30

THE PRIMARY MARKET MONITOR

www.primedatabase.com THE PRIMARY MARKET MONITOR

CATALOGUE

2019-20 30

OVERVIEW THE PRIMARY MARKET MONITOR www.primedatabase.com is ’s pioneering and still the only comprehensive resource providing, since 1989, complete, correct, timely and analyzed information on the Indian primary capital market covering fund raising by the Indian corporate sector and the Government through equity, debt or securitiza- tion, in public and private market, in India or abroad. The database covers all public issues (IPOs, FPOs, OFS), SME IPOs/FPOs/ITP/Rights, public debt issues, rights issues, InvITs, debt private placements, commercial paper, CDs, QIPs, IPPs, GDRs/ADRs/FCCBs/Overseas Bonds, IDRs, preferential equity issues and preference shares. It also covers takeover open offers, delisting offers and buyback offers. In all, PRIME, till 31st January 2019, has tracked and analyzed 1,12,402 offerings including 7,167 public issues. PRIME is widely reported by the media. Over the last decade, PRIME has been quoted over 40,000 times in mainline news- papers, magazines and TV programmes. PRIME research is also quoted extensively on several websites. PRIME has over 5,000 institutional subscribers in almost all segments including financial institutions, investment bankers, brokers, advertising agencies, registrars and stock exchanges, in fact all constituents of the primary capital market as well as the corporate sector. PRIME is also used extensively for research.

OUR SUBSCRIBERS - A PARTIAL LIST

REGULATORY BODIES TAURUS CORPORATE ADVISORY SERVICES LTD. ADVERTISING AGENCIES MINISTRY OF FINANCE TIPSONS CONSULTANCY SERVICES PVT.LTD. ADFACTORS ADVERTISING RESERVE TRUST INVESTMENT ADVISORS PVT.LTD. CONCEPT COMMUNICATION LTD. UBS SECURITIES INDIA PVT.LTD. MERCHANT BANKERS/ BANKS LTD. PR AGENCIES A.K.CAPITAL SERVICES LTD. CONCEPT PUBLIC RELATIONS INDIA PVT.LTD. ADITYA BIRLA FINANCE LTD. DEBENTURE TRUSTEES ALMONDZ GLOBAL SECURITIES LTD. AXIS TRUSTEE SERVICES LTD. REGISTRARS AMBIT CORPORATE FINANCE PVT.LTD. CATALYST TRUSTEESHIP LTD. CAMEO CORPORATE SERVICES LTD. ANAND RATHI ADVISORS LTD. IDBI TRUSTEESHIP SERVICES LTD. TSR LTD. AVENDUS CAPITAL PVT.LTD. SBICAP TRUSTEE CO.LTD. LTD. VISTRA ITCL (INDIA) LTD. PRINTERS AXIS CAPITAL LTD. MEHTA PRINT ARTS PVT.LTD. BAJAJ CAPITAL LTD. CUSTODIANS ORIENT PRESS LTD. MERRILL LYNCH SBI-SG GLOBAL SECURITIES SERVICES PVT.LTD. SAP PRINT SOLUTIONS PVT.LTD. BANK PLC STOCK HOLDING CORP.OF INDIA LTD. WESTERN PRESS PVT.LTD. BNP PARIBAS CREDIT RATING AGENCIES CENTBANK FINANCIAL SERVICES LTD. CORPORATES ACUITE RATINGS & RESEARCH LTD. CENTRUM CAPITAL LTD. AIRPORTS AUTHORITY OF INDIA CARE RATINGS LTD. CITIBANK N.A. BHARAT PETROLEUM CORP.LTD. GLOBAL MARKETS INDIA PVT.LTD. CRISIL LTD. COCHIN SHIPYARD LTD. CREDIT AGRICOLE CORPORATE & INVESTMENT BANK ICRA LTD. FOOD CORP.OF INDIA AG INDIA RATINGS & RESEARCH PVT.LTD. GAIL (INDIA) LTD. CREDIT SUISSE SECURITIES (INDIA) PVT.LTD. INDIAN OIL CORP.LTD. DAIWA CAPITAL MARKETS INDIA PVT.LTD. MUTUAL FUNDS INDIAN RAILWAY FINANCE CORP.LTD. NATIONAL HIGHWAYS AUTHORITY OF INDIA DARASHAW & CO.PVT.LTD. ADITYA BIRLA SUN LIFE AMC LTD. PNB HOUSING FINANCE LTD. DERIVIUM TRADITION SECURITIES (INDIA) PVT.LTD. AXIS ASSET MANAGEMENT CO.LTD. POWER FINANCE CORP.LTD. DSP INVESTMENT MANAGERS PVT.LTD. DEUTSCHE EQUITIES INDIA PVT.LTD. POWER GRID CORP.OF INDIA LTD. HDFC ASSET MANAGEMENT CO.LTD. DSP MERRILL LYNCH LTD. RURAL ELECTRIFICATION CORP.LTD. EDELWEISS FINANCIAL SERVICES LTD. ICICI PRUDENTIAL ASSET MANAGEMENT CO.LTD. GOLDMAN SACHS IDBI ASSET MANAGEMENT LTD. PE/VC FIRMS/HEDGE FUNDS HDFC BANK LTD. RELIANCE NIPPON LIFE ASSET MANAGEMENT LTD. CHRYSCAPITAL ADVISORS LLP HONGKONG & SHANGHAI BANKING CORP.LTD.,THE SBI FUNDS MANAGEMENT PVT.LTD. ELLIOTT ADVISORS (HK) LTD. HSBC SECURITIES & CAPITAL MARKETS (I) PVT.LTD. UTI ASSET MANAGEMENT CO.LTD. GAJA ADVISORS PVT.LTD. ICICI BANK LTD. WESTBRIDGE ADVISORS PVT.LTD. ICICI SECURITIES LTD. INSURANCE COMPANIES ICICI SECURITIES PRIMARY DEALERSHIP LTD. AVIVA LIFE INSURANCE CO.INDIA LTD. CONSULTING FIRMS IDBI BANK LTD. LIFE INSURANCE CORP.OF INDIA BAIN & CO.INDIA PVT.LTD. IDBI CAPITAL MARKET SERVICES LTD. BOSTON CONSULTING GROUP (INDIA) PVT.LTD. IDFC FIRST BANK LTD. NBFCs ICRA MANAGEMENT CONSULTING SERVICES LTD. IDFC SECURITIES LTD. MCKINSEY & CO. IIFL HOLDINGS LTD. ADANI CAPITAL PVT.LTD. INDUSIND BANK LTD. CHOLAMANDALAM INVESTMENT & FINANCE CO.LTD. ING VYSYA BANK LTD. ECL FINANCE LTD. LAW FIRMS AZB & PARTNERS INVESTEC CAPITAL SERVICES (INDIA) PVT.LTD. FULLERTON INDIA CREDIT CO.LTD. JEFFERIES INDIA PVT.LTD. CRAWFORD BAYLEY & CO. JM FINANCIAL PRODUCTS LTD. DHIR & DHIR ASSOCIATES JM FINANCIAL LTD. L&T INFRASTRUCTURE FINANCE CO.LTD. JP MORGAN INDIA PVT.LTD. J.SAGAR ASSOCIATES RATTANINDIA FINANCE PVT.LTD. KARVY INVESTOR SERVICES LTD. KHAITAN & CO. SREI INFRASTRUCTURE FINANCE LTD KOTAK MAHINDRA CAPITAL CO.LTD. LUTHRA & LUTHRA LAW OFFICES L&T FINANCIAL CONSULTANTS LTD. VLS FINANCE LTD. M.V.KINI & CO. LKP SECURITIES LTD. SQUIRE PATTON BOGGS SINGAPORE LLP MACQUARIE CAPITAL SECURITIES LTD. EDUCATIONAL & RESEARCH INSTITUTIONS TRILEGAL CAPITAL INTERNATIONAL SA BHARATIYA VIDYA BHAVAN’S S.P.JAIN INST. OF MNGT. & RESEARCH MORGAN STANLEY INDIA CO.PVT.LTD. CENTRE FOR ADVANCED FIN. RESEARCH & LEARNING DEPOSITORIES MOTILAL OSWAL INVESTMENT ADVISORS PVT.LTD. ICFAI FOUNDATION FOR HIGHER EDUCATION CENTRAL DEPOSITORY SERVICES (INDIA) LTD. NATIONAL SECURITIES DEPOSITORY LTD. MSCI INC. INDIAN INSTITUTE OF MANAGEMENT-A / B / C / I / L / T NOMURA FINANCIAL ADVISORY & SECURITIES (I) PVT.LTD. INDIAN INSTITUTE OF TECHNOLOGY-DELHI PHRONESIS CAPITAL LTD. INDIAN SCHOOL OF BUSINESS AUDITORS PIONEER INVESTCORP LTD. HARIBHAKTI & CO. INSTITUTE OF CHARTERED ACCOUNTANTS OF INDIA,THE PNB INVESTMENT SERVICES LTD. KPMG RBL BANK LTD. INSTITUTE OF ECONOMIC AFFAIRS NATIONAL INSTITUTE OF SECURITIES MARKETS REAL GROWTH SECURITIES PVT.LTD. MEDIA OXFORD-MAN INSTITUTE OF QUANTITATIVE FINANCE CAPITAL MARKETS LTD. ABP PVT.LTD. N.V.THE SHAILESH J.MEHTA SCHOOL OF MANAGEMENT BUSINESS STANDARD SBI CAPITAL MARKETS LTD. T.A.PAI MANAGEMENT INSTITUTE MINT SPA CAPITAL ADVISORS LTD. MONEY CONTROL SPA SECURITIES LTD. STOCK EXCHANGES SREI CAPITAL MARKETS LTD. BSE LTD. + SEVERAL STOCK BROKERS BANK LTD. METROPOLITAN OF INDIA LTD. STCI FINANCE LTD. NATIONAL STOCK EXCHANGE OF INDIA LTD. STCI PRIMARY DEALER LTD. TATA SECURITIES LTD. EXCHANGES OF INDIA LTD. DEMO VERSION Should you like to see how this website works, you should see the Demo available on www.primedatabase.com. The Demo version provides complete exposure to all the modules on the website, except that the data in this version is limited. 30

THE PRIMARY MARKET MONITOR SUBSCRIBE TO WWW.PRIMEDATABASE.COM MODULAR FORMAT There are several databases (for eg. Public Issues, Rights Issues etc.). Each database is divided into Data and League Tables, each of these with several modules (For example, under Public Issues, there is Advanced Database Search, Issue Response etc.)

You have the choice to subscribe to one or more modules of any database at their individual prices. For example, in the Public Issues (IPOs, FPOs & OFS (SE)) Database , you can order only the Advanced Database Search for Public Issues of 2019-20 or Issue Response of Public Issues of 2019-20.

If you subscribe to all the modules of any specific database, you get a huge discount. For example, while each of the 19 modules under Public Issues (IPOs, FPOs & OFS (SE)) Data if ordered individually for 2019-20 would cost Rs. 1,71,000, these when ordered together are available at a huge discounted fee of Rs. 52,500 only. Similarly, all League Tables under Public Issues Database (IPOs, FPOs & OFS (SE)) for the year 2019-20 ordered individually cost Rs.1,70,000, but if ordered together cost only Rs.85,000. There is a further discount if all modules under Data and League Tables are ordered together. You pay Rs.1,22,000 only against the full price of Rs.3,41,000. PERIOD In terms of period, you have the option to subscribe to the data/league tables relating to the following periods: 1. Only the issues of the current year viz. 2019-20. 2. All or some of the back year/s of your interest. For example, if you want only the Advanced Database Search module under Public Issues (IPOs, FPOs & OFS (SE)) Database for past 2 years (2017-18 and 2018-19), you can order this for Rs. 30,000 (i.e. Rs.15,000 x 2). Similarly, you can order the same module for several back years, say from 1989-90 to 2000-01 (12 years) for Rs.1,20,000 (i.e. Rs.10,000 x 12). 3. If you order the complete back data for all years for all modules under a Database, you will be entitled to a huge discount. For example, complete back Data and League Tables of 30 years of all modules under Public Issues (IPOs, FPOs & OFS (SE)) are available for only Rs.20,79,500 against a module-wise total of Rs.73,37,000.

HUGE DISCOUNT ON ORDERING COMPLETE WEBSITE All Databases, only Current Year: If you order all databases for the current year (2019-20), your cost would be only Rs.3,30,000 against an individual module-wise total of Rs. 16,39,800 or even against the database-wise discounted total of Rs. 9,61,000. All Databases, for Current and All Back Years : If you order the complete website for all databases for all the years, covering the current year as well as all the back years, you get a huge discount. You will pay only Rs.13,75,000 against an individual module-wise total of Rs. 1,99,86,300 or even against the database-wise discounted total of Rs. 1,06,44,000.

TERMS OF ACCESS TO THE WEBSITE The subscription period is 1 year. The access to you to the website would commence on the date of receipt of payment from you and will continue for 1 year. Subscriptions can also be entered any time during the year. Subscription shall cover only the data of the year/s that you have subscribed for.

Multiple Usage The subscription fee entitles the concerned team/division in your organization (head office and/or branch office) to unlimited access to the following number of users:

Order Value (Upto) No. of Users

Rs.20,000 1

Rs.50,000 2

Rs.2,00,000 8

Rs.4,00,000 16

Beyond Rs.4,00,000 Unlimited

How to Access At the time of your order, you should provide us the names, designations and email ID of the persons whom you would like to provide access to the website. An email shall be sent by us to each such person releasing an individual User ID (Whenever any of such authorised persons leaves your organization, you should notify us so that we can disable his/her User ID).

