Esco) Retail Access Application Form

DEBM, LLC

rciNEW YORK STATE OF Department of OPPORTUNITY. Public Service

ENERGY SERVICE COMPANY (ESCO) RETAIL ACCESS APPLICATION FORM

1. Business Information

Business Name: Direct Energy Business Marketing, LLC

Address: 194 Wood Avenue South 08830 City: Iselin State: NJ Zip:

Telephone: 732-516-7500 Fax:

If you intend to market your services under a DBA list name(s) here: (Copy of your certificate of assumed name is required) N/A Do you currently have any energy affiliates (including subsidiaries) located or operating within New York State?

Yes X No

If yes, provide the contact information for any entity with an ownership interest of 10 percent or more in the company listed above:

Business Name: Direct Energy Business, LLC

Contact Name: John Schultz, President

Address: 194 Wood Avenue South

City: Iselin State: N J 08 830

Telephone: 732-516-2600 Fax:

Email Address: [email protected]

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DEBM, LLC

During the previous 36 months, have any criminal or regulatory sanctions been imposed for any senior officer of the ESCO applicant, its subsidiaries or its energy affiliates listed above?

Yes No X

If yes, provide the following information:

Name:

Title:

Name:

Title:

2. Contact Information

Executive Contact

Christopher Kallaher, Senior Director, Gov't Regulator Affairs Name and Title:

Address: 162 Cypress Street

City: Boston State: MAZip: 05445

Telephone: 617-879-0668 Fax:

Email Address: [email protected]

Regulatory Contact Angela Schorr, Manager, gov't Regulatory Affairs Name and Title:

Address: 574 Derby South

City: Oceanside State: NY Zip: 11572

Telephone: 516-536-6180 Fax:

Email Address: [email protected]

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DEBM, LLC

Marketing Contact Name and Title: David Roe, VP, Mrkts Customer Exper, NA Business

Address: 194 Wood Avenue South

City: Iselin State: NJ Zip: 08830

Telephone: 732-516-3050 Fax:

Email Address: [email protected]

Power to Choose Website Information http://www.directenergybusiness.com Website Address: [email protected] Customer Service Email Address:

Toll Free Number: 888-925-9115

Vendor Contact (e.g. EDI Vendor)

Vendor Name:

Address:

City: State: Zip:

Contact Name:

Telephone: Fax:

Email Address:

Page 1 3 DEBM, LLC

3. Additional Requirements (Required for New ESCO Applications and Triennial Filings)

• Copy and proof of acceptance of your registration with the NYS Dept of State and a copy of your certificate of assumed name (if applicable); • Comprehensive copy of your standard sales agreement(s), including presentation of the customer disclosure statement; • Marketing representative ID badge; • Marketing standards quality assurance plan; • Third party verification (TPV) script; • Sample forms of notices for assignment, discontinuance and transfer of 5000 or more customers to other providers; • Sample(s) of your billing format(s); • Procedures you will use to obtain customer's authorization for historic usage and credit information; • Copies of information and promotional materials used for mass marketing purposes; • HEFPA documents, if providing energy supply to residential customers; • Internal procedures for the prevention of slamming or cramming; • A list of entities, including contractors and sub-contractors, that will market on behalf of your ESCO; • Attestation that you will comply with the requirements of the New York State's Environmental Disclosure Program, if you intend to serve electric customers; • NYS DPS Office of Consumer Services Service Provider Form. • Letter from a utility that you have successfully completed EDI Phase I Testing.

Page I 4 DEBM, LLC

4. Identify the Types and Locations of Markets

For Eligible ESCOs that have completed Phase III Testing, place an "J" in the applicable cells of the table below to 1) designate the individual utility retail access programs in which you participate, and the customer market(s) in each program you serve; 2) indicate the commodities you offer in each service territory, and 3) indicate the billing options you offer in each territory. If you are a new ESCO applying for eligibility, please leave this section blank. If you are an ESCO that has eligibility but are not serving, leave this section blank.

Utility Customer Commodity Billing Options Markets Res Non Nat Electric Utility Rate Utility Bill *Single Dual Res Gas Ready Ready Retailer Bill n/a n/a n/a Central Hudson X X x n/a n/a nia Con Edison X X X X X n /a n/a n/a n/a n/a Corning Natural Gas n/a n/a n/a n/a n/a LIPA X X National Grid n/a n/a n/a (KEDNY, KEDLI) X X X X National Grid n/a n/a n/a (Upstate) X X X X n/a n/a National Fuel Gas X X X n/a n/a n/a NYSEG X X X X n/a n/a Orange & Rockland X X X X Rochester Gas & n/a n/a n/a Electric X X X n/a n/a n/a n/a n/a St. Lawrence

The designation "N/A" indicates that either a commodity or billing option is not available in a specific service territory. *Single Retailer is also known as "ESCO Consolidated Billing"

Page I 5 5. Signature

The person signing this application attests to the following: that she or he is an owner, partner, or officer of the business named on this application, the answers and materials contained in this application package are true and the application package submitted is complete and accurate. An ESCO that knowingly makes false statements in this application package is subject to denial or revocation of eligibility.

Signature: Print Name: _Erica Steele

Title: _Assistant Secretary Date: -c----141--/

Company Name: Direct Energy Business Marketing, LLC DEBM, LLC

Exhibit A

Proof of Registration DEBM, LLC

Exhibit A (1)

Direct Energy Business Marketing, LLC Current Status

New York Department of Public Service Entity Information Page 1 of 2

NYS Department of State

Division of Corporations

Entity Information

The information contained in this database is current through April 29, 2019.

Selected Entity Name: DIRECT ENERGY BUSINESS MARKETING, LLC Selected Entity Status Information Current Entity Name: DIRECT ENERGY BUSINESS MARKETING, LLC DOS ID #: 4383564 1 nitial DOS Filing Date: APRIL 04, 2013 County: NEW YORK Jurisdiction: DELAWARE Entity Type: FOREIGN LIMITED LIABILITY COMPANY Current Entity Status: ACTIVE

Selected Entity Address Information DOS Process (Address to which DOS will mail process if accepted on behalf of the entity) C/O CORPORATE CREATIONS NETWORK, INC. 15 NORTH MILL STREET NYACK, NEW YORK, 10960 Registered Agent CORPORATE CREATIONS NETWORK INC. 15 NORTH MILL STREET NYACK, NEW YORK, 10960

This office does not require or maintain information regarding the names and addresses of members or managers of nonprofessional limited liability companies. Professional limited liability companies must include the name(s) and address

https://appext20.dos.ny.gov/corp_public/CORPSEARCH.ENTITY_INFORMATION?p_to... 4/30/2019 Entity Information Page 2 of 2

(es) of the original members, however this information is not recorded and only available by viewing the certificate.

*Stock Information

# of Shares Type of Stock $ Value per Share No Information Available

*Stock information is applicable to domestic business corporations.

Name History

Filing Date Name Type Entity Name MAY 30, 2014 Actual DIRECT ENERGY BUSINESS MARKETING, LLC APR 04, 2013 Actual HESS ENERGY MARKETING, LLC

A Fictitious name must be used when the Actual name of a foreign entity is unavailable for use in New York State. The entity must use the fictitious name when conducting its activities or business in New York State.

NOTE: New York State does not issue organizational identification numbers.

