Strategic Plan & Regional Project Awards

Governor Andrew M. Cuomo

10 Regional Councils

Long Island: Nassau, Su!olk New York City: Bronx, Kings, New York, Queens, Richmond Mid-Hudson: Dutchess, Orange, Putnam, Rockland, Sullivan, Ulster, Westchester Capital Region: Albany, Columbia, Greene, Rensselaer, Saratoga, Schenectady, Warren, Washington North Country: Clinton, Essex, Franklin, Hamilton, Je!erson, Lewis St. Lawrence Mohawk Valley: Fulton, Herkimer, Montgomery, Oneida, Otsego, Schoharie Central New York: Cayuga, Cortland, Madison, Onondaga, Oswego Southern Tier: Broome, Chemung, Chenango, Delaware, Schuyler, Steuben, Tioga, Tompkins Finger Lakes: Genesee Livingston, Monroe, Ontario, Orleans, Seneca, Wayne, Wyoming, Yates Western New York: Allegany, Cattaraugus, Chautauqua, Erie, Niagara

Statewide Chairman’s Committee

Western New York $100.3 million awarded to 96 projects

Region County Applicant Project Title Description Agency Total CFA Award Western NY Allegany Alfred University High Temperature Complete the High-Temperature Materials ESD $2,800,000.00 Laboratory Characterization Laboratory, initially created in cooperation with Corning Inc., but now providing a number of industries across New York State with high-temperature analytical and characterization services including Corning, General Electric, Delphi, Lockheed Martin, Saint Gobain, as well as several smaller companies. Western NY Allegany Allegany County WNY Regional Develop a Regional Sustainability Plan for NYSERDA $998,224.00 Sustainability Western NY that will establish a sustainability Planning Program baseline including inventories of greenhouse gas emissions and energy use. The plan will assess sustainability indicators including economic assets, liabilities and opportunities as well as transportation, land use, and natural resources. The plan's long-term and short- term goals will address improving energy e!ciency, promoting renewable energy, and reducing carbon emissions. Once the plan is completed, it is intended to inform municipal land use policies, guide both public and private resource investments in infrastructure, and identify tangible actions to reduce greenhouse gas emissions. Western NY Allegany Allegany County Leadership The Acceleration Pool Program will train DOL $12,300.00 Chapter NYSARC, Training ten Wellville workers in leadership skill Inc. development, promoting the agency's philosophy of fostering a culture of learning among future generations of leaders. Western NY Allegany Cuba Community Cuba Home Home improvement of approximately 25 units HCR $300,000.00 Development Improvement on various sites in Allegany County. Corp. Program 2011 Western NY Allegany Cuba Community HOME Rehabilitate 25 owner-occupied homes in HCR $500,000.00 Development Rehabilitation For Allegany County. Corporation Allegany County Western NY Allegany Town of Almond Town of Almond Rehabilitate 14 owner-occupied severely HCR $400,000.00 Severely substandard housing units located Substandard throughout the Town of Almond. Housing Rehabilitation Program Western NY Allegany Town of Town of Friendship Renovate 20 homes in the Town of Friendship. HCR $400,000.00 Friendship Housing Rehabilitation Program Western New York

Region County Applicant Project Title Description Agency Total CFA Award Western NY Allegany Town of Wellsville Town of Wellsville Rehabilitate 13 owner-occupied substandard HCR $400,000.00 Critical Housing housing units located in the Town of Wellsville. Repair Program Phase I (CHRP) Western NY Allegany Village of Bolivar Village of Bolivar Develop a new water supply system that will HCR $900,000.00 joint with Village Joint Project provide water to the Villages of Bolivar and of Richburg with the Village Richburg. of Richburg Water System Improvements Western NY Cattaraugus City of Olean East State Street Reconstruction of E. State St. (NYS Route ESD $1,000,000.00 Reconstruction 417) from Front St. to King St., 0.5 miles, DOT to include replacement of the water line, sanitary sewer line, installation of new storm sewer and complete road base to include new curb and gutter. Reconstruction of this section, with "ow related improvements, is a "#x it" investment strategy that not only addresses a public safety concern, but also increases capacity, thus spurring development in this concentrated area and bringing jobs and increased incomes to a distressed neighborhood. Western NY Cattaraugus Cattaraugus Housing Home improvement of 35 units located on HCR $303,188.00 Community Opportunities various sites in Cattaraugus County. Action Program IV Western NY Cattaraugus Cattaraugus Manufactured Provide a manufactured housing assistance HCR $749,986.00 Community HOME program in Cattaraugus County, replacing Action, Inc. Replacement dilapidated mobile homes and improving Initiative II living conditions for income eligible home owners. Western NY Cattaraugus Cattaraugus Housing Provide moderate housing rehabilitation HCR $500,000.00 Community Opportunities assistance to owner-occupants in Cattaraugus Action, Inc. Program IV County. Western NY Cattaraugus Cattaraugus Cattaraugus Replace and repair 24 substandard septic HCR $278,000.00 County County Well systems and 12 substandard well-water & Septic systems in Cattaraugus County. Replacement Program Western NY Cattaraugus Chautauqua, Main Line Track The Southern Tier Extension Railroad DOT $786,850.00 Cattaraugus, Rehabilitation, Authority will replace approximately 3 miles of Allegany, and Carrollton to rail and 7,000 ties in a 7.5 mile span of railroad Steuben Southern Salamanca between Carrollton, NY and Salamanca, NY. Tier Extension Railroad Authority Western NY Cattaraugus City of Olean Cattaraugus This project includes the construction of a DOT $630,000.00 County- hangar for small planes at the Cattaraugus Olean Airport: County - Olean Airport. Currently, there Construction of is limited space for the storage of general Hangar, Including aviation aircraft at the airport. The City has Required Site identi#ed many aircraft owners who have Improvements, for expressed interest in leasing hangar space if it becomes available. These aircraft owners are 10 Small Aircraft on a waiting list that has been in place since 2004. Western NY Cattaraugus City of Olean City of Olean 2011 Redevelop the former Manufactures Hanover ESD $1,000,000.00 Urban Renewal Building at 101 North Union, 107 North Union, Agency 110 West State Street and 116 West State Street properties along with the redesign of Union Street and adjoining streetscape improvements. Region County Applicant Project Title Description Agency Total CFA Award Western NY Cattaraugus Gowanda Area Gowanda Zoar The Gowanda Area Redevelopment OPRHP $57,375.00 Redevelopment Valley Gateway Corporation is working with the Village Corporation of Gowanda to redevelop the former Peter Cooper Land#ll Superfund site as a recreational space and gateway to the Zoar Valley. The site has been brought from a contaminated brown#eld to a condition where it is ready for #nal planning and construction phases. The project will complete pre-construction planning activities, including design, permitting, SEQRA review and archeology surveys, and other legal requirements to prepare for park construction. Western NY Cattaraugus NeighborWorks Cattaraugus Rehabilitate 12 homes and replace #ve mobile HCR $500,000.00 Home Resources HOME Repair homes in Cattaraugus County. and Replacement Program Western NY Chautaqua Concord Grape Grape Discovery "This project is part of the #nal phase in the OPRHP $200,000.00 Belt Heritage Center completion of a Grape Discovery Center in Association, Inc. Chautauqua County. The Grape Discovery Center will educate visitors about the historic development of the region and the role that grape growing played in the region's cultural landscape and communities. The plan proposes 19 exhibit panels in the Display Room and 14 exhibit displays, free standing and wall mounted, for the reception/gift shop space, as well as exterior exhibits and an orientation pavilion." Western NY Chautauqua Ascion LLC Project Expansion Manufacturer of adjustable beds will construct ESD $500,000.00 Silver Creek new 87,000 sq. ft. building to accommodate new line. Western NY Chautauqua Chautauqua Chautauqua Assist twelve households of low- and HCR $400,000.00 County County Housing moderate-income elderly in addressing Rehabilitation substandard housing conditions in Project Chautauqua County. Western NY Chautauqua Chautauqua Chautauqua Assist 20 low- and moderate-income HCR $200,000.00 County County Septic households in addressing failed septic systems and Well Repair/ and contaminated or inadequate water Replacement supplies in Chautauqua County. Western NY Chautauqua Chautauqua RESTORE 2011 Rehabilitate 18 homes with grants of up to HCR $75,000.00 Home $7,500 for emergency housing repair needs Rehabilitation for elderly, frail elderly and physically disabled and Improvement homeowners in Chautauqua County. Corp. Western NY Chautauqua Chautauqua Chautauqua Conduct emergency housing repairs for HCR $75,000.00 Opportunities Inc. RESTORE 2011 elderly or frail elderly homeowners in Chautauqua County. Western NY Chautauqua Hospice Health Care The Hospice will train and educate 28 home DOL $2,419.52 Chautauqua Worker Training health aides, licensed practical nurses and County, Inc. registered nurses. Western NY Chautauqua Regan Dunkirk Meadows New construction of 64 a$ordable rental HCR $3,543,491.00 Development Workforce housing for individuals and families in the Corporation Housing Town of Dunkirk. Development Western NY Chautauqua Town of West#eld Barcelona Hamlet The Town of West#eld will continue the DOS $200,000.00 Improvements redevelopment of the Barcelona Harbor Hamlet including construction of public parking, pedestrian-scaled lighting, benches, way-#nding signage, landscaping, interconnected handicapped accessible pedestrian facilities, and replacement of water-line infrastructure along Lake Erie. Western New York

Region County Applicant Project Title Description Agency Total CFA Award Western NY Erie Calspan Calspan Independent testing, research and ESD $1,294,500.00 Corporation Transportation development servicing the transportation/ Safety Campus automotive industry and, more speci#cally, the emerging technologies in the industry shaping the future of public domain safety. The project will establish a global, state- of-the-art transportation safety campus in Western NY. Western NY Erie City of Bu$alo Economic Improvement in #ve separate downtown ESD $4,000,000.00 Advancement of Bu$alo districts through investment in Bu$alos Central streetscape and infrastructure development Business District in accordance with the City of Bu$alo's "Queen City Hub" Plan, thereby improving streetscapes, infrastructure and connectivity. Western NY Erie ENrG TES Expansion This expansion project will extend the process ESD $601,500.00 Incorporated from pilot scale to low volume manufacturing. ENrG markets and manufactures Thin E-Strate (TES). Western NY Erie FMC Corporation Persulfate Major expansion of the persu"ate ESD $1,000,000.00 Expansion Project manufacturing process at the Tonawanda, NY plant. Western NY Erie Hauptman HWI HTCL Purchase and installation of necessary capital ESD $500,000.00 Woodward to upgrade equipment to improve and expand Medical Research HWMRI's high-throughput crystallization Institute laboratory and o$er competitive, revenue generating and sustainable research. Western NY Erie Hebeler LNG Expansion Project will expand production of liquid ESD $1,250,000.00 Corporation Project natural gas fuel tanks for medium and heavy duty trucks due to increased market demand. Western NY Erie Immco IMMCO_NYS_1 Expansion of manufacturing and R&D facilities. ESD $1,050,000.00 Diagnostics, Inc. DOL Western NY Erie Jacobs Institute Hopkins JI Construction of 20,800 sq. ft. medical device ESD $4,000,000.00 prototyping and research facility. Western NY Erie Niagara 1755 Dale Rd Construction of a new manufacturing facility. ESD $673,835.00 Transformer Corp. Expansion Western NY Erie St John Fruit Belt auto tech Construction of new automotive maintenance ESD $2,000,000.00 CDC training facility in Bu$alo to make training more accessible to underrepresented populations. Western NY Erie The John R. Oishei Bu$alo Arts and Build out of the Bu$alo Arts and Technology ESD $800,000.00 Foundation Technology Center Center to support training and education for key under-representated populations in Bu$alo. Western NY Erie WATT Fuel Cell Watt Fuel Cell Company will relocate all business operations ESD $951,652.00 Corp to the Western NY area to develop and manufacture its fuel cell. Western NY Erie Aviation Bu$alo Air#eld: Demolition of the existing terminal building DOT $366,300.00 Consultants of Construct New and construction of a 2,000 square foot WNY, Inc. Airport Terminal addition to an existing building to serve as a and Operations new Terminal. The proposed work includes the Building necessary water, sewer, and electrical work. There is currently no water or septic service to the future terminal area. Public water connection will provide an adequate supply of water to support airport expansion and provide adequate #re suppression. Western NY Erie Bu$alo Blends, Inc. Industry Speci#c Will provide on-the-job-training to 12 long- DOL $14,400.00 Equipment term unemployed workers in the operation Training of an agglomerator/instantizer required for processing hot cocoa mix. Western NY Erie Bu$alo Computer Professional Level Training will help boost the technical DOL $45,880.00 Graphics, Inc. Technical Skills knowledge and certi#cation of 22 Quality Upgrade Training Assurance, Engineering, Database, and Project Management sta$. Region County Applicant Project Title Description Agency Total CFA Award Western NY Erie Bu$alo Place, Inc. Theatre District Rehabilitate and revitalize 5 commercial, one HCR $500,000.00 NY Main Street civic/community, and 42 residential units in Program mixed-use buildings in the theater district in downtown Bu$alo, including streetscape enhancements. Western NY Erie Catholic Charities Quality Provide Lean Six Sigma training to 53 DOL $50,000.00 of Bu$alo, NY Mnagement employees of Catholic Charities of Bu$alo. Training Catholic Charities is a human service agency serving anyone in need in the eight counties of Western NY. Training will give sta$ tools to do more with less and create a condition of true empowerment, organizational excellence, and prosperity. Western NY Erie Catholic Health Certi#ed Lactation Train 20 health workers to become DOL $16,500.00 System Consultant international board certi#ed lactation Training consultants. They will take 90 hours of classes in anatomy and physiology, counseling skills, ethics, documentation and charting, failure to thrive, human growth and development, legal aspects, maternal illness and recovery, and nutrition. Graduates can take the exam for Certi#ed Lactation Consultants. Western NY Erie Central Terminal Bu$alo Central The Central Terminal Restoration Corp., Inc. OPRHP $306,117.00 Restoration Corp. Terminal Canopy will rehabilitate and restore two entryway Inc. Restoration canopies located at the historic Bu$alo Central Terminal. The disrepair and instability of the exterior entryway canopies pose a safety hazard for patrons, tourists and volunteers and requires immediate rehabilitation. Western NY Erie Community National Family The Community Action Organization of Erie DOL $46,156.00 Action Development County, Inc. will provide two types of training Organization Credential Training at its Bu$alo, NY location: of Erie County, 1) National Family Development Credential Inc. (CAO) and Training for 10 frontline sta$. Each trainee that New York State successfully meets the requirements of the School-Aged Care program will receive a Nationally recognized Family Development Credential. The program Credential (SACC) goals for this sequential training is designed training to equip frontline workers with baseline competencies and skills needed to empower families to achieve a healthy self-reliance and interdependence with their communities based on their own goals. 2) New York State School-Aged Care Credential (SACC) training. The SAC Credential was developed to promote quality services to children and families by providing speci#c standards, training, and evaluation of school-age sta$ members and providers. The Competency Standards are divided into 14 Skill Areas: Professionalism, Child Development Knowledge, Safety, Health, Self, Guidance, Out of School Environments, Creative, Physical, Cognitive, Communication, Social Positive Classroom Community, Families and Operational Program Management. Western NY Erie Computer Task Information Train 23 Bu$alo employees in critical technical DOL $49,499.00 Group, Inc. Technology skills for Information Systems sta$ with Training these titles: system engineer, senior system engineer, developer, system administrator, system operator, telecommunications analyst, and network analyst. Western NY Erie Ecology and Project This Lancaster-based company will DOL $47,238.00 Environment, Inc. Management and provide project management and National Environmental Environment Prevention Act training to 34 Prevention Act current workers. Training Western New York

Region County Applicant Project Title Description Agency Total CFA Award Western NY Erie Erie County IDA American Heritage American Heritage Home, a modular home ESD $2,500,000.00 Homes manufacturer, will receive low-cost #nancing to construct a new manufacturing facility in Bu$alo’s Lakeside Commerce Park. Western NY Erie ESM Group, Inc. Information This company will train 13 workers at its DOL $7,380.00 Technology Amherst facility on recent software upgrades. Training Western NY Erie Ford Motor Ford Motor The Ford Motor Company Bu$alo Stamping EFC $135,000.00 Company Company Plant plans to reduce potable water use by Stormwater Reuse collecting and reusing stormwater in a non- contact cooling water system which is used in the Stamping Plant in welding lines and plant-wide air compressors. Western NY Erie Galvstar, LLC Galvstar Workforce Train 30 workers to operate a "hot dipped DOL $97,852.80 Development galvanized" production line in Bu$alo. Finished product will be "at sheet galvanized steel coils using "Galfan" technology. This is a new manufacturing process. Western NY Erie Goodyear Dunlop On the Job 993 current workers will learn more about DOL $88,900.00 Tires N.A. ltd Training the business, become more pro#cient in the execution of the company’s business plan and develop skills that will help them perform their job duties more e!ciently. 22 new workers will come on board in 2012 through On-the-Job Training programs. Western NY Erie Habitat for HFH-NYS 2011 Rehabilitation of facility in Erie County. HCR $646,000.00 Humanity NYS Rehab Western NY Erie Heart of the City 2011 Green & Home improvement of 30 units targeted HCR $432,100.00 Neighborhoods Healthy Homes toward the elderly, developmentally disabled, Rehab and households with young children on various sites in the City of Bu$alo. Western NY Erie Heart of the City 2011 Green & Rehabilitate 30 homes, with deferred payment HCR $288,122.00 Neighborhoods, Healthy HOMEs loans, on average of $9,600 to make repairs Inc. Rehabilitation and improve energy e!ciency on the lower Program west side of Bu$alo. Western NY Erie International Professional Level This Western NY company will provide training DOL $20,000.00 Imaging Materials, Skills Upgrade to 70 current employees in its Research and Inc. Training Development and Engineering Departments. Western NY Erie L.D. McCauley, LLC Machine Operator Training for seven Orchard Park employees to DOL $12,000.00 Training become independently functioning multi- spindle screw machine operators. Western NY Erie Liberty A$ordable Mariner Towers Rehabilitation and preservation of 206 units HCR $15,500,000.00 Housing, Inc. of rental housing in four eight-story towers in Bu$alo. Western NY Erie Network Services, Advanced Give skills upgrade training to six employees. DOL $18,000.00 LLC Information The training is designed to acknowledge new, Technology emerging technologies and includes three Training high-level IT courses. Western NY Erie Niagara Blower Niagara Blower This project will help eight current employees, DOL $25,600.00 Company Workforce Training previously hired as assemblers, to achieve the ASME Welding Certi#cation. In addition, three new welders will be hired through an On-the- Job Training program. Western NY Erie Niagara Frontier Bu$alo Niagara This project provides for the extension of ESD $6,880,000.00 Transportation International the existing Long Term Lot B parking lot at DOT Authority (NFTA) Airport Parking Bu$alo-Niagara International Airport. The Expansion Project project will expand the existing parking facility by approximately 988 parking spaces and includes asbestos abatement and demolition. The airport needs additional parking spaces to accommodate signi#cant passenger increases. The 6,000 long-term spaces available do not address the present need. Region County Applicant Project Title Description Agency Total CFA Award Western NY Erie People Inc. Management Provide Management Training workshops DOL $5,950.00 Training to 50 employees in the skills they need for a supervisory or management position. People, Inc.'s #eld of disability services is one of consistent growth in the Western NY and needs managers who can navigate services and state regulations. Western NY Erie Riverside Special Riverside Special Adaptive reuse of an historic school into 60 HCR $3,255,755.00 Needs Apts L.P. Needs Apartments rental units, including supportive units for persons with mental illness, in the City of Bu$alo. Western NY Erie Ronco Data Network Training to improve the data networking and DOL $49,875.00 Communications Technical Training technology skills for 25 technical sta$. The & Electronics, Inc. training will teach sta$ to install, con#gure, and troubleshoot networking hardware, protocols, and services in network and data principles, leading to a CompTIA Network+ industry-recognized certi#cation credential. The training will upgrade our technical sta$’s skills to support the latest technology platforms. Western NY Erie Shea's O'Connell Interior Theatre Shea's O'Connell Preservation Guild will OPRHP $400,000.00 Preservation Guild Restoration restore the interior of the theatre auditorium, Ltd. located at 646 Main Street, Bu$alo. The ceiling, walls and facades will be restored to their original condition. Cleaning, minor repair and painting of the molded plaster ceiling and dome together with restoration on the proscenium arch, front wall, balcony underside, walls, and chandeliers will complete the project. Western NY Erie The Elmwood Elmwood Village Rehabilitate 13 buildings with 9 residential HCR $500,000.00 Village Association 2011 NYMS and 9 commercial units in the Elmwood Village Program target area in the City of Bu$alo. Western NY Erie Town of West West Seneca Parks The Town of West Seneca will rehabilitate OPRHP $50,603.00 Seneca Development and make safety improvements to Veterans Memorial Park, centrally located within the town and convenient to the Town Hall Complex on Union Road. The project will include construction of an eight-foot-wide by 850-foot-long asphalt paved multi-purpose trail, installation of stationary outdoor #tness equipment at various segments along the trail, and the replacement of playground equipment. Western NY Erie West Side West Side Rehabilitate 20 homes on the west side of HCR $399,600.00 Neighborhood Rehabilitation Main Street in Bu$alo, with deferred payment Housing Services, Initiative loans. Inc. Western NY Erie Zoological Society Arctic Exhibit The Zoological Society of Bu$alo will create OPRHP $400,000.00 of Bu$alo, Inc. an Arctic exhibit at the Bu$alo Zoo. The current polar bear exhibit has su$ered from over 70 years of neglect and does not meet the standards of the Association of Zoos and Aquariums, which accredits zoos. Unless the Bu$alo Zoo builds a new exhibit in the next few years, the polar bears will be permanently placed at another facility. Construction of Arctic Edge will secure the Zoo's place as the most popular cultural destination in Erie County. In addition, the interpretive graphics and interactive exhibits will educate hundreds of thousands of Western NYers about climate change and ways they can act to reduce greenhouse gas emissions. Western New York

Region County Applicant Project Title Description Agency Total CFA Award Western NY Erie, Computer Task CTG NYS Initiative CTG intends to create jobs in the #eld ESD $1,000,000.00 Dutchess, Group of computer engineering, computer Steuben and programming, computer analysis and Statewide functional analysis which will conduct scienti#c research and development activities intended to discover information that would eliminate uncertainty concerning the development or improvement of a product or process. Western NY Erie, Niagara Roswell Park WNY Genomics This project proposes to build the mechanical ESD $5,100,000.00 Cancer Institute and Health infrastructure needed to support a robust Consortium approach to personalized medicine based on detailed de#nition and study of genetic sequences to create the health information data associated with the individuals. Western NY Erie, Niagara, Bu$alo Small Business The initiative will provide incentive grants to ESD $800,000.00 Chautauqua Neighborhood Green Retro#t small businesses and non-pro#t organizations Stabilization Initiative throughout Erie, Niagara and Chautauqua Company, Inc. counties for pre-retro#t repairs, thereby reducing barriers to program participation. By assisting with pre-retro#t expenses such as roof, foundation and building shell repairs, the Initiative will enable small businesses and nonpro#ts to undertake green upgrades on their buildings, including insulation, furnace and window replacement and weather sealing. Western NY Erie, Niagara, Launch New York JumpStart NY The project will include training, business ESD $93,565.00 Chautauqua, Project services and consultation services for area Cattaraugus, entrepreneurs and startup companies; as well Allegany as direct investments in start-up companies. Western NY Niagara Niagara County Hospitality and Renovation of 90,000 sq. ft., including ESD $2,000,000.00 Community Tourism Center equipment for a world class center for training College in hospitality, tourism and culinary arts along with an incubator and small business center to support growth of new tourism/culinary businesses Western NY Niagara Niagara Frontier NFTA Airport Plan Completion of Niagara Falls International ESD $970,000.00 Transportation Airport Master Plan. Authority (NFTA) Western NY Niagara Sentient O!ce and Renovation of the administrative o!ces, ESD $811,534.00 Corporation laboratory research campus and laboratories for the Steel renovation project & Bearing-gear industry. Western NY Niagara Artpark & Artpark Artpark & Company, Inc. will implement its OPRHP $391,150.00 Company, Inc. Amphitheater Master Plan by improving access and viewing Improvements for the thousands of annual visitors to Artpark. The project will include ADA-accessibility improvements, site perimeter fencing that will provide access control to the ampitheater, and parking lot improvements. Site construction will include the installation of a 40’x 40’ stage and sound wings, a new stage canopy and speaker towers to #t over the larger stage, and a modular "green room" to support performance and production activities. Western NY Niagara City of Lockport Development of Assist in the development of Harrison Place HCR $260,000.00 Harrison Place in the City of Lockport, creating 23 jobs, of which 87% will be made available to low-to- moderate income individuals. Western NY Niagara City of Lockport City of Lockport Assist 20 low-and-moderate-income HCR $400,000.00 Homeownership households with the purchase of a home in Program City of Lockport. Western NY Niagara City of North North Tonawanda Assistance to businesses in North Tonawanda HCR $200,000.00 Tonawanda Microenterprise that provide essential goods and services Assistance within the Downtown Redevelopment Area, Program are located in the Remington Rand building, or are within the City and can demonstrate a high need and potential as a high impact project. Region County Applicant Project Title Description Agency Total CFA Award Western NY Niagara City of North North Tonawanda The Webster Street Green Infrastructure EFC $574,500.00 Tonawanda Webster Improvements project will provide aesthetic, Street Green economic and environmental enhancements Infrastructure to the City’s historic downtown business district. The redevelopment project will reconstruct a narrow band along both sides of Webster Street to include curb bump-outs and bioretention /in#ltration areas, providing measureable water quality improvements in nearly six acres of land in the heart of North Tonawanda, signi#cantly reducing pollutant discharges into the Erie Canal and Niagara River. Western NY Niagara City of North Remington Events Assist in the development of the Remington HCR $266,000.00 Tonawanda Center on the Events Center on the Canal in the City of North Canal Tonawanda, creating 33 jobs, of which 85% will be made available to low-to-moderate income individuals. Western NY Niagara Conestoga Rovers Sustainable Train 200 engineers and technicians in DOL $50,000.00 and Associates, Development environmental leadership. The project will Inc. Leadership o$er seven courses to workers in Niagara Falls, Training Bu$alo, Rochester, and Syracuse. The #rm o$ers engineering, environmental consulting, construction, and information technology services around the world. Western NY Niagara Lockport Main Lockport Main Rehabilitate 5 buildings in the City of Lockport HCR $251,300.00 Street, Inc. Street with 4 commercial and 1 civic unit, creating 3 new residential units. Western NY Niagara Niagara Niagara Conduct emergency housing repairs for frail HCR $75,000.00 Community Community Action elderly homeowners in Niagara County. Action Program, Program, Inc. Inc. RESTORE Western NY Niagara Niagara County Rubberform "Rubberform Recycled Products, LLC located ESD $250,000.00 IDA in Lockport will purchase machinery and equipment to expand production of products made from recycled tire rubber. The project will enable Rubberform to double its production of products made from recycled tire rubber, resulting in the creation of 3-5 new jobs and increase the recycling of waste tires." Western NY Niagara Norampac Niagara Skilled Worker Training in job skills and continuous DOL $50,000.00 Falls, Inc. Upgrade improvement initiative training to 56 Training in Paper employees. Training in various jobs within Manufacturing the paper manufacturing process including: Processes Machine Tender, Back Tender, Winder Operator, Winder Helper, Pulper Engineer, Pulper Engineer Helper, Loader. Employees will be trained in Lubrication Technology, Lean and 5S, and electrical process control: PLC/ DCS/SAF. Western NY Niagara Somerset Railroad Main Line Track The Somerset Railroad Corp. will replace ties DOT $164,900.00 Corporation Rehabilitation on on the Gulf Bridge to correct the defective tie Gulf Bridge condition. This work will allow for removal of the 10 MPH speed restriction, improve train speeds, and will preserve rail service for coal deliveries to the AES Somerset Generating Plant, near Barker, NY. Western NY Niagara Southport Monteagle Acquisition and rehabilitation of 150 units HCR $1,865,401.00 Financial of multifamily a$ordable housing units in Niagara Falls. Western NY Niagara City of Niagara LaSalle Waterfront The City of Niagara Falls will continue DOS $102,440.00 Falls Park improvements to LaSalle Waterfront Park, including installation of an entrance sign, benches, drinking fountain, barbeque grills, picnic tables and trash receptacles, landscaping and creation of a vegetative "green-wall" bu$er between the park and adjacent properties. Western New York

Region County Applicant Project Title Description Agency Total CFA Award Western NY Niagara Town of Newfane Town of Newfane The Town of Newfane will improve its DOS $63,800.00 Marina Facilities marina at Olcott and construct new docks Upgrade to accommodate larger boats, repair erosion damage along approximately 88 feet of shoreline, install steel pilings to stabilize the shoreline, and repair and reinstall the boardwalk along the shoreline. Western NY Niagara, Erie, Manufacturing Dream It Do It Coordination of a regional initiative to ESD $500,000.00 Chautauqua, Technology Western NY promote advanced manufacturing and Cattaraugus, Institute the careers o$ered by the advanced Allegany manufacturing sector. It will implement a work plan consisting of regional marketing, events and internship and apprenticeship opportunities. Western NY Niagara, Niagara Wine Trail Niagara Wine Trail Purchase and installation of signs on ESD $30,000.00 Orleans designated Niagara Wine Trail route. Project also includes marketing and training. Western NY NYSERDA received NYSERDA’s Commercial and Industrial (C&I) NYSERDA 72 applications programs o$er New York businesses solutions to improve energy e!ciency and save money through design, new construction, renovation, and process improvements to commercial and industrial buildings. The New Construction Program and Existing Facilities Program help building owners make informed decisions to design and renovate sustainable buildings. The FlexTech program can o$er energy saving opportunities through consultation and cost-sharing studies. Industrial and Process E!ciency Program can help organizations increase product output and data processing e!ciency. Western NY Excelsior Jobs Excelsior Jobs Program tax credits will be ESD $15,000,000.00 Program reserved for future projects including business investments in targeted industries that are within the region and that create or retain jobs, create capital investment and are consistent with the Strategic Plan. WNY $100,257,738.32 TOTAL Statewide Chairman’s Committee