The User IDs assigned to your organization should be strictly used only by the authorized persons. Any misuse, including passing on the User ID to an outsider, may lead to cancellation of your subscription, without any refund.

30

www.primedatabase.com THE PRIMARY MARKET MONITOR SUBSCRIPTION FEE (In Rs.) (Add 18% GST) HUGE BULK DISCOUNT ON ORDERING COMPLETE WEBSITE

TOTAL OF EACH DISCOUNTED TOTAL OF YOU PAY INDIVIDUAL MODULE EACH DATABASE ALL DATABASES FOR ISSUES/ OFFERS ONLY ONLY OF 2019-20 16,39,800 9,61,000 3,30,000 ALL DATABASES OF 3 BACK YEARS (2016-17 TO 2018-19) 36,91,500 19,76,500 5,75,000 ALL DATABASES OF BACK YEARS ONLY (UPTO 2015-16) 1,46,55,000 77,77,000 8,25,000 ALL DATABASES FOR ISSUES/ OFFERS OF 2019-20 AND OF ALL 1,99,86,300 1,06,44,000 13,75,000 BACK YEARS (UPTO 2018-19)

INDIVIDUAL DATABASES/ MODULES (Each service has been described in detail below followed by subscription fee details)

I : PUBLIC ISSUES (IPOs, FPOs & OFS(SE))

SERVICE DESCRIPTION

6. Bookbuilding Option (%) DATABASE COVERAGE: 1989-90 to 2019-20 (31 years) 7. Instrument (Equity/FCD/PCD/Pref. /SPN) 8. Year Amount (Rs.crore) No. of Issues Issue Amount 9. Industry 1989-90 2,522 186 10. Product 1990-91 1,450 140 11. Issuer Type (Private/Joint/PSU/Assisted) 1991-92 1,400 195 12. Stock Exchange Listing 1992-93 5,651 526 13. Primary Stock Exchange 1993-94 10,821 764 14. IPO Grading 15. Underwritten (Y/N) 1994-95 12,928 1,336 16. Appraised (Y/N) 1995-96 8,723 1,402 17. Offer Price 1996-97 4,372 684 18. Application Amount (%) 1997-98 1,132 58 19. Post Issue Capital 1998-99 504 22 20. Public Issue as % of Post Issue Capital 1999-00 2,975 56 21. Lead Managers 2000-01 2,380 110 22. Issue Expenses as % of Issue Amount 2001-02 1,082 6 You have the option of selecting Order of Result 2002-03 1,039 6 (Chronological/Alphabetical/Issue Amount). 2003-04 17,807 28 Anchor Investors (w.e.f. 1.4.2009) 2004-05 21,432 29 Provides information on allocations made to Anchor Investors in Public 2005-06 23,676 102 Issues. Details can be obtained for a specific issue and League Tables of 2006-07 24,993 85 Anchor Investors can be generated. 2007-08 52,219 90 Selling Shareholders (w.e.f. 1.4.2002) 2008-09 2,034 21 Provides information on holding sold by Selling Shareholders in Public 2009-10 46,941 44 Issues (IPOs & FPOs). League Tables of Selling Shareholders can be 2010-11 46,182 57 generated. 2011-12 23,982 36 2012-13 34,313 44 Company Specific Search Allows search of the Public Issues (IPOs & FPOs) database for a specific 2013-14 15,234 83 company or for all or selected companies in a selected period for following 2014-15 29,716 39 details : 2015-16 34,322 42 - Pre-IPO Placement (w.e.f. 1.4.2016) 2016-17 36,615 53 - Names of Promoters 2017-18 98,984 82 - Board of Directors - Preferential Reservations 2018-19 (as on 31/01/19) 23,173 31 - Fund Requirements Total 5,88,601 6,357 - Promoters Contribution & Lock-in '+ Current year 2019-20 - Shareholding Pattern (Pre & Post Issue %) - Selling Shareholders DATA - Issue Expenses Current Issues As a part of this, you will also get Pricing Parameters (EPS, P/E, IPE, RNOW Provides key information on Public Issues for which opening date has been & NAV), Key Financial Details (Means of Financing, Key Financial Indicators announced or which are currently open for subscription. of last 5 years etc.) and Key Personnel and Addresses.

Issue Search & Prospectus Centre PSU Offerings Allows basic level search of the Public Issues database (also allows ordering Provides complete information on PSU Public Offerings. of prospectus). Offers for Sale (Auctions-Stock Exchange)-Advanced Advanced Database Search Database Search (w.e.f.1.4.2011) Advanced level search can be done of the Public Issues database on any Provides complete information on Offers for Sale of Shares by Promoters one or a combination of the following 22 parameters: through Stock Exchange Mechanism. 1. Period 2. Issuer Offers for Sale (Auctions-Stock Exchange)-Market Price 3. Offer Type (IPOs/FPOs) Movements (w.e.f.1.4.2011) 4. Type of Sale (Fresh Capital/Offers for Sale) Provides market price movement of Offers for Sale of Shares by Promoters 5. Pricing Method (Bookbuilding/Fixed Price) through Stock Exchange Mechanism.

30

THE PRIMARY MARKET MONITOR Dilution of Promoter’s Holding (w.e.f. 1.4.2011) Issuer’s History Provides information of companies in which promoters have diluted their Provides details of all past Public Issues of any specified company, along holding through FPOs / Institutional Placement Programme (IPP) / Offers with address. for Sale of Shares by Promoters through Stock Exchange mechanism / Rights / Bonus. Reports Monthly, Quarterly and Annual Reports covering Executive Summary, IPO/FPO Price Bands (w.e.f. 1.4.1999) Detailed Data Statements and League Tables. Provides information on price bands, revisions and final offer price of each Public Issue. Issue Response Provides information on basis of allotment, key response data, Graded IPOs Market Price Movements (w.e.f. 1.4.2006) devolved/refunded issues, final demand of bookbuilding issues, category- wise break-up of QIB allotments and allows search on times subscribed, Provides market price movement graphs of every graded IPO since date of number of applicants etc. of the Public Issues database listing.

Price/ Volume Data Tracking (BSE & NSE) City-Wise Response Provides information and allows search on citywise response & statewise Provides daily price and volume data of all Public Issues since their response of the Public Issues database. Results can be obtained for a respective date of listing at BSE and NSE. specific issue or for a combination of issues/cities. IPOs Listing and Current Market Price (w.e.f. 1.4.1999) LEAGUE TABLES Provides IPOs listing date prices (open, high, low and close), current League Tables can be generated to suit your own requirement by choosing market price and market price after 1 week, 1 month, 3 months, 6 months desired parameters (similar to parameters in the Advanced Database and 12 months since their respective dates of listing at BSE and NSE. Search). League Tables are available for the following intermediaries:

FPOs Price History (w.e.f. 1.4.2001) Investment Bankers Provide market price movements of FPOs starting two months prior to the Syndicate Members (w.e.f.1.4.2001) opening date and till the closing date. Brokers (Issue-wise Brokers/ Performance Statements are also available). Industry-Wise Summary Seller’s Brokers-OFS(SE) Registrars Industry-wise summary can be generated of the Public Issues database on Solicitors (w.e.f.1.4.1999) any one or a combination of the following 3 parameters: Printers 1. Period Advertising Agencies 2. Offer Type (IPOs/FPOs) Collecting Bankers (On Collection Amount/ Issue Amount/ 3. Instrument (Equity/Convertibles) Performance Statement) Top 25 Issuers Underwriters (w.e.f.1.4.1990) Provides information on top 25 issuers of each year. Stock Exchanges IPO Grading Agencies (w.e.f.1.4.2006)

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)

Price covers issues of Price per each of 3 back Price per each of 27 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (1989-90 to 2015-16)* I-A : DATA Current Issues 2,500 - - Issue Search & Prospectus Centre 2,000 2,000 2,000 Advanced Database Search 20,500 15,000 10,000 Anchor Investors (w.e.f. 1.4.2009) 9,500 8,000 6,500 Selling Shareholders (w.e.f.1.4.2002) 9,500 8,000 6,500 Company Specific Search# 26,500 23,000 19,500 PSUs Offerings 2,500 2,000 1,500 Offers for Sale (Auctions-Stock Exchange) - Advanced Database Search (w.e.f.1.4.2011) 12,000 9,000 6,000 - Market Price Movements (w.e.f.1.4.2011) 6,000 5,000 3,500 Dilution of Promoter`s Holding (w.e.f.1.4.2011) 3,500 2,500 1,500 IPO/FPO - Price Bands (w.e.f.1.4.1999) 7,500 6,000 5,000 Graded IPOs Market Price Movements (w.e.f. 1.4.2006) 8,500 7,500 6,000 Price/Volume Data Tracking (BSE & NSE) 14,500 14,000 13,500 IPOs Listing and Current Market Price (w.e.f. 1.4.1999) 6,500 6,000 5,000 FPOs Price History (w.e.f. 1.4.2001) 5,000 4,500 3,500 Industry-Wise Summary 2,500 2,000 1,500 Top 25 Issuers / Issuer’s History 2,500 2,500 2,500 Issue Response 10,000 8,000 6,000 City-Wise Response 19,500 16,000 12,000 Total I-A 1,71,000 1,41,000 1,12,000 All under I-A together 52,500 50,500 27,500

I-B : LEAGUE TABLES Investment Bankers 35,500 29,500 23,000 Syndicate Members (w.e.f.1.4.2001) 9,000 7,500 6,000 Brokers 26,500 20,500 14,500 Seller’s Brokers – OFS(SE) 12,000 9,500 6,500 Registrars 9,000 7,500 6,000 Solicitors (w.e.f.1.4.1999) 18,000 15,000 12,000 Printers 3,500 3,500 3,500 Advertising Agencies 9,000 7,500 6,000 Collecting Bankers-by No.of Issues/Issue Amount/ Collection Amount/ Issuewise Collection Chart 20,000 17,000 13,500

30

THE PRIMARY MARKET MONITOR

Price covers issues of Price per each of 3 back Price per each of 27 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (1989-90 to 2015-16)* Underwriters (w.e.f.1.4.1990) 6,000 5,500 5,000 Stock Exchanges 3,500 3,500 3,500 IPO Grading Agencies (w.e.f. 1.4.2006) 18,000 17,000 16,000 Total I-B 1,70,000 1,43,500 1,15,500 All under I-B together 85,000 66,000 38,500

Grand Total (I-A and I-B) 3,41,000 2,84,500 2,27,500 ALL UNDER I-A AND I-B TOGETHER 1,22,000 1,08,000 60,500 * 30 years cover 6,357 issues for Rs.5,88,601 crore (as on 31.01.2019). # Includes Pricing Parameters (w.e.f.1.4.1999), Key Financial Data (w.e.f.1.4.2007) and Address of Issuers

II : PUBLIC DEBT ISSUES

SERVICE DESCRIPTION

9. Instrument DATABASE COVERAGE: 1989-90 to 2019-20 (31 years) 10. Tenor Year Amount (Rs.crore) No. of Issues 11. Due for Maturity 12. Coupon Rate (%) 1989-90 271 7 13. Secured 1990-91 254 7 14. Interest Payment Frequency 1991-92 498 4 15. Compounding Frequency 1992-93 600 3 16. Issue Amount 1993-94 2,619 6 17. Call Option 1994-95 0 0 18. Put Option 19. Guaranteed By 1995-96 2,940 5 20. Credit Rating 1996-97 7,015 13 21. Locked-in 1997-98 1,929 4 22. Buyback Option 1998-99 7,407 10 23. Transferable 1999-00 4,698 10 24. Liquidation Status 2000-01 4,139 9 25. Lead Managers 2001-02 5,341 13 26. Stock Exchange Listing 2002-03 4,693 8 27. Interest Payment Date(s) 28. Lock-In Period 2003-04 4,324 6 29. Benefit Under Section 2004-05 4,095 5 30. Product/Service/Activity 2005-06 0 0 31. Registrar 2006-07 0 0 32. Trustee 2007-08 1,000 1 You have the option of selecting Order of Result 2008-09 1,500 1 (Chronological/Alphabetical/Issue Amount). 2009-10 2,500 3 2010-11 9,431 10 Company Specific Search Allows search of the Public Debt Issues database for a specific company or 35,611 20 2011-12 for all or selected companies in a selected period for following details : 2012-13 16,982 20 - Names of Promoters 2013-14 42,383 35 - Board of Directors 2014-15 9,713 25 - Fund Requirements - Shareholding Pattern (%) 2015-16 33,812 20 - Issue Expenses 2016-17 29,547 16 2017-18 5,167 8 As a part of this, you will also get Key Financial Details (Means of Financing, 2018-19 (as on 31/01/19) 32,406 21 Key Financial Indicators of last 5 years etc.) and Key Personnel and Addresses. Total 2,70,878 290 Industry-Wise Summary '+ Current year 2019-20 Industry-wise summary can be generated of the Public Debt Issues DATA database. Current Issues Issuer’s History Provides key information on Public Debt Issues for which opening date has Provides details of all past Public Debt Issues of any specified company, been announced or which are currently open for subscription. along with address. Debenture Trustees Advanced Database Search Provides information and allows search on trustee for any issue or all issues Advanced level search can be done of the Public Debt Issues database on handled by a given trustee. any one or a combination of the following 32 parameters: 1. ISIN Issue Response 2. Period Provides information on basis of allotment, key response data and allows 3. Issuer search on times subscribed, number of applicants, etc. of the Public Debt Issues database. 4. Issuer Type 5. Industry City-Wise Response 6. Issuer State Provides information and allows search on citywise response & statewise 7. Allotment Date response of the Public Debt Issues database. Results can be obtained for a 8. Listing Date specific issue or for a combination of issues/cities. 30