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https://appext20.dos.ny.gov/corp_public/CORPSEARCH.ENTITY_INFORMATION?p_to... 4/30/2019 DEBM, LLC

Exhibit A (2)

Certification of Incorporation of

Hess Energy Marketing, LLC

And

Certificate of Amendment for Name Change to

Direct Energy Business Marketing, LLC 13 0 40 4000 Aqi

APPLICATION FOR AUTHORITY

HESS ENERGY MARKETING, LLC

Under Section 802 of the Limited Liability Company Law

CT)CZ) •

Ecr STATE OF NEW YORK U.1 DEPARTMENT OF STATE

a. FILED APR 0 4 2013 ----- az; ---4--- FIltd by: Hess Corporation BY: 1185 Avenue of the Americas New York, NY 10036

NY102 - 03/11/02 C T System Online 1 3 0 4 0 4 0 0 0 M

APPLICATION FOR AUTHORITY

HESS ENERGY MARKETING, LLC Under Section 802 of the Limited Liability Company Law

FIRST: The name of the limited liability company Is:

HESS ENERGY MARKETING, LLC

If the name does not contain a required word or abbreviation pursuant to Section 204 of the Limited Liability Company Law, the following word or abbreviation is added to the name for use in this state:

If the name of the limited liability company is unavailable, the fictitious name under which it will do business in New York is:

SECOND: The jurisdiction of organization of the limited liability company is: Delaware

The date of its organization is: March 20, 2013

THIRD: The county Within this state In which the office, or if more than one office, the principal office of the limited liability company is to be located is: New York FOURTH: The secretary of state is designated as agent of the limited liability company upon whom process against it may be served. The post office address within this state to which the secretary of state shall mail a copy of any process against him or her is: do CT Corporation System, 111 Eighth Avenue, New York, New York 10011.

FIFTH: The name and street address within this state of the registered agent of the limited liability company upon whom and at which process against the limited liability company can be served is: C T Corporation System, 111 Eighth Avenue, New York, New York 10011. SIXTH: The address of the office required to be maintained in the jurisdiction of formation by the laws of that jurisdiction or, if not so required, the address of the principal office of the limited liability company is: The Corporation Trust Center, 1209 Orange Street, Wilmington, DE 19801

SEVENTH: The limited liability company is in existence in its jurisdiction of formation at the time of the filing of this application.

NYOTI 011.31101 I wake Kluven•Oelline

130404000284 EIGHTH: ( Complete the applicable statement )

The name and address of the authorized officer in the jurisdiction of formation where a copy of the articles of organization of the limited liability company is filed is (e.g. Secretary of State): Secretary of State, Biota of Delaware; Division of Corporations 401 Federal Street, Dover, DE 19901

No public filing of the limited liability company's articles of organization is required by the laws of the jurisdiction of formation. The limited liability company shall provide, upon request, a copy thereof with all amendments thereof. The name and post office address of the person responsible for providing such copies is:

Name and Capacity ofSigner Nicholas P. Brountas, Authorized Person

NY079 — 91,2-1/101Z Wollarr KluwN Progo

Delaware PAGE 1 The First State

I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF

DELAWARE, DO HEREBY CERTIFY "HESS ENERGY MARKETING, LLC" IS DULY FORMED UNDER THE LAWS OF THE STATE OF DELAWARE AND IS IN GOOD STANDING AND HAS A LEGAL EXISTENCE SO FAR AS THE RECORDS OF THIS

OFFICE SHOW, AS OF THE TWENTY—EIGHTH DAY OF MARCH, A.D. 2013.

AND I DO HEREBY FURTHER CERTIFY THAT THE ANNUAL TAXES HAVE NOT BEEN ASSESSED TO DATE.

jereywAWmksecmtaryaState 5306943 8300 AUTHEN TION: 0320663 130372333 DATE: 03-28-13 You may verify this certificate online at corp. delawaz-e. gov/authver . shtml

N. Y. S. DEPARTMENT OF STATE DIVISION OF CORPORATIONS AND STATE RECORDS ALBANY, NY 12231-0001

CERTIFICATE OF AUTHORITY UNDER SEC. 805 OF THE LIMITED LIABILITY COMPANY LAW ENTITY NAME: HESS ENERGY MARKETING, LLC DOCUMENT TYPE: APPLICATION FOR AUTHORITY (FOR LLC) COUNTY: NEWY

FILED:04/04/2013 DURATION:********* CASH#:130404000311 FILM #:130404000284 DOS ID:4383564 FILER: EXIST DATE HESS CORPORATION 04/04/2013 1185 AVENUE OF THE AMERICAS NEW YORK, NY 10036 ADDRESS FOR PROCESS: C/O CT CORPORATION SYSTEM 111 EIGHTH AVENUE NEW YORK, NY 10011 REGISTERED AGENT: C T CORPORATION SYSTEM 000 000rec,00 ne,epl 0? 1\1-6> stop 111 EIGHTH AVENUE ci • .,...t sp .1.21r.,=,-,y, yt ° • NEW YORK, NY 10011 0 1 Ar

A (;)g,V 1\ . \rS r7c, 1 0 ' ! • ;;'' . • 1) ii o ,,,, * • 0 0 i -

t??., OA \, -- -• '.--. . : l'ot: 0 V.° \.', ' '1.=....-I.t4.;"0 cc 1 . AY:e coo C 2.1.• --,:-.-.•.•—. • "..) ,p,''D c c ojiii8,1\ o n,7 1 °roI' c0 cv The limited liability company is required to file a Biennial Statement with the Department of State every two years pursuant to Limited Liability Company Law Section 301. Notification that the biennial statement is due will only be made via email. Please go to www.email.ebiennial.dos.ny.gov to provide an email address to receive an email notification when the Biennial Statement is due.

SERVICE COMPANY: C T CORPORATION SYSTEM - 07 SERVICE CODE: 07

FEES 275.00 PAYMENTS 275.00 FILING 250.00 CASH 0.00 TAX 0.00 CHECK 0.00 CERT 0.00 CHARGE 0.00 COPIES 0.00 DRAWDOWN 275.00 HANDLING 25.00 OPAL 0.00 REFUND 0.00 == 8717885CAS DOS-1025 (04/2007) STATE OF NEW YORK

DEPARTMENT OF STATE

I hereby certify that the annexed copy has been compared with the original document in the custody of the Secretary of State and that the same is a true copy of said original.

WITNESS my hand and official seal of the Department of State, at the City of Albany, on June 2, 2014.

Anthony Giardina Executive Deputy Secretary of State

Rev. 06/13

4. 1,405300e0 (Jc%

Now York Stale . DRAWDOWN Dcpertmemt of Slats - ACCT.# _01 Divhiun of Como/01one, State Record.' and Uniform Commercial Code One Commerce Plea, 99 WeiiiiNglan Avenue Albany, NY 12231 wvnv.dosAy.gov CERTIFICATE OF AMENDMENT OF HESS ENERGY MARKETING, LLC (hum Menus of Porefgn Limited Liability Comp2rty) Under Section 804 of the Limited Liability Company Law

FIRST: The name of the limited liability company as it appears on the Index of names in the Department of State is: HESS ENERGY MARKETING, LLC

if applicable, the fictitious name the foreign limited liability company has agreed to use in this state is:

SECOND: The jurisdiction of organization of the limited liability company is: Delaware

TIIIRD: The date on which its application for authority to do business in this state was filed with the Department of State is: 04/04/2013

FOURTH: The application for authority is amended as follows (if the true name of the foreign limited liability company is to be changed, set forth a statement that the change of name has been effected under the laws of the jurisdiction of its formation and the date the change was so effected): (A) Paragraph 1 of the Application for Authority is amended to read as follows: - The name of the company Is changed to Direct Energy Business Marketing, LW The change of name has been effected under the laws of the jurisdiction of its formation on May 29, 2014. (B) Paragraph of the Application for Authority is amended to read as follows:

X Capacity of signer (Chock evoproprinho bray (Suit) aMember

0 Manager (me orprho Woo) El Authorized Person DOS-13.304-1 (Rev. 05/12) Pogo 16(2

140530000452

N. Y. S. DEPARTMENT OF STATE DIVISION OF CORPORATIONS AND STATE RECORDS ALBANY, NY 12231-0001 FILING RECEIPT ENTITY NAME: DIRECT ENERGY BUSINESS MARKETING, LLC )0CUMENT TYPE: AMENDMENT (FOR LLC) COUNTY: NEWY NAME

FILED:05/30/2014 DURATION:********* CASH#:140530000478 FILM #:140530000452

FILER: I sq CAPITOL SERVICES, INC. 1218 CENTRAL AVENUE SUITE 100 ALBANY, NY 12205 ADDRESS FOR PROCESS:

REGISTERED AGENT:

F .rte

SERVICE COMPANY: CAPITOL SERVICES, INC. — 01 SERVICE CODE: 01

FEES 95.00 PAYMENTS 95.00 FILING 60.00 CASH 0.00 TAX 0.00 CHECK 0.00 'RT 0.00 CHARGE 0.00 OPIES 10.00 DRAWDOWN 95.00 AANDLING 25.00 OPAL 0.00 REFUND 0.00 DOS-1025 (04/2007) DEBM, LLC

Exhibit A (3)

Certificate of Good Standings State of New York ss: Department of State

I hereby certify, that DIRECT ENERGY BUSINESS MARKETING, LLC a DELAWARE Limited Liability Company filed an Application for Authority pursuant to the Limited Liability Company Law on 04/04/2013. I further certify that so far as shown by the records of this Department, such Limited Liability Company is still authorized to do business in the State of New York. I further certify the following:

A certificate changing name to DIRECT ENERGY BUSINESS MARKETING, LLC was filed on 05/30/2014.