Southern Tier $49.4 million awarded to 58 projects

Region County Applicant Project Title Description Agency Total CFA Award Southern Tier Broome Ametek, Inc. Binghamton This expansion project supports the existing ESD $305,000.00 Expansion Binghamton facility, one of Ametek's plants that was able to secure additional manufacturing space to support increased manufacturing operations. Ametek manufactures precision gaging, sensors, and hardware for the commercial, private, and military aircraft industry. Southern Tier Broome Broome County Broome County Broome County will construct a year-round OPRHP $400,000.00 Regional Farmers Regional Farmers' Market facility that will Market provide locally produced foods and goods in a sheltered structure that is easily accessible to producers and consumers. This project will address the growing demand for fresh and locally produced foods, provide a direct sales outlet for regional farmers, create a covered park event venue and provide the opportunity for increased recreation by creating a 14,000- square-foot multi-purpose facility with site capacity for another 8,000 square feet in Otsiningo Park, located just north of the City of Binghamton. Southern Tier Broome Broome County Upper Broome County will develop a countywide DOS $35,000.00 Susquehanna and mitigation strategy to address causes and Delaware River e!ects of chronic and extreme "ooding Watershed Plan events, including an inventory of the Upper Susquehanna River and Delaware River watersheds and a strategy for reducing drainage and "ooding problems. Southern Tier Broome Broome County Greater Broome County will refurbish Binghamton DOT $495,000.00 (Greater Binghamton Airport's main passenger terminal to o!er Binghamton Airport: Passenger improved and modernized amenities including Airport) Terminal "ight information displays, passenger waiting Improvements areas and restrooms. The airport has carefully selected the elements of this project to provide signi#cant positive impacts on current users of the airport. It will help attract and maintain airline employees, will have positive e!ects on the business and leisure traveler, will improve the level of maintenance, and will improve energy usage. Southern Tier Broome Broome-Tioga Gas Drilling Broome-Tioga BOCES proposed project will DOL $40,000.00 Board of Training provide training for 40 people. Training will Cooperative include an introduction to the Gas Drilling Educational industry, training in industrial and rough Services terrain forklift operation, orientation to drilling safety conditions and environmental controls, defensive driving certi#cation, basic #rst aid and CPR, heavy equipment safety and maintenance, basic welding techniques and an introduction to masonry. Southern Tier

Region County Applicant Project Title Description Agency Total CFA Award Southern Tier Broome Center for Garden of Ideas The Center for Technology and Innovation will EFC $116,500.00 Technology and Porous Pavement install pervious paving in the parking lot and Innovation, Inc. Parking Lot the Garden of Ideas at the TechWorks! Museum of Invention and Upstate Industry. Porous pavement will enable o$cials, residents, and developers to see #rst-hand the bene#ts and costs of replacing traditional asphalt parking lots with pervious paving. Southern Tier Broome Center for TechWorks The Center for Technology and Innovation OPRHP $400,000.00 Technology and museum planning will make improvements to the former Innovation, Inc. and design Binghamton Ice Cream Company property for use as Techworks!, a museum of invention and upstate NY industry. The project includes schematic design, design development, and construction documents for the adaptive reuse of the structure and surrounding site, which includes a geothermal system and other green design elements to support sustainable, stable museum environments, roof top with energy generating features and iconic roof top sculpture, and exhibit plans for the #rst phase of the TechWorks! museum. Southern Tier Broome First Ward Action First Ward Provide housing rehabilitation assistance to HCR $300,000.00 Council, Inc. Action Council owner-occupants in the Binghamton area, Rehabilitation assisting 13 income-eligible owner occupants. Program Southern Tier Broome First Ward Action First Ward Action The First Ward Action Council will address HCR $75,000.00 Council, Inc. Council RESTORE emergency housing repair needs for 18 elderly 2011 homeowners in the First Ward district of Binghamton. Southern Tier Broome First Ward Action First Ward Home Home improvement of approximately 30 units HCR $300,000.00 Council, Inc. Improvement on sites in Broome County, with an emphasis Program 2011 on the First Ward in the City of Binghamton. Southern Tier Broome Opportunities for Broome Home improvement of approximately 40 units HCR $600,000.00 Chenango County Home on sites in Broome and Chenango Counties. Improvement Program III Southern Tier Broome Town of Colesville Town of Colesville Rehabilitate 13 owner-occupied severely HCR $400,000.00 Housing substandard housing units located in the Town Rehabilitation of Colesville. Thirty-two low- and moderate- Program income persons will bene#t from the assistance. Southern Tier Broome Village of Johnson Johnson City Rehabilitate and revitalize 13 commercial units HCR $457,000.00 City Revitalization and 15 residential units in the Central Business Program District of the Village of Johnson City in mixed- use and historic buildings. Southern Tier Broome Village of Port Village of Port Make the Village Municipal Building in the HCR $400,000.00 Dickinson Dickinson Village of Port Dickinson fully-accessible and Municipal Building compliant with the Americans with Disabilities Accessibility Act (ADA). Project Southern Tier Broome Young Women's YWCA The YMCA of Binghamton and Broome County OPRHP $244,946.00 Christian Binghamton will restore the exterior masonry and cornice of Association of Preservation their architecturally signi#cant 1907 Beaux Arts/ Binghamton and Classical Revival building The building serves Broome County, as a community anchor providing housing and Inc. services for homeless women and children, space for community events and programs and meetings along with healthcare and childcare. This proposed exterior restoration represents one phase of the larger project to renovate the entire building. The work will reinforce and stabilize the exterior of the landmark building and contribute to the rehabilitation and revitalization of Court Street Historic District in the heart of downtown Binghamton. Region County Applicant Project Title Description Agency Total CFA Award Southern Tier Broome Village of Endicott Chugnut Trail The Village of Endicott and the Town of Union DOS $12,500.00 Extension will complete a plan for a series of waterfront trails and walkways, a key component in the connection of two existing riverside trails and eight adjacent parks. Southern Tier Chemung Bishop Sheen Chemung HOME Rehabilitate 12 homes and replace two mobile HCR $400,000.00 Ecumenical Program homes in Chemung County. Housing Foundation, Inc. Southern Tier Chemung CAF USA, Inc. CAF USA Infrastructure investment consisting of ESD $1,000,000.00 acquiring and rehabilitating an adjacent rail spur needed to handle new rail car contracts resulting in new job creation opportunities. Southern Tier Chemung, Town of Big Flat Strategy for a The Town of Big Flats and the Southern Tier DOS $87,000.00 Schuyler, Flood Resistant Central Regional Planning and Development and Southern Tier Board will work with the 42 municipalities Steuben Central Region located along designated inland waterways in Chemung, Steuben, and Schuyler counties in the preparation of a Strategy for a Flood Resistant Southern Tier Central Region. Southern Tier Chemung, SCAP d/b/a Arbor HOME Community Rehabilitate and resell 10 homes in Steuben and HCR $600,000.00 Steuben Development Housing Chemung Counties. Development Organization Acquisition/ Rehabilitation Program Southern Tier Chemung, Tioga County Southern The Upper Susquehanna Coalition will EFC $920,000.00 Steuben, Soil and Water Tier Wetland construct and restore 120 acres of wetlands in Schuyler, Conservation Construction the Southern Tier counties and will reconnect Tioga, District and Floodplain streams with "oodplains, allowing streams Chenango, Enhancement to overtop their banks and spread water Broome, safely where adequate space is available. This Delaware, will allow water to safely spread out onto Tompkins adjacent "oodplains without damaging nearby infrastructure. Southern Tier Chenango Chenango County Chenango County Assist 14 low-and-moderate income HCR $350,000.00 Homeownership households in Chenango County with the Program purchase of a home. Southern Tier Chenango Chenango Main Line Track The Chenango County Industrial Development DOT $772,422.00 County Industrial Rehabilitation, Authority will restore the Binghamton-Utica rail Development Chenango County corridor which has been out of service between Authority Chenango Forks and Sherburne since the "oods of 2006. The project will repair the railroad embankments and drainage structures, realign stream channels to their original course under the railroad bridges, clear vegetation and debris for the safe use of the rail corridor, and replace ties to allow rail freight service to resume. Southern Tier Chenango Delaware, Medical Train 20 unemployed Norwich workers for DOL $50,000.00 Chenango, Administrative positions as Certi#ed Clinical Medical Assistant, Madison, Otsego Workers Training Certi#ed Billing and Coding Specialist, BOCES Certi#ed Medical Administrative Assistant, and Administrative Dental Assistant. Southern Tier Chenango Norwich Cap Plan only Project consists of several phases designed to ESD $2,000,000.00 Pharmaceuticals, increase both the company's manufacturing Inc. and R&D capabilities and capacities through 2015. Project includes infrastructure improvements, purchase of R&D laboratory equipment, and R&D production equipment, commercial scale production equipment, and plant boiler upgrades. Southern Tier Chenango Opportunities For 2011 Access to Make accessibility improvements to 10 homes HCR $250,000.00 Chenango, Inc. Home II of persons with mental and physical disabilities and the elderly in Chenango County. Southern Tier

Region County Applicant Project Title Description Agency Total CFA Award Southern Tier Chenango Opportunities For 2011 Chenango Rehabilitate 20 homes with deferred payment HCR $500,000.00 Chenango, Inc. County HOME loans for up to $30,000 in Chenango County. Repair Program V Southern Tier Delaware Delaware County Delaware County Establish the Delaware County Microenterprise HCR $200,000.00 Microenterprise Flood Relief Grant Program, assisting a Assistance minimum of 15 microbusinesses. Program Southern Tier Delaware M-ARK Project, Inc. Central Catskills O!er a HOME Repair Program to address rental HCR $400,000.00 HOME for Rental housing rehabilitation needs elderly, those Rehabilitation with physical disabilities or veterans, providing Program deferred payment loans of up to $25,0000 to 18 property owners. Southern Tier Delaware M-ARK Project, Inc. Roxbury Rehabilitate 7 mixed-use buildings and HCR $361,000.00 Downtown Phase 2 streetscape enhancements in the Village of Roxbury. NYMS funds will renovate 8 residential units, 2 civic units, and 6 commercial units. Southern Tier Delaware Village of Deposit Village of Deposit Improvement the municipal water system of HCR $600,000.00 Drinking Water the Village of Deposit. Distribution Improvements Southern Tier Delaware Village of Franklin 2011 Franklin Rehabilitate and revitalize 5 commercial and 7 HCR $255,000.00 Village NY Main residential in the historic district of the Village Street Program of Franklin. Southern Tier Multi- Community Tri-County Home Home improvement of approximately 80 units HCR $600,000.00 County Progress Inc. Improvement on sites in Chemung, Schuyler and Steuben Program 2011 Counties. Southern Tier Schuyler Community Hornell Rehabilitate and revitalize 10 buildings with 7 HCR $500,000.00 Progress Inc. Main Street commercial and 3 residential units in the central Development business district in downtown Watkins Glen. Project A portion of the award will go to streetscape enhancements. Southern Tier Schuyler Schuyler County Schuyler County Replace and repair substandard septic systems HCR $144,000.00 Well & Septic and well-water systems for 12 units of single- Replacement family housing in Schuyler County. Program Southern Tier Schuyler Village of Watkins Watkins Glen The Village of Watkins Glen will produce a DOS $15,000.00 Glen Waterfront waterfront development plan for Tank Beach, Development Plan which will include a natural history interpretive center to serve as the trail head to Queen Catharine Marsh, and for a walking and biking trail and boardwalk on Seneca Lake. It will complete design work for a marina, restaurant, boat storage, public launch, housing, and promenade. Southern Tier Steuben Bishop Sheen Steuben HOME Rehabilitate 14 homes and replace four mobile HCR $500,000.00 Ecumenical Program homes in Steuben County. Housing Foundation, Inc. Southern Tier Steuben City of Hornell City of Hornell Rehabilitate 15 owner-occupied substandard HCR $400,000.00 Housing housing units in the City of Hornell. Rehabilitation Program Southern Tier Steuben Corning Energy Workforce The Corning Community College Energy DOL $21,000.00 Community Education and Workforce Education and Training Project will College Training Project o!er front-end assessment, two 72-hour natural gas trainings, and basic employment support to 34 long-term unemployed workers to increase the opportunity of employment in entry-level natural gas positions. Southern Tier Steuben Philips Lighting Total Productive 18 current employees at the company’s Bath DOL $10,500.00 Company Maintenance facility will be trained in how to address Training I problems due to equipment failure and aging equipment and machinery. Region County Applicant Project Title Description Agency Total CFA Award Southern Tier Steuben SCAP d/b/a Arbor SCAP RESTORE Conduct emergency housing repairs for elderly HCR $75,000.00 Development 2011 homeowners in Steuben County. Southern Tier Steuben Steuben County Steuben County Install 5 new private wells, and replace 10 septic HCR $198,000.00 Well and Septic systems serving up to 10 low-and moderate System Program income owner-occupied units in Steuben County. Southern Tier Steuben Steuben County Main Line Track The Steuben County Industrial Development DOT $727,578.00 Industrial Rehabilitation, Authority will rehabilitate approximately 2 Development Bath miles of the Hammondsport Industrial rail track Agency in Steuben County, move and extend a run- around track for safer operations, and improve grade crossings so that the B&H Rail Corp. can provide rail service to the Bath Industrial Park. Southern Tier Steuben Village of Addison Village of Addison Rehabilitate and revitalize 8 commercial and HCR $212,300.00 NY Main Street 8 residential units in mixed-use buildings, and 2011 streetscapes in the Village of Addison. Southern Tier Steuben Wellsboro & Steuben County The Wellsboro & Corning Railroad will restore 11 DOT $1,800,000.00 Corning Railroad Rail Restoration, miles of main line railroad track and reconstruct Co. Corning to PA approximately 3,500 feet of former second State Line main track. The project will allow the railroad to continue to provide timely, e$cient, and environmentally friendly service to rail served customers in the Southern Tier of NY. Southern Tier Steuben, Southern Rural Initiative The rural initiative venture fund will provide ESD $3,000,000.00 Schuyler, Tier Regional Venture Fund start up and expansion capital through Chemung, Economic revolving loan funds and grants. Tompkins, Development Tioga, Corp Broome, Chenango, Delaware Southern Tier Steuben, Southern Shovel Ready Site To provide for shovel ready sites including an ESD $2,500,000.00 Schuyler, Tier Regional Development existing building and a former brown#eld that Chemung, Economic Project needs to be prepared for future development. Tompkins, Development Tioga, Corp Broome, Chenango, Delaware Southern Tier Steuben, Southern Southern Tier The Southern Tier Regional Economic ESD $4,799,058.00 Schuyler, Tier Regional Community Development Corp. will provide “gap DOT Chemung, Economic Revitalization #nancing” for private sector redevelopment Tompkins, Development Project of key buildings, in#ll of new buildings, and Tioga, Corp development of our region’s downtowns, Broome, neighborhoods and rural population centers. Chenango, The project will allow each community to Delaware identify its own priorities to structure projects to support unique local needs in targeted areas. The objective is to leverage public funds and non-pro#t resources, attract and sustain both short-term and long-term private capital, and catalyze further development. Revitalization projects will create quality commercial space for development and entrepreneurial enterprises and additional residential housing options, while building on existing infrastructure and housing stock with upgrades and new construction in keeping with the downtown and neighborhood character. While enhancing the tax base overall, the initiative will recapture the value of neighborhoods that have underused or deteriorated public assets, and most compellingly, respond to recent natural disasters that have severely impacted the sustainability of many downtowns. Southern Tier

Region County Applicant Project Title Description Agency Total CFA Award Southern Tier Tioga Home Leasing, Muldoon Gardens Adaptive reuse of a historic school building into HCR $1,915,950.00 LLC 2011 31 a!ordable senior rental units in the Village of Waverly. Southern Tier Tompkins Bishop Sheen Tompkins HOME Rehabilitate 14 homes in Tompkins County. HCR $400,000.00 Ecumenical Program Housing Foundation, Inc. Southern Tier Tompkins County of Tompkins County Conduct emergency housing repair needs for HCR $75,000.00 Tompkins O$ce for the elderly homeowners in Tompkins County who Aging RESTORE may also have physical disabilities, be on public 2011 assistance or be mentally/developmentally disabled. Southern Tier Tompkins Ithaca Holly Creek Phase II Assist in Phase II of the Holly Creek Townhome HCR $550,000.00 Neighborhood Project which in the Town of Ithaca. All of the Housing Services, units will be sold to low-income #rst time Inc. homebuyers. A total of 6 3-bedroom and 5 2-bedroom units will be constructed. Southern Tier Tompkins Ithaca NHS Holly Creek New construction of 22 LEED certi#ed units in HCR $770,000.00 Townhouses the South Hill section of the Town of Ithaca. Southern Tier Tompkins Poets Landing, LLC Poets Landing New construction of 72 rental units of workforce HCR $2,486,186.00 Apartments - 2011 housing in Village of Dryden. Southern Tier Tompkins Tompkins County Tompkins Renovate 23 homes of low-and moderate HCR $400,000.00 County Housing income residents of Tompkins County. Rehabilitation Program Southern Tier Tompkins Village of Groton Pylantis Assist in the start-up of Pylantis in the Village HCR $300,000.00 of Groton, creating 25 homes, of which 60% will be made available to low-to-moderate income individuals. Southern Tier Tompkins Tompkins County Southern Develop a Regional Sustainability Plan for the NYSERDA $1,000,000.00 Tier Regional Southern Tier that will establish a sustainability Sustainability Plan baseline including inventories of greenhouse gas emissions and energy use. The plan will assess sustainability indicators including economic assets, liabilities and opportunities as well as transportation, land use, and natural resources. The plan's long-term and short-term goals will address improving energy e$ciency, promote renewable energy and reducing carbon emissions. Once the plan is completed, it is intended to inform municipal land use policies, guide both public and private resource investments in infrastructure and identify tangible actions to reduce greenhouse gas emissions. Southern Tier Blue Hill Partners Southern Tier Blue Hill Partners LLC will manage a $1,000,000 ESD $1,000,000.00 LLC E$ciency Program revolving loan fund as part of a $101.25 million Institutional dollar program to develop, implement, and and Commercial fund energy e$ciency and renewable energy Projects projects at commercial and institutional facilities in New York’s Southern Tier. Target buildings will have greater than 10,000 square feet and will include airports, school systems, college and university campuses, hospitals, local government buildings, commercial and industrial buildings. The revolving loan fund will pay project developers to create “Project Development Plans” that will identify opportunities for energy e$ciency and renewable energy projects, prepare institutional grade energy assessments, and include proposals to fund projects using power purchase agreements and/or the innovative “energy e$ciency as a service” models Region County Applicant Project Title Description Agency Total CFA Award Southern Tier NYSERDA received NYSERDA’s Commercial and Industrial (C&I) NYSERDA 43 applications programs o!er New York businesses solutions to improve energy e$ciency and save money through design, new construction, renovation, and process improvements to commercial and industrial buildings. The New Construction Program and Existing Facilities Program help building owners make informed decisions to design and renovate sustainable buildings. The FlexTech program can o!er energy saving opportunities through consultation and cost- sharing studies. Industrial and Process E$ciency Program can help organizations increase product output and data processing e$ciency. Southern Tier Excelsior Jobs Excelsior Jobs Program tax credits will be ESD $1,666,666.67 Program reserved for future projects including business investments in targeted industries that are within the region and that create or retain jobs, create capital investment and are consistent with the Strategic Plan. Southern Tier Low-cost Federal Industrial Development Bond (IDB) ESD $10,000,000.00 economic Cap will be made available for State and development local government issuers to sell tax-exempt Financing bonds for eligible economic development, infrastructure and community revitalization e!orts. Southern $49,392,606.67 Tier Total

Statewide Chairman’s Committee

Finger Lakes $68.8 million awarded to 93 projects

Region County Applicant Project Title Description Agency Total CFA Award Finger Lakes Cayuga Finger Lakes Auburn Transload The Finger Lakes Railway Co. will construct DOT $508,240.10 Railway Corp. Terminal a new transload rail yard in Auburn, Improvement Cayuga County, as well as a 2,640' passing siding to enhance train operations. The transload facility will provide Central New York businesses with access to rail transportation without making a large capital investment, servicing companies that do not have a rail line into their facilities but use/ship large quantities of material. Finger Lakes Cayuga, Bishop Sheen Chemung/Seneca/ Make Accessibility improvements to HCR $300,000.00 Tioga, Ecumenical Schuyler Counties the homes of persons with physical Tompkins Housing Acces to Home disabilities and persons who are frail Foundation, Inc. Program - 2011 elderly in Monroe, Ontario, Wayne, and Yates Counties. Grants of up to $25,000 to quali!ed applicants will assist 16 households. Finger Lakes Genesee City of Batavia NY Main Street Improve commercial and residential HCR $450,000.00 2011 mixed-use buildings in the City of Batavia. The Village will rehabilitate 20 buildings consisting of 20 commercial and 10 residential units and enhance streetscapes. Finger Lakes Genesee Community Genesee RESTORE Rehabilitate 17 homes with grants of HCR $75,000.00 Action of Orleans 2011 up to $7,500 for emergency housing and Genesee, Inc. repair needs for elderly and frail elderly homeowners in Genesee County. Finger Lakes Genesee Kreher's Sunrise Sunrise LH2 Project involves construction of an ESD $110,310.00 Farm LLC additional hen house for expansion of organic egg farm. Finger Lakes Genesee Genesee County Genesee Valley Assist in the start-up of Genesee Valley HCR $750,000.00 Mushroom, Inc. Mushroom, Inc. in Genesee County, creating 92 new jobs of which 90% will be made available to low-to-moderate income individuals. Finger Lakes Genesee Town of Batavia Town of Batavia Create the proposed West Main Street HCR $600,000.00 West Main Street Sewer District in the Town of Batavia. Sewer District Finger Lakes Genesee, Rural Housing RHOC Regional Replace eight mobile homes with new HCR $400,000.00 Orleans Opportunities Mid-Hudson Energy Star rated Manufactured Homes in Corporation Rehabilitation Genesee and Orleans Counties. 2011 Finger Lakes Genesee, Rural Housing RHOC Regional Provide down payment, moderate rehab, HCR $500,000.00 Orleans, Opportunities HOME!rst 11 and closing costs assistance to 23 eligible Wyoming Corporation new homebuyers in Genesee, Orleans, and Wyoming Counties, with deferred payment loans. Finger Lakes

Region County Applicant Project Title Description Agency Total CFA Award Finger Lakes Livingston Town of Conesus Town of Conesus Rehabilitate 15 owner-occupied severely HCR $400,000.00 Senior Housing substandard housing units located in the Rehabilitation Town of Conesus. Twenty-two, elderly low- Program and moderate-income persons will bene!t from the assistance. Finger Lakes Livingston Town of Mount Town of Mount Rehabilitate 13 owner-occupied severely HCR $400,000.00 Morris Morris Housing substandard housing units in the Town of Rehabilitation Mount Morris. Program Finger Lakes Livingston Village of Village of Dansville Establish the Dansville Microenterprise HCR $200,000.00 Dansville Microenterprise Assistance Program, assisting a minimum Assistance of 6 microbusinesses in the Village and Program creating 11 jobs. Finger Lakes Livingston Village of Geneseo Geneseo Rehabilitate and revitalize 10 commercial HCR $410,000.00 Downtown and 11 residential units in mixed-use Revitalization buildings the central business district in the Program business district of the Village of Geneseo. $45,000 of the award will be used for streetscape enhancements. Finger Lakes Livingston Village of Mount Village of Mount Rehabilitate 16 owner-occupied HCR $400,000.00 Morris Morris Housing substandard housing units in the Village of Rehabilitation Mount Morris. Program Finger Lakes Livingston Village of Nunda Village of Nunda Install 3,000 feet of 8” diameter force main HCR $309,000.00 Water System from the water treatment plant to the Improvement existing sanitary sewer in the Village of Program Nunda. Finger Lakes Livingston, Norfolk Southern Portageville Bridge Norfolk Southern Railway will replace the DOT $2,000,000.00 Wyoming Railway Replacement Portageville Viaduct, which carries the Southern Tier Corridor over the Genesee River in Letchworth State Park. The current weight and speed restrictions on the bridge were identi!ed in the 2009 New York State Rail Plan as one of the top ten rail bottlenecks in New York. Finger Lakes Monroe AJL AJLExpansion Expansion project to integrate new ESD $287,715.00 Manufacturing projects into company's existing facility Inc. and increase capacity and manufacturing capabilities. AJL is a contract manufacturer with expertise in manufacturing lproducts involving precision sheet metal fabrication and electromechanical assemblies for high-tech industries. In order to integrate new projects into its existing facility it is imperative that it increase capacity and manufacturing capabilities. Finger Lakes Monroe Bishop Sheen Monroe HOME Rehabilitate 14 homes and replace four HCR $500,000.00 Ecumenical Program mobile homes in Monroe County, excluding Housing the City of Rochester. Foundation, Inc. Finger Lakes Monroe Bishop Sheen Calkins Corners New construction of sixty (60) units of HCR $9,122,061.00 Ecumenical a"ordable housing for seniors in the Town Housing of Henrietta. Foundation, Inc. Finger Lakes Monroe Caldwell Various Skills 28 customer service, supply chain, DOL $48,600.00 Manufacturing Upgrading !nance, engineering, manufacturing and Company North Training Information Technology employees at this America, LLC Rochester facility will be trained. Finger Lakes Monroe Carriage Factory Carriage Factory Adaptive reuse of the historic Cunningham HCR $3,346,665.00 Special Needs Special Needs Carriage Factory building into 68 units of Apartments L.P. Apartments rental housing in City of Rochester. Region County Applicant Project Title Description Agency Total CFA Award Finger Lakes Monroe City of Rochester Port of Rochester The Port of Rochester Redevelopment EFC $943,545.00 Redevelopment Project includes the construction of a DOS Project marina along the Genesee River at its juncture with Lake Ontario. Road and walkway improvements will enhance access to the marina and other improvements planned for Port of Rochester area. Pervious pavement will also be installed in select parking lanes along Corrigan Street, as well as the drop-o" loop in front of the Terminal Building. Finger Lakes Monroe City of Rochester Promenade at Erie The City of Rochester will complete designs DOS $240,000.00 Harbor for a public promenade along the Genesee River with a pedestrian ramp to connect to the Court Street Bridge. The promenade will establish connection to the larger Genesee Gateway Trail System. Finger Lakes Monroe Coopervision, Inc. Lean Training for 47 employees of this advanced DOL $29,870.00 Manufacturing manufacturer of medical optics devices to Training improve skills in !ve speci!c areas - Lean Manufacturing "Yellow Belt", Team Process, Project Management, Internal Auditor, and Rockwell Factory Talk. Training is expected to improve performance and increase competitiveness. Finger Lakes Monroe Cross Bros Co, Inc. Resource Planning Training for 24 Rochester, NY employees on DOL $48,125.00 Software Training an updated Enterprise Resource Planning software package. Finger Lakes Monroe Episcopal Senior Rockwood Center New construction of 40 rental units for HCR $498,905.00 Life Communities at Brentland seniors in the Town of Henrietta. Woods 2011 Finger Lakes Monroe Finger Lakes High Blood The Finger Lakes Health System Acency will ESD $300,000.00 Health Systems Pressure hire “Health Advocates,” who are medical Agency Collaborative for professionals trained to work with patients the Finger Lakes who are deemed medically most at-risk Region with high blood pressure levels. Finger Lakes Monroe Foodlink, Inc. Food Worker Training for 24 unemployed Rochester, DOL $50,000.00 Training NY workers in Value Added Processing to prepare them for a career in the food processing industry. Finger Lakes Monroe Genesee Country Various Skills Training for 12 employees in Continuing DOL $4,864.00 Museum Upgrade Training Education for CFO, Crystal Reports Commercial Electric Wiring, Small Gasoline Engine Troubleshooting and Repair, Commercial Pesticide Certi!cation, and Modern Plumbing; IT technology , Point of Sale System, QuickBooks 2011. Finger Lakes Monroe Greater Rochester HOME Rochester Acquisition and rehabilitation of 60 units on HCR $1,100,000.00 PartnersHome 2011-2012 scattered sites in the City of Rochester. Improvement Program HDFC Finger Lakes Monroe Habitat for HFH-NYS AHC Home improvement of approximately HCR $50,000.00 Humanity NYS 2011 Home 12 units on scattered sites in the City of Improvement Rochester. Program Finger Lakes Monroe High Tech Business High Technology of Rochester to construct ESD $2,500,000.00 Rochester Inc. Accelerator a new business incubator and then connect to several outlying smaller facilites to coordinate #edgling tech start ups. Finger Lakes Monroe Ibero-American El Camino Estates New construction of 25 single-family in!ll HCR $1,726,241.00 Development Phase II rental houses in northeast Rochester. Corporation Finger Lakes

