopharma Ltd Corp RESPIRONICS INC Rediff.com India Ltd Renaissance Learning Inc RESPONSE BIOMEDICAL Redmont Resolute RenaissanceRe Holdings Ltd CORP Redpoint Bio Corp RENAL CARE GROUP INC Response Genetics Inc REDWOOD EMPIRE Renasant Corp Responsys Inc BANCORP Renegy Holdings Inc Restaurant Brands Redwood Trust Inc. Renesola Ltd International Inc Reebok International Ltd Renewable Energy Group Inc Restaurant Brands Reeds Inc RenovaCare Inc International LP REFAC OPTICAL GROUP RENOVIS INC Restoration Robotics Inc REFLECT SCIENTIFIC INC Renren Inc Restore Medical Inc Regal Beloit Corp RENT SHIELD CORP Retail Opportunity REGAL ENTERTAINMENT RENT WAY INC Investments Corp GROUP Rent-A-Center Inc Retail Properties of America REGALITO COPPER CORP Rentech Inc. Inc REGEN BIOLOGICS INC Rentech Nitrogen Partners RetailMeNot Inc Regency Centers Corp. LP Retalix Ltd Regency Energy Partners LP Rentrak Corp RETEK INC Regeneron Pharmaceuticals ReoStar Energy Corp Retirement Reserves Money Inc REPLIGEN CORP Reto Eco-Solutions Inc RegeneRx REPROS THERAPEUTICS RETRACTABLE Biopharmaceuticals Inc INC TECHNOLOGIES INC REGENXBIO Inc REPSOL YPF SA Retrophin Inc REGI U S INC REPTRON ELECTRONICS REUTERS GROUP PLC Regional Management Corp INC REV Group Regions Financial Corp Republic Airways Holdings Revance Therapeutics Inc Regis Corp Inc Revett Minerals Inc REGISTER.COM INC REPUBLIC BANCORP INC Revolution Lighting Regulus Therapeutics Inc Republic Bancshares Inc Technologies Inc Rehabcare Group Inc. ReWalk Robotics Ltd

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

REWARDS NETWORKS INC RIGGS NATL CORP WASH RMK Advantage Income Rex American Resources D C Fund Inc Corp Riggs Prime MMF RMK High Income Fund Inc. Rex Energy Corp Right Management RMK Multi-Sector High Rexahn Pharmaceuticals Inc Consultants Income Fund Inc Rexford Industrial Realty Inc RightNow Technologies Inc RMK Sel Fixed Income Rexnord Corp Rightside Group Ltd RMK Sel Growth REYNOLDS & REYNOLDS - RIMINI STREET INC RMK Sel High Income CL A Ring Energy Inc RMK Sel Intermediate Bond REYNOLDS AMERICAN INC RingCentral Inc RMK Sel Treasury MM RF MONOLITHICS INC RINKER GROUP LTD RMK Strategic Income Fund RGC RESOURCES INC RINO International Corp Inc RH Rio Alto Mining Ltd RMR Group Inc (The) RHI Entertainment Inc RIO NARCEA GOLD MINES Roadrunner Transportation Rhino Resource Partners LP LTD Systems Inc RHODIA Rio Tinto PLC Roadway Corp Rhythm Pharmaceuticals Inc RIO VISTA ENERGY ROAMING MESSENGER Ribapharm Inc PARTNERS LP INC Ribbon Communications Inc Riptide Worldwide Inc ROANOKE ELECTRIC Rice Energy Inc Rise Education Cayman Ltd STEEL CORP Rice Midstream Partners LP Rising Rate Opportunity Robbins & Myers Inc. RICHARDSON ProFund Robert Half International Inc. ELECTRONICS LTD RISK(GEORGE) Roberts Realty Investors Inc. Richmont Mines Inc. INDUSTRIES INC Robotic Vision Systems Inc RidgeWorth Aggrsv Gro Stk Riskmetrics Group Inc Rochester Medical Corp RidgeWorth Core Bond RIT TECHNOLOGIES LTD Rochester Short Term RidgeWorth IL Cash Mgt MM RITA MEDICAL SYSTEMS Municipal RidgeWorth IL US Govt Sec INC Rock Creek Pharmaceuticals MM Ritchie Bros Auctioneers Inc Inc RidgeWorth IL US Treas Sec Rite Aid Corp. ROCK OF AGES CORP -CL MM Rito Group Corp A RidgeWorth Intl Equity RIVAL TECHNOLOGIES INC Rocket Fuel Inc RidgeWorth Intl Equity Index River Valley Bancorp. ROCKFORD CORP RidgeWorth Intrmd Bond Riverbed Technology Inc Rockwell Automation Inc. RidgeWorth Large Cap Core RiverNorth Core Opportunity Rockwell Collins Inc. Growth Stock RiverNorth/DoubleLine Rockwell Diamonds Inc RidgeWorth Large Cap Strategic Income Rockwell Medical Inc Growth Stock RiverPark Short Term High Rockwood Holdings Inc RidgeWorth Prime Qual MM Yield Rocky Brands Inc RidgeWorth Seix High Yld RiverPark Strategic Income Rocky Mountain Chocolate RidgeWorth Shrt Trm Bond RiverPark Wedgewood Factory Inc RidgeWorth Small Cap Gro RIVERSTONE NETWORKS Rodman & Renshaw Capital Stk INC Group Inc RidgeWorth TxEx MM Riverview Bancorp Inc Rodobo International Inc RidgeWorth US Govt Sec Riviana Foods Inc Rofin Sinar Technologies Inc RidgeWorth US Govt Sec RIVIERA HOLDINGS CORP Rogers Communications Inc MM RLI Corp Rogers Corp. RidgeWorth US Treasury MM RLJ Entertainment Inc Rogers Wireless Commu RidgeWorth VA TxFr MM RLJ Lodging Trust Rogue Wave Software Inc RIGEL PHARMACEUTICALS RMG Networks Holding Corp ROHM AND HAAS CO INC Rmh Teleservices Inc ROI Acquisition Corp II

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Roka Bioscience Inc Royce Pennsylvania Mutual Russell Global Real Estate Rollins Inc. Royce Premier Shares Securities ROMA FINANCIAL CORP Royce Small-Cap Value Russell Ins Multi Style Equity Rome Bancorp Inc Royce Smaller-Companies Russell Ins Non US root9B Holdings Inc Growth Russell International Roper Technologies Inc Royce Special Equity Developed Markets Rose Rock Midstream LP Royce Total Return Russell International Sect Rosetta Genomics Ltd Royce Value Trust Inc. Russell Investment Grade Rosetta Resources Inc RPC Inc. Bond Rosetta Stone Inc RPM International Inc Russell LifePoints Balanced Roslyn Bancorp Inc RPX Corp Strategy Ross Stores Inc RS Emerging Markets Russell LifePoints Ross Systems Inc RS International Growth Conservative Strategy Rostelecom, Moscow RS Intl Growth VIP Ser Russell LifePoints Equity ROTECH HEALTHCARE RS Mid Cap Opportunities Growth Strategy INC RS Money Market Russell LifePoints Growth ROTONICS RS Money Market VIP Ser Strategy MANUFACTURING INC RS S&P 500 Index VIP Ser Russell LifePoints Moderate Roundy's Inc RS Smaller Company Growth Strategy Rouse Properties Inc RS Tax Exempt Russell Money Market Rowan Companies plc RSA SECURITY INC Russell Multi Strategy ROWE COMPANIES RSC Holdings Inc Alternative ROYAL & SUN ALLIANCE RSP Permian Inc Russell Multi-Asset Growth INS GP RTI International Metals Inc Strategy Royal Bancshares of RTI Surgical Inc Russell Multifactor Pennsylvania Inc RTW INC International Equity Royal Bank of Canada RUBICON FINANCIAL INC Russell Multifactor US Equity ROYAL DUTCH Rubicon Medical Corp Russell Multistrategy Bond PETROLEUM NV Rubicon Minerals Corp Russell Multi-Strategy ROYAL FINANCIAL INC Rubicon Project Inc (The) Income Royal Gold Inc Rubicon Technology Inc Russell Quant Equity ROYAL GROUP RUBIO'S RESTAURANTS Russell RIF Global Real TECHNOLOGIES LTD INC Estate Royal Invest International RUBY MINING CO Russell RIF Strategic Bond Corp RUBY TUESDAY INC Russell Short Duration Bond Royal Mines & Minerals Corp Ruckus Wireless Inc Russell Special Growth Royal Olympic Cruise Lines Rudolph Technologies Inc. Russell Strategic Bond Inc rue21 Inc Russell Tax Exempt Bond ROYAL STANDARD Rural Cellular Corp Russell Tax Managed MINERALS INC RURAL/METRO CORP International Equity ROYALE ENERGY INC Rush Enterprises Inc Russell Tax Managed US ROYALITE PETROLEUM Russell Commodity Large Cap CO INC Strategies Russell Tax Managed US Royce 100 RUSSELL CORP Mid Small Cap Royce Capital Micro Cap Russell Diversified Bond Russell Unconstrained Total Royce Capital Small Cap Russell Diversified Equity Return Royce Dividend Value Russell Emerging Markets Russell US Core Equity Royce Low Priced Stock Russell Global Equity Russell US Defensive Equity Royce Micro Cap Russell Global Infrastructure Russell US Dynamic Equity Royce Micro Cap Trust Inc Russell Global Opportunistic Russell US Small Cap Equity Royce Opportunity Credit Russell US Strategic Equity

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Russell US Value Rydex Inverse Govt Long SA Legg Mason BW Large Ruth's Hospitality Group Inc Bond Strategy Cap Value RVS Absolute Return Rydex Inverse OTC 2x SA MFS Blue Chip Growth Currency & Income Strategy SA MFS Mass Investors RVS Balanced Rydex Inverse S&P 500 2x Trust RVS Core Bond Strategy SA MFS Total Return RVS Disciplined International Rydex Inverse S&P 500 SA Morgan Stanley Equity Strategy International Equities RVS Growth Rydex NASDAQ 100 2x SA Multi-Managed Diversified RVS Income Builder Strategy Fixed Income Enhanced Income Rydex Nova SA Multi-Managed RVS Insured TxEx Rydex Sector Rotation International Equity RVS Large Cap Equity Rydex Var Amerigo SA Multi-Managed Large Cap RVS New Dimensions Rydex Var US Govt Money Growth RVS Partners Aggressive Mkt SA Multi-Managed Large Cap Growth Ryerson Holding Corp Value RVS Partners Fundamental Ryland Group Inc SA PIMCO VCP Tactical Value Ryman Hospitality Properties Balanced RVS Partners International Inc SA Schroders VCP Global Select Growth S & K FAMOUS BRANDS Allocation RVS Partners Select Value INC SA T. Rowe Price VCP RVS Partners Small Cap S R TELECOM INC Balanced Equity S&P 500 Covered Call Fund SA US Core Market RVS Real Estate Inc SA US Fixed Income RVS S&P 500 Index S&P 500 Protected Equity Fd SA US Value RVS Selective S&P Global Inc SA VCP Dynamic Allocation RVS Short Duration US Govt S&T Bancorp Inc SA VCP Dynamic Strategy RVS Small Cap Advantage S1 Corp SA Wellington Capital RVS Small Company Index SA AB Growth Appreciation RVS Stock SA AB Small & Mid Cap SA Wellington Government RVS Strategic Income Value and Quality Bond Allocation SA Allocation Moderate SA Wellington Real Return RVS Strategy Aggressive Growth SABA SOFTWARE INC RVS TxEx High Income SA American Funds VCP Saban Capital Acquisition RVS Value Managed Asset Allocation Corp RVS VP Morgan Stanley SA BlackRock VCP Global SABINE OIL & GAS CORP Global Real Estate Multi Asset Sabine Royalty Trust RVS VP New Dimensions SA DFA Ultra Short Bond Sabra Health Care REIT Inc RVS VP Strategic Income SA Federated Corporate SABRE HOLDINGS CORP - RVS VP Strategy Aggressive Bond CL A Growth SA Franklin Foreign Value SAdia SA, Brazil Rwd Technologies Inc SA Global Fixed Income SAExploration Holdings, Inc. RYANAIR HOLDINGS PLC SA International Value Safe Bulkers Inc RYAN'S RESTAURANT SA Invesco VCP Equity- SAFECO Core Equity GROUP INC Income Safeco Corp Ryder System Inc SA JPMorgan Equity-Income SAFECO Money Market Rydex Absolute Return SA JPMorgan Global Equities SAFECO Resource Ser Core Strategies SA JPMorgan MFS Core Eqty Rydex Cap Partners SPhinX Bond Safeguard Scientifics Inc. Rydex Dynamic S&P 500 2x SA Large Cap Index SAFENET INC Strategy Safestitch Medical Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Safety Income and Growth Sanford C. Bernstein Fund SBL Equity Inc CA Muni SBL Equity Income Safety Insurance Group Inc Sanford C. Bernstein Fund SBL Global Equity Safeway Inc Diversified Muni SBL Large Cap Value SAFLINK CORP Sanford C. Bernstein Fund II SBL Mid Cap Growth Saga Communications Inc. Intrmd Duration IL SBL Mid Cap Value Sage Therapeutics Inc Sanford C. Bernstein Fund SBS TECHNOLOGIES INC Sagent Pharmaceuticals Inc International Scailex Corp Ltd Sagent Technology Inc Sanford C. Bernstein Fund SCANA Corp Sahara Media Holdings Inc Intrmd Duration ScanSource Inc Saia Inc Sanford C. Bernstein Fund Scb Computer Technology SAIFUN NY Muni Inc SEMICONDUCTORS LTD Sanford C. Bernstein Fund SCBF Short Duration Plus SailPoint Technologies Tax Managed International SCBF Short Duratn Divers Holdings Inc Sangamo Therapeutics Inc Muni Saks Inc SANGSTAT MEDICAL SCBF Short Duratn NY Muni SALARY.COM INC CORP SCHERING-PLOUGH Salem Media Group Inc Sanmina Corp SCHICK TECHNOLOGIES salesforce.com Inc Sanofi INC Salient MLP & Energy SANTA FE ENERGY TRUST Schiff Nutrition International Infrastructure Santa Fe Gold Corp Inc Salient Select Income Santa Lucia Bancorp Schlotzskys Inc Salient Tactical Growth Santa Monica Media Corp Schlumberger Ltd Salisbury Bancorp Inc Santander Bancorp Schneider National Inc Salix Pharmaceuticals Ltd Santander Holdings USA Inc Schneider Value SALLY BEAUTY HOLDINGS Santarus Inc SCHOLASTIC CORP INC SANUWAVE Health Inc School Specialty Inc. Salomon Bros Fund SAP SE Schroder Muni Bond SALTON INC Sapphire Industrials Corp Schroder US Opportunities SAMEX MINING CORP Sappi Ltd SCHULMAN (A.) INC Samson Oil & Gas Ltd Saratoga Resources Inc Schwab 1000 Index SAMSONITE CORP Sarepta Therapeutics Inc Schwab Adv Cash Rsrv SAN JOAQUIN BANCORP Sasol Ltd Schwab AMT TxFr Money San Juan Basin Royalty Trust SATYAM COMPUTER Schwab CA AMT Tax Free SAN PAOLO-IMI SPA SERVICES LTD Money Sanchez Computer Assocs SAUCONY INC -CL B Schwab CA Muni Money Inc Sauer-Danfoss Inc Market Sanchez Energy Corp Saul Centers Inc Schwab CA TxFr Bond Sanchez Midstream Partners Savannah Bancorp Inc (The) Schwab CA TxFr YieldPlus LP Savara Inc Schwab Cash Reserves Sanderson Farms Inc Save The World Air Inc Schwab Core Equity SanDisk Corp SAVIA SA DE CV Schwab Dividend Equity SandRidge Energy Inc Savient Pharmaceuticals Inc Schwab Emerging Markets SandRidge Mississippian SAVVIS Inc Equity ETF Trust I Saxon Capital Inc Schwab Fundamental SandRidge Mississippian SB Financial Group Inc Emerging Markets Large Trust II SB Prem Select Large Cap Company Index ETF Sands Capital Global Growth SB Select Balanced Schwab Fundamental SANDS REGENT SB Small Cap Core International Large Company Sandstorm Gold Ltd SB Small Cap Growth Index Sandy Spring Bancorp Inc SBA Communications Corp