Certificate of Change was filed on 01/28/2015.

A Biennial Statement was filed 04/21/2015.

A Certificate of Merger was filed on 09/22/2016.

A Biennial Statement was filed 04/1 7/2017.

A Biennial Statement was filed 04/16/2019.

I further certify, that no other documents have been filed by such Limited Liability Company.

***

Witness my hand and the official seal of the Department of State at the City of Albany, this 29th day of April two thousand and nineteen.

Atersarr o •• ...... •• Whitney Clark Deputy Secretary of State

201904300462 * PS DEBM, LLC

Exhibit B

Sales Agreements Redacted DEBM, LLC

Exhibit C

Marketing ID Badge

Please note that we are not selling door to door. Attached is a sample badge of what the badge will look like if the decision is made again to sell door to door.

I AM NOT WITH THE UTILITY If this card is found, 1101111 Direct please return to: Mil Energy Business Office Name

Agent Photo Office address Agent First Name Only Agent ID: 0000

Authorized Distributor Name: XYZ Selling Company IDENTITY CHECK: 877.724.2476 Direct Energy CUSTOMER SERVICE: 844-878-4411 12 Greenway Plaza Delaware Cert # 6790 Suite 250 TX Cert # 10040 Houston, TX 77046 DEBM, LLC

Exhibit D

Marketing Standards Quality Assurance Plan

Reuduted DEBM, LLC

Exhibit E

Third Party Verification (TPV) Script Third Party Verification (TPV) Script

We have a checklist that is followed when enrolling new commercial and industrial customers that can be found in "Exhibit D".

A TPV script will be provided in the future should we use contractors/sub- contractors to begin selling on our behalf. DEBM, LLC

Exhibit F

Sample Forms

Notice for Assignment

Discontinuance

Transfer of over 5000 Customers to New Provider

En Direct NI Energy. Business

NOTICE OF ASSIGNMENT

Customer Name For Service at: Customer Account Number

PLEASE TAKE NOTICE that, on [Effective Datej , Direct Energy Business Marketing, LLC will assign its Contract with (Customer), dated _(original date of contract) . to . , as provided for in that Contract. You have the right to either select a different supplier or return to full service with your utility. If you take no action, your service will be assigned to the supplier identified above on the specified date. There will be no changes in the price, terms or conditions of service as set forth in Your Contract with Direct Energy Business Marketing, LLC as a result of this assignment.

Direct Energy Business Marketing, LLC gm Direct Nil Energy. Business

Customer Name Address City, ST ZIP NOTICE OF DISCONTINUANCE Date

Dear Notice is hereby given that under the terms of the Sales Agreement ("Agreement") entered into between Customer and Direct Energy Business Marketing, LLC, service pursuant to said Agreement shall be discontinued as of MM/DD/YYYY (Not less than 15 calendar days' after date of letter) and that Direct Energy Business, LLC will have no obligation to provide service after that date. Customer has the option to select another Energy Services Company ("ESCO") or receive full utility service from the Local Distribution Company ("LDC"). Until Customer selects a new ESCO, or until the change in providers is effective, Customer will receive full utility service from the LDC unless the LDC notifies Customer that it will suspend its delivery service on or before the discontinuance date. If you have any questions, please call us toll-free at 1-866-XXX-XXXX. Sincerely,

Direct Energy Business Marketing, LLC gim Direct IIili Energy_ Business

Customer Name Address City, ST ZIP Date

NOTICE OF TRANSFER OF 5000 OR MORE CUSTOMERS

Dear

Notice is hereby given that pursuant to the section entitled "Assignment" of the Sales Agreement ("Agreement") entered into between Customer and Direct Energy Business Marketing, LLC, all of Direct Energy Business Marketing, LLC rights, interests and obligations under said Agreement have been assigned and transferred to: [name and contact info of assignee].

This assignment will be effective as of MM/DD/YYYY (Not less than 15 calendar days' after date of letter).

[Explain changes, if any, to Agreement under new assignee]

If you have any questions, please call [assignee] toll-free at 1-866-)0(X-)0(XX.

Sincerely,

Direct Energy Business Marketing, LLC DEBM, LLC

Exhibit G

Billing Formats Direct Energy Business Marketing Customer: 1001 Liberty Ave VII Direct Billing Account #: Pittsburgh, PA 15222 INVOICE #: CUSTOMER SERVICE: (888) 925-9115 Ili Energy. [email protected] Outage Reporting: (800) 892-2345

Summary as of Apr 11, 2016 Previous Statement Amount: $357.53 (account details start on next page) Total Payments Received: ($357.53) Balance Forward: $0.00 Current Charges: $283.39 Amount Due May 02, 2016: $283.39

Thank you for allowing Direct Energy to service your energy needs. We appreciate your business.

If you have questions related to this invoice please contact our customer service specialists at 888-925-9115.

For emergencies with your Niagra Mohawk gas delivery, please contact the Outage Reporting number listed above.

Detach here, and include this coupon and check payable to Direct Energy Business Marketing in the enclosed envelope, allowing the Post Office 7 days to deliver.

INVOICE #: Direct Energy Business Marketing Billing Account #: 1001 Liberty Ave Date Mailed: Apr 11, 2016 Pittsburgh, PA 15222 Date Due: May 02, 2016 TOTAL AMOUNT DUE: $283.39 If paid after 5/2/16, add late charge of: $4.25 After 5/2/16, Pay: $287.64 TOTAL AMOUNT ENCLOSED:

REMIT PAYMENT TO: Direct Energy Business Marketing P.O. Box 11836 NY 12202 Newark, NJ 07101-8135

1530000960600000283392 Direct Energy Business Marketing Customer: Billing Account #: INVOICE #:

ACCOUNT DETAILS USAGE INFORMATION Service Period Estimate Meter # Unit Previous Meter Read Current Meter Read Mult. Quantity Accou 03/04/16 - 04/06/16 N THERM 763.0000 LDC f: 03/04/16 - 04/06/16 N Billed DTH 77.0830

0100101.. CHARGE INFORMATION Pricing Plan: Date Charge Description Amount Total NYMEX w/WAP Swing Trig CG 03/31/16 Monthly Contracted Gas (130950 x 32.345600 per DTH) $30.73 04/06/16 Monthly Contracted Gas (2.9050 x $2.538600 per DTH) 04/06/16 Monthly Gas Trigger 1 (16.0000 x 84.411600 per DTH) $7$07..5379 04/06/16 Monthly Gas Trigger 2 (16.0000 x $4.191600 per DTH) $67.07 04/06/16 Monthly Gas Trigger 3 (mom) x $3.720600 per DTH) $59.53 04/06/16 Allowed Swing (13.083 x 83.676406 per DTH) $48.10 Current Charges $283.39 - Swing Allowance: 100% - A Fuel Loss Factor of 0.01016 was used for Service Period Ending 04/06/16

2 1111 Direct Energy "Il ACCESS YOUR INVOICES ONLINE AT MYACCOUNT.DIRECTENERGY.COM Business BILLING ADDRESS INVOICE INFORMATION Phone Invoice Date: 04/26/2016 Eli 1-800-437-7265 Invoice #: NEW YORK, NY 10019 Payment Due Date: 05/16/2016 Fax Payment Terms: Net 20 Days 1-866-239-5671 Payment Method: Check Email QCSTeam@direct SERVICE LOCATION INFORMATION energy.com ACCOUNT INFORMATION Direct Energy Utility Name: Consolidated Edison Web Customer#/Accou ntit: Pool/Point: CONED DCQ Pool myaccount.direct Service Location: Utility Account #: energy.com NEW YORK, NY 10019 Hours Mon-Fri 8am-5pm

NEW CHARGES

Purchase Unit Natural Gas Deliveries Deal ID Order # Date From - To Volume UOM Price Total

Commodity 1702678 03/25/2016 03/31/2016 12.18 MMBTU $3.351 $40.82 Commodity 1702678 04/01/2016 04/22/2016 38.28 MMBTU $3.543 $135.63 County Sales Tax NEW YORK 4.5000% $7.94 County Transit Tax NEW YORK 0.3750% $0.66 State Sales Tax NY 4.0000% $7.06

Total Charges: $192.11

PLEASE TEAR AT PERFORATION AND RETURN WITH YOUR PAYMENT OMNI MM. 411.11111••••••••111111MOID .1111.1 AM.