Region County Applicant Project Title Description Agency Total CFA Award Finger Lakes Monroe Lauramar On the Job The Lauramar Corporation will provide DOL $50,000.00 Corporation Training in on-the-job training to 5 to 10 long- Plumbing term unemployed Rochester residents interested in learning about residential and commercial plumbing. The company will also provide training to enhance the skills of their technicians. Finger Lakes Monroe LPA Systems, Inc. Business Train 16 computer programmers in DOL $29,760.00 Intelligence Rochester in business intelligence toolsets. Training The graduates can certify as IBM Cognos Reporting, Business Intelligence, and Framework Manager consultants. Finger Lakes Monroe Marketview Mid-Hudson Make accessibility improvements, with HCR $200,000.00 Heights Access to Home II grants of up to $25,000 to 10 homes of Association, Inc. persons with physical disabilities, disabled veterans and frail elderly in the City of Rochester. Finger Lakes Monroe Monroe County Monroe Avenue The Town of Brighton will carry out a EFC $1,565,000.00 Retro!t Green green street retro!t of a portion of Monroe Streets Project Avenue by installing stormwater street trees, bioretention, porous-pavement sidewalks, rain gardens, and riparian bu"ers. By reducing stormwater pollution and controlling water over#ows, the green street retro!t will help revitalize the town center. The success of this project will demonstrate the e"ectiveness and feasibility of green infrastructure practices for other communities in New York. Finger Lakes Monroe NCS Community NCS 2011 AHC Acquisition and rehabilitation of 30 units HCR $1,050,000.00 Development Purchase- on scattered sites in the City of Rochester. Corp. Rehabilitation Rehab will consist of structural and Program foundation repairs, replacement/repair of windows, doors, roofs, furnaces and electrical plumbing systems. Finger Lakes Monroe New York NYBEST Battery Project consists of !tting up space in ESD $3,500,000.00 Battery and and Energy Building 308 at the Eastman Business Park Energy Storage Storage Product in Rochester, along with purchase and Technology Commercialization installation of equipment that is required Consortium Inc. Center to build, test and characterize batteries and energy storage devices. Finger Lakes Monroe Passero Professional Passero Associates is a full-service DOL $35,890.00 Associates, Technical Skills professional consulting !rm in Rochester Engineering, Upgrade Training that provides extensive engineering, Architecture & architecture and surveying services The Surveying, P.C. !rm will develop the technical skills of 25 employees in an e"ort to improve the !rm’s quality of deliverables and improve !nancial performance. Finger Lakes Monroe Qualicoat, Inc. Blue Print Reader Qualicoat will provide Blue Print Reading DOL $2,460.00 Training Training on-site to three employees so they can produce a more accurate and higher quality product. Finger Lakes Monroe Qualitrol Co LLC Fairport expansion Construct a 15,000 square facility expansion ESD $700,000.00 and renovation to address growth in sales, products, and accommodate new product launches. Finger Lakes Monroe Rochester Precision Optics This company, located in Henrietta, will DOL $50,000.00 Precision Optics Assembly Training train 20 workers to assemble products, use complex measurement techniques and test equipment. Region County Applicant Project Title Description Agency Total CFA Award Finger Lakes Monroe Seneca Park Zoo Zoo Education The Seneca Park Zoo Society will restore OPRHP $399,370.00 Society Complex and expand its education facility. A two- unit Education Complex will be created in two separate areas of the Zoo. One of these modular structures will be located at the front of the Zoo and be utilized for education animal housing. The other modular structure will be located across from the interactive building and classrooms and serve as education program o$ces. Currently, both the education animal housing and education o$ces coexist in the same, out-of-date trailer structure. Finger Lakes Monroe South Wedge Southside Acquisition and rehabilitation of HCR $175,000.00 Planning Purchase-Rehab approximately !ve detached single-family Program homes in the southwest and southeast quadrants of Rochester. Finger Lakes Monroe Sutherland Global Rochester Tech This project would support Sutherland ESD $900,000.00 Services, Inc. Park 2 Global Services to expand operations at the Rochester Tech Park Facility in the Town of Gates and also at existing Monroe County locations, allowing an increase within its back o$ce life cycle management service operation. This project will includes funding for costs including !xtures, equipment and new employee training. Finger Lakes Monroe Thermo Fisher Master Molder Training for 16 Rochester, NY manufacturing DOL $33,600.00 Scienti!c Program technicians and engineers in Scienti!c Injection Molding methods for to reduce plastic consumption, plastic waste and energy consumption. Training includes testing and tracked implementation of skills through projects and reviews. Finger Lakes Monroe Town of Ogden Town of Ogden The Town of Ogden will develop the OPRHP $275,000.00 Heritage Trail and !rst park on the canal in the Town. Park Improvements will include an 80-foot-long long boat dock, lamp posts and !xtures, electric outlets for exhibitor tents, benches/ seating, picnic tables, 3 future pavilions with public restrooms, bicycle and cross country ski racks, and public access for boating and ice skating. Shaded picnicking areas with picnic tables and grills will also be provided. The park will be designed and constructed for four-season recreational activities. Finger Lakes Monroe University of Health Center Creation of a Health Sciences Center for ESD $5,000,000.00 Rochester Science Center for Computational Innovation on the University Computational of Rochester's campus. Innovation Finger Lakes Monroe Urban League Corn Hill Town New construction of eight units to be HCR $250,000.00 of Rochester Homes located on an in!ll in the historic Corn Hill Economic neighborhood in the City of Rochester. Development Corp. Finger Lakes Monroe Urban League Focused Purchase, rehabilitate and resell homes in HCR $600,000.00 of Rochester Investment Rochester, addressing health and safety Economic Acquisition/ issues in 10 homes that will be made Development Rehabilitation II a"ordable to potential homebuyer. Corp. Finger Lakes Monroe Village of Fairport Canalside The Fairport canalfront receives 250,000 Canals $134,238.00 IDA Promenade visitors annually and represents over $5 Repairs and million in private sector (mostly small Improvements business) investment. Funding will go toward landscaping, boater services, and other canalside improvements Finger Lakes

Region County Applicant Project Title Description Agency Total CFA Award Finger Lakes Monroe Village of Heritage Trail and This project builds on existing canalside Canals $74,992.50 Spencerport Park improvements and adds space for additional festival vendors, increasing revenue opportunities for local and regional businesses Finger Lakes Monroe Village/Town of Downtown Rehabilitate and revitalize 29 commercial HCR $500,000.00 East Rochester East Rochester and 37 residential units in mixed-use Revitalization buildings in the business district of the Initiative Town/Village of East Rochester, including streetscape improvements. Finger Lakes " Ontario, Greater Rochester Economic Greater Rochester Enterprise to initiate an ESD $200,000.00 Monroe, Enterprise Gardening internal regional harvesting and economic Orleans, gardening program for the nine Finger Genesee, Lakes counties. Wyoming, Livingston, Yates, Seneca, and Wayne “ Finger Lakes Ontario City of City of Renovate 42 low and moderate income HCR $400,000.00 Canandaigua Canandaigua units within the Thompson Apartments in Multi-Unit the City of Canandaigua. Housing program Finger Lakes Ontario City of Canandaigua The City of Canandaigua’s Downtown EFC $385,000.00 Canandaigua Downtown Streetscape Project will construct Streetscape Green rain gardens along three blocks of Streets Project Canandaigua’s central business district. Rain gardens slow down the rush of water from hard surfaces, holding water for a short period of time and allowing it to naturally soak into the ground. Through this kind of sustainable infrastructure, the project will revitalize and beautify the downtown business district and encourage business investment and growth. Finger Lakes Ontario e2e Materials, Inc. e2e Materials Inc e2e Materials, Inc. is a venture-backed, ESD $1,250,000.00 four year old clean-tech start-up that develops, designs, engineers and produces sustainable biocomposite products that replace high-volume wood/wood composite materials in applications such as cabinetry, furniture and automotive components. The project is to establish a full-scale production facility with requisite equipment and machinery at a site in the Town of Geneva. Finger Lakes Ontario City of Geneva Finger Lakes Continuing redevelopment of its lakefront, DOS $450,000.00 Boating Museum the City of Geneva will design and construct the Finger Lakes Boating Museum and Visitors Center on Seneca Lake. Finger Lakes Ontario City of Geneva 12ve Degrees Assist in the expansion of 12ve Degrees HCR $100,000.00 Corporation Corporation, doing business as Vere Sandal Company (Vere) in the City of Geneva, ceating 7 jobs, 86% of which will bene!t low- and moderate- income New Yorkers. Finger Lakes Ontario City of Geneva Geneva Establish the Geneva Microenterprise HCR $200,000.00 Microenterprise Assistance Program, assisting at least 7 Assistance microbusinesses in the City of Geneva and Program creating at least 15 jobs. Region County Applicant Project Title Description Agency Total CFA Award Finger Lakes Ontario Friends of Ganondagan Art The Friends of Ganondagan will construct OPRHP $400,000.00 Ganondagan, Inc. and Education and help operate a 15,654 square-foot, Center year-round Seneca Arts and Cultural Center at Ganondagan State Historic Site in Victor. Ganondagan was the location of the largest Seneca town in the 17th century. The Cultural Center will be located a short walk from the reconstructed full scale 17th Century Seneca Bark Longhouse—a traditional Iroquois dwelling that housed multiple families. The center will include a gallery for historic and art exhibits; orientation theater for educational !lms and multimedia; auditorium for lectures, !lms, performances, and events; classroom for education; and administrative spaces. Finger Lakes Ontario Gorbel, Inc. Advancing Training to upgrade the work skills of 11 DOL $33,000.00 Productivity employees in the Materials Department. Innovation and The plan includes courses in master Competitive planning, scheduling, execution and control Success Training and strategic management. It aims to improve operations, stabilize schedules, balance factory loading, maintain just-in- time inventories, and improve relations with suppliers. Finger Lakes Ontario Sonnenberg Roman Bath Sonnenberg Gardens and Mansion State OPRHP $43,000.00 Gardens & Stabilization Historic Park will replace clay tiles and Mansion State Project install gutters on the interior of the Roman Historic Park Bath. Located in the heart of Canandaigua’s historic district, Sonnenberg Gardens and Mansion State Historic Park features an 1887 Queen Anne-style mansion and nine formal gardens on a 50 acre estate. Replacing the clay tiles on the Roman Bath’s roof and installing a gutter and drainage system will slow the deterioration process and prevent further loss. Finger Lakes Ontario Finger Lakes Training the Training for 60 unemployed Canandaigua- DOL $50,000.00 Community Unemployed in area workers in Clean Room Operator, College the Finger Lakes Nurse Assistant/Home Health Aide, National Federation Certi!cate in Customer Service, and the National Association of Restaurants ServSafe I and II. Finger Lakes Ontario, Bishop Sheen Ontario & Wayne Conduct emergency repairs to senior HCR $75,000.00 Wayne Ecumenical RESTORE residences in Ontario and Wayne Counties. Housing Foundation, Inc. Finger Lakes Ontario, Bishop Sheen Ontario/Wayne/ Make Accessibility improvements to the HCR $300,000.00 Wayne Ecumenical Yates/Monroe AtH homes of persons with physical disabilities Housing and persons who are frail elderly in Monroe, Foundation, Inc. Ontario, Wayne, and Yates Counties. Grants of up to $25,000 to quali!ed applicants will assist 16 households. Finger Lakes Orleans Community Comprehensive The Community Action of Orleans DOL $41,600.00 Action of Orleans Business Skills & Genesee Job Skills Training Project & Genesee Training will provide comprehensive business skills training to 40 eligible Orleans and Genesee County unemployed individuals. Participants will receive formal class instruction using established CA Work Experience Course Curriculum, and will receive hands-on experience by working as interns at the CA Main Street Store in the Village of Albion. Instruction will target the top 10 percent of the projected job openings in the geographical area over the next few years. Finger Lakes

Region County Applicant Project Title Description Agency Total CFA Award Finger Lakes Orleans Village of Holley Save-A-Lot Assist in the start-up of the HJP Food Center HCR $171,167.00 Grocery Save-a-Lot in the Village of Holley, creating 13 new jobs, of which 85% will be made available to low-to-moderate income individuals. Finger Lakes Orleans Town of Albion Albion NY Main Rehabilitate 13 buildings with 12 HCR $477,000.00 Street 2011 commercial and 4 residential units in the Business District of the Town of Albion. $50,000 of the award will be dedicated to streetscape enhancements to help attract tourists. Finger Lakes Seneca Bishop Sheen Seneca HOME Rehabilitate 12 homes and replace two HCR $400,000.00 Ecumenical Program mobile homes in Seneca County. Housing Foundation, Inc. Finger Lakes Seneca Seneca BioEnergy, Seneca AgBio Seneca AgBio Green Energy Park will ESD $7,000,000.00 LLC Green Energy Park receive low-cost !nancing for infrastructure development at former Army depot site in Seneca County to accommodate expanding manufacturing operations related to renewable energy, enhanced agriculture and environmental sustainability. Finger Lakes Seneca Town of Seneca Canal Harbor Seneca Falls is a designated Canal Harbor in Canals $148,830.00 Falls Improvement the NYS Canal Recreationway Plan and this Project CFA funds improvements consistent with the Finger Lakes REDC strategic goals for tourism in the region Finger Lakes Seneca Town of Seneca Central Rehabilitate and revitalize 7 commercial HCR $460,448.00 Falls Business District and 9 residential units in mixed-use Revitalization buildings in the business district of the of Program Town of Seneca Falls. Finger Lakes Wayne Community Worker Skills Train seven sta" members in subjects that DOL $15,940.00 Action in Self Upgrading broaden their skills to expand program Help, Inc. o"erings. They will help serve more clients through existing programs, or o"er new programs to meet housing needs in the service area. Finger Lakes Wayne Conifer Towpath Preservation and rehabilitation of 97 units HCR $1,030,894.00 Preservation of Section 8 senior a"ordable housing in Apartments the Village of Palmyra. Finger Lakes Wayne Optimax Systems, Advanced Optics Optimax Systems Inc is an advanced DOL $48,050.00 Inc. Manufacturing manufacturing optics !rm. The project Skill Training will provide upgraded skills training to 65 existing employees. The training includes Master Cam Multi-Axis class which will introduce the concepts and principles of Multi-Axis machining and Advanced Parts and Assembly, Solid Works Essentials, and Solid Works Drawing courses o"ered by CADimensions. Finger Lakes Wayne Town of Ontario Optimax Assist in the expansion of Optimax Systems, HCR $250,000.00 Inc. in the Town of Ontario, creating 30 jobs, 53% of which will bene!t low- and moderate- income New Yorkers. Finger Lakes Wayne Ontario Midland Main Line Track The Ontario Midland Railroad will DOT $1,658,009.70 Railroad Corp. Rehabilitation, rehabilitate the main line track between Sodus to Sodus and North Rose to restore rail Northrose service to businesses along the line. Track conditions in this area deteriorated to the point that the railroad cannot be safely operated. Region County Applicant Project Title Description Agency Total CFA Award Finger Lakes Wyoming The Friends of Signage for the The Friends of Letchworth State Park will OPRHP $3,000.00 Letchworth State Clan Trail between develop and install signage along the Clan Park the Museum Trail at the Council Grounds in Letchworth and the Council State Park. This signage will enhance the Grounds interpretation and understanding of the role of the Seneca Indian Nation in Western New York for the park visitor and especially the school children who study this local history in the 4th grade Social Studies curriculum in New York State. Finger Lakes Wayne Town of Savannah Town of Savannah Improvements to the the Sewer District HCR $600,000.00 Sewer District No. No. 1 in the Town of Savannah which will 1 Improvements bene!t 52 residents. Finger Lakes Wyoming Town of Warsaw Downtown Improve commercial and residential HCR $500,000.00 Warsaw mixed use buildings in the Town of Revitalization Warsaw, rehabilitating 12 building with 15 Program residential and 19 commercial units. Finger Lakes Wayne Village of Wolcott Village of Wolcott Decommission the existing wastewater HCR $600,000.00 Wastewater treatment facility in the Village of Wolcot System and connect to the Wayne County Regional Improvements Treatment Facility in Red Creek. Finger Lakes Wayne Wayne-Finger Wayne Finger 24 adult learners will train to be New York DOL $42,251.00 Lakes BOCES Lakes BOCES State Certi!ed Nurse Assistants in the Finger Certi!ed Nurse Lakes Region. Training will encompass Assistant Program classroom training and hands-on, clinical experience. Finger Lakes Wyoming Wyoming County RESTORE Wyoming Conduct emergency housing repairs or HCR $75,000.00 Community 2011 elderly or frail elderly homeowners in Action, Inc. Wyoming County. Finger Lakes Wyoming Village of Silver Village of Repair and upgrade municipal water HCR $450,000.00 Springs Silver Springs system of the Village of Silver Springs. Water System Improvements Finger Lakes Yates Keuka Housing Yates Community Improve and preserve homes and HCR $120,000.00 Council, Inc. Housing communities in Yates County, and Development resell homes to low-income !rst-time Organization homebuyers. Program Finger Lakes Yates Bishop Sheen Yates HOME Rehabilitate 12 homes and replace two HCR $400,000.00 Ecumenical Program mobile homes in Yates County. Housing Foundation, Inc. Finger Lakes Yates Document Document Renovation of existing building to house ESD $750,000.00 Reprocessors of Restoration production facilities for cleaning, scanning New York, Inc. and reproduction of documents. Finger Lakes Yates Finger Lakes Finger Lakes The Finger Lakes Museum is proposed as ESD $2,281,000.00 Cultural & Natural Museum Phase 1 the premier natural and cultural resource EFC History Museum dedicated to the enjoyment, education and OPRHP stewardship of the Finger Lakes Region - and to fresh water conservation around the world. The !rst step in renovating a former elementary school building will be the installation of a green roof, covering the roof with vegetation and a drainage system to absorb rainfall and limit stormwater runo", as well as restoring and protecting adjacent stream banks. Finger Lakes Yates Keuka Housing Yates-Ontario Establish a homebuyer program for low HCR $432,000.00 Council, Inc. HOMEbuyer 2011 income homebuyers in Yates County, providing down payment, closing cost assistance and rehabilitation to homes for income quali!ed homebuyers. Finger Lakes

Region County Applicant Project Title Description Agency Total CFA Award Finger Lakes Yates Mabrouka International Food Project involves the purchase and ESD $401,010.00 Properties II LLC re-opening of a former foods facility. Mabrouka will purchase and install equipment necessary to support a large food manufacturing business. Activities will include receipt and storage of bulk shipments of raw material foods (olive oil, olives, capers, sardines, other specialty foods, wines, liquers and other raw materials) much of which will be imported from overseas. Finger Lakes Yates Yates County Yates County Assist 77 low-and moderate income HCR $750,000.00 Homeownership persons with the purchase of a home in Program Yates County. Finger Lakes Excelsior Jobs Excelsior Jobs Program tax credits ESD $1,666,666.67 Program will be reserved for future projects including business investments in targeted industries that are within the region and that create or retain jobs, create capital investment and are consistent with the Strategic Plan. Finger Lakes NYSERDA received NYSERDA’s Commercial and Industrial NYSERDA 62 applications (C&I) programs o"er New York businesses solutions to improve energy e$ciency and save money through design, new construction, renovation, and process improvements to commercial and industrial buildings. The New Construction Program and Existing Facilities Program help building owners make informed decisions to design and renovate sustainable building. The FlexTech program can o"er energy saving opportunities through consultation and cost-sharing studies. Industrial and Process E$ciency Program can help organizations increase product output and data processing e$ciency. Finger $68,793,317.96 Lakes Total Statewide Chairman’s Committee

Central New York $ million awarded to  projects

Region County Applicant Project Title Description Agency Total CFA Award Central New York Cayuga Bishop Sheen Cayuga HOME Rehabilitate 14 homes in Cayuga County. HCR $400,000.00 Ecumenical Program Housing Foundation, Inc. Central New York Cayuga Canal Society Port Byron Old Erie This historic restoration is the only project in Canals $150,000.00 of NYS Canal Heritage the country envisioned to allow direct access Park from a controlled access highway. Central New York Cayuga Cayuga County Mobile HOME Replace 6 dilapidated mobile homes in Cayuga HCR $324,000.00 Homsite Replacement For County. Development Cayuga County Corp. Central New York Cayuga Cayuga DDiMAI Training Existing association of dairy producers will ESD $4,022,845.00 Marketing, L.L.C. create a new company and construct a 106,000 square foot. milk and dairy ingredients processing facility. New products will displace foreign imports, create new export opportunities, and increase pro!tability. Central New York Cayuga Currier Plastics 2011 Expansion Expansion project requires the construction ESD $1,000,000.00 Inc. of up to 40,000 square feet of manufacturing space in addition to 16,00 square feet of warehouse space, and the purchase of equipment. Central New York Cayuga Homsite Fund, HOME Repair for Address emergency housing repair needs in HCR $75,000.00 Inc. Cayuga County Cayuga County. Central New York Cayuga Homsite Fund, HOME Repair For Improve housing conditions throughout the HCR $700,000.00 Inc. Cayuga County City of Auburn and Cayuga County. Central New York Cayuga Housing Visions S.E. Payne Demolition of 11 blighted and deteriorated HCR $3,170,000.00 Consultants, Inc. Cornerstone buildings, the rehabilitation of 12 units, and the new construction of 23 units in the City of Auburn. Central New York Cayuga Howland Stone Opendore The Howland Stone Store Museum will OPRHP $400,000.00 Store Museum Stabilization and stabilize and rehabilitate for re-use 'Opendore,' Rehabilitation a late 19th/early 20th century residence in Project the historic Hamlet of Sherwood for use as a museum and public meeting space. Also known as the Isabel Howland House, ‘Opendore’ was the gracious Howland family home where, a century ago, Isabel Howland and her family hosted numerous important public rallies promoting women's rights and other social justice activities. Central New York Cayuga Musical Theatre Finger Lakes Construct a 15,300 square foot arts, education ESD $751,450.00 Festival Musical Theatre and performance center and a 10,000 square Festival foot scenic design and set production facility on the site of a former downtown Auburn building that was demolished for this project. Central New York

Region County Applicant Project Title Description Agency Total CFA Award Central New York Cayuga Town of Aurelius Construction Assist the Town of Aurelius in the design, HCR $750,000.00 of the Aurelius construction, and commission of the Parallel Wastewater Pump Wastewater Pump Station adjacent to the Station existing Town of Aurelius Ellis Drive Wastewater Pump Station, creating 52 FTE jobs, of which a minimum of 51% will bene!t low- and moderate- income New Yorkers. Central New York Cayuga Town of Springport The Town of Springport will draft a DOS $100,000.00 Springport Comprehensive comprehensive plan to achieve rural character Plan preservation, waterfront revitalization, economic development, agricultural development, farmland protection, open space preservation, environmental protection, and growth management. Central New York Cortland City of Cortland ALPLA, Inc Assist in the expansion of ALPLA, Inc. in the HCR $132,000.00 City of Cortland, creating 12 jobs, of which 8 will bene!t low- and moderate- income New Yorkers. Central New York Cortland City of Cortland City of Cortland Assist in purchase of 2 or 3-unit housing HCR $400,000.00 Multi-Family properties in City of Cortland. Assistance Acquisition will provide for acquisition and subsequent Rehabilitation rehabilitation assistance to seven applicants Program and result in development of 19 units, at least 12 of which will be occupied by low- and moderate-income households. Central New York Cortland Cortland County Best Deck Construction of a new rail siding to ESD $350,000.00 IDA accommodate a manufacturing investment by Bestdeck in its Preble facilities, and to enhance e"orts to develop other nearby parcels at the north end of Cortland County. The project will comprise construction of a 1,781 foot rail siding from the New York Susquehanna & Western’s main line to the Bestdeck manufacturing facility. Central New York Cortland Cortland Cortland Business Remodeling of the Cortland Business ESD $500,000.00 Downtown Innovation Center Innovation Center as a venue for SUNY Partnership Cortland entrepreneurship training and as a hub for a multi-agency e"ort to incubate start- up businesses and to provide business-related internship opportunities for students. Central New York Cortland Cortland Cortland County Acquisition and rehabilitation of 15 units HCR $375,000.00 Housing AHC Purchase- located on scattered sites in Cortland County. Assistance Rehabilitation Council Program Central New York Cortland Lime Hollow Osbeck Lime Hollow Nature Center will acquire a 31.9- OPRHP $53,308.00 Nature Center, Acquisition acre parcel that lies directly north of existing Inc. land owned by Lime Hollow. Acquisition of this property will provide direct access to the Chicago Bog from the Cortland County Linear Park, and o"ers additional native habitat that will supplement both Lime Hollow's environmental education opportunities and Wildlife Safety Zones—which prohibit hunting, !shing, trapping, or motorized vehicles, allowing only for hiking, nature study, and photography. Central New York Cortland The New York, Cortland Transload The New York, Susquehanna & Western Railway DOT $917,442.00 Susquehanna Terminal will construct a new transload terminal in and Western the City of Cortland. The facility will provide Railway Corp. Central New York businesses with access to rail transportation without making a large capital investment. It will provide service to companies that do not have a rail line into their facilities but use/ship large quantities of material. Region County Applicant Project Title Description Agency Total CFA Award Central New York Cortland Town of Town of Rehabilitate 13 owner-occupied severely HCR $400,000.00 Cortlandville Cortlandville substandard housing units in the Town Housing of Cortlandville. Twenty-nine low- and Rehabilitation moderate-income persons will bene!t from the Program assistance. Central New York Cortland Town of Town of Marathon Rehabilitate 13 owner-occupied severely HCR $400,000.00 Marathon Housing substandard housing units in the Town of Rehabilitation Marathon. Program Central New York Cortland Village of Homer Village of Rehabilitate 11 owner-occupied severely HCR $400,000.00 Homer Housing substandard housing units located in the Rehabilitation Village of Homer. Program Central New York Madison Madison County Aquaculture Johnson Brothers Lumber will partner with ESD $150,000.00 IDA Greenhouse SUNY Morrisville to construct a demonstration- scale greenhouse and aquaculture facility at the Madison County ARE Park as an add-on to the company's lumber drying kilns using renewable resources. Central New York Madison Owera Owera Vineyards Establishment of a new winery and community ESD $994,000.00 Vineyards LLC farm on 58 acres, including new construction, purchase of machinery and equipment, and site improvements to support wine production, tastings, farm and winery tours, and other events to promote regional tourism and agribusiness. Central New York Madison Madison County Madison County Establish the Madison County Microenterprise HCR $200,000.00 Microenterprise Grant Program, assisting a minimum of 6 micro- Assistance businesses in the County and creating 6 jobs. Program Central New York Madison Madison County NY Beef Farmer's Assist in the start-up of NY Beef Farmers’ HCR $250,239.00 Cooperative Cooperative’s operations in Madison County, creating 10 jobs, of which 60% will be made available to low-to-moderate income individuals. Central New York Madison Marquardt Leadership and 36 current employees of this company located DOL $47,700.00 Switches, Inc. General Business in Cazenovia will receive training in Supervisory Skill Training Leadership, Crucial Conversations, Situational Leadership, Microsoft Access Level I, Microsoft Access Level II, and Advanced Welding. Central New York Madison Stoneleigh Stoneleigh Conduct emergency housing repairs for very HCR $75,000.00 Housing, Inc. Housing RESTORE low income elderly homeowners in Madison 2011 County. Central New York Onondaga SUNY SUNY ESF Gateway A green roof will be constructed on roughly EFC $413,000.00 Environmental Building Green half of the upper level of the Gateway Building Science and Roof on the SUNY College of Environmental Forestry Science and Forestry (SUNY-ESF) campus. The green roof will include native plant species, observation decks, and gathering spaces. ESF will use the green roof as a focal point in laboratory and studio experiences. Central New York Onondaga City of Syracuse Inner Harbor Pre-development work to support future ESD $3,000,000.00 Project private development of up to 28 acres in the City of Syracuse Inner Harbor Area, including environmental remediation, public infrastructure improvements, and capital improvements. Central New York