THE PRIMARY MARKET MONITOR Solicitors (w.e.f.1.4.1999) LEAGUE TABLES Printers League Tables can be generated to suit your own requirement by choosing Advertising Agencies desired parameters (similar to parameters in the Advanced Database Collecting Bankers (On Collection Amount/ issue amount/ Search). League Tables are available for the following intermediaries: Performance Statement) Stock Exchanges Investment Bankers Debenture Trustees Brokers (Issuewise Brokers/ Performance Statements also available) Credit Rating Agencies Registrars

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)@

Price covers issues of Price per each of 3 back Price per each of 27 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (1989-90 to 2015-16)* II-A : DATA Current Issues 1,000 - - Advanced Database Search 6,000 3,500 1,500 Company Specific Search# 3,500 3,000 2,000 Industry-Wise Summary 1,000 1,000 1,000 Issuer’s History 1,000 1,000 1,000 Debenture Trustees 1,800 1,500 1,000 Issue Response 3,500 2,500 1,500 City-Wise Response 6,000 4,000 1,500 Total II-A 23,800 16,500 9,500 All under II-A together 8,500 6,500 3,000

II-B : LEAGUE TABLES Investment Bankers 12,000 9,000 6,000 Brokers 9,000 6,500 3,500 Registrars 3,000 2,500 2,000 Solicitors (w.e.f.1.4.1999) 2,000 1,500 1,500 Printers 2,500 2,000 1,500 Advertising Agencies 2,500 2,000 1,500 Collecting Bankers-by No.of Issues/Issue Amount/ Collection Amount/ Issuewise Collection Chart 3,500 3,000 2,500 Stock Exchanges 1,500 1,500 1,500 Debenture Trustees 3,500 2,500 1,500 Credit Rating Agencies 9,000 6,500 3,500 Total II-B 48,500 37,000 25,000 All under II-B together 19,000 13,000 9,000

Grand Total (II-A and II-B) 72,300 53,500 34,500 ALL UNDER II-A AND II-B TOGETHER 24,500 18,000 10,500 * 30 years cover 290 issues for Rs.2,70,878 crore (as on 31.01.2019). @FREE WITH PUBLIC ISSUES (IPOs, FPOs & OFS(SE)) SUBSCRIPTION # Includes Key Financial Data (w.e.f.1.4.2007) and Address of Issuers 30

THE PRIMARY MARKET MONITOR

III : RIGHTS ISSUES

SERVICE DESCRIPTION

7. Issuer Type (Private/Joint/PSU/Assisted) DATABASE COVERAGE: 1990-91 to 2019-20 (30 years) 8. Stock Exchange Listing Year Amount (Rs.crore) No. of Issues 9. Offer Price 1990-91 2,251 208 10. Application Amount (%) 1991-92 3,851 316 11. Lead Managers 1992-93 12,630 488 12. Issue expenses as % of issue amount 1993-94 9,306 384 You have the option of selecting Order of Result 1994-95 6,793 351 (Chronological/Alphabetical/Issue Amount). 1995-96 6,520 291 Company Specific Search (w.e.f.1.4.2001) 1996-97 2,724 131 Company specific search can be done of the Rights Issues database for a 1997-98 1,703 49 specific company or for all or selected companies in a selected period, for 1998-99 568 26 following details: 1999-00 1,560 28 1. Name of Promoters 2000-01 729 27 2. Board of Directors 2001-02 1,041 13 3. Promoters Contribution & Lock-in 2002-03 431 12 4. Fund Requirements 5. Shareholding Pattern (Pre & Post Issue %) 2003-04 1,006 22 6. Pre-Pricing 2004-05 3,616 26 7. Issue Expenses 2005-06 4,126 36 2006-07 3,704 38 As a part of this, you will also get Key Personnel and Addresses. 2007-08 32,519 30 Industry-Wise Summary 2008-09 12,622 23 Industry-wise summary can be generated of the Rights Issues database on 2009-10 8,321 29 any one or a combination of the following 2 parameters 2010-11 9,594 24 1. Period 2011-12 2,375 16 2. Instrument (Equity/Convertibles/Debt) 2012-13 8,945 16 Price History (w.e.f. 1.4.2001) 2013-14 4,573 13 Provides information on market price movements between the Record 2014-15 6,718 14 date and issue closing date. 2015-16 9,239 12 Top 25 Issuers 2016-17 3,336 12 Provides information on top 25 issuers of each year. 2017-18 21,397 20 2018-19 (as on 31/01/19) 1,974 7 Issuer’s History Total 1,84,170 2,662 Provides details of all past Rights Issues of a specified company, along with address. '+ Current year 2019-20 Reports DATA Monthly and Annual Reports covering Executive Summary, Detailed Data Current Issues Statements and League Tables. Provides key information on Rights Issues for which the opening date has Issue Response (w.e.f. 1.4.2000) been announced. Provides information on basis of allotment and allows search on times Issue Search & Prospectus Centre subscribed, number of applicants, etc. of Rights Issues database. Allows basic level search of the Rights Issues database (also allows ordering of offer documents). LEAGUE TABLES League Tables can be generated to suit your own requirement by choosing Advanced Database Search desired parameters. League Tables are available for the following Advanced level search can be done of the Rights Issues database on any intermediaries: one or a combination of the following 12 parameters: Investment Bankers 1. Period Registrars 2. Issuer Printers 3. Instrument (Equity/ FCD/ Bonds/ CD/ Pref.Shares/ SPN) Advertising Agencies 4. Issue Amount Stock Exchanges 5. Industry Debenture Trustees (& Data) (Also allows you to find the trustee for 6. Product any issue or all issues handled by a given trustee.)

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)

Price covers issues of Price per each of 3 back Price per each of 26 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (1990-91 to 2015-16)* III-A : DATA Current Issues 1,500 - - Issue Search & Prospectus Centre 1,000 1,000 1,000 Advanced Database Search 7,500 6,000 4,500 Company Specific Search (w.e.f.1.4.2001)# 5,000 4,500 3,500 Industry-Wise Summary 2,500 2,000 1,500 Price History (w.e.f. 1.4.2001) 3,500 3,000 2,500 Top 25 Issuers /Issuer’s History 2,500 2,500 2,000 Issue Response (w.e.f.1.4.2000) 5,000 4,500 3,500 Total III-A 28,500 23,500 18,500 All under III-A together 10,000 8,000 6,000

You have the option of selecting Order of Result (Chronological/Alphabetical/Issue Amount).

Company Specific Search Allows search of the Public Debt Issues database for a specific company or for all or selected companies in a selected period for following details : - Names of Promoters - Board of Directors - Fund Requirements - Shareholding Pattern (%) - Issue Expenses

As a part of this, you will also get Key Financial Details (Means of Financing, Key Financial Indicators of last 5 years etc.) and Key Personnel and Addresses.

Issuer’s History Provides details of all past Public Debt Issues of any specified company, along with address. Debenture Trustees Provides information and allows search on trustee for any issue or all issues handled by a given trustee.

ISIN Issue Response Period Provides information on basis of allotment, key response data and allows Issuer search on times subscribed, number of applicants, etc. of the Public Debt Issues database. Issuer Type Industry City-Wise Response Issuer State Provides information and allows search on citywise response & statewise Allotment Date response of the Public Debt Issues database. Results can be obtained for a Listing Date specific issue or for a combination of issues/cities.

30

THE PRIMARY MARKET MONITOR

Price covers issues of Price per each of 3 back Price per each of 26 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (1990-91 to 2015-16)* III-B : LEAGUE TABLES Investment Bankers 11,000 8,500 6,000 Registrars 2,000 2,000 2,000 Printers 1,500 1,500 1,500 Advertising Agencies 1,500 1,500 1,500 Stock Exchanges 1,000 1,000 1,000 Debenture Trustees(&Data) 2,500 2,500 2,500 Total III-B 19,500 17,000 14,500 All under III-B together 12,000 9,000 8,000

Grand Total (III-A and III-B) 48,000 40,500 33,000 ALL UNDER III-A AND III-B TOGETHER 19,500 14,500 10,500 * 29 years cover 2,662 issues for Rs.1,84,170 crore (as on 31.01.2019). # Includes Addresses of Issuers (w.e.f.1.4.1990)

IV : INVESTMENT TRUSTS (InvITs / ReITs)

SERVICE DESCRIPTION

DATABASE COVERAGE: 2017-18 to 2019-20 (3 years) 4. Fund Requirements 5. Selling Shareholders Year Amount (Rs.crore) No. of Issues 6. Issue Expenses

2017-18 7,283 2 As a part of this, you will also get Key Personnel and Addresses. 2018-19 (as on 31/01/19) 3,145 1 Total 10,428 3 Price/ Volume Data Tracking (BSE & NSE) Provides daily price and volume data of all InvITs / ReITs since their respective '+ Current year 2019-20 date of listing at BSE and NSE. DATA Listing and Current Market Price Provides listing date prices (open, high, low and close), current market Current Issues price and market price after 1 week, 1 month, 3 months, 6 months and 12 Provides key information on InvITs / ReITs for which opening date has been months since their respective dates of listing at BSE and NSE. announced or which are currently open for subscription Industry-Wise Summary Industry-wise summary can be generated of the InvITs / ReITs database Issue Search & Prospectus Centre Allows basic level search of the InvITs / ReITs database (also allows ordering Top 25 Issuers of prospectus). Provides information on top 25 issuers of each year.

Advanced Database Search Issuer’s History Advanced level search can be done of the InvITs / ReITs database on any Provides details of all past InvITs / ReITs of any specified company, along with address. one or a combination of the following 13 parameters:

1. Period Issue Response Provides information on basis of allotment, key response data, final 2. Issuer demand of bookbuilding issues, category-wise break-up of QIB allotments Type of Sale (Fresh Capital/Offers for Sale) 3. and allows search on times subscribed, number of applicants etc. Issue Amount 4. of the InvITs / ReITs database. 5. Industry 6. Product City-Wise Response 7. Issuer Type (Private/Joint/PSU/Assisted) Provides information and allows search on citywise response & statewise 8. Stock Exchange Listing response of the InvITs / ReITs database. Results can be obtained for a specific 9. Primary Stock Exchange issue or for a combination of issues/cities. 10. Underwritten (Y/N) 11. Offer Price LEAGUE TABLES 12. Lead Managers League Tables can be generated to suit your own requirement by choosing 13. Issue Expenses as % of Issue Amount desired parameters (similar to parameters in the Advanced Database Search). League Tables are available for the following intermediaries: You have the option of selecting Order of Result (Chronological/Alphabetical/Issue Amount). Investment Bankers Anchor Investors Syndicate Members Brokers (Issue-wise Brokers/ Performance Statements are also Provides information on allocations made to Anchor Investors in InvITs / available) ReITs. Details can be obtained for a specific issue and League Tables of Anchor Investors can be generated. Registrars Solicitors Company Specific Search Printers Allows search of the InvITs / ReITs database for a specific company or for all Advertising Agencies or selected companies in a selected period for following details: Collecting Bankers (On Collection Amount/ Issue Amount/ 1. SPVs Performance Statement) 2. Sponsors Underwriters 3. Board of Directors of Trustee Stock Exchanges 30

THE PRIMARY MARKET MONITOR

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)@ Price covers issues of Price per each of 2 back years only April 2019-March 2020 (2017-18 to 2018-19)* IV : DATA Current Issues 1,500 - Issue Search & Prospectus Centre 1,500 1,000 Advanced Database Search 4,500 3,000 Anchor Investors 3,000 2,000 Company Specific Search # 6,000 4,500 Price/Volume Data Tracking (BSE & NSE) 3,000 2,500 Listing and Current Market Price 2,500 2,000 Industry-Wise Summary 2,500 1,500 Top 25 Issuers /Issuer’s History 1,500 1,000 Issue Response 3,000 2,500 City-Wise Response 4,500 3,500 Total IV-A 33,500 23,500 All under IV-A together 12,500 7,500

IV-B : LEAGUE TABLES Investment Bankers 9,000 7,000 Syndicate Members 5,000 3,500 Brokers 6,000 4,000 Registrars 3,000 2,000 Solicitors 4,500 3,500 Printers 3,000 3,000 Advertising Agencies 3,000 2,000 Collecting Bankers by No.of Issues/Issue Amount/ Collection Amtount/ Issuewise Collection Chart 5,000 3,000 Underwriters 2,500 2,000 Stock Exchanges 2,500 2,000 Total IV-B 43,500 32,000 All under IV-B together 21,000 11,000

Grand Total (IV-A and IV-B) 77,000 55,500 ALL UNDER IV-A AND IV-B TOGETHER 31,000 16,500 * 2 years cover 3 issues for Rs.10,428 crore (as on 31.01.2019). @FREE WITH PUBLIC ISSUES (IPOs, FPOs & OFS(SE)) SUBSCRIPTION