THANK YOU FOR CHOOSING DIRECT ENERGY BUSINESS AS YOUR ENERGY SUPPLIER

Customer Name: Direct Energy Customer #/Account #: Invoice #: Amount Due: $192.11 Payment Due Date: 05/16/2016 Check Remittance To:

Direct Energy Business P.O. Box 32179 For Internal Use Only New York, NY 10087-2179

DIREC

Please Reference Invoice Number with Payment REMIT PAYMENT TO ;../%% -T.,//%7/;

Phone: 1-800-437-7265 Hours DIRECT ENERGY BUSINESS Fax: 1-866-239-5671 Mon - Fri 8am - 5pm P.O. BOX 905243 CHARLOTTE, NC 28290-5243 Email: [email protected] Web: myaccount.directenergy.com

;,..?;/,-,16;- COMMONLY ASKED QUESTIONS •-•; ,-;:x,0;*;/„7";- - - „- • Q: Who will read my meter and when will it be read? Board of Public Utilities State agency responsible for regulating A: The utility company is still responsible for reading your meter. The local utility companies (may also be called Public Service timing is based on the specific utility company's procedures. Commission). Q: Why is the usage amount on my bill different than the Burner Tip Point where natural gas is ultimately used by the customer usage amount on the utility company bill? (the meter). A: DEB bills on city gate volume. The utility bill is based on meter CCF 100 cubic feet of gas. This is a measure of gas usage. readings (burner tip) at your location. The difference, utility line loss, City Gate Physical connection of an interstate pipeline and the is set by and varies by utility. Line loss was previously included by pipeline of the local natural gas utility. the utility in your local pricing. Line loss is a regulated charge based on percentages determined by each utility to compensate for the Commodity Charge The cost of natural gas/electricity provided to utility's pipeline system loss. you during the billing period. Q: Now that I have chosen DEB as my natural Distribution Utility (LDC/EDC) A retail natural gas/electricity gas/electricity marketer how will my service change? distribution company that delivers natural gas/electricity to end-users. A: The only difference you should see is in billing. DEB will charge you Kilowatt (kW) One thousand (1,000) watts. A unit of measure of for the commodity, while the utility (LDC/EDC) will charge you for the amount of electricity needed to operate given equipment. distribution/transportation. There should be no other changes in Kilowatt-hour (kWh) The most commonly used unit measure your gas/electric service. The utility will still read your meter and telling the amount of electricity consumed over time. It means one you should still call the utility in the event of an emergency. kilowatt of electricity supplied for one hour. Q: Do I have to sign an agreement? Line Loss The difference between the amount of commodity (natural A: Yes. DEB will not sell natural gas/electricity to anyone without a gas) brought to the city gate, versus the amount of commodity usage signed agreement. This is to protect you as well as us. Customers reported at the meter (burner tip). Line loss was previously included by should not purchase any commodity from a marketer without an the utility in your total pricing. Line loss is a regulated charge based on agreement because they will be at risk for penalties should the percentages determined by each utility to compensate for the utility's supplier fail to live up to obligations. pipeline system loss. Q: When and how often will I be billed? Local Distribution Company (LDC/EDC) charges The fee A: Initially, there may be up to a two month delay from the time you assessed by the local utility for delivery of natural gas/electricity to the enroll or start to receive service to the time you receive your first bill. customer's home or business through utility's distribution lines. In most This is due to timing with the utility company enrollment requirements. cases this charge is billed separately by the utility. You can expect a monthly invoice thereafter. Meter A device for measuring levels and volumes of a customer's Q: Can I be changed to another marketer without my consent? natural gas and electricity usage. The local utility retains responsibility A: No. Deregulation laws contain strong consumer protection features for reading and maintaining these meters. that prohibit "slamming". There are severe penalties for marketers MMBTU Million British thermal units, which is a heating equivalent who engage in this practice. Slamming is the involuntary switching measure for natural gas and is an alternative measure of natural of a customer from one supplier to another. gas reserves. Q: What are GSA charges/credits? No Utility Data Available If this appears on your bill, we were A: Gas Settlement Adjustment (GSA) either credits or debits your unable to obtain usage data for your meter from the local utility account for the value of natural gas usage that differs from your company. Your next bill will show usage data for this unread period contracted quantity. and the next reading period. Therm One hundred thousand (100,000) British thermal units (1 Therm = 100,00 Btu).

IF YOU SUSPECT A NATURAL GAS LEAK OR SMELL GAS DIAL 9-1-1 OR CONTACT YOUR LOCAL UTILITY DISTRIBUTION COMPANY

Myaccount.directenergy.com has a multitude of features and tools for you, making account management easier than ever before. The online Customer Center never closes, giving you the chance to manage your account and obtain energy information and insight at your own convenience. Listed below are a few of the benefits customers are currently receiving online: • User-friendly access to your account 24/7. • View current invoices before you receive them in the mail or retrieve historic invoices. • Direct access to your account balance. • Exclusive access to Direct Energy Business 'expert traders and product specialists' take on the market. • And more.

VISIT MYACCOUNT.DIRECTENERGY.COM TO GET STARTED TODAY

KIP Direct Energy. Business

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Phone: 1-800-437-7265 Hours Fax: 1-866-239-5671 Mon — Fri 8am — 5pm Email: [email protected] New York, NY 10101-0000 Web: www.business.directenergy.com

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Invoice Number Invoice Date 01 / 03 / 2014 Due Date 01 / 28 / 2014 Payment Terms Net 25 Days Payment Method Check Direct Energy Customer #

„/,./"////////t.) 7d7 ; ,` /."

Prior Balance $4,383.83 Payment Received ($4,383.83) Current Charges $5,197.73

Total Amount Due $5,197.73 ONDJ F M A M J J ASO

Please tear at perforation and return with your payment

Direct Energy Customer #: air Direct PAYMENT SLIP Please make checks payable to Direct Energy Business Due Date: 01/28/2014 and reference invoice number with payment. $5,197.73 Energy, Total Amount Due: Bffsiness Amount Enclosed:

Invoice Number:

1E-New York, NY 10101-0000

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Phone: 1-800-437-7265 Hours DIRECT ENERGY BUSINESS Fax: 1-866-239-5671 Mon - Fri 8am - 5pm P.O. BOX 905243 CHARLOTTE, NC 28290-5243 Email: [email protected] Web: www.business.directenergy.com

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IF YOU SUSPECT A NATURAL GAS LEAK OR SMELL GAS DIAL 911 OR CONTACT YOUR LOCAL UTILITY DISTRIBUTION COMPANY

Business.directenergy.com has a multitude of features and tools for you, making account management easier than ever before. The online Customer Center never closes, giving you the chance to manage your account and obtain energy information and insight at your own convenience. Listed below are a few of the benefits customers are currently receiving online: • User-friendly access to your account 24/7 • Personalized dashboards containing an overview of your account • Manage multiple accounts under one separate profiles • View current invoices before you receive them in the mail or retrieve historic invoices • Compare your usage over time • Direct access to your account balance • Exclusive access to Direct Energy Business' expert traders and product specialists' take on the market • And more.

