SINGULARITIES OF THETA DIVISORS AND THE GEOMETRY OF A5
G. FARKAS, S. GRUSHEVSKY, R. SALVATI MANNI, AND A. VERRA
Abstract. We study the codimension two locus H in Ag consisting of principally polarized abelian varieties whose theta divisor has a sin- gularity that is not an ordinary double point. We compute the class 2 [H] ∈ CH (Ag) for every g. For g = 4, this turns out to be the locus of Jacobians with a vanishing theta-null. For g = 5, via the Prym map we show that H ⊂A5 has two components, both unirational, which we describe completely. We then determine the slope of the effective cone ′ of A5 and show that the component N0 of the Andreotti-Mayer divisor ′ has minimal slope and the Iitaka dimension κ(A5, N0) is equal to zero.
Introduction The theta divisor Θ of a generic principally polarized abelian variety (ppav) is smooth. The ppav (A, Θ) with a singular theta divisor form the Andreotti-Mayer divisor N in the moduli space , see [AM67] and [Bea77]. 0 Ag The divisor N0 has two irreducible components, see [Mum83] and [Deb92], ′ which are denoted θnull and N0: here θnull denotes the locus of ppav for ′ which the theta divisor has a singularity at a two-torsion point, and N0 is the closure of the locus of ppav for which the theta divisor has a singularity not at a two-torsion point. The theta divisor Θ of a generic ppav (A, Θ) θnull has a unique singular point, which is a double point. Similarly, the theta∈ divisor ′ of a generic element of N0 has two distinct double singular points x and x. Using this fact, one can naturally assign multiplicities to both components− of N0 such the following equality of cycles holds, see [Mum83],[Deb92]
′ (1) N0 = θnull + 2N0.
As it could be expected, generically for both components the double point is an ordinary double point (that is, the quadratic tangent cone to the theta divisor at such a point has maximal rank g — equivalently, the Hessian matrix of the theta function at such a point is non-degenerate). Motivated by a conjecture of H. Farkas [HF06], in [GSM08] two of the authors considered the locus in θnull in genus 4 where the double point is not ordinary. In [GSM07] this study was extended to arbitrary g, considering the sublocus g−1 θnull θnull parameterizing ppav (A, Θ) with a singularity at a two-torsion point,⊂ that is not an ordinary double point of Θ. In particular it has been 1 proved that (2) θg−1 θ N ′ . null ⊂ null ∩ 0 In fact the approach yielded a more precise statement: Let φ : Xg → Ag be the universal family of ppav over the orbifold g and g be the locus of singular points of theta divisors. Note thatA canS be ⊂X viewed as a S subscheme of g given by the vanishing of the theta functions and all its partial derivatives,X see Section 1. Then decomposes into three equidimen- sional components [Deb92]: , projectingS to θ , ′, projecting to N ′ , Snull null S 0 and dec, projecting (with (g 2)-dimensional fibers) onto 1 g−1. It S − g−1 A ×A is proved in [GSM07] that set-theoretically, θnull is the image in g of the ′ A intersection null . An alternative proof of these results has been found by Smith andS Varley∩S [SV12a],[SV12b]. It is natural to investigate the non-ordinary double points on the other ′ g−1 component N0 of the Andreotti-Mayer divisor. Similarly to θnull , we define ′g−1 ′ N0 , or, to simplify notation, H, to be the closure in N0 of the locus of ppav whose theta divisor has a non-ordinary double point singularity. Note that H is the pushforward under φ of a subscheme of g given by a Hessian condition on theta functions. In particular HHcan beX viewed as a codimension 2 cycle (with multiplicities) on g. Since