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Schwab Fundamental Schwab Premier Income Scientific Learning Corp International Large Company Schwab Retirement Advtg SCIENTIFIC Index ETF Money TECHNOLOGIES INC Schwab Fundamental Schwab Retirement SCIENTIFIC-ATLANTA INC International Small Company Government Money SciQuest Inc Index Schwab S&P 500 Index SCO GROUP INC Schwab Fundamental Schwab Short Bond Market SCOLR Pharma Inc. International Small Company Schwab Short-Term US Scope Industries Inc Index ETF Treasury ETF Scopus Video Networks Ltd Schwab Fundamental U.S. Schwab Small Cap Equity SCOR SA Large Company Index ETF Schwab Small Cap Index Scorpio Bulkers Inc Schwab Fundamental US Schwab Target 2020 Scorpio Tankers Inc Large Company Index Schwab Target 2030 SCOTTISH POWER PLC Schwab Fundamental US Schwab Target 2040 SCOTTISH RE GROUP LTD Small Company Index Schwab Tot Stk Mkt Ind Scotts Miracle-Gro Company Schwab Fundamental US Schwab Total Bond Market (The) Small Company Index ETF Schwab Treasury Obligations Scout Money Market Federal Schwab Global Real Estate Money Scout Money Market Prime Schwab GNMA Schwab TxFr Bond Scout Small Cap Schwab Government Cash Schwab TxFr YieldPlus scPharmaceuticals Inc Rsrvs Schwab U.S. Mid-Cap ETF Scpie Holdings Inc Schwab Government Money Schwab U.S. REIT ETF Scripps (E.W.) Co (The) Schwab Health Care Schwab US Aggregate Bond Scripps Networks Interactive Schwab Hedged Equity ETF Inc Schwab Inflation Protected Schwab US Aggregate Bond Scudder Balanced Schwab Instl Sel S&P 500 Index Scudder Cash Reserve Schwab Intermediate-Term Schwab US Broad Market Scudder Development US Treasury ETF ETF Scudder Dynamic Growth Schwab International Equity Schwab US Dividend Equity Scudder Growth ETF ETF Scudder Intl Equity Instl Schwab International Small- Schwab US Large-Cap ETF Scudder Large Company Cap Equity ETF Schwab US Large-Cap Value Schwab Intl Core Equity Growth ETF Scudder MM Premium Schwab Intl Index Schwab US Large-Cap Value Scudder Muni Bond Schwab Investor Money ETF Scudder NY TxFr Money Schwab Large Cap Growth Schwab US Small-Cap ETF Scudder TaxFree Money Mkt Schwab MA AMT Tax Free Schwab US TIPS ETF Scudder US Treas Money Money Schwab US Treasury Money Scudder VS II Growth Schwab MktTrack All Equity Schwab Value Advantage Scudder VS II Index 500 Schwab MktTrack Balanced Money Scudder VS II Tech Growth Schwab MktTrack Schwab Variable Share Price Scudder Yield Wise Money Conservative Money Scudder Yield Wise Muni Schwab MktTrack Growth Schwab Yield Plus SCYNEXIS Inc Schwab Money Market Schweitzer-Mauduit Intl Inc Sea Containers Ltd. Schwab Muni Money SciClone Pharmaceuticals Sea Ltd Schwab New Jersey Inc Seaboard Corp Municipal Money SCIELE PHARMA INC SEABRIDGE GOLD INC Schwab New York Municipal Science Applications SeaBright Holdings Inc Money International Corp SEABULK INTERNATIONAL Schwab PA Muni Money Scientific Energy Inc INC Schwab Premier Equity Scientific Games Corp SeaChange International Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Seacoast Banking Corp of SECURITY CAPITAL/DE - SEI SIIT Limited Duration Florida CL A Bond Seacoast Finl Svcs Corp Security Equity SEI SIIT Long Duration SEACOR Holdings Inc Security Federal Corp SEI SIIT Long Duration Seacor Marine Holdings Inc Security National Financial Credit SeaCube Container Leasing Corp SEI SIIT Multi-Asset Real Ltd SEDONA CORP Return Seadrill Ltd SEEBEYOND SEI SIIT Opportunistic Seadrill Partners LLC TECHNOLOGY CORP Income Seafarer Overseas Growth SEGUE SOFTWARE INC SEI SIIT Real Return Plus and Income SEI Investments Co SEI SIIT S&P 500 Index Seagate Technology Plc SEI SAAT Aggrsv Strategy SEI SIIT Small Cap Sealy Corp SEI SAAT Dvrs Glbl Growth SEI SIIT Small Mid Cap Eqty Seanergy Maritime Holdings SEI SAAT Dvrs Moderate SEI SIIT Ultra Short Duration Corp Gro Bond SearchCore Inc SEI SAAT Mkt Gro Strategy SEI SIIT US Managed SEARCHLIGHT MINERALS SEI SAAT Moderate Strategy Volatility CORP SEI SDIT GNMA SEI SIIT World Equity EX US Sears Holdings Corp SEI SDIT Government SEI SIIT World Select Equity Sears Hometown and Outlet SEI SDIT Government II SEI SIMT Core Fixed Income Stores Inc SEI SDIT MM SEI SIMT Dynamic Asset SEARS ROEBUCK & CO SEI SDIT Prime Obligation Allocation Seasons Ser Allocation MM SEI SIMT Enhanced Income Moderate SEI SDIT Short-Duration SEI SIMT Global Managed Seasons Ser Strategy Bal Government Volatility Gro SEI SDIT Treasury MM SEI SIMT High Yield Bond Seasons Ser Strategy Consv SEI SDIT Treasury MM II SEI SIMT Large Cap Gr SEI SDIT Ultra Short SEI SIMT Large Cap Seasons Ser Strategy Duration Bond Diversified Alpha Growth SEI SIIT Core Fixed Income SEI SIMT Large Cap Growth Seasons Ser Strategy Mod SEI SIIT Dynamic Asset SEI SIMT Large Cap Value Gro Allocation SEI SIMT Multi Asset Seaspan Corp SEI SIIT Emerging Markets Accumulation SeaSpine Holdings Corp Debt SEI SIMT Multi Asset Capital SEATTLE GENETICS INC SEI SIIT Emerging Markets Stability SeaWorld Entertainment Inc Equity SEI SIMT Multi Asset Income Second Bancorp Inc SEI SIIT Extended Duration SEI SIMT Multi Asset Second Sight Medical SEI SIIT Extended Market Inflation Managed Products Inc Index SEI SIMT Multi Strategy SECURAC CORP SEI SIIT Global Managed Alternative SECURE COMPUTING Volatility SEI SIMT S&P 500 Index CORP SEI SIIT High Yield Bond SEI SIMT Small Cap SECURED DIGITAL SEI SIIT Intermediate SEI SIMT Small Cap Growth APPLICATIONS Duration Credit SEI SIMT Small Cap Value SECURELOGIC CORP SEI SIIT International Equity SEI SIMT Tax Managed SecureWorks Corp SEI SIIT Large Cap Large Cap SECURITY BANK CORP SEI SIIT Large Cap SEI SIMT Tax Managed Security Cap Preservation Disciplined Equity Managed Volatility Security Capital Assurance SEI SIIT Large Cap SEI SIMT Tax Managed Ltd Diversified Alpha Small/Mid Cap SEI SIIT Large Cap Index SEI SIMT US Fixed Income

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

SEI SIMT US Managed Seneca Foods Corp. SGX PHARMACEUTICALS Volatility SENESCO TECHNOLOGIES INC SEI SIT Emerging Markets INC Shamir Optical Industry Ltd Debt SenesTech Inc Shanda Games Ltd SEI SIT Emerging Markets Senetek Plc -Adr Shanda Interactive Equity Senior Housing Properties Entertainment Ltd SEI SIT International Equity Trust ShangPharma Corp SEI SIT International Fixed SENOMYX INC Sharps Compliance Corp Income SenoRx Inc Shaw Communications Inc. SEI SLAT Prime Obligation Sensata Technologies Shaw Group Inc. (The) MM Holding Plc SHEFFIELD SEI STET Instl TxFr MM Senseonics Holdings Inc PHARMACEUTICALS SEI STET Intrmd Muni Sensient Technologies Corp Shelbourne Pptys I Inc SEI STET Short Muni Sensytech Inc Shelbourne Pptys Ii Inc SEI STET Tax Advantaged SENTIGEN HOLDING CORP Shelbourne Pptys Iii Inc Income Sentinel Balanced Shell Midstream Partners LP SEI STET TxFr MM Sentinel Government Sec SHELL TRANSPORT AND SEITEL INC Sentinel Low Duration Bond TRADING Seix High Yield Sentinel Total Return Bond Shenandoah Select Bancorp Inc Sentry Petroleum Ltd Telecommunications Co Select Energy Services Inc Sepracor Inc. Shengkai Innovations Inc Select Income REIT SEQUA CORP -CL A Shengtai Pharmaceutical Inc Select Medical Corp Sequans Communications Shep Technologies Inc Select Medical Holdings Corp SA Sherwin-Williams Co (The) Selecta Biosciences Inc Sequenom Inc ShiftPixy Inc Selected American Shares Sequential Brands Group Inc Shiloh Industries Inc Portf Sequoia Shiner International Inc SELECTICA INC SeraCare Life Sciences Inc Shinhan Financial Group Co Selective Insurance Group SERENA SOFTWARE INC Ltd Inc Seres Therapeutics Inc Ship Finance International Seligman Capital SEROLOGICALS CORP LTD Seligman Cash Mgmt - Prime SERVICE 1ST BANCORP Shire PLC Seligman Common Stock SERVICE BANCORP INC Shoe Carnival Inc Seligman Growth SERVICEMASTER CO SHOE PAVILION INC Seligman High Yield ServiceMaster Global Shopify Inc Seligman National Municipal Holdings Inc SHOPKO STORES INC Seligman Var Smaller Cap ServiceNow Inc SHOPPING.COM LTD Value ServiceSource International Shore Bancshares Inc Seligman VP Select Large Inc SHORE FINANCIAL CORP Cap Value ServisFirst Bancshares Inc ShoreTel Inc SEMCO ENERGY INC Servotronics Inc. Short Duration SemGroup Corp SES Solar Inc Short Term Bond Fund of SemiLEDs Corp Seven Arts Pictures PLC America Seminis Inc Severn Bancorp Inc Short Term Income MM SEMITOOL INC SFN Group Inc Short Term Income US Govt Semper MBS Total Return SFSB INC Short Term TxEx Bond Sempra Energy SFT Advantus Index 500 ShotSpotter Inc Semtech Corp SFT Ivy Growth SHUMATE INDUSTRIES Sen Yu International SFX Entertainment Inc INC Holdings Inc SGL CARBON GROUP SHURGARD STORAGE SendGrid Inc CTRS -CL A

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

SI Financial Group Inc Silvercorp Metals Inc SIT MN TxFr Income SI International Inc Silvercrest Asset SIT TxFr Income Sicor Inc Management Group Inc SIT US Government Sec SIEBEL SYSTEMS INC Silverleaf Resorts Inc SITEL CORP Siebert Financial Corp. Silverstar Holdings Ltd SiteOne Landscape Supply Siemens AG Simcere Pharmaceutical Inc Sienna Biopharmaceuticals Group SITO Mobile Ltd Inc Simclar Inc Six Flags Entertainment Corp Sientra Inc Simmons First National Corp SIZELER PROPERTY Sierra Bancorp Simon Property Group Inc. INVESTORS Sierra Core Retirement Simplicity Bancorp Inc Sizmek Inc SIERRA HEALTH Simpson Manufacturing Co. SJW Group SERVICES Inc. SK Telecom Co Ltd Sierra Metals Inc Sims Metal Management Ltd Skechers U.S.A. Inc Sierra Oncology Inc Simtek Corp SKF AB Sierra Strategic Income Simula Inc Skibo Financial Corp SIFCO Industries Inc. SIMULATIONS PLUS INC SkillSoft Plc Sify Technologies Ltd Sina Corp Skins Inc SIGA TECHNOLOGIES INC Sinclair Broadcast Group Inc Skullcandy Inc Sigma-Aldrich Corp Singing Machine Co Inc SKY FINANCIAL GROUP SigmaTel Inc Sino Agro Food Inc INC SIGMATRON Sino Assurance Inc SKYEPHARMA PLC INTERNATIONAL INC Sino Clean Energy Inc Skyline Corp SIGNALIFE INC Sino Gas International Sky-mobi Ltd Signet Jewelers Ltd Holdings Inc SkyPeople Fruit Juice Inc Silent Witness Enterprises Sino Shipping Holdings Inc Skystar Bio-Pharmaceutical SILGAN HOLDINGS INC Sino United Worldwide Co Silicom Ltd Consolidated Ltd Skyterra Communications Inc Silicon Graphics International SINO-American Development SKYWEST INC Corp Corp SL Green Realty Corp. Silicon Image Inc SinoCoking Coal and Coke SL Industries Inc. Silicon Laboratories Inc. Chemical Industries Inc SLADE'S FERRY BANCORP Silicon Motion Technology Sinoenergy Corporation Sleep Number Corporation Corp SINOFRESH HEALTHCARE Slippery Rock Financial Corp Silicon Storage Technology INC SLM Corp Inc SinoHub Inc SM Energy Co Siliconix Inc SinoTech Energy Ltd SM&A Siliconware Precision SIONIX CORP Small Cap Premium & Industries Co Ltd SIPEX CORP Dividend Income Fund Inc Sillenger Exploration Corp SIRENZA MICRODEVICES SMALL CAP World Fund Inc Silver Bay Realty Trust Corp INC SMALL WORLD KIDS INC Silver Bull Resources, Inc SiRF Technology Holdings SMART & FINAL INC SILVER DRAGON Inc Smart & Final Stores Inc RESOURCES INC SIRICOMM INC SMART ENERGY Silver Falcon Mining Inc Sirius XM Holdings Inc SOLUTIONS INC Silver Spring Networks Inc SIRNA THERAPEUTICS INC SMART Global Holdings Inc SILVER STAR ENERGY INC Sirona Dental Systems Inc SMART Modular Silver State Bancorp Sirtris Pharmaceuticals Inc Technologies (WWH) Inc SILVERADO GOLD MINES SIRVA Inc. SMART MOVE INC LTD SIT Dividend Growth Smart Sand Inc SilverBow Resources Inc SIT Large Cap Growth SMART Technologies Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

SmartFinancial Inc Solera Holdings Inc South Financial Group Inc SmartPros Ltd SOLEXA INC (The) SMARTVIDEO Soligenix Inc South Jersey Industries Inc. TECHNOLOGIES INC Solitario Exploration & South State Corp Smead Value Royalty Corp SOUTH STREET SMF ENERGY CORP SOLOMON FINANCIAL CORP Smith & Nephew PLC TECHNOLOGIES INC South Texas Oil Co SMITH & WOLLENSKY Solta Medical Inc Southcoast Financial Corp RSTRNT GRP Solutia Inc. Southcrest Fianacial Group Smith Barney Money - Somanetics Corp Inc Retirmnt Somaxon Pharmaceuticals Southeastern Bank Financial Smith International Inc. Inc Corp Smith Micro Software Inc SOMERA SOUTHEASTERN BANKING Smithfield Foods Inc. COMMUNICATIONS INC CORP Smithtown Bancorp Inc Somerset Hills Bancorp Southern Co (The) SMITHWAY MTR XPRESS - SONA MOBILE HOLDINGS Southern Co Gas CL A CORP Southern Community SMTC Corp Sonesta International Hotels Bancshars Inc Smurfit-Stone Container Corp Corp Southern Community SNAP INC Sonic Corp Financial Corp Snap-On Inc Sonic Foundry Inc Southern Copper Corp SNB BANCSHARES INC/TX Sonic Innovations Inc Southern Financial Bancorp Snow Capital Opportunity SONIC SOLUTIONS Southern First Bankshares Snyder's-Lance Inc SonicWALL Inc Inc Soapstone Networks Inc Sonnen Corp Southern Michigan Bancorp Social Capital Hedosophia Sonoco Products Co Inc Holdings Corp SONOMA VALLEY Southern Missouri Bancorp Socialwise Inc BANCORP Inc Sociedad Quimica y Minera Sonoma West Holdings Inc Southern Star Energy Inc de Chile SA Soqimich SonoSite Inc Southern Union Co SOCKET SONO-TEK CORP Southside Bancshares Inc COMMUNICATIONS INC Sonterra Resources Inc Southtrust Corp SodaStream International Ltd SONUS SouthTrust US Treasury MM SODEXHO ALLIANCE SA PHARMACEUTICALS INC SouthTrust Value Softbrands Inc SONY CORP Southwall Technologies Inc SOFTNET TECHNOLOGY Sorrento Therapeutics Inc Southwest Airlines Co. CORP SOTHEBY'S Southwest Bancorp Inc Sogou Inc Sotherly Hotels Inc SOUTHWEST Sohu.com Inc SOUND FEDERAL BANCORPORATION/TX SOLA INTERNATIONAL INC BANCORP SOUTHWEST CMNTY Solar Capital Ltd Sound Financial Bancorp Inc BANCORP Solar Enertech Corp Sound Mind Investing Southwest Gas Holdings Inc SOLAR THIN FILMS INC Sound Shore Southwest Georgia Financial SolarCity Corp SoundBite Communications Corp SolarEdge Technologies Inc Inc Southwest Water Co Solaris Oilfield Infrastructure Soundview Technology Grp SOUTHWESTERN ENERGY Inc Inc CO SolarWindow Technologies Source Capital Inc. SP Acquisition Holdings Inc Inc SOURCECORP INC SP Balance Asset Alloc SolarWinds Inc Sourcefire Inc SP Consrv Asset Alloc SOLECTRON CORP SP Davis Value Port

