ANNUAL 2017 MEETINGTHE CAPITAL MARKETS CONFERENCE OCTOBER 23–24 | JW MARRIOTT | WASHINGTON, DC
Sponsorship Opportunities ANNUAL MEETING 2017 Sponsorship Opportunities Diana Serri | 212-313-1258 | [email protected]
PLATINUM SPONSORS
GOLD SPONSORS
SILVER SPONSORS
2 ANNUAL MEETING 2017 Sponsorship Opportunities Diana Serri | 212-313-1258 | [email protected]
SIFMA’s Annual Meeting: Where the Capital Markets Meet SIFMA’s marquee event gathers more than 700 senior industry leaders, policymakers, regulators and financial media and affords sponsors unprecedented business development opportunities. Former President Bill Clinton, former New York City Mayor Michael Bloomberg and former Treasury Secretary Henry M. Paulson, Jr. are among the many that have participated. By popular demand, we will return to our nation’s capital this October for candid one-on-one conversations, in-depth breakout sessions and unparalleled networking on the state of our capital markets.
2016 Attendee Demographics .
C-Suite – 14% Managing Director/Senior Executives/Global Head – 39% Vice President/Director – 20% Press – 9% Regulator – 7% General Counsel/Attorney – 2% Other (Academic, Government Official, etc.) – 9%
3 ANNUAL MEETING 2017 Sponsorship Opportunities Diana Serri | 212-313-1258 | [email protected]
2017 SIFMA Annual Meeting Sponsorship Levels and Additional Benefits: 2017 SIFMA Annual Meeting Sponsorship Levels are designed to further enhance your firm’s presence and put you in direct contact with key decision makers before, during and after the Annual Meeting. Sponsorship levels are based on total investment of sponsorship and branding/advertising opportunities are acknowledged for each sponsoring firm throughout the meeting. Tiered opportunities are outlined below.
Diamond Platinum Gold Silver
$50,000 Member Rate $25,000 Member Rate $20,000 Member Rate $15,000 Member Rate $55,000 Non-Member Rate $30,000 Non-Member Rate $25,000 Non-Member Rate $20,000 Non-Member Rate
Includes Six (6) Registrations Includes Three (3) Registrations Includes Two (2) Registrations Includes One (1) Registration Access to Six (6) Hotel Rooms Access to Three (3) Hotel Rooms at Access to Two (2) Hotel Rooms at the Access to One (1) Hotel Room at the pre-negotiated group rate the pre-negotiated group rate pre-negotiated group rate at the pre-negotiated group rate
4 ANNUAL MEETING 2017 Sponsorship Opportunities Diana Serri | 212-313-1258 | [email protected]
SIFMA’s Sponsorship Package offers maximum value with the following benefits:
Pre-SIFMA Annual Meeting Benefits: • Prominent placement of logo and firm profile on the 2017 SIFMA Annual Meeting website • Prominent placement of logo on SIFMA’s dedicated sends, which include email campaigns highlighting dates, program, etc. to more than 10,000 individuals • Marketing via various media partnerships and outlets • Opportunity to link thought leadership to the event website • Preliminary mailing lists of all Annual Meeting participants sent in electronic format, which includes registrants name, title, firm affiliation and mailing address, sent four (4) weeks in advance of the Annual Meeting
Day of SIFMA Annual Meeting Benefits: • Complimentary and/or discounted SIFMA Annual Meeting registration(s) • Access to networking functions • Exhibit Space – Table Display & Two (2) exhibit only personnel badges • Prominent brand recognition during the sponsored function (if applicable), with logo displayed on dedicated signage, that includes both print and digital formats, strategically placed in various outlets that includes registration area, general session slide deck, sponsor recognition video loop, etc. • Dedicated sponsor listing placed within the SIFMA Annual Meeting printed pocket guide and electronic guide, branding company logo, listing contact name and company profile • Company listing and description on the 2017 SIFMA Annual Meeting website
Post-SIFMA Annual Meeting Benefits: • Company listing and firm description on 2017 SIFMA Annual Meeting website • Complete mailing lists of all 2017 SIFMA Annual Meeting attendees in excel format sent at the conclusion of the event • Sponsor recognition on post-event highlights, sent to all registrants via email a few weeks following the event • Listing company name, placement of logo and firm profile on SIFMA Annual Meeting website following the meeting for an additional six (6) months • Acknowledgement of sponsorship, with placement of logo on all post-event marketing & survey email campaigns that include “SIFMA Thank You for Attending” and “Survey” emails • Sponsor recognition on “SIFMA Thank You for Attending” and “Survey” emails