30

THE PRIMARY MARKET MONITOR V : DEBT PRIVATE PLACEMENTS (TENOR AND PUT/CALL OPTION OF ABOVE 365 DAYS)

SERVICE DESCRIPTION

DATABASE COVERAGE: 1995-96 to 2019-20 (25 years) 18. Call Option 19. Put Option Year Amount (Rs.crore) No. of Issues 20. Guaranteed By 21. Credit Rating 1995-96 10,035 72 22. Locked-in 1996-97 18,391 192 23. Buyback Option 1997-98 30,983 250 24. Transferable 1998-99 38,643 443 25. Liquidation Status 1999-00 55,073 711 26. BASEL Compliant 27. Seniority 2000-01 52,456 603 28. Arrangers 2001-02 45,427 557 29. Stock Exchange Listing 2002-03 48,424 485 30. Record Date - Day Convention 2003-04 48,428 364 31. Interest Payment Date(s) 2004-05 55,409 321 32. Interest Payment - Day Convention 2005-06 81,847 366 33. Put Notification Period 34. Call Notification Period 2006-07 93,891 506 35. Redemption 2007-08 1,15,423 612 36. Redemption Payment - Day Convention 2008-09 1,74,342 800 37. Redemption Premium 2009-10 1,89,930 813 38. Benefit Under Section 2010-11 2,02,590 862 39. Cash Flow 40. EBP 2011-12 2,59,229 1,430 41. Product/Service/Activity 2012-13 3,52,759 1,888 42. Use of Proceeds 2013-14 2,87,893 1,683 43. Registrar 2014-15 4,65,998 2,221 44. Trustee 2015-16 4,93,911 2,682 Also data on Securitiesed instruments with ISINs. 2016-17 7,04,955 2,835 You have the option of selecting Order of Result (Chronological 2017-18 6,55,751 2,436 Alphabetical/Issue Amount). 2018-19 (as on 31/01/19) 4,28,798 1,921 Total 49,10,340 25,053 Industry-Wise Summary '+ Current year 2019-20 Industry-wise summary can be generated of the Debt Private Placements database. DATA Current Issues Top 25 Issuers Provides key information on Debt Private Placements for which the opening Provides information on top 25 issuers of each year. date has been announced or are currently open for subscription. Issuer’s History Advanced Database Search Provides details of all past Debt Private Placements made by a specified Advanced level search can be done of the Debt Private Placements company, along with address. database on any one or a combination of the following 44 parameters: Debenture Trustees ISIN 1. Provides information and allows search on trustee for any issue or all issues Period 2. handled by a given trustee. 3. Issuer 4. Issuer Type Reports Industry 5. Quarterly and Annual Report covering Executive Summary, Detailed Data Issuer State 6. Statements and League Tables. 7. Allotment Date 8. Listing Date 9. Pricing Method LEAGUE TABLES League Tables can be generated to suit your own requirement by 10. Instrument choosing desired parameters. League Tables are available for the 11. Tenor 12. Due for Maturity following intermediaries: 13. Coupon Rate (%) Arrangers 14. Secured Registrars 15. Interest Payment Frequency Stock Exchanges 16. Compounding Frequency Debenture Trustees 17. Issue Amount Credit Rating Agencies

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)

Price covers issues of Price per each of 3 back Price per each of 21 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (1995-96 to 2015-16)* V-A : DATA Current Issues 3,500 - - Advanced Database Search 27,500 22,000 16,500 Industry-Wise Summary 5,500 4,000 2,000 Top 25 Issuers / Issuer’s History 4,500 3,500 3,000 Debenture Trustees 5,500 4,000 2,500 Total V-A 46,500 33,500 24,000 All under V-A together 31,000 17,000 12,500

30

THE PRIMARY MARKET MONITOR

Price covers issues of Price per each of 3 back Price per each of 21 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (1995-96 to 2015-16)* V-B : LEAGUE TABLES Arrangers 49,500 39,500 30,000 Registrars 6,500 5,500 4,500 Stock Exchanges 4,500 3,500 2,000 Debenture Trustees 22,000 16,500 11,000 Credit Rating Agencies 27,500 22,000 16,500 Total V-B 1,10,000 87,000 64,000 All under V-B together 61,000 38,000 27,500

Grand Total (V-A and V-B) 1,56,500 1,20,500 88,000 ALL UNDER V-A AND V-B TOGETHER 81,500 37,500 27,500 * 24 years cover 25,053 issues for Rs.49,10,340 crore (as on 31.01.2019).

VI : DEBT PRIVATE PLACEMENTS (TENOR OR PUT/CALL OPTION OF ONLY 365 DAYS & LESS)

SERVICE DESCRIPTION

DATABASE COVERAGE: 2000-01 to 2019-20 (20 years) LEAGUE TABLES Year Amount (Rs.crore) No. of Issues League Tables can be generated to suit your own requirement by choosing 2000-01 9,993 284 Arrangers 2001-02 13,707 495 2002-03 21,730 649 2003-04 11,354 509 2004-05 11,517 323 2005-06 13,009 507 2006-07 34,435 805 2007-08 62,387 821 2008-09 1,88,100 2,833 2009-10 1,26,386 2,141 2010-11 40,777 930 2011-12 6,449 34 2012-13 9,661 72 2013-14 7,737 62 2014-15 16,922 77 2015-16 12,675 68 2016-17 20,498 150 2017-18 21,115 117 2018-19 (as on 31/01/19) 20,991 106 Total 6,49,443 10,983

'+ Current year 2019-20

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)

Price covers issues of Price per each of 3 back Price per each of 16 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (2000-01 to 2015-16)* VI : LEAGUE TABLES Arrangers 38,500 30,500 22,000 Total VI 38,500 30,500 22,000 * 19 years cover 10,983 issues for Rs.6,49,443 crore (as on 31.01.2019). 30

THE PRIMARY MARKET MONITOR

VII : COMMERCIAL PAPER

SERVICE DESCRIPTION

DATABASE COVERAGE: 2003-04 to 2019-20 (17 years) 1. Period 2. Issuer Year Amount (Rs.crore) No. of Issues 3. Maturity Date 4. No. of Days left at Time of Purchase 2003-04 8,744 418 5. YTM (%) 2004-05 10,270 374 6. Face Value 2005-06 8,337 333 7. Industry 2006-07 13,095 473 8. Issuer Type (FIs & Banks/ SFI/ PSU/ SLU/ Private Sector) 2007-08 37,260 852 9. Arrangers 2008-09 51,666 1,013 10. Credit Rating 2009-10 98,673 1,431 Also data on Commercial paper with ISINs. 2010-11 1,81,639 2,842 2011-12 2,93,627 4,465 You have the option of selecting Order of Result 2012-13 4,11,816 5,341 (Chronological/Alphabetical/ Issue Amount). 2013-14 4,17,729 4,546 Issuer’s History 2014-15 5,89,412 4,976 Provides details of all past Commercial Paper deals by a specified company. 2015-16 8,59,367 6,135 2016-17 10,60,409 6,688 LEAGUE TABLES 2017-18 12,55,488 6,818 League Tables can be generated to suit your own requirement by choosing 2018-19 (as on 31/01/19) 10,90,751 5,096 desired parameters. League Tables are available for the following Total 63,88,283 51,801 intermediaries: + Current year 2019-20 Arrangers Issuing & Paying Agents DATA Investors Advanced Database Search Advanced level search can be done of the Commercial Paper database on any one or a combination of the following 10 parameters:

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)

Price covers issues of Price per each of 3 back Price per each of 13 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (2003-04 to 2015-16)* VII-A : DATA Advanced Database Search 20,000 11,500 2,500 Issuer’s History 3,500 2,000 1,000 Total VII-A 23,500 13,500 3,500 All under VII-A together 19,000 10,500 2,500

VII-B : LEAGUE TABLES Arrangers 33,000 23,000 12,000 Issuing & Paying Agents (w.e.f.1.1.2009) 18,500 12,500 6,500 Investors (w.e.f.1.4.2018) 33,000 23,000 - Total VII-B 84,500 58,500 18,500 All under VII-B together 33,000 23,000 12,000

Grand Total (VII-A and VII-B) 1,08,000 72,000 22,000 ALL UNDER VII-A AND VII-B TOGETHER 49,000 31,000 13,000 * 16 years cover 51,801 issues for Rs.63,88,283 crore (as on 31.01.2019).

VIII : CERTIFICATE OF DEPOSIT

SERVICE DESCRIPTION

DATA 2. Date of Maturity Advanced Database Search 3. Issuer Advanced level search can be done of the Certicate of Deposit database on 4. Credit Rating any one or a combination of the following 4 parameters: You have the option of selecting Order of Result 1. ISIN (Chronological/Alphabetical).

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)@

Price covers issues of Price per each of 3 back Price per each of 5 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (2011-12 to 2015-16)* VIII : DATA Advanced Database Search 5,000 4,000 3,000 ALL UNDER VIII TOGETHER 5,000 4,000 3,000 * 8 years cover 3,511 issues (as on 31.01.2019). @FREE WITH DEBT PRIVATE PLACEMENTS SUBSCRIPTION 30

THE PRIMARY MARKET MONITOR

IX : QUALIFIED INSTITUTIONAL PLACEMENTS (QIPs)

SERVICE DESCRIPTION

DATABASE COVERAGE: 2006-07 to 2019-20 (14 years) 8. Issuer Type (Private/Joint/PSU/Assisted) 9. Stock Exchange Listing Year Amount (Rs.crore) No. of Issues 10. Post Issue Capital 2006-07 4,963 25 11. Lead Managers 2007-08 25,770 38 You have the option of selecting Order of Result (Chronological 2008-09 189 2 Alphabetical/Issue Amount). 2009-10 41,968 67 2010-11 24,550 47 Industry-Wise Summary 2011-12 1,713 11 Industry-wise summary can be generated of the Qualified Institutional 2012-13 10,818 14 Placements database on any one or a combination of the following 2 parameters: 2013-14 9,402 6 1. Period 2014-15 28,429 44 2. Instrument (Equity/Convertibles/Debt) 2015-16 19,358 20 2016-17 13,671 22 Price Movements 2017-18 62,520 52 Provides market price movements graphs of all QIPs starting two months 2018-19 (as on 31/01/19) 6,107 10 prior to the Board resolution date till one month after the closing date. Total 2,49,458 358 Issue Response '+ Current year 2019-20 Provides information on key response data of the QIP Issues database. DATA Advanced Database Search LEAGUE TABLES Advanced level search can be done of the Qualified Institutional League Tables can be generated to suit your own requirement by choosing Placements database on any one or a combination of the following 11 desired parameters. League Tables are available for the following parameters: intermediaries: Investment Bankers 1. Period Registrars 2. Issuer Solicitors 3. Issue Type (QIPs / PSU Disinvestments thru Auctions) Printers 4. Instrument (Equity/FCD/NCD/ PCD/Pref./SPN) 5. Issue Amount 6. Industry 7. Product

SUBSCRIPTION FEE (In Rs.) (Add 18% GST) Price covers issues of Price per each of 3 back Price per each of 10 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (2006-07 to 2015-16)* IX-A : DATA Advanced Database Search & Issue Response 20,500 16,500 12,000 Industry-Wise Summary 2,500 2,000 1,500 Price Movements 8,500 7,500 6,000 Total IX-A 31,500 26,000 19,500 All under IX-A together 22,000 17,000 13,000

IX-B : LEAGUE TABLES Investment Bankers 21,000 15,500 10,000 Registrars 2,500 2,500 2,500 Solicitors 12,000 10,500 9,000 Printers 2,500 2,500 2,500 Total IX-B 38,000 31,000 24,000 All under IX-B together 23,000 15,500 12,000

Grand Total (IX-A and IX-B) 69,500 57,000 43,500 ALL UNDER IX-A AND IX-B TOGETHER 36,500 26,000 20,000 * 13 years cover 358 issues for Rs.2,49,458 crore (as on 31.01.2019). 30

THE PRIMARY MARKET MONITOR

X : INSTITUTIONAL PLACEMENT PROGRAMMES (IPPs)

SERVICE DESCRIPTION

DATABASE COVERAGE: 2011-12 to 2019-20 (9 years) Dilution of Promoter’s Holding (w.e.f. 1.4.2011) Provides information of companies in which promoters have diluted their Year Amount (Rs.crore) No. of Issues holding through FPOs / Institutional Placement Programme (IPP) / Offers for Sale of Shares by Promoters through Stock Exchange mechanism / 2011-12 471 1 Rights / Bonus. 2012-13 734 2 2013-14 4,459 11 Industry-Wise Summary 2014-15 418 1 Industry-wise summary can be generated of the issues under Institutional 2015-16 0 0 Placement Programme on either or both of the following 2 parameters: 1. Period 2016-17 0 0 2. Instrument (Equity/Convertibles/Debt) 2017-18 4,668 2 2018-19 (as on 31/01/19) 0 0 Price Movements Total 10,751 17 Provides market price movement graphs of all issues under Institutional + Current year 2019-20 Placement Programme starting two months prior to the Board resolution date till one month after the closing date. DATA Price Bands Advanced Database Search Provides information on price bands, revisions and final offer price of issues Advanced level search can be done of the issues under Institutional under Institutional Placement Programme. Placement Programme database on any one or a combination of the following 11 parameters: Issue Response 1. Period Provides key issue response data of the issues under Institutional 2. Issuer Placement Programme. 3. Pricing method (Bookbuilding / Fixed Price) 4. Instrument (Equity/FCD/NCD/ PCD/Pref. etc.) 5. Issue Amount LEAGUE TABLES 6. Industry League Tables can be generated to suit your own requirement by choosing 7. Product desired parameters. League Tables are available for the following intermediaries: 8. Issuer Type(Private/PSU/Joint/Assisted) 9. Stock Exchange Listing Investment Bankers 10. Post Issue Capital Registrars 11. Lead Managers Solicitors Printers You have the option of selecting Order of Result (Chronological Alphabetical/Issue Amount). PSU Offerings Provides complete information on PSU offerings through IPPs.