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

SP Growth Asset Alloc Specialty Underwriters SPORTS RESORTS INTL SP Intl Growth Alliance Inc INC SP Intl Value Spectra Energy Corp Sportsline.Com Inc SP Large Cap Value Spectral Capital Corp SPORTSMANS GUIDE INC SP Pimco High Yield SPECTRALINK CORP Sportsmans Warehouse SP Pimco Total Return Spectranetics Corp(The) Holdings Inc SP Plus Corp SPECTRASCIENCE Inc Sprague Resources LP SP Small Cap Value SPECTRASITE INC Spreadtrum Communications SPACEDEV INC SPECTRE GAMING INC Inc Span-America Medical Spectrum Brands Holdings Spring Bank Pharmaceuticals Systems Inc Inc Inc Spanish Broadcasting Spectrum Control Inc Sprint Corp System Inc Spectrum Group International Sprint Pcs Group Spansion Inc Inc Sprott Physical Gold Trust SPAR GROUP INC SPECTRUM ORGANIC Sprott Physical Platinum and SPARE BACKUP INC PRODUCTS Palladium Trust Spark Energy Inc Spectrum Pharmaceuticals Sprott Physical Silver Trust Spark Therapeutics Inc Inc Sprott Resource Lending Sparks Networks Inc SPECTRUM SIGNAL Corp Spartan Motors Inc PROCESSING Sprouts Farmers Market Inc SpartanNash Co Speechworks Intl Inc SPS Commerce Inc Spartech Corp Speed Commerce Inc Sps Technologies Inc SPARTON CORP SPEEDUS CORP SPSS Inc SPATIALIGHT INC Speedway Motorsports Inc SPX Corp SPDR Dow Jones Industrial SPERO THERAPEUTICS SPX FLOW Inc Average ETF Trust INC Square 1 Financial Inc SPDR Gold Trust Sphere 3D Corp Square Inc SPDR Index Shares Funds SPHERIX INC SRA International Inc. S&P Emerging Asia Pacific SPI Energy Co Ltd Src energy inc ETF Spiegel Inc SRI/SURGICAL EXPRESS SPDR MidCap 400 ETF Trust SPINDLETOP OIL & GAS INC SPDR S&P 500 ETF Trust CO SRS Labs Inc SPDR S&P BRIC 40 ETF Spine Pain Management Inc SS&C Technologies Holdings SPDR S&P Emerging SPINNAKER EXPLORATION Inc Markets Small Cap ETF CO SSA GLOBAL SPDR Series Trust S&P Oil & SPIRE CORP TECHNOLOGIES Gas Equipment & Services Spire Inc SSgA Bond Market ETF Spirit Aerosystems Holdings SSgA Core Opportunity SPDR Series Trust S&P Inc SSgA Disciplined Equity Pharmaceuticals ETF Spirit Airlines Inc SSgA Intl Stock Selection SPDR Series Trust S&P Spirit of America Real Estate SSgA Money Market Retail ETF Inc & Gro SSgA Prime Money Market SPEAKING ROSES INTL Spirit Realty Capital Inc SSgA S&P 500 Index INC Splunk Inc SSgA Small Cap Special Opportunities Fund Spok Holdings Inc SSgA TxFr Money Market Inc Sport Chalet Inc SSgA US Government Specialized Health Products Sport Supply Group Inc Money Market International Sports Authority Inc SSgA US Treasury Money SPECIALTY SPORTS CLUB CO INC Market LABORATORIES INC Sports Properties Acquisition SSgA Yield Plus Corp Ssp Solutions Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

SSR Mining Inc Starz State Street Institutional St Francis Cap Corp State Auto Financial Corp Treasury MMF ST JOSEPH CAPITAL CORP State Bancorp Inc. State Street Institutional St Paul Cos State Bank Financial Corp Treasury Plus MMF St. Joe Co (The) State Farm Balanced State Street Institutional US St. Jude Medical Inc. State Farm Bond Government MMF STAAR Surgical Company State Farm Equity State Street Instl Tax Free Stadion Managed State Farm Growth Money Market STAG Industrial Inc State Farm Interim State Street Target Stage Stores Inc State Farm Intl Index Retirement 2020 Stallion Group (The) State Farm LifePath 2010 State Street Target Stamford Industrial Group Inc State Farm LifePath 2020 Retirement 2025 Stamps.com Inc State Farm LifePath 2030 State Street Target Stancorp Financial Group State Farm LifePath 2040 Retirement 2030 Inc. State Farm LifePath State Street Total Return STANDARD COMMERCIAL Retirement V.I.S. CORP State Farm Money Market State Street Treasury Standard Diversified State Farm Municipal Bond Obligations Money Market Opportunities Inc. State Farm S&P 500 Index Staten Island Bancorp Inc Standard Financial Corp State Farm Small Cap Index STATION CASINOS INC STANDARD MANAGEMENT State Farm Tax Advntg Bond Statoil ASA CORP State Farm VPT Intl Equity STATS CHIPPAC LTD STANDARD Idx STATSURE DIAGNOSTIC MICROSYSTEMS CORP State Farm VPT Lg Cap Eqty SYSTEMS Standard Mobile Inc Idx SteadyMed Ltd Standard Motor Products Inc. State Farm VPT Sml Cap Eq STEALTH MEDIALABS INC Standard Register Co (The) Idx StealthGas Inc Standex International Corp STATE FINL SVCS CORP - STEC Inc Standish Mellon Intl Fxd Inc CL A Steel Connect Inc Stanley Black & Decker Inc STATE NATIONAL Steel Dynamics Inc Stanley Furniture Co Inc BANCSHARS INC Steel Excel Inc STANLEY INC State National Companies Steel Partners Holdings LP Stantec Inc Inc STEEL TECHNOLOGIES Staples Inc. State St Rsrch Govt Income INC STAR BUFFET INC State St Rsrch High Income STEELCLOUD INC Star Bulk Carriers Corp State St Rsrch Invstmnt Tr Stein Mart Inc Star Energy Corp State St Rsrch Mid Cap STEINER LEISURE LTD Star Gold Corp Growth Steinway Musical Star Group LP State St Rsrch Money Mkt Instruments Inc. Star Resorts Development State Street Corp Stellar Acquisition III Inc Inc State Street Disciplined Stellar Biotechnologies Inc STARCRAFT CORP Emerging Markets STELLAR Starent Networks Corp State Street Emerging PHARMACEUTICALS INC Starfield Resources Inc Markets Equity Index StellarOne Corp Stargold Mines Inc State Street Equity 500 Index STELLENT INC Starlims Technologies Ltd State Street Hedged Stelmar Shipping Ltd STARTECH International Developed Stemline Therapeutics Inc ENVIRONMENTAL CORP Equity Index STEPAN CO Starwood Hotels & Resorts State Street Institutional Stereotaxis Inc Worldwide Inc. Liquid Reserves STERIS plc Starwood Property Trust Inc Sterling Bancorp

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Sterling Bancorp Inc Stone Harbor Emerging Strategic Ptnr Concentrated Sterling Bancshares Inc Markets Income Fund Growth Sterling Banks Inc Stone Harbor High Yield Strategic Ptnr Intl Growth Sterling Cap Prime Money Bond Strategic Ptnr Total Return Market Stone Tan China Acquisition Bond Sterling Cap US Treasury Corp STRATEGY INTL INSUR Money Markent Fund Stonegate Mortgage Corp GRP INC Sterling Capital Equity Stoneleigh Partners STRATEX NETWORKS INC Income Acquisition Corp Stratos International Inc Sterling Capital Mid Cap StoneMor Partners LP Stratos Renewables Corp Value STONEPATH GROUP INC Strattec Security Corp Sterling Capital Special Stoneridge Inc. Stratus Media Group Inc Opportunities STORA ENSO OYJ Stratus Properties Inc Sterling Capital Stratton Storage Computer Corp Strayer Education Inc Small Cap Value STORAGE TECHNOLOGY Stream Global Services Inc Sterling Capital Total Return CP Streamline Health Solutions Bond STORE Capital Corp STRIDE RITE CORP Sterling Chemicals Inc STR Holdings Inc Strong Adv Bond Sterling Construction Co Inc Straight Path Strong Adv Municipal Bond STERLING FINANCIAL Communications Inc Strong Blue Chip CORP STRATA OIL & GAS INC Strong Growth 20 Sterling Financial Corp/WA STRATAGENE CORP Strong Money Market Sterling Mining Co Strategic Advisers Core Strong Multi Cap Value Stewardship Financial Corp Strategic Advisers Core Strong TxFr Money STEWART & STEVENSON Income Strongbridge Biopharma PLC SERVICES Strategic Advisers Emerging Student Loan Corp (The) Stewart Enterprises Inc Markets STUDIO ONE MEDIA INC Stewart Information Services Strategic Advisers Growth STURGIS BANCORP INC Corp Strategic Advisers Income Sturm Ruger & Co Inc. STG Group, Inc. Opportunities Suburban Propane Partners STI Classic Balanced Strategic Advisers LP STI Classic IL Super Sht Inc+ International Sucampo Pharmaceuticals STI Classic Large Cap Quant Strategic Advisers Inc Eqty International II SuccessFactors Inc STI Classic Ltd Fed Mrtg Strategic Advisers Short SUEZ STI Classic Mid Cap Core Duration Suffolk Bancorp Eqty Strategic Advisers Small Mid SULPHCO INC STI Classic Strtgc Income Cap Sumitomo Mitsui Financial STI Classic Tax Sens Growth Strategic Advisers US Group Inc Stifel Financial Corp. Opportunity SUMMA INDUSTRIES Stillwater Mining Co Strategic Advisers US Summer Infant Inc Stitch Fix Inc Opportunity II Summit America Televison STMicroelectronics NV Strategic Advisers Value Inc Stock Yards Bancorp Inc STRATEGIC DISTRIBUTION SUMMIT BANCSHARES STOCKERYALE INC INC INC/TX Stockhouse Inc Strategic Global Income Fd SUMMIT BANK CORP/GA Stock-Trak Group Inc Strategic Hotels & Resorts Summit Financial Group Inc STOLT OFFSHORE SA Inc SUMMIT FINL CORP STOLT-NIELSEN SA Strategic Ptnr Bond Summit Hotel Properties Inc Stone Energy Corp Strategic Ptnr Capital Growth Summit Materials Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Summit Midstream Partners SunAmerica GNMA Sec Sunshine Bancorp Inc LP SunAmerica Growth & Sunshine Heart Inc Summit Pinnacle S&P 500 Income Sunstone Hotel Investors Inc Index SunAmerica High Yield Bond SUNTERRA CORP Summit Properties Inc SunAmerica Senior Floating SUN-TIMES MEDIA GROUP SumTotal Systems Inc. Rate INC Sun American Bancorp SunAmerica Ser Balanced SUNTRON CORP Sun Bancorp SunAmerica Ser Emerging SunTrust Banks Inc. Sun Bancorp Inc Market SunVesta Inc Sun Capital Davis Venture SunAmerica Ser FED Amer Sunwin International Val Leader Neutraceuticals Inc Sun Capital Invest Grd Bond SunAmerica Ser Global Bond Super Micro Computer Inc Sun Capital Lord Abbett SunAmerica Ser High Yield SuperCom Ltd Growth & Income Bond Superconductor Sun Capital PIMCO Total SunAmerica Ser Intl Grow & Technologies Inc Return Inc Superior Bancorp Sun Capital Real Estate SunAmerica Ser MFS Mid Superior Consultant Hldgs Sun Communities Inc. Cap Gro Cp Sun Healthcare Group Inc SunAmerica Ser PUT Gro Superior Drilling Products Inc Sun Hydraulics Corp Voyager Superior Energy Services Sun Life Financial Inc SunAmerica Ser Real Estate Inc. SUN MICROSYSTEMS INC SunAmerica Ser Small Co Superior Essex Inc Sun River Energy Inc Value Superior Financial Corp De Sunair Services Corp SunAmerica Strategic Bond Superior Industries SunAmerica 2010 Hi SunAmerica US Govt Sec International Inc. Watermark SunCoke Energy Partners LP Superior Uniform Group Inc. SunAmerica Alternative SUNCOM WIRELESS SUPERIOR WELL Strategies HOLDINGS INC SERVICES INC SunAmerica Balanced Assets Sundance Strategies Inc Superlattice Power Inc SunAmerica Core Bond SunEdison Semiconductor SuperMedia Inc SunAmerica Focus Bal Strtgy Ltd Supernus Pharmaceuticals SunAmerica Focus Eqty Sunesis Pharmaceuticals Inc Inc Strtgy SUNGARD DATA SYSTEMS Supertex Inc SunAmerica Focus Gro & Inc INC SUPERVALU INC. SunAmerica Focus Growth Sungy Mobile Ltd Support.com Inc SunAmerica Focus Intl Equity SunLink Health Systems Inc. Supreme Industries Inc. SunAmerica Focus Lg Cap Sunoco Inc. SureWest Communications Growth Sunoco LP SURFECT HOLDINGS INC SunAmerica Focus Lg Cap SunOpta Inc Surgery Partners Inc Value Sunovia Energy Surgical Care Affiliates Inc SunAmerica Focus Mlt Ass Technologies Inc SurModics Inc Strt SUNRISE ENERGY Surna Inc SunAmerica Focus Small SERVICES INC SURREY BANCORP Cap Growth Sunrise Real Estate Group Susquehanna Bancshares SunAmerica Focus Small Inc Inc Cap Value SUNRISE SENIOR LIVING Susser Holdings Corp SunAmerica Focus Value INC Sussex Bancorp SunAmerica Focused Alpha SUNRISE TELECOM INC Sutor Technology Group Ltd Growth Fund Inc Sunrun Inc Sutron Corp SunAmerica Focused Alpha SUNSET FINANCIAL RES SUTURA INC Lg-Cp Fd INC SVB Financial Group

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

SVB FINANCIAL SERVICES Syngenta AG, Basel T Rowe Price Emerging INC Syniverse Holdings Inc Market Stock Svt Inc Synlogic Inc T Rowe Price Equity Income Swan Defined Risk SYNNEX Corp T Rowe Price Equity Index Swank Inc Synova Healthcare Group Inc 500 Swedish Match Ab Synovics Pharmaceuticals T Rowe Price European SWIFT TRANSPORTATION Inc Stock CO INC Synovis Life Technologies T Rowe Price Extended Swisher Hygiene Inc Inc Equity Market Index Swiss Helvetia Fund Inc Synovus Financial Corp. T Rowe Price Financial (The) Synplicity Inc Services SWISSCOM AG Syntax-Brillian Corp T Rowe Price Floating Rate Switch & Data Facilities Co Syntel Inc T Rowe Price Global Stock Inc Synthesis Energy Systems T Rowe Price Global Switch Inc Inc Technology Switchboard Inc Synthetic Biologics Inc T Rowe Price GNMA SWK Holdings Corp Syntroleum Corp T Rowe Price Government SWS Group Inc. Synutra International Inc Money Sybase Inc. Sypris Solutions Inc T Rowe Price Growth & SYBRON DENTAL Syros Pharmaceuticals Inc Income SPECIALTIES SYS T Rowe Price Growth Stock SYCAMORE NETWORKS SYSCO CORP T Rowe Price Health INC Sysorex Global Holding Corp Sciences Sydys Corp Systemax Inc. T Rowe Price High Yield SYKES ENTERPRISES INC Systems & Computer Tech T Rowe Price Inflation Sylvan Inc Corp Protected Bond SYMANTEC CORP SYSWIN Inc T Rowe Price Institutional SYMBION INC Syzygy Entertainment Ltd Core Plus SYMBOL TECHNOLOGIES T 3 Energy Services Inc T Rowe Price Institutional Symetra Financial Corp T Rowe Price Balanced Emerging Markets Equity Symmetricom Inc. T Rowe Price Blue Chip T Rowe Price Institutional Symmetry Medical Inc Growth Floating Rate Symmetry Surgical Inc T Rowe Price CA TxFr Bond T Rowe Price Institutional SYMYX TECHNOLOGIES T Rowe Price Capital High Yield INC Appreciation T Rowe Price Institutional Synacor Inc T Rowe Price Capital Large Cap Core Growth Synageva BioPharma Corp Opportunity T Rowe Price Institutional SYNAGRO T Rowe Price Cash Reserves Large Cap Growth TECHNOLOGIES INC T Rowe Price Corporate T Rowe Price Institutional Synalloy Corp Income Large Cap Value SYNAPTICS INC T Rowe Price Diversified Mid T Rowe Price Institutional Synchronoss Technologies Cap Growth Mid Cap Equity Growth Inc T Rowe Price Dividend T Rowe Price Institutional Synchrony Financial Growth Small Cap Stock Syndax Pharmaceuticals Inc T Rowe Price Dynamic T Rowe Price Institutional US Syneos Health Inc Global Bond Structured Research Synergetics USA Inc T Rowe Price Emerging T Rowe Price International Synergy CHC Corp Europe Bond Synergy Financial Group Inc T Rowe Price Emerging T Rowe Price International Synergy Pharmaceuticals Inc Market Bond Bond (USD Hedged) Syneron Medical Ltd

