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The Returns from Arthritis Research, Volume 2

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The Returns from Arthritis Research, Volume 2 CHILD POLICY This PDF document was made available from www.rand.org as a public CIVIL JUSTICE service of the RAND Corporation. EDUCATION ENERGY AND ENVIRONMENT Jump down to document HEALTH AND HEALTH CARE 6 INTERNATIONAL AFFAIRS NATIONAL SECURITY The RAND Corporation is a nonprofit research POPULATION AND AGING PUBLIC SAFETY organization providing objective analysis and effective SCIENCE AND TECHNOLOGY solutions that address the challenges facing the public SUBSTANCE ABUSE and private sectors around the world. TERRORISM AND HOMELAND SECURITY TRANSPORTATION AND INFRASTRUCTURE Support RAND Purchase this document Browse Books & Publications Make a charitable contribution For More Information Visit RAND at www.rand.org Explore RAND Europe View document details Limited Electronic Distribution Rights This document and trademark(s) contained herein are protected by law as indicated in a notice appearing later in this work. This electronic representation of RAND intellectual property is provided for non-commercial use only. Permission is required from RAND to reproduce, or reuse in another form, any of our research documents for commercial use. This product is part of the RAND Corporation technical report series. Reports may include research findings on a specific topic that is limited in scope; present discus- sions of the methodology employed in research; provide literature reviews, survey instruments, modeling exercises, guidelines for practitioners and research profes- sionals, and supporting documentation; or deliver preliminary findings. All RAND reports undergo rigorous peer review to ensure that they meet high standards for re- search quality and objectivity. 5IFSFUVSOTGSPNBSUISJUJT SFTFBSDI 7PMVNF$BTF4UVEJFT 4UFWFO8PPEJOH 4JMWJB"OUPO +POBUIBO(SBOU 4UFQIFO)BOOFZ 4UJKO)PPSFOT "CJHBJM-JFSFOT .JSJBN4IFSHPME .BSL7FOFNB ɨFSFTFBSDIEFTDSJCFEJOUIJTSFQPSUXBTQSFQBSFEGPSBOEGVOEFECZUIF"SUISJUJT 3FTFBSDI$BNQBJHO BSD *4#/ 3"/%&VSPQFJTBOPOQSPmUSFTFBSDIPSHBOJTBUJPOQSPWJEJOHPCKFDUJWFBOBMZTJT BOEFĊFDUJWFTPMVUJPOTUIBUBEESFTTUIFDIBMMFOHFTGBDJOHUIFQVCMJDBOEQSJWBUFTFD UPSTBSPVOEUIFXPSME3"/%TQVCMJDBUJPOTEPOPUOFDFTTBSJMZSFnFDUUIFPQJOJPOT PGJUTSFTFBSDIDMJFOUTBOETQPOTPST ¥JTBSFHJTUFSFEUSBEFNBSL ª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reface This report, prepared for and funded by the Arthritis Research Campaign (arc), presents the results of an evaluation of 15 research grants awarded by arc in the early 1990s. The main objective was to develop a system for evaluating arthritis research, with a view to allowing arc to stimulate and manage the exploitation of research advances so that they translate into outcomes of practical benefit to people with arthritis. The report is organised into two volumes. This is volume 2 and presents a collection of the case studies, each based on an individual research grant, on which the study is based. These case study reports all follow a similar format based on the conceptual model, providing a rich and detailed narrative on the payback of each research grant. Volume 1 is an overall analysis of the payback from the 15 case studies. It presents a framework that conceptualises the relationship between research inputs, process, output and outcomes. Using this framework, we catalogue a diverse range of research output and outcomes arising from these 15 grants and make a series of quantitative and qualitative assessments comparing, for example, payback from project grants versus programme grants. In conclusion, we make six observations. 1. There is a diversity of research payback. 2. The researcher is the key driver of research translation. 3. Short, focused project grants seem to provide value for money. 4. Intended and unintended flexibility in funding is used advantageously. 5. Referees’ contributions to the peer-review process are of variable benefit. 6. The payback framework could be operationalised and embedded by arc. In addition to arc’s trustees, senior management, staff, scientists, fundraisers, donors and people with arthritis, this report should be of interest to other research funding agencies and to evaluators who are concerned with measuring the impact of science. The research was led by RAND Europe in collaboration with the Health Economics Research Group at Brunel University. In addition, we commissioned bibliometric support from the Department of Information Science at City University. RAND Europe is an independent not-for-profit policy research organisation that serves the public interest by improving policymaking and informing public debate. Its clients are European iii The returns from arthritis research: volume 2 governments, institutions and firms with a need for rigorous, impartial, multidisciplinary analysis of the hardest problems that they face. This report has been peer-reviewed in accordance with RAND’s quality assurance standards (for more information, see http://www.rand.org/about/standards/) and therefore may be represented as a RAND Europe product. For more information about RAND Europe, please contact: Martijn van der Mandele Jonathan Grant President Director RAND Europe RAND Europe Cambridge Newtonweg 1 Grafton House 2333 CP Leiden 64 Maids Causeway TheNetherlands CambridgeCB58DD,UK Tel: +31 71 524 5151 Tel: +44 (0)1223 353329 Fax: +31 71 524 5191 Fax: +44 (0)1223 358845 Email: [email protected] Email: [email protected] iv Contents Preface......................................................................................................................................... iii Executive summary ....................................................................................................................xv Acknowledgements................................................................................................................. xxiii CHAPTER 1 Introduction ...............................................................................................1 1.1 Study synopsis............................................................................................................... 1 1.1.1 Data sources ..................................................................................................... 1 1.1.2 Payback categories and model .......................................................................... 2 1.2 Case study presentation................................................................................................. 6 1.2.1 Ethics committee.............................................................................................. 6 1.2.2 Bibliometric indicators .................................................................................... 7 1.3 Organisation of volume................................................................................................. 8 References.....................................................................................................................10 CHAPTER 2 Case study A: back pain in primary care – assessment of exercise-based management ......................................................................11 2.1 Introduction to the research project............................................................................11 2.2 Stage 0: topic/issue identification................................................................................12 2.3 Interface A: project specification and selection............................................................12 2.4 Stage 1: inputs to research...........................................................................................14 2.5 Stage 2: research process ..............................................................................................14 2.6 Stage 3: primary outputs from research......................................................................14 2.6.1 Knowledge......................................................................................................14 2.6.2 Benefits to future research and research use ..................................................17 2.7 Interface B: dissemination...........................................................................................18 2.8 Stage 4: secondary outputs – policymaking; product development...........................19 2.9 Stage 5: adoption – by practitioners and public ........................................................20 2.10 Stage 6: final outcomes ................................................................................................21 References.....................................................................................................................23 CHAPTER 3 Case study B: occupational activity and hip osteoarthritis – a case control study .....................................................................................25 3.1 Introduction to the research project............................................................................25 3.2 Stage 0: topic/issue identification................................................................................25
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