SUBSCRIPTION FEE (In Rs.) (Add 18% GST) Price covers issues of Price per each of 3 back Price per each of 5 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (2011-12 to 2015-16)* X-A : DATA Advanced Database Search & Issue Response 3,000 2,500 2,000 PSU Offerings 1,500 1,500 1,500 Industry-Wise Summary 1,500 1,500 1,500 Price Movements 1,500 1,500 1,500 Price Bands 1,500 1,500 1,500 Total X-A 9,000 8,500 8,000 All under X-A together 4,500 4,000 3,500

X-B : LEAGUE TABLES Investment Bankers 6,500 5,000 3,500 Registrars 1,500 1,500 1,500 Solicitors 2,000 1,500 1,500 Printers 1,500 1,500 1,500 Total X-B 11,500 9,500 8,000 All under X-B together 6,500 4,500 3,500

Grand Total (X-A and X-B) 20,500 18,000 16,000 ALL UNDER X-A AND X-B TOGETHER 10,500 7,000 6,000 * 8 years cover 17 issues for Rs.10,751 crore (as on 31.01.2019). Includes Dilution of Promoter's Holding (w.e.f.1.4.2011) 30

THE PRIMARY MARKET MONITOR

XI : OVERSEAS CAPITAL MARKET OFFERINGS (GDRs/ADRs/FCCBs/ Bonds)

SERVICE DESCRIPTION

DATABASE COVERAGE: 1992-93 to 2019-20 (28 years) DATA Issue Search & Prospectus Centre Year Amount (Rs.crore) No. of Issues Allows basic level search of the Overseas Issues database (also allows 1992-93 690 2 ordering of prospectus). 1993-94 7,889 27 Advanced Database Search 1994-95 7,608 34 Advanced level search can be done of the Overseas Capital Market 1995-96 5,339 14 Offerings database on any one or a combination of the following 10 1996-97 10,993 25 parameters: 1997-98 8,634 19 1. Period 1998-99 1,138 3 2. Issuer 1999-00 6,024 10 3. Issue Type (Initial offer / Secondary offer) 2000-01 1,684 5 4. Instrument Type (Equity/Convertible Bonds/Plain Bonds/Masala 2001-02 2,384 5 Bonds/Green Bonds) 5. Instrument (ADR/ADS/BOND/CB/EDR/FRN/GDR/GDS/SDS) 2002-03 1,079 7 6. Issue Amount 2003-04 7,045 18 7. Industry 2004-05 25,973 50 8. Issuer Type (Private/Joint/PSU/Assisted) 2005-06 48,292 133 9. Stock Exchange Listing 2006-07 64,415 108 10. Lead Managers 2007-08 74,149 99 2008-09 1,412 14 You have the option of selecting Order of Result (Chronological/Alphabetical/Issue Amount). 2009-10 45,299 53 2010-11 48,700 60 Overseas Offerings List 2011-12 18,429 27 Provides a cumulative list of all past Overseas Offerings. 2012-13 77,056 45 2013-14 52,716 25 2014-15 1,16,791 39 LEAGUE TABLES League Tables can be generated to suit your own requirement by choosing 2015-16 45,783 15 desired parameters. League Tables are available for the following 2016-17 70,189 38 intermediaries: 2017-18 72,407 32 Lead Managers 2018-19 (as on 31/01/19) 40,865 10 Total 8,62,984 917 + Current year 2019-20

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)

Price covers issues of Price per each of 3 back Price per each of 24 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (1992-93 to 2015-16)* XI-A : DATA Issue Search & Prospectus Centre 2,000 2,000 2,000 Advanced Database Search 12,000 10,500 9,000 Overseas Offerings List 3,500 - - Total XI-A 17,500 12,500 11,000 All under XI-A together 10,000 9,500 8,500

XI-B : LEAGUE TABLES Lead Managers 12,000 11,000 10,000 Total XI-B 12,000 11,000 10,000 All under XI-B together 12,000 9,500 8,500

Grand Total (XI-A and XI-B) 29,500 23,500 21,000 ALL UNDER XI-A AND XI-B TOGETHER 18,000 16,000 15,500 * 27 years cover 917 issues for Rs.8,62,984 crore (as on 31.01.2019). 30

THE PRIMARY MARKET MONITOR

XII : PREFERENTIAL EQUITY ISSUES (LISTED AT NSE)

SERVICE DESCRIPTION

DATABASE COVERAGE: 2000-01 to 2019-20 (20 years) DATA Year Amount (Rs.crore) No. of Issues Advanced Database Search Advanced level search can be done of the Preferential Equity Issues (listed 2000-01 6,254 50 at NSE) database on any one or a combination of the following 8 2001-02 2,141 35 parameters: 2002-03 1,236 81 1. Issue Type (Preferential Issues/ ESOPs) 2003-04 1,193 63 2. Issuer 2004-05 5,276 105 3. Listing Date 2005-06 6,421 175 4. Issue Amount 5. 2006-07 11,604 207 Issue Price 6. Company 2007-08 24,290 294 7. Issued To 2008-09 40,471 259 8. Stock Exchange Listing 2009-10 15,294 122 2010-11 29,007 284 You have the option of selecting Order of Result (Chronological/ Alphabetical/ Issue Amount). 2011-12 22,803 181 2012-13 41,958 212 2013-14 52,181 185 2014-15 19,452 201 2015-16 48,770 215 2016-17 41,096 215 2017-18 57,065 199 2018-19 (as on 31/01/19) 1,36,029 141 Total (EX-ESOP) 5,62,541 3,224 ESOP 1,05,298 84,856

+ Current year 2019-20

SUBSCRIPTION FEE (In Rs.) (Add 18% GST) Price covers issues of Price per each of 3 back Price per each of 16 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (2000-01 to 2015-16)* XII : DATA Advanced Database Search 10,000 8,500 7,500 ALL UNDER XII TOGETHER 10,000 8,500 7,500 * 19 years cover 3,224 issues (excluding ESOPs) for Rs.5,62,541 crore 84,856 ESOPs for Rs.1,05,298 crore (as on 31.01.2019).

XIII : PREFERENCE SHARES

SERVICE DESCRIPTION

4. Instrument DATA 5. Tenor (Months) Advanced Database Search 6. Due for Maturity Advanced level search can be done of the Preference Shares database on You have the option of selecting Order of Result (Chronological/ any one or a combination of the following 6 parameters: Alphabetical). 1. ISIN 2. Issuer 3. Period

SUBSCRIPTION FEE (In Rs.) (Add 18% GST) Price covers issues of Price per each of 3 back Price per each of 18 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (1998-99 to 2015-16)* XIII : DATA Advanced Database Search 9,000 8,000 7,000 ALL UNDER XIII TOGETHER 9,000 8,000 7,000 * 21 years cover 4,309 issues (as on 31.01.2019). 30

THE PRIMARY MARKET MONITOR

XIV : TAKEOVER OPEN OFFERS

SERVICE DESCRIPTION Advanced Database Search DATABASE COVERAGE: 1997-98 to 2019-20 (23 years) Advanced level search can be done of the Takeover Open Offer database Year Amount (Rs.crore) No. of Issues on any one or a combination of the following 17 parameters: 1. Period 1997-98 591 41 2. Issuer or Target Company 1998-99 1,669 65 3. Offer Amount 1999-00 423 72 4. Acquired Amount 2000-01 1,582 76 5. Acquirer Company Type (Indian/ Foreign) 2001-02 3,439 72 6. Reason of Offer (Consolidation of Holding / Takeover / Substantial Acquisition/ 2002-03 6,116 78 Subsidiary / Substantial Aquisition-Counter Offer / Substantial Aquisition-Hostile) 7. Reason of Offer (Valid only for offers of 2001-02 onwards) (Target Acquired- 2003-04 1,908 66 Main-Domestic / Target Acquired-Main-International / Target Acquired-Counter- 2004-05 4,663 57 Domestic / Target Acquired-Counter-International / Holding Co.Acquired-Main- 2005-06 5,306 103 Domestic / Holding Co.Acquired-Main-International/ Holding Co.Acquired- 2006-07 15,127 91 Counter-Domestic/Holding Co.Acquired-Counter-International / Voluntary-Main- 2007-08 14,875 119 Domestic / Voluntary-Main-International / Voluntary-Counter-Domestic 2008-09 13,844 112 / Voluntary-Counter-International) 2009-10 6,095 75 8. Offer Price 2010-11 18,879 112 9. Delisting Objective (Y/N) 10. Acquirer’s Holding before Offer (%) 2011-12 19,409 75 11. Acquirer’s holding targeted after Offer (%) 2012-13 11,332 86 12. Acquirer’s Holding after Offer completed (%) 2013-14 45,411 75 13. Success (%) 2014-15 17,352 60 14. Industry 2015-16 11,795 73 15. Stock Exchange Listing 2016-17 5,949 57 16. Managers 2017-18 2,595 58 17. Subsequent Offer (2nd/ 3rd/ 4th) 2018-19 (as on 31/01/19) 26,460 62 Total 2,34,820 1,685 You have the option of selecting Order of Result (Chronological/Alphabetical/ Issue Amount). + Current year 2019-20 LEAGUE TABLES DATA League Tables can be generated to suit your own requirement by choosing Current Offers desired parameters. League Tables are available for the following Provides key information on Takeover Open Offers which are currently intermediaries: Investment Bankers open. Escrow Bankers (w.e.f. 1.4.2006) Issue Search & Prospectus Centre Registrars Printers Allows basic level search of the Takeover Open Offers database (also allows Advertising Agencies ordering of offer documents).

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)

Price covers issues of Price per each of 3 back Price per each of 19 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (1997-98 to 2015-16)* XIV-A : DATA Current Offers 4,500 - - Issue Search & Prospectus Centre 2,000 2,000 2,000 Advanced Database Search 14,500 13,500 12,000 Total XIV-A 21,000 15,500 14,000 All under XIV-A together 15,500 10,000 9,000

XIV-B : LEAGUE TABLES Investment Bankers 19,500 18,000 17,000 Escrow Bankers (w.e.f. 1.4.2006) 12,000 11,000 10,000 Registrars 2,500 2,500 2,500 Printers 1,500 1,500 1,500 Advertising Agencies 1,500 1,500 1,500 Total XIV-B 37,000 34,500 32,500 All under XIV-B together 22,000 19,000 15,500

Grand Total (XIV-A and XIV-B) 58,000 50,000 46,500 ALL UNDER XIV-A AND XIV-B TOGETHER 34,000 24,000 21,500 * 22 years cover 1,685 issues for Rs.2,34,820 crore (as on 31.01.2019). 30

THE PRIMARY MARKET MONITOR

XV : DELISTING OFFERS

SERVICE DESCRIPTION

DATABASE COVERAGE: 2003-04 to 2019-20 (17 years) 3. Offer Amount 4. Acquired Amount Year Amount (Rs.crore) No. of Issues 5. Acquirer Company Type (Indian/ Foreign) 2003-04 1,430 3 6. Reason of Offer (Target Acquired-Main-Domestic / Target Acquired-Main- International / Target Acquired-Counter-Domestic / Target Acquired- 2004-05 1,016 15 Counter-International / Holding Co.Acquired-Main-Domestic / Holding 2005-06 1,805 19 Co.Acquired-Main-International/ Holding Co.Acquired-Counter-Domestic/Holding 2006-07 1,082 25 Co.Acquired-Counter-International / Voluntary-Main-Domestic / Voluntary-Main- 2007-08 2,159 23 International / Voluntary-Counter-Domestic / Voluntary-Counter-International) 2008-09 923 25 7. Pricing Method (Fixed Price/ Reverse Bookbuilding) 2009-10 1,476 20 8. Offer Price 2010-11 3,616 12 9. Acquirer’s Holding before Offer (%) 2011-12 5,114 13 10. Target Holding if Offer fully completed (%) 11. Acquirer’s Holding after Offer completed (%) 2012-13 1,079 12 12. Success (%) 2013-14 1,212 15 13. Industry 2014-15 1,115 18 14. Stock Exchange Listing 2015-16 5,479 9 15. Managers 2016-17 376 7 16. Status (Withdrawn as price not acceptable/ Unsuccessful/ Offer closed but status 2017-18 2,487 6 not known/ Sucessful) 2018-19 (as on 31/01/19) 4,795 5 You have the option of selecting Order of Result Total 35,163 227 (Chronological/Alphabetical/ Issue Amount). + Current year 2019-20 Bid Details Provides bid price and quantity (Summary and Graphical representation) of DATA Delisting Offers (through Reverse Book Building process) at BSE. Current Offers Provides key information on Delisting Offers which are currently open. LEAGUE TABLES League Tables can be generated to suit your own requirement by choosing Issue Search & Prospectus Centre desired parameters. League Tables are available for the following Allows basic level search of the Delisting Offers database (also allows intermediaries: ordering of offer documents). Investment Bankers Advanced Database Search Registrars Advanced level search can be done of the Delisting Offer database on any Printers one or a combination of the following 16 parameters: Advertising Agencies 1. Period 2. Issuer