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

T Rowe Price International T Rowe Price Retirement T Rowe Price Tax Free Short Discovery 2030 Intermediate T Rowe Price International T Rowe Price Retirement T Rowe Price Total Equity Equity Index 2035 Market Index T Rowe Price International T Rowe Price Retirement T Rowe Price U.S. Bond Stock 2040 Enhanced Index T Rowe Price International T Rowe Price Retirement T Rowe Price U.S. Treasury Value Equity 2045 Long T Rowe Price Japan T Rowe Price Retirement T Rowe Price Ultra Short T Rowe Price Latin America 2050 Term Bond T Rowe Price Maryland Tax T Rowe Price Retirement T Rowe Price US Treasury Free Bond 2055 Intermediate T Rowe Price MD Tax Free T Rowe Price Retirement T Rowe Price US Treasury Short Bond Balanced Money T Rowe Price Media & T Rowe Price Retirement I T Rowe Price Value Telecommunication 2015 T Rowe Price Virginia Tax T Rowe Price Mid Cap T Rowe Price Retirement I Free Bond Growth 2020 T. Rowe Price Blue Chip T Rowe Price Mid Cap Value T Rowe Price Retirement I Growth T Rowe Price New America 2025 T. Rowe Price Equity Income Growth T Rowe Price Retirement I T. Rowe Price Group Inc T Rowe Price New Asia 2030 T. Rowe Price Health T Rowe Price New Era T Rowe Price Retirement I Science T Rowe Price New Horizons 2035 T. Rowe Price Intl Stock T Rowe Price New Income T Rowe Price Retirement I T. Rowe Price Limited T Rowe Price New Jersey 2040 Duration Inflation Focused Tax Free Bond T Rowe Price Retirement I Bond T Rowe Price New York Tax 2045 T. Rowe Price Mid-Cap Free Bond T Rowe Price Retirement I Growth T Rowe Price Overseas 2050 T. Rowe Price Real Assets Stock T Rowe Price Science & T2 Biosystems Inc T Rowe Price Personal Technology T3 Motion Inc Strategy Balanced T Rowe Price Short Term TA Idex Janus Growth T Rowe Price Personal Bond TA Idex Salomon Investors Strategy Growth T Rowe Price Small Cap Val T Rowe Price Personal Stock TA Idex Van Kampen Small Strategy Income T Rowe Price Small Cap Company Gro T Rowe Price QM US Small- Value Tableau Software Inc Cap Growth Equity T Rowe Price Spectrum Tabula Rasa HealthCare Inc T Rowe Price Real Estate Growth Tactile Systems Technology T Rowe Price Retirement T Rowe Price Spectrum Inc 2005 Income TAG ENTERTAINMENT T Rowe Price Retirement T Rowe Price Spectrum CORP 2010 International TAG OIL LTD T Rowe Price Retirement T Rowe Price Tax Exempt TAG-IT PACIFIC INC 2015 Money Market Tahoe Resources Inc T Rowe Price Retirement T Rowe Price Tax Free High Tailored Brands Inc 2020 Yield Taiwan Fund Inc. (The) T Rowe Price Retirement T Rowe Price Tax Free Taiwan Semiconductor 2025 Income Manufacturing Co Ltd

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Take-Two Interactive Target Large Cap Growth TCW Small Cap Growth Software Inc Port TCW Total Return Bond TAL Education Group Target Large Cap Value Port TCW Value Opportunities TAL International Group Inc TARGET LOGISTICS INC Tcw/Dw Term Trust 2003 Talbots Inc. (The) Target Moderate Allocation TD AMERITRADE HOLDING Talecris Biotherapeutics Target Total Return Bond CORP Holdings Corp Port TD BANKNORTH INC Talen Energy Corp TARGETED GENETICS TD Institutional Treasury Talend SA CORP Obligations MM Taleo Corp Targeted Medical Pharma Inc TD Institutional US Talisman Energy Inc. Taro Pharmaceutical Government TALK AMERICA HOLDINGS Industries Ltd TD Money Market INC TARRAGON CORP TD Municipal MM TALKPOINT TARRANT APPAREL TD US Government COMMUNICATIONS INC GROUP TD Waterhouse MM Plus Tallgrass Energy GP LP Taseko Mines Ltd TDAM CA Muni MM Tallgrass Energy Partners LP TASKER PRODUCTS CORP TDC A/S Talmer Bancorp Inc Tasman Metals Ltd TDK CORP TALX CORP Tasty Baking Co Tdk Mediactive Inc TAM SA TAT Technologies Ltd TE Connectivity Ltd Tamalpais Bancorp Tata Communications Ltd Team Financial Inc Tamarack Enterprise Tata Motors Ltd Team Health Holdings Inc Tamarack Instl Prime MM Taubman Centers Inc. Team Inc Tamarack Instl TxFr MMkt Tax Free Fund For Utah TEAMSTAFF INC Tamarack Micro Cap Value Tax Free Fund Of Colorado TearLab Corp Tamarack Value Tax Free Trust Of Arizona Teavana Holdings Inc Taminco Corp TaxFree Money Market Tech Data Corp Tamm Oil and Gas Corp TAYLOR CALVIN B Tech/Ops Sevcon Inc. Tandem Diabetes Care Inc BANKSHARES TECHE HOLDING CO TANDY BRANDS Taylor Capital Group Inc Technicolor ACCESSORIES INC Taylor Morrison Home Corp TECHNOCONCEPTS INC Tanger Factory Outlet TB WOOD'S CORP Technology Research Corp Centers Inc. TBC CORP Technology Select Sector Tangoe Inc TBS International Plc SPDR Fund (The) TANOX INC TC PipeLines LP TECHNOLOGY SOLUTIONS Tapestry Inc TCF Financial Corp CO TAPESTRY TCM Small Cap Growth TechPrecision Corp PHARMACEUTICALS INC TCP Capital Corp TechTarget Inc TARA GOLD RESOURCES TCP International Holdings TechTeam Global Inc CORP Ltd Techwell Inc TARANTELLA INC Tcw Conv Sec Fund Teck Resources Ltd Targa Resources Corp TCW Core Fixed Income TECNOMATIX Targa Resources Partners TCW Emerging Markets TECHNOLOGIES LTD LP Income TECO Energy Inc. Targanta Therapeutics Corp TCW Galileo High Yield Bond Tecogen Inc Target Corp TCW Money Market Tecumseh Products Co Target Growth Allocation TCW Relative Value Dividend Teekay Corp Target International Eqty Port Appreciation Teekay LNG Partners LP Target Intrmd Term Bond TCW Relative Value Large Teekay Offshore Partners LP Port Cap Teekay Tankers Ltd TCW Select Equities Tefron Ltd

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Tegal Corp TELEPLUS ENTERPRISES Templeton Intl Foreign TEGNA Inc INC Templeton NVIT International TEJAS INC Telestone Technologies Corp Value Tejon Ranch Co. TELESYSTEM INTL Templeton Russia & East Tekelec WIRELESS INC European Fund Inc. Tekla Healthcare Investors TELEWEST GLOBAL INC Templeton World Tekla Healthcare Teliasonera Ab Tempur Sealy International Opportunities Fund TELIK INC Inc TEKOIL & GAS CORP Telkom Sa Ltd Tenaris SA, Luxembourg TEKTRONIX INC TELKONET INC Tenax Therapeutics Inc TEL OFFSHORE TRUST Tellabs Inc Tenet Healthcare Corp Teladoc Inc Tellium Inc Tenfold Corp TELANETIX INC Tellurian Inc Tengasco Inc. Telaria Inc Telmex Internacional SAB de Tengion Inc Telava Networks Inc CV TENGTU INTL CORP TELE CENTRO OESTE TELSTRA CORP LTD Tennant Co CELULAR TELUS Corp Tennessee Commerce TELE LESTE CELULAR Telvent GIT SA Bancorp PARTICIPA Tembec Inc TEPPCO Partners LP Tele Nordeste Celular Part Temecula Valley Bancorp Inc Teradata Corp TELE NORTE CELULAR Temple-Inland Inc. Teradyne Inc. PARTICIPA Templeton BRIC TERAFORCE TELE NORTE LESTE Templeton Cap Accumulator TECHNOLOGY CORP PARTICIPACO Templeton China World TERAYON COMMUN TELE SUDESTE CELULAR Templeton Developing SYSTEMS INC PART Market TERCICA INC Telecom Argentina SA Templeton Dragon Fund Inc Terex Corp Telecom Corp of New Templeton Emerging Markets Ternium SA Zealand Ltd Fund TERRA ENERGY & Telecom Italia SPA Templeton Emerging Markets RESOURCE TECH TeleCommunication Systems Income Fund Inc. Terra Energy Resources Ltd Inc Templeton Foreign Terra Industries Inc. TELECOMUNIC SAO Templeton Foreign Smaller Terra Networks Sa PAULO Co Terra Nitrogen Co LP Teledyne Technologies Inc. Templeton Frontier Markets TERRA NOSTRA Teleflex Inc Templeton Global Bond RESOURCES CORP Telefonaktiebolaget LM Templeton Global Income Terra Nova Financial Group Ericsson Fund Inc Telefonica De Argentina SA Templeton Global Long-Short Terra Tech Corp TELEFONICA MOVILES SA Templeton Global TerraForm Global Inc Telefonos De Mexico SA Opportunity TerraForm Power Inc Telmex Templeton Global Small Co Terrapin 3 Acquisition Corp TELEKOM AUSTRIA AG Templeton Global Total TerraVia Holdings Inc TELEMIG CELULAR Return Terremark Worldwide Inc. PARTICIPACOE Templeton Growth Terreno Realty Corp Telenav Inc Templeton Institutional TerreStar Corp TELENOR ASA International Equity Territorial Bancorp Inc TELENT PLC Templeton Instl Foreign Sm TESARO Inc Telephone and Data Systems Co. Tesco Corp Inc. Templeton Intl Emerging Tesla Inc Market Tesma Internatnal Inc -Cl A

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

TESSCO TECHNOLOGIES The Meet Group Inc Thompson Creek Metals Co INC The New Economy Fund Inc TETON ENERGY CORP The ONE Group Hospitality Thompson Plumb Growth TETON Westwood Mighty Inc Thomson Reuters Corp Mites The Real Estate Select Thor Industries Inc. TETRA TECH INC Sector SPDR Fund Thoratec Corp TETRA Technologies Inc. The Stars Group Inc Thornburg Core Growth TetraLogic Pharmaceuticals The TxEx Bond Fund of Thornburg Developing World Corp America Inc Thornburg Global Tetraphase Pharmaceuticals The TxEx Fund CA Opportunities Inc The TxEx Fund MD Thornburg Intl Growth Teucrium Commodity Trust The TxEx Fund VA Thornburg Intl Value Teva Pharmaceutical The Ziegler Companies, Inc. Thornburg Intrmd Municipal Industries Ltd THEGLOBE.COM INC Thornburg Invest Inc Builder Texada Ventures Inc Theragenics Corp Thornburg Ltd Term CA Texas Genco Holdings Inc TherapeuticsMD Inc Thornburg Ltd Term Income Texas Industries Inc. THERASENSE INC Thornburg Ltd Term Muni Texas Instruments Inc Theratechnologies Inc Thornburg Ltd Term US Govt TEXAS PACIFIC LAND Theravance Biopharma Inc Thornburg Strategic Income TRUST THERMA WAVE INC Thornburg Value Texas Rare Earth Resources Thermadyne Holdings Corp THQ INC Corp Thermo Fisher Scientific Inc Threadneedle International TEXAS REGL BCSHS INC - THERMOENERGY CORP Opportunity CL A THERMOGENESIS CORP THREE-FIVE SYSTEMS INC TEXAS ROADHOUSE INC Thermon Group Holdings Inc Thrivent Aggressive TEXAS UTD BANCSHARES TheStreet Inc Allocation INC thinkorswim Group Inc Thrivent Balanced Texen Oil & Gas Inc Third Avenue Focused Credit Thrivent Core Bond Textron Inc Third Avenue Intl Value Thrivent Diversified Income Textura Corp Third Avenue Real Estate Plus TF Financial Corp Value Thrivent High Yield TFS Financial Corp Third Avenue Small Cap Thrivent Income TFS Market Neutral Value Thrivent Large Cap Growth TG Therapeutics Inc Third Avenue Value Thrivent Large Cap Stock TGIT Templeton Emerging Third Avenue Value Port Thrivent Large Cap Value Markets Small Cap VAR Thrivent Ltd Mat Bond TGIT Templeton Global Third Point Reinsurance Ltd Thrivent Mid Cap Growth Balanced THIRD WAVE Thrivent Mid Cap Stock The Aristotle Corp TECHNOLOGIES INC Thrivent Moderate Allocation The Bond Fund of America Thistle Group Hldgs Co Thrivent Moderately Inc Thomas & Betts Corp Aggressive Allocation The Carlyle Group LP THOMAS EQUIPMENT INC Thrivent Moderately The Chesapeake Core THOMAS GROUP INC Conservative Allocation Growth THOMAS INDUSTRIES INC Thrivent Money Market The Growth Fund of America Thomas Properties Group Inc Thrivent Municipal Bond Inc Thomas Weisel Partners Thrivent Partner Intl Stock The Income Fund of America Group Inc Thrivent Partner Worldwide Inc Thomas White International Allocation The Investment Company of THOMASVILLE Thrivent Small Cap Stock America BANCSHARES Thrivent VIP Aggressive The Japan Fund Thompson Bond Allocation

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Thrivent VIP Balanced TIAA-CREF Infltn Lnk Bd TIAA-CREF Small Cap Thrivent VIP Bond Index TIAA-CREF International Equity Thrivent VIP Diversified Equity TIAA-CREF Small/Mid-Cap Income Plus TIAA-CREF International Equity Thrivent VIP High Yield Equity Index TIAA-CREF Social Choice Thrivent VIP Income TIAA-CREF International Bond Thrivent VIP Large Cap Gro Opportunities TIAA-CREF Social Choice II TIAA-CREF International Equity Thrivent VIP Large Cap Small-Cap Equity TIAA-CREF Tax Exempt Growth TIAA-CREF Large Cap Bond Thrivent VIP Large Cap Index Growth Tianli Agritech Inc Thrivent VIP Large Cap TIAA-CREF Large Cap Tianyin Pharmaceutical Co Stock Growth Index Inc Thrivent VIP Large Cap TIAA-CREF Large Cap Value TIB Financial Corp Value TIAA-CREF Large Cap Value TIBCO Software Inc Thrivent VIP Limited Bond Index TICC Capital Corp Thrivent VIP Mid Cap Growth TIAA-CREF Lifecycle 2010 Ticketmaster Entertainment Thrivent VIP Mid Cap Stock TIAA-CREF Lifecycle 2015 Inc Thrivent VIP Moderate TIAA-CREF Lifecycle 2020 Tidelands Bancshares Inc Allocation TIAA-CREF Lifecycle 2025 TIDELANDS OIL & GAS Thrivent VIP Moderately TIAA-CREF Lifecycle 2030 CORP Aggressive Allocation TIAA-CREF Lifecycle 2035 TIDELANDS ROYALTY Thrivent VIP Moderately TIAA-CREF Lifecycle 2040 TRUST B Conservative Allocation TIAA-CREF Lifecycle 2045 Tidewater Inc. Thrivent VIP Money Market TIAA-CREF Lifecycle 2050 Tiens Biotech Group USA Thrivent VIP Partner Intl Stk TIAA-CREF Lifecycle Index Inc. Thrivent VIP Partner 2015 Tier REIT Inc Worldwide Allocation TIAA-CREF Lifecycle Index TIERONE CORP Thrivent VIP Real Est Sec 2020 TIFF Multi Asset Thrivent VIP Small Cap Idx TIAA-CREF Lifecycle Index Tiffany & Co. Thrivent VIP Small Cap Stk 2025 TIFI Emerging Mkts Series THT Heat Transfer TIAA-CREF Lifecycle Index TigerLogic Corp Technology Inc 2030 TII NETWORK TIAA-CREF Bond TIAA-CREF Lifecycle Index TECHNOLOGIES INC TIAA-CREF Bond Index 2035 TILE SHOP HOLDINGS, INC TIAA-CREF Bond Plus TIAA-CREF Lifecycle Index Tilly's Inc TIAA-CREF Emerging 2040 TIM HELLAS TELECOMM Markets Equity TIAA-CREF Lifecycle Index SA TIAA-CREF Emerging 2045 Tim Hortons Inc Markets Equity Index TIAA-CREF Lifecycle Index Tim Participacoes SA TIAA-CREF Enhanced 2050 Timberland Bancorp Inc International Equity Index TIAA-CREF Managed Timberland Co (The) TIAA-CREF Enhanced Large Allocation Timberline Resources Corp Cap Growth Index TIAA-CREF Mid Cap Growth Timberline Software Corp TIAA-CREF Enhanced Large TIAA-CREF Mid Cap Value TIMCO AVIATION Cap Value Index TIAA-CREF Money Market SERVICES INC TIAA-CREF Equity Index TIAA-CREF Real Estate Sec Time Inc TIAA-CREF Growth & TIAA-CREF S&P 500 Index Time Warner Cable Inc Income TIAA-CREF Short Term Bond Time Warner Inc TIAA-CREF Growth Equity TIAA-CREF Small Cap Blend Timken Co (The) TIAA-CREF High Yield Bond Index TimkenSteel Corp

