Goldman, Sybil K., Ed. Promising Practices in Wraparound For
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DOCUMENT RESUME ED 429 422 EC 307 170 AUTHOR Burns, Barbara J., Ed.; Goldman, Sybil K., Ed. TITLE Promising Practices in Wraparound for Children with Serious Emotional Disturbance and Their Families. Systems of Care: Promising Practices in Children's Mental Health 1998 Series. Volume IV. INSTITUTION Georgetown Univ. Child Development Center, Washington, DC. National Technical Assistance Center for Children's Mental Health.; American Institutes for Research, Washington, DC. SPONS AGENCY Substance Abuse and Mental Health Services Administration (DHHS/PHS), Rockville, MD. Center for Mental Health Services.; Special Education Programs (ED/OSERS), Washington, DC. PUB DATE 1999-00-00 NOTE 141p.; Volumes I and II not in ERIC; for volumes III, IV, and V, see EC 307 169-171. CONTRACT 6H02MC00058; H237T60005 PUB TYPE Guides Non-Classroom (055) Reports Descriptive (141) EDRS PRICE MF01/PC06 Plus Postage. DESCRIPTORS *Agency Cooperation; Case Studies; *Court Litigation; Delivery Systems; Elementary Secondary Education; *Emotional Disturbances; Family Programs; *Integrated Services; *Mental Health Programs; Meta Analysis; Program Design; Program Implementation; Staff Development; Supervision; Surveys; Training ABSTRACT This is the fourth volume in a series of monographs from the Comprehensive Community Mental Health Service for Children and Their Families Program, which currently supports 41 comprehensive system of care sites to meet the needs of children with serious emotional disturbances (SED) . This volume identifies the essential elements of wraparound services, provides a meta-analysis of the research previously done on the topic, and examines how three sites are turning wraparound into promising practices in their system of care. Chapters address:(1) the history of the wraparound process, including significant legal cases, programmatic roots of the wraparound process, community involvement concepts, and the rapid growth of wraparound; (2)the conceptual framework for wraparound, including the 10 essential elements and 10 requirements for implementation of wraparound at the practice level (requirements for a referral mechanism, resource coordinators, formation of the child and family teams, and an interactive team process and formation of partnerships to develop individualized plans); (3) 3 wraparound model sites; (4) the findings of the state/territory wraparound survey (n=55) that indicate 88 percent are providing wraparound services; (5) training and quality monitoring; and (6) case studies of wraparound services. Appendices include values and principles for the system of care, wraparound survey of state child mental health directors, and potential elements essential to the wraparound process. (Contains approximately 50 references.) (CR) Comprehensive Community Mental Health Services for Children and Their Families Program Systems of Care Promising Practices in Children's Mental Health 1998 Series VOLUME IV PROMISING PRACTICES IN WRAPAROUND FOR CHILDREN WITH SERIOUS EMOTIONAL DISTURBANCE AND THEIR FAMILIES National Technical Assistance Center for Children's Mental Health Georgetown University Editors: Barbara J. Burns, Ph.D. Sybil K. Goldman, M.S.W. PERMISSION TO REPRODUCE AND U.S. DEPARTMENT OF EDUCATION Office of Educational Research and Improvement DISSEMINATE THIS MATERIAL HAS EDUC TIONAL RESOURCES INFORMATION BEEN GRANTED BY CENTER (ERIC) This document has been reproduced as received from the person or organization rt=1!.0,,rx originating it. 0 Minor changes have been made to improve reproduction quality. TO THE EDUCATIONAL RESOURCES INFORMATION CENTER (ERIC) Points of view or opinions stated in this document do not necessarily represent 1 official OERI position or oolicv. Child, Adolescent, and Family Branch Division of Knowledge Development and Systems Change Center for Mental Health Services Substance Abuse and Mental Health Services Administration U.S. Department of Health and Human Services BEST CIPYAVALhLF Comprehensive Community Mental Health Services for Children and Their Families Program 2 U.S. Department of Health and Human Services Donna Shalala Secretary Substance Abuse and Mental Health Services Administration Nelba Chavez Administrator Center for Mental Health Services Bernard S. Arons, Director Division of Knowledge Development and Systems Change Michael English, Director Child, Adolescent, and Family Branch Gary De Carolis, Chief Suggested citation: Burns, B.J., and Goldman, S.K. (Eds.) (1999). Promising practices in wraparound for children with serious emotional disturbance and their families. Systems of Care: Promising Practices in Children's Mental Health, 1998 Series, Volume IV. Washington, D.C.: Center for Effective Collaboration and