Region County Applicant Project Title Description Agency Total CFA Award Central New York Onondaga City of Syracuse Syracuse Syracuse Airport will improve its passenger DOT $810,000.00 International terminal to house the new Emergency Airport: Operations Center (EOC). The new, larger Emergency and better equipped EOC will aid in the Operations Center organizational and community preparation (EOC) for response to and recovery from disasters and community crisis in accordance with the Federal Emergency Management Agency (FEMA), the Department of Homeland Security (DHS) requirements. Central New York Onondaga Cooper Crouse- Development This project is aimed at establishing a state ESD $298,966.00 Hinds LLC Laboratory and of the art marketing facility, development Engineering laboratory and engineering center for Cooper Center Crouse Hinds. The new test equipment will provide the company with the ability to better develop modern LED lighting products and new, more e#cient products for use in hazardous area electrical power distribution systems. Central New York Onondaga Merchants Merchants Environmental remediation and renovation of ESD $837,500.00 Commons, LLC Commons two existing vacant o#ce buildings (Merchants Bank building constructed in 1961; and Snow Building constructed in 1888) into 66 market rate apartments, 26,000 square feet of commercial space, and a 33,000 square foot garage. Central New York Onondaga Nojaim Inc. Urban Food Grocery expansion into an Urban Food & ESD $1,000,000.00 Health Center Healthcare Center in conjunction with St. Joseph's Hospital to stress healthy food, provide nutritional education, health screenings, and access to healthcare in Syracuse's impoverished Near West Side neighborhood. Central New York Onondaga Skaneateles Skaneateles This project will enhance the safety of DOT $597,080.80 Aerodrome, LLC Aerodrome: Skaneateles Airport by replacing failed Taxiway taxiway pavement. The project also includes Replacement, construction of a hangar and electric feed Hangar improvements. These enhancements will help Construction, and the airport maintain and attract business users Electrical Feed and provide safe operations. Central New York Onondaga Syracuse NYERIC labs This project supports the build out and ESD $3,000,000.00 University equipment of un!nished spaces at the headquarters of the Syracuse Center of Excellence Labs into R&D facilities, including a multimodal transportation facility that will be a platform for R&D on sustainable transportation. Central New York Onondaga United UHC Downtown UHC will locate its regional center to 30,000 ESD $1,902,414.00 Healthcare Syracuse Project square feet of currently available o#ce and Services, Inc. storefront space in downtown Syracuse. Central New York Onondaga Arise Child and Syracuse Access to Make accessibility improvements, with grants of HCR $300,000.00 Family Service, Home Program up to $25,000, to 20 homes with individuals with Inc. disabilities, disabled veterans, and frail elderly, who are at risk of placement in a long-term care facility, in the City of Syracuse. Central New York Onondaga C&S Engineers, Computer Aided Will o"er 24 courses to 32 Syracuse, NY DOL $13,128.00 Inc. Modeling and employees. These courses include multiples Design Training areas within Building Information Modeling (BIM) and Computer Aided Design (CAD). Central New York Onondaga City of Syracuse Parking Garage Design and construction of the City of Syracuse ESD $1,600,000.00 Multi-Modal Transportation Center (MMTC), including 760 parking spaces, to replace an existing extremely deteriorated parking garage located within the City's Federal Empowerment Zone and the CBD. Region County Applicant Project Title Description Agency Total CFA Award Region County Applicant Project Title Description Agency Total CFA Award Central New York Onondaga City of Syracuse Syracuse Syracuse Airport will improve its passenger DOT $810,000.00 Central New York Onondaga C-Speed LLC C Speeds CNY C Speed will expand it's current manufacturing ESD $1,528,200.00 International terminal to house the new Emergency Advanced location or purchase a new, larger building in Airport: Operations Center (EOC). The new, larger Technology the Liverpool area. Emergency and better equipped EOC will aid in the Manufacturing Operations Center organizational and community preparation Center Expansion (EOC) for response to and recovery from disasters Central New York Onondaga Discovery Center Discovery The Discovery Center of Science and OPRHP and community crisis in accordance with the $300,000.00 of Science & Center Building Technology will restore several excessively Federal Emergency Management Agency Technology Restoration aged and deteriorated building components of (FEMA), the Department of Homeland Security the Armory Square Historic District’s 1907/1930 (DHS) requirements. NYS Armory. The areas requiring replacement Central New York Onondaga Cooper Crouse- Development This project is aimed at establishing a state ESD $298,966.00 and/or restoration include all built up roo!ng Hinds LLC Laboratory and of the art marketing facility, development and masonry parapets, IMAX theater, o#ce, Engineering laboratory and engineering center for Cooper and public areas; ornate interior wood co"ered Center Crouse Hinds. The new test equipment will ceilings and lighting damaged by water provide the company with the ability to penetration; and all original wood windows, better develop modern LED lighting products wrought iron window grating and paneled and new, more e#cient products for use in wood entry doors. hazardous area electrical power distribution Central New York Onondaga Empire Housing Syracuse Acquisition and rehabilitation of 25 single- HCR systems. $875,000.00 & Development Purchase-Rehab family and !ve two-family homes located on Central New York Onondaga Merchants Merchants Environmental remediation and renovation of ESD $837,500.00 Corp. Program scattered sites throughout Onondaga County. Commons, LLC Commons two existing vacant o#ce buildings (Merchants Central New York Onondaga Home Syracuse " HCR Bank building constructed in 1961; and $1,000,000.00 Headquarters, Neighborhood Rehabilitate vacant properties or newly Snow Building constructed in 1888) into 66 Inc. Revitalization construct homes for !rst-time homebuyers in market rate apartments, 26,000 square feet of Program 2011 the City of Syracuse. 7 existing substandard commercial space, and a 33,000 square foot single family units and 3 two-family homes garage. and 7 units that will be sold to 17 low-income Central New York Onondaga Nojaim Inc. Urban Food Grocery expansion into an Urban Food & ESD $1,000,000.00 households who are !rst-time homebuyers. " Health Center Healthcare Center in conjunction with St. Central New York Onondaga Home Leasing, Centerville Court Preservation and rehabilitation of 150-unit HCR Joseph's Hospital to stress healthy food, $3,349,255.00 LLC Apartments Mitchell-Lama project for seniors in the Village provide nutritional education, health of North Syracuse. screenings, and access to healthcare in Syracuse's impoverished Near West Side Central New York Onondaga Housing Visions VanKeuren Square New construction of 50 supportive rental units HCR $2,966,919.00 neighborhood. Unlimited 1 for homeless persons and families in Syracuse. Central New York Onondaga Skaneateles Skaneateles This project will enhance the safety of DOT $597,080.80 Central New York Onondaga IV4, Inc. IT Network This company, which serves people across DOL $49,115.00 Aerodrome, LLC Aerodrome: Skaneateles Airport by replacing failed Training Central New York and Finger Lakes Region, will Taxiway taxiway pavement. The project also includes train 18 engineers in network security, email Replacement, construction of a hangar and electric feed and collaboration, project planning, remote Hangar improvements. These enhancements will help access and network management. Construction, and the airport maintain and attract business users Central New York Onondaga NYS HFA James St Apts James St Apartments will receive low-cost $9,000,000.00 Electrical Feed and provide safe operations. !nancing to acquire and rehabilitate 83 Central New York Onondaga Syracuse NYERIC labs This project supports the build out and ESD $3,000,000.00 a"ordable housing units in Syracuse. University equipment of un!nished spaces at the Central New York Onondaga NYS HFA Greenway Greenway Apartments will receive low-cost HCR $14,000,000.00 headquarters of the Syracuse Center of Apartments !nancing to acquire and rehabilitate 208 Excellence Labs into R&D facilities, including a a"ordable housing units in Baldwinsville. multimodal transportation facility that will be a platform for R&D on sustainable transportation. Central New York Onondaga Onondaga Onondaga The Downspout Disconnection Program EFC $472,000.00 County County Save the will remove stormwater from the combined Central New York Onondaga United UHC Downtown UHC will locate its regional center to 30,000 ESD $1,902,414.00 Rain Downspout sewer by capturing run-o" from existing Healthcare Syracuse Project square feet of currently available o#ce and Disconnection downspout connections attached to Interstate Services, Inc. storefront space in downtown Syracuse. Program Highway 690 corridor in the city of Syracuse, Central New York Onondaga Arise Child and Syracuse Access to Make accessibility improvements, with grants of HCR $300,000.00 NY. The program will serve as a pilot for future Family Service, Home Program up to $25,000, to 20 homes with individuals with disconnection projects and will remove a Inc. disabilities, disabled veterans, and frail elderly, signi!cant amount of storm water from the who are at risk of placement in a long-term care local sewer system. facility, in the City of Syracuse. Central New York Onondaga Onondaga Onondaga County Home improvement of approximately 50 units HCR $300,000.00 Central New York Onondaga C&S Engineers, Computer Aided Will o"er 24 courses to 32 Syracuse, NY DOL $13,128.00 County Neighborhood on scattered sites in Onondaga County outside Inc. Modeling and employees. These courses include multiples Rehabilitation Syracuse. Design Training areas within Building Information Modeling Program (BIM) and Computer Aided Design (CAD). Central New York Onondaga Onondaga Onondaga County Acquisition and rehabilitation of 10 units on HCR $300,000.00 Central New York Onondaga City of Syracuse Parking Garage Design and construction of the City of Syracuse ESD $1,600,000.00 County AHC Purchase- scattered sites in Onondaga County outside Multi-Modal Transportation Center (MMTC), Rehabilitation Syracuse. including 760 parking spaces, to replace an Program existing extremely deteriorated parking garage located within the City's Federal Empowerment Zone and the CBD. Central New York

Region County Applicant Project Title Description Agency Total CFA Award Central New York Onondaga Onondaga 2011 Onondaga Assist 25 households of persons with physical HCR $300,000.00 County County Access to disabilities in Onondaga County in making Community Home Program accessibility improvements to their homes. Development Central New York Onondaga Onondaga 2011 Onondaga Conduct emergency housing repairs for elderly HCR $75,000.00 County County RESTORE and frail elderly homeowners in Onondaga Community County. Development Central New York Onondaga Onondaga Clay Business Park Construct infrastructure improvements needed "ESD $6,717,050.00 County IDA to make the site shovel-ready, including a IDB" sewer line, wetland mitigation, and a new road lane and tra#c signal. This was previously designated a Semi-NY/Chip Fab site. Central New York Onondaga S. Side Food Southside Food Construction of a new 3,500 square foot facility ESD $394,000.00 Coop Cooperative to support creation of a new urban food Project cooperative to provide fresh and healthy food from local/regional farmers and distributors as needed and service an existing "food desert" on the City of Syracuse's South Side. Central New York Onondaga Southern Hills Southern Hills Acquisition and rehabilitation of 12 units on HCR $360,000.00 First-Time scattered sites throughout Southern Onondaga Homebuyer County. Program Central New York Onondaga St Josephs Phase 2B Facility Construct a 104,000 square foot patient tower, ESD $2,500,000.00 Hospital Health Expansion including 110 private rooms, intensive care units, a 73,000 square foot surgical suite with 14 operating rooms, a 12,100 square foot central sterile, and a greenway corridor to Syracuse North Side businesses. Central New York Onondaga SUNY Upstate CNY CNY BRC, a bioscience incubator that is ESD $1,950,000.00 Medical Biotechnology scheduled to open in June 2012, is a brown Research Center !eld redevelopment project already underway in the heart of the city of Syracuse. This incubator will provide start-up laboratory and development space, currently in short supply and high demand across the region and the state. Central New York Onondaga Syracuse Center Syracuse CoE This project consists of bio-retention swales EFC $819,000.00 of Excellence Green Streets and tree plantings on the streets adjacent to the Syracuse Center of Excellence headquarters at Syracuse University, adding value to the city of Syracuse’s plans for creating a bike boulevard on Water Street. The project will demonstrate green streets and urban brown!eld redevelopment, providing opportunities to educate and train students in the development of green infrastructure. Central New York Onondaga Syracuse IV Star Roosevelt Redevelopment of 90 family rental units in the HCR $1,251,530.00 Redevelopment, & Hillside City of Syracuse. LLC Apartments Central New York Onondaga Syracuse University College Training for 200 individuals enrolled in DOL $50,000.00 University Online Workplace community-based job training programs Readiness with the foundational skills sets required for Program employment as measured by the NCRC and NWRC. Central New York Onondaga University Babcock Shattuck University Neighborhood Preservation OPRHP $200,000.00 Neighborhood Home Restoration Association will restore the exterior of the Preservation abandoned and vacant Babcock-Shattuck Association, Inc. Home, a historically signi!cant property at the gateway of the University Neighborhood. Region County Applicant Project Title Description Agency Total CFA Award Central New York Onondaga Upstate former Kennedy Demolition and asbestos abatement of the ESD $3,600,000.00 Properties Square housing remaining buildings on the former Kennedy Development Square housing complex near downtown Syracuse to prepare for redevelopment of the 8-acre site into mixed use of residential, commercial and research facilities. Central New York Onondaga Village of East East Syracuse Roof The Village of East Syracuse is working to EFC $279,000.00 Syracuse Drain and Sump reduce sanitary sewer over$ows resulting, in Pump Relocation part, from rooftop downspouts. This project will disconnect roof leaders and direct the runo" into green infrastructure such as stormwater planters and rain gardens. Central New York Onondaga Village of Canal Landing This project creates a critical connection Canals $150,000.00 Fayetteville Park between a canal community park and the Canalway Trail. The project is consistent with CNYREDC Region-Wide Waterfront Revitalization Strategy. Central New York Onondaga Welch Allyn, Inc. Lean Excellence Welch Allyn of Central New York will upgrade DOL $17,500.00 NYS Consolidated the skills of 35 employees in the Toyota Funding Production System. Central New York Onondaga Onondaga Regional Develop a Regional Sustainability Plan NYSERDA $1,000,000.00 County County Sustainability Plan for Central New York that will establish a sustainability baseline including inventories of greenhouse gas emissions and energy use. The plan will assess sustainability indicators including economic assets, liabilities and opportunities as well as transportation, land use, and natural resources. The plan's long-term and short-term goals will address improving energy e#ciency, promoting renewable energy and reducing carbon emissions. Once the plan is completed, it is intended to inform municipal land use policies, guide both public and private resource investments in infrastructure and identify tangible actions to reduce greenhouse gas emissions. Central New York Oswego Fulton Thermal Low Emissions The Fulton Companies will expand so it ESD $349,000.00 Corporation Burner RD and can continue to develop and manufacture Large Boiler steam and hot water boilers and thermal Manufacturing $uid heaters for commercial and industrial applications. Fulton is a leader is developing ultra-high e#ciency condensing boilers for the commercial HVAC market. Central New York Oswego Huhtamaki, Inc. Cold Cups Huhtamaki will add two PMC1002 cup forming ESD $152,741.00 machines to its Fulton, NY facility to produce a new product line of cold cups. Central New York Oswego City of Oswego City of Oswego Address improvements to the West Side sewer HCR $300,000.00 Westside outfall No. 2 at its Excess Flow Management Disinfection Facility (EFMF) in the City of Oswego. Project Central New York Oswego Grassman Kohilo wind Project will support the development and ESD $716,500.00 Energy turbine manufacturing of wind turbines. Central New York Oswego Port of Oswego East Terminal The Port of Oswego Authority will reconstruct DOT $1,750,000.00 Authority Connector Project roadways within the East Terminal to improve truck accessibility within the Port, rehabilitate the rail line that serves the East Terminal, and construct a secure, open-storage area to accommodate increased tra#c and new commodities. Central New York Oswego Village of Village of Begin mitigating In$ow & In!ltration problems HCR $400,000.00 Phoenix Phoenix Sanitary in the sanitary sewer system of the Village of Sewer System Phoenix. Improvements Region County Applicant Project Title Description Agency Total CFA Award Central New York NYSERDA NYSERDA’s Commercial and Industrial (C&I) NYSERDA received 40 programs o"er New York businesses solutions applications to improve energy e#ciency and save money through design, new construction, renovation, and process improvements to commercial and industrial buildings. The New Construction Program and Existing Facilities Program help building owners make informed decisions to design and renovate sustainable buildings while. The FlexTech program can o"er energy saving opportunities through consultation and cost-sharing studies. Industrial and Process E#ciency Program can help organizations increase product output and data processing e#ciency. Central New York Excelsior Jobs Excelsior Jobs Program tax credits will be ESD $15,000,000.00 Program reserved for future projects including business investments in targeted industries that are within the region and that create or retain jobs, create capital investment and are consistent with the Strategic Plan. Central NY $103,731,882.80 Totals Statewide Chairman’s Committee

Mohawk Valley $60.2 million awarded to 59 projects

Region County Applicant Project Title Description Agency Total CFA Award Mohawk Valley Fulton City of Housing The City of Gloversville will use $400,000 in NYS HCR $400,000.00 Gloversville Rehabilitation CDBG funds to rehabilitate 11 single-family Program units and 6 multi-family units in a low income targeted area of the City. Forty-eight low- and moderate-income persons will bene!t. Mohawk Valley Fulton City of Fage USA Dairy Assist in the expansion of Fage USA Dairy (Fage HCR $750,000.00 Johnstown Yogurt) in the City of Johnstown, creating 100 jobs, of which 90% will be made available to low-to-moderate income individuals. Mohawk Valley Fulton Fulton County Tryon Technology Transform the former Tryon juvenile detention ESD $2,000,000.00 IDA Park and Incubator facility into a job creating, tax generating Center business park. Shovel-ready sites will be created to attract businesses that will create new jobs. Mohawk Valley Fulton Fulton County MH Stallman MH Stallman Company, a manufacturer of $5,000,000.00 IDA Company specialty foam products, will receive low-cost !nancing to acquire and renovate the former Callaway Golf building in the Johnstown Industrial Park. Mohawk Valley Herkimer City of Little Center City Provide housing rehabilitation assistance to HCR $330,000.00 Falls Neighborhood owner occupants and investor owners in the Investment Center City business district and nearby dense Program neighborhoods in the City of Little Falls. Mohawk Valley Herkimer City of Little Senior Housing Construct a new elevator serving senior and HCR $400,000.00 Falls Access-Elevator disabled residents of Rockton Plaza, a 64-unit Project senior housing high rise in the City of Little Falls. Mohawk Valley Herkimer City of Little Center City Improvement of approximately 14 units of HCR $184,800.00 Falls Neighborhood housing on scattered sites in the Center City Investment neighborhood in the City of Little Falls. Program Mohawk Valley Herkimer DeIorio Foods, Freezer Expansion DeIorio's will replace its smaller, older freezers ESD $300,000.00 Inc. with a new, larger energy e"cient freezer. This freezer replacement project will also allow additional room for the company to create two new assembly lines to increase production of new products. This freezer expansion will allow the business to grow with its customer demand, bring new customers and increase product output. Mohawk Valley Herkimer Herkimer Housing Renovate 26 low- and moderate-income homes HCR $750,000.00 County Rehabilitation in Herkimer County. Program for Seniors Mohawk Valley

Region County Applicant Project Title Description Agency Total CFA Award Mohawk Valley Herkimer Herkimer Growing The college will train 70 workers for careers in DOL $25,000.00 County Healthcare the healthcare !eld. Community Professional College Program Mohawk Valley Herkimer Mohawk Valley Herkimer County Conduct emergency housing repairs for elderly HCR $75,000.00 Community RESTORE Program homeowners in Herkimer County. Action Agency, Inc. Mohawk Valley Herkimer Village of Marina Expansion The Village of Frankfort will purchase OPRHP $113,812.00 Frankfort Project underutilized property adjacent to the Frankfort Marina currently owned by the New York State Canal Corporation located between the Mohawk River and Railroad Street in the Village. Acquiring this 3-acre parcel will allow the Village to expand the Marina’s recreational opportunities to include campsites, a recreational trail, and two new boat and !shing access points. The Frankfort Marina is a very popular community site hosting picnic areas, a boat dock with fueling station, open space for !shing and hiking, restrooms, laundry facilities and a restaurant. Mohawk Valley Montgomery Quandt's Quandts Construction of multi-temperature warehouse, ESD $903,021.00 Foodservice Foodservice including o"ce space used for the wholesale Distributors, distributions of food and food service-related Inc. products. Mohawk Valley Montgomery City of Embassy Millworks Assist in the expansion of Embassy Millworks, HCR $1,300,000.00 Amsterdam a wood milling operation that specializes in IDB high end locker room construction, to acquire and renovate the long-vacant Mohasco Mill Complex in Amsterdam. Mohawk Valley Montgomery City of Storm Sewer Eliminate storm and sanitary cross connections HCR $600,000.00 Amsterdam Separation Phase 2 in the the city of Amsterdam. Mohawk Valley Montgomery NYS O"ce Schoharie This CFA funding provides relief from #ood Canals $75,000.00 of Parks, Crossing Parking related damage to a prominent historic site and Recreation Lot regional visitor attraction. & Historic Preservation Mohawk Valley Montgomery NYS O"ce Schoharie This CFA funding provides relief from #ood Canals $20,000.00 of Parks, Crossing Signage related damage to a prominent historic site and Recreation regional visitor attraction. & Historic Preservation Mohawk Valley Montgomery ProTerra ProTerra The project will move the company's ESD $750,000.00 Lighting Inc. commercial and industrial LED manufacturing facility to a rented facility in Amsterdam from Brantford, ON. Mohawk Valley Montgomery City of Waterfront The City of Amsterdam will develop River Walk, DOS $25,000.00 Amsterdam Heritage Area - providing a shoreline trail along the city's Mohawk River Mohawk River waterfront. Walk Mohawk Valley Oneida Daimler Buses Oriskany Retro Repair, refurbishment and installing new ESD $80,000.00 North America components for customer buses. Inc. Mohawk Valley Oneida Economic Marcy Interceptor Replace 9,350 feet of sewer collector pipe ESD $5,000,000.00 Development Sewer Upgrade with new diameter pipe, from the Marcy Growth NanoCenter site at Edic and River Roads, Marcy, Enterprises NY to the Oneida County Sewage Treatment Plant on Leland Ave, Utica, NY. Mohawk Valley Oneida Fiber Fiber Optic Test This project will develop and manufacture ESD $200,000.00 Instrument Instrument a sophisticated piece of !ber optic test Sales, Inc. equipment. The device is an Optical Time Domain Re#ectometer (OTDR). Region County Applicant Project Title Description Agency Total CFA Award Mohawk Valley Oneida Homogeneous Capacity Project will design, install and commission ESD $478,605.00 Metals, Inc. Expansion Plan an additional production atomization tower, DOL add dedicated screening equipment, and expand the machine shop. This Mohawk Valley company will provide this training for 36 unemployed New Yorkers in the following occupations: machinist, production operators (atomization & powder sizing), quality control technicians, welders, electricians, and material controllers. Mohawk Valley Oneida Oneida County Gri"ss The overall development plan for Gri"ss DOT $2,700,000.00 International International Airport includes the reuse of Airport: former military hangars for civil aeronautical Rehabilitation activities. This project involves the of Hangar for rehabilitation of a 28,000 square foot hangar Large Aircraft building to allow the airport to service Maintenance commercial aircraft. Aircraft servicing creates high-paying technical jobs in the community. Mohawk Valley Oneida Advanced Tool, Nano Training for 15 employees in Marcy, NY to DOL $16,000.00 Inc. Technology Tool expand existing capabilities in nano-science Manufacturing and nanotechnology, including increasing Training existing capacity to manufacture miniature/ nano cutting tools. Mohawk Valley Oneida City of Rome Little Italy The City of Rome’s Little Italy Colonnade - Red, EFC $459,000.00 Colonnade - Red, White, and Green Infrastructure project will use White, and Green sustainable and innovative design techniques Infrastructure to create a living streetscape system that will enhance the aesthetics and pedestrian safety of Rome’s Little Italy Business District – Rome’s primary commercial corridor along the Erie Canal. Located in a Brown!eld Opportunity Area, the project will expand the pedestrian greenway, add bio-retention areas to ease the aging and overburdened stormwater infrastructure and install a pedestrian/bike pathway. Mohawk Valley Oneida City of Utica Urban Green The City of Utica will construct green parking EFC $1,030,000.00 Infrastructure areas as part of the Brown!eld Opportunity Project Area plan in Utica’s downtown. The work will include the construction and planting of bio-swales and rain gardens along with the installation of pervious surfaces to better control storm water run-o$ and maintain water quality. Mohawk Valley Oneida City of Rome Muti-Use Trail This CFA funding will build regional Canals $50,000.00 connectivity on the Canalway Trail by funding the construction of the section that will close the last gap through the City of Rome. Mohawk Valley Oneida Ft Schuler Marcy Technology Computer Chip Commercialization Center ESD $15,000,000.00 Management Complex at SUNY (CCCC) will be constructed adjacent to the Corp IT academic core of SUNYIT. It will house clean rooms, o"ces and laboratories. Mohawk Valley Oneida Gri"ss Cybersecurity Expand the business/technology transfer ESD $397,500.00 Economic Accelerator model by augmenting the facility with Development equipment and the needed support and Corp training. The interest in joint R&D and demonstration initiatives within Mohawk Valley area would grow signi!cantly, attracting many national and small businesses to join in a major IT-Internet center in Rome. Network upgrade is needed to provide wideband research capabilities, as well as additional meet-me facility equipment, NYSERNET access and technical program management support to develop the integrated technical focus. Mohawk Valley

Region County Applicant Project Title Description Agency Total CFA Award Mohawk Valley Oneida Gri"ss Local Defense Renovation of an existing 28,250 square foot ESD $350,000.00 Development Contractor Facility airplane hangar at Gri"ss International Airport, Corp Rome, NY into a manufacturing site for a defense contractor that delivers its !nished goods into an aircraft, typically a military cargo transport aircraft. The company would move 30 jobs from a midwestern state to Rome, NY over the course of 5 years, commencing with 20 jobs upon completion of renovation. Mohawk Valley Oneida GUSC Energy, BioEnergy Plant Project is for 15 megawatt (thermal + electric) ESD $1,500,000.00 Inc biomass combined heat power plant that will enable GUSC Energy Inc. to use biomass resources to generate steam and electricity for Gri"ss Business and Technology Park (Rome NY) customers. Mohawk Valley Oneida Liberty Gardens Liberty Gardens Preservation of a NYS-supervised public HCR $1,068,608.00 Associates Revitalization housing project in City of Rome. Phase 2 Mohawk Valley Oneida Madison- Madison County Entry level employment training will be o$ered DOL $42,000.00 Oneida BOCES Manufacturing at the Madison County One-Stop Career Center in Oneida to 45 adults. Training will prepare them to enter jobs in the manufacturing sector within the Central Region, including: a career research project, basic and industrial/shop mathematics, mechanical blueprint reading (including reading symbols and legends), measurement, geometric dimension and tolerance, basic computer operation, OSHA training, and work experience/job shadow. Local employers indicate that they have vacancies to !ll and that these skills are lacking in the current pool of applicants transitioning from unemployment. The project will work directly with the employers who can provide job shadow experiences, which will lead to matching newly trained job seekers with available job openings. Mohawk Valley Oneida Mohawk Valley MVCCA/Oneida Conduct emergency housing repairs for 23 HCR $75,000.00 Community County RESTORE elderly homeowners in Oneida County. Action Agency, Program Inc. Mohawk Valley Oneida Mohawk Valley Brown!elds Train 25 Utica unemployed workers in an DOL $50,000.00 Community Training Program Environmental Technician Program. The College program will mix work-readiness and adult basic education with technical instruction. Graduates will have multiple certi!cations in demand by local employers, to help them !nd work in green jobs and in construction, maintenance and manufacturing. Mohawk Valley Oneida Mohawk Valley Marcy Nanocenter Approximately 8,800 lineal feet of two lane, ESD $5,000,000.00 EDGE Loop Road heavy duty industrial access road, including bikeway, stormwater swales, bioswales, utility corridor and lighting to provide a loop access/ service roadway to the Marcy nanocenter at SUNYIT. Included in the scope of work is relocation of a 115kV electrical transmission line (Porter Terminal), grading and site improvements, and acquisition of 36 acres of additional land. Mohawk Valley Oneida Oneida County Housing Renovate 26 homes of low- and moderate- HCR $750,000.00 Rehabilitation income people in Oneida County. Program for Seniors Region County Applicant Project Title Description Agency Total CFA Award Region County Applicant Project Title Description Agency Total CFA Award Mohawk Valley Oneida Gri"ss Local Defense Renovation of an existing 28,250 square foot ESD $350,000.00 Mohawk Valley Oneida SUNY IT Cyber Shield Joint research and education collaborative ESD $274,000.00 Development Contractor Facility airplane hangar at Gri"ss International Airport, Cybershield e$ort combining industry and academia in a Corp Rome, NY into a manufacturing site for a potent partnership to speci!cally address two defense contractor that delivers its !nished critical disciplines supporting national cyber goods into an aircraft, typically a military cargo education and research concerns: State-of-the- transport aircraft. The company would move art malware analysis and Reverse Engineering. 30 jobs from a midwestern state to Rome, NY The outcome of the program will be solutions over the course of 5 years, commencing with 20 to cybersecurity threats; development of an jobs upon completion of renovation. educational infrastructure commensurate with the Central NY high technology corridor; and Mohawk Valley Oneida GUSC Energy, BioEnergy Plant Project is for 15 megawatt (thermal + electric) ESD $1,500,000.00 creation of high-tech, well-paying jobs. Inc biomass combined heat power plant that will enable GUSC Energy Inc. to use biomass Mohawk Valley Oneida Village of Storm Water Grant funds to install a new drainage system to HCR $600,000.00 resources to generate steam and electricity for Remsen Improvements correct conditions that cause #ooding in Village Gri"ss Business and Technology Park (Rome of Remsen. NY) customers. Mohawk Valley Oneida City of Rome Rome Navigation The City of Rome will construct the Rome DOS $393,060.00 Mohawk Valley Oneida Liberty Gardens Liberty Gardens Preservation of a NYS-supervised public HCR $1,068,608.00 Center Navigation Center as the o"cial gateway to Associates Revitalization housing project in City of Rome. Bellamy Harbor Park, including a covered Phase 2 picnic area, performance space, water taps and fountains for boaters and park users, Mohawk Valley Oneida Madison- Madison County Entry level employment training will be o$ered DOL $42,000.00 internet access and Wi-Fi, restrooms and Oneida BOCES Manufacturing at the Madison County One-Stop Career Center shower facilities, a concession stand and an in Oneida to 45 adults. Training will prepare information center. them to enter jobs in the manufacturing sector within the Central Region, including: a career Mohawk Valley Oneida City of Rome Harborway on the The City of Rome will redevelop a brown!eld DOS $783,550.00 research project, basic and industrial/shop Erie Canal area on its Erie Canal waterfront. This award mathematics, mechanical blueprint reading will support the city's design work for a new (including reading symbols and legends), seawall and expansion of the canal to provide measurement, geometric dimension and physical connection to the Canalway Trail, and tolerance, basic computer operation, OSHA other infrastructure. training, and work experience/job shadow. Mohawk Valley Oneida City of Utica Local Waterfront Building on substantial revitalization, DOS Local employers indicate that they have $200,000.00 Revitalization redevelopment, and conservation planning vacancies to !ll and that these skills are lacking Program work, the City of Utica will prepare a Local in the current pool of applicants transitioning Waterfront Revitalization Program. from unemployment. The project will work directly with the employers who can provide Mohawk Valley Oneida City of Utica Inner Harbor The City of Utica will undertake initial DOS $250,000.00 job shadow experiences, which will lead to Catalyst Projects planning, design and construction activities matching newly trained job seekers with at Inner Harbor on the east side of Utica's available job openings. Erie Canal Harbor in conjunction with NYS Canal Corporation's transfer of property at the Mohawk Valley Oneida Mohawk Valley MVCCA/Oneida Conduct emergency housing repairs for 23 HCR $75,000.00 Inner Harbor to a new LDC created by state Community County RESTORE elderly homeowners in Oneida County. legislation. Action Agency, Program Inc. Mohawk Valley Oneida, Northland Broadband Build and maintain a !ber optic network ESD $703,500.00 Herkimer Networks Ltd spanning from Herkimer (Herkimer County) to Mohawk Valley Oneida Mohawk Valley Brown!elds Train 25 Utica unemployed workers in an DOL $50,000.00 Vernon (Oneida County). Community Training Program Environmental Technician Program. The College program will mix work-readiness and adult Mohawk Valley Otsega, Millford Central Career Initiative will establish a community-centered ESD $125,000.00 basic education with technical instruction. Delaware, School District Opportunities in physical and virtual network of adult education Graduates will have multiple certi!cations Chenango, Rural Enducation courses and career advancement through in demand by local employers, to help them Schoharie interactive partnerships. !nd work in green jobs and in construction, Mohawk Valley Otsego Brouwerij Ommegang Brewery Ommegang is located in Cooperstown ESD $140,000.00 maintenance and manufacturing. Belame Ltd. Brewery New York. Ommegang is in the early stages Mohawk Valley Oneida Mohawk Valley Marcy Nanocenter Approximately 8,800 lineal feet of two lane, ESD $5,000,000.00 of a 6-year $16,000,000+ expansion of the EDGE Loop Road heavy duty industrial access road, including current facilities. This expansion involves bikeway, stormwater swales, bioswales, utility the use of multiple architects to design new corridor and lighting to provide a loop access/ buildings, expand the current brewing and service roadway to the Marcy nanocenter beer packaging operation, as well as construct at SUNYIT. Included in the scope of work is a new water and waste treatment facility. relocation of a 115kV electrical transmission The expansion of the brewery will include a line (Porter Terminal), grading and site restaurant and an expanded store. These will improvements, and acquisition of 36 acres of add to the 30,000+ tourists that the brewery additional land. already draws annually. The restaurant will be serving local foods and promoting the Mohawk Valley Oneida Oneida County Housing Renovate 26 homes of low- and moderate- HCR $750,000.00 local farmers. The current store sells local Rehabilitation income people in Oneida County. cheeses and condiments in addition to beer. Program for The expanded store plans to provide a larger Seniors variety of locally produced products in addition to the beers produced on site. Mohawk Valley