an explicit modular ′ A form defining N0 and the singular point is not known, we consider the cycle g−1 g−1 ′g−1 g−1 (3) N0 := θnull + 2N0 = θnull + 2H. g−1 We first note that θnull is a subset of H. Then, after recalling that the Andreotti-Mayer loci N are defined as consisting of ppav (A, Θ) with i ∈Ag dim Sing(Θ) i, we establish the set-theoretical inclusion Ni H, for i 1. From this≥ we deduce: ⊂ ≥ Proposition 0.1. For g 5 we have θg−1 H. ≥ null To further understand the situation, especially in low genus, we compute the class: Theorem 0.2. The class of the cycle H inside is equal to Ag g! [H]= (g3 + 7g2 + 18g + 24) (g + 4)2g−4(2g + 1) λ2 CH2( ). 16 − 1 ∈ Ag
As usual, λ1 := c1(E) denotes the first Chern class of the Hodge bun- dle and CHi denotes the Q-vector space parameterizing algebraic cycles of codimension i with rational coefficients modulo rational equivalence. Com- 3 paring classes and considering the cycle-theoretic inclusion 3θnull H, we get the following result, see Section 4 for details: ⊂ 3 Theorem 0.3. In genus 4 we have the set-theoretic equality θnull = H. We then turn to genus 5 with the aim of obtaining a geometric description of H 5 via the dominant Prym map P : 6 5. A key role in the ⊂ A 2 R → A study of the Prym map is played by its branch divisor, which in this case ′ equals N0 5, and its ramification divisor 6. We introduce the antiramification⊂ A divisor defined cycle-theoreticallyQ⊂R by the equality U⊂R6 P ∗(N ′ ) = 2 + . 0 Q U Using the geometry of the Prym map, we describe both and explicitly in Q U terms of Prym-Brill-Noether theory. For a Prym curve (C,η) g and an integer r 1, we recall that V (C,η) denotes the Prym-Brill-Noether∈R locus ≥− r (see Section 5 for a precise definition). It is known [Wel85] that Vr(C,η)isa Lagrangian determinantal variety of expected dimension g 1 r+1 . We − − 2 denote π : g g the forgetful map. Our result is the following: R →M Theorem 0.4. The ramification divisor of the Prym map P : 6 5 equals the Prym-Brill-Noether divisor in Q , that is, R →A R6 = (C,η) : V (C,η) = 0 . Q { ∈R6 3 } The antiramification divisor is the pull-back of the Gieseker-Petri divisor from , that is, = π∗( 1 ). The divisor is irreducible and reduced. M6 U GP6,4 Q As the referee pointed out to us, the irreducibility of (as well as that of ) also follows from Donagi’s results [Don92] on the monodromQ y of the U Prym map P : 6 5. Apart from the Brill-Noether characterization pro- vided by TheoremR →A 0.4, the divisor has yet a third (respectively a fourth!) Q geometric incarnation as the closure of the locus of points (C,η) 6 with 2 ∈R2 a linear series L W6 (C), such that the sextic model ϕL(C) P has a totally tangent conic,∈ see Theorem 8.1 (respectively as the locus⊂ of section (C,η) of Nikulin surfaces [FV11]). The rich geometry of enables ∈ R6 Q us to (i) compute the classes of the closures and inside the Deligne- Q U Mumford compactification , then (ii) determine explicit codimension two R6 cycles in 6 that dominate the irreducible components of H. In this way we find aR complete geometric characterization of 5-dimensional ppav whose 4 theta divisor has a non-ordinary double point. First we characterize θnull as the image under P of a certain component of the intersection P ∗(θ ): Q∩ null 4 Theorem 0.5. A ppav (A, Θ) 5 belongs to θnull if an only if it is lies in the closure of the locus of Prym∈A varieties P (C,η), where (C,η) is a ∈ R6 curve with two vanishing theta characteristics θ1 and θ2, such that η = θ θ∨. 