5 ANNUAL MEETING 2017 Sponsorship Opportunities Diana Serri | 212-313-1258 | [email protected]
Platinum Sponsorship Availability
Investment MONDAY, OCTOBER 23, 6:30 – 9:30 P.M. $25,000 SIFMA MEMBER RATE Welcome Reception, National Museum of African American History & Culture $30,000 NON-MEMBER RATE SIFMA’s Annual Meeting Welcome Reception is the gathering place for all participants to come together and catch up with colleagues, new and old in an enjoyable setting, Co-Sponsorship with food stations, passed hors d’oeurvres and open bar, offering an opportunity for Two (2) SOLD • Includes Three (3) Annual Meeting attendees to enjoy the open exhibits at the Museum as well. One (1) Available Registrations The National Museum of African American History & Culture is the newest Smithsonian • Access to Three (3) Hotel Rooms museum opened September 24, 2016, near the Washington Monument, and has welcomed more than 1 million visitors to date. It is the only national museum devoted All hotel charges are the responsibility exclusively to the documentation of African American life, art, history, and culture. of each registered representative. Collection highlights include Nat Turner’s bible; an extensive repository of photos and film documenting everyday Black life; a segregation-era Southern Railway car; African-American ephemera examining the Double Victory Military Experience; Michael Jackson’s fedora; and works by prolific artists, such as Charles Alston, Elizabeth Catlett, Romare Bearden, and Henry O. Tanner.
Welcome Breakfast TUESDAY, OCTOBER 24 Networking opportunity offering prominent brand recognition, serving a variety of Co-Sponsorship healthy breakfast choices along with hot & cold beverages, set in the General Session Three (3) Available Ballroom, allowing for one-on-one conversations with industry colleagues, clients and potential prospects. Sponsoring firm will be invited to have two (2) senior executives be seated at one of the reserved VIP Tables during the breakfast session.
Formal Luncheon with Speaker Presentation (Speaker to be Announced) TUESDAY, OCTOBER 24 Networking Luncheon, open to all registrants, allows for one-on-one conversations Co-Sponsorship with industry colleagues, clients and potential prospects, offering sponsoring firm Three (3) Available prominent brand recognition and extending a seat to two (2) senior executives at a reserved VIP Table during the luncheon session.
6 ANNUAL MEETING 2017 Sponsorship Opportunities Diana Serri | 212-313-1258 | [email protected]
Gold Sponsorship Availability
Attendee Lanyard SOLD! Investment What better way to leave an impression than to see 600+ attendees wearing your firm’s $20,000 SIFMA MEMBER RATE name/logo around their neck for the duration of the Annual Meeting? Name badge lanyards are worn around the neck of each attendee to gain access to all sessions. $25,000 NON-MEMBER RATE Co-Branded as a Proud Supporter of SIFMA, pre-approved lanyards are produced by sponsoring firm and distributed with registration materials to all conference participants. • Includes Two (2) Annual Meeting Registrations SOLD! • Access to Two (2) Hotel Rooms Attendee Registration Packet All hotel charges are the responsibility Co-Branded as a Proud Supporter of SIFMA, Attendee Registration Packets are of each registered representative. distributed to all Annual Meeting participants with event materials placed inside each packet, distributed during registration to all participants. Packets are produced and distributed by SIFMA.
SOLD! Attendee Bag Co-Branded as a Proud Supporter of SIFMA, Attendee Tote Bags are produced and provided by sponsoring firm, program materials will be placed inside each bag and are distributed to all conference participants during registration.
Audio Visual Prominent brand recognition of sponsorship included on General Session slide deck, Sponsorship Available viewed by all attendees as they enter the Ballroom.