VISIT WWW.BUSINESS.DIRECTENERGY.COM TO GET STARTED TODAY.

ILIP Direct !/////7 . /// ii . r 2///1to1,4 AoT 'Li://././ ///7 // // • /V/ / / / Phone: 1-800-437-7265 Hours NA Energy. Fax: 1-866-239-5671 Mon - Fri 8am - 5pm Business Email: [email protected] Web: www.business.directenergy.com

BILLING DETAIL

Service Period from 12/04/2013 to 01/03/2014

ShipTo: 222222 USAGE UNITS UNIT PRICE AMOUNT Energy 76,800 KWh $0.062400 $4,792.32 Utility Name: Consolidated Edison SubTotal $4,792.32 Delivery Zone: Con Edison Zone H NY Gross Receipts Tax $48.41 Utility Acct #: 500000000000000 NY Sta e Sales Tax $193.63 NY County Sales Tax $145.22 Service To: 123 Main Street NY County Local Sales Tax $18.15 New York, NY 10101-0iru-0 Total $5,197.73

Total for Service Period: $5,197.73 ay Direct 11111 Energy 111111mT, NY 14712-9300 Account Number: Business Invoice Number: Mom Billing Date: March 31, 2016 Page 1 ACCOUNT SUMMARY INFORMATION Questions about your bill? Need a copy of your Terms Previous Balance $80.63 of Service Document? Payment Received - Thank You -$80.63 Contact Direct Energy Business Total Balance Forward $0.00 Customer Relations at Adjustments $0.00 CustomerRelations@ DirectEnergy,coni, Current Usage Charges $76.73 or calf us at 1-888-925-9115. Tax Charges $6.14 Total Current Charges $82.87 According to the terms contained in your energy Last Payment Received - 03/18/16 service agreement with Direct Energy, if you end your service prior to the end of your agreement term, you may be charged an early Total Amount Due $82.87 termination Fee. Please refer to your energy service agreement for details.

We are pleased to offer free online and over the phone bill payment options. Visit our Customer Service Center at www.DirectEnergyBusiness.com to pay your bill online or 1-888-329-7906 to pay by phone.

Enroll in paperless billing today and help reduce your carbon footprint at business.directenergy.com/paperless.

Detach here and return this portion with check or money order. Do not staple or fold.

Ball Direct Account Number Due Date April 20, 2016 INA Energy Total Due $82.87 Business Amount Enclosed $ Please write your account number on your check or money order made payable to Direct Energy Business.

111111111111"1111'1111'11111111111111"1111111111111111""1111

T, NY 14712-9300

5 0 0 0 0 0 0 0 0 00 0 0 0 0 1 3 4 1 0 9 7 2 0 1 60 42 0 00 0 00 0 8 2 8 7 6 11311 Direct Account Number: "Hi Energy Invoice Number: Billing Date: March 1, 2016 Page 3 YOUR SERVICE CHARGES

Store Number : PO #: Direct Energy Business Electric Service Meter# Service Period February 26, 2016 to March 28, 2016 Actual-Total 3.0888 kW ICAP Meter Multiplier of

Meter# UNKNOWN Service Period February 26, 2016 to March 28, 2016 Actual-Total 882 kWh Meter Multiplier of

February 26, 2016 to March 28, 2016 Fixed Price - 882 kWh Total @ $0.087/kWh $76.73

County Sales Tax - 0% Exempt $3.07 State Sales Tax - 0% Exempt $3.07 Current Actual Charges $82.87

TOTAL CHARGES FOR EDC.# $82.87

I 11111 Direct Account Number: ISA Energy Invoice Number: Billing Date: March 31, 2016 Business Page 2 GENERAL INFORMATION In the event that the Term of your Agreement has expired, your account will be invoiced at a Market Based Your bill is for the electric ESCO services supplied by Direct Energy Business. For questions or concerns relating to this bill, Rate or MCPE rate. Please please call Direct Energy Business's Customer Relations Department at: 1-888-925-9115 or email us at refer to your agreement For [email protected]. additional information. If mailing correspondence,please forward to 8 AM - 6 PM EST, Monday through Friday Direct Energy Business [email protected] Attn: Customer Relations Phone: 1-888-925-9115 1001 Liberty Avenue Fax: 1-866-421-0257 Pittsburgh, PA 15222

Please note: Consolidated Edison (ConEd) provides total kWh and ICAP totals. Current and previous meter read information may also be provided. If not provided, please refer to your ConEd bill for distribution services for this information. Delivery problems such as power outages are typically due to problems with local distribution facilities. For service problems call the utility's 24-hour service center at: Niagara Mohawk 1-800-867-5222.

TERMS AND DEFINITIONS

Late payment: The charges for payment of a bill after the payment due date. Late payment charges may apply. See your contract for specific details.

Installed Capacity Charges: A Generator or Load facility that complies with the requirements in the Reliability Rule and is capable of supplying and/or reducing the demand for Energy in the NYCA (New York Control Area) for the purpose of ensuring that sufficient Energy and Capacity are available to meet the Reliability Rule. The Installed Capacity requirement, established by the NYSRC (New York State Reliability Council), includes a margin of reserve in accordance with the Reliability Rules. If Installed Capacity (ICAP) charges are reflected on your bill, these charges are based on your capacity obligation, which is designated by the New York Independent System Operator (NYISO). ICAP charges are prorated based on the number of calendar days in the month resulting in multiple ICAP line items.

For more information regarding Installed Capacity, including a background, an explanation and sample cost calculations, please visit Direct Energy Business's website at www.DirectEneray.com and select the state of New York.

If your questions have not been fully resolved after speaking with a Direct Energy Business Customer Service Representative, you may contact the New York Public Service Commission toll free at 1-800-342-3377 or by fax at 518-486- 7868. Persons who are hearing or speech impaired can reach the hotlines through a TDD by calling toll free at 1-800-662- 1220.

Change of Address? Please contact the Direct Energy Business Customer Relations team at: Direct Energy Business Attn: Customer Relations 1001 Liberty Avenue Pittsburgh, PA 15222 Fax: 1-866-421-0257 OR Phone 1-888-925-9115 Please Remit to: 111111111111""111111111+11111111111"111"11111111111111111 Direct Energy Business P.O. Box 70220 Philadelphia, PA 19176-0220 DEBM, LLC

Exhibit H

Customers' Procedures Redacted DEBM, LLC

Exhibit I

Mass Marketing Material

Information and Promotional Material

You want to assemble smarter energy purchases.

Our energy strategies help you get there .

Manufacturing operations have unique energy challenges. From large energy-intensive equipment to unpredictable energy costs, you need smarter solutions. At Direct Energy Business, we can customize an energy strategy based on actionable insights to help manage costs, reduce energy consumption and minimize disruptions to your operation to improve efficiency.

Our end-to-end solutions include:

O Electricity O Gas O Demand Response O Peak Load Management O On-site Solar

Kelly Douvlis Sr. Account Executive 914.474.2385 [email protected]

Direct Energy directenergybusiness.com Lim Business

You want value out of every square foot.

ilk PI Mr, Our energy strategies help you get there.

Commercial real estate operations have Bob Welch unique energy challenges. Senior Sales Manager From energy-intensive equipment to unpredictable 732.841.6582 energy costs across multiple buildings, you need [email protected] smarter solutions. At Direct Energy Business, we can customize an energy strategy based on actionable insights to help manage costs, reduce energy Tim Connors consumption and minimize disruptions to your Sales Manager tenants to improve efficiency. 516.404.2027 [email protected] Our end-to-end solutions include: O Electricity O Gas • Demand Response O Peak Load Management O On-site Solar

WM Direct Energy directenergybusiness.com Rim Business

Proud to support Community Access and the Good Neighbor Gala

Always working to better the lives of our customers and communities.