Region County Applicant Project Title Description Agency Total CFA Award Mohawk Valley Otsego City of Oneonta Oneonta Establish the Oneonta Microenterprise HCR $200,000.00 Microenterprise Assistance Program 2, assisting a minimum of Assistance 7 microbusinesses in the City and creating 12 Program - 2 jobs. Mohawk Valley Otsego Otsego Healthcare Otsego Northern Catskills BOCES will DOL $50,000.00 Northern Occupational provide 60 unemployed workers with Catskills BOCES Training health occupation training in a number of concentrations, including, nursing assistant/ home health aide, pharmacy technician, and medical billing and coding. Mohawk Valley Otsego Otsego Rural Otsego Home improvement of approximately 25 units HCR $278,000.00 Housing County Home on scattered sites in Otsego County. Improvement Program Mohawk Valley Otsego Otsego Rural Otsego Rural Conduct emergency housing repairs for elderly HCR $65,000.00 Housing Housing homeowners in Otsego County. Assistance, Inc. Assistance RESTORE 2011 Mohawk Valley Otsego Otsego Rural HOME '11 O$er a HOME Repair Program to address HCR $400,000.00 Housing HOMEowner owner-occupied housing rehabilitation needs Assistance, Inc. Rehabilitation in Otsego County, rehabilitating 24 owner- occupied housing units bene!ting low-income people. Mohawk Valley Otsego Otsego Rural Otsego Rural Provide grants up to $25,000 each to make HCR $237,500.00 Housing Housing accessibility improvements to homes for Assistance, Inc. Assistance Access persons with physical disabilities or elderly in to Home Program Otsego County. - 2011 Mohawk Valley Schoharie Cobleskill Cobleskill Brewery Independently owned spin-o$ of Butternuts ESD $750,000.00 Brewery Beer and Ale, Inc. of Garrattsville NY will open a contract brewing manufacturing plant at the site to be acquired from Schoharie County. The site is the long vacant industrial development park in Cobleskill NY. The contract brewing company will open with a capacity of 25,000 barrels per year and expand within !ve years to 100,000 barrels. Excess space in the industrial park will be o$ered to local for pro!t and not for pro!t entities until the brewery can assume full occupancy of this 460,000 square foot building. Mohawk Valley Schoharie Town of Route 7 Water and Project involves the construction of a sanitary ESD $4,100,000.00 Cobleskill Sewer Upgrades sewer collection system and water system to serve the Route 7 corridor, County Route 8 and the Howe Caverns Facility. Mohawk Valley Schoharie Schoharie Schoharie County Establish the Schoharie County Microenterprise HCR $200,000.00 County Microenterprise Tropical Storm Relief Grant Program, assisting Assistance at least 5 businesses, and retaining 10 jobs. Program Mohawk Valley Schoharie Schoharie W. Kintz Plastics, Assist in the expansion of W. Kintz Plastics, Inc. HCR $53,908.00 County Inc. in Schoharie County, creating 6 jobs, of which 67% will bene!t low- and moderate- income New Yorkers. Mohawk Valley Schoharie Schoharie Blenheim Hill Farm Assist in the start-up of Blenheim Hill Farm in HCR $60,000.00 County Schoharie County, creating 4 jobs, of which 75% will bene!t low- and moderate- income New Yorkers. Mohawk Valley Schoharie Town of Gilboa Town of Gilboa Rehabilitate 16 substandard housing units in HCR $400,000.00 Owner Occupied Town of Gilboa. Housing Rehabilitation Program Region County Applicant Project Title Description Agency Total CFA Award Mohawk Valley NYSERDA NYSERDA’s Commercial and Industrial (C&I) NYSERDA received 21 programs o$er New York businesses solutions applications to improve energy e"ciency and save money through design, new construction, renovation, and process improvements to commercial and industrial buildings. The New Construction Program and Existing Facilities Program help building owners make informed decisions to design and renovate sustainable buildings. The FlexTech program can o$er energy saving opportunities through consultation and cost-sharing studies. Industrial and Process E"ciency Program can help organizations increase product output and data processing e"ciency. Mohawk Valley Excelsior Jobs Excelsior Jobs Program tax credits will be ESD $1,666,666.67 Program reserved for future projects including business investments in targeted industries that are within the region and that create or retain jobs, create capital investment and are consistent with the Strategic Plan. Mohawk $60,178,530.67 Valley Total

Statewide Chairman’s Committee

North Country $103.2 million awarded to 70 projects

Region County Applicant Project Title Description Agency Total CFA Award North Country Clinton Bombardier Omega facility Expand the Plattsburgh production facility by ESD $2,500,000.00 Mass Transit expansion 57,000 sf. and extend the railcar test track by Corporation 2,100 ft to increase e!ciency, "exibility and capacity for new contracts. North Country Clinton North Country Strand Theatre The North Country Cultural Center of the OPRHP $397,000.00 Cultural Center Restoration Arts will restore the Historic Strand Theatre, of the Arts circa 1924, located in downtown Plattsburgh, continuing it as a performing arts center and preserving its historical legacy. The funds will be used to repair and point the exposed bricks and terracotta tiles which have signi#cant areas of damage and repair or replicate railings and wood caps, balcony and the historic lighting #xtures. North Country Clinton RPC of Clinton RPC of Clinton Conduct emergency housing repairs for elderly HCR $50,000.00 County, Inc County RESTORE homeowners in Clinton County. 2011 North Country Clinton Town of Peru Town of Peru Construct a new on-site wastewater treatment HCR $600,000.00 South Acres system at the South Acres Mobile Home Park in Wastewater the Town of Peru. Improvement Project North Country Clinton Town of Plattsburgh Establish the Plattsburgh Microenterprise HCR $200,000.00 Plattsburgh Microenterprise Program, assisting a minimum of eight Assistance microbusinesses in the Town and creating jobs. Program North Country Clinton Village of Rouses Rouses Point Establish the Rouses Point Microenterprise HCR $200,000.00 Point Microenterprise Assistance Program in the Village of Rouses Program Point, assisting a minimum of seven microbusinesses in the Village, of which at least #ve are anticipated to be owned by persons from low- and moderate-income families. North Country Clinton Village of Rouses Implementing The Village of Rouses Point will continue the DOS $125,000.00 Point the Rouses Point ongoing restoration of the Delaware and Downtown and Hudson Railway Station for use as a museum Waterfront Plan and visitor center. Project will include site improvements at the station, including restoration of the green space south of the station, installation of concrete walkways, curbing, landscape plantings, and other aspects to unify and improve the village's central pedestrian district. North Country

Region County Applicant Project Title Description Agency Total CFA Award North Country Clinton, Town of Saranac Waterfront The North Country Chamber of Commerce DOS $250,000.00 Essex Revitalization and the Regional O!ce of Sustainable Tourism Priority Project will advance destination planning in Clinton Advancement in and Essex counties. The Town of Saranac will Clinton and Essex develop local land management tools and Counties conduct a feasibility study for locally-produced biomass fuels for energy. The Village of Rouses Point will conduct a redevelopment study for the historic Fort Montgomery site. The City of Plattsburgh, Town of Plattsburgh and Town of Saranac will advance planning and design for the Saranac River Trail Project, a multi-use trail linking the communities. Communities will receive technical assistance for capacity building, and waterfront communities in Clinton and Essex counties will receive assistance in the development of community vision, priority projects and action plan for implementation. North Country Essex Town of Ticonderoga Ticonderoga Airport currently does not have DOT $270,000.00 Ticonderoga Airport: any type of fuel service. Pilots have to go to Installation of Middlebury, VT or other airports to obtain fuel. Fueling Station By constructing a self service fuel station the With Enclosed airport will not only attract more planes but will Self-Service be able to generate much needed revenue to Dispensing Unit reduce the airport's reliance on local taxes. North Country Essex Essex County Cleaner Greener Develop a Regional Sustainability Plan NYSERDA $1,000,000.00 Communities for the North Country that will establish a Regional sustainability baseline including inventories Sustainability of greenhouse gas emissions and energy use. Planning Program The plan will assess sustainability indicators including economic assets, liabilities and opportunities as well as transportation, land use, and natural resources. The plan's long-term and short-term goals will address improving energy e!ciency, promoting renewable energy and reducing carbon emissions. Once the plan is completed, it is intended to inform municipal land use policies, guide both public and private resource investments in infrastructure and identify tangible actions to reduce greenhouse gas emissions. North Country Essex Fort Historic Fort Ticonderoga Association, Inc. will prepare OPRHP $20,320.00 Ticonderoga Preservation a structural condition evaluation that will be Association, Inc. Planning Report used to make long-range decisions regarding the facility. This evaluation will establish the structural priorities of the Fort and identify options for repair. North Country Essex Housing 2011 Essex Rehabilitate 12 owner-occupied homes in Essex HCR $400,000.00 Assistance County Housing County. Program of Rehabilitation Essex County, Program Inc. North Country Essex Town of Lewis Town of Lewis Rehabilitate 13 owner-occupied severely HCR $400,000.00 Housing substandard housing units in the Town of Rehabilitation Lewis. Program North Country Essex Town of Town of Address a combined wastewater and HCR $598,575.00 Ticonderoga Ticonderoga stormwater sewer in the John Street John Street Sewer neighborhood of the Town of Ticonderoga. Improvements North Country Essex Town of Town of Willsboro Rehabilitate 13 owner-occupied, substandard HCR $400,000.00 Willsboro Housing housing units in the Town of Willsboro. Rehabilitation Program Region County Applicant Project Title Description Agency Total CFA Award North Country Essex Town of Wilmington Village The Town of Wilmington will permanently OPRHP $48,900.00 Wilmington Park Acquisition preserve the town green on Spring#eld Road through the acquisition of this privately held property. Town acquisition of the property will provide open and reasonable access, ensuring that this space will continue to be available to support community events, provide open space recreation, and enhance the downtown area. North Country Franklin Adirondack Medical Coding/ Adirondack Medical Center will conduct DOL $36,200.00 Medical Center Billing Training comprehensive training for 16 medical coders who are responsible for providing details about patient treatment for community health surveys and billing purposes. Accurate coding is a vital part of the medical billing process and for accurate surveillance concerning the health of New York’s communities. North Country Franklin Town of Town of Rehabilitate 20 owner-occupied, severely HCR $400,000.00 Chateaugay Chateaugay substandard housing units in Town of Housing Chateaugay. Rehabilitation Program North Country Franklin Town of Malone Malone Establish the Malone Microenterprise HCR $200,000.00 Microenterprise Assistance Program, assisting a minimum of 10 Assistance microbusinesses in the Town and creating at Program least seven full-time equivalent jobs. North Country Franklin Trudeau Enhancing Modernize laboratory medical facilities and ESD $1,200,000.00 Institute Biosciences in New hire scientists to explore disease protection York techniques. North Country Franklin Village of Tupper Tupper Lake Establish the Tupper Lake Microenterprise HCR $200,000.00 Lake Microenterprise Assistance Program, assisting a minimum Assistance of eight microbusinesses in the Village and Program creating a minimum of eight jobs. North Country Franklin Village of Tupper Implementing The Village of Tupper Lake and the Town DOS $225,000.00 Lake the Tupper Lake of Tupper Lake will develop waterfront Revitalization revitalization projects, including installation Strategy of interpretive materials designed by The Wild Center; construction of gateway and landscaping improvements at the municipal waterfront park; a feasibility study for a beach in the waterfront park and creation of an events coordinator position. North Country Franklin, Slic Network Broadband Construction of 25 miles of #ber optic cable ESD $596,000.00 Hamilton Solutions from Tupper Lake, Franklin County to Long Lake, Hamilton County. North Country Hamilton Hamilton Hamilton County Establish the Hamilton County Microenterprise HCR $200,000.00 County Microenterprise Program, creating at least six jobs. Assistance Program North Country Hamilton Town of Arietta Piseco Airport: The proposed project will include the DOT $52,650.00 (Piseco Airport) Project to Retro#t installation of a self-serve fuel pump credit card Existing Fuel Pump reader at Piseco Airport in the Town of Arietta. System to Enable The lack of available fuel service on weekdays Self-Serve Fuel deters air tra!c from visiting Piseco airport Service at the causing a negative impact on fuel sales. By Airport adding a self-serve 24 hour/day fuel system, the airport is expected to signi#cantly increase fuel sales, in turn generating more revenue for the Town. North Country Hamilton Hamilton Implementing Hamilton County and the Adirondack DOS $250,000.00 County the Adirondack Partnership will advance park-wide Economic revitalization e$orts and allow local Development communities to develop revitalization Strategy strategies in keeping with their community vision and goals. North Country

Region County Applicant Project Title Description Agency Total CFA Award North Country Hamilton, Hamilton Broadband Hamilton County will provide broadband ESD $472,000.00 Warren County/Frontier access throughout its 1,800 sq. mi. area. North Country Je$erson Development Community Rental Develop 400 housing units of additional multi- ESD $4,000,000.00 Authority of the Housing Program family housing to meet demand associated North Country with the growth at Fort Drum. North Country Je$erson MetalCraft Cape Vincent Establish a world-class aluminum-boat ESD $400,000.00 Marine U.S. Inc. Expansion manufacturing facility at the Anchor Marina facility in Cape Vincent, NY. This facility is currently used for boat storage and this project will transform it into an e!cient manufacturing facility. This project will convert the building from a storage shed to a building that facilitates lean and green manufacturing. North Country Je$erson The Krog Krog & Hart Hotel Development of a destination boutique hotel ESD $2,250,000.00 Corporation along the south shore of the St. Lawrence River in Clayton, NY. The Hotel will be built on the former Frink America property, a snowplow factory site that was abandoned but has been successfully remediated under the NYS Brown#eld Cleanup Program. North Country Je$erson City of City of Watertown Promote rental rehabilitation and support HCR $400,000.00 Watertown Housing creation of new apartments for low- and Rehabilitation moderate-income households in the City of Program Watertown. North Country Je$erson COR Watertown Beaver Meadow New construction of 296 rental units within a HCR $2,400,000.00 Company, LLC mixed-income project in the Fort Drum impact area in Je$erson County. North Country Je$erson Florelle Tissue Florelle Tissue Provide training to new workers on all aspects ESD $25,000.00 Workforce Training of the papermaking process. North Country Je$erson Frontier Housing AHC 2011 Home Improvement of 30 single-family homes HCR $300,000.00 Improvement located in Je$erson County. Program North Country Je$erson Frontier Housing Frontier Housing Conduct emergency housing repairs for elderly HCR $75,000.00 Corporation Corporation homeowners in Je$erson County. RESTORE 2011 North Country Je$erson Je$erson County Je$erson Rehabilitate 19 severely substandard single- HCR $600,000.00 County Housing family and multi-family housing units located Rehabilitation in Je$erson County. Program North Country Je$erson Neighbors of Je$erson Purchase and rehabilitation of 10 homes in HCR $300,000.00 Watertown County 1st Time Je$erson County. Homebuyer North Country Je$erson Neighbors of 2011 Downtown Improve housing conditions in Watertown, HCR $507,300.00 Watertown, Inc. Apartments creating and rehabilitating apartments above Program commercial space downtown. Twenty rental units for low-income people will be created or rehabilitated. North Country Je$erson Roth Industries, Roth Industries Inc Three employees of the company’s Marketing DOL $2,395.00 Inc. Training Program and Technical Departments will receive software training in Adobe Illustrator, InDesign, Photoshop, Dreamweaver and Excel. North Country Je$erson Village of Village of Rehabilitate 12 low- and moderate-income HCR $400,000.00 Carthage Carthage Twin single-family units and four multi-family units Villages Housing in the Village of Carthage. Rehabilitation Program. North Country Je$erson Village of Krog & Hart Hotel Assist in the start-up of the Clayton Harbor HCR $750,000.00 Clayton Hotel, creating 90 jobs of which 90 percent will be made available to low-to-moderate income individuals. Region County Applicant Project Title Description Agency Total CFA Award Region County Applicant Project Title Description Agency Total CFA Award North Country Hamilton, Hamilton Broadband Hamilton County will provide broadband ESD $472,000.00 North Country Je$erson Village of Gateway Island The Village of Philadelphia will develop a small OPRHP $351,000.00 Warren County/Frontier access throughout its 1,800 sq. mi. area. Philadelphia Park island in the Indian River - an undeveloped platform of rocks and brush - into the Gateway North Country Je$erson Development Community Rental Develop 400 housing units of additional multi- ESD $4,000,000.00 Island Park. The existing pedestrian bridge Authority of the Housing Program family housing to meet demand associated will receive safety improvements which will North Country with the growth at Fort Drum. include an accessible overlook area and a North Country Je$erson MetalCraft Cape Vincent Establish a world-class aluminum-boat ESD $400,000.00 stairway onto the island. Visitors and residents Marine U.S. Inc. Expansion manufacturing facility at the Anchor Marina will enjoy breathtaking panoramic views of the facility in Cape Vincent, NY. This facility is river, nearby waterfalls, and the rolling hills that currently used for boat storage and this project encircle the Village. will transform it into an e!cient manufacturing North Country Je$erson Watertown Airport Business Construction of 14,400 sq ft hangar with ESD facility. This project will convert the building $1,500,000.00 International Center o!ce space and a general aviation terminal, from a storage shed to a building that facilitates Airport including associated heat, electric, and site lean and green manufacturing. improvements. This project will serve the North Country Je$erson The Krog Krog & Hart Hotel Development of a destination boutique hotel ESD $2,250,000.00 airport administration’s needs for space for Corporation along the south shore of the St. Lawrence River o!ces, training, and conferencing. Hangar in Clayton, NY. The Hotel will be built on the space is also limited at the airport. There are former Frink America property, a snowplow two hangars that can store small corporate jets. factory site that was abandoned but has Neither can store a large jet or the Regional been successfully remediated under the NYS Jet American Eagle will be using for passenger Brown#eld Cleanup Program. service to Chicago. American Eagle Airlines North Country Je$erson City of City of Watertown Promote rental rehabilitation and support HCR $400,000.00 has expressed an interest in storing it’s aircraft Watertown Housing creation of new apartments for low- and overnight during the winter months to reduce Rehabilitation moderate-income households in the City of the amount of deicing "uid usage. Program Watertown. North Country Je$erson, St. Lawrence Newton Falls Rail Reopen and rehabilitate 46.25 miles of rail ESD $9,972,000.00 North Country Je$erson COR Watertown Beaver Meadow New construction of 296 rental units within a HCR $2,400,000.00 Lewis, St. County IDA Rehabilitation line to serve Newton Falls Fine Paper, Benson Company, LLC mixed-income project in the Fort Drum impact Lawrence Mine and Slack Chem. The project will area in Je$erson County. restore the most e!cient, safe, reliable and environmentally acceptable transportation of North Country Je$erson Florelle Tissue Florelle Tissue Provide training to new workers on all aspects ESD $25,000.00 materials in a cost e$ective manner. Workforce Training of the papermaking process. North Country Lewis Lewis County Lyons Falls Mill Site Redevelopment of the former Lyons Falls paper ESD $330,000.00 North Country Je$erson Frontier Housing AHC 2011 Home Improvement of 30 single-family homes HCR $300,000.00 Development Redevelopment mill site. This 9.4-acre, owned by the LDC, Improvement located in Je$erson County. Corporation requires demolition of existing buildings and Program infrastructure upgrades to make it a shovel- North Country Je$erson Frontier Housing Frontier Housing Conduct emergency housing repairs for elderly HCR $75,000.00 ready mixed use business park. Corporation Corporation homeowners in Je$erson County. North Country Lewis Constable Hall Constable Hall The Constable Hall Association will restore this OPRHP $21,668.00 RESTORE 2011 Association, Inc. Restoration Project 200-year-old historic home in Constableville, North Country Je$erson Je$erson County Je$erson Rehabilitate 19 severely substandard single- HCR $600,000.00 ensuring that it remains open and accessible County Housing family and multi-family housing units located to the community and its visitors. This project Rehabilitation in Je$erson County. includes restoration work on four Doric pillars, Program pointing/"ashing of chimneys, repair of water damage in two bedrooms, repair of carriage North Country Je$erson Neighbors of Je$erson Purchase and rehabilitation of 10 homes in HCR $300,000.00 house "oor, and painting of the servants' Watertown County 1st Time Je$erson County. quarters. Homebuyer North Country Lewis Lewis County Lewis County Renovate 10 homes of low- and moderate- HCR $428,560.00 North Country Je$erson Neighbors of 2011 Downtown Improve housing conditions in Watertown, HCR $507,300.00 Housing income persons in Lewis County. Watertown, Inc. Apartments creating and rehabilitating apartments above Rehabilitation Program commercial space downtown. Twenty rental Program units for low-income people will be created or rehabilitated. North Country Lewis Lewis County General Walter The Lewis County Historical Society will OPRHP $18,750.00 Historical Martin Mansion prepare a Comprehensive Building Condition North Country Je$erson Roth Industries, Roth Industries Inc Three employees of the company’s Marketing DOL $2,395.00 Society Restoration Project Assessment report for restoration of the Inc. Training Program and Technical Departments will receive General Walter Martin Mansion in accordance software training in Adobe Illustrator, InDesign, with federal Historic Preservation Standards. Photoshop, Dreamweaver and Excel. North Country Multi- Housing Homebuyer Acquisition and rehabilitation of 12 homes sites HCR $300,000.00 North Country Je$erson Village of Village of Rehabilitate 12 low- and moderate-income HCR $400,000.00 County Assistance Program in Clinton and Essex Counties. Carthage Carthage Twin single-family units and four multi-family units Program Of Villages Housing in the Village of Carthage. Essex Co. Rehabilitation Program. North Country St Village of 2011 Housing Provide housing rehabilitation assistance to HCR $288,200.00 Lawrence Gouverneur Rehabilitation 12 owner-occupied units and eight renter- North Country Je$erson Village of Krog & Hart Hotel Assist in the start-up of the Clayton Harbor HCR $750,000.00 Program occupied apartments located throughout Clayton Hotel, creating 90 jobs of which 90 percent will the Village of Gouverneur. The Village will be made available to low-to-moderate income provide deferred payment loans to address individuals. rehabilitation in housing units occupied by persons who have incomes below 60 percent of area median. North Country

Region County Applicant Project Title Description Agency Total CFA Award North Country St Village of Neighborhood Provide housing rehabilitation assistance to 14 HCR $311,600.00 Lawrence Massena Stabilization owner-occupied units and six renter-occupied Program apartments in the section of the Village of Massena located north of the Grasse River. North Country St Town of Fine Implementing The Town of Fine and the Town of Clifton DOS $135,000.00 Lawrence Waterfront Access will implement a project that includes: Improvements preparation of a streetscape plan for Cranberry Lake and Star Lake hamlets; construction of access improvements on two sites on the Oswegatchie River, including a new boat launch in the Hamlet of Fine and improvements to an existing boat launch in the Hamlet of Wanakena; design and construction of Lost Pond Trail in the Hamlet of Cranberry Lake; and development of a Clifton-Fine Trails and Waterfront Access Sites Map. North Country St. Composite Advanced Establishment of a composite mill to ESD $400,000.00 Lawrence Systems Composites manufacture #berglass and carbon #ber Technologies Manufacturing structural materials. North Country St. North Country Poultry MPU Buy and operate a mobile poultry slaughter ESD $130,000.00 Lawrence Pastured, LLC unit. This project will #ll a void in the agriculture industry in the region North Country St. Town of Massena There is currently no available aircraft storage DOT $759,900.00 Lawrence Massena International space for rent at the Massena International Airport: Airport, preventing the Town from utilizing Construction of this economic resource. Creating a space for Hangar, Including the storage of small commercial aircraft will Required Site also be advantageous for attracting/retaining Improvements, for commercial air carriers to the airport, which is 10 Small Aircraft part of the Town’s overall development goals for the airport. North Country St. C Speed C Speed Advanced C Speed will expand its current manufacturing ESD $1,800,000.00 Lawrence Technology location at 4465 Steelway Blvd North or Manufacturing purchase a new, larger building in the Liverpool Center in Potsdam area. The expanded manufacturing facility NY is needed to accommodate the manufacture of several new product lines that include C Speed’s new ‘Lightwave’ radar system, as well as other new products for several of its customers. North Country St. Development Broadband Provide redundant broadband connectivity for ESD $250,000.00 Lawrence Authority of the Corning, Inc., a major employer in the county, North Country and provide broadband to the Village of Rensselaer Falls. North Country St. Friends of Higley Higley Trails Lodge The Friends of Higley Flow State Park, Inc., in OPRHP $60,000.00 Lawrence Flow State Park, cooperation with local elementary and high Inc. schools, Clarkson University, SUNY Potsdam, and St. Lawrence University and State Parks, will construct Higley Trails Lodge, an all-season, multi-purpose facility with rest rooms, heat, shelter, classroom and display areas with access for those with disabilities. Higley Flow is the most-used winter park in upstate New York. The Friends maintain 12 miles of groomed cross country trails as well as three miles of backcountry trails which are open to the public. North Country St. Massena Main Line Track The Massena Terminal Railroad will rehabilitate DOT $1,637,600.34 Lawrence Terminal and Bridge its main line and yard tracks to safely Railroad Rehabilitation, accommodate unit trains for the ALCOA West Company Massena Plant. Bridges will be put into a state of good repair, new rail, ties and ballast will be installed, and a new switch will be installed to improve the line's connection with CSX Transportation. Region County Applicant Project Title Description Agency Total CFA Award North Country St. Ogdensburg NYOG Railway The Ogdensburg Bridge and Port Authority ESD $450,000.00 Lawrence Bridge and Port Bridge Work will rehabilitate eight bridges and the track Authority between Ogdensburg and Norwood to accommodate the increased weight of modern rail equipment. North Country St. St. Lawrence St. Lawrence Assist 27 low-and moderate income HCR $750,000.00 Lawrence County County households with the purchase of a home in St. Homeownership Lawrence County. Program North Country St. St. Lawrence 2011 SLCHC Home Home improvement of 40 single-family homes HCR $300,000.00 Lawrence County Housing Improvement in St. Lawrence County. Council Program North Country St. St. Lawrence Clearwater The St. Lawrence County Industrial DOT $200,000.00 Lawrence County Paper Rail Bridge Development Authority has sponsored Industrial Rehabilitation, the rehabilitation of the bridge over the Development Gouverneur Oswegatchie River and the rail spur serving the Agency Local Clearwater Paper Company at Natural Dam on Development the Oswegatchie River, near Gouverneur. The Corporation project will allow for resumed direct rail service to the Clearwater Paper Company which will reduce transportation costs and keep the mill economically viable. The project will preserve jobs at Clearwater Paper and will reduce truck tra!c on State Route 58. North Country St. Town of Town of Postdam Renovate 12 homes of low-and moderate HCR $400,000.00 Lawrence Potsdam Housing income residents of Town of Potsdam. Rehabilitation Program North Country St. Village of Gouverneur The Village of Gouverneur will carry out EFC $1,995,000.00 Lawrence Gouverneur Combined Sewer a combined sewer separation project Separation and to eliminate sewage over"ows into the CSO Abatement Oswegatchie River. Green infrastructure technologies such as bioswales, rain gardens, constructed wetlands, rain barrels, porous concrete sidewalks and a porous asphalt residential street will be incorporated into the larger sewer separation project. North Country St. Village of Village and Town Make improvements to the water distribution HCR $900,000.00 Lawrence Gouverneur of Gouverneur system in the Village of Gouverneur. This will Water Distribution be a joint project with the Town of Gouverneur. Improvements North Country St. Village of 2011 Housing Home improvement of approximately 12 units HCR $136,800.00 Lawrence Gouverneur Rehabilitation of housing in the Village of Gouverneur. Program North Country St. Village of Neighborhood Improvement of approximately 14 units in the HCR $184,800.00 Lawrence Massena Stabilization Village of Massena. Program North Country St. Village of Potsdam Establish the Potsdam Arts Microenterprise HCR $100,000.00 Lawrence Potsdam Microenterprise Grant Program, assisting a minimum of eight Program microbusinesses in the Village and creating three jobs. North Country St. Village of St. Lawrence The Village of Potsdam and the Towns of DOS $346,923.00 Lawrence Potsdam Whitewater Parks Canton and Colton will advance waterfront revitalization and blueway trail development on the Raquette River and Grasse River. Project partners will complete a marketing feasibility analysis, an economic impact assessment and an engineering study for the development of whitewater kayak parks on the Raquette River in the Village of Potsdam and on the Grasse River in the Town of Canton. Another compo- nent will be the training of a swift water rescue team to serve Canton, Colton and Potsdam. North Country

Region County Applicant Project Title Description Agency Total CFA Award North Country NYSERDA NYSERDA NYSERDA’s Commercial and Industrial (C&I) NYSERDA received 33 Commercial programs o$er New York businesses solutions applications and Industrial to improve energy e!ciency and save money Programs through design, new construction, renovation, and process improvements to commercial and industrial buildings. The New Construction Program and Existing Facilities Program help building owners make informed decisions to design and renovate sustainable buildings. The FlexTech program can o$er energy sav- ing opportunities through consultation and cost-sharing studies. Industrial and Process E!- ciency Program can help organizations increase product output and data processing e!ciency. North Country Low-cost Federal Industrial Development Bond (IDB) ESD $40,000,000.00 economic Cap will be made available for State and development local government issuers to sell tax-exempt Financing bonds for eligible economic development, infrastructure and community revitalization e$orts. North Country Excelsior Jobs Excelsior Jobs Program tax credits will be ESD $15,000,000.00 Program reserved for future projects including business investments in targeted industries that are within the region and that create or retain jobs, create capital investment and are consistent with the Strategic Plan. North $103,159,141.34 Country Total Statewide Chairman’s Committee