Branded Bottled Water Co-Branded as a Proud Supporter of SIFMA, Bottled Water is available to all attendees Sponsorship Available during refreshment breaks throughout the Annual Meeting, branding sponsoring firm with logo displayed on all bottles. Bottled water is produced by SIFMA.
7 ANNUAL MEETING 2017 Sponsorship Opportunities Diana Serri | 212-313-1258 | [email protected]
Gold Sponsorship Availability
Investment $20,000 SIFMA MEMBER RATE Hotel Room Branded Key Cards $25,000 NON-MEMBER RATE Co-Branded as a Proud Supporter of SIFMA, Hotel Room Key Cards are produced by SIFMA and distributed to all participants upon arrival/check-in to their hotel rooms. Sponsorship Available Estimated number of guests = 400+ • Includes Two (2) Annual Meeting Registrations • Access to Two (2) Hotel Rooms All hotel charges are the responsibility of each registered representative. Annual Meeting Printed Pocket and Electronic Guides Annual Meeting printed pocket and electronic guides include a detailed agenda, speaker bios, and attendee list, offering Sponsoring firm a full-page advertisement, Sponsorship Available strategically placed on the outside back cover of the guide. Distributed to all participants during registration, this will be the only printed reference guide available throughout the Annual Meeting.
Social Media & Digital Data Wall The social media wall will capture all tweets and encourage use of social media Sponsorship Available throughout the Conference in addition to offering sponsoring firm prominent brand recognition.
SOLD!
Wi-Fi for Conference Attendees Complimentary Wi-Fi usage for all Annual Meeting participants during event sessions available for the duration of the event. Offering sponsoring firm an opportunity to customize the Password for access, acknowledgement of sponsoring firm on program materials as well as print and digital signage.
8 ANNUAL MEETING 2017 Sponsorship Opportunities Diana Serri | 212-313-1258 | [email protected]
Silver Sponsorship Availability
Investment Co-Sponsorship $15,000 SIFMA MEMBER RATE Morning: Two (2) Sold $20,000 NON-MEMBER RATE Morning or Afternoon Networking Refreshment Breaks One (1) Avaliable Networking opportunity offering prominent brand recognition, serving a variety of Includes One (1) Annual Meeting healthy snacks as well as hot and cold beverages, set in the sponsor showcase area, allowing for one-on-one conversations with industry colleagues, clients and potential Registrations prospects. Access to One (1) Hotel Rooms All hotel charges are the responsibility Afternoon: of each registered representative. Three (3) Avaliable
Coat Check Branded Coat Check available to attendees to check coats, umbrellas, bags, etc. while Sponsorship Available participating throughout the day’s sessions and activities.
Note Pads / Writing Tablet & Pen Notepads/Writing Tablets are an easy and effective way to get your message in the hands of every registered conference attendee. Popular hard-covered notebooks distributed to all attendees in their Conference bag. Place your logo on the cover of this notebook and get exposure at and beyond the conference as attendees return to their Sponsorship Available offices and desks to review important notes, memory-joggers and names of contacts. Co-Branded as a Proud Supporter of SIFMA, pre-approved Note Pad / Writing Tablet & Pen provided by sponsoring firm and distributed with registration materials to all conference participants.
Press Room Catering All day catering for registered industry Press offering them breakfast, lunch and Sponsorship Available refreshments served in a working environment throughout the day. Press Room services include Wi-Fi and utilities.
9 ANNUAL MEETING 2017 Sponsorship Opportunities Diana Serri | 212-313-1258 | [email protected]
Silver Sponsorship Availability
Investment $15,000 SIFMA MEMBER RATE $20,000 NON-MEMBER RATE Re-Charge Zone The Annual Meeting Charging Station is set in the Sponsor Showcase area, offering Sponsorship Available Includes One (1) Annual Meeting conference participants the option to charge their personal devices while attending sessions or networking throughout the event. Registrations Access to One (1) Hotel Rooms All hotel charges are the responsibility of each registered representative.