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)

Price covers issues of Price per each of 3 back Price per each of 13 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (2003-04 to 2015-16)* XV-A : DATA Current Offers 2,000 - - Issue Search & Prospectus Centre 1,000 1,000 1,000 Advanced Database Search 6,000 6,000 6,000 Bid Details 2,000 2,000 2,000 Total XV-A 11,000 9,000 9,000 All under XV-A together 7,000 7,000 7,000

XV-B : LEAGUE TABLES Investment Bankers 8,500 8,500 8,500 Registrars 1,500 1,500 1,500 Printers 500 500 500 Advertising Agencies 500 500 500 Total XV-B 11,000 11,000 11,000 All under XV-B together 9,500 9,500 9,500

Grand Total (XV-A and XV-B) 22,000 20,000 20,000 ALL UNDER XV-A AND XV-B TOGETHER 15,500 15,500 15,500 * 16 years cover 227 issues for Rs.35,163 crore (as on 31.01.2019). 30

THE PRIMARY MARKET MONITOR

XVI : BUYBACK OFFERS

SERVICE DESCRIPTION

DATABASE COVERAGE: 1998-99 to 2019-20 (22 years) Advanced Database Search Advanced level search can be done of the Buyback Offers database on any Year Amount (Rs.crore) No. of Issues one or a combination of the following 16 parameters: 1998-99 1 1 1. Period 1999-00 300 12 2. Issuer 3. Offer Amount 2000-01 1,297 14 4. Acquired Amount 2001-02 2,154 27 5. Offerer Company Type (Indian/ Foreign) 2002-03 1,011 31 6. Reason of Offer (Return of Available Cash / Provide Liquidity/ Exit) 2003-04 52 8 7. Method of Offer (Tender / Book Building / Stock Exchange / Odd Lot) 2004-05 3,600 11 8. Offer Price 2005-06 363 10 9. Delisting Objective (Y/N) 2006-07 295 7 10. Promoter’s Holding before Offer(%) 2007-08 2,004 10 11. Promoter’s Holding targetted after Offer(%) 12. Promoter’s Holding after Offer completed(%) 2008-09 4,218 46 13. Success(%) 2009-10 824 20 14. Industry 2010-11 4,295 20 15. Stock Exchange Listing 2011-12 13,765 31 16. Managers 2012-13 1,694 21 You have the option of selecting Order of Result 2013-14 11,380 32 (Chronological/Alphabetical/ Issue Amount). 2014-15 605 10 2015-16 1,834 16 Price Movements 2016-17 34,468 49 Provides market price movement of all Buyback offers listed at BSE and / or 2017-18 53,307 59 NSE. 2018-19 (as on 31/01/19) 38,001 44 LEAGUE TABLES Total 1,75,469 479 League Tables can be generated to suit your own requirement by choosing + Current year 2019-20 desired parameters. League Tables are available for the following Investment Bankers DATA Brokers (in open market offers) Current Offers Registrars Provides key information on Buyback Offers which are currently open. Printers Advertising Agencies Issue Search & Prospectus Centre Allows basic level search of the Buyback Offers database (also allows ordering of offer documents).

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)

Price covers issues of Price per each of 3 back Price per each of 18 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (1998-99 to 2015-16)* XVI-A : DATA Current Offers 4,500 - - Issue Search & Prospectus Centre 2,000 2,000 2,000 Advanced Database Search 12,000 12,000 12,000 Price Movements 5,000 4,500 3,500 Total XVI-A 23,500 18,500 17,500 All under XVI-A together 13,000 9,000 9,000

XVI-B : LEAGUE TABLES Investment Bankers 12,000 12,000 12,000 Brokers 5,000 5,000 5,000 Registrars 2,500 2,500 2,500 Printers 1,500 1,500 1,500 Advertising Agencies 1,500 1,500 1,500 Total XVI-B 22,500 22,500 22,500 All under XVI-B together 14,500 13,000 13,000

Grand Total (XVI-A and XVI-B) 46,000 41,000 40,000 ALL UNDER XVI-A AND XVI-B TOGETHER 24,000 20,000 20,000 * 21 years cover 479 issues for Rs.1,75,469 crore (as on 31.01.2019). 30

THE PRIMARY MARKET MONITOR

XVII : SME ISSUES (IPOs & FPOs)

SERVICE DESCRIPTION

DATABASE COVERAGE: 2011-12 to 2019-20 (9 years) As a part of this, you will also get Pricing Parameters (EPS, P/E, IPE, RNOW & NAV), Key Financial Details (Means of Financing, Key Financial Indicators of Year Amount (Rs.crore) No. of Issues last 5 years etc.) and Key Personnel and Addresses. 2011-12 7 1 Price Bands 2012-13 208 24 Provides information on price bands, revisions and final offer price of each 2013-14 286 37 bookbuilding SME issues. 2014-15 250 38 2015-16 311 50 Graded SME IPO Market Price Movements 2016-17 834 81 Provides market price movement graphs of every graded SME issues since 2017-18 2,225 155 date of listing. 2018-19 (as on 31/01/19) 1,465 92 Total 5,586 478 Price/ Volume Data Tracking (BSE & NSE) '+ Current year 2019-20 Provides daily price and volume data of all SME issues since their respective date of listing at BSE and NSE.

DATA SME IPOs Listing and Current Market Price Current Issues Provides SME IPOs listing date prices (open, high, low and close), current Provides key information on SME issues for which opening date has been market price and market price after 1 week, 1 month, 3 months, 6 months announced or which are currently open for subscription. and 12 months since their respective dates of listing at BSE and NSE.

Issue Search & Prospectus Centre FPOs Price History Allows basic level search of the SME issues database and also allows Provide market price movements of SME FPOs starting two months prior to ordering of prospectus. the opening date and till the closing date.

Advanced Database Search Industry-Wise Summary Advanced level search can be done of the SME issues database on any one Industry-wise summary can be generated of the SME issues database on or a combination of the following 21 parameters: either or both of the following parameters: 1. Period 1. Period 2. Instrument (Equity/Convertibles) 2. Issuer 3. Offer Type (IPOs & FPOs) Top 25 Issuers 4. Type of Sale (Fresh Capital/Offers for Sale) Provides information on top 25 issuers of each year. 5. Pricing Method (Bookbuilding/Fixed Price) 6. Instrument (Equity/FCD/PCD/Pref. /SPN) Issue Response Provides information on basis of allotment, key response data, devolved/ 7. Issue Amount refunded issues, final demand of bookbuilding issues, category-wise break-up 8. Industry of QIB allotments and allows search on times subscribed, number of applicants 9. Product etc. of the SME issues. 10. Issuer Type (Private/Joint/PSU/Assisted) 11. Stock Exchange Listing City-Wise Response 12. IPO Grading Provides information and allows search on city-wise response & state-wise 13. Underwritten (Y/N) response of the SME issues database. Results can be obtained for a specific 14. Appraised (Y/N) issue or for a combination of issues/ cities. 15. Offer Price 16. Application Amount (%) 17. Post Issue Capital LEAGUE TABLES 18. Public Issue as % of Post Issue Capital League Tables can be generated to suit your own requirement by choosing 19. Lead Managers desired parameters (similar to parameters in the Advanced Database 20. Market Makers Search). League Tables are available for the following intermediaries: 21. Issue Expenses as % of Issue Amount Investment Bankers You have the option of selecting Order of Result Syndicate Members (Chronological/Alphabetical/Issue Amount). Market Makers Registrars Anchor Investors Solicitors Provides information on allocations made to Anchor Investors Brokers (Issue-wise Brokers/ Performance Statements are also available). in SME issues. Details can be obtained for a specific issue and Printers League Tables of Anchor Investors can be generated. Advertising Agencies Company Specific Search Collecting Bankers (On Collection Amount/ Issue Amount/ Performance Statement) Allows search of the SME issues database for a specific company or for Underwriters all or selected companies in a selected period for following details : Stock Exchanges - Pre-IPO Placement (w.e.f. 1.4.2016) SME IPO Grading Agencies - Preferential Reservations - Names of Promoters - Board of Directors - Fund Requirements - Promoters Contribution & Lock-in - Shareholding Pattern (Pre & Post Issue %) - Selling Shareholders - Issue Expenses 30

THE PRIMARY MARKET MONITOR

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)@ Price covers issues of Price per each of 3 back Price per each of 5 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (2011-12 to 2015-16)* XVII-A : DATA Current Issues 1,500 - - Issue Search & Prospectus Centre 1,500 1,500 1,500 Advanced Database Search 4,500 3,000 2,000 Anchor Investors 3,000 2,000 1,500 Company Specific Search # 6,000 5,000 4,500 Price Bands 3,000 2,500 2,000 Graded SME IPO Market Price Movements 3,000 3,000 2,500 Price/Volume Data Tracking (BSE & NSE) 3,000 3,000 2,500 SME IPOs Listing and Current Market Price 2,500 2,000 2,000 SME FPOs Price History 1,000 1,000 1,000 Industry-Wise Summary 2,500 2,000 1,500 Top 25 Issuers 1,500 1,500 1,500 Issue Response 3,000 2,500 2,000 City-Wise Response 4,500 3,500 3,000 Total XVII-A 40,500 32,500 27,500 All under XVII-A together 14,500 9,000 6,000

XVII-B : LEAGUE TABLES Investment Bankers 9,000 7,500 6,000 Syndicate Members 5,000 4,000 3,000 Market Makers 3,500 3,000 2,000 Registrars 3,000 2,500 2,000 Solicitors 4,500 3,500 3,000 Brokers 6,000 4,500 3,000 Printers 3,000 3,000 3,000 Advertising Agencies 3,000 2,500 2,000 Collecting Bankers-by No.of Issues/Issue Amount/ Collection Amount/ Issuewise Collection Chart 7,500 5,500 3,500 Underwriters 2,500 2,000 2,000 Stock Exchanges 2,500 2,500 2,500 SME IPO Grading Agencies 2,500 2,500 2,000 Total XVII-B 52,000 43,000 34,000 All under XVII-B together 25,500 13,000 11,000

Grand Total (XVII-A and XVII-B) 92,500 75,500 61,500 ALL UNDER XVII-A AND XVII-B TOGETHER 35,000 20,000 15,500 * 8 years cover 478 issues for Rs.5,586 crore (as on 31.01.2019). @FREE WITH PUBLIC ISSUES (IPOs, FPOs & OFS(SE)) SUBSCRIPTION # Includes Pricing Parameters, Key Financial Data and Address of Issuers

XVIII : SME INSTITUTIONAL TRADING PLATFORM

SERVICE DESCRIPTION

Advanced Database Search DATABASE COVERAGE: 2013-14 to 2019-20 (7 years) Advanced level search can be done of the SME ITP database on any one or Year Amount (Rs.crore) No. of Issues a combination of the following 9 parameters: 1. Period 2013-14 39 3 2. Issuer 2014-15 210 23 3. Issue Amount 2015-16 81 16 4. Industry 2016-17 0 0 5. Product 2017-18 0 0 6. Issuer Type (Private/Joint/PSU/Assisted) 2018-19 (as on 31/01/19) 0 0 7. Stock Exchange Listing 8. Price Total 330 42 9. Investors/Lenders '+ Current year 2019-20 You have the option of selecting Order of Result (Chronological/Alphabetical/Issue Amount). DATA Company Specific Search Forthcoming Listings Allows search of the SME ITP database for a specific company or for all or Provides all forthcoming listings on SME ITP of BSE & NSE. selected companies in a selected period for following details : Issue Search & Prospectus Centre - Names of Promoters Allows basic level search of the SME ITP database and also allows ordering - Board of Directors of Information Memorandum. - Locked-in Shares - Shareholding Pattern 30

THE PRIMARY MARKET MONITOR As a part of this, you will also get Key Financial Details (Key Financial Indicators of last 2 years etc.) and Key Personnel and Addresses. LEAGUE TABLES League Tables can be generated to suit your own requirement by choosing Listing and Current Market Price desired parameters (similar to parameters in the Advanced Database Provides listing date prices (open, high, low and close) and daily current Search). League Tables are available for the following intermediaries: market prices of companies listed on SME ITP since their respective dates of listing at BSE and NSE. Investors/Lenders Registrars Industry-Wise Summary Stock Exchanges Industry-wise summary can be generated of the SME ITP database.