Capital Region $62.7 million awarded to 88 projects

Total CFA Region County Applicant Project Title Description Agency Award Capital Region Albany and Albany Medical NY CAP Research This Alliance will provide a dynamic and ESD $950,000.00 Rensselaer College/RPI Alliance interactive forum for sharing new ideas and discoveries, identifying collaborative opportunities and developing joint initiatives for funding. The resulting increase in stature and pro!le, scope and scale of research, discovery and application will signi!cantly enhance the fabric of economic and civic life in the Capital Region and northeastern New York. The Alliance will directly address this national challenge by focusing collaborative e"orts and shared capacity in advancing unique bench and translational research across the Capital Region. Capital Region Albany Albany County ACRHA HOME Improvement of approximately 16 single-family HCR $300,000.00 Rural Housing Rehabilitation units, and two two-family units of housing on Alliance, Inc. Program various sites in Albany County. Capital Region Albany Albany County Albany This project will provide an expansion and DOT $3,780,000.00 Airport Authority International update to Albany Airport’s largest aircraft Airport: maintenance facility in order to allow it to Commercial accommodate larger aircraft. Airlines will be Aircraft able to service their large aircraft in Albany Maintenance instead of other airports thus enticing airlines to Hangar maintain and increase air service to this city. Improvements Capital Region Albany Albany County Albany Train 20 unemployed workers in a Career DOL $50,000.00 Opportunity, Inc. Community Action Pathways program in the Healthcare, Partnership Career Weatherization/Construction, Culinary/ Pathways Hospitality, Janitorial and Floor Maintenance, and Computers/Technology sectors. Also, they will expand into other high-demand jobs, such as Commercial Driver's License, Lead Abatement, and Asbestos training or certi!cations. Capital Region Albany Albany County Child Albany Community Action Partnership (ACAP) DOL $43,900.00 Opportunity, Inc. Development in Albany will enhance its existing workforce Associate (CDA) and to give sta" occupational skills needed and Family in the early childhood education and human Development service sectors that will lead to potential career Credential (FDC) growth and higher wages. Assistant Teachers Training in ACAP's Head Start program will need to obtain their Child Development Associate (CDA) credential by the federally-stipulated deadline of September 2013. ACAP will o"er its family development and employment specialist sta" the opportunity to obtain the Family Development Credential (FDC) to upgrade their skills while working with low-income customers/families. Expected goals include: 17 Assistant Teachers and 15 Family Development Specialists will receive training to obtain their FDC to meet an ACAP employment goal and to upgrade their skill levels. Capital Region

Total CFA Region County Applicant Project Title Description Agency Award Capital Region Albany Albany County ACRHA RESTORE Conduct emergency housing repairs for elderly, HCR $75,000.00 Rural Housing Program 2011 veteran and frail elderly homeowners in Alliance, Inc. Albany County. Capital Region Albany Albany County HOME Down Provide a First Time Homebuyer Program in HCR $390,000.00 Rural Housing Payment Albany County to address housing needs Alliance, Inc. Assistance of low- and moderate-income !rst time homebuyers. Capital Region Albany Albany County ACRHA HOME O"er a HOME Repair Program to rehablitate 15 HCR $400,000.00 Rural Housing Rehabilitation owner-occupied housing units bene!ting low- Alliance, Inc. Program income people. Capital Region Albany Albany IDA Swan St Lofts Albany Housing Authority will receive low-cost HCR $5,400,000.00 !nancing to convert the former St. Joseph’s School located in the Arbor Hill Neighborhood of Albany into Swan Street Lofts that will provide 22 a"ordable residential units and 14,100 SF of community facility space. Capital Region Albany Albany Molecular Information Develop the computer skills of 101 employees DOL $50,000.00 Research, Inc. Technology in three areas: general computer skills, training Training for an Oracle upgrade and advanced skills for IT professionals. This will keep the !rm competitive with other pharmaceutical contract research and manufacturing organizations. Capital Region Albany Capital District Entry Level Worker The Center will train 30 dislocated workers, DOL $50,000.00 Women's Readiness Training speci!cally displaced homemakers, in the skills Employment & needed to successfully !nd employment in the Resource Center Capital Region. Capital Region Albany Center for EcoCradle Ecovative Design, LLC will purchase machinery ESD $250,000.00 Economic Growth and equipment to expand production of EcoCradle TM, its unique, sustainable packaging product. As a result, the company will increase e#ciency by reducing industrial waste, and increase its use of NYS agricultural waste products, which are a feedstock for the production of EcoCradle. Capital Region Albany City of Albany Capital District Develop a Regional Sustainability Plan for the NYSERDA $1,000,000.00 Regional Capital District that will establish a sustainability Sustainability Plan baseline including inventories of greenhouse gas emissions and energy use. The plan will assess sustainability indicators including economic assets, liabilities, and opportunities as well as transportation, land use, and natural resources. The plan's long-term and short-term goals will address improving energy e#ciency, promoting renewable energy and reducing carbon emissions. Once the plan is completed, it is intended to inform municipal land use policies, guide both public and private resource investments in infrastructure, and identify tangible actions to reduce greenhouse gas emissions. Capital Region Albany City of Albany Neighborhood Improvement of 15 single-family homes, six HCR $300,000.00 Strategy two-family homes, and one three-family home Area Home on various sites throughout the City of Albany. Improvement Program Capital Region Albany City of Cohoes City of Cohoes Rehabilitate 28 rental housing units in the City HCR $400,000.00 Downtown of Cohoes, in the target area of Remsen and Gateway Housing Howard Streets and Columbia to Congress Rehabilitation Streets. A total of 43 low- and moderate- Project income persons will bene!t. Capital Region Albany City of Watervliet City of Watervliet Rehabilitate 9 single-family units and 9 multi- HCR $400,000.00 Housing family units in the City of Watervliet. Rehabilition Program Total CFA Region County Applicant Project Title Description Agency Award Capital Region Albany Downtown Albany Capitalize Albany- Rehabilitate and revitalize a vacant mixed-use HCR $250,000.00 Restoration 60 State Street 26,500 square foot building on Albany's "Main Program Street." Capital Region Albany M & G Duravent, Lean Train 56 management, production operators, DOL $50,000.00 Inc. Manufacturing setup persons, assemblers, and lead persons Training in Lean Manufacturing techniques. The training program will include !ve elements: Lean Coordinator Development, Value Stream Mapping, Work Standardization, Pull Systems, and Setup Reduction. Capital Region Albany NYS O#ce of Matton Shipyard This CFA allows Phase 3 of a multi-year e"ort Canals $40,000.00 Parks, Recreation to stabilize and restore the historic Matton & Historic Shipyard at Peebles Island State Park on the Preservation Hudson River at Waterford/Cohoes Capital Region Albany Pearl Overlook Ida Yarbrough - Demolition of an existing public housing HCR $3,276,324.00 Corporation Phase I project and new construction of 43 family rental units in City of Albany. Capital Region Albany South End RESTORE 2011 Conduct emergency housing repairs or elderly HCR $75,000.00 Improvement 2012 and frail elderly homeowners in the City of Corp. Albany. Capital Region Albany South End Home Assistance O"er a HOME Repair Program to address HCR $486,000.00 Improvement Rehabilitation owner-occupied housing rehabilitation needs Corp. Program III in the City of Albany, rehabilitating 20 owner- occupied housing units bene!ting low-income people. Capital Region Albany Village of Green Village of Remove and replace the current roadway along HCR $595,300.00 Island Green Island Albany Avenue in the Village of Green Island. Albany Avenue Improvements Capital Region Albany, Center for Regional Center to CEG will commence an economic study for the ESD $125,000.00 Saratoga, Economic Growth encourage foreign establishment of a Federal EB-5 Regional Center Warren, direct investment which will provide an additional vehicle and Washington, access to foreign investment in Captial Region Schenectady, business. Greene, Columbia Capital Region Albany, University at RNA Institute The RNA Institute Biomedical Translational ESD $2,036,000.00 Saratoga, Albany Biomedical Research CFA requests funding for planning Rensselaer Translational and feasibility studies relative to renovations, Research acquisition of furniture and !xtures, and soft costs, capital equipment, training, and sta" to support these programs for technology commercialization. This request constitutes a public-private partnership 5:1 match of $17.7 million currently invested in The RNA Institute. Capital Region Columbia Columbia Columbia County The Columbia County Industrial Development DOT $2,208,600.00 County Industrial Rail Transloading Authority will develop a new transloading Development Facility facility to serve Hudson Valley businesses that Agency lack direct rail access. The facility will enable these businesses to transfer goods from trucks to rail cars for shipping and to move incoming products from rail cars to trucks. The project will increase economic productivity in Columbia County and improve the e#ciency and cost- competitiveness of shipping goods. Capital Region Columbia Historic Hudson Dr. Oliver Bronson Historic Hudson, Inc. will complete Phase II of OPRHP $300,000.00 Inc. House Restoration the restoration of the Dr. Oliver Bronson House by completing the exterior stabilization of the house, securing the building envelope, and protecting the house from further deterioration and loss of historic fabric so it can be returned to use for public bene!t. Sited on a blu" overlooking the South Bay of the Hudson River on 52 acres of open space, the Dr. Oliver Bronson House serves as a magnet for the city, providing a park-like setting and increased public access to this historic site as part of the ongoing revitalization of the City of Hudson. Capital Region

Total CFA Region County Applicant Project Title Description Agency Award Capital Region Columbia Housing Housing Resources Rehabilitate 10 homes with grants of up to HCR $75,000.00 Resources of Emergency Repair $7,500 for emergency housing repair needs Columbia County, Program for elderly, frail elderly and physically disabled Inc. homeowners in Columbia County. Capital Region Columbia Housing HRCC HOME Rehabilitate 22 owner-occupied homes, some HCR $300,000.00 Resources of Improvement targeted to the elderly or physically disabled, in Columbia County, Program the City of Hudson in Columbia County. Inc. Capital Region Columbia Housing HRCC Home Home improvement of 22 units on various sites HCR $300,000.00 Resources of Improvement in Columbia County. Columbia County, Program Inc. Capital Region Columbia Hudson Opera First Floor The Hudson Opera House will complete a key OPRHP $400,000.00 House, Inc. Restoration part of the fourth and !nal phase of the Opera House restoration - improvements to the !rst $oor, including the badly deteriorated historic Common Council Chambers and anteroom, for community use. New York State’s oldest surviving theatre (1855), located in the heart of downtown Hudson, the nonpro!t multi-arts center o"ers more than 1,000 programs, most of them free, to 52,000 visitors each year. Capital Region Columbia The Olana Olana Restoration The Olana Partnership will implement a major OPRHP $274,125.00 Partnership Project aspect of Olana’s Landscape Restoration Plan - the restoration of the historic North Meadow. Designed by Hudson River School artist Frederic Church (1826-1900) as a work of 19th-century landscape gardening, the historic 250-acre landscape is equal in historic and artistic importance to Olana’s house and collections. The completed project will provide a transformational change to the Olana landscape, restoring the historic meadows and pastureland and reopening views that have been lost over the last 100 years to second- and third-growth forest. Capital Region Columbia Valatie Housing Valatie Senior New construction of 32 rental units for seniors HCR $1,669,265.00 Group, LP Citizen Housing and persons with physical disabilities in the Village of Valatie. Capital Region Columbia Village of The Kinderhook Assist the Village of Kinderhook in construction HCR $285,000.00 Kinderhook Wastewater of a central sanitary sewer collection system, Collection System allowing the Dutch Inn to open and create 37 jobs, of which approximately 22 will bene!t low- and moderate- income New Yorkers. Capital Region Greene Ski Windham Destination This project involves the design and ESD $1,500,000.00 Operating Windham construction of an enhanced stormwater Corp; Windham collection and conveyance system to protect Mountain the existing multi-million dollar resort Partners, LLC infrastructure of Windham Mountain, including the Base Lodge and the Enclave resort lodging, and permit the redevelopment of the lower base lodge area. The stormwater portion of the project will consist of new catchments and conveyance piping to divide, divert and direct stormwater $ows from the base of the ski trails clear of the Base Lodge, the Enclave resort lodging and the Destination Windham redevelopment site. Capital Region Greene Catskill Mountain Greene County Conduct emergency housing repairs for elderly HCR $50,000.00 Housing RESTORE 2011 homeowners in the Greene county area. Development Corp. Inc. Capital Region Greene Greene County NY Spring Water Assist in the expansion of NY Spring Water, HCR $280,000.00 creating 23 new jobs, 91% of which will be made available to low-to-moderate income individuals. Total CFA Region County Applicant Project Title Description Agency Award Capital Region Greene Greene County Greene County Establish the Greene County Microenterprise HCR $200,000.00 Microenterprise Assistance Program, assisting a minimum of 8 Assistance microbusinesses in the County and creating at Program least 11 jobs. Capital Region Greene Town of Prattsville Prattsville Renovate nine properties in the Town of HCR $215,000.00 Main Street Prattsville and enhance streetscapes. Revitalization 2011 Capital Region Greene Village of Hunter Village of Hunter Rehabilitate and revitalize 12 commercial and HCR $372,222.00 Main Street 12 residential units on Main Street in the Village Revitalization of Hunter. Program Capital Region Rennsalaer The Community Monument Square Preservation and rehabilitation of 89 HUD- HCR $1,182,148.00 Builders, Inc. Apartments assisted senior rental units in City of Troy. Capital Region Rensselaer Etransmedia O#ce Relocation The project would facilitate Etransmedia's ESD $1,400,000.00 Technology, Inc. purchase of an existing building at the Rensselaer Technology Park to accommodate the signi!cant growth of the business and its employee population. This project would allow the company to acquire an existing building on Jordan Road and to remodel this building to provide a state-of-the-art headquarters facility. Capital Region Rensselaer Albany Port Rensselaer Wharf The Albany Port District Commission will DOT $11,456,999.86 District Reconstruction replace 600 feet of deteriorated, 1920's-era Commission wharf with a modern, high-strength wharf on the east side of the Hudson River, doubling the capacity of the Rensselaer side of the Port. This project will complement the recent reconstruction of the wharf on the west side of the river. Capital Region Rensselaer Rensselaer County Rensselaer County Assist 20 low-and moderate income households HCR $400,000.00 Homeownership in Rensselaer County with the purchase of a Program home. Capital Region Rensselaer The Doane Stuart Doane Stuart The Doane Stuart School will install a multi- EFC $1,298,000.00 School Green Roof use green roof that will be designed by the Upper School students (grades 9 - 12), under the supervision of area landscape architects, including Doane Stuart alumni/ae, former teachers, and parents. The green roof will be accessible to students for projects throughout the school year. Capital Region Rensselaer The United Group City Station Project involves the construction of a parking ESD $2,500,000.00 of Companies, Inc. deck and new green space areas. Capital Region Rensselaer University at Building a Development of the Biotechnology Training ESD $1,000,000.00 Albany Pioneering Biotech Center and expanded Biotechnology Corridor. Corridor Construction/renovation of laboratory space at the Trudeau Institute, UAlbany East Campus and purchase of equipment for upgrading laboratory facilities. Capital Region Rensselaer Questar III Questar III Training for 107 unemployed Castleton-area DOL $50,000.00 Regional workers: 30 unemployed workers will be Workforce trained in advanced manufacturing skills; Development 17 unemployed workers will complete the Project Licensed Practical Nurse program; and 60 Non-English speaking unemployed workers will be able to obtain jobs with the Flanders Corporation manufacturing facility as well as with Columbia Memorial Hospital or area nursing homes after completing the Questar III ISESOL program. Capital Region Rensselaer City of Troy Downtown The City of Troy and the Troy Business DOS $86,162.50 Economic Improvement District will prepare a downtown Development economic development strategic plan to Strategic Plan address current conditions and opportunities in the market. An interactive database of commercial space will be developed to market available space and attract new businesses. Capital Region

Total CFA Region County Applicant Project Title Description Agency Award Capital Region Rensselaer City of Troy Public Access The City of Troy will design and construct DOS $954,000.00 Improvements at public waterfront amenities along the area to Riverfront Park be redeveloped as Troy City Center, enhancing and Troy City pedestrian linkages to this key waterfront site. Center Amenities will include an esplanade, green space, seating, lighting, and connectivity to other sections of Riverfront Park. Capital Region Saratoga Amkor Semiconductor This project would support Amkor's potential ESD $1,500,000.00 Technology, Inc. supply facility in expansion of its wafer bump and wafer probe Saratoga County. operations in Saratoga, New York in conjunction with Global Foundries, Inc. Should Amkor elect to proceed with establishing operations in New York, the facility would be approximately 80,000 to 100,000 square feet. Capital Region Saratoga City of City of Establish the Mechanicville Microenterprise HCR $200,000.00 Mechanicville Mechanicville Program (Phase II), assisting a minimum of 10 Microenterprise microbusinesses in the City of Mechanicville Program and creating at least 10 jobs. Capital Region Saratoga Douglas V Entry Level The Capital Region company will train 15 new DOL $50,000.00 Dockendorf Training - Electrical hires in the electrical construction industry. Construction Industry Capital Region Saratoga NYS Dept of Day Peckinpaugh Improvements to the Day Peckinpaugh Barge Canals $191,000.00 Education Barge Museum Museum, a multi-regional educational and heritage tourism project, will improve its operations. Capital Region Saratoga Saratoga County Dix Bridge Saratoga County, in collaboration with OPRHP $300,000.00 Rehabilitation Washington County and the Historic Saratoga- Washington on the Hudson Partnership, will rehabilitate the Dix Bridge, a 426-foot-long, three-span High Warren truss bridge built in 1900 over the Hudson River. The bridge, located at Hudson Crossing Park Lock C5, is listed on the National Register of Historic Places, connects Saratoga and Washington counties, and would be part of the NYS Canalway Trail to be used for various multi-modal recreational uses. Capital Region Saratoga Specialty Silicone Next Generation Convert 15,000 square feet of manufacturing ESD $158,900.00 Products, Inc. Septa Project space to a clean room environment for the Next Generation Septa Project and partner with a NYS college or university to work on incorporating nanotechnology with silicone polymers. Capital Region Saratoga The Saratoga- Regional Visitor This funding will go toward a multi-level Canals $191,000.00 Washington Center partnership e"ort to create a state-of-the-art on the Hudson regional visitor center. Partnership Capital Region Saratoga Town of Halfmoon Historic Culvert This restoration and repair project is critical to Canals $150,000.00 and Wastewater maintaining the integrity of this highly used Weir Restoration section of Canalway Trail in the Capital Region Capital Region Saratoga Village of Ballston 2011 Working Rehabilitate 21 homes in the Village of Ballston HCR $278,200.00 Spa Families Spa Revitalization Capital Region Saratoga Village of Ballston 2011 Working Improvement of approximately 21 units on HCR $289,800.00 Spa Families various sites in the Village of Ballston Spa. Revitalization Capital Region Saratoga Village of Corinth 2011 O"er a HOME Repair Program to address HCR $307,000.00 Neighborhood owner-occupied housing rehabilitation needs in Revitalization the Village of Corinth, rehabilitating 21 owner- Program occupied housing units bene!ting low-income people. Capital Region Saratoga Village of Corinth 2011 Improvement of approximately 15 units on HCR $198,000.00 Neighborhood various sites in the Village of Corinth. Revitalization Program Total CFA Region County Applicant Project Title Description Agency Award Capital Region Schenectady Arts Center Proctors Historic The Arts Center and Theatre of Schenectady will OPRHP $100,000.00 and Theatre of Restoration and complete historic preservation work at Proctors Schenectady - Heritage Area Theatre that will include repairs, restoration and Proctors Project improvements to the theatre’s ceilings, walls, side boxes, scagliola, balcony, mezzanine and orchestra areas, women’s and men’s lounges, and the Golub Arcade. Capital Region Schenectady Community CLTS 2011 Conduct emergency housing repairs for HCR $75,000.00 Land Trust of RESTORE Program elderly, frail elderly and physically disabled Schenectady, Inc. homeowners in the City of Schenectady. Capital Region Schenectady County of Schenectady The Schenectady County Airport will extend DOT $284,089.50 Schenectady County Airport: the existing municipal sanitary sewer and water Extension of services onto the airport property to enable Sanitary Sewer economic development, while improving Line and Water environmental conditions. Main Capital Region Schenectady Empire Paving of Apprenticeship Provide a NYS Apprenticeship training program DOL $6,000.00 Schenectady, Inc. Training for two current employees. This training program will help enhance the skills of these employees and promote performance and career advancement. Capital Region Schenectady Schenectady Alco Trail This CFA funds the multi-use trail component of Canals $479,735.00 County a major private-public canalside development DOS that is a REDC transformative project. Capital Region Schenectady Schenectady Gateway to The "Gateway to Manufacturing Skill DOL $14,000.00 County Manufacturing Competitiveness" program will create a direct Community Skill pipeline to advanced manufacturing jobs College Competitiveness for the long-term unemployed in the Capital Region. Each person trained will receive a nationally-recognized certi!cate after completing this three week course. Capital Region Warren City of Glens Falls Glens Falls Conduct emergency housing repairs for 12 HCR $75,000.00 RESTORE Program elderly homeowners in the City of Glens Falls. 2011 Capital Region Warren Crandall Public Computer Skills Training for 72 Glens Falls area unemployed DOL $50,000.00 Library 4 Todays Jobs workers in "Computer Skills 4 Today's Jobs." Training Program Speci!c programs to be taught include: Basic Computer Skills, Learn to Type and Practice - Mavis Beacon, Data Entry, Skill Building and Applications, Computer Maintenance Workshop, Microsoft O#ce 2007 and Microsoft O#ce 2010. Capital Region Warren Town of Hague Hague Brook The Hague Brook Stormwater Reduction EFC $44,000.00 Stormwater Program will retro!t two parking areas in Reduction downtown Hague using bioretention and Program permeable asphalt to reduce stormwater runo" into Hague Brook, which drains into Lake George. The parking areas are located in the heart of the downtown district and will allow for enhanced access for visitors and residents to hamlet businesses and activities as well as increase year-round tourism opportunities for the Town and the greater Lake George Region. Capital Region Warren Village of Lake NYS Underwater The Village of Lake George will develop and DOS $50,000.00 George Blueway Trail Web maintain a website for the New York State Services Underwater Blueway Trail that will publicize and market the individual dive sites that together make up the Underwater Blueway Trail. Capital Region Warren Warren County Warren County Establish the Warren County Microenterprise HCR $200,000.00 Microenterprise Assistance Program, creating at least 20 jobs. Assistance Program Capital Region

Total CFA Region County Applicant Project Title Description Agency Award Capital Region Warren Warren County Sustainable The West Brook Conservation Initiative will EFC $738,000.00 Advancement of install grass pavers at a proposed 2.5 acre the Lake George Festival Space for multiple outdoor events on Environmental the site of the former Gaslight Village, as well as Park install porous asphalt along West Brook Road. Capital Region Warren City of Glens Falls Redevelopment The City of Glens Falls will collect prepare a DOS $32,860.00 and Connection redevelopment master plan for Pruyns Island, Plan for Pruyns including a conceptual plan to connect the Island island to downtown to spur additional private development in the heart of the city. Capital Region Warren Warren County Lake George Warren County and the Village of Lake George DOS $381,000.00 Environmental and project partners will design and construct Park a 12-acre park on the site of the former Gaslight Village Amusement Park in the heart of the village. The new park will include interactive exhibits that teach visitors about the way water shapes our everyday lives. Park design will also focus on elements including festival space, nature trails, !tness walks, interpretive signage, an interactive water fountain and playground area for children, and a skateboard park. Capital Region Warren, Warren County First Wilderness Warren County will advance recommendations DOS $463,116.00 Saratoga Heritage Corridor of the First Wilderness Heritage Corridor Implementation Action Plan, an intermunicipal revitalization 2011 strategy for nine communities along the Upper Hudson River and Delaware & Hudson rail line in Saratoga and Warren counties. E"orts will include: modernization of the Dynamite Hill Ski Area to allow it to serve as a day-use destination area in winter months; streetscape improvements between the municipal center and the North Creek Train Station Complex; enclosing existing platforms and providing restrooms at the historic railroad stops in the towns of Thurman and Hadley; small business development to !ll vacant storefronts in the hamlets of the First Wilderness Heritage Corridor; construction of a boarding platform at the site of the old Corinth station; design and construction of a new 1,100-sq.ft. classroom, an ADA-compliant restroom and o#ce space for administrative services at the Adirondack Folk School in Lake Luzerne; and the creation, marketing and promotion of activities to enhance tourism. Capital Region Warren, Economic WWCooperation Replacement of a dated (1967) upper mountain ESD $300,000.00 Washington Development lift with new lift. Corp Capital Region Warren, NYSARC, WWARC Access to Assist people with physical disabilities and frail HCR $250,000.00 Washington Inc. Warren Home 2011 elderly in Warren and Washington Counties Washington in making accessibility improvements to their Counties Chapter homes. Capital Region Washington Clarendon & Restore northern The Clarendon & Pittsford Railroad will restore DOT $1,100,000.00 Pittsford Railroad connection of the northern connection between the Company to Canadian Clarendon & Pittsford Railroad and Canadian Paci!c Railway in Paci!c Railway and rehabilitate the Canal Street Whitehall bridge in Whitehall. This restored connection will improve the connection between the two railroads, allowing rail tra#c to $ow more e#ciently. The project will also bene!t Amtrak's Adirondack service, as the project will reduce freight-related delays in the corridor. Capital Region Washington Homefront Washington Improvement of approximately 10 units on HCR $200,000.00 Development County Housing various sites in Washington County. Corp. Rehab Total CFA Region County Applicant Project Title Description Agency Award Capital Region Washington Homefront Washington Rehabilitate 10 owner-occupied homes, some HCR $324,000.00 Development County Housing targeted to veterans, elderly or physically Corp. Rehabilitation disabled, in Washington County. Program Capital Region Washington Saratoga County Washington Provide assistance to disabled veterans, persons HCR $200,000.00 Rural Preservation County Access to with disabilities and frail elderly in Saratoga Co. Home County to make accessibility improvements to their homes. Capital Region Washington Town of Fort Town & Village O"er a HOME Repair Program to address owner- HCR $267,000.00 Edward Shared Housing occupied housing rehabilitation needs in the Initiative Village of Fort Edward, providing 20 owner- occupants with deferred loans for up to $25,000 to address necessary repairs to their homes. Capital Region Washington Town of Fort Town & Village Home improvement of approximately 20 units HCR $276,000.00 Edward Shared Housing on various sites in the Town and Village of Fort Initiative Edward. Capital Region Washington Village of Fort Rogers Island The Village of Fort Edward will purchase OPRHP $400,000.00 Edward Acquisition the southern end of Rogers Island, which is important in the history of the French and Indian War. Rogers Island is rich in historical artifacts and contains a burial ground and former living quarters for soldiers. The ultimate plan for the historic area is a trail system together with informational exhibits and kiosks identifying areas of historical signi!cance. The artifacts will be kept with the Rogers Island Visitor Center. Capital Region Washington Village of Fort Village of Fort Implement Phase II of the Water Line Capital HCR $600,000.00 Edward Edward Depot Plan in the Depot Neighborhood in the Village Neighborhood of Fort Edward. Water Improvements Capital Region Washington Washington Washington Design and construct a !re sprinkler system HCR $750,000.00 County County Pleasant and make related water supply improvements Valley Nursing for the new sprinkler system at Pleasant Valley Home Fire skilled nursing facility in Washington County. Prevention Project Capital Region Excelsior Jobs Excelsior Jobs Program tax credits will be ESD $1,666,666.67 Program reserved for future projects including business investments in targeted industries that are within the region and that create or retain jobs, create capital investment and are consistent with the Strategic Plan. Capital Region NYSERDA received NYSERDA’s Commercial and Industrial (C&I) NYSERDA 54 applications programs o"er New York businesses solutions to improve energy e#ciency and save money through design, new construction, renovation, and process improvements to commercial and industrial buildings. The New Construction Program and Existing Facilities Program help building owners make informed decisions to design and renovate sustainable buildings. The FlexTech program can o"er energy saving opportunities through consultation and cost- sharing studies. Industrial and Process E#ciency Program can help organizations increase product output and data processing e#ciency. Capital $62,669,413.53 Region Total

Statewide Chairman’s Committee

Mid-Hudson $67 million awarded to 61 projects

Region County Applicant Project Title Description Agency Total CFA Award Mid-Hudson Delaware, Sullivan County Implementing Sullivan County will undertake installation of DOS $125,000.00 Sullivan, the Upper water trail signage on select bridges over of the Orange Delaware River Delaware River Trail; design for identi!ed river Local Waterfront access sites; and the creation of an inventory of Revitalization other potential river access locations along the Program Upper Delaware River corridor from Hancock in Delaware County to Port Jervis, in Orange County. Mid-Hudson Dutchess Calvert Vaux Hoyt House Calvert Vaux Preservation Alliance will facilitate OPRHP $320,000.00 Preservation Restoration the reuse of the Hoyt House complex, which Alliance includes the historic Hoyt House ("The Point"), designed by the important architect Calvert Vaux. Phase I of the restoration includes the repair and repointing of exterior stone masonry, repair and reinforcement of interior structural framing, the reconstruction of all !ve chimneys, restoration of the entry portico roof, reconstruction of the dining room bay, and installation and updating of site utilities. The goal is to reuse the house as a multi- functional facility for educational programs, arts performances and workshops, !ne culinary services, events and other activities. Mid-Hudson Dutchess Birchez The Birches at New construction of 72 units of a"ordable HCR $1,812,770.00 Associates LLC Fishkill housing for seniors in the Town of Fishkill. Mid-Hudson Dutchess Poughkeepsie- Waterfront The Poughkeepsie-Highland Railroad Bridge OPRHP $400,000.00 Highland Elevator Gateway Company will install an elevator at the Walkway Railroad Bridge Over the Hudson State Historic Park, connecting Company Inc. visitors to the City of Poughkeepsie's northern shoreline to the bridge overhead. Additional features will include the installation of new fencing and railings; lighting poles and !xtures for security and general visibility; signage elements to enhance visitor experience and to provide way!nding assistance; and benches, landscaping and site improvements. Mid-Hudson Dutchess Dorsey Computer Aided Four to six workers at this Poughkeepsie DOL $12,000.00 Metrology Modeling and company will be trained in computer aided International Design Training design and tool control technologies. Mid-Hudson Dutchess Town of Amenia Amenia Rehabilitate and revitalize 3 commercial and 8 HCR $195,000.00 Downtown residential units in mixed-use buildings, and Renewal streetscapes on Main and Mechanic Streets in the Town of Amenia. Mid-Hudson Orange Contract Contract To assist in company's relocation and new ESD $1,000,000.00 Packaging Packaging facility costs, including repair of equipment Services Inc after facility was damaged by the hurricane. Mid-Hudson Orange Village of Kiryas Kiryas Joel Establish the Kiryas Joel Microenterprise HCR $200,000.00 Joel Microenterprise Assistance Program in the Villageo f Kiryas Joel. Program Mid-Hudson