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

TIPPERARY CORP Top Image Systems Ltd Touchstone Mid Cap Growth Tippingpoint Technologies Top Ships Inc Touchstone Mid Cap Value Tiptree Inc TopBuild Corp Touchstone Money Market TISSERA INC TOPPS CO INC Touchstone OH TxFr MM TITAN CORP TOPS Managed Risk Touchstone Sands Capital Titan International Inc Balanced ETF Institutional Growth Titan Machinery Inc TOPS Managed Risk Growth Touchstone Sands Capital Titan Pharmaceuticals Inc. ETF Select Growth TITANIUM GROUP LTD TOPS Managed Risk Touchstone Small Cap TITANIUM METALS CORP Moderate Growth ETF Touchstone Small Cap Tivity Health Inc TOR MINERALS INTL INC Growth TiVo Corp TORCH ENERGY ROYALTY Touchstone Small Company TiVo Inc TRUST Touchstone Ultra Short Tix Corp Torch Offshore Inc Duration Fixed Income TJX Companies Inc (The) Torchlight Energy Resources Tournigan Energy Ltd TLC VISION CORP Inc TOUSA Inc TM Entertainment & Media Torchmark Corp Tower Automotive Inc Inc Toreador Resources Corp Tower Bancorp Inc Tmbr/Sharp Drilling Inc Toro Co (The) Tower Financial Corp TMS International Corp Toronto-Dominion Bank Tower Group International T-Netix Inc (The) Ltd TNS Inc. Torray Fund Tower International Inc TNT NV Torray Institutional Fund TOWER PROPERTIES CO Tobira Therapeutics, Inc. TorreyPines Therapeutics Inc Towers Watson & Co Tocagen Inc TORTOISE ENERGY TowerStream Corp Tocqueville Delafield Fund CAPITAL CORP TOWN & COUNTRY TRUST Tocqueville Fund Tortoise Energy Town Sports International Tocqueville Gold Infrastructure Corp Holdings Inc Tocqueville Intl Value Tortoise MLP & Pipeline Townsquare Media Inc TODCO Tortoise MLP Fund Inc TOYOTA MOTOR CORP Todd Shipyards Corp TORVEC INC Toys R Us Inc TODHUNTER INTL INC/DE TOTAL ENTMT TPC Group Inc Toews Tactical Income RESTAURANT CORP TPG Pace Energy Hldgs Tokai Pharmaceuticals Inc Total Nutraceutical Solutions Corp Toll Brothers Inc. Inc TPG Pace Holdings Corp Tollgrade Communications TOTAL SA TPG RE Finance Trust Inc Inc Total System Services Inc. TPG Specialty Lending Inc TOM ONLINE INC Touchstone Diversified Small TPI Composites Inc Tomahawk Industries Inc Cap Value TRACK DATA CORP TOMI Environmental Touchstone Emerging Track Group Inc Solutions Inc Markets Equity TRACON Pharmaceuticals TOMKINS PLC Touchstone Flexible Income Inc TOMMY HILFIGER CORP Touchstone Focused Tractor Supply Co TomoTherapy Inc Touchstone Instl Money Trade Desk Inc (The) Tompkins Financial Corp Market Trade Street Residential Inc Tongjitang Chinese Touchstone Large Cap TradeStation Group Inc Medicines Co Focused TRAFFIX INC Tongxin International Ltd Touchstone Large Cap Trailer Bridge Inc Tonix Pharmaceuticals Growth TRAMMELL CROW CO Holding Corp Touchstone Merger Arbitrage Trane Inc Tootsie Roll Industries Inc. Touchstone Mid Cap TRANS ENERGY INC

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

TRANS WORLD CORP/NV Transam ST JPMorgan Transamerica Asset Alloc Trans World Entertainment International Moderate Consrv Corp. Growth Transamerica Asset Alloc TranS1 Inc Transam ST JPMorgan Mid Growth TransAct Technologies Inc Cap Value Transamerica Asset Alloc Transam Premier Balanced Transam ST JPMorgan Moderate Transam Premier Diversified Tactical Allocation Transamerica Asset Alloc Equity Transam ST Legg Mason Modrt Gr Transam Premier Equity Dynamic Allocation Balanced Transamerica Blackrock Transam ST Aegeon High VP Global Allocation Yield Transam ST Legg Mason Transamerica Blackrock Transam ST AEGON Dynamic Allocation Growth Large Cap Value Government Money Market VP Transamerica Bond Transam ST AEGON US Transam ST Managed Risk Transamerica Capital Growth Government Sec Balanced ETF Transamerica Clarion Global Transam ST Am Cent Lg Co Transam ST Managed Risk Real Est Sec Val Conservative ETF Transamerica Concentrated Transam ST American Funds Transam ST Managed Risk Growth Managed Risk VP Growth ETF Transamerica Core Bond Transam ST Barrow Hanley Transam ST Marsico Growth Transamerica Developing Dividend Focus Transam ST MFS Markets Equity Transam ST BlackRock International Equity Transamerica Dividend Global Allocation Transam ST Multi-Managed Focused Transam ST BlackRock Balanced Transamerica Dynamic Tactical Allocation Transam ST PIMCO Tactical Income Transam ST Cap Guard Val Balanced Transamerica Emerging Eqty Transam ST PIMCO Total Markets Debt Transam ST Clarion Global Return Transamerica Evergreen Real Est Securities Transam ST QS Investors Health Care Transam ST Diversified Active Asset Allocation Transamerica Evergreen Intl Equity Moderate Small Cap Transam ST Growth Opport Transam ST QS Investors Transamerica Flexible Transam ST Janus Balanced Active Asset Allocation Income Transam ST Janus Mid Cap Moderate Growth Transamerica Floating Rate Growth Transam ST Small Mid Cap Transamerica Government Transam ST Jennison Value Money Market Growth Transam ST T Rowe Equity Transamerica Growth Transam ST JPMorgan Asset Inc Transamerica Hansberger Allocation Conservative Transam ST T Rowe Growth International Value Transam ST JPMorgan Asset Stk Transamerica High Yield Allocation Growth Transam ST T Rowe Small Bond Transam ST JPMorgan Asset Cap Transamerica Income & Allocation Moderate Transam ST Third Avenue Growth Transam ST JPMorgan Asset Value Transamerica Intermediate Allocation Moderate Growth Transam ST Value Balanced Bond Transam ST JPMorgan Core Transam ST WMC U.S. Transamerica Intermediate Bond Growth Muni Transam ST JPMorgan Transamerica AmCentury Lg Transamerica International Enhanced Index Co Val Equity Transamerica AQR Managed Transamerica International Futures Strategy Growth

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Transamerica International Transamerica Partners TRANSDIGM GROUP INC Small Cap Value Intrmd Horizon TransEnterix Inc Transamerica Intl Small Cap Transamerica Partners Transforma Acquisition Transamerica JPM Intrmd/Long Horizon Group Inc International Bond Transamerica Partners Inv Transgenomic Inc Transamerica JPM Mid Cap Large Value TransGlobe Energy Corp Value Transamerica Partners Large Trans-India Acquisition Corp Transamerica Large Cap Growth Transition Therapeutics Inc Value Transamerica Partners Large TRANSKARYOTIC Transamerica Large Growth Value THERAPIES INC Transamerica Large Value Transamerica Partners Long TRANSMETA CORP Opportunities Horizon TRANSMONTAIGNE INC Transamerica Marsico Transamerica Partners Mid TransMontaigne Partners LP Growth Value Transnational Automotive Transamerica Marsico Intl Transamerica Partners Stock Group Growth Index Transocean Ltd Transamerica Mid Cap Value Transamerica Real Return Transocean Partners LLC Opportunities TIPS TRANSPORT CORP Transamerica MLP & Energy Transamerica Select Equity AMERICA INC Income Transamerica Short-Term Transportadora De Gas Del Transamerica Morgan Bond Sur SA Tgs Stanley Emerging Markets Transamerica Small Cap TransTech Services Partners Debt Growth Inc Transamerica Morgan Transamerica Small Cap TransUnion Stanley Mid Cap Growth Value TranSwitch Corp Transamerica Multi Managed Transamerica Small Mid Cap TravelCenters of America Balanced Value LLC Transamerica Multi Manager Transamerica Stock Index Travelers Companies Inc Alternative Strategies Transamerica Templeton (The) Transamerica Multi Manager Transamerica Global Travelers Equity Income International Transamerica Third Avenue Travelers Growth & Income Transamerica Multi-Cap Value Travelers Managed Income Growth Transamerica Thornburg Travelers MFS Total Return Transamerica Neuberger International Value Travelers Ser Capital Apprec Berman International Transamerica Total Return Travelers Ser MFS Mid Cap Transamerica Oppenheimer Transamerica U.S. Growth Gr Small & Mid Cap Value Transamerica UBS Large Travelers Ser Money Market Transamerica Partners Core Cap Value Travelers Strategic Equity Bond Transamerica WMC Port Transamerica Partners Diversified Growth Travelers US Govt Government Money Market Transamerica WMC Travelport Worldwide Ltd Transamerica Partners Instl Emerging Markets Travelzoo Intrmd Horizon Transatlantic Holdings Inc. TRC Cos Inc Transamerica Partners Instl TransAtlantic Petroleum Ltd Treasurers Domestic Prime Intrmd/Long Horizon TransCanada Corp MM Transamerica Partners Instl Transcat Inc Treasurers TxEx Money Mkt Long Horizon Transcend Services Inc Treasury Cash Series Transamerica Partners Instl Transcommunity Financial Treasury Cash Series II MM Corp Trecora Resources Transamerica Partners Transcontinental Realty Tredegar Corp International Eqty Investors Inc.

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

TREE TOP INDUSTRIES Tri-Tech Holding Inc TubeMogul Inc INC Triton Distribution Systems Tucows Inc TreeHouse Foods Inc Inc Tudou Holdings Ltd Trelawney Mining and Triton Emission Solutions Inc Tuesday Morning Corp. Exploration Inc Triton International Ltd Tufco Technologies Inc Tremisis Energy Acquisition Triumph Group Inc. Tuffnell Ltd Corp II Trius Therapeutics Inc Tularik Inc TREND MICRO INC trivago N.V. Tumbleweed Trendstar Small Cap TRI-VALLEY CORP Communications Corp. Trevena Inc TriVascular Technologies Inc Tumi Holdings Inc Trex Co Inc TRIZEC PROPERTIES INC Tuniu Corp Tri City Bankshares Corp TriZetto Group Inc (The) Tupperware Brands Corp TRI Pointe Group Inc TRM CORP Turbochef Technologies Inc TRIAD GUARANTY INC tronc inc Turkcell Iletisim Hizmet AS TRIAD HOSPITALS INC Tronox Ltd Turner Emerging Growth Trian Acquisition I Corp Tropical Sportswear Intl Cp Turner Large Growth Triangle Capital Corp TrovaGene Inc Turner Mid Cap Growth Triangle Petroleum Corp Trover Solutions Inc Turner Short Fixed Inc Tribune Media Co Troy Financial Corp Turner Small Cap Growth Tributary Small Company Troy Group Inc Turning Point Brands Inc TRICELL INC TRP Summit Muni Income Turnstone Systems Inc TriCo Bancshares TRP Summit Muni Turquoise Hill Resources Ltd Trico Marine Services Inc Intermediate Turtle Beach Corp TRICOM SA -ADR TRP Summit Muni Money TUT SYSTEMS INC Tri-Continental Corp Market TUTOGEN MEDICAL INC TRIKON TECHNOLOGIES TRUBION Tutor Perini Corp INC PHARMACEUTICALS INC TV AZTECA SA DE CV Trillium Therapeutics Inc True Religion Apparel Inc TVI Corp Trilogy International Partners TrueBlue Inc TVIA INC Inc TrueCar Inc TVSL SA Trilogy Metals Inc Trulia Inc tw telecom inc TriMas Corp Trump Entertainment Resorts Tweedy Browne Global Value Trimble Inc Inc Tweedy Browne Value Trinet Group Inc Trunkbow International Tweedy Browne Worldwide Trinity Biotech PLC Holdings Ltd High Dividend Yield Value Trinity Industries Inc. Trupanion Inc Tween Brands Inc TRINITY LEARNING CORP Trust for Short US Govt Sec Twenty-First Century Fox Inc Trinity Place Holdings Inc TrustCo Bank Corp NY Twilio Inc Trinseo SA Trustmark Corp TWIN DISC INC TRINSIC INC TRUSTREET PROPERTIES Twitter Inc Trintech PLC, Dublin INC Two Harbors Investment Trio Resources Inc TRW Automotive Holdings Corp Trio-Tech International Corp Two River Bancorp TRIPATH IMAGING INC TRX INC TXCO Resources Inc TRIPLE CROWN MEDIA INC TSAKOS ENERGY TxFr Money Market TRIPLE P NV NAVIGATION LTD TXU CORP Triplecrown Acquisition Corp TSR INC TYLER RESOURCES INC Triple-S Management Corp TTEC Holdings Inc Tyler Technologies Inc. TRIPOS INC TTI Team Telecom Tyme Technologies Inc TriQuint Semiconductor Inc International Ltd, Israel Tyson Foods Inc. TriState Capital Holdings Inc TTM Technologies Inc U S B HOLDING INC

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

U S BIODEFENSE INC UBS Select Treasury Capital Undiscovered Small Cap U S Liquids Inc UBS Select Treasury Growth U S Restaurant Pptys Institutional UNIBANCO UNIAO DE U S Silica Holdings Inc UBS Select Treasury BANCO U.S. Auto Parts Network Inc Preferred Unica Corp U.S. Bancorp UBS Tax Free Preferred UNICO AMERICAN CORP U.S. China Mining Group Inc UBS Tax Free Reserves Unicorp Inc U.S. Eastern European UBS US Allocation Unicure NV U.S. Global Investors Inc UBS US Large Cap Equity UNIFI INC. U.S. Global Resources UBS US Small Cap Growth UNIFIRST CORP U.S. Govt Securities Savings UCI MEDICAL AFFILIATES UNIFY CORP U.S. Shipping Partners LP INC Unigene Laboratories Inc U.S. World Precious Minerals UCP Inc Unilever NV UAP HOLDING CORP UDR Inc Unilever PLC UBIQUITEL INC UFP Technologies Inc Unilife Corp Ubiquiti Networks Inc UGI Corp Union Bankshares Co UBS Absolute Return Bond UIB Group Ltd Union Bankshares Corp UBS Cash Reserves Uici UNION BANKSHARES INC UBS Cashfund UIL Holdings Corp UNION CMNTY BANCORP UBS Dynamic Alpha Strategy Ulta Beauty Inc Union Drilling Inc UBS Global Allocation ULTICOM INC Union National Financial UBS Global Equity Ultimate Electronics Inc Corp UBS Group AG Ultimate Escapes Inc UNION PACIFIC CORP UBS Liquid Assets Ultimate Software Group Inc Union Planters Corp Government (The) Union Street Acquisition Corp UBS LIR Govt Securities Ultra Clean Holdings Inc UnionBanCal Corp UBS LIR Money Market Ultra OTC ProFund Uni-Pixel Inc UBS LIR Treasury Securities Ultra Petroleum Corp. Unique Fabricating Inc UBS Prime Preferred Ultra Series Bond Unisys Corp UBS Prime Reserves Ultra Series Diversified UNIT CORP UBS Retirement Money Income United American Healthcare UBS RMA CA Muni Money Ultra Series Large Cap Corp UBS RMA Government Growth United Assn S&P500 Index Money Market Ultra Series Large Cap Value United Bancorp Inc UBS RMA Money Market Ultra Series Mid Cap United Bancorporation of UBS RMA NJ Muni Money Ultra Series Mid Cap Growth Alabama Inc UBS RMA NY Muni Money Ultra Series Moderate UNITED BANCSHARES UBS RMA Tax Free Allocation INC/OH UBS RMA US Government Ultra Short DuratIon Govt United Bankshares Inc UBS Select Government Ultragenyx Pharmaceutical United Capital Corp. Capital Inc United Communications UBS Select Government Ultralife Corp Partners Inc Institutional Ultrapar Participacoes SA United Community Bancorp UBS Select Government UltraShort Dow30 ProShares United Community Banks Inc Preferred Ultratech Inc United Community Financial UBS Select Prime Capital Uluru Inc Corp. UBS Select Prime UMB Financial Corp United Continental Holdings Institutional UMH Properties Inc Inc UBS Select Prime Investor Umpqua Holdings Corp UNITED DEFENSE UBS Select Prime Preferred Undiscovered Behavioral INDUSTRIES UBS Select Tax Free Capital Value