Victoria Lussier Robert W. Welch Business Development Representative Senior Sales Manager 732754-8679 732-841-6582 victoria lussier®directenergy corn [email protected]

Ma Direct Energy. directenergybusiness.com ISM Business

Direct Energy Business, one of North America's leading energy provider, is delighted to partner with the Southwest Brooklyn Industrial Development Corp. to support the diverse businesses of Southwest Brooklyn and to help recognize their finest companies and individuals.

Congratulations to all the honorees!

Tim Connors Region Sales Manager - NYC East 516-404-2027 [email protected]

Robert W Welch Senior Sales Manager 732-841-6582 [email protected]

Lill] Direct Energy. directenergybusiness.com Business

It's time to switch energy suppliers. Get an energy supply rate that won't fluctuate.

5/7/2019 TEST Golf North Shore Country Club May 20.msg - OneDrive

Share Copy link Download Delete Copy to Version history Previous 6 of 10

From: Direct Energy Business Sent on: Monday, May 6, 2019 5:27:18 PM To: Jacinto, Daniel Subject: TESTI [Golf] North Shore Country Club I May 20

[External Email]

Enjoy getting in the swing of things on this classically designed course.

IR Direct Energy OA Business L20

Metro New York Golf Outing

union13EIEBEI ■em= May 20, 2019

8:30 am.

( North Shore Country Club

Spend the day with us on the Tom Doak-designed golf course at the beautiful North Shore Country Club_ Later unwind with cocktails and https://centricaplc-my.sharepoint.com/personal/daniel jacinto_directenergy_comi_layouts/15/onedrive.aspx?cid=95bb6d0a%2D088b%2D4cb5%2Da6... 1/1 5/7/2019 TEST 2019 Direct Energy Business NYC Local Law 84 Benchmarking.msg - OneDrive

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An Announcement for LL84 Benchmarking for 201C

First off, thank you for choosing Direct Energy Business as your energy partner. As an effort to improve our services to you we announce that for 2019 Direct Energy Business will be leveraging a third party vendor for your LL84 benchmarking needs. We've selected this independent benchmarking company based on their history of performing benchmarking services across the U.S.

This third party vendor has provided utility benchmarking, measurement and verification services to property owners and managers of over 60,000 multifamily buildings nationwide. Direct Energy Business is proud to help you remain compliant with the NYC Local Law 84 and we are confident that they will provide you with excellent service.

What You Can Expect for the 2019 Benchmarking Compliance Year:

• The third party vendor will be in contact with you soon to talk about pricing, and requirements for LL84 compliance, and contracts/agreements.

If there are any concerns or questions on the Benchmarking Program for this season please reach out to Bob Welch or Tim Connors.

We look forward to serving you.

Best Regards,

Bob Welch Tim Connors Senior Sales Manager Sales Manager 732.516.3038 516.404.2027 [email protected]

n or -.

2017 Direct Energy. All Rights Reserved. Direct Energy and the Lightning Bolt design are registered trademarks of I Energy. (DC PSC License No. EA-04-4-4; EA-13-12; GA-13-03-1; NJ BPU License Nos. ESL-0165, GSL-0145; MD Pl License Nos. IR-719; IR-791; IR-3123; IR-3108; PUCT Cert. No. 10011; Direct Energy Business, LLC (formerly knowr Strategic Energy) CT PURA License Nos. 00-05-14; 00-05-14RE01; MA DPU License Nos. CS-021; GS-052; CS-108 051). Products and services vary depending on region or market.

Direct Energy Marketing Limited, a subsidiary of Centrica plc. Direct Energy and the Lightning Bolt design are either registered trademarks or trademarks of Direct Energy Marketing Limited in the United States and/or Canada. Use of s https://centricaplc-my.sharepoint.com/personal/daniel jacinto_directenergy_com/ layouts/15/onedrive.aspx?cid=95bb6d0a%2D088b%2D4cb5cY2Da6... 1/1 DEBM, LLC

Exhibit J

Home Energy Fair Practices Act Documents

(HEFPA) Home Energy Fair Practices Act Documents

(HEFPA)

Direct Energy Business Marketing, LLC ("DEBM") is currently not serving mass residential customers. DEBM, LLC

Exhibit K

Prevention for Slamming and Cramming Direct Energy Business Marketing, LLC

Slamming & Cramming Procedures

When it comes to preventing slamming and cramming of customers, Direct Energy Business Marketing, LLC has documented procedures in place that all of our sales channels must adhere to. These include the customer's account number as a necessary requirement as part of our enrollment process.

For outbound sales, newly enrolled customers go through our third party verification process to complete the enrollment process. For inbound sales, newly enrolled customers go through the self verification process to complete the enrollment process. DEBM, LLC

Exhibit L

Entities That Will Market to Customers Contractors and Sub Contractors Listing

Direct Energy Business Marketing, LLC ("DEBM") is currently not marketing to customers in the state of New York via dialer, third party vendors, outbound telesales, inbound sales, via the web and door-to-door channels. Currently, DEBM is only accepting new customers through DE's Direct Sales group and brokers that serve on behalf of customers. A listing can be provided upon request. DEBM, LLC

Exhibit M

Attestation Attestation

I, Erica Steele for Direct Energy Business Marketing, LLC, do hereby attest that Direct Energy Business Marketing, LLC as an ESCO licensed by the New York Public Service Commission, has been complying and will continue to comply with the requirements of the New York State Environmental Disclosure program while serving electric customers in the state of New York.

Erica-tteele Assistant Secretary Direct Energy Business Marketing, LLC

(21-1 Date DEBM, LLC

Exhibit N

Service Provider Contact Information New York State Public Service Commission Office of Consumer Services Service Provider Contact Information —'111C's Completed forms should be submitted by fax to 518-472-8501

Date: May 3, 2019

Company Name: Direct Energy Business Marketing, LLC

Service Type: ESCO, Gas, Elec

President: John Schultz Mailing Address: 194 Wood Ave Iselin, JN 08830ouston„ Texas 77046 Email Address: John.Schultzdirectenergy.com Telephone Number: (735) 516-2600 Fax Number: n/a

Director of Customer Service: Jeannine Girard Mailing Address: 1001 Liberty Ave, Suite 1200 Pittsburgh, PA 15222 Email Address: Jeannie.GirardRdirectenergy.com Telephone Number: (412) 667-5219 Fax Number: n/a

Primary Regulatory Complaint Manager: Angela Schorr Mailing Address: 574 Derby Drive South Oceanside, New York 11574 Email Address: Angela.Schorr(&directenergy.com Telephone Number: (516) 536-6180 Fax Number: n/a

Secondary Regulatory Complaint Manager: Marc Hanks Mailing Address: 24 Gary Drive Westfield, MA 01085 Email Address: Marc.Hanks(&directenergy.com Telephone Number: (413) 642-3575 Fax Number: IVA

The PSC electronically transmits consumer complaints to service providers. You must identify a fax number and/or an email address box that is shared by a group of people. (NOTE: WE WILL NOT SEND COMPLAINTS TO PERSONAL EMAIL ADDRESSES. A SHARED EMAIL ADDRESS MUST BE IDENTIFIED OR THE TRANSMISSION WILL DEFAULT TO THE FAX NUMBER) Please identify the address to which we should transmit our complaints: Email: customercare(kgesc.com DEBM, LLC

Exhibit 0

Confirmation of EDI Phase I Testing Completion DEBM, LLC

New York "Phase 1 Certification Status" link (see below) provides current status of EDI Phase I Testing Completion. Attached is a copy of the current list.