Sport Bottle Branded environmentally friendly sport bottle, (collapsible option suggested) produced Sponsorship Available and provided by sponsoring firm, placed in attendee bag and distributed to all participants during registration.
Umbrella Branded umbrella produced and provided by sponsoring firm, placed in attendee bag Sponsorship Available and distributed to all participants during registration.
10 ANNUAL MEETING 2017 Sponsorship Opportunities Diana Serri | 212-313-1258 | [email protected]
SIFMA SMARTBRIEF SUITE
SIFMA SmartBrief provides relevant news and information to business leaders through targeted, easy-to-read newsletters, driving best-in-class click through rates and consistent reader engagement.
SIFMA SmartBrief SIFMA SmartBrief: Operations and Technology Edition News on the capital markets News on the capital markets for operations and technology professionals Frequency: Daily (Monday to Friday) Frequency: Weekly (Thursday) Subscriber Count: 65k Subscriber Count: 14k
Advertising & Content Marketing Opportunities
SIFMA Event Packages Reach a targeted audience using our customized packages for SIFMA’s best-in-class events, including popular events such as the SIFMA Annual Meeting, Compliance & Legal Annual Seminar, Operations Conference & Exhibition and Private Client Conference.
Gold Package Silver Package Bronze Package - SOLD
1-Part Event Special Update 1-Part Event Special Update Sponsored by
5 Ads in SIFMA SmartBrief • 2 Leaderboard N/A • 3 Rectangle Text
Recognition as Event Sponsor Recognition as Event Sponsor
SIFMA Member Rate: $20,000 SIFMA Member Rate: $12,000 Non-Member Rate: $25,000 Non-Member Rate: $15,000
SIFMA Special Update Package Sponsor a topic-driven Special Update, including popular reports such as the Economic Outlook.
Special Update Package 5 Ads in SIFMA SmartBrief SIFMA Member Rate: $20,000 1-Part Topic-Based Special Update • 2 Leaderboard Non-Member Rate: $25,000 • 3 Rectangle Text
Display & Native Advertising Leaderboard, rectangle-text and featured content advertisements are available directly through SmartBrief. Please contact Abiy Bekele, Associate Publisher at 646.462.4527 or [email protected] for more information.
11 ANNUAL MEETING 2017 Sponsorship Opportunities Diana Serri | 212-313-1258 | [email protected]
Private Parties/Dinners In the interest of the success of SIFMA’s Annual Meeting and in accordance with SIFMA’s Sponsorship Agreement, all Sponsoring Firms agree to NOT extend invitations, host any events (social or business) or otherwise encourage absence of attendees from the Event during SIFMA’s official hours, which include educational as well as networking functions. Should any firm have an interest in hosting a private event, please refer to the program schedule so that you can plan accordingly. All events being hosted at the designated Annual Meeting Venue are subject to a pre-approval process by SIFMA. SIFMA requires all contracted partners, sponsors and exhibitors to use the Proper Title of the event and/or the official SIFMA Event Creative for use in promoting your firm’s participation at the event, which includes, but is not limited to all promotional messaging, extending invitations (digital and/or print) to privately hosted functions, etc. Upon request, SIFMA will provide artwork of the event creative in multiple formats for use. All invitations and/or promotional materials must be submitted to SIFMA for final approved.
Hotel Room Block A block of hotel rooms have been reserved for SIFMA Annual Meeting sponsors, all room charges, including taxes and service fees will be the responsibility of each individual the reservation is made for. All reservations are based on availability and a reservation link will be sent to the sponsoring firm upon receipt of your signed contract.