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

United Development Funding UNITEDGLOBALCOM INC - Unwharrie Capital Corp III LP CL A Upland Software Inc United Development Funding United-Guardian Inc. UPM-KYMMENE CORP IV UNITEDHEALTH GROUP UPSTREAM BIOSCIENCES UNITED ENERGY CORP INC INC United Financial Bancorp Inc UniTek Global Services Inc UQM Technologies Inc. UNITED FINANCIAL Uniti Group Inc URANERZ ENERGY CORP CORP/MN Unitil Corp Uranium 308 Corp UNITED FINANCIAL MTG Unity Bancorp Inc Uranium Energy Corp CORP Univar Inc Uranium Resources Inc United Fire Group Inc Universal Access Global Hldg Urban Edge Properties United Fuel & Energy Corp Universal American Corp Urban One Inc UNITED INDUSTRIAL CORP Universal Business Payment Urban Outfitters Inc United Insurance Holdings Solutions Acquisition Corp Ur-Energy Inc Corp UNIVERSAL UroGen Pharma Ltd United Microelectronics Corp COMPRESSION HLDGS UROLOGIX INC United National Bancorp/Nj Universal Corp URS Corp UNITED NATURAL FOODS Universal Display Corp Urstadt Biddle Properties Inc. INC Universal Electronics Inc Us Airways Group Inc UNITED ONLINE INC Universal Energy Corp US BIOENERGY CORP United PanAm Financial Corp Universal Forest Products Inc US Concrete Inc United Parcel Service Inc UNIVERSAL GUARDIAN US DATAWORKS INC United Refining Energy Corp HLDGS INC US Ecology Inc United Rentals Inc. Universal Health Realty US Energy Corp. UNITED RETAIL GROUP Income Trust US Foods Holding Corp INC Universal Health Services US GLOBAL NANOSPACE United Security Bancshares Inc. INC United Security Bancshares Universal Insurance Holdings US Government Securities Inc Universal Logistics Holdings Fund United States 12 Month Inc US Govt Money Market Natural Gas Fund LP Universal Potash Corp US Home Systems Inc United States 12 Month Oil UNIVERSAL POWER US LEC CORP Fund LP GROUP INC Us Oncology Inc United States Commodity Universal Property US Physical Therapy Inc Index Fund Development and Acquisition US Silver & Gold Inc United States Exploration Corp US Treasury Money Fund of United States Gasoline Fund Universal Security Amer LP Instruments Inc. US UNWIRED INC United States Lime & Universal Stainless & Alloy US XPRESS ENTP INC -CL Minerals Inc Products Inc A United States Natural Gas Universal Technical Institute USA Compression Partners Fund LP Inc. LP United States Oil Fund LP Universal Travel Group USA Synthetic Fuel Corp United States Steel Corp UNIVEST CORP OF USA Technologies Inc UNITED SURGICAL PRTNR PENNSYLVANIA USA Truck Inc INTL UNIVISION USA Uranium Corp United Technologies Corp COMMUNICATIONS INC USAA Aggressive Growth UNITED THERAPEUTICS UNIZAN FINANCIAL CORP USAA Capital Growth CORP UNOCAL CORP USAA Cornerstone Moderate UNITED UTILITIES PLC UNS Energy Corp USAA Cornerstone Unum Group Moderately Aggressive

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

USAA Emerging Markets USF CORP VALIC I Large Capital Growth USAA Extended Market USG Corp VALIC I Mid Cap Index Index USI HOLDINGS CORP VALIC I Mid Cap Strategic USAA Global Managed USMD Holdings Inc Growth Volatility USN CORP VALIC I Money Market I USAA Government Securities UST Inc. VALIC I Science & Tech USAA Growth Utah Medical Products Inc VALIC I Small Cap USAA Growth & Income Utendahl Institutional Money VALIC I Small Cap Index USAA High Income Market Valic I Small Cap Special USAA Income UTG INC Values USAA Income Stock UTi Worldwide Inc VALIC I Stock Index USAA Intermediate Bond Utilities Select Sector SPDR VALIC II Aggrsv Gro Lifestyle USAA International Fund (The) VALIC II Core Bond USAA Managed Allocation Utstarcom Holdings Corp VALIC II High Yield Bond USAA Money Market UWINK INC VALIC II International USAA NASDAQ 100 Index V.F. Corp Opportunities USAA Precious Metals & VA Muni Cash Trust VALIC II Mid Cap Value Mineral VAALCO ENERGY INC VALIC II Mod Growth USAA S&P 500 Index Vaccinogen Inc Lifestyle USAA Science & Technology VAIL BANKS INC VALIC II Money Market II USAA Short Term Bond Vail Resorts Inc. VALIC II Small Cap Value USAA Small Cap Stock Valassis Communications VALIC II Social Responsible USAA Target Retirement Inc. VALIC II Strategic Bond 2020 Valcent Products Inc VALLEY BANCORP USAA Target Retirement Valeant Pharmaceuticals Inc VALLEY COMMERCE 2030 Valeant Pharmaceuticals BANCORP USAA Target Retirement International Inc VALLEY FINANCIAL CORP 2040 Valence Technology Inc Valley Forge Composite USAA Target Retirement VALENTIS INC Technologies Inc 2050 VALERA Valley National Bancorp USAA Total Return Strategy PHARMACEUTICALS INC VALLEY NATIONAL GASES USAA Treasury Money VALERO ENERGY CORP INC Market Valero Energy Partners LP Valmont Industries Inc USAA TxEx CA Bond Valhi Inc. VALOR COMMUNICATIONS USAA TxEx CA Money Valiant General MM GROUP Market Valiant US Treasury MM Valspar Corp (The) USAA TxEx Intermediate VALIC I Blue Chip Growth Value Line Cash Term VALIC I Dividend Value Value Line Emerging Opport USAA TxEx Long Term VALIC I Emerging Value Line Fund USAA TxEx Money Market Economies VALUE LINE INC USAA TxEx Short Term VALIC I Foreign Value Value Line Income and USAA TxEx VA Bond VALIC I Global Real Estate Growth USAA TxEx VA Money VALIC I Global Social Value Line Larger Market Awareness Companies USAA TxFr FL Income VALIC I Global Strategy Value Line Premier Growth USAA Ultra Short-Term Bond VALIC I Growth Value Line Var Centurion USAA Value VALIC I Health Sciences Value Line Var Strategic USAA World Growth VALIC I Inflation Protected Asset USANA Health Sciences Inc VALIC I Intl Equities Index Valvoline Inc USD Partners LP VALIC I Intl Growth VAN DER MOOLEN NV USEC Inc Valic I Large Cap Growth

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Van Eck Ins WrldWd Emrg VanEck Vectors Gold Miners Vanguard Explorer Value Mkt ETF Vanguard Extended Duration Van Eck VIP Global Hard VanEck Vectors High-Yield Treasury Index Assets Fund Municipal Index ETF VANGUARD EXTENDED Van Kampen Adv Muni VanEck Vectors J.P. Morgan MARKET ETF Van Kampen Aggressive EM Local Currency Bond Vanguard Extended Mkt Growth ETF Index Van Kampen CA Insured VanEck Vectors Junior Gold Vanguard Federal MM TxFr Miners ETF Vanguard Financials Index Van Kampen Core Plus Fixed VanEck Vectors Morningstar Vanguard FL Focused Long Income Wide Moat ETF Tax Exempt Van Kampen Equity Growth VanEck Vectors Oil Services Vanguard FTSE All World Van Kampen Equity Premium ETF ExUS Small Cap Index Income VanEck Vectors Russia ETF Vanguard FTSE All World Van Kampen Focus Equity VanEck Vectors ExUSA Index Van Kampen Global Eqty Semiconductor ETF Vanguard FTSE Social Idx Alloc Vanguard 500 Index Vanguard Global Equity Van Kampen Global Value Vanguard Asset Allocation Vanguard Global ex-US Real Equity Vanguard Balanced Index Estate Index Van Kampen GVIT MultiSect Vanguard CA Intrmd TxEx Vanguard Global Minimum Bd Vanguard CA Long TxEx Volatility Van Kampen High Yield old Vanguard CA Muni Money Vanguard GNMA Van Kampen Leaders Market Vanguard Growth and Van Kampen Limited Vanguard Cap Opportunity Income Duration Vanguard Capital Value Vanguard Growth Equity Van Kampen Money Market Vanguard Consumer Discret Vanguard Growth Index Van Kampen Mun Inc Idx Vanguard Health Care Van Kampen NVIT Comstock Vanguard Consumer Staples Vanguard Health Care Index Value Idx Vanguard Health Systems Van Kampen Select Growth Vanguard Convertible Sec Inc. Van Kampen Senior Float Vanguard Core Bond Vanguard High Dividend Rate Vanguard Developed Yield Index Van Kampen Strategic Markets Idx Vanguard High Yield Bond Growth Vanguard Developed Corp Van Kampen Strategic Muni Markets Index Vanguard High Yield TxEx Inc Vanguard Diversified Equity Vanguard IL Developed Van Kampen Technology Vanguard Dividend Markets Idx Van Kampen Value Muni Appreciation Index Vanguard IL Index VanceInfo Technologies Inc Vanguard Dividend Growth Vanguard IL Tot Bd Mkt Vanda Pharmaceuticals Inc Vanguard Emerging Markets Index VanEck Emerging Markets Government Bond Index Vanguard IL Tot Stk Mkt VanEck Global Hard Assets Vanguard Emerging Markets Index VanEck Intl Investors Gold Select Stock Vanguard Industrials Indx VanEck Vectors Agribusiness Vanguard Emerging Markets Vanguard Inflatn Protect Sec ETF Stock Index Vanguard Info Tech Idx VanEck Vectors AMT-Free Vanguard Energy Vanguard Insrd Long TxEx Intermediate Municipal Index Vanguard Energy Index Vanguard Institutional ETF Vanguard Equity Income Intermediate-Term Bond VanEck Vectors Biotech ETF Vanguard European Stock Vanguard Institutional Short- VanEck Vectors Fallen Angel Index Term Bond High Yield Bond ETF Vanguard Explorer

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Vanguard Institutional Target Vanguard LifeStrategy Mod Vanguard Precious Metals & Retirement 2010 Gro Mining Vanguard Institutional Target Vanguard Limited TxEx Vanguard Prime MM Retirement 2015 Vanguard Long Bond Index Vanguard PRIMECAP Vanguard Institutional Target Vanguard Long Invst Grade Vanguard PRIMECAP Core Retirement 2020 Vanguard Long Term Vanguard Real Estate II Vanguard Institutional Target Corporate Bond Index Index Retirement 2025 Vanguard Long Term Tax Vanguard Real Estate Index Vanguard Institutional Target Exempt VANGUARD REIT INDEX Retirement 2030 Vanguard Long Treasury VIPERS Vanguard Institutional Target Vanguard Long-Term Vanguard Russell 1000 Retirement 2035 Treasury Index Growth Index Vanguard Institutional Target Vanguard MA TxEx Vanguard Russell 1000 Index Retirement 2040 Vanguard Managed Payout Vanguard Russell 1000 Vanguard Institutional Target Vanguard Managed Payout Value Index Retirement 2045 Distribution Focus Vanguard Russell 2000 Vanguard Institutional Target Vanguard Market Neutral Growth Index Retirement 2050 Vanguard Materials Index Vanguard Russell 2000 Index Vanguard Institutional Target Vanguard Mega Cap Growth Vanguard Russell 3000 Index Retirement 2055 Index Vanguard S&P 500 Growth Vanguard Institutional Target Vanguard Mega Cap Index Index Retirement 2060 Vanguard Mega Cap Value Vanguard S&P 500 Value Vanguard Institutional Target Index Index Retirement Income Vanguard Mid Cap Growth Vanguard S&P Mid-Cap 400 Vanguard Intermediate Bond Vanguard Mid Cap Growth Growth Index Index Index Vanguard S&P Mid-Cap 400 Vanguard Intermediate Vanguard Mid Cap Index Index Investment Grade Vanguard Mid Cap Value Vanguard S&P Mid-Cap 400 Vanguard Intermediate Term Index Value Index Corporate Bond Index VANGUARD MID CAP Vanguard S&P Small-Cap Vanguard Intermediate VIPERS 600 Index Treasury Vanguard Morgan Growth Vanguard Selected Value Vanguard Intermediate TxEx Vanguard Mortgage Backed Vanguard Short Bond Index Vanguard Intermediate-Term Securities Index Vanguard Short Federal Treasury Index Vanguard Natural Resources Vanguard Short Invst Grade Vanguard International LLC Vanguard Short Term Dividend Appreciation Vanguard NJ Long TxEx Corporate Bond Index Vanguard International Vanguard NJ Muni Money Vanguard Short Term Explorer Market Inflation Protected Securities Vanguard International Vanguard NY Long TxEx Index Growth Vanguard NY Muni Money Vanguard Short Treasury Vanguard International High Market Vanguard Short TxEx Dividend Yield Vanguard OH Long Tax Vanguard Short-Term Vanguard International Value Exempt Treasury Index Vanguard Large Cap Index Vanguard OH TxEx Money Vanguard Small Cap Gro Vanguard LifeStrategy Cnsr Market Index Gro Vanguard PA Long TxEx Vanguard Small Cap Index Vanguard LifeStrategy Vanguard PA Muni Money Vanguard Small Cap Value Growth Market Index Vanguard LifeStrategy Vanguard Pacific Stock Index Vanguard Star Fund Income Vanguard Strategic Equity

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Vanguard Strategic Small Vanguard Total Intl Stock Vantagepoint Aggressive Cap Equity Index Opp Vanguard Structured Broad VANGUARD TOTAL STOCK Vantagepoint Asset Market MKT ETF Allocation Vanguard Structured Lg Cap Vanguard Total Stock Mkt Vantagepoint Broad Market Equity Index Index Vanguard Target Retirement Vanguard Total World Stock Vantagepoint Conservative 2010 Index Growth Model Vanguard Target Retirement Vanguard Treasury MM Vantagepoint Core Bond 2015 Vanguard Treasury Money Index Vanguard Target Retirement Market Vantagepoint Diversifying 2020 Vanguard TxEx Money Strategies Vanguard Target Retirement Market Vantagepoint Equity Income 2025 Vanguard Ultra Short Term Vantagepoint Global Equity Vanguard Target Retirement Bond Growth Model 2030 Vanguard US Growth Vantagepoint Growth & Vanguard Target Retirement Vanguard US Value Income 2035 Vanguard Utilities Index Vantagepoint Growth Stock Vanguard Target Retirement Vanguard Value Index Vantagepoint Inflation 2040 VANGUARD VALUE VIPERS Focused Vanguard Target Retirement Vanguard Var Balanced Vantagepoint International 2045 Vanguard Var Capital Growth Vantagepoint Long Growth Vanguard Target Retirement Vanguard Var Diversified Model 2050 Value Vantagepoint Low Duration Vanguard Target Retirement Vanguard Var Equity Income Bond 2055 Vanguard Var Equity Index Vantagepoint Mid Sml Co Idx Vanguard Target Retirement Vanguard Var Growth Vantagepoint Milestone 2015 2060 Vanguard Var High Yield Vantagepoint Milestone 2020 Vanguard Target Retirement Vanguard Var International Vantagepoint Milestone 2025 Inc Eq Vantagepoint Milestone 2030 Vanguard Target Retiremnt Vanguard Var Mid Cap Index Vantagepoint Money Market 2005 Vanguard Var Money Market Vantagepoint S&P 500 Stock Vanguard Tax Exempt Bond Vanguard Var Real Estate Index Index Index Vantagepoint Savings Vanguard Tax Managed Vanguard Var Short Invst Oriented Model Balanced Grade Vantagepoint Select Value Vanguard Tax Managed Vanguard Var Small Co Vantagepoint Traditional Capital Appreciation Growth Growth Model Vanguard Tax Managed Vanguard Var Total Bd Mkt VantageSouth Bancshares Small Cap Idx Inc Vanguard Tax Mngd Gro & Vanguard Var Total Stk Mkt Varco International Inc Inc Idx Variable Portfolio Aggressive Vanguard Telecom Svc Idx Vanguard Wellesley Income Variable Portfolio American Vanguard Total Bond Mkt II Vanguard Wellington Century Diversified Bond Index Vanguard Windsor Variable Portfolio BlackRock Vanguard Total Bond Mkt Vanguard Windsor II Global Inflation Protected Index Vanity Events Holding Inc Sec Vanguard Total International Vans Inc Variable Portfolio Columbia Bond Index Vantage Drilling Co Wanger Intl Eq Vanguard Total International Vantage Energy Acquisition Variable Portfolio Stock Index Corp Conservative