1 ⊗ 2 Furthermore, θ4 is unirational and [θ4 ] = 27 44 λ2 CH2( ). null null 1 ∈ A5 ∨ Denoting by 5 6 the locus of Prym curves (C,η = θ1 θ2 ) as above, Q ⊂R 4 ⊗ we prove that 5 (and hence θnull which is the closure of P ( 5) in 5) is unirational, byQ realizing its general element as a nodal curve Q A 2 C 1 1 (5, 5) , R1 R2/P ×P ∈ I where R P1 P1 (3, 1) and R P1 P1 (1, 3) , with the vanishing 1 ∈ |O × | 2 ∈ |O × | theta-nulls θ1 and θ2 being induced by the projections on the two factors. 3 4 2 Observing that [H] =[θnull] in CH ( 5), the locus H must have extra ir- reducible components corresponding toA ppav with a non-ordinary singularity that occurs generically not at a two-torsion point. We denote by H1 5 the union of these components, so that at the level of cycles ⊂ A 4 H = θnull + H1, where [H ] = 27 49 λ2. We have the following characterization of H : 1 1 1 Theorem 0.6. The locus H1 is unirational and its general point corresponds to a Prym variety P (C,η), where (C,η) 6 is a Prym curve such that η W (C) W 1(C) and K η is very ample.∈ R ∈ 4 − 4 C ⊗
As an application of this circle of ideas, we determine the slope of 5. Let be the perfect cone (first Voronoi) compactification of — thisA is the Ag Ag toroidal compactification of g constructed using the first Voronoi (perfect) fan decomposition of the coneA of semi-positive definite quadratic forms with rational nullspace (see e.g. [Vor1908] for the origins, and [SB06] for recent progress). The Picard group of g with rational coefficients has rank 2 (for g 2), and it is generated by theA first Chern class λ of the Hodge bundle ≥ 1 and the class of the irreducible boundary divisor D := . The slope Ag −Ag of an effective divisor E Eff( ) is defined as the quantity ∈ Ag a s(E) := inf : a,b > 0, aλ1 b[D] [E]= c[D], c> 0 . b − − If E is an effective divisor on g with no component supported on the bound- ary and [E]= aλ bD, thenAs(E) := a 0. One then defines the slope (of 1 − b ≥ the effective cone) of the moduli space as s( g) := inf s(E). This A E∈Eff(Ag) important invariant governs to a large extent the birational geometry of ; Ag for instance is of general type if s( )
1. Theta divisors and their singularities In this section we recall notation, definitions, as well as some results from [GSM08]. We denote Hg the Siegel upper half-space, i.e. the set of symmetric complex g g matrices τ with positive definite imaginary part. If σ = a b × Sp(2g, Z) is a symplectic matrix in g g block form, then its action c d ∈ × −1 on τ Hg is defined by σ τ := (aτ + b)(cτ + d) , and the moduli space of complex∈ principally polarized abelian variety (ppav for short) is the quotient = H / Sp(2g, Z), parameterizing pairs (A , Θ ) with A = Cg/Zgτ +Zg, Ag g τ τ τ an abelian variety and Θτ the (symmetric) polarization bundle. We denote by A [2] the group of two-torsion points of A . Let ε,δ (Z/2Z)g, thought τ τ ∈ of as vectors of zeros and ones; then x = τε/2+ δ/2 Aτ [2], and the shifted ∗ ∈ bundle txΘ is still a symmetric line bundle. Up to a multiplicative constant the unique section of the above bundle is given by the theta function with 5 characteristic [ε,δ] defined by ε ε ε ε δ θ (τ,z) := exp πi t(m + )τ(m + ) + 2 t(m + )(z + ) . δ 2 2 2 2 m ∈Zg We shall write θ(τ,z) for the theta function with characteristic [0, 0]. The zero scheme of θ(τ,z), as a function of z A , defines the principal polar- ∈ τ ization Θτ on Aτ . Theta functions satisfy the heat equation ε ε ∂2θ (τ,z) ∂θ (τ,z) δ δ = 2πi(1 + δj,k) , ∂zj∂zk ∂τjk
(where δj,k is Kronecker’s symbol). The characteristic [ε,δ] is called even or odd corresponding to whether the scalar product tεδ Z/2Z is zero or one. Consequently, depending on the ε ∈ characteristic, θ (τ,z) is even or odd as a function of z. A theta constant δ is the evaluation at z = 0 of a theta function. All odd theta constants of course vanish identically in τ. A holomorphic function f : Hg C is called a modular form of weight k with respect to a finite index subgroup→ Γ Sp(2g, Z) if ⊂ f(σ τ) = det(cτ + d)kf(τ) τ H , σ Γ, ∀ ∈ g ∀ ∈ and if additionally f is holomorphic at all cusps of Hg/Γ. Theta constants 1 with characteristics are modular forms of weight 2 with respect to a finite index subgroup Γg(4, 8) Sp(2g, Z). We refer to [Igu72] for a detailed study of theta functions. ⊂ We denote by φ : = H Cg/(Sp(2g, Z) ⋊ Z)2g) = H / Sp(2g, Z) Xg g × →Ag g the universal family of ppav, and let Θg g be the universal theta divisor — the zero locus of θ(τ,z). Following⊂X Mumford [Mum83], we denote by := Singvert Θg the locus of singular points of theta divisors of ppav: (4)S g ∂θ = Sing Θτ = (τ,z) Hg C : θ(τ,z)= (τ,z) = 0, i = 1,...,g S ∈ × ∂zi τ ∈Ag (computationally, by an abuse of notation, we will often work locally on , thinking of it as a locus inside the cover H Cg of ). It is known S g × Xg that g is of pure codimension g +1, and has three irreducible compo- S⊂X ′ nents [CvdG00], denoted null, dec, and . Here null denotes the locus of even two-torsion points thatS lieS on the thetaS divisor,S given locally by g + 1 equations (5) := (τ,z) : θ(τ,z) = 0, z =(τε + δ)/2 for some [ε,δ] (Z/2Z)2g . Snull ∈Xg ∈ even 6 To define dec, recall that a ppav is called decomposable if it is isomorphic to a productS of lower-dimensional ppav. We denote then (6) := φ−1( ). Sdec S∩ A1 ×Ag−1 Since the theta divisor of a product (A , Θ ) (A , Θ ) is given by the 1 1 × 2 2 union (Θ1 A2) (A1 Θ2), its singular locus contains Θ1 Θ2 and is of codimension× 2 (see∪ the× work [EL97] of Ein and Lazarsfeld for× a proof of a conjecture [ADC84] of Arbarello and De Concini that Ng−2 is in fact equal to the decomposable locus). Thus the fibers of dec 1,g−1 are all of dimension g 2, and the codimension of S is→ equal A to g + 1. (We − Sdec ⊂ Xg note that any other locus of products h g−h has codimension h(g h), and contributes no irreducible componentA ×A of ). − Finally, ′ is the closure of the locus of singularS points of theta divisors of indecomposableS ppav that are not two-torsion points. Observe that , ′, Snull S and dec all come equipped with an induced structure as determinantal S g subschemes of Hg C . The Andreotti-Mayer× divisor is then defined (as a cycle) by N := φ ( )= τ : SingΘ = . 0 ∗ S { ∈Ag τ ∅} It can be shown that N0 is a divisor in g, which has at most two irreducible components, see [Deb92],[Mum83]. A The theta-null divisor θ is the zero locus of the modular form null ⊂Ag ε F (τ) := θ (τ, 0). g δ m even Geometrically, it is the locus of ppav for which an even two-torsion point lies on the theta divisor, and it can be shown that θnull = φ∗( null), viewed as an S ′ 1 ′ equality of cycles. Similarly for the other component we have N0 = 2 φ∗( ) ′ S (the one half appears because a generic ppav in N0 has two singular points x on the theta divisor). ± Remark 1.1. The two components of N0 are zero loci of modular forms (with some character χ in genus 1 and 2): θnull is the zero locus of the g−2 g ′ modular form Fg of weight 2 (2 +1), while N0 must be the zero locus of g−3 g some modular form Ig of weight g!(g + 3)/4 2 (2 + 1) (the class, and thus the weight, was computed by Mumford− [Mum83]). Unlike the explicit formula for Fg, the modular form Ig is only known explicitly for g = 4, in which case it is the so called Schottky form [Igu81a],[Igu81b]. Various approaches to constructing Ig explicitly were developed in [Yos99],[KSM02].
2. Double points on theta divisors that are not ordinary double points We shall now concentrate on studying the local structure of a theta divisor near its singular point. For this, we look at the tangent space to and the map between the tangent spaces. S 7 Proposition 2.1. Let x =(τ ,z ) be a smooth point of . Then the map 0 0 0 S (dφ)x0 : Tx0 ( ) Tτ0 (N0) is injective if and only if the Hessian matrix S → 2 2 ∂ θ (x ) ... ∂ θ (x ) ∂z1∂z1 0 ∂z1∂zg 0 . . . H(x0) := . .. . ∂2θ ∂2θ (x0) ... (x0) ∂zg∂z1 ∂zg∂zg has rank g. Proof. Since the subvariety is defined by the g + 1 equations (4), S ⊂Xg the point x is smooth if and only if the ( g(g+1) + g) (g + 1) matrix 0 2 × ∂θ ... ∂θ ∂θ ... ∂θ ∂τ11 ∂τgg ∂z1 ∂zg 2 2 2 2 ∂ θ ... ∂ θ ∂ θ ... ∂ θ ∂z1∂τ11 ∂z1∂τ ∂z1∂z1 ∂z1∂z M(τ ,z ) := gg g 0 0 ...... ...... 2 2 2 2 ∂ θ ... ∂ θ ∂ θ ... ∂ θ ∂z1∂τ11 ∂z1∂τgg ∂zg∂z1 ∂zg∂zg evaluated at x0 =(τ0,z0) has rank g + 1. We compute ∂θ (x ) ... ∂θ (x ) 0 ... 0 ∂τ11 0 ∂τgg 0 2 2 2 2 ∂ θ (x ) ... ∂ θ (x ) ∂ θ (x ) ... ∂ θ (x ) ∂z1∂τ11 0 ∂z1∂τ 0 ∂z1∂z1 0 ∂z1∂z 0 M(τ ,z )= gg g 0 0 ...... ...... ∂2θ ∂2θ ∂2θ ∂2θ (x0) ... (x0) (x0) ... (x0) ∂z1∂τ11 ∂z1∂τgg ∂zg∂z1 ∂zg∂zg g(g+1) Since the map φ is the projection on the first 2 coordinates, the propo- sition follows. Remark 2.2. From the heat equation for the theta function it follows that if the Hessian matrix H(x0) has rank g, then x0 is a smooth point of . We also note that from the product rule for differentiation and theS heat equation it follows that the second derivative ε ∂2θ (τ,z) δ z=0 ∂zj∂zk | ε restricted to the locus θ (τ, 0) = 0 is also a modular form for Γ (4, 8). δ g Since we have different, easier to handle, local defining equations (5) for , we can obtain better results in this case. Snull Proposition 2.3. A point x0 null is a smooth point of null unless ∂θ ∈ S S (x0) = 0 for all 1 i,j g. The map (dφ)x0 is injective if and only if ∂τij ≤ ≤ the Hessian matrix H(x0) has rank g. Remark 2.4. If x =(τ ,z ) is a smooth point of , while τ is singular 0 0 0 Snull 0 in θnull, this implies that at least two different theta constants vanish at τ0. 8 Using the above framework, we get a complete description of the inter- ′ section null , obtaining thus an easier proof of one of the main results of [GSM07].S ∩S Proposition 2.5. For x , the point x lies in ′ if and only if the 0 ∈ Snull 0 S rank of H(x0) is less than g. Proof. If x ′ , then it is a singular point in , hence the rank of 0 ∈ S ∩Snull S H(x0) is less than g by the above proposition. To obtain a proof in the other direction, since z0 is a two-torsion point, the matrix M(τ0,z0) appearing in the proof of the proposition above has the form ∂θ (x ) ... ∂θ (x ) 0 ... 0 ∂τ11 0 ∂τgg 0 2 2 0 ... 0 ∂ θ (x ) ... ∂ θ (x ) ∂z1∂z1 0 ∂z1∂z 0 M(x )= g 0 ...... ...... ∂2θ ∂2θ 0 ... 0 (x0) ... (x0) ∂zg∂z1 ∂zg∂zg Hence if the rank of H(x0) is less than g, x0 is a singular point of ; thus S ′ either it is a singular point of null, or it lies in the intersection null . The first case cannot happen forS dimensional reasons (the singularS locus∩S of null is codimension at least 2 within null, see also [CvdG00]), and thus we mustS have x ′. S 0 ∈Snull ∩S Corollary 2.6. Set theoretically we have φ( ′)= θg−1. Snull ∩S null Remark 2.7. From the previous proof it also follows that Sing null ′. S ⊂ Snull ∩S Our further investigation will consider the subvariety := ′g−1 := x =(τ ,z ) ′ : rk H(x )