12 SIFMA Annual Meeting — 2016 Participating Firms
A.M. Best Company Inc Bloomberg Intelligence Citigroup Global Markets Inc. Department of Finance Canada (New York) Advisor Group Bloomberg L.P. Citigroup Inc. Depository Trust & Clearing Corporation Aegis Capital Corp. Bloomberg News Citizens Bank (DTCC) Aetas Articulum LLC Bloomberg Television ClimateWire Deutsche Bank AG Alabama Securities Commission Bloomberg Tradebook LLC CME Group Dow Jones & Co Inc AllianceBernstein L.P. BNP Paribas CNBC DST Market Services, LLC American Action Forum BNY Mellon Capital Markets, LLC Cognizant Technology Solutions E*TRADE Financial Corp. Corporation American Banker BPC Consultant E*Trade Securities LLC Colorado Brewers Guild American Council for Capital Formation Bradley Arant Boult Cummings LLP Edelman Committee on Banking Housing and Ameriprise Financial Services, Inc. British Embassy Urban Affairs United States Senate Edward D. Jones & Co., L.P. App Developers Alliance Broadridge Financial Solutions, Inc. Committee on Capital Markets Embassy of France in the United States Argus Media Limited Build America Mutual Assurance Regulation Equipment Leasing and Finance Company Arxis Capital Group Competitive Enterprise Institute Association Butler Snow LLP Ashurst LLP Congressional Social Investment Task Estrada Hinojosa & Company, Inc. Cadaret, Grant & Co., Inc. Force ASIFMA Eurex Capital One Financial Corporation Cornerstone Research Inc Association for Financial Markets in Fannie Mae Europe (AFME) Capital One Investing, LLC Covington & Burling LLP Federal Deposit Insurance Corporation Bank for International Settlements Capitol Counsel LLC Credit Agricole (FDIC) Bank of America Merrill Lynch Cascade Financial Management, Inc. Credit Suisse Group AG Federal Farm Credit Banks Funding Corporation Barclays Cato Institute Credit Suisse Securities (USA) LLC Federal Housing Finance Agency Barron’s Cerulli Associates, Inc. D.A. Davidson & Co. (FHFA) Bates Group LLC Cetera Financial Group DAC Systems Fidelity Capital Markets BB&T Capital Markets (a division of CFO Financial Partners Davis Polk & Wardwell LLP Fidelity Clearing & Custody Solutions BB&T Securities, LLC) Charles Schwab & Co., Inc. Debevoise & Plimpton LLP Fidelity Corporate Actions Solutions BB&T Scott & Stringfellow (a division of Chevy Chase Trust Debtwire BB&T Securities, LLC) Fidelity Investments Choate Hall & Stewart LLP Deloitte Bipartisan Policy Center Fidelity National Information Services, Citi Deloitte & Touche LLP Inc. (FIS) Bloomberg BNA
13 SIFMA Annual Meeting — 2016 Participating Firms
Financial Advisor Magazine Hong Kong Economic and Trade Office London Stock Exchange Group Northwestern Mutual Investment Services, LLC Financial Industry Regulatory Authority Hootsuite Media Inc. Loop Capital Markets LLC Inc (FINRA) Northwestern Mutual Life Insurance House Financial Services Committee LPL Financial LLC Company Financial Stability Oversight Council HSBC Bank USA, N.A. Macquarie Capital (USA) Inc. n-Tier Financial Services LLC Financial Times HSBC North America Holdings Inc. Magnolia Strategy Partners Office of Financial Research, U.S. FIS HSBC Securities (USA) Inc. Managed Funds Association (MFA) Department of the Treasury Florida State Board of Administration IA Watch McDonald Partners, LLC Office of Governor Jay Nixon Fox Business IHS Markit McKinsey & Company Office of the Comptroller of the FTN Financial Securities Corp. Currency (OCC) IMC Financial Markets Mercatus Center at George Mason Futures Industry Association University Ohio State University Incapital LLC General Motors Asset Management Mesirow Financial, Inc. Oliver Wyman Invesco Ltd. Georgetown University’s McDonough Missouri Department of Insurance On Wall Street Investment Industry Association of School of Business Canada (IIAC) MLex Ontario Teachers’ Pension Plan Gibson, Dunn & Crutcher LLP Investment News Moors & Cabot, Inc. Oppenheimer & Co. Inc. Global Financial Markets Association J.J.B. Hilliard, W.L. Lyons, LLC Morgan Stanley Options Clearing Corporation (GFMA) J.P. Morgan Securities LLC Morning Consult Orbital ATK, Inc. Goldman Sachs Group, Inc. Janney Montgomery Scott LLC MTS Securities, LLC OVS Media Goldman, Sachs & Co. JIJI Press Municipal Securities Rulemaking Board Patomak Global Partners, LLC Government of Canada (MSRB) JPMorgan Chase & Co. Patterson Belknap Webb & Tyler LLP Greg Wilson Consulting Murphy & McGonigle, P.C. KCG Holdings, Inc PCAOB Guggenheim Partners Investment NASDAQ Management, LLC Kevin Hart Kornfield and Company, Inc. Pensions & Investments National Association of Insurance and HD Vest Financial Services KeyBanc Capital Markets Inc. Pershing LLC, a BNY Mellon Company Financial Advisors (NAIFA) Hearsay Systems Kiplinger Washington Letter PIMCO Natixis Global Asset Management Hefren-Tillotson, Inc. Kobre & Kim LLP Piper Jaffray & Co. Nextgov Herndon Plant Oakley, Ltd. Korea Financial Investment Association Piper Jaffray Companies Nikkei Asian Review (KOFIA) Hilltop Securities Independent Network Planned Investment Co., Inc. NISA Investment Advisors, L.L.C. Inc. Law360 Politico Nomura Securities International, Inc. HM Treasury Legg Mason Global Asset Management
14 SIFMA Annual Meeting — 2016 Participating Firms
Preston Financial Law & Consulting SIG Brokerage, LP TCW U.S. Bancorp Investments, Inc. PLLC Small Business & Entrepreneurship TD Ameritrade Holding Corporation U.S. Chamber of Commerce Promontory Financial Group, LLC Council TD Ameritrade, Inc. U.S. Commodity Futures Trading Promontory Interfinancial Network, LLC SmartBrief Commission (CFTC) Terra Alpha Investments LLC PwC Smith Moore U.S. Department of the Treasury Texas Capital Bank Quicken Loans SNL Financial U.S. House of Representatives The Bond Buyer Rabobank Group Social Finance, Inc. U.S. News & World Report The Boston Consulting Group Rabobank International Societe Generale U.S. Senate The Brookings Institution Raymond James & Associates, Inc. Societe Generale Corporate & UBS AG The Capital Group Companies, Inc. Investment Banking Raymond James Financial Services, Inc. UBS Financial Services Inc. The Charles Schwab Corporation SourceMedia RBC Capital Markets, LLC US Securities and Exchange The Clearing House Association, LLC Sphere Consulting Commission (SEC) RBC Correspondent Services The Hill Square, Inc. Vanguard Brokerage Services RBC Wealth Management The Institute of International Finance Inc St. Louis Regional Chamber Vanguard Group, Inc. Reuters The New York Times Company State Street Corporation Washington Examiner Royal Bank of Canada (RBC) The PNC Financial Services Group, Inc. State Street Global Advisors Washington Post S&P Dow Jones Indices The Real Estate Roundtable Stephens Inc. Washington Speakers Bureau S&P Global Inc. The Wall Street Journal Stephens Investment Management Wellington Management Company S&P Global Indices Group, LLC The Wharton School Wells Fargo & Company S&P Global Platts Steptoe & Johnson LLP The World Bank Wells Fargo Advisors, LLC S&P Global Ratings Stifel Financial Corp. ThinkAdvisor Wells Fargo Bank, National Association Santander Stifel, Nicolaus & Co., Inc. Third Way Wells Fargo Securities, LLC Securities Investor Protection Stump Strategic Thomson Reuters Corporation (SIPC) Westport Resources Management, Inc., SumRidge Partners, LLC Tradeweb Direct LLC a Division of United Capital Seward & Kissel LLP Synpulse Tradeweb Markets LLC William Blair Siebert, Cisneros, Shank & Co., L.L.C. T. Rowe Price Associates, Inc. Turner Broadcasting System, Inc. WilmerHale SIFMA Tata Consultancy Services Twitter, Inc. Wunderlich Securities, Inc. SIFMA Foundation taz- die tageszeitung U.S. Bancorp
15 ANNUAL MEETING 2017 Sponsorship Opportunities Diana Serri | 212-313-1258 | [email protected]
STRATEGIC PARTNERS
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