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Variable Portfolio DFA VARSITY GROUP INC Veritone Inc International Value VASCO Data Security VERITY INC Variable Portfolio Eaton International Inc Verizon Communications Inc Vance Floating Rate Income Vascular Biogenics Ltd Vermilion Energy Inc Variable Portfolio Jennison Vascular Solutions Inc Vermillion Inc Mid Cap Growth Vasogen Inc Vermont Pure Holdings Ltd. Variable Portfolio Lazard VASOMEDICAL INC VERMONT TEDDY BEAR International Equity VASTERA INC INC Variable Portfolio Loomis Vaughan Nelson Small Cap Verona Pharma PLC Sayles Growth Value Versant Corp Variable Portfolio Los Vaughan Nelson Value Versar Inc. Angeles Capital Large Cap Opportunity Versartis Inc Growth VaxGen Inc Verso Corp Variable Portfolio MFS VCA Inc Versum Materials Inc Blended Research Core VCG Holding Corp Vertex Energy Inc Equity Vector Group Ltd Vertex Pharmaceuticals Inc Variable Portfolio MFS Value Vectren Corp VERTICAL Variable Portfolio Moderate Vedanta Ltd COMMUNICATIONS INC Variable Portfolio Moderately Veeco Instruments Inc VERTICALNET INC Aggressive Veeva Systems Inc VERTRUE INC Variable Portfolio Moderately VELOCITY EXPRESS CORP VeruTEK Technologies Inc Conservative Velocity Portfolio Group Inc VESTA INSURANCE Variable Portfolio Morgan Venator Materials PLC GROUP INC Stanley Advantage Venoco Inc Vestin Group Inc Variable Portfolio VENTANA MEDICAL Vestin Realty Mortgage I Inc Oppenheimer International SYSTEM INC Vestin Realty Mortgage II Inc Growth Ventas Inc. Via Net.Works Inc Variable Portfolio Partners Veolia Environnement, Paris VIA Pharmaceuticals Inc Core Bond Vera Bradley Inc VIACELL INC Variable Portfolio Partners Verastem Inc Viacom Inc Small Cap Growth VERASUN ENERGY CORP VIAD CORP Variable Portfolio Partners Verecloud Inc VIALTA INC Small Cap Value VEREIT Inc ViaSat Inc. Variable Portfolio Pyramis Verenium Corp VIASPACE INC International Equity Vericel Corp VIASYS HEALTHCARE INC Variable Portfolio Sycamore VeriChip Corp Viasystems Group Inc Established Value Veridian Corp Viavi Solutions Inc Variable Portfolio TCW Core VERIDICOM Vical Inc Plus Bond INTERNATIONAL INC VICEROY EXPLORATION Variable Portfolio TRP Large Verifone Systems Inc LTD Cap Value Verigy Ltd VICI Properties Inc Variable Portfolio Wells VERILINK CORP Vicon Industries Inc. Fargo Short Duration Verint Systems Inc Vicor Corp. Government Verisign Inc Vicor Technologies Inc Varian Inc Verisity Ltd Victory Balanced VARIAN MEDICAL Verisk Analytics Inc Victory Federal MM SYSTEMS INC VERITAS DGC INC Victory Financial Reserve Varian Semiconductor VERITAS SOFTWARE Victory Floating Rate Equipment Associates Inc CORP Victory Global Natural Varonis Systems Inc Veritex Holdings Inc Resources Varsity Brands Inc Veritiv Corp Victory Govt Reserve

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Victory Growth Stock VIOQUEST Virtus Newfleet Senior Victory INCORE Investment PHARMACEUTICALS INC Floating Rate Quality Bond VIP Series I Viosolar Inc Virtus Rampart Equity Trend Victory INCORE Low Viper Energy Partners LP Virtus Sector Trend Duration Bond VIPER POWERSPORTS INC Virtus Seix Floating Rate Victory Instl Money Market Vipshop Holdings Ltd High Income Victory Integrity Small Cap Virage Inc Virtus Seix High Income Value Virage Logic Corp Virtus Seix Investment Grade Victory Intermediate Income VIRAGEN INC Tax Exempt Bond Victory Munder Mid Cap Core Viral Genetics Inc Virtus Seix Total Return Bond Growth VIRBAC CORP Virtus Seix US Government Victory OH Muni Money ViRexx Medical Corp Ultra Short Bond Market Virgin America Inc Virtus Strategic Growth Victory Prime Obligation Virgin Media Inc Virtus Vontobel Emerging Victory RS Large Cap Alpha Virgin Mobile USA Inc Markets Opportunities Victory RS Large Cap Alpha Virginia Mines Inc Virtus Vontobel Foreign VIP Series I Virginia National Bankshares Opportunities Victory RS Partners Corp Virtusa Corp Victory RS Select Growth VirnetX Holding Corp Visa Inc Victory RS Small Cap Growth VIROPHARMA INC VISEON INC Victory RS Value Virtu Financial Inc Vishay Intertechnology Inc. Victory Special Value Virtual Piggy Inc Vishay Precision Group Inc Victory Stock Index Virtual Radiologic VISICU INC Victory Trivalent International Corporation VISION BANCSHARES INC Small Cap VirtualScopics Inc VISION GLOBAL Victory TxFr Money Market Virtus Allocator Premium SOLUTIONS INC Victory Value Alphasector Vision Industries Corp Victory VIF Diversified Stock Virtus Alternatives Diversifier VisionChina Media Inc Victory VIF Instl Liquid Resrv Virtus Balanced VISIONGATEWAY INC VICURON Virtus Capital Growth Vision-Sciences Inc PHARMACEUTICALS INC Virtus Ceredex Large Cap VIST Financial Corp VIDEO DISPLAY CORP Val Equity Vista Gold Corp VIE FINANCIAL GROUP INC Virtus Ceredex Mid Cap Val Vista Outdoor Inc ViewRay Inc Equity VISTACARE INC Viggle Inc Virtus Ceredex Small Cap Visteon Corp. Vignette Corp Val Equity Visual Networks Inc Village Bank and Trust Virtus Duff & Phelps Real VISX INC/DE Financial Corp Estate Securities Vitacost.com Inc Village Super Market Inc Virtus Dynamic Alphasector Vitae Pharmaceuticals Inc Villere Balanced Virtus Insight Govt MM Vital Images Inc Vimicro International Corp Virtus Insight MM VITAL LIVING INC Vina De Concha Y Toro Sa Virtus Insight TxEx MM Vital Signs Inc. Conchatoro Virtus Investment Partners Vital Therapies Inc Vince Holding Corp Inc VITALSTREAM HOLDINGS Vineyard National Bancorp Virtus KAR Small Cap Core INC Vintage Equity Virtus KAR Small Cap Vitamin Shoppe Inc VINTAGE PETROLEUM INC Growth Vitamin Spice Violin Memory Inc Virtus Mid Cap Value Vitesse Semiconductor Corp VION PHARMACEUTICALS Virtus Newfleet Multi Sector VITRIA TECHNOLOGY INC INC Short Term Bond Vitro Sab De CV VIVENDI UNIVERSAL SA

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Viveve Medical Inc Voya Government Money Voya Small Company Vivint Solar Inc Market Portfolio Voya Small Company VIVO PARTICIPACOES SA Voya Growth & Income Portfolio Vivus Inc Portfolio Voya SmallCap Opportunities Vixel Corp Voya High Yield Bond Voya Solution 2015 Portfolio VLOV Inc Voya High Yield Portfolio Voya Solution 2025 Portfolio VMware Inc Voya Index Plus Large Cap Voya Solution 2035 Portfolio VNUS Medical Technologies Portfolio Voya Solution 2045 Portfolio Inc Voya Index Plus MidCap Voya Solution Income VOC Energy Trust Portfolio Portfolio VOCALTEC Voya Index Solution 2025 Voya Solution Moderately COMMUNICATIONS LTD Portfolio Aggressive Portfolio Vocera Communications Inc Voya Index Solution 2035 Voya US Bond Index Vocus Inc Portfolio Portfolio VOICE MOBILITY INTL INC Voya Intermediate Bond Voya US Stock Index VOIP INC Voya Intermediate Bond Portfolio Volcan Holdings Inc Portfolio Voyager Learning Co Volcano Corp Voya International Index Voyager Therapeutics Inc Volcom Inc Portfolio Voyant International Corp Volt Information Sciences Voya International Real Vringo Inc Inc. Estate VSB Bancorp Inc/NY Voltaire Ltd Voya Large Cap Growth VSE CORP Volterra Semiconductor Corp Voya Large Cap Value VTTI Energy Partners LP VOLVO AB Voya Large Cap Value VULCAN INTL CORP Vonage Holdings Corp Portfolio Vulcan Materials Co VORNADO REALTY TRUST Voya Large Cp Growth Vulcan Value Partners voxeljet AG Portfolio Vulcan Value Partners Small VOXWARE INC Voya MidCap Opportunities Cap VOXX International Corp Voya MidCap Opportunities Vuzix Corp Voya Aggregate Bond Portfolio VVIT Virtus International Portfolio Voya Multi-Manager Series Voya Balanced Portfolio International Equity VWR Corp Voya Corporate Leaders 100 Voya Prime Rate Trust VY Baron Growth Portfolio Voya Corporate Leaders Voya Real Estate VY BlackRock Inflation Series B Voya Retirement Protected Bond Portfolio Voya Emerging Markets Conservative Portfolio VY Clarion Real Estate Index Portfolio Voya Retirement Growth Portfolio Voya Financial Inc Portfolio VY FMR Diversified Mid Cap Voya Floating Rate Voya Retirement Moderate Portfolio Voya Global Bond Growth Portfolio VY Franklin Income Portfolio Voya Global Equity Dividend Voya Retirement Moderate VY Franklin Mutual Shares and Premium Opportunity Portfolio Portfolio Fund Voya Russell Large Cap VY Franklin Templeton Voya Global Equity Portfolio Growth Index Portfolio Founding Strategy Portfolio Voya Global Real Estate Voya Russell Large Cap VY Invesco Comstock Voya Global Resources Index Portfolio Portfolio Portfolio Voya Russell Mid Cap Index VY Invesco Equity & Income Voya GNMA Income Portfolio Portfolio Voya Government Liquid Voya Russell Small Cap VY Invesco Growth & Income Asset Portfolio Index Portfolio Portfolio Voya Senior Income

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

VY JPM Emerging Markets WA Institutional Money Wasatch International Equity Portfolio Market Opportunities VY JPM Mid Cap Value WA MA Muni MM Wasatch Large Cap Value Portfolio WA Money Market Wasatch Long/Short VY JPM Small Cap Core WA Muni MM Wasatch Micro Cap Equity Portfolio WA NY Muni MM Wasatch Small Cap Growth VY Oppenheimer Global WA NY TxFr Money Market Wasatch Small Cap Value Portfolio WA Premium Liquid Reserve Wasatch Ultra Growth VY T Rowe Cap Appreciation WA Premium US Treas Washington Banking Co Portfolio Reserv Washington Federal Inc. VY T Rowe Diversified Mid WA/Citi TxFr Reserves WASHINGTON GROUP Cap Growth Portfolio Wabash National Corp INTL INC VY T Rowe Equity Income WABCO Holdings Inc Washington Mutual Investors Portfolio WABTEC CORP Funds Inc VY T Rowe Growth Equity WACCAMAW Washington Prime Group Inc Portfolio BANKSHARES INC Washington Real Estate VY Templeton Foreign Equity Wachovia Corp Investment Trust Portfolio WACOAL HOLDINGS CORP Washington Trust Bancorp VY Templeton Global Growth Waddell & Reed Financial Inc Portfolio Inc. WashingtonFirst Bankshares Vyteris Inc WaferGen Bio-systems Inc Inc Vyyo Inc WageWorks Inc Waste Connections Inc W Holding Co Inc. WAKE FOREST Waste Connections Inc. W&R Advisors Continental BANCSHARES INC Waste Industries USA Inc Inc Walgreens Boots Alliance Inc Waste Management Inc. W&R Advisors Core Walker & Dunlop Inc WASTE SERVICES INC Investment Walking Company Holdings WATCHGUARD W&R Advisors Dividend Inc (The) TECHNOLOGIES INC Opportunities Walmart Inc Water Pik Technologies Inc W&R Advisors Global Bond Walt Disney Co (The) Waters Corp W&R Advisors Global Growth Walter Energy Inc Waterstone Financial Inc W&R Advisors Govt Walter Investment Watsco Inc. Securities Management Corp Watts Water Technologies W&R Advisors High Income Walthausen Small Cap Value Inc W&R Advisors Muni High Wanger Intl WAUSAU PAPER CORP Income Wanger Select WAVE Life Sciences Ltd W&R Advisors Municipal Wanger USA Wave Systems Corp. Bond Warnaco Group Inc (The) WAVECOM SA W&R Advisors New Warner Chilcott Plc Waverider Communications Concepts Warner Music Group Corp Inc W&R Advisors Retirement WARREN RESOURCES INC Wayfair Inc Shrs Warrior Met Coal Inc Wayne Bancorp Inc/Oh W&R Advisors Science & Warwick Cmnty Bancorp Inc Wayne Hummer Money Tech Wasatch Core Growth WAYNE SAVINGS W&R Advisors Small Cap Wasatch Emerging Markets BANCSHARES INC W&R Advisors Value Small Cap Waypoint Financial Corp W&R Advisors Vanguard Wasatch Frontier Emerging Wayside Technology Group W&T Offshore Inc Small Countries WCA WASTE CORP W. P. Carey Inc Wasatch Heritage Growth WCI Communities Inc W.P. Stewart & Co. Ltd Wasatch International Growth WCM Focused International WA CA Muni Money Market Growth

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

WD-40 CO Wells Fargo Advantage Wells Fargo Avtg Growth We Save Homes Inc Endeavor Select Equity Wealth Minerals Wells Fargo Advantage Wells Fargo Avtg High Yield Wealthbuilder Conservative Global Dividend Opportunity Bd Allocation Fund Wells Fargo Avtg Wealthbuilder Equity Wells Fargo Advantage High International Equity Wealthbuilder Growth Income Wells Fargo Avtg Intrmd Govt Balanced Wells Fargo Advantage Income Wealthbuilder Moderate Municipal Money Market Wells Fargo Avtg Large Balanced Wells Fargo Asset Allocation Company Core Wealthcraft Systems Inc Wells Fargo Avtg Aggressive Wells Fargo Avtg Large Weatherford International plc Allocation Company Growth Web.com Group Inc Wells Fargo Avtg Asia Pacific Wells Fargo Avtg Liquidity WEB.COM INC Wells Fargo Avtg CA TxFr Reserve MM Webco Industries Inc MM Trust Wells Fargo Avtg Mid Cap WEBEX Wells Fargo Avtg Capital Growth COMMUNICATIONS INC Growth Wells Fargo Avtg Moderate WEBFINANCIAL CORP Wells Fargo Avtg CB Lg Cap Balanced WebMD Health Corp Value Wells Fargo Avtg Money WebMediaBrands Inc Wells Fargo Avtg CB Mid Market Trust webMethods Inc Cap Value Wells Fargo Avtg Natl TxFr WEBSIDESTORY INC Wells Fargo Avtg Classic Wells Fargo Avtg Natl TxFr Webster City Fed Bancorp Value MM Trust Webster Financial Corp Wells Fargo Avtg Wells Fargo Avtg NY Muni WEBZEN INC Conservative Allocation MM WEC Energy Group Inc Wells Fargo Avtg Core Equity Wells Fargo Avtg Overland Weibo Corp Wells Fargo Avtg Corporate Exp Sweep Weight Watchers Bond Wells Fargo Avtg PA Tax- International Inc. Wells Fargo Avtg Disciplined Free Weikang Bio-Technology Value Wells Fargo Avtg Precious Group Co Inc Wells Fargo Avtg Diversified Metals Weingarten Realty Investors Equity Wells Fargo Avtg Prime Invst Weis Markets Inc. Wells Fargo Avtg Diversified MM Weitz Partners III Opportunity International Wells Fargo Avtg Small Cap Weitz Partners Value Wells Fargo Avtg Diversified Disciplined Weitz Series Hickory Small Cap Wells Fargo Avtg Small Cap Weitz Short Duration Income Wells Fargo Avtg Emerging Growth Weitz Value Markets Focus Wells Fargo Avtg Small Cap Welbilt Inc Wells Fargo Avtg Equity Opport WellCare Health Plans Inc Income Wells Fargo Avtg Small WELLCHOICE INC Wells Fargo Avtg Equity Company Value Wellman Inc. Index Wells Fargo Avtg Stable WELLPOINT HEALTH Wells Fargo Avtg Equity Income NETWRKS INC Value Wells Fargo Avtg Strategic Wells Fargo & Co Wells Fargo Avtg Global Large Cap Growth Wells Fargo 100% Treas Opportunities Wells Fargo Avtg US Value Money Market Wells Fargo Avtg Growth & Wells Fargo Avtg Utility & Wells Fargo Absolute Return Income Telecommunications Wells Fargo Adjustable Rate Wells Fargo Avtg Growth Wells Fargo CA Ltd Tax-Free Government Balanced Wells Fargo CA Municipal Money Market