http://www3.dps.nv.gov/W/PSCWeb.nsf/ArticlesByTitle/90172D77388F5A385257687006F391D?OpenDocument !TRANSACTIONS. • ., ,• -• - • . _ • __ CERTIFIED 814E; Date 814C: Date Utility Date Utility Date Single Date ACTIVE ESCO LISTING 814D; Certified 814R Certified Bill Certified Rate Certified Retailer Certified 814HU; Ready Ready 824AA AAA ESCO LLC x 8/24/2011 8/24/2011 x 8/24/2011 x 8/24/2011 ABC Energy LLC 7/31/2012 ,x ,7/31/2012 X; 7/15/2013 x 7/31/2012 Abest Power & Gas LLC 1/30/2013 x 1/30/2013 x 1/30/2013 x 1/30/2013 ABN Energy, LLC dba '9/7/2010 9/7/2010 x 9/7/2010 x 9/7/2010 GreatEnerffRebate.com Accent Energy Midwest Gas LLC dba IGS 7/18/2007 7/18/2007 7/18/2007 7/18/2007 Energy Accent Energy Midwest II LLC dba IGS 7/18/2007 7/18/2007 7/18/2007 7/18/2007 Energy AEP Energy 10/5/2011 10/5/2011 10/5/2011 10/5/2011 Aggressive Energy, LLC 8/18/2009 x 8/18/2009 x 8/18/2009 x 8/18/2009 Agera Energy, LLC 8/18/2014 x 8/18/2014 x; 8/18/2014 x 8/18/2014 AGWAY Energy Services 2/28/20052 x 2/28/20052 x 2/28/20052 2/28/20052 All American Power & Gas LLC 5/5/2011 x 5/5/2011 5/5/2011 x 5/5/2011 Allied Consolidated Energy LLC 5/17/2010 x 5/17/2010 x 5/17/2010 x 5/17/2010 Alpha Gas & Electric f/k/a Pan American 11/8/2010 x 11/8/2010 x 11/8/2010 X 1 1/8/20 1 0 _Energy, LLC Ambit Energy 11/21/2006 11/21/2006 x 11/21/2006 Ambit Energy NY, LLC 2/23/2009 x 2/23/2009 x 2/23/2009 x 2/23/2009 American Power & Gas, LLC 14/20/2010 4/20/2010 x 4/20/2010 x 4/20/2010 Amerigreen Energy 4/9/2013 4/9/2013 -ix 4/9/2013 x 4/9/2013 Ameristar Energy, LW 6/4/2007 x 6/4/2007 x 6/4/2007 6/4/2007 Ampe x 8/11/2016 x 8/11/2016 x 8/11/2016x 8/11/2016 AP Gas & Electric (NJ) LLC 2/15/2012 x y2/15/2012 x 2/15/2012 2/15/2012 AP Gas & Electric (NY), LLC dba APG&E 4/11/2011 x 4/11/2011 x 4/11/2011 4/11/2011 AP Gas & Electric (TX), LLC f/k/a Affordable 12/13/2007 x 12/13/2007 x 12/13/2007 12/13/2007 x 12/13/2007 Power, L. P . Approved Energy II LLC d/b/a Approved 8/30/2016 8/'0/2018 x 8/30/2016 x 8/30/2016 Energy ASC Energy Services, Inc. 6/14/2010 6/14/2010 x 6/14/2010 6/14/2010 Aspirity Energy Northeast LLC x 11/3/2015 x 11/3/2015 x 11/3/2015 x 11/3/2015 Associated Renewable, Inc. x 12/2/2013 x 12/2/2013 x 12/2/2013 x 12/2/2013 Astral Energy LLC x 7/12/2012 7/12/2012 x 7/12/2012 x 7/12/2012 Atlantic Energy, LLC x 11/10/2011 x 11/10/2011 x 11/10/2011 x 11/10/2011 Atlantic Power and Gas LLC x 11/18/2013 x 11/18/2013 x 11/18/2013 x 11/18/2013 Atlantic Utilities LLC x 220008 x 2/26/2008. x 2/26/2008 x 2/26/2008 Avrist dba Supreme Energy x 6/4/2013 x 6/4/2013 x 6/4/2013 x 6/4/2013 BluCo Energy, LLC x 8/7/2006 x 8/7/2006 x 8)7/2006 x 8/7/2006 x 1/24/2006' x 1/24/20061 `x 1/24/2006' x 1/24/2006' Bluerock Energy, Inc. x 5/14/20122 5/14/20122 x 5/14/20122 x 5/14/20122 Bluesource Energy, LLC x 5/7/2013 x 5/7/2013 x 5/7/2013 x 5/7/2013 Brown's Energy Services, LLC x 3/19/2009 x 3/19/2009 x 3/19/2009 3/19/2009 x 3/3/20041 x 3/3/20041 Brown's Fuel Service 1/12/20052 x 1/12/20052 x 10/27/2004' x 1/12/20051

Buy Energy Direct 11/30/2009 x 11/30/2009 x 11/30/2009 11/30/2009 Capella Energy, Inc. x 8/8/2012 x 8/8/2012 8/8/2012 Censtar Energy Corp. x 9/2/2008 x 9/2/2008 x 9/2/2008 9/2/2008 Champion Energy Services, LLC x 9/6/2012 x 9/6/2012 x 9/6/2012 x 9/6/2012 Chautauqua Energy Management 2/28/2005 x 2/28/2005 9/11/2006 x 9/11/2006 12/8/2006 6/21/2006 x 6/21/2006 x 6/21/2006 x 6/21/2006 Chief Energy Gas, LLC 12/16/2010 x 12/16/2010 x 12/16/2010 x 12/16/2010 Chief Energy Power, LLC 12/16/2010 x 12/16/2010 x 12/16/2010 x 12/16/2010 Citizens Choice Energy LLC 3/9/2010 x 3/9/2010 x 3/9/2010 x 3/9/2010 City Power & Gas, LLC x 8/25/2010 x 8/25/2010 x 8/25/2010 8/25/2010 10/05/2004' x 10/05/2004 x 10/05/20041 x 10/05/20041

CleanChoice Energy, Inc. d/b/a Ethical 1/25/2013 1/25/2013 1/25/2013 Electric, d/b/a Clean Energy Option Clear Choice Energy, LLC 10/14/20082 x 10/14/2008 x 10/14/20082 10/14/20082 2 Clearview Electric, Inc. d/b/a Clearview Energy x 6/11/2007 6/11/2007 x 6/11/2007 6/11/2007