Region County Applicant Project Title Description Agency Total CFA Award Mid-Hudson Orange Middletown Orange County The Middletown & New Jersey Railway will DOT $1,656,000.00 & New Jersey Track and Bridge rehabilitate portions of the rail infrastructure Railroad LLC Rehabilitation that support Orange County industry, serve as an attraction to industrial development projects in the manufacturing, food and beverage, agricultural, and distribution sectors, and form an integral part of the rail network for NY State. The project will rehabilitate the rail line between Campbell Hall and Warwick, as well as portions of track in Middletown and between Walden and Montgomery. Mid-Hudson Orange Cafe Spice GCT, Expansion Company to expand product line and markets ESD $750,000.00 Inc served. Project includes purchase of new machinery and equipment in the next year including specialized freezers and more cooking equipment. Mid-Hudson Orange Warwick Sunrise New construction of 78 rental units in the Town HCR $2,216,673.00 Properties, Inc. Apartments of Wallkill. Mid-Hudson Orange Provider Hamaspik of Make accessibility improvements, with grants HCR $250,000.00 Hamaspik of Orange County of up to $25,000, to 10 homes for persons with Orange County Access to Home physical disabilities and the frail elderly in Program-2011 Orange County. Mid-Hudson Orange Walden Walden Main Rehabilitate and revitalize 23 commercial and HCR $337,338.00 Community Street 2011 8 residential units in mixed-use buildings, and Council, Inc. streetscapes in the eastern half of the Village of Walden's Commercial Business District. Mid-Hudson Orange City of Port City of Port Jervis Replace the Beach Road Pump Station in the HCR $287,000.00 Jervis Beach Road Pump City of Port Jervis. Station Project Mid-Hudson Orange County of Mid Hudson Develop a Regional Sustainability Plan for NYSERDA $685,000.00 County Orange Regional the Mid-Hudson region that will establish a Sustainability sustainability baseline including inventories Study of greenhouse gas emissions and energy use. The plan will assess sustainability indicators including economic assets, liabilities and opportunities as well as transportation, land use, and natural resources. The plan's long-term and short-term goals will address improving energy e#ciency, promoting renewable energy and reducing carbon emissions. Once the plan is completed, it is intended to inform municipal land use policies, guide both public and private resource investments in infrastructure and identify tangible actions to reduce greenhouse gas emissions. Mid-Hudson Orange, Independent At Home In Assist persons with physical disabilities, persons HCR $300,000.00 Sullivan Living, Inc. Orange & Sullivan who are developmentally disabled, and persons Counties who are frail elderly in Orange and Sullivan Counties in making accessibility improvements to their homes. Region County Applicant Project Title Description Agency Total CFA Award Mid-Hudson Putnam Open Space Canopus Lake The Open Space Conservancy will support the OPRHP $400,000.00 Conservancy Beach Welcome renovation and improvements to the visitor Facilities welcome facilities at the Canopus Lake Beach Renovation recreational area within Clarence Fahnestock Memorial State Park in the Town of Kent. These facilities consist of an outdated bathhouse and an adjacent concession and administrative building that have become a thriving winter park center, o"ering cross country skiing, snowshoeing and sledding. Under the project, the bathhouse will be fully renovated, made ADA compliant, and winterized for four-season use, and the administration building will be recon!gured and expanded to adapt to new visitation patterns. Mid-Hudson Putnam Paladian Group Public Safety Paladin is proposing to renovate a currently ESD $1,000,000.00 Holdings First Responders vacant 130,000 square foot facility in Brewster, Facility Putnam County for the purposes of providing advanced training to !rst responders and critical infrastructure personnel. Mid-Hudson Putnam Silarx Silarx To expand manufacturing facility for ESD $952,757.00 manufacturer of quality generic liquid pharmaceutical products. Mid-Hudson Putnam Hudson Valley HVP Farms Establishment of Hydroponic greenhouse ESD $150,000.00 Produce Farms generating fresh produce for local community LLC and New York City market. Mid-Hudson Putnam Global High Performance Window/insulation manufacturer to purchase ESD $1,000,000.00 Fenestration Fenestration 22 acre site in Putnam County to construct state Solutions, Inc./ of the art facility. Sound Solutions Mid-Hudson Putnam Putnam County West Point Putnam County is partnering with Scenic DOS $125,000.00 Foundry Hudson Land Trust to create the West Point Preserve trail Foundry Preserve (WPFP) in Cold Spring, an improvements industrial heritage park and tourism attraction. An upgraded half-mile trail will link the preserve to the nearby Metro-North train station, the downtown, and the Hudson River. Mid-Hudson Putnam Village of Cold Cold Spring The Village of Cold Spring will build on DOS $27,000.00 Spring Local Waterfront its recently completed Local Waterfront Revitalization Revitalization Strategy and develop a Program comprehensive Local Waterfront Revitalization Program. Mid-Hudson Rockland Palisades Parks Bear Mountain Inn The Palisades Parks Conservancy, Inc. will OPRHP $400,000.00 Conservancy, Restoration continue ongoing renovations at the historic Inc. Bear Mountain Inn. Renovations will include constructing a new accessible vehicle entrance for the Inn, modifying the north end of the Bear Mountain parking area to improve parking for the Inn and improve accessibility, designing and installing new interpretive and directional signs, beauti!cation of the grounds, and designing and constructing a new green storm-water remediation system for the parking area. Mid-Hudson Rockland ZIP-PAK Production Worker This Orangeburg-based company will train 12 DOL $18,300.00 E#ciency Training current production workers to help improve the productivity of its overall operation. Mid-Hudson Rockland Hamaspik Hamaspik of Make accessibility improvements, with grants HCR $250,000.00 of Rockland Rockland County of up to $25,000, to 10 homes for persons County, Inc. AtH 2011 with physical disabilities and the frail elderly in Rockland County. Mid-Hudson Rockland Village of New Village of New Renovate the existing Refuah Health Center HCR $400,000.00 Square Square Health (RHC) located in the Village of New Square. Center Mid-Hudson

Region County Applicant Project Title Description Agency Total CFA Award Mid-Hudson Rockland, New York-New Bear Mountain Trails for People will be a permanent public OPRHP $188,750.00 Orange Jersey Trail Trails Project exhibit designed to introduce the millions of Conference non-hikers who visit Bear Mountain each year to the Appalachian Trail, trail building, wilderness etiquette, and hiking. Construction will include an ampitheatre, plaza, activity stations and trails. Strategically located adjacent to the Bear Mountain Inn and Hessian Lake, at the junction of three historic hiking trails, the exhibit will serve as a gateway to thousands of acres of backcountry habitat. Mid-Hudson Sullivan Sullivan County Plastics Training for 30 unemployed workers for new DOL $50,000.00 BOCES Manufacturing hires at Shelburne Plastics located in Monticello, Worker Training NY. The training will provide the manufacturing skills needed by a Shelburne Plastics entry level employee. Mid-Hudson Sullivan Plastics Machine Operator This Monticello-based bottle manufacturing DOL $50,000.00 Technologies of Training plant will expand its workforce by 10 machine NY, LLC operators and technicians through On-the-Job Training. Mid-Hudson Sullivan Town of Thompson HOME Improve housing conditions throughout the HCR $278,400.00 Thompson Improvement Town of Thompson in Sullivan County. Some Program units will be targeted to persons who are elderly, persons who have physical disabilities or persons who are veterans. The Town of Thompson will rehabilitate 20 owner-occupied housing units bene!ting very low-income people. Mid-Hudson Sullivan Town of Town of Fallsburg Sanitary and storm water separation project in HCR $599,790.00 Fallsburg Main-Lake Sanitary Town of Fallsburg. and Sewer Improvements Mid-Hudson Sullivan Town of Thompson Home Improvement of 10 single-family homes HCR $185,600.00 Thompson Improvement on scattered sites throughout the Town of Program Thompson. Mid-Hudson Sullivan Town of Liberty Town of Make improvements to the Loomis Sewer HCR $539,858.00 Liberty Loomis District in The Town of Liberty. Sewer District Improvements Mid-Hudson Ulster Ceres Generation3 Project will support a new manufacturing ESD $1,000,000.00 Technologies, facility for manufacturer of thin !lm solar Inc process deposition equipment (tools). Mid-Hudson Ulster Hudson Kingston The Kingston Home Port and Education OPRHP $400,000.00 River Sloop Home Port and Center is a joint project between the Hudson Clearwater, Inc. Education Center River Sloop Clearwater and the Hudson River Maritime Museum to build a two story timber frame boat building barn on the west end of the Hudson River Maritime Museum’s property on the historic Rondout Creek, a major tributary to the Hudson River. The building will be used for environmental education programming, public green infrastructure trainings, community boat building, maritime history lectures, and exhibits. Mid-Hudson Ulster Village of New Hasbrouck Park Village of New Paltz will install a drain storm OPRHP $45,698.00 Paltz Improvements sewer system to eliminate the chronic wet condition and standing water that plagues Hasbrouck Park. Resolving chronic drainage issues will make the park more useable by permanent residents and SUNY-New Paltz students. Mid-Hudson Ulster Shandaken Three Town Conduct emergency housing repairs for elderly HCR $75,000.00 Revitalization Emergency Funds homeowners, elderly veterans, or frail elderly Plan Committee, 2011 homeowners in the northwestern Ulster County. Inc. Region County Applicant Project Title Description Agency Total CFA Award Mid-Hudson Ulster City of Kingston Promoting O"er a homebuyer program in the City of HCR $350,000.00 HOMEownership Kingston that will provide homeownership In Kingston assistance to 13 low- and moderate-income homebuyers. Mid-Hudson Ulster Rural Ulster Healthy HOMEs In O"er a HOME Repair Program to address owner- HCR $278,400.00 Preservation Ulster County occupied housing rehabilitation needs in Ulster Company, Inc. County, providing up to $25,760 in deferred payment loans to 10 owner occupants. Mid-Hudson Ulster Town of Ulster Town of Ulster Install 3,850 linear feet of storm water drainage HCR $599,492.00 Glenerie Storm in the Glenerie Neighborhood of the Town of Drainage Project Ulster. Mid-Hudson Ulster Ulster County Ulster County Renovate 22 homes of low-and moderate HCR $750,000.00 Housing income residents of Ulster County. Rehabilitation Program Mid-Hudson Ulster Town of Town of Improvements of a water treatment facility for HCR $600,000.00 Wawarsing Wawarsing the Town of Wawarsing. Improvements to Napanoch Water System Mid-Hudson Ulster Rural Ulster Healthy Homes in Improvement of approximately 10 single-family HCR $185,600.00 Preservation Co., Ulster County homes on scattered sites in Ulster County. Inc. Mid-Hudson Ulster Village of New Village of New Replace existing 2.0MG steel water storage tank HCR $600,000.00 Paltz Paltz Water in Village of New Paltz with a 1.5MG prestressed Storage Tank concrete water tank. Project Mid-Hudson Westchester St. John's St. John's Riverside St. John’s Riverside Hospital will transform EFC $990,000.00 Riverside Hospital Green seven standard $at asphalt roof areas to green Hospital Roof roofs that provide numerous valuable bene!ts to the environment as well as learning and health bene!ts to all the patients, nursing school students, visitors, hospital sta" and the neighboring community. Mid-Hudson Westchester Young Women's Green/ Training for 20 unemployed workers in the New DOL $40,000.00 Christian Clean Energy Way Workforce program. This program will Association of Occupational provide new methods of training unemployed Yonkers Training and underemployed low-income minority women to give them full employment in the fast growing ecologically-friendly green industries and trades. Mid-Hudson Westchester Zeltsman Lean Business "Train !ve Ossining employees to be e#cient, DOL $15,000.00 Associates, Inc. Process Training sustainable business. This will make sta" part of growth through diversi!cation and help develop a pro!table local food system in the Hudson Valley. " Mid-Hudson Westchester The Friends The Tarrytown The Friends of Mozartina Musical Arts OPRHP $400,000.00 of Mozartina Music Hall Conservatory rehabilitate and restore the Musical Arts Restoration Tarrytown Music Hall, a highly distinctive Conservatory, 1885 Queen Anne-style local, state, and Inc. federal landmark. The project will include the replacement of deteriorated foundations, restoration and repair of walls and windows, rehabilitation of the roof, and restoration of exterior so#t stucco and paint !nishes and interior lobby plaster and paint !nishes. Mid-Hudson

Region County Applicant Project Title Description Agency Total CFA Award Mid-Hudson Westchester Committee to Bird Homestead The Committee to Save the Bird Homestead OPRHP $250,600.00 Save the Bird Meeting House will replace the roofs of the Bird Homestead's Homestead, Inc. Rehabilitation three buildings, make drainage systems and foundation repairs, replace the main roof and restore of the clerestory for the Meeting House. The Bird Homestead contains an 1835 Greek Revival house, a 19th-century barn and a woodworker’s shop with attached henhouse and woodshed, and the project will help preserve historic structures that retain a high degree of authenticity, but su"er from long- deferred maintenance. Mid-Hudson Westchester Southern Allied Health Southern Westchester BOCES (SWBOCES) will DOL $50,000.00 Westchester Career Training provide 80 unemployed workers with training Board of in Nurse Assistant and Pharmacy Technician Cooperative programs o"ered under the Allied Health Educational Career Training. Services Mid-Hudson Westchester New York IHA Training Grant NYMC will construct a biotech incubator (iBio) ESD $4,000,000.00 Medical College from an existing lab facility. iBio will have a shared resources facility for drug development inlcluding wet lab facilities, business formation and development assistance, equipment, and vivarium space. Mid-Hudson Westchester Greater Zion Court Rehabilitation of 28 family rental units and four HCR $570,507.00 Centennial storefronts in the City of Mt. Vernon. Community Development Corp. Mid-Hudson Westchester New Rochelle New Rochelle BID Rehabilitate and revitalize 54 commercial units HCR $500,000.00 Business Main Street 2011 in 20 mixed-use buildings in the City of New Improvement Rochelle. District Mid-Hudson Westchester Housing Action Townhomes at New construction of 10 single-family HCR $400,000.00 Council Cockren Commons townhouse condominiums in the Hamlet of Armonk within the town of North Castle. Mid-Hudson Westchester Housing Action HAC NYS AHC 445 New construction of 14 residential HCR $560,000.00 Council North State Road condominium units in a mixed-use Project development containing four o#ce spaces in the Village of Briarcli" Manor within the Town of Ossining. Mid-Hudson Westchester Village of Horsemans Pier The Village of Sleepy Hollow will study the DOS $37,000.00 Sleepy Hollow rehabilitation of the former industrial pier at the Castle Oil waterfront site for public recreational use, and will prepare schematic designs and cost estimates. Mid-Hudson Westchester City of Mount Hutchinson River The City of Mount Vernon will prepare a DOS $92,937.00 Vernon Revitalization Plan Hutchinson River Revitalization Plan to establish regional strategies for community and waterfront revitalization, and include preliminary planning for watershed management and a water trail. Mid-Hudson Westchester Village of Dobbs Waterfront Park The Village of Dobbs Ferry will design and DOS $322,000.00 Ferry Fishing Pier construct a !shing pier at Waterfront Park, which will include features for small watercraft tie-up. Mid-Hudson Westchester Village of Harbor Square The Village of Ossining will construct Harbor DOS $485,000.00 Ossining Promenade Park Square Promenade Park, a 1.6 acre park with 850 linear feet of Hudson River shoreline. The public park will be located adjacent to an approved $100 million mixed-use waterfront redevelopment to include walkways, benches, lighting, fencing, a kayak launch, public art, and beach and lawn areas. Region County Applicant Project Title Description Agency Total CFA Award Mid-Hudson Westchester/ San-Mar SML Project would relocate facility to an upgraded ESD $5,000,000.00 Putnam Manufacturing Manufacturing site that contains the regulatory infrastructure requirements set by the FDA for new drug businesses, as well as increase volume of the cosmetic business. Mid-Hudson Excelsior Jobs Excelsior Jobs Program tax credits will be ESD $1,666,666.67 Program reserved for future projects including business investments in targeted industries that are within the region and that create or retain jobs, create capital investment and are consistent with the Strategic Plan. Mid-Hudson The Community Public School 6 Demolition of a dilapidated City-owned school $29,600,000.00 Builders building on a brown!eld site in Yonkers. Mid-Hudson NYSERDA NYSERDA’s Commercial and Industrial (C&I) NYSERDA received 125 programs o"er New York businesses solutions applications to improve energy e#ciency and save money through design, new construction, renovation, and process improvements to commercial and industrial buildings. The New Construction Program and Existing Facilities Program help building owners make informed decisions to design and renovate sustainable buildings while. The FlexTech program can o"er energy saving opportunities through consultation and cost-sharing studies. Industrial and Process E#ciency Program can help organizations increase product output and data processing e#ciency. Mid- $67,026,136.67 Hudson Total

Statewide Chairman’s Committee

New York City $66.2 million awarded to 50 projects

Region County Applicant Project Title Description Agency Total CFA Award New York City Bronx Association for East 144th Street New construction of 60 units of a!ordable HCR $1,049,997.00 Rehabilitative A!ordable housing in the South Bronx, including 42 units Case Management Housing for persons with special needs. and Housing, Inc. New York City Bronx Bronx Shepherds Bronx Shepherds Assist persons with physical disabilities to make HCR $300,000.00 Restoration Corp. Restoration Corp. accessibility improvements to their homes. 2011 Access to Assistance is available to homeowners or Home Program tenants. New York City Bronx Bronx Shepherds Shepherds Conduct emergency housing repairs for elderly HCR $75,000.00 Restoration Corp. RESTORE 2011 and frail elderly homeowners in Bronx County. New York City Bronx Hunts Point Hunts Point Hunts Point Produce Market proposes a modern EFC, ESD $29,500,000.00 Terminal Produce Market food distribution facility. The produce market occupies 105 acres within the Hunts Point Food Distribution Center where more than 115 food wholesaling and processing "rms generate more than $3 billion in sales annually. However, the inadequate and obsolete facilities have diminished the market’s ability to provide the community with a!ordable quality produce. The newly funded facility will incorporate innovative green infrastructure practices for managing stormwater and increase total storage capacity by 20%, allowing the wholesalers to eliminate temporary storage, expand their businesses, and improve air and food quality for residents and workers. New York City Bronx New York City Taking New York This project will design, construct, and monitor EFC $1,125,000.00 Department City's Innovative "ve green streets and a new 18,000 sq. ft. green of Park and Greenstreets and (vegetated) roof at St. Mary’s Recreation Center Recreation Green Roofs to the in the South Bronx. These green streets will Next Level! experiment with new green techniques, soils and designs. New York City Bronx Praxis Housing White Plains Road New construction of 60 supportive rental units HCR $1,012,151.00 Initiatives, Inc. in the Bronx. New York City Bronx Sustainable South Action Through the investment and installation ESD $250,000.00 Bronx Environmental of a single-stream recyclables sorting and processing system, the company will be able to signi"cantly increase the diversion of recyclable material from the waste stream, thereby not only reducing the company’s cost of disposal but also increasing the company’s revenue from the sale of secondary commodities. The system is projected to process 35 tons per hour of commercial recyclable materials to produce high-quality recovered materials for both domestic and international consumption. New York City Bronx Terra"na, LLC SQF Certi"cation New facility and equipment for the branding and ESD $200,000.00 Project manufacturer of nuts, dried fruits and trail mixes. New York City

Region County Applicant Project Title Description Agency Total CFA Award New York City Bronx, City of New York Catalyst The New York City Department of Parks and DOS $520,000.00 Kings, New Reclaiming the Recreation and the City Parks Foundation will York Waterfront continue to advance Catalyst, a multi-year waterfront project to revitalize 350 acres of signi"cant, but underused, waterfront parkland in three densely-populated New York City neighborhoods: Soundview Park in the South Bronx, East River Park in Lower Manhattan, and Calvert Vaux and Kaiser Parks in the Coney Island section of Brooklyn. New York City Bronx, City of New York Waterfront The Department of City Planning will undertake DOS $360,400.00 Kings, Planning four related implementation tasks in the New York, Implementation City's Waterfront Revitalization Program, Queens, Comprehensive Waterfront Plan, and PlaNYC Richmond to improve government oversight, promote economic development on the working waterfront, restore the natural waterfront, and increase climate resilience. New York City Bronx, New York City Seedstart NYC Seed Start is a series of 12-week ESD $550,000.00 Kings, Seedstart LLC competitive startup accelerator programs New York, designed to launch new technology companies. Queens, The program will take place in New York City Richmond and provides $20,000 in seed funding to startup companies focused on a number of di!erent industries that are important to the New York State economy. Seedstart allows entrepreneurs to be freed from thinking about o#ce space or living expenses. The program accepts applications and gives the most promising 10 companies that qualify money, o#ce space and mentorship in exchange for a small piece of equity. New York City Bronx, Rebuilding Rebuild Together Make accessibility improvements, with grants HCR $250,000.00 Kings, Together NYC NYC Access to of up to $25,000, to 20 homes of persons with New York, Home 2011 physical disabilities, disabled veterans, who Queens, developmentally disabled and the frail elderly Richmond in the "ve boroughs of NYC. New York City Bronx, NHS of NYC NHS of NYC AHC Home improvement of approximately 85 units, HCR $400,000.00 Kings, 2011 -1-4 MRLP on scattered sites in Bronx, Kings, Queens and Queens, Richmond Counties. Richmond New York City Kings Crye American Crye American Construction project for a new facility to ESD $1,000,000.00 Facility Expansion consolidate and expand company operations. The business is currently based in New York and New Jersey and is exploring consolidation in New York. It is actively considering opportunities for space within the Brooklyn Navy Yard. New York City Kings Americare, Inc. Home Health Give 300 trainees the skills they need to achieve DOL $25,000.00 Aide Certi"cation Home Health Aide certi"cation from the New Training York State Department of Health. This project will take place in Brooklyn, o!ering 75 hours of training over 13 days. New York City Kings Brooklyn EDC Inland Paper Installation of a new state-of-the-art ESD $250,000.00 Products Flexographic printing press designed to operate on water-based inks to prevent 51 tons VOC and 300 tons solid waste in a two year period. This project will be at the company’s facility in East New York, Brooklyn, in a mixed residential/ manufacturing area. New York City Kings Dunn King Garden New construction of 60 a!ordable units for HCR $1,662,299.00 Development Apartments seniors and six units for developmentally- Corp. disabled adults in Brownsville, Brooklyn. Region County Applicant Project Title Description Agency Total CFA Award New York City Kings East Brooklyn Stanley Commons New construction of 81 units of a!ordable HCR $969,264.00 Churches Senior Housing housing for seniors in the East New York Sponsoring neighborhood of Brooklyn. Committee New York City Kings Myrtle Avenue Restoring Myrtle Rehabilitate and revitalize 9 commercial and HCR $500,000.00 Revitalization Avenue in Fort 15 residential units in mixed-use buildings on Project LDC Greene Myrtle Avenue in Kings County. New York City Kings New York City Cooper Park NYC Parks will create and improve facilities OPRHP $400,000.00 Department Renovation at Cooper Park including, volleyball, tennis, of Parks and basketball, handball, skate park, dog run, picnic Recreation area, and landscaping. Cooper Park is located three blocks from Newtown Creek (recently designated as a federal Superfund site), and half a block from Cooper Houses, an area that is underserved for parks and open space. In addition to providing new recreation options in a disadvantaged area, the planned renovation contributes to sustainability goals by converting asphalt to greenery, thereby improving storm water management for the nearby creek. New York City Kings Prospect Park Lakeside in The Prospect Park Alliance will replace the "OPRHP $2,687,000.00 Alliance, Inc. Prospect Park former Wollman ice skating rink and building EFC" Green Roof with a state-of-the-art LEED certi"ed recreation facility, including two skating rinks, three multi- purpose rooms, and expanded green space adjacent to a historic landscape restoration. Lakeside will be seamlessly built into the surrounding landscape, preserving historic design while meeting the needs of a diverse contemporary urban community. A "green roof" over all building structures will improve energy e#ciency and eight acres of parkland (three acres of green space and "ve acres of water) will be introduced. New York City Kings Provider Hamaspik Hamaspik of Kings Make accessibility improvements, with grants HCR $250,000.00 of Kings County County Access to of up to $25,000, to 10 homes of persons who Home 2011 are physically disabled or frail elderly in Kings County. New York City Kings Ridgewood Access to Home Make accessibility improvements, with grants HCR $300,000.00 Bushwick Senior of up to $25,000, to 14 homes of persons with Citizens Council, physical disabilities and the frail elderly in Kings Inc. County. New York City Kings Ridgewood Knickerbocker New construction of 24 a!ordable rental units HCR $470,806.00 Bushwick Senior Commons in Brooklyn. Citizens Council, Inc. New York City Kings Ridgewood RBSCC RESTORE Rehabilitate 10 homes with grants of up to HCR $75,000.00 Bushwick Senior 2011 $7,500 for emergency housing repairs in Kings Citizens Council, County. Inc. New York City Kings The Bridge, Inc Herkimer Street New construction of 54 rental units in Ocean HCR $1,084,347.00 Residence Hill, Brooklyn. New York City Kings O#ce of the Brooklyn The Brooklyn Borough President's O#ce, the DOS $890,000.00 Borough President Waterfront Brooklyn Greenway Initiative and Regional of Brooklyn Greenway Plan Association will advance the Brooklyn Waterfront Greenway, including construction of 1.7-acres of open space with park amenities along the greenway at the Brooklyn Navy Yard Naval Hospital Cemetery. New York City

Region County Applicant Project Title Description Agency Total CFA Award New York City New York CREATE LLC Taystee Bakery The CREATE at Harlem Green Development ESD $10,000,000.00 will revitalize and physically transform the former Taystee Bakery Complex by creating a state-of-the-art commercial building while preserving most of the façade of the original buildings. The building will have entrances on 125th and 126th Streets, with a pathway leading to an open courtyard and will include ground $oor uses that activate the streetscape. When completed the development will include 100,000 sq. ft. of manufacturing space, 90,000 sq. ft. of o#ce space 40,000 sq. ft. of retail space and 10,000 sq. ft. of community facility space. New York City New York Catholic Health Electronic Medical Catholic Health Care System will o!er Electronic DOL $10,880.00 Care System Records training Medical Records Training to 35 members of its workforce as a part of a system-wide electronic medical records (EMR) implementation at ArchCare's seven nursing homes in New York City and the Mid-Hudson Valley. Adopting EMRs will help ArchCare provide a higher quality of treatment for nursing home residents. New York City New York Chinatown Chinatown The Chinatown Manpower Certi"ed Nurse Aide DOL $50,000.00 Manpower Manpower (CNA) Training Program will provide training Project, Inc. Certi"ed Nurse to prepare 33 unemployed workers as CNAs. Aide Training Additionally, the program will o!er 30 hours Program of Vocational English as a Second Language training and 16 hours of exam preparation. New York City New York City of New York Cleaner Greener Expand the scope of PlaNYC 2030 to develop a NYSERDA $1,000,000.00 Communities roadmap to reduce city-wide greenhouse gas Sustainability emissions 80 percent by 2050. This roadmap Planning Program will prioritize those actions that have the greatest economic development potential and identify near-term actions, particularly regulatory or policy changes, needed to facilitate dramatic carbon reductions. The plan will identify and evaluate strategies to reduce city-wide greenhouse gas emissions; quantify the economic bene"ts of meeting the City’s current goal of a 30% reduction in greenhouse gas emissions by 2030; and provide further research into the City’s current greenhouse gas inventory to better understand and report on neighborhood-level emissions and energy use. New York City New York Gay Men's Health Business Skills 20 current NYC-based employees will be trained DOL $49,842.00 Crisis, Inc. and Management in business writing, program budgeting, public Training speaking, project management, management and supervision. New York City New York Housing HPDC AHC 2011- Acquire and rehabilitate 36 cooperative units HCR $877,500.00 Partnership 3603-05 Broadway in two adjoining buildings the West Harlem Development Cooperatives section of Manhattan. Corp. New York City New York New York Sherman Creek New York Restoration Project will restore for OPRHP $318,800.00 Restoration Waterfront Access public use a 4-acre site on the Harlem River Project in northern Manhattan. Adjacent to PS 5 elementary school, the site was formerly used as a marina for private boat clubs and later as an illegal dump. NYRP will transform this site into a publicly-accessible open space, reconnecting it to already restored neighboring areas, expanding waterfront access, creating recreational opportunities, and improving the quality of life and health of this community district. Region County Applicant Project Title Description Agency Total CFA Award Region County Applicant Project Title Description Agency Total CFA Award New York City New York CREATE LLC Taystee Bakery The CREATE at Harlem Green Development ESD $10,000,000.00 New York City New York Solar One Solar 2 Green Roof Solar 2 will install a green roof as part of EFC $229,000.00 will revitalize and physically transform the becoming the "rst LEED-Platinum, net-zero former Taystee Bakery Complex by creating energy use and net-zero water use building a state-of-the-art commercial building while in any large American city. Solar 2 will display preserving most of the façade of the original a geothermal heating system, a black water buildings. The building will have entrances reclamation and reuse system, a solar array on on 125th and 126th Streets, with a pathway the green roof, and dozens of other cutting- leading to an open courtyard and will include edge energy e#cient and sustainable design ground $oor uses that activate the streetscape. technologies. When completed the development will include New York City New York Terence Cardinal Management The Center will train over 80 New York DOL 100,000 sq. ft. of manufacturing space, 90,000 $9,900.00 Cooke Health Care Development City workers in a series of management sq. ft. of o#ce space 40,000 sq. ft. of retail space Center Training and development workshops. It will also provide and 10,000 sq. ft. of community facility space. Certi"ed Nursing customer service training to over 400 Certi"ed New York City New York Catholic Health Electronic Medical Catholic Health Care System will o!er Electronic DOL $10,880.00 Assistant (CAN) Nursing Assistants (CNAs). Care System Records training Medical Records Training to 35 members of its Training workforce as a part of a system-wide electronic New York City New York The General Historic Structure The General Society Mechanics and Tradesmen OPRHP medical records (EMR) implementation at $63,000.00 Society of Report of the City of New York will develop a Historic ArchCare's seven nursing homes in New York Mechanics and Structure Report, a planning document for the City and the Mid-Hudson Valley. Adopting Tradesmen of the renovation, restoration and preservation of The EMRs will help ArchCare provide a higher City of New York General Society 1890 building. The 70,000 sq. ft. quality of treatment for nursing home residents. landmark -- at 20 West 44th Street in Midtown New York City New York Chinatown Chinatown The Chinatown Manpower Certi"ed Nurse Aide DOL $50,000.00 Manhattan, housing one of the oldest and the Manpower Manpower (CNA) Training Program will provide training only continuously operated mechanics’ institute Project, Inc. Certi"ed Nurse to prepare 33 unemployed workers as CNAs. in the United States -- must accommodate Aide Training Additionally, the program will o!er 30 hours modern functions. The goal is to preserve the Program of Vocational English as a Second Language historic characteristics of the building while training and 16 hours of exam preparation. complying with current building codes, the Americans with Disabilities Act, and reconciling New York City New York City of New York Cleaner Greener Expand the scope of PlaNYC 2030 to develop a NYSERDA $1,000,000.00 energy codes with preservation requirements. Communities roadmap to reduce city-wide greenhouse gas Sustainability emissions 80 percent by 2050. This roadmap New York City Queens Shapeways, Inc. 3DFoF Shapeways will begin to manufacture in the ESD $200,000.00 Planning Program will prioritize those actions that have the US and will establish a plant in New York State. greatest economic development potential The company plans to lease about 15,000 sq. and identify near-term actions, particularly ft. of industrial space to create the factory of regulatory or policy changes, needed to the future. This factory will include space for facilitate dramatic carbon reductions. The plan manufacturing (3D printing), shipping & receiving, will identify and evaluate strategies to reduce lab/demonstration/classroom area, cleaning/prep city-wide greenhouse gas emissions; quantify area, o#ce space and common areas. the economic bene"ts of meeting the City’s New York City Queens Bluestone Jamaica 161st St Mixed New construction of 101 rental units in Jamaica, HCR current goal of a 30% reduction in greenhouse $615,856.00 I, LLC Use Inclusionary Queens. gas emissions by 2030; and provide further Housing research into the City’s current greenhouse gas inventory to better understand and report on New York City Queens HPS Associates Hunters Point A Hunters Point South is a large-scale a!ordable EFC $287,000.00 neighborhood-level emissions and energy use. LLC and B housing development along the East River waterfront in Queens. The project will include New York City New York Gay Men's Health Business Skills 20 current NYC-based employees will be trained DOL $49,842.00 stormwater harvesting and reuse in both Crisis, Inc. and Management in business writing, program budgeting, public buildings to irrigate planted roof areas on the Training speaking, project management, management buildings. Building A will contain more than and supervision. 5,700 sq ft. of planted roof area and Building B New York City New York Housing HPDC AHC 2011- Acquire and rehabilitate 36 cooperative units HCR $877,500.00 will contain more than1,000 sq ft. Partnership 3603-05 Broadway in two adjoining buildings the West Harlem New York City Queens Long Island Jewish Cohen Children's Long Island Jewish Medical Center will EFC Development Cooperatives section of Manhattan. $450,000.00 Medical Center Medical Center construct a green roof on the rooftop of the Corp. Green Roof Cohen Children's Medical Center in Queens New York City New York New York Sherman Creek New York Restoration Project will restore for OPRHP $318,800.00 that includes plantings, surfacing, fencing, Restoration Waterfront Access public use a 4-acre site on the Harlem River energy e#cient LED exterior lighting, and a Project in northern Manhattan. Adjacent to PS 5 necessary extension of the existing elevator of elementary school, the site was formerly used the building to the rooftop. Once constructed, as a marina for private boat clubs and later the Cohen Children's Medical Center will create as an illegal dump. NYRP will transform this a healing space where pediatric patients and site into a publicly-accessible open space, families can bond with nature. In addition reconnecting it to already restored neighboring to these therapeutic bene"ts, the green roof areas, expanding waterfront access, creating will also have substantial environmental recreational opportunities, and improving the and economic bene"ts through decreased quality of life and health of this community stormwater runo! and energy savings on district. heating and cooling costs. New York City