Practice, American Institutes for Research. The writing of all Volumes in the 1998 Promising Practices series was funded by the Center for Mental Health Services, Substance Abuse and Mental Health Services Administration, United States Department of Health and Human Services. This document was written by the National Technical Assistance Center for Children's Mental Health at the Georgetown University Child Development Center, which is supported by the Center for Mental Health Services, Substance Abuse and Mental Health Services Administration, and the Maternal and Child Health Bureau, Health Resources and Services Administration, United States Department of Health and Human Services (grant number 6 H02MC00058). Production of the document was coordinated by the Center for Effective Collaboration and Practice at the American Institutes for Research, funded under a cooperative agreement with the Office of Special Education Programs, Office of Special Educa- tion and Rehabilitative Services, United States Department of Education, with additional support from the Child, Adoles- cent, and Family Branch, Center for Mental Health Services, Substance Abuse and Mental Health Administration, United States Department of Health and Human Services (grant number H237T60005). The content of this publication does not necessarily reflect the views or policies of the funding agencies and should not be regarded as such. Table of Contents FOREWORD 7 ACKNOWLEDGMENTS 9 EXECUTIVE SUMMARY 11 CHAPTER I: HISTORY OF THE WRAPAROUND PROCESS by John VanDenBerg, Ph.D 19 Introduction 19 Significant Legal Cases 20 Programmatic Roots of the Wraparound Process 20 Community Involvement Concepts 21 The Alaska Youth Initiative 21 Rapid Growth of Wraparound 23 Summary 24 CHAPTER II: THE CONCEPTUAL FRAMEWORK FOR WRAPAROUND by Sybil K. Goldman, M.S. W Introduction 27 Definition 28 Values 29 Ten Essential Elements 30 Ten Requirements for Implementation of Wraparound at the Practice Level 32 CHAPTER III: THREE WRAPAROUND MODELS AS PROMISING APPROACHES by Sybil K. Goldman, M.S.W, and Leyla Faw, B.S. Introduction 35 Wraparound Milwaukee 35 La Grange, Illinois 52 Santa Clara County, California 66 Summary and Conclusions 75 CHAPTER IV: THE STATE WRAPAROUND SURVEY by Leyla Faw, B.S. Introduction 79 Methods 79 Results 79 Discussion 82 Volume IV: Promising Practices in Wraparound 3 Table of Contents, continued Conclusions 83 CHAPTER V: TRAINING AND QUALITY MONITORING by Ley la Faw, B.S., E. Mary Grealish, M.Ed., and Ira S. Lourie, M.D. Introduction 85 Training 85 Degrees and Coursework 88 Quality Monitoring 90 CHAPTER VI: THE WRAPAROUND EVIDENCE BASE by Barbara J. Burns, Ph.D., Sybil K. Goldman, M.S.W, Ley la Faw, B.S., and John D. Burchard, Ph.D. Introduction 95 Case Studies 100 Pre-Post Design Studies 102 Randomized Clinical Trials 110 Conclusions 113 EPILOGUE by Karl Dennis 119 REFERENCES 123 APPENDICES Appendix A 131 Appendix B 133 Appendix C 135 Appendix D 139 4 Volume IV: Promisine Practices in Wranaround Promising Practices in Children's Mental Health Systems of Care - 1998 Series List of Exhibits EXHIBIT 1 Wraparound Milwaukee Plan of Care 41 EXHIBIT 2 Crisis Plan 45 EXH[BIT 3 La Grange: Examples of Services Provided Through School-Based Wraparound Plans 57 EXHIBIT 4 LADSE EBD Network: Level H Quality Indicators 60 EXHIBIT 5 Program UPLIFT Service Plan Evaluation 69 EXHIBIT 6 Sample Service Plan 87 EXHIBIT 7 Critical Elements of the Planning Process 89 EXHIBIT 8 Survey of Wraparound Studies in Nine States 97 Volume IV: Promising Practices in Wraparound 5 Promising Practices in Children's Mental Health Systems of Care - 1998 Series Foreword It is with great pleasure that we present the first collection of monographs from the Promising Practices Initiative of the Comprehensive Community Mental Health Services for Children and Their Fami- lies Program. The Comprehensive Community Mental Health Services for Children and Their Families Program is a multi-million dollar grant program that currently supports 41 comprehensive systems of care throughout America, helping to meet the needs of many of the 3.5 to 4 million children with a serious emotional disturbance living in this country. Each one of the seven monographs explores a successful practice in provid- ing effective, coordinated care to children with a serious emotional disturbance and their families. The 1998 Series marks a turning point in this five-year-old federal effort, which is administered by the Center for Mental Health Services, Substance Abuse and Mental Health Services Administration of the U.S. Department of Health and Human Services. The first generation of five-year grants is about to come to an end, and with that "graduation" comes a responsibility to add to the national knowledge base on how best to support and service the mental health needs