Colonial Energy 5/29/2002 x 10/28/2002 x 11/18/20031 x 11/18/2003 x 6/9/20041 4/20/20041 8/24/20052 x 8/24/20052 x 8/24/20052 8/24/20052 TRANSACTIONS CERTIFIED 814E; Date 8140; Date Utility Date Utility I Date Single Date ACTIVE ESCO LISTING 814D; Certified 814R Certified Bill Certified Rate Certified Retailer Certified 814HU; Ready Ready 824AA Columbia Utilities x 10/30/20062 x 10/30/2006 x j10/30/2006 2 Xi10/30/2006 2 2 Columbia Utilities Power LLC 12/6/2006 12/6/2006 x 12/6/2006 x 12/6/2006 , Conoco Phillips Company 5/18/2010 Ix 1 5/18/2010 Consolidated Power Co. LLC kx 6/2/2014 6/2/2014 6/2/2014 12/9/20042 x 12/9/20042 x 12/9/20042 X 12/9/20042 Constellation New Energy 9/26/2006 9/26/2006 x 9/26/2006 x 9/26/2006 Constellation New Energy - Gas Division, LLC ix 3/24/2006 3/24/2006 I x 1 /8/2007 3/24/2006 3/24/2006 _• Constellation Energy Gas Choice f/k/a 2/16/2005 2/16/2005 2/16/2005 2/16/2005 MxEnergy Inc. Crown Energy Services, Inc 7/21/2003 x 7/21/2003 x 3/25/2004 3/25/2004 7/8/2004 Direct Energy Business LLC x 2/22/2007 x 2/22/2007 x 2/22/2007 2/M2067. Direct Energy Services, LLC x 11/1/2004 x 11/1/2004 x 11/1/2004 11/1/2004 Direct Energy Business Marketing f/k/a Hess x 4/17/2013 x 4/17/2013 Energy Marketing, LLC Discount Power Inc. x 11/6/2013 x 11/6/2013 x 11/6/2013 11/6/2013 Drift Marketplace, Inc. 6/16/2016 x 6/16/2016 x 0 Wale 6/16/2016 , DIE Energy Trading x 8/9/2011 x 8/9/2011 x 8/9/2011 x 8/9/2011 Dual Fuel Energy Corp. x 1/15/2013 ix 1/15/2013 x 1/15/2013 1/15/2013 Eagle Power Authority x 12/27/2010 x 12/27/2010 x 12/27/2010 12/27/2010 East Coast Power and Gas, LLC x 4/22/2008 x 4/22/2008 x 4/22/2008 4/22/2008 EDF Energy Services, LLC x 3/16/2010 x 3/16/2010 x 3/16/2010 x 3/16/2010 Eligo Energy NY, LLC x 9113/2012- x 9/13/2012 x 9/13/2012 x 9/13/2012 9/8/2003' x 9/8/2003' Empre Natural Gas Corration 2/11/20082x x 2/11/20082 x 2/11/2008' Energy Cooperative of America, Inc. d/b/a 9/2/2002 9/30/2003 x 12/9/2004 12/23/2003 7/8/2004 Energy Cooperative of NY, Inc. Energy Coop of NY - Renewables x 9/2/2002 9/30/2003 x 12/9/2004 12/23/2003 Energy Discounters, LLC 4/11/2011 x 4/11/2011 x 4/11/2011 x 4/11/2011 EnergyMark, LLC 11/25/2009 x 11/25/2009 x 11/25/2009 x 11/25/2009 Energy Plus Holdings LLC 8/6/2007 x 8/6/2007 x 8/6/2007 x W6/2007 Energy Plus Natural Gas LP 8/25/2010 8/25/2010 x 8/25/2010 x 8/25/2010 Energy Reducing Technologies, LLC 12/18/2008 x 12/18/2008 x 12/18/2008 3/15/20041 3/15/20041 x 4/25/20051 x 3/15/20041 Energy Services Providers Inc. 8/31/20052 8/31/20052 x 8/31/20052 W31/20052 Energy Solutions Co. LLC 4/27/2010 4/27/2010 x 4/27/2010 x 4/27/2010 Energy Technoloq Sevin s, LLC 10/8/2013 10/8/2013 x 10/8/2013 x 10/8/2013 Enter .y Solutions Ltd. 6/2/2006 16/W2006 Everyday Energy, LLC f/k/a FTR Energy 6/27/2012 6/27/2012 x 6/27/2012 W27/2012 Services, LLC 9/10/20081 19/10/20081 9/10/20081 Falcon Energy, LLC 7/18/20112 17/18/20112 x 7/18/20112 Family x 6/11/2009 6/11/2009 x 6/11/2009 6/11/2009 6111/2009 FC Energy Services Company LLC x 102008 1/8/2008 x 2/24/2004 x 2/24/2004 x 2/24/2004 2/24/2004 FFC Ener. , LLC x 10/21/2010 x 10/21/2010 x 10/21/2010 x 10/21/2010 First Choice Ener• LLC 12/8/2011 x 12/8/2011 x 12/8/2011 x 12/8/2011 Flanders Energy. LLC 3/19/2012 x 3/19/2012 x 3/19/2012 3/19/2012 Freepoint Energy Solutions LLC 4/4/2017 x 4/4/2017 4/4/2017 x 4/4/2017 Galaxy Energy LLC 3/1/2012 x 3/1/2012 3/1/2012 x 3/1/2012 UGI Energy Services, LLC f/k/a GasMark x 11/26/2002 x 11/26/2002 x 10/12/2012 x 10/12/2012 Gateway Energy Services Corp x 8/4/2003 x 8/4/2003 8/4/2003 x 8/4/2003 GDF Suez Retail Energy Solutions, LLC d/b/a x 7/5/2011 7/5/2011 7/5/2011 7/5/2011 Think Energy GL Energy Inc. 4/11/2011 4/11/2011 x 4/11/2011 Global Energy, LLC d/b/a NYC Clean Energy x 4/11/2011 4/11/2011 x 4/11/2011 4/11/2011

7/7/2014 Got Gas? LLC fx_ 7/7/2014 x 7/7/2014 x x 7/7/2014 Great Eastern Energy x 2/5/2004 x 2/5/2004 x 3/9/2004 x 3/9/2004 x 5/22/2009' x 5/22/20091 x _5/22/2009' x 5/22/20091 Green!! z ht Energy Inc. x 4/16/20142 x 4/16/20142 ..,x 4/16120142 x 4/16/20142 Green Mountain Energy (NY) LLC x 5/10/2007 x 5/10/2007 x 10/31/2012 x 5/10/2007 7/7/2008 High Rise Energy Group LLC x - '7/7/2008 x 7/7/2008 x x 7/7/2008 Hudson Energy Services, LLC x 4/29/20092 x 4/29/20092 x 4/29/20092 x 4/29/20092 Icon Energy LLC x 9/20/2012 x 9/20/2012 x 9/20/2012 x 9/20/2012 x 9/25/20041 x 9/20/20041 x 9/20/2004' x 9/20/20041 TRANSACTIONS CERTIFIED 814E; Date 814C: Date Utility Dale 1 Utility Date Single Date ACTIVE ESCO LISTING 814D; Certified 814R Certified Bill Certified Rate Certified Retailer Certified 814HU; Ready Ready 824AA 11)T Energy, Inc. 3/13/20062 13/13/20062 x 3/13/20062 3/13/20062 Independence Energy Group LLC f/k/a Adagiot x 4/18/2011 x 4/18/2011 x 4/18/2011 4/18/2011 F-RJ- -rgy, LLC Infinite Energy, Inc. dba Intelligent Energy x 11/6/2013 x 11/6/2013 x 11/6/2013 x 11/6/2013 Infinite Energy, Corp. dba Definite Energy 'x 5/20/2013 x 5/20/2013 x 5/20/2013 x 5/20/2013 Group Inspire Energ Holdings, LLC 4/14/2014 x 4/14/2014 x 4/14/2014 x 4/14/2014 Institutional Energy Buyers of New York, LLC x 3/7/2006 x 3/7/2006 x 3/7/2006 x 3/7/2006

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Mid. 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U.S. Gas & Electric, Inc. d/b/a NY Gas & 7/28/20082 `7/28/20082 x 8/4/20082 7/28/20082 Electric x 12/11/20031, x 12/11/2003 x 12/11/20031 x 6/23/20042 x 6/23/20042 x 6/23/20042 US Energy Partners, LLC x 4/11/20062 x 4/11/20062 x 4/11/20061 4/11/20062 3/7/20051 x 3/7/2005' 3/7/2005' x 3/7/2005, Utility Expense Reduction Energy Services, 2/17/2012 x 2/17/2012 2/17/2012 2/17/2012 LLC Utility Expense Reduction LLC 5/25/2010 x 5/25/2010 5/25/2010 5/25/2010 Verde Energy USA New York, LLC x 10/24/2012 x 10/24/2012 x 10/24/2012 10/24/2012 Veteran Energy LLC x 5/17/2011 x 5/17/2011 5/17/2011 5/17/2011 x 7/1/2003 7/1/2003 Vineyard Oil & Gas Company x 7/10/2002 x 10/28/2002 71812004 Viridian Energy NY, LLC x 4/20/2010 x 4/20/2010 x 1/20/2011 4/20/2010 Viridian Energy PA, LLC 12/13/2011 x 12/13/2011 jx 12/13/2011 12/13/2011 TRANSACTIONS CERTIFIED 814E; Date 814C: Date Utility Date Utility Date Single Date ACTIVE ESCO LISTING 814D; Certified 814R Certified Bill Certified Rate Certified Retailer Certified 814HU; Ready Ready 824AA Watchtower Bible and Tract Society of New x 15/5/2016 575/2016 X 5/5/2016 5/5/2016 York Windrose Power and Gas LLC x 3/21/2016 x 3/21/206 x X3/21/2016 XOOM Energy New York, LLC x LT/24/2012 x 4/24/2012 X 4/24/2012 x 4/24/2012 Zone One Energy, LLC. KM 1/2014 x 8/11/2014 x 8/11/2014 x 8/11/2014

Notes: 1 - original certification date 2 - date of re-certification (where applicable)

Last Updated 3.2.2018 http://www3.dps.ny.gov/W/PSCWeb.nsf/ArticlesByTitle/90172D773887F5A385257687006F391D?OpenDocument Phase 1 Certification Status