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)@

Price covers issues of Price per each of 3 back Price per each of 3 back years only April 2019-March 2020 years (2016-17 - 2018-19)* (2013-14 to 2015-16)* XVIII-A : DATA Forthcoming Listings 1,500 - - Issue Search & Prospectus Centre 1,500 1,500 1,500 Advanced Database Search 3,000 2,000 1,500 Company Specific Search # 5,000 4,500 4,500 Listing and Current Market Price 1,500 1,000 500 Industry-Wise Summary 1,500 1,500 1,500 Total XVIII-A 14,000 10,500 9,500 All under XVIII-A together 10,000 9,000 7,000

XVIII-B : LEAGUE TABLES Investors/Lenders 6,000 5,500 4,500 Registrars 2,000 1,500 1,500 Stock Exchanges 1,500 1,500 1,500 Total XVIII-B 9,500 8,500 7,500 All under XVIII-B together 8,500 7,000 6,000

Grand Total (XVIII-A and XVIII-B) 23,500 19,000 17,000 ALL UNDER XVIII-A AND XVIII-B TOGETHER 8,000 6,500 5,500 * 6 year cover 42 issues for Rs.330 crore (as on 31.01.2019). @FREE WITH PUBLIC ISSUES (IPOs, FPOs & OFS(SE)) SUBSCRIPTION # Includes Pricing Parameters, Key Financial Data and Address of Issuers

XIX: SME RIGHTS ISSUES

SERVICE DESCRIPTION

DATABASE COVERAGE: 2014-15 to 2019-20 (6 years) 10. Application Amount (%) 11. Lead Managers Year Amount (Rs.crore) No. of Issues 12. Issue expenses as % of issue amount 2014-15 33 3 You have the option of selecting Order of Result 2015-16 0 0 (Chronological/Alphabetical/Issue Amount). 2016-17 88 1 Company Specific Search 2017-18 3 1 Company specific search can be done of the SME Rights Issues database for 2018-19 (as on 31/01/19) 0 0 a specific company or for all or selected companies in a selected period, for Total 124 5 following details: '+ Current year 2019-20 1. Name of Promoters DATA 2. Board of Directors Current Issues 3. Promoters Contribution & Lock-in Provides key information on SME Rights Issues for which the opening date 4. Fund Requirements has been announced. 5. Shareholding Pattern (Pre & Post Issue %) 6. Pre-Pricing Issue Search & Prospectus Centre 7. Issue Expenses Allows basic level search of the SME Rights Issues database (also allows ordering of offer documents). As a part of this, you will also get Key Personnel and Addresses. Advanced Database Search Industry-Wise Summary Advanced level search can be done of the SME Rights Issues database on Industry-wise summary can be generated of the SME Rights Issues any one or a combination of the following 12 parameters: database on any one or a combination of the following 2 parameters: 1. Period 1. Period 2. Issuer 2. Instrument (Equity/Convertibles/Debt) 3. Instrument (Equity/ FCD/ Bonds/ CD/ Pref.Shares/ SPN) 4. Issue Amount Price History 5. Industry Provides information on market price movements between the offer 6. Product document date and issue closing date. 7. Issuer Type (Private/Joint/PSU/Assisted) Top 25 Issuers 8. Stock Exchange Listing Provides information on top 25 issuers of each year. 9. Offer Price 30

Issuer’s History Investment Bankers THE PRIMARY MARKET MONITOR Provides details of all past SME Rights Issues of a specified company, along Registrars with address. Printers Issue Response Advertising Agencies Provides information on basis of allotment and allows search on times Stock Exchanges subscribed, number of applicants etc. of SME Rights Issues database. LEAGUE TABLES League Tables can be generated to suit your own requirement by choosing desired parameters. League Tables are available for the following intermediaries:

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)

Price covers issues of Price per each of 3 back years Price per each of 2 back years only April 2019-March 2020 (2016-17 to 2018-19)* (2014-15 to 2015-16)* XIX-A : DATA Current Issues 1,000 - - Issue Search & Prospectus Centre 1,000 500 500 Advanced Database Search 3,000 2,000 1,000 Company Specific Search # 2,000 1,500 500 Industry-Wise Summary 3,500 2,500 1,500 Price History 2,000 1,500 500 Top 25 Issuers /Issuer’s History 2,000 1,500 500 Issue Response 3,000 2,000 1,000 Total XIX-A 17,500 11,500 5,500 All under XIX-A together 6,000 4,000 1,500

XIX-B : LEAGUE TABLES Investment Bankers 4,500 3,000 1,500 Registrars 1,000 500 500 Printers 2,000 1,500 500 Advertising Agencies 1,000 500 500 Stock Exchanges 1,000 500 500 Total XIX-B 9,500 6,000 3,500 All under XIX-B together 6,000 4,000 2,500

Grand Total (XIX-A and XIX-B) 27,000 17,500 9,000 ALL UNDER XIX-A AND XIX-B TOGETHER 10,000 6,500 3,500 * 5 years cover 5 issues for Rs.124 crore (as on 31.01.2019). # Includes Addresses of Issuers

XX : INDIAN DEPOSITORY RECEIPTS (IDRs)

SERVICE DESCRIPTION

Period DATABASE COVERAGE: 2010-11 to 2019-20 (10 years) 1. 2. Issue Type (Fresh Capital/ Secondary Offer) Year Amount (Rs.crore) No. of Issues 3. Pricing Method (Bookbuilding/Fixed Price) 4. Issue Amount 2010-11 2,487 1 5. Industry 2011-12 0 0 6. Stock Exchanges already Listed 2012-13 0 0 7. Stock Exchanges Listing 2013-14 0 0 8. Offer Price 2014-15 0 0 9. Lead Managers 2015-16 0 0 You have the option of selecting Order of Result 2016-17 0 0 (Chronological/Alphabetical/Issue Amount). 2017-18 0 0 2018-19 (as on 31/01/19) 0 0 Anchor Investors Total 2,487 1 Provides information on allocations made to Anchor Investors in Indian + Current year 2019-20 Depository Receipts. Details can be obtained for a specific issue and League Tables of Anchor Investors can be generated. DATA Current Issues LEAGUE TABLES Provides key information on Indian Depository Receipts for which the League Tables can be generated to suit your own requirement by choosing opening date has been announced or which are currently open for desired parameters. League Tables are available for the following subscription. intermediaries: Investment Bankers Advanced Database Search Registrars Advanced level search can be done of the Indian Depository Receipts Printers database on any one or a combination of the following 9 parameters: Advertising Agencies 30

THE PRIMARY MARKET MONITOR

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)

Price covers issues of Price per each of 3 back Price per each of 6 back only April 2019-March 2020 years (2016-17 to 2018-19)* years (2010-11 to 2015-16)* XX-A : DATA Current Issues 1,500 - - Advanced Database Search 3,500 2,500 1,500 Anchor Investors 2,500 2,500 2,500 Total XX-A 7,500 5,000 4,000 All under XX-A together 6,000 4,500 3,500

XX-B : LEAGUE TABLES Investment Bankers 6,000 5,000 4,000 Registrars 1,500 1,500 1,500 Printers 1,500 1,500 1,500 Advertising Agencies 1,500 1,500 1,500 Total XX-B 10,500 9,500 8,500 All under XX-B together 8,000 6,000 5,000

Grand Total (XX-A and XX-B) 18,000 14,500 12,500 ALL UNDER XX-A AND XX-B TOGETHER 12,000 9,000 6,500 * 9 years cover 1 issue for Rs.2,487 crore (as on 31.01.2019).

COMBINED LEAGUE TABLES (AVAILABLE ONLY TO SUBSCRIBERS OF FULL WEBSITE) XXI : DOMESTIC ISSUANCES COMBINED LEAGUE TABLES (INVESTMENT BANKERS)

SERVICE DESCRIPTION

Equity & Convertibles League Tables can be generated to suit your own requirement by choosing the desired parameters for IPOs, FPOs, SME IPOs, SME FPOs, OFS (SE), InvITs, Rights Issues, SME Rights Issues, Qualified Institutional Placements, Institutional Placement Programme, Block Deals and IDRs together.

Debt League Tables can be generated to suit your own requirement by choosing the desired parameters for Public Issues,Rights Issues,Debt Private Placements, Qualified Institutional Placements, Institutional Placement Programme and IDRs.

XXII : DOMESTIC & OVERSEAS ISSUANCES COMBINED LEAGUE TABLES (INVESTMENT BANKERS)

SERVICE DESCRIPTION

Equity & Convertibles League Tables can be generated to suit your own requirement by choosing the desired parameters for IPOs, FPOs, SME IPOs, SME FPOs, OFS (SE), Inv-ITs, Rights Issues, SME Rights Issues, Qualified Institutional Placements, Institutional Placement Programme, Block Deals, IDRs and Overseas Offerings together.

Debt League Tables can be generated to suit your own requirement by choosing the desired parameters for Public Issues,Rights Issues,Debt Private Placements,Qualified Institutional Placements,Institutional Placement Programme, IDRs and Overseas Offerings.

XXIII : COMBINED LEAGUE TABLES (SOLICITORS)

SERVICE DESCRIPTION

Equity, Convertibles & Debt League Tables can be generated to suit your own requirement by choosing the desired parameters for Public Issues, OFS (SE), InvITs, Qualified Institutional Placements and Institutional Placement Programme. Company Specific Search Allows search of the SME ITP database for a specific company or for all or selected companies in a selected period for following details : - Names of Promoters - Board of Directors - Locked-in Shares - Shareholding Pattern

30

THE PRIMARY MARKET MONITOR COMBINED INDUSTRY - WISE & ISSUER'S HISTORY (AVAILABLE ONLY TO SUBSCRIBERS OF FULL WEBSITE)

XXIV : COMBINED INDUSTRY-WISE SUMMARY

SERVICE DESCRIPTION

Equity, Convertibles & Debt Industry-wise Summary can be generated to suit your own requirement by choosing the desired parameters for Public Issues,OFS (SE), InvITs, Rights Issues,Debt Private Placements,Qualified Institutional Placements, Institutional Placement Programme and IDRs.

XXV : COMBINED ISSUER'S HISTORY

SERVICE DESCRIPTION

Equity, Convertibles & Debt Provides issuer-wise capital raising activity through Public Issues (IPOs, FPOs, OFS(SE), SME IPOs, SME FPOs, Debt Issues) (since 1.4.1989), InvITs, Rights Issues, SME Rights Issues (since 1.4.1990), Qualified Institutional Placements (since 1.4.2006), Institutional Placement Programmes (since 1.4.2011), Indian Depository Receipts (since 1.4.2010), Overseas Capital Market Offerings (since 1.4.1992) (ADRs / ADSs / GDRs / GDSs / FCCBs / Bonds), Debt Private Placements (since 1.4.1995) and Commercial Paper (since 1.4.2003) routes. 30

THE PRIMARY MARKET MONITOR

XXVI : ALERTS

SERVICE DESCRIPTION

ALERTS are intelligence services providing the subscribers with advance leads on forthcoming issues to help them market their services to DEBT-ALERT prospective clients. These are also being used by subscribers to plan Advance information on forthcoming Debt Private Placements and a investments in companies entering the capital market. database of Debt Private Placements in the pipeline. The service provides details of companies (address, phone numbers, promoters, brief project description, issue type & size, investment bankers, Database can be searched on any one or a combination of the following instrument, etc.) proposing to enter the capital market in the near future or 8 parameters: several months later. Instead of waiting to compile the complete data on a 1. Industry 5. City (of Issuer) company, as much information as is available is released so that it remains 2. Issuer Type (FIs & Banks/ SFI/ PSU/ 6. State (of Issuer) timely and can help subscribers initiate work. SLU/Private Sector) 7. Bookbuilding The data is continuously updated for addresses, issue details, appointment 3. Issue Amount 8. Issue Intention Last Announced in of investment bankers, filing with SEBI etc. 4. Instrument (Bonds/NCD) the Year

HOW ADVANCE IS THE INFORMATION QIP-ALERT As an example, of the approximately 40 companies which made public issues Advance information on forthcoming Qualified Institutional Placements in 2018-19, 60% were announced by IPO-ALERT more than 6 months in and a database of Qualified Institutional Placements in the pipeline. advance and 38% more than 12 months in advance. The following table illustrates the extent of advance information provided by IPO-ALERT relating to public issues of 2018-19: Database can be searched on any one or a combination of the following 11 parameters: No.of Days Announced in Advance by ALERT % 1. Industry 7. Zone (of Issuer) Not covered by ALERT - 2. Issuer Type (Private/Joint/PSU/Assisted) 8. Lead Managers 3. Issue Amount 9. Board Resolution date Less than 1 month - 4. Institutional Placement Programmes 10. Draft Offer Document filed 1-2 months - 5. Instrument (Equity/Bonds/NCD) 11. Issue Intention Last Announced in 2-3 months 19 6. City (of Issuer) the Year 3-6 months 21 6-12 months 22 More than 12 months 38 OVERSEAS-ALERT 100 Advance information on forthcoming Overseas Issues and a database of Overseas Issues in the pipeline. IPO-ALERT Advance information on forthcoming Public Issues and a database of Database can be searched on any one or a combination of the following Public Issues including IPOs, FPOs and public debt issues in the pipeline. 7 parameters:

Database can be searched on any one or a combination of the following 1. Industry 5. Issue Type (Initial Offer/ Secondary Offer) 15 parameters: 2. Issuer Type (Private/Joint/PSU/Assisted) 6. Lead Managers 3. Issue Amount (USD mn) 7. Issue Intention Last Announced in 1. 10. Industry Offer Documents approved by SEBI 4. Instrument (ADR/ADS/BONDS/CB/EB/GDR) the Year 2. Issuer Type (Private/Joint/PSU/Assisted) 11. Offer Documents filed with SEBI & 3. Issue Amount awaiting approval 4. Instrument (Equity/ FCD/ NCD/ Bonds) 12. Offer Documents still not filed with 5. City (of Issuer) SEBI TAKEOVER-ALERT 6. Zone (of Issuer) 13. Issue Intention Last Announced in Advance information on forthcoming Takeover Open Offers and a 7. Offers for Sale (Auctions - Stock the Year database of Takeover Open Offers in the pipeline. Exchange) 14. Promoters 8. Bookbuilding 15. Pre-IPO Investors Database can be searched on any one or a combination of the following 9. Lead Managers 7 parameters: You have the option of selecting Order of Result (Alphabetical/ Descending/ by Issue Amount). 1. Industry 5. Acquirer 2. Issue Amount 6. Managers 3. SEBI approved (Y/N) 7. Issue Intention Last Announced in SME-ALERT 4. Reason of Offer the Year Advance information on forthcoming SME Issues (IPOs & FPOs) in the pipeline. Database can be searched on any one or a combination of the following 10 parameters: BUYBACK-ALERT 1. Industry 6. Zone (of Issuer) Advance information on forthcoming Buyback Offers and a database of 2. Issuer Type (Private/Joint/PSU/Assisted) 7. Bookbuilding 3. Issue Amount 8. Lead Managers Buyback Offers in the pipeline. 4. Instrument (Equity/ FCD/ NCD/ Bonds) 9. Issue Intention Last Announced in the Year 5. City (of Issuer) 10. Promoters Database can be searched on any one or a combination of the following You have the option of selecting Order of Result (Alphabetical/ Descending/ 6 parameters: by Issue Amount). 1. Industry 4. Board approved (Y/N) 2. Offer Amount 5. SEBI approved (Y/N) RIGHTS-ALERT 3. Method of Offer (Tender/ Book Building/ 6. Issue Intention Last Announced in Advance information on forthcoming Rights Issues and a database of Stock Exchange/ Odd Lot) the Year Rights Issues in the pipeline. Database can be searched on any one or a combination of the following 12 parameters: INVIT / REIT-ALERT Advance information on forthcoming INVIT / REIT and a database of 1. Industry 9. Offer Documents approved by SEBI INVIT / REIT in the pipeline. 2. Issuer Type (Private/Joint/PSU/Assisted) 10. Offer Documents filed with SEBI & 3. Issue Amount Awaiting approval 4. Instrument (Equity/ FCD/ NCD/ Bonds) 11. Offer Documents still not filed with 5. City (of Issuer) SEBI 6. Zone (of Issuer) 12. Issue Intention Last Announced in 7. SME Rights the Year 8. Lead Managers 30

THE PRIMARY MARKET MONITOR

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)@ IPO-ALERT 18,000 SME-ALERT 5,500 RIGHTS-ALERT 5,000 INVIT/REIT-ALERT 5,500 DEBT-ALERT 12,000 QIP-ALERT 9,000 OVERSEAS-ALERT 7,500 TAKEOVER-ALERT 10,000 BUYBACK-ALERT 10,000 Total XXVI 82,500 All under XXVI together 59,500

XXVII : THE PRIME DIRECTORY

SERVICE DESCRIPTION

Detailed information on primary capital market intermediaries and related 21 STOCK EXCHANGES organisations. 22 QUALIFIED CENTRAL COUNTERPARTIES lists over 30,000 organisations. 23 STOCK EXCHANGE BROKERS & UNDERWRITERS updated addresses, phone/ fax/ telex numbers of hundreds of 24 CURRENCY DERIVATIVES organisations 25 INVESTOR ASSOCIATIONS updated information on key executives 26 FINANCIAL ADVERTISING AGENCIES updated capital market data and performance data of each 27 PR AGENCIES intermediary upto 2018-19. 28 PRINTERS (PRE-ISSUE) 29 AUDITORS A COMPREHENSIVE ADDRESS DIRECTORY 30 SOLICITORS & LEGAL ADVISORS The Directory is divided in 50 different sections. Included for each 31 GOVERNMENT, REGULATORY & OTHER BODIES intermediary are: 32 FOREIGN DEVELOPMENT INSTITUTIONS company name 33 FINANCIAL & INDUSTRIAL DEVELOPMENT INSTITUTIONS 34 MEDIA addresses (both head office and branch offices) - BUSINESS MAGAZINES phone, fax numbers, e-mail - INVESTMENT MAGAZINES names and designations of contact executives - BUSINESS NEWSPAPERS SEBI registration status - INVESTMENT NEWSPAPERS ALSO A PERFORMANCE DIRECTORY - GENERAL DAILIES Importantly, THE PRIME DIRECTORY is not just an address directory. It also - GENERAL MAGAZINES provides for each intermediary easy-to-read performance data, rankings and - BUSINESS TV details of assignments handled over the past 5 years, thereby enabling - GENERAL TV evaluation of the standing of each intermediary in the marketplace (The - NEWS/WIRE AGENCIES performance data has been drawn from PRIME Database). The Directory also - FREELANCERS allows to see for each intermediary his growth and market share. 35 FINANCIAL & INVESTMENT CONSULTANTS 36 NBFCs (RBI APPROVED) A Wealth of Information... 37 PRIMARY DEALERS (RBI APPROVED) in 50 Exhaustive Sections 38 DATABASES & INFORMATION SERVICES 39 EDUCATION,RESEARCH & TRAINING INSTITUTES SECTION SECTION NAME 40 BROKER ASSOCIATIONS 41 PENSION FUND SYSTEM 1 INVESTMENT BANKERS 42 INSURANCE SYSTEM 2 REGISTRARS & SHARE TRANSFER AGENTS 43 COMMODITY TRADING 3 COLLECTING BANKERS 44 COMMODITY BROKERS 4 DEPOSITORY SYSTEM 45 HOUSING FINANCE COMPANIES - DEPOSITORIES 46 ASSET RECONSTRUCTION COMPANIES - CDSL DEPOSITORY PARTICIPANTS 47 PROXY ADVISORY FIRMS - NSDL DEPOSITORY PARTICIPANTS 48 CREDIT INFORMATION BUREAUS - QUALIFIED DEPOSITORY PARTICIPANTS-CDSL/NSDL 49 TECHNOLOGY PROVIDERS 5 KYC REGISTRATION AGENCIES 50 CHAMBERS & ASSOCIATIONS 6 CREDIT RATING AGENCIES 7 DEBENTURE TRUSTEES CUSTODIALSERVICES 8 SEARCH FACILITIES 9 SECURITIES LENDING SCHEMES Powerful search facilities are offered to access the desired information. You 10 FOREIGN PORTFOLIO INVESTORS 11 FOREIGN DEBT FUNDS can see the profile of 12 FOREIGN BROKERS any desired organisation across all categories by just entering either its 13 DESIGNATED DEPOSITORY PARTICIPANTS full name or only the first few letters (e.g. by entering DSP, you will get 14 PRIVATE EQUITY & VENTURE CAPITAL FIRMS access to DSP Merrill Lynch Ltd. in the Investment Bankers Section, DSP Merrill - PRIVATE EQUITY & VENTURE CAPITAL FIRMS Lynch Fund Managers Ltd. in the Mutual Funds Section etc.) or - SERVICE PROVIDERS-CONSULTING &ADVISORY FIRMS a desired organisation in a particular city (e.g. DSP Merrill Lynch Ltd. in New 15 ALTERNATIVE INVESTMENT FUNDS Delhi) or 16 MUTUAL FUNDS & ASSET MNGT.CO all organisations within a category (e.g. all Investment Bankers) or 17 PORTFOLIO MANAGERS all organisations within a category in a particular city (e.g. all Investment 18 INVESTMENT ADVISORS Bankers in ) or 19 RESEARCH ANALYSTS all organisations within a city irrespective of the category(e.g. all 20 COLLECTIVE INVESTMENT SCHEMES organisations in Mumbai).

SUBSCRIPTION FEE (In Rs.) (Add 18% GST) THE PRIME DIRECTORY (WEB VERSION) 12,000 30

THE PRIMARY MARKET MONITOR

ANNUAL REPORTS

SERVICE DESCRIPTION PUBLIC ISSUES - EQUITY & DEBT DEBT PRIVATE PLACEMENTS The data relating to all Public Issues which open between a financial year is The following statements are provided in the Report. aggregated and analysed in the Annual Report (Equity-IPOs, FPOs, SME IPOs, SME FPOs & OFS (SE) & Convertibles separately and Debt Offerings Master Statement separately), which is in 2 parts. A Master Statement of all debt private placements is provided which has the following information for each issue: Name of the Issuer, Issuer Type, Series, PART I: STRUCTURAL ANALYSIS Opening & Closing date, Allotment date, Maturity date, Instrument & An Executive Summary provides an invaluable insight into the Public Issues Coupon Rate, Secured, Face Value, Tenor, Interest Compounding, Put/ Call of the year. The Report includes structural analysis spread over various Options, Credit Rating, Amounts Offered, Mobilised and Retained, statements. It also provides league tables of various intermediaries (based Redemption, Arrangers and Co-arrangers, Trustees and Stock Exchange on no. of issues and amount) like investment bankers, collecting bankers, Listings underwriters, registrars, advertising agencies and printers. Monthwise Listing of Issues Summary and Listings by type of Issuer (FIs/ PSUs/ Pvt.Sector etc.) PART II: RESPONSE ANALYSIS Coupon Rate, Instrument Features and Redemption Details This volume provides response data and analysis of all the Public Issues. This Chronological Listing of Issues Report is in three sections: League Tables a) Response Analysis Arrangers Response data is analysed on several parameters: size of issue, type of Debt with Tenor and Put/Call of above 365 days instrument, industry, state, status of companies etc. Ranking is done on - All Issues various other parameters including times subscribed, number of - Arrangers as Investors applications, total amount collected etc. - SEBI registered Marchant Bankers - Excluding Issues handled for Group Companies b) Geographical Response Pattern - Only rated issues Geographical response pattern of issues offered to Indian Public is - Only AAA rated issues analysed in great detail by providing state-wise, state-wise city-wise - Issues of only AIFI & SFI / Banks and city-wise response data. - All Issuers except DFI - Issues of only PSUs & SLUs c) Performance-based Ranking of Intermediaries - Issues of only PSUs This section deals with performance-based rankings of bankers - Issues of only PSUs & PSU Banks (collections), registrars (applications processed) and brokers - Issues of only SLUs (procurement). Ranking of brokers is done on an all-India basis. - Issues of only Govt.Organisations & DFI - All Issuers except SLFIs & SLUs - Issues of only SLFIs & SLUs RIGHTS ISSUES - Issues of only Private Sector Companies Annual Executive Summary of the year, alongwith the following statements: - Only Bookbuilding Issues Alphabetical Listing of Issues - Only Capital Gain Bonds Monthwise Summary of Issues - Only Infrastructure Bonds Summary of Issues - by Type of Instrument - Only Tax-Free Bonds Listing by Type of Instrument - Only Capital Gains, Infrastructure and Tax-Free Bonds Equity at Nominal Value, Premia Amount & Debt Breakup Issues which had to Extend their Scheduled Closing Dates Debt with Tenor or Put/Call of 365 days & below Industrywise Listing - All Issues Issues above Rs.10 crore Terms of Payment PTC Issues Debenture Conversion/ Redemption Details - All Issues Instrument, Rights Ratio & Credit Rating Issues which also had a Simultaneous Public Issue + several others Annual League Tables of Merchant Bankers, Registrars, Advertising Also list of Issues handled by each Arranger, Co-Arranger, with Tenor or Agencies, Collecting Bankers and Printers as well as Details of Issues Put/Call of 365 days & below and PTC issues is provided. Handled Registrars Debenture Trustees

SUBSCRIPTION FEE (In Rs.) (Add 18% GST)-Price for each year

DATABASE 2014-15 2009-10 2004-05 1999-00 1994-95 1989-90 to to to to to to 2019-20 2013-14 2008-09 2003-04 1998-99 1993-94

PUBLIC ISSUES (EQUITY & DEBT)* 31,000 28,000 25,000 22,000 19,000 16,000 RIGHTS ISSUES (from 1990-91 onwards)* 5,500 5,000 4,500 4,000 3,500 3,000 DEBT PRIVATE PLACEMENTS (from 1995-96 onwards)* 35,000 32,000 29,000 26,000 23,000 - * Includes fee for Monthly & Quarterly Reports

OFFER DOCUMENTS

Price (Rs.) Each

Public Issues (Draft/Final) / SME Issues (Draft/Final) / SME ITP (Draft/Final) / InvITs (Draft/Final) / SME Rights Issues (Draft/Final) / 1,000 Public Debt Issues (Draft/Final) / Rights Issues (Draft/Final) / Qualified Institutional Placements / Institutional Placement Programme / IDRs / Overseas Capital Market Offerings / Takeover Open Offers / Delisting Offers / Buyback Offers 30

THE PRIMARY MARKET MONITOR

ORDER FORM FOR www.primedatabase.com

To Praxis Consulting & Information Services Pvt.Ltd 624,DLF Tower-B,District Centre,Jasola, New Delhi-110025

Dear Sirs, We are pleased to place our order for the following web-based module/s and/or hard copy services for a period of one year (add sheet, if necessary):

Database Period Amount (Rs.) Sl. No. Name of Module (wherever valid)

GST 18% Total

Our cheque/DD no.______dated______for Rs.______drawn on ______in favour of Praxis Consulting & Information Services Pvt.Ltd. is enclosed.

As per the entitlement, the following person/s may be given access to the website (add sheet, if necessary):

Sl. No. Name Designation Email ID

Please mark * in front of the name of the person who would be the Contact Person for this order.

Yours sincerely

Signature Name of Person : Designation : Date :

Name of Organization

Address

PIN

City Website

Phone Fax

Business Activity

SEBI Regn. No., if any