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Wells Fargo CA Tax-Free Wells Fargo International Wells Financial Corp Bond Bond Wells S&P REIT Index Wells Fargo Cash Invest Wells Fargo International Wells-Gardner Electronics Money Market Value Corp Wells Fargo Common Stock Wells Fargo Intrinsic Value Welltower Inc Wells Fargo Conservative Wells Fargo Large Cap Core Wendy's Co Income Wells Fargo Large Cap Wendy's International Inc. Wells Fargo Core Bond Growth Werner Enterprises Inc. Wells Fargo Core Plus Bond Wells Fargo MN TxFr WesBanco Inc Wells Fargo CoreBuilder Wells Fargo Money Market WESCAST INDUSTRIES - Series M Wells Fargo Multi-Sector CL A Wells Fargo Disciplined U.S. Income Fund Wesco Aircraft Holdings Inc Core Wells Fargo Municipal Bond WESCO FINANCIAL CORP Wells Fargo Discovery Wells Fargo Municipal Cash WESCO International Inc Wells Fargo Divers Bond Management Money Market WESCORP ENERGY INC Wells Fargo Diversified Wells Fargo Natl Tax-Free Wesmark Growth Capital Builder Money Market West Bancorporation Inc Wells Fargo Diversified Wells Fargo Omega Growth West Coast Bancorp Income Builder Wells Fargo Opportunity West Corp Wells Fargo Dow Jones Wells Fargo Premier Large West Marine Inc Target 2010 Company Growth West Pharmaceutical Wells Fargo Dow Jones Wells Fargo Prime Inv IL MM Services Inc. Target 2015 Wells Fargo Short Bond WEST POINTE BANCORP Wells Fargo Dow Jones Wells Fargo Short INC Target 2045 Government Bond Westaff Inc Wells Fargo Dow Jones Wells Fargo Short High Yield Westaim Corp (The) Target Today Bond Westamerica Bancorporation Wells Fargo Emerging Wells Fargo Short Municipal Westar Energy Inc. Growth Bond WESTBANK CORP Wells Fargo Emerging Wells Fargo SIFE Splzd Finl WESTBOROUGH FINL Markets Equity Wells Fargo Small Cap Value SVCS INC Wells Fargo Emerging Wells Fargo Small Company Westbury Bancorp Inc Markets Equity Income Growth Westcore Flexible Income Wells Fargo Enterprise Wells Fargo Special Mid Cap Westcore Growth Wells Fargo Government Value Westcore Select Money Market Wells Fargo Specialized Westcore Small Cap Value Wells Fargo Government Sec Small Cap Value WESTCORP Wells Fargo Govt IL MM Wells Fargo Strategic Westell Technologies Inc Wells Fargo Growth Municipal Bond Western Alliance Wells Fargo Heritage Money Wells Fargo Target 2020 Bancorporation Market Wells Fargo Target 2025 Western Asset 2008 Wells Fargo High Yield Bond Wells Fargo Target 2030 Worldwide Dollar Wells Fargo Income Wells Fargo Target 2035 Government Term Trust Inc Wells Fargo Income Wells Fargo Target 2040 Western Asset CA Municipals Opportunities Fund Wells Fargo Target 2050 Western Asset Core Bond Wells Fargo Index Wells Fargo Treas Plus Western Asset Core Plus Wells Fargo Index Asset Money Market Bond Allocation Wells Fargo Ultra Short Western Asset Corporate Wells Fargo Intermediate Tax Income Bond AMT Free Wells Fargo Ultra Short Western Asset Emerging Municipal Markets Debt Fund Inc

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Western Asset Emerging Western Asset Municipal Westpac Banking Corp Markets Income Fund Inc Defined Opportunity Trust Inc Westpoint Stevens Inc Western Asset Global Western Asset Municipal Westport Fuel Systems Inc Corporate Defined High Income Westport Fund Opportunity Fund Inc Western Asset NY Municipals Westport Resources Corp Western Asset Global High Western Asset Select Tax Westport Select Cap Income Fund Inc Free Reserves WESTSIDE ENERGY CORP Western Asset Global High Western Asset Short Weststar Financial Services Yield Bond Duration High Income Corp Western Asset Government Western Asset Short Westway Group Inc Reserves Duration Municipal Income Westwood Holdings Group Western Asset High Income Western Asset Short Term Inc. Fund II Inc Bond Westwood Income Western Asset High Yield Western Asset Total Return Opportunity Western Asset High Yield Unconstrained Westwood Smidcap Defined Opportunity Fund Inc Western Asset US Treasury WEX Inc Western Asset Inflation Index Reserves Weyco Group Inc Plus Bond Western Asset/Claymore Weyerhaeuser Co Western Asset Institutional Inflation-Linked Opportunities WFAVT Asset Allocation AMT Free Municipal Money & Income F WFAVT Opportunity Market Western Asset/Claymore WFS FINANCIAL INC Western Asset Institutional Inflation-Linked Securities & WGL Holdings Inc. Cash Reserve Income Fund WGNB Corp. Western Asset Institutional WESTERN DIGITAL CORP W-H Energy Services Inc Government Reserves Western Gas Equity Partners Wheaton Precious Metals Western Asset Institutional LP Corp Liquid Reserve Western Gas Partners Lp WHEATON RIVER Western Asset Institutional WESTERN GAS MINERALS LTD US Treasury Obligations RESOURCES INC Wheeling Pittsburgh Corp Money Market Western Goldfields Inc WHERIFY WIRELESS INC Western Asset Institutional Western Liberty Bancorp Whirlpool Corp US Treasury Reserve Western New England White Electronic Designs Western Asset Intermediate Bancorp Inc Corp Bond Western Ohio Finl Corp WHITE MOUNTAIN Western Asset Intermediate Western Refining Inc TITANIUM CORP Term Municipals Western Refining Logistics White Mountains Insurance Western Asset Liquid LP Group Ltd Reserves WESTERN SIERRA White Oak Select Growth Western Asset Macro BANCORP White River Capital Inc Opportunities WESTERN SIERRA MINING Whitebox Tactical Western Asset Managed CORP Opportunities High Income Fund Inc WESTERN SILVER CORP WHITEHALL JEWELLERS Western Asset Managed Western Sizzlin Corp INC Municipals Western Standard Energy Whitestone REIT Western Asset Managed Corp WhiteWave Foods Co (The) Municipals Fund Inc Western Union Co Whiting Petroleum Corp Western Asset Mortgage WESTERN WIRELESS Whiting USA Trust I Backed Securities CORP -CL A Whiting USA Trust II Western Asset Mortgage Westlake Chemical Corp Whitney Holding Corp. Capital Corp Westlake Chemical Partners WHITNEY INFORMATION LP NET INC

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

WHITTIER ENERGY CORP Wilmington US Government WisdomTree Continuous WHOLE FOODS MARKET MM Commodity Index Fund INC Wilmington US Govt MM WisdomTree Dividend Ex- WideOpenWest Inc Wilmington US Treasury Financials Fund Widepoint Corp Money Mkt WisdomTree Dreyfus WIDERTHAN CO LTD -ADS Wilshire 5000 Index Portfolio Chinese Yuan Fund WiFiMed Holdings Co Inc Wilshire Bancorp Inc WisdomTree Dreyfus WILBER CORP Wilshire Enterprises Inc. Emerging Currency Fund WILD OATS MARKETS INC Wilshire Large Company WisdomTree Emerging WildHorse Resource Growth Markets High Dividend Fund Development Corp Wilshire VIT Balanced WisdomTree Emerging Willamette Valley Vineyards Wilshire VIT Equity Markets Local Debt Fund Inc Wilson Holdings Inc WisdomTree Emerging Willbros Group Inc. Wilsons The Leather Experts Markets Small Cap Dividend Willdan Group Inc Inc Fund William Lyon Homes Wiltel Communications WisdomTree Europe Hedged William Penn Bancorp Inc Group Equity Fund Williams Capital Govt Money Wimm-Bill-Dann Foods WisdomTree Europe Market OJSC SmallCap Dividend Fund Williams Coal Seam Gas Wind Energy America Inc WisdomTree High Dividend Royalty Trust Wind River Systems Inc Fund Williams Controls Inc WINDROSE MEDICAL WisdomTree India Earnings Williams Cos Inc. (The) PPTYS TR Fund ETF WILLIAMS PARTNERS L.P. Windstream Holdings Inc WisdomTree International WILLIAMS PARTNERS LP Wingstop Inc Dividend Top 100 Fund Williams Pipeline Partners LP Winland Ocean Shipping WisdomTree International WILLIAMS SCOTSMAN INTL Corp Equity Fund Williams-Sonoma Inc. Winmark Corp WisdomTree International Willis Lease Finance Corp Winn-Dixie Stores Inc. Hedged Quality Dividend Willis Towers Watson plc Winnebago Industries Inc. Growth Fund Williston Basin / Mid North Winner Medical Group Inc WisdomTree International America Stock Wins Finance Holdings Inc SmallCap Dividend Fund Willow Creek Enterprises Inc Winslow Green Growth Wisdomtree Investments Inc Willow Financial Bancorp Inc WinSonic Digital Media WisdomTree Japan Hedged Wilmington Broad Market Group Ltd Equity Fund Bond WINSTON HOTELS INC WisdomTree Japan Wilmington International Winston Pharmaceuticals Inc SmallCap Dividend Fund Wilmington Large Cap Wintergreen Fund WisdomTree LargeCap Strategy Winthrop Realty Trust Inc Dividend Fund Wilmington Multi Mgr Intl Winton Financial Corp WisdomTree MidCap Wilmington Multi Mgr Real Wintrust Financial Corp. Dividend Fund Asset WINWIN GAMING INC WisdomTree MidCap Wilmington Premier Money Wipro Ltd Earnings Fund Mkt Wireless Ronin Technologies WisdomTree SmallCap Wilmington Prime MM Inc Dividend Fund Wilmington Prime Money Wireless Telecom Group Inc. WisdomTree SmallCap Market WIRELESS XCESSORIES Earnings Fund Wilmington Tax-Exempt MM GRP INC WisdomTree Total Dividend Wilmington Trust Corp WisdomTree Asia Local Debt Fund Wilmington TxEx MM Fund WisdomTree U.S. Quality Dividend Growth Fund

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Wiser Oil Co Workday Inc Xactly Corp Witness Systems Inc Workflow Mgmt Inc XATA Corp WITS BASIN PRECIOUS Workiva Inc XBiotech Inc MINERALS Workstream Inc Xcel Brands Inc WJ Communications Inc World Acceptance Corp Xcel Energy Inc. Wm Blair Bond WORLD AIR HOLDINGS INC XCELERA INC Wm Blair Emerging Markets World Color Press Inc Xcerra Corp Growth World Energy Solutions Inc Xcorporeal Inc Wm Blair Growth WORLD HEALTH XCYTE THERAPIES INC Wm Blair Income ALTERNATIVES XECHEM INTERNATIONAL Wm Blair Institutional World Heart Corp INC International Growth World Point Terminals LP Xencor Inc Wm Blair Instl Intl Equity WORLD WASTE Xenetic Biosciences PLC Wm Blair International TECHNOLOGIES INC Xenia Hotels & Resorts Inc Growth World Wrestling Xenith Bankshares Inc Wm Blair International Small Entertainment Inc. Xeno Transplants Corp Cap Growth WORLDGATE XENOGEN CORP Wm Blair Intl Equity COMMUNICATIONS INC Xenon Pharmaceuticals Inc Wm Blair Macro Allocation Worldpay Inc Xenonics Holdings Inc Wm Blair Ready Reserves WORLDSPACE INC XENOPORT INC Wm Blair Small Cap Growth WORLDWIDE BIOTECH & Xerox Corp Wm Blair Small Cap Value PHARMA XETA Technologies Inc Wm Blair Small Mid Growth Worldwide Restaurant XETHANOL CORP WM Growth Concept XFONE INC WM Growth & Income WORONOCO BANCORP Xhibit Corp WM International Growth INC Xicor Inc WM Money Market Worthington Industries Inc. Xilinx Inc. WM REIT Wound Management XINHUA CHINA LTD WM Small Cap Growth Technologies Inc Xinhua Sports & WM Small Cap Value Wowjoint Holdings Ltd Entertainment Ltd WM Tax Exempt Bond WPCS INTERNATIONAL XL Group Ltd WM Variable Growth & INC XM Satellite Radio Holdings Income WPP PLC Inc WM Variable Growth Fund WPX Energy Inc XO Group Inc WM. Wrigley Jr. Co Wright Medical Group Inc XO Holdings Inc WMC RESOURCES LTD Wright Medical Group N.V. XOMA Corp WMIH Corp WSB Financial Group Inc Xoom Corp WMS Industries Inc. WSB Holdings Inc Xperi Corporation WNS (Holdings) Ltd WSFS Financial Corp XPO Logistics Inc Wolohan Lumber Co WSP Holdings Ltd XRG INC WOLSELEY PLC Wuhan General Group X-Rite Inc Wolverine Tube Inc. (China) Inc XSTREAM MOBILE Wolverine World Wide Inc. WuXi PharmaTech (Cayman) SOLUTIONS CP Women First Healthcare Inc XSUNX INC Woodbridge Holdings Corp WVS Financial Corp. XTENT INC WOODHEAD INDUSTRIES WYETH Xtera Communications Inc INC WYNDHAM XTL Woodward Inc INTERNATIONAL INC BIOPHARMACEUTICALS Woori Financial Holdings Co Wyndham Worldwide Corp XTO Energy Inc. Ltd Wynn Resorts Ltd Xtra-Gold Resources Corp WORDLOGIC CORP X CHANGE CORP Xunlei Ltd

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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 26, 2018

Xura Inc Zale Corp Zweig Fund Inc. (The) XYBERNAUT CORP Zanett Inc Zweig Total Return Fund Inc. Xyratex Ltd ZAP (The) Yadkin Financial Corp Zarlink Semiconductor Inc. ZYGO CORP YAK COMMUNICATIONS Zayo Group Holdings Inc Zymeworks Inc INC ZaZa Energy Corp ZYMOGENETICS INC Yamana Gold Inc ZBB Energy Corp Zynerba Pharmaceuticals Inc Yandex NV Zebra Technologies Corp. Zynex Inc Yanglin Soybean Inc ZELTIQ Aesthetics Inc Yangtze River Port & Zendesk Inc Logistics Ltd Zenith National Insurance YANKEE CANDLE CO INC Corp YARDVILLE NATIONAL Zep Inc BANCORP Zero Gravity Solutions Inc Yasheng Group Ltd Zhaoheng Hydropower Co Yatra Online Inc Zhongpin Inc Yayi International Inc Zi Corp Yellowcake Mining Inc Zila Inc Yelp Inc Zillow Group Inc Yext Inc Zilog Inc YieldQuest Total Return Zimmer Biomet Holdings Inc Bond Zion Oil & Gas Inc Yingli Green Energy Holdings Zions Bancorporation Co Ltd ZIOPHARM Oncology Inc Yirendai Ltd Zipcar Inc YM BIOSCIENCES INC ZipRealty Inc Yodlee Inc Zix Corp. YORK INTERNATIONAL Zoes Kitchen Inc CORP Zoetis Inc York Water Company (The) Zogenix Inc Yorktown Multi-Asset Income Zoll Medical Corp Youbet.com Inc Zoltek Cos Inc Young Broadcasting Inc ZOMAX INC/MN Young Innovations Inc Zomedica Pharmaceuticals Youngevity International Inc Corp Your Community Bancshares ZONE 4 PLAY INC Inc Zoned Properties Inc Ypf Sociedad Anonima ZONES INC Yacimientos Petroliferos Zoo Entertainment Inc Fiscales ZOOM TECHNOLOGIES YRC Worldwide Inc INC YTB INTERNATIONAL INC Zoran Corp Yucheng Technologies Ltd Zoro Mining Corp Yuhe International Inc Zosano Pharma Corp Yum China Holdings Inc ZS Pharma Inc YUM! Brands Inc. ZST Digital Networks Inc Yuma Energy Inc Z-TRIM HOLDINGS INC YuMe Inc zulily inc Zafgen Inc Zulu Energy Corp Zagg Inc Zumiez Inc ZAIS Group Holdings, Inc. ZVUE Corp

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