Region County Applicant Project Title Description Agency Total CFA Award New York City Queens Margert MCC 2011 Access Provide assistance to persons with physical HCR $300,000.00 Community Corp. to Home Program disabilities, persons who are disabled veterans and persons who are frail elderly to make accessibility improvements to their homes in Queens County. Margert Community Corp. anticipates assisting 12 households with these improvements. New York City Queens Margert MCC 2011 Conduct emergency housing repair needs HCR $75,000.00 Community Corp. RESTORE Program for elderly homeowners, home owners with physical disabilities, or frail elderly homeowners in Queens County. New York City Queens Ocean Bay Rockaway This Community Health Worker Training DOL $50,000.00 Community Community Health Program will train 18 residents living in public Development Worker Training housing to become front line health workers. Corporation Program After training, they will educate their neighbors about the importance of preventive health care and following instructions from medical professionals. New York City Queens Parker Jewish Certi"ed Nurse Training for 50 New Hyde Park employees DOL $30,000.00 Institute for Aide (CAN) as they establish a CNA Leadership Training Health Care & Leadership Project to meet the growing need to enhance Rehabilitation Training the quality of care provided in nursing homes by direct care workers. New York City Queens Research Queensborough This project is a green retro"t of Parking Lot 1, EFC $1,000,000.00 Foundation of Community the gateway to the main campus quadrangle CUNY on behalf of College and principal buildings at Queensborough Queensborough Stormwater Community College. Permeable asphalt paving Community Management and vegetated bioin"ltration swales will be College Permeable installed to manage rain where it falls, reducing Pavement water runo! that can carry pollutants into water systems. The new green parking lot will be integrated into service learning classes QCC and be used as a focal point for Earth Day celebrations. New York City Queens Rufus King Rufus King Court New construction of 65 a!ordable rental units HCR $1,752,612.00 Court Limited Apartments in Jamaica, Queens. Partnership New York City Queens White Co!ee Manufacturing Training for 27 Long Island City employees DOL $47,400.00 Corporation E#ciency Training to improve e#ciencies of its manufacturing operations, Customer Service, and utilization of MAS software. New York City Richmond Richmond Senior Richmond Senior Conduct emergency housing repairs for elderly HCR $75,000.00 Services, Inc. RESTORE 2011 homeowners in Richmond County. New York City Richmond City of New York Freshkills Park East The New York City Department of Parks & DOS $850,000.00 Park Development Recreation will begin implementation of the and Educational 482-acre East Park section of the Freshkills Park, Outreach formerly the Fresh Kills Land"ll, and design and construct bike and pedestrian trails, a wetland boardwalk, $exible-use lawns, a kayak and canoe launch, primary and secondary entrances, and an ecologically-sensitive parking area. Region County Applicant Project Title Description Agency Total CFA Award New York City NYSERDA received NYSERDA’s Commercial and Industrial (C&I) NYSERDA 302 applications programs o!er New York businesses solutions to improve energy e#ciency and save money through design, new construction, renovation, and process improvements to commercial and industrial buildings. The New Construction Program and Existing Facilities Program help building owners make informed decisions to design and renovate sustainable buildings while. The FlexTech program can o!er energy saving opportunities through consultation and cost-sharing studies. Industrial and Process E#ciency Program can help organizations increase product output and data processing e#ciency. New York City Excelsior Jobs Excelsior Jobs Program tax credits will be ESD $1,666,666.67 Program reserved for future projects including business investments in targeted industries that are within the region and that create or retain jobs, create capital investment and are consistent with the Strategic Plan. NYC $66,164,720.67 Total

Statewide Chairman’s Committee

Long Island $101.6 million awarded to 66 projects

Total CFA Region County Applicant Project Title Description Agency Award Long Island Multi-County Community Long Island Acquisition and rehabilitation of 16 units HCR $640,000.00 Housing Homeownership 2011 consisting of 12 single family homes, Innovations, Inc. two cooperative apartments and two condominium apartments for !rst-time homebuyers. Long Island Multi-County Long Island Employer Assisted Acquisition and rehabilitation of 92 single- HCR $1,750,000.00 Housing Housing family homes on scattered sites in Nassau and Partnership Su"olk Counties. Long Island Nassau Accelerate Long Thought Box 1 - Hicksville Thought Box 1 will merge suburban ESD $3,000,000.00 Island development and industry cluster focusing on young workers. The 450,000 square foot facility will be an integrated commercial/ residential center designed primary for IT companies with a"ordable housing and amenities to attract employees. Long Island Nassau Arkwin quantumleap This expansion project includes a new ESD $2,212,441.00 IndusTRANSies, building and purchase of machinery and Inc. equipment to accommodate the Joint Strike Fighter Project. Long Island Nassau Catalina Quality Systems Training Train seven employees in quality control DOL $21,000.00 Instrument Corp. techniques at this machining contractor that specializes in defense work. Nearly all of their business comes from defense contractors, including US government agencies, so an e"ective quality system is key to growth and competitiveness. The workers will train to achieve the strict standards of AS9100, the industry standard. Long Island Nassau Cold Spring Advanced Drug Testing Cold Spring Harbor Labs will constuct an ESD $2,000,000.00 Harbor Facility 8,000 square foot advanced drug testing Laboratory facility at the CSHL Genome Center. The Facility will house a center with state-of- the-art imaging equipment such as MRI, CT, ultrasound and #uorescence imaging. With the Advanced Drug Testing Facility as part of the Cancer Therapeutics Initiative, CSHL will have assembled a critical core of truly unique resources that it will harness to identify genetic changes that give rise to cancers, and to !nd new drugs and drug combinations that will improve patient outcomes. Long Island Nassau Cox & Company, Excelsior Program This project supports the expansion of this ESD $164,250.00 Inc company that designs and manufactures temperature control and de-icing equipment for the aerospace industry. Long Island

Total CFA Region County Applicant Project Title Description Agency Award Long Island Nassau Evans and Paul, Evans and Paul LLC Project supports the development of ESD $901,942.00 LLC seamless rooms, LED lighting touch sensor controls, etc. Long Island Nassau LiRo Engineers, Engineering Continuing Training for 27 Syosset, NY workers in DOL $14,896.00 Inc. Education a variety of engineering and software applications. Long Island Nassau Love and Quiches Excelsior Expansion of manufacturing facility to ESD $130,722.00 Ltd improve production processes, create jobs and enhance energy savings. Long Island Nassau New Cassel New Cassel Apartments New construction of 36 a"ordable rental HCR $2,586,743.00 Housing, LLC units in the hamlet of New Cassel, Nassau County. Long Island Nassau New York NYIT The School of Engineering and Computing ESD $400,000.00 Institute of Sciences at New York Institute of Technology Technology (NYIT) will consolidate and expand its ongoing industry-academic partnerships by creating a new Entrepreneurship and Technology Innovation Center (ETIC) to foster innovation and promote collaborations between industry, the academic community, professional organizations, and government. Long Island Nassau North Shore LIJ ICD-10 Medical Coder The health system will train 25 currently DOL $50,000.00 Health System, Training certi!ed medical coders to meet ICD-10 Inc. requirements and those who must become ICD-10 certi!ed. Long Island Nassau Northrop Bethpage Revitalization Campus in Bethpage, New York will undergo ESD $1,100,000.00 Grumman Program building renovation. Systems Corporation Long Island Nassau Oyster Bay Main Oyster Bay Main Street Rehabilitate and revitalize 13 commercial, HCR $500,000.00 Street Association Grant 2011 17 residential, and 3 downtown anchor units in mixed-use buildings in Downtown Historic Oyster Bay, and make streetscape improvements. Long Island Nassau P & L Quality System Training P & L Developments of New York will be DOL $41,600.00 Developments of implementing an on-site training program New York Corp which will include: Six Sigma Green Belt, Customer First Culture and Strategic Planning. This training will be conducted on site at PL Developments.Strategic Planning training analyzes key concepts, identifying stages of the strategic planning process, and by discovering e"ective ways to gain support from customers and stakeholders. Long Island Nassau P&L Development PL Developments Project Project consists of expansion of the existing ESD $3,066,000.00 of New York facility and acqusition of two land parcels to Corporation support the expansion of its manufacturing capacity. Long Island Nassau South Nassau Health Care Skills 27 clinical and non-clinical workers will DOL $21,268.00 Communities Upgrade Training receive training at this Long Island hospital. Hospital Some sta" will become certi!ed instructors, some will upgrade their computer skills, while others will receive training in pulmonary rehabilitation training. Long Island Nassau Village of Village of Hempstead Sewer upgrade as part of a comprehensive, ESD $5,000,000.00 Hempstead Downtown Revitalization downtown transit-oriented redevelopment of Hemstead Village. Total CFA Region County Applicant Project Title Description Agency Award Long Island Nassau Town of Oyster Raising Awareness The Town of Oyster Bay and Friends of the DOS $45,000.00 Bay of Onsite Wastewater Bay and watershed protection committees Treatment Systems for Manhasset Bay, Hempstead Harbor, and Oyster Bay/Cold Spring Harbor, will raise public awareness of the importance of regularly inspecting, maintaining, and repairing/upgrading residential onsite wastewater treatment systems within the watersheds of the three embayments. Long Island Nassau, Su"olk Accelerate Long Accelerate Long Island This project would match private venture ESD $500,000.00 Island funds to support start up technology !rms to create high-paying jobs. Long Island Nassau, Su"olk Long Island 21st Century Workforce This project would develop and provide ESD $136,000.00 Forum for in Advanced Composite 180 technicians, designers and engineers Technology Manufacturing composite technology workforce training and education programs at Long Island colleges and universities. Long Island Nassau, Su"olk STEM Workforce Long Island Community SUNY Stony Brook-led e"ort to provide ESD $350,000.00 Innovation Engagement for STEM science and technology training in Education and Careers underserved Long Island communities. Long Island Nassau, Su"olk Stony Brook EngINE This is a LI Transformative Priority Project. ESD $2,000,000.00 University Will enable all of Long Island's institutions o"ering four-year engineering programs/ degrees to expand their enrollments by almost 750 students, 1500 total, in the next !ve years for Phases 1 and 2. Long Island Nassau, Su"olk Town of Long Island Business and This project will bring resources to the region ESD $427,535.20 Hempstead Workforce Investment via a dual strategy of worker skill training Department of Project and entrepreneurial development, including Occupational training and business start-up and seed Resources capital funding. Long Island Nassau,Su"olk, North Shore LIJ Next Generation of The project will train 25 unemployed "ESD $80,000.00 Queens, New Healthcare Workers registered nurses with associate’s degrees DOL" York to be certi!ed as Clinical IT RN's to be employeed by North Shore LIJ. Long Island Su"olk 1-Source Quality Management This Long Island company will train 20 DOL $46,410.00 Electronic Training current employees on how to improve quality Components, Inc. management, prepare for internal audits and become industry certi!ed. Long Island Su"olk 22-50 Jackson Heartland Town Square Road improvements to facilitate a 452 acre ESD $2,500,000.00 Avenue mixed-use devlopment project. This project Associates L.P. will be bulit in phases to include 9,000 and Pilgrim East, dwellings and 1,000,000 square feet of retail L.P. and hotel spaces and 3,000,000 square feet of o$ce and commercial spaces. Long Island Su"olk Agriculture Agriculture Enterprise Development of agri-business storage and ESD $500,000.00 Enterprise Park Park processing capacity for local farmers on the (EBCAL) East End of Long Island. Long Island

Total CFA Region County Applicant Project Title Description Agency Award Long Island Su"olk Air Techniques, Lean Manufacturing This training project is to improve our dental / DOL $47,500.00 Inc. Training medical device manufacturing facility located on Long Island in Melville. The training will assist in e"orts to improve process #ow, minimize inventory levels and customer service levels. It will also train industrial and manufacturing engineers with skills currently lacking on Lean Manufacturing. Eight key focus areas have been identi!ed in which Advanced Lean training is required. The expected outcomes of this project includes higher operational e$ciencies, reduced rework and waste, reduced inventory investment, improved quality, delivery performance and greater customer satisfaction. The total number of trainees for the entire program is approximately 53 employees. Long Island Su"olk American Pride Lean Manufacturing This Long Island company will enhance DOL $39,000.00 Fasteners Training the credentials and of 13 current workers in the aerospace industry. Workers will also be trained in lean manufacturing to eliminate waste, streamline operations, and help position the company as a low-cost manufacturer. Long Island Su"olk Amneal Amneal Expansion Project LI Pharmaceutical's expansion to add 300,000 ESD $3,000,000.00 Pharmaceuticals square feet of space--265,000 square foot of New York, LLC expansion of existing structures and the construction of a new 35,000 square foot stand-alone facility dedicated to Potent Compounds production. Long Island Su"olk AVCO AVCO INDUSTRIES To increase production lines and ESD $537,300.00 INDUSTRIES INC. EXCELSIOR manufacturing. Long Island Su"olk B&R Industries, Manufacturing Quality This training project will train 14 existing sta" DOL $42,000.00 Inc. Systems Certi!cation and prepare B&R Industries to secure ISO quality certi!cation for their manufacturing operations in Medford, Long Island. As a "train and do" project, training will include working with the employees to prepare documentation, work instructions, developing processes and procedures that comply with the ISO 9001:2008 standards. Long Island Su"olk BLUE GREEN BGFHydroponicsNewYork Supports the integration of state-of-the-art ESD $517,293.00 FARMS, INC. hydroponic greenhouse systems (for growing vegetables) with cutting edge aquaculture systems (for raising edible !sh) through a green technology known as aquaponics.

Long Island Su"olk Brookhaven SGRID3 Creation of a Smarter Grid Research ESD $5,000,000.00 Science Innovation, Development, Demonstration, Associates LLC Deployment Center,"SGRID3", by Brookhaven National Laboratory (BNL) and Stony Brook University (SBU). The Center will operate out of a new facility to be constructed at BNL (AEGIS), and the Advanced Energy Research and Technology Center (AERTC) at SBU that will be augmented by construction of a new Smart Grid Test and Validation Facility. The new facilities and their focused research and development work on smart grid technologies will be supported by leading edge science and technology facilities and programs already underway at the two institutions. Total CFA Region County Applicant Project Title Description Agency Award Long Island Su"olk Brookhaven Long Island STEM Hub The LI STEM Hub is an initiative that will bring ESD $320,000.00 Science together research, employers, government Associates, LLC and existing workforce collaborations to coordinate and support education and training programs for K-12.This project is one of the seven STEM skills training programs. Long Island Su"olk Bryit Group, LLC Electrical Manufacturing To train and prepare our organization at our DOL $27,000.00 Quality Systems Training facility to be pro!cient at J-STD-001 and ESD standards and become certi!ed as such. Long Island Su"olk Concern for Concern Amityville New construction of 61 units of a"ordable HCR $1,251,916.00 Indpendent housing for homeless individuals and families Living, Inc. in the hamlet of North Amityville. Long Island Su"olk Contract Lean Manufacturing Train 67 Hauppauge employees in 12 DOL $48,200.00 Pharmacal Corp. Training courses to introduce lean manufacturing practices into its operations. This will help them manage inventory and suppliers more e$ciently, accelerate time-to-market, reduce equipment changeover times and improve preventive maintenance. Long Island Su"olk Cornell Restoration of Bay Scallop To expand the bay scallop restoration e"orts ESD $182,900.00 Cooperative Fisheries which includes the acquisition of machinery Extension of and equipment, supplies and working capital. Su"olk County Long Island Su"olk D'Addario & DAddario Project includes renovations and new ESD $1,865,118.00 Company, Inc. machinery and equipment to ensure long term growth in New York. Long Island Su"olk Disc Graphics, Inc. Lean Manufacturing Training for 63 Hauppauge, NY workers in DOL $48,400.00 Training Lean Manufacturing principles and customer service. Expected results include an increase in on-time delivery rate, an increase in productivity, and a decrease in waste percentages and stock usage. Long Island Su"olk Eastern Energy Management Training Eastern Energy Systems, Inc. will train 4 DOL $11,270.00 Systems, Inc. and Technical Skills employees in management techniques and Upgrade Training technical skills in the renewable energy industry. Training will take place in NYC. Long Island Su"olk Farmingdale Farmingdale State The project will promote STEM education ESD $100,000.00 State College College STEM Diversity to an underrepresented population by Roundtable and Center developing a network with the Brookhaven National Laboratory Portal to Discovery to connect people, policies, programs and partnerships with like-minded initiatives in other states. Long Island Su"olk FilCoil FC, Inc. Quality System Training Training for 15 Sayville employees in order DOL $35,000.00 to obtain ISO 9001-2008 Certi!cation. This certi!cation will provide the company with quality management systems and enable the !rm to win more projects, expand its markets, and increase sales and pro!tability. Long Island Su"olk G4 Synergetics, G4 Synergetics Project consists of the acquisition of a ESD $1,500,000.00 Inc. building to manufacture high technology products for transportation, utilities and military. Long Island

Total CFA Region County Applicant Project Title Description Agency Award Long Island Su"olk Green Long Residential Energy Training for 50 Southampton unemployed DOL $48,500.00 Island, Inc. E$ciency Building workers to increase the number of Long Analyst Training Island homeowners making investments in residential energy e$ciency. Training will include preparation for the !rst Building Performance Institute certi!cation examination, "Building Analyst". Long Island Su"olk Habitat for HFHS 2011 Rehabilitation Acquisition and rehabilitation of three HCR $105,000.00 Humanity of NSP a"ordable single-family homes in Su"olk Su"olk County. Long Island Su"olk Habitat for HFHS 2011 New Construction of 22 a"ordable single family HCR $770,000.00 Humanity of Construction Program homes in Su"olk County. Su"olk Long Island Su"olk Jamco Aerospace, Lean Manufacturing Training for 24 Deer Park, NY employees in DOL $42,120.00 Inc. Training forty, four-hour training sessions, on the implementation of Lean Manufacturing. Long Island Su"olk Meopta U.S.A., Advanced Resource Training for 42 Hauppauge, NY employees DOL $50,000.00 Inc. Planning Training in the use of the latest version of Microsoft Dynamics AX, which is an advanced Enterprise Resource Planning (ERP) Program. Long Island Su"olk Mikim Industries, Quality System Training Mikim has 12 employees that design and DOL $24,600.00 Inc. develop precision machine parts. The project funds a 9 month training program in AS- 9100 audit requirements. Trainees will be able to prepare the AS-9100 quality system documentation, address internal auditing and be able to achieve certi!cation. Long Island Su"olk Multiline Quality System Training 20 current employees at this Ronkonkoma DOL $44,850.00 Technology facility will be trained in ISO 9001:2008 quality systems. Long Island Su"olk New York Label & Packaging Division Renovation and purchase of machinery and ESD $160,400.00 Box Corp equipment will re-establish the packaging division and help convert the company to a quality driven innovative packaging company capable of both #exographic and o"set printing work. Long Island Su"olk Peconic Land Ships Hole Farm Peconic Land Trust will acquire the Ships Hole OPRHP $400,000.00 Trust Preservation Farm property, expand the farm operation, begin restoring the historic farmhouse and agricultural barn/outbuildings, connect the farm with the existing nature trail, and begin educational and historic programming. Long Island Su"olk Roman Stone Quality Control Training Training for 46 employees in quality control DOL $49,915.00 Construction at this precast concrete manufacturing Company plant. Workers will gain industry-recognized certi!cations required for quality control sta" at all National Precast Concrete Association (NPCA) certi!ed plants. They will learn lean manufacturing and quality and production standards for the concrete industry as they prepare for certi!cation testing. Total CFA Region County Applicant Project Title Description Agency Award Long Island Su"olk Sciegen Sciegen Pharmaceuticals This project involves the purchase of ESD $2,421,000.00 Pharmaceuticals Inc new machinery and equipment to Inc support the development of low cost generic pharmaceuticals to ultimately be manufactured, marketed and distributed to provide healthcare at economical prices and future expansion into a larger facility. Long Island Su"olk Stony Brook Project Management This project will train up to 46 transitional DOL $49,875.00 University and Various Certi!cate professionals in at least one or more Training Programs credentials, including Project Management, LEED Green Associate, Certi!ed Green Professional and SME LEAN Bronze Operations Certi!cate. Classes will be o"ered at the Stony Brook University Research Park in high-tech classrooms and labs. Long Island Su"olk Su"ok County Ronkonkoma Hub To be located on 9-acres of Su"olk County- ESD $4,000,000.00 Department of owned property in the Town of Islip south Public Works of the Ronkonkoma Train Station (The Hub TOD is 50 acres of property north of the Ronkonkoma Station in the Town of Islip) Long Island Su"olk The Caumsett Polo Stable Restoration The Caumsett Foundation, in partnership OPRHP $400,000.00 Foundation, Inc. with the state, the local community, other government entities, for-pro!t groups and private foundations, will restore from severe deterioration the masonry, carpentry and other exterior elements of the Polo Stable at Caumsett State Historic Site. This is the third and !nal phase of the exterior renovation project. The Polo Stable, the most architecturally important building at Caumsett, was designed by John Russell Pope, and is on the State and National Registers of Historic Places. The Foundation has already replaced the slate roof and cupola. Long Island Su"olk Town of Babylon Wyandanch Rising The Wyandanch Rising initiative is a public ESD $6,000,000.00 /private partnership that will transform DOT the most economically, socially and EFC environmentally distressed community on Long Island into an active mixed-use, mixed income, transit-oriented community. The primary community revitalization objectives to be achieved by this project include: returning dormant and underutilized properties into productive use; creating jobs and housing; increasing tax revenue, and restoring the environmental quality of the downtown. The multi-faceted project will restore existing wetlands, control stormwater runo" through various green techniques, and protect the stream banks and the shoreline of Geiger Lake. Long Island Su"olk Town of Southold Pipes Cove Conservation The Town of Southhold will purchase a 10.6 OPRHP $389,341.00 acre property for open space and conserva- tion purposes in Greenport. The parcel is within the Pipes Cove Complex, the largest relatively undisturbed saltmarsh habitat remaining on the North Fork. Acquisition is critical to the anticipated Bay to Sound Trail, a hiking trail from the Peconic Estuary to Long Island Sound. Long Island

Total CFA Region County Applicant Project Title Description Agency Award Long Island Su"olk United Baking Uncle Wallys This project includes the purchase of new ESD $1,469,419.00 Co., Inc. equipment and renovations on existing equipment and buildings to increase productivity. The company plans on acquiring a new building and purchasing a new oven line in the future. Long Island Su"olk Vision Quest LED Street Light To expand company operations in the design, ESD $277,800.00 Lighting Manufacturing manufacture, and marketing of advanced highly-e$cient LED street and commercial lighting. Long Island Su"olk Village of Port Port Je"erson Village The Village of Port Je"erson will complete DOS $100,000.00 Je"erson Harborwalk Project construction of its Harborwalk component of Harborfront Park with a direct pedestrian connection and public access to the remaining 400 linear feet of shoreline that connects the Haborfront Park and Village Center on the east, Danford's Inn & Marina and the Port Je"erson Ferry on the west, and the Maritime Explorium. Long Island Low-cost economic Federal Industrial Development Bond (IDB) ESD $25,000,000.00 development Financing Cap will be made available for state and local government issuers to sell tax-exempt bonds for eligible economic development, infrastructure and community revitalization e"orts. Long Island Excelsior Jobs Program Excelsior Jobs Program tax credits ESD $15,000,000.00 will be reserved for future projects including business investments in targeted industries that are within the region and that create or retain jobs, create capital investment and are consistent with the Strategic Plan. Long Island NYSERDA NYSERDA’s Commercial and Industrial NYSERDA received 10 (C&I) programs o"er New York businesses applications solutions to improve energy e$ciency and save money through design, new construction, renovation, and process improvements to commercial and industrial buildings. The New Construction Program and Existing Facilities Program help building owners make informed decisions to design and renovate sustainable buildings. The FlexTech program can o"er energy saving opportunities through consultation and cost-sharing studies. Industrial and Process E$ciency Program can help organizations increase product output and data processing e$ciency. Long $101,561,524.20 Island Total Statewide Chairman’s Committee

Multi-RegioQ7RWDO $2.6 million awarded to 5 projects

Total CFA Total CFA Region County Project Requested Applicant Project Title Description Agency Award Cost Amount Multiple-Capital Multi-County $3,815,433.00 $900,000.00 Habitat for HFH-NYS 2011 New construction of HCR $900,000.00 Region, Central Humanity 25 single-family homes NY, Finger Lakes, NYS located on scattered Mohawk Valley, sites across New York North Country, State. Southern Tier & Western NY Multiple-Capital Multi-County $1,995,000.00 $300,000.00 Adirondack Adirondack Acquisition and HCR $300,000.00 Region, Mohawk Community Community rehabilitation of 15 Valley & North Housing Housing homes on scattered sites Country Trust TrustHomebuyer in the Adirondack Park. Program Multiple-Capital Delaware, $582,000.00 $400,000.00 Western HOME Rental Improve housing HCR $400,000.00 Region, Mohawk Greene, Catskills Rehabilitation conditions throughout Valley & Southern Schoharie Community Phase 2 12 towns in 3 counties Tier Revitalization (Delaware, Greene and Council, Inc. Schoharie) through a HOME Repair Program to address rental housing rehabilitation needs. Multiple-Central Multi-County $1,600,000.00 $600,000.00 Bishop Sheen Housing Home improvement of HCR $600,000.00 NY, Finger Lakes, Sheen Home Repair 112 single-family units Southern Tier & Program on scattered sites in four Western NY regions. Multiple-Finger Allegany, $400,000.00 $400,000.00 The Empire Western New Rehabilitate 8 homes HCR $400,000.00 Lakes & Western NY Cattaraugus, Housing York Healthy owned by low- Chautauqua, Center, Inc. HOMEs Project income households in Genesee, Allegany, Cattaraugus, Livingston, Chautauqua, Genesee, Wyoming Livingston, and Wyoming Counties. Multi- $2,600,000.00 Region

CFA A 12-9-11 Design and Production